| Al Frank Asset Management Inc |
Institution |
-12.22 % |
2008-05-06 |
51,148 |
$94,624 |
$-2,557 |
-2.63 % |
Sold Some |
-4,950 |
-8.82 % |
$248 |
| Alexandra Investment Management Llc |
Institution |
-19.06 % |
2008-05-15 |
650,000 |
$1,202,500 |
$-58,500 |
-4.63 % |
No Change |
650,000 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
-12.36 % |
2008-05-06 |
76,817 |
$142,111 |
$-3,841 |
-2.63 % |
Added More |
25,849 |
50.71 % |
$-1,292 |
| Bank Of America Corp |
Institution |
-10.84 % |
2008-05-12 |
1,010,524 |
$1,869,469 |
$10,105 |
0.54 % |
Added More |
4,855 |
0.48 % |
$49 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
134,456 |
|
|
% |
Sold Some |
-279,565 |
-67.52 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-9.22 % |
2008-04-30 |
50,282 |
$93,022 |
$7,542 |
8.82 % |
Sold Some |
-13,349 |
-20.97 % |
$-2,002 |
| Barclays Plc |
Institution |
% |
2008-05-14 |
213,130 |
|
|
% |
Sold Some |
-39,509 |
-15.63 % |
|
| Bear Stearns And Co Inc |
Institution |
-10.08 % |
2008-05-15 |
8,618 |
$15,943 |
$-776 |
-4.63 % |
Added More |
2,300 |
36.40 % |
$-207 |
| Biondo Fund (Northern Lights Fund Trust) |
Health/Biotech |
-10.42 % |
2008-06-09 |
75,440 |
$139,564 |
$-14,334 |
-9.31 % |
No Compare |
- |
- % |
- |
| Blackrock Investment Management Llc |
Institution |
-8.57 % |
2008-04-23 |
15,300 |
$28,305 |
$5,661 |
25.00 % |
Sold Some |
-1,100 |
-6.70 % |
$-407 |
| Bridgeway Capital Management Inc |
Institution |
-10.53 % |
2008-05-15 |
30,275 |
$56,009 |
$-2,725 |
-4.63 % |
New Holding |
30,275 |
100.00 % |
$-2,725 |
| Brightfield Capital Management Llc |
Institution |
-3.31 % |
2008-05-02 |
2,810,232 |
$5,198,929 |
$56,205 |
1.09 % |
Sold Some |
-111,807 |
-3.82 % |
$-2,236 |
| California Public Employees Retirement System |
Institution |
-9.59 % |
2008-04-28 |
296,661 |
$548,823 |
$115,698 |
26.71 % |
Added More |
217,500 |
274.75 % |
$84,825 |
| Columbia Small Cap Core Fund (Columbia Funds Series Trust I) |
Small-Cap Core |
-9.96 % |
2008-06-06 |
496,300 |
$918,155 |
$-193,557 |
-17.41 % |
No Compare |
- |
- % |
- |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
7,751 |
|
|
% |
New Holding |
7,751 |
100.00 % |
|
| Credit Suisse/ |
Institution |
-11.30 % |
2008-05-15 |
113,252 |
$209,516 |
$-10,193 |
-4.63 % |
Added More |
59,700 |
111.48 % |
$-5,373 |
| Dialectic Capital Management Llc |
Institution |
-12.33 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-70,683 |
-100.00 % |
$707 |
| Dimensional Fund Advisors Inc |
Institution |
-12.31 % |
2008-05-05 |
3,331,889 |
$6,163,995 |
$0 |
0.00 % |
Sold Some |
-5,253 |
-0.15 % |
$0 |
| Dresdner Bank Ag |
Institution |
-12.73 % |
2008-05-15 |
10,147 |
$18,772 |
$-913 |
-4.63 % |
Added More |
6,628 |
188.34 % |
$-597 |
| Essex Investment Management Co Llc |
Institution |
-8.12 % |
2008-05-15 |
17,110 |
$31,654 |
$-1,540 |
-4.63 % |
New Holding |
17,110 |
100.00 % |
$-1,540 |
| Federated Investors Inc |
Institution |
-11.17 % |
2008-05-15 |
1,070,000 |
$1,979,500 |
$-96,300 |
-4.63 % |
Sold Some |
-16,800 |
-1.54 % |
$1,512 |
| Ferris Baker Watts Incorporated |
Institution |
-12.77 % |
