| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | | Sold All | -3,247 | -100 % | | | | - % | | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Bookham Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | | Sold All | -810 | -100 % | | | | - % | | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Bookham Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust-Ast Federated Aggressive Growth Portfolio | Multi-Cap Growth | | Sold All | -454,191 | -100 % | | | | - % | | | | | | | News Article | History of Advanced Series Trust-Ast Federated Aggressive Growth Portfolio Ownership Of Bookham Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -132,100 | -100 % | | | | - % | | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Bookham Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | | Sold All | -7,100 | -100 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Bookham Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | | Sold All | -190,004 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Bookham Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | | Sold All | -1,136 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Bookham Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -1,233,961 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Bookham Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -798,108 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Value Index Fund Ownership Of Bookham Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -26,130 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Bookham Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -6,722 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Bookham Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Microcap Index Fund | Specialty & Misc | | Sold All | -131,883 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell Microcap Index Fund Ownership Of Bookham Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | | Sold All | -58,715 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Bookham Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 64,900 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Bookham Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | | Sold All | -3,143,657 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Bookham Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | | Sold All | -6,495 | -100 % | | | | - % | | | | | | | News Article | History of Us Bancorp De Ownership Of Bookham Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR/A | Gam Usa Inc | Institution | 3,473,017 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Gam Usa Inc Ownership Of Bookham Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -35,421 | -100 % | | | | - % | | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Bookham Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Morgan Stanley | Institution | | Sold All | -16,815 | -100 % | | | | - % | | | | | | | News Article | History of Morgan Stanley Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Axa | Institution | | Sold All | -7,603 | -100 % | | | | - % | | | | | | | News Article | History of Axa Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Credit Agricole S A | Institution | | Sold All | -6,351 | -100 % | | | | - % | | | | | | | News Article | History of Credit Agricole S A Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Galleon Management L P | Institution | | Sold All | -573,300 | -100 % | | | | - % | | | | | | | News Article | History of Galleon Management L P Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | | Sold All | -123,936 | -100 % | | | | - % | | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Goldman Sachs Group Inc | Institution | | Sold All | -37,702 | -100 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Haw D E And Co Inc | Institution | | Sold All | -95,084 | -100 % | | | | - % | | | | | | | News Article | History of Haw D E And Co Inc Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | | Sold All | -109,774 | -100 % | | | | - % | | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kbc Group Nv | Institution | | Sold All | -65 | -100 % | | | | - % | | | | | | | News Article | History of Kbc Group Nv Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | | Sold All | -590,995 | -100 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -30 | -100 % | | | | - % | | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Trustee Ltd | Institution | | Sold All | -60 | -100 % | | | | - % | | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Royal Bank Of Canada | Institution | | Sold All | -3,000 | -100 % | | | | - % | | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -49,300 | -100 % | | | | - % | | | | | | | News Article | History of Russell Frank Co Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Tennenbaum Capital Partners Llc | Institution | | Sold All | -3,358,110 | -100 % | | | | - % | | | | | | | News Article | History of Tennenbaum Capital Partners Llc Ownership Of Bookham Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | | Sold All | -2,016,952 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Group Inc Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ameriprise Financial Inc | Institution | | Sold All | -21,914 | -100 % | | | | - % | | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | | Sold All | -386,596 | -100 % | | | | - % | | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -78,627 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Federated Investors Inc | Institution | | Sold All | -2,136,944 | -100 % | | | | - % | | | | | | | News Article | History of Federated Investors Inc Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Great West Life Assurance Co | Institution | | Sold All | -25 | -100 % | | | | - % | | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ing Investment Management Co | Institution | | Sold All | -40,800 | -100 % | | | | - % | | | | | | | News Article | History of Ing Investment Management Co Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | J P Morgan Chase And Co | Institution | | Sold All | -13,248 | -100 % | | | | - % | | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -1,602,900 | -100 % | | | | - % | | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | | Sold All | -150,475 | -100 % | | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Un Life Financial Inc | Institution | | Sold All | -6,631,586 | -100 % | | | | - % | | | | | | | News Article | History of Un Life Financial Inc Ownership Of Bookham Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | | Sold All | -20 | -100 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Bookham Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Credit Suisse First Boston | Institution | | Sold All | -44,851 | -100 % | | | | - % | | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Bookham Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Gruber And Mcbaine Capital Management Llc | Institution | 8,590,499 | Sold Some | -423,315 | -4.69 % | | | | - % | | | | | | | News Article | History of Gruber And Mcbaine Capital Management Llc Ownership Of Bookham Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | White Pine Capital Llc | Institution | | Sold All | -417,800 | -100 % | | | | - % | | | | | | | News Article | History of White Pine Capital Llc Ownership Of Bookham Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Brightfield