2008-05-12 |
450 |
$833 |
$5 |
0.54 % |
New Holding |
450 |
100.00 % |
$5 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-6.66 % |
2008-04-29 |
2,486 |
$4,599 |
$572 |
14.19 % |
No Compare |
- |
- % |
- |
| First New York Securities Llc |
Institution |
-9.56 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-29,048 |
-100.00 % |
$-871 |
| Galleon Management L P |
Institution |
% |
2008-05-14 |
373,490 |
|
|
% |
Sold Some |
-101,700 |
-21.40 % |
|
| Gam Usa Inc |
Institution |
-9.14 % |
2008-05-12 |
3,951,617 |
$7,310,491 |
$39,516 |
0.54 % |
Added More |
246,100 |
6.64 % |
$2,461 |
| Geode Capital Management Llc |
Institution |
-11.00 % |
2008-05-15 |
123,140 |
$227,809 |
$-11,083 |
-4.63 % |
Sold Some |
-557 |
-0.45 % |
$50 |
| Global Equity Portfolio (Dimensional Investment Group Inc) |
Global Multi-Cap Core |
-9.06 % |
2008-04-29 |
116,300 |
$215,155 |
$26,749 |
14.19 % |
Added More |
38,700 |
49.87 % |
$8,901 |
| Goldman Sachs Group Inc |
Institution |
-10.79 % |
2008-05-13 |
25,516 |
$47,205 |
$-255 |
-0.53 % |
Sold Some |
-21,938 |
-46.23 % |
$219 |
| Granahan Investment Management Inc |
Institution |
% |
2008-05-14 |
2,727,500 |
|
|
% |
Sold Some |
-269,150 |
-8.98 % |
|
| Gruber & Mcbaine Capital Management Llc |
Institution |
% |
2008-05-14 |
7,201,051 |
|
|
% |
Added More |
1,786,600 |
32.99 % |
|
| Hbk Investments L P |
Institution |
-6.96 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-4,350,000 |
-100.00 % |
$-130,500 |
| Highbridge Capital Management Llc |
Institution |
-8.97 % |
2008-05-13 |
11,527 |
$21,325 |
$-115 |
-0.53 % |
New Holding |
11,527 |
100.00 % |
$-115 |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-9.21 % |
2008-04-29 |
133,300 |
$246,605 |
$30,659 |
14.19 % |
Added More |
46,900 |
54.28 % |
$10,787 |
| International Value Series (Dfa Investment Trust Co) |
Multi-Cap Value |
-11.04 % |
2008-04-29 |
647,138 |
$1,197,205 |
$148,842 |
14.19 % |
Sold Some |
-34,372 |
-5.04 % |
$-7,906 |
| Ishares Russell Microcap Index Fund (Ishares Trust) |
Specialty & Misc |
-11.02 % |
2008-06-09 |
50,282 |
$93,022 |
$-9,554 |
-9.31 % |
No Compare |
- |
- % |
- |
| Jacobs Levy Equity Management Inc |
Institution |
% |
2008-05-14 |
217,282 |
|
|
% |
No Change |
217,282 |
0 % |
- |
| Kopp Investment Advisors Llc |
Institution |
-14.18 % |
2008-04-30 |
200,000 |
$370,000 |
$30,000 |
8.82 % |
No Change |
200,000 |
0 % |
- |
| Lazard Asset Management Llc |
Institution |
-6.35 % |
2008-04-09 |
137,300 |
$254,005 |
$54,920 |
27.58 % |
New Holding |
137,300 |
100.00 % |
$54,920 |
| Liberty Ridge Capital Inc |
Institution |
-9.56 % |
2008-05-13 |
178,815 |
$330,808 |
$-1,788 |
-0.53 % |
Added More |
80,085 |
81.11 % |
$-801 |
| Lotsoff Capital Management |
Institution |
-8.38 % |
2008-04-10 |
30,000 |
$55,500 |
$12,300 |
28.47 % |
Sold Some |
-31,100 |
-50.90 % |
$-12,751 |
| Masters Capital Management Llc |
Institution |
-28.94 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-453,200 |
-100.00 % |
$40,788 |
| Merrill Lynch And Co Inc |
Institution |
-11.70 % |
2008-05-01 |
3,602 |
$6,664 |
$180 |
2.77 % |
Added More |
3,070 |
577.06 % |
$154 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-10.67 % |
2008-05-12 |
4,970 |
$9,195 |
$50 |
0.54 % |
New Holding |
4,970 |
100.00 % |
$50 |
| Millennium Management L.L.C. |
Institution |
-10.30 % |
2008-05-15 |
26,246 |
$48,555 |
$-2,362 |
-4.63 % |
New Holding |
26,246 |
100.00 % |
$-2,362 |
| Morgan Stanley |
Institution |
-11.91 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-32,673 |
-100.00 % |
$2,941 |
| New Generation Advisers Inc |
Institution |
-2.61 % |
2008-05-09 |
1,960,200 |
$3,626,370 |
$58,806 |
1.64 % |
No Change |
1,960,200 |
0 % |
- |
| Northern Trust Corp |
Institution |
-10.86 % |
2008-05-15 |
75,190 |
$139,102 |
$-6,767 |
-4.63 % |
Added More |
340 |
0.45 % |
$-31 |
| Old Mutual Small Cap Portfolio (Old Mutual Insurance Series Fund) |
Small-Cap Core |
-10.62 % |
2008-05-30 |
108,115 |
$200,013 |
$-19,461 |
-8.86 % |
No Compare |
- |
- % |
- |
| Oshaughnessy Asset Management Llc |
Institution |
-9.73 % |
2008-04-30 |
184 |
$340 |
$28 |
8.82 % |
New Holding |
184 |
100.00 % |
$28 |
| Owenoke Capital Management Llc |
Institution |
% |
2008-05-14 |
222,183 |
|
|
% |
No Compare |
- |
- % |
- |
| P A W Capital Corp |
Institution |
% |
2008-05-14 |
1,715,000 |
|
|
% |
Added More |
451,000 |
35.68 % |
|
| Partners Smallcap Value Fund I (Principal Investors Fund Inc) |
Small-Cap Value |
-9.57 % |
2008-04-01 |
73,000 |
$135,050 |
$29,200 |
27.58 % |
No Change |
73,000 |
0 % |
- |
| Pequot Capital Management Inc |
Institution |
-14.43 % |
2008-05-15 |
4,626,400 |
$8,558,840 |
$-416,376 |
-4.63 % |
No Change |
4,626,400 |
0 % |
- |
| Placemark Investments Inc |
Institution |
-11.32 % |
2008-05-19 |
38,447 |
$71,127 |
$-2,691 |
-3.64 % |
Sold Some |
-293 |
-0.75 % |
$21 |
| Platinum Management (Ny) Llc |
Institution |
-4.73 % |
2008-05-15 |
19,400 |
$35,890 |
$-1,746 |
-4.63 % |
No Compare |
- |
- % |
- |
| Prescott Group Capital Management Llc |
Institution |
-4.02 % |
2008-05-12 |
412,382 |
$762,907 |
$4,124 |
0.54 % |
Sold Some |
-94,161 |
-18.58 % |
$-942 |
| Renaissance Technologies Corp |
Institution |
-10.96 % |
2008-05-15 |
2,462,783 |
$4,556,149 |
$-221,650 |
-4.63 % |
Added More |
496,300 |
25.23 % |
$-44,667 |
| Roanoke Asset Management Corp |
Institution |
-1.28 % |
2008-07-02 |
None |
- |
- |
- % |
Sold All |
-455,580 |
-100.00 % |
$18,223 |
| Royal Bank Of Canada |
Institution |
-10.12 % |
2008-05-15 |
3,000 |
$5,550 |
$-270 |
-4.63 % |
No Change |
3,000 |
0 % |
- |
| Russell Frank Co |
Institution |
-10.65 % |
2008-05-13 |
246,000 |
$455,100 |
$-2,460 |
-0.53 % |
No Change |
246,000 |
0 % |
- |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-9.08 % |
2008-05-23 |
21,955 |
$40,617 |
$-1,317 |
-3.14 % |
New Holding |
21,955 |
100.00 % |
$-1,317 |
| Shaw D E And Co Inc |
Institution |
-11.26 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-279,072 |
-100.00 % |
$25,116 |
| Shikiar Asset Management Inc |
Institution |
-6.82 % |
2008-04-24 |
10,000 |
$18,500 |
$4,100 |
28.47 % |
No Change |
10,000 |
0 % |
- |
| Sidus Investment Management Llc |
Institution |
-6.83 % |
2008-05-13 |