Capital Management Llc | Institution | | Sold All | -1,887,620 | -100 % | | | | - % | | | | | | | News Article | History of Brightfield Capital Management Llc Ownership Of Bookham Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Ii Inc | Institution | | Sold All | -2,980 | -100 % | | | | - % | | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Bookham Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Inc | Institution | | Sold All | -4,949 | -100 % | | | | - % | | | | | | | News Article | History of Padco Advisors Inc Ownership Of Bookham Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | | Sold All | -2,416,946 | -100 % | | | | - % | | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Bookham Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | New Generation Advisers Inc | Institution | | Sold All | -2,073,740 | -100 % | | | | - % | | | | | | | News Article | History of New Generation Advisers Inc Ownership Of Bookham Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Teacher Retirement System Of Texa | Institution | | Sold All | -244,326 | -100 % | | | | - % | | | | | | | News Article | History of Teacher Retirement System Of Texa Ownership Of Bookham Inc |
| 2009-08-07 | 2009-05-31 | N-CSR | Valic Co I-Small Cap Index Fund | Small-Cap Core | | Sold All | -81,902 | -100 % | | | | - % | | | | | | | News Article | History of Valic Co I-Small Cap Index Fund Ownership Of Bookham Inc |
| 2009-08-06 | 2009-06-30 | 13F-HR | P A W Capital Corp | Institution | | Sold All | -2,450,000 | -100 % | | | | - % | | | | | | | News Article | History of P A W Capital Corp Ownership Of Bookham Inc |
| 2009-08-06 | 2009-06-30 | 13F-HR | Proshare Advisors Llc | Institution | | Sold All | -47,356 | -100 % | | | | - % | | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Bookham Inc |
| 2009-08-06 | 2009-06-30 | 13F-HR | Teachers Advisors Inc | Institution | | Sold All | -73,998 | -100 % | | | | - % | | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Bookham Inc |
| 2009-08-06 | 2009-06-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | | Sold All | -648,484 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Bookham Inc |
| 2009-08-05 | 2009-06-30 | 13F-HR | Blackrock Investment Management Llc | Institution | | Sold All | -174,200 | -100 % | | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Bookham Inc |
| 2009-08-05 | 2009-06-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | | Sold All | -63,100 | -100 % | | | | - % | | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Bookham Inc |
| 2009-08-04 | 2009-06-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | | Sold All | -30,000 | -100 % | | | | - % | | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Bookham Inc |
| 2009-07-31 | 2009-05-31 | N-CSR | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -10,900 | -100 % | | | | - % | | | | | | | News Article | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Bookham Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Tate Board Of Administration Of Florida Retirement System | Institution | | Sold All | -19,300 | -100 % | | | | - % | | | | | | | News Article | History of Tate Board Of Administration Of Florida Retirement System Ownership Of Bookham Inc |
| 2009-07-29 | 2009-06-30 | 13F-HR | California Public Employees Retirement System | Institution | | Sold All | -300,391 | -100 % | | | | - % | | | | | | | News Article | History of California Public Employees Retirement System Ownership Of Bookham Inc |
| 2009-07-29 | 2009-06-30 | 13F-HR | Kopp Investment Advisors Llc | Institution | | Sold All | -4,432,814 | -100 % | | | | - % | | | | | | | News Article | History of Kopp Investment Advisors Llc Ownership Of Bookham Inc |
| 2009-07-27 | 2009-06-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | | Sold All | -145,402 | -100 % | | | | - % | | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Bookham Inc |
| 2009-07-24 | 2009-06-30 | 13F-HR | Jds Capital Management Inc | Institution | | Sold All | -4,900,000 | -100 % | | | | - % | | | | | | | News Article | History of Jds Capital Management Inc Ownership Of Bookham Inc |
| 2009-07-23 | 2009-05-31 | N-CSRS | Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Fund | Specialty & Misc | | Sold All | -3,282 | -100 % | | | | - % | | | | | | | News Article | History of Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Fund Ownership Of Bookham Inc |
| 2009-07-17 | 2009-06-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | | Sold All | -136,605 | -100 % | | | | - % | | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Bookham Inc |
| 2009-07-17 | 2009-03-31 | 13F-HR/A | Morgan Stanley | Institution | 16,815 | Sold Some | -14,685 | -46.61 % | | | | - % | | | | | | | News Article | History of Morgan Stanley Ownership Of Bookham Inc |
| 2009-07-16 | 2009-03-31 | 13F-HR/A | Goldman Sachs Group Inc | Institution | 37,702 | Sold Some | -25,269 | -40.12 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Bookham Inc |
| 2009-07-13 | 2009-06-30 | 13F-HR | Granahan Investment Management Inc | Institution | | Sold All | -3,479,100 | -100 % | | | | - % | | | | | | | News Article | History of Granahan Investment Management Inc Ownership Of Bookham Inc |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | | Sold All | -119,600 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Bookham Inc |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Dimensions Group Inc-Va International Value Portfolio | Multi-Cap Value | | Sold All | -12,660 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va International Value Portfolio Ownership Of Bookham Inc |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Dimensions Group Inc-Va Small Value Portfolio | Small-Cap Value | | Sold All | -12,660 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va Small Value Portfolio Ownership Of Bookham Inc |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Trust Co-International Value Serie | Multi-Cap Value | | Sold All | -324,204 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Trust Co-International Value Serie Ownership Of Bookham Inc |
| 2009-07-08 | 2009-04-30 | N-CSR | Powershares Exchange Traded Fund Trust-Powershares Zacks Small Cap Portfolio | Small-Cap Core | | Sold All | -874 | -100 % | | | | - % | | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Zacks Small Cap Portfolio Ownership Of Bookham Inc |
| 2009-07-01 | 2009-04-30 | N-CSRS | Nationwide Mutual Funds-Nationwide Small Cap Index Fund | Small-Cap Core | | Sold All | -34,800 | -100 % | | | | - % | | | | | | | News Article | History of Nationwide Mutual Funds-Nationwide Small Cap Index Fund Ownership Of Bookham Inc |
| 2009-06-30 | 2008-09-30 | 13F-HR/A | Russell Frank Co | Institution | 147,526 | Sold Some | -98,474 | -40.03 % | | | | - % | | | | | | | News Article | History of Russell Frank Co Ownership Of Bookham Inc |
| 2009-06-23 | 2009-03-31 | 13F-HR/A | Ing Groep Nv | Institution | | Sold All | -35,400 | -100 % | | | | - % | | | | | | | News Article | History of Ing Groep Nv Ownership Of Bookham Inc |
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss! There has been no adjustmentsfor splits! |
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Information is provided 'as is' and solely for informational purposes, not for trading purposes or advice, and may be inaccurate!
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