3,100,434 |
$5,735,803 |
$-31,004 |
-0.53 % |
Added More |
400,434 |
14.83 % |
$-4,004 |
| Stark Offshore Management Llc |
Institution |
-9.78 % |
2008-05-15 |
295,836 |
$547,297 |
$-26,625 |
-4.63 % |
New Holding |
295,836 |
100.00 % |
$-26,625 |
| Sun Life Financial Inc |
Institution |
-6.61 % |
2008-05-15 |
6,609,980 |
$12,228,463 |
$-594,898 |
-4.63 % |
Added More |
2,209,980 |
50.22 % |
$-198,898 |
| Tennenbaum Capital Partners Llc |
Institution |
-17.50 % |
2008-05-15 |
3,540,596 |
$6,550,103 |
$-318,654 |
-4.63 % |
Added More |
294,922 |
9.08 % |
$-26,543 |
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-9.44 % |
2008-05-30 |
4,970 |
$9,195 |
$-895 |
-8.86 % |
New Holding |
4,970 |
100.00 % |
$-895 |
| Trellus Management Company Llc |
Institution |
-10.09 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-1,709,920 |
-100.00 % |
$0 |
| Two Sigma Investments Llc |
Institution |
-10.76 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-31,100 |
-100.00 % |
$2,799 |
| Us Bancorp De |
Institution |
-9.58 % |
2008-05-15 |
12 |
$22 |
$-1 |
-4.63 % |
No Change |
12 |
0 % |
- |
| Va Small Value Portfolio (Dfa Investment Dimensions Group Inc) |
Small-Cap Value |
-10.42 % |
2008-04-29 |
12,660 |
$23,421 |
$2,912 |
14.19 % |
No Change |
12,660 |
0 % |
- |
| Van Wagoner Emerging Growth Fund (Van Wagoner Funds Inc) |
Small-Cap Growth |
-18.79 % |
2008-05-15 |
192,110 |
$355,404 |
$-17,290 |
-4.63 % |
Sold Some |
-132,890 |
-40.88 % |
$11,960 |
| Van Wagoner Growth Opportunities Fund (Van Wagoner Funds Inc) |
Multi-Cap Growth |
-18.85 % |
2008-05-15 |
44,400 |
$82,140 |
$-3,996 |
-4.63 % |
Sold Some |
-30,600 |
-40.80 % |
$2,754 |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-10.32 % |
2008-05-30 |
64,900 |
$120,065 |
$-11,682 |
-8.86 % |
No Change |
64,900 |
0 % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-10.54 % |
2008-05-30 |
457,007 |
$845,463 |
$-82,261 |
-8.86 % |
Added More |
17,500 |
3.98 % |
$-3,150 |
| Vanguard Group Inc |
Institution |
-10.59 % |
2008-05-01 |
1,812,487 |
$3,353,101 |
$90,624 |
2.77 % |
Added More |
1,808,389 |
44128.57 % |
$90,419 |
| Vanguard Institutional Total Stock Market Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
-10.35 % |
2008-05-30 |
152,886 |
$282,839 |
$-27,519 |
-8.86 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-10.26 % |
2008-05-30 |
1,108,594 |
$2,050,899 |
$-199,547 |
-8.86 % |
Added More |
61,178 |
5.84 % |
$-11,012 |
| Wedbush Morgan Securities Inc |
Institution |
-8.42 % |
2008-04-11 |
122,402 |
$226,444 |
$45,289 |
25.00 % |
Added More |
11,000 |
9.87 % |
$4,070 |
| Wellington Management Co Llp |
Institution |
-9.11 % |
2008-05-15 |
5,103,600 |
$9,441,660 |
$-459,324 |
-4.63 % |
Added More |
450,300 |
9.67 % |
$-40,527 |
| White Pine Capital Llc |
Institution |
-7.66 % |
2008-05-09 |
226,450 |
$418,933 |
$6,794 |
1.64 % |
Sold Some |
-326,850 |
-59.07 % |
$-9,806 |
| World Asset Management Inc |
Institution |
% |
2008-05-14 |
11,545 |
|
|
% |
No Change |
11,545 |
0 % |
- |
| Zebra Capital Management Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-131 |
-100.00 % |
|