| Algert Coldiron Investors Llc |
Institution |
-0.88 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-6,570 |
-100.00 % |
$-1,380 |
| American International Group Inc |
Institution |
0.36 % |
2008-08-14 |
600 |
$2,820 |
$126 |
4.67 % |
Sold Some |
-1,000 |
-62.50 % |
$-210 |
| Ameriprise Financial Inc |
Institution |
0.63 % |
2008-08-12 |
418 |
$1,965 |
$146 |
8.04 % |
No Change |
418 |
0 % |
- |
| Amvescap Plc |
Institution |
1.47 % |
2008-08-21 |
15,384,802 |
$72,308,569 |
$-307,696 |
-0.42 % |
Added More |
8,866,173 |
136.01 % |
$-177,323 |
| Asset Allocation: Diversified Growth Portfolio (Seasons Series Trust) |
Specialty Dvsfd Eq |
-8.19 % |
2008-06-06 |
3,700 |
$17,390 |
$2,442 |
16.33 % |
New Holding |
3,700 |
100.00 % |
$2,442 |
| Aviva Plc |
Institution |
0.44 % |
2008-08-14 |
12,000 |
$56,400 |
$2,520 |
4.67 % |
No Change |
12,000 |
0 % |
- |
| Bank Of America Corp |
Institution |
0.81 % |
2008-08-12 |
97,918 |
$460,215 |
$34,271 |
8.04 % |
Added More |
11,700 |
13.57 % |
$4,095 |
| Bank Of Nova Scotia |
Institution |
% |
2008-08-15 |
63,000 |
|
|
% |
No Change |
63,000 |
0 % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
2.21 % |
2008-07-25 |
153,171 |
|
|
% |
Sold Some |
-1,782,951 |
-92.08 % |
|
| Barclays Plc |
Institution |
1.56 % |
2008-08-12 |
213,838 |
$1,005,039 |
$74,843 |
8.04 % |
Added More |
139,300 |
186.88 % |
$48,755 |
| Bartlett & Co |
Institution |
1.30 % |
2008-08-14 |
867 |
$4,075 |
$182 |
4.67 % |
No Change |
867 |
0 % |
- |
| Bear Stearns And Co Inc |
Institution |
-5.95 % |
2008-05-15 |
28,756 |
$135,153 |
$16,391 |
13.80 % |
Added More |
4,886 |
20.46 % |
$2,785 |
| Black River Asset Management Llc |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-17,400 |
-100.00 % |
|
| Blackrock Group Ltd |
Institution |
2.60 % |
2008-08-04 |
3,530,600 |
$16,593,820 |
$2,506,726 |
17.79 % |
No Change |
3,530,600 |
0 % |
- |
| Boston Trust Small Cap Fund (Coventry Group) |
Small-Cap Core |
-2.06 % |
2008-06-09 |
None |
- |
- |
- % |
Sold All |
-4,000 |
-100.00 % |
$-2,600 |
| Bridgewater Associates Inc |
Institution |
% |
2008-07-17 |
444,264 |
|
|
% |
Added More |
128,128 |
40.52 % |
|
| Canada Pension Plan Investment Board |
Institution |
1.13 % |
2008-08-14 |
369,135 |
$1,734,935 |
$77,518 |
4.67 % |
Sold Some |
-144,813 |
-28.17 % |
$-30,411 |
| Chronim Investments Inc |
Institution |
-4.11 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-2,500 |
-100.00 % |
$-1,050 |
| Citigroup Inc |
Institution |
0.70 % |
2008-08-14 |
35,120 |
$165,064 |
$7,375 |
4.67 % |
Sold Some |
-71,200 |
-66.96 % |
$-14,952 |
| Claymore Advisors Llc |
Institution |
2.23 % |
2008-08-07 |
1,217,317 |
$5,721,390 |
$535,619 |
10.32 % |
Added More |
686,091 |
129.15 % |
$301,880 |
| Comerica Bank |
Institution |
0.80 % |
2008-08-13 |
13,221 |
$62,139 |
$2,776 |
4.67 % |
No Change |
13,221 |
0 % |
- |
| Credit Suisse/ |
Institution |
0.91 % |
2008-08-14 |
54,551 |
$256,390 |
$11,456 |
4.67 % |
Added More |
9,134 |
20.11 % |
$1,918 |
| Ellington Management Group Llc |
Institution |
1.71 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-12,000 |
-100.00 % |
$-4,200 |
| Ferris Baker Watts Incorporated |
Institution |
3.03 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-1,400 |
-100.00 % |
$-616 |
| Fifth Third Bancorp |
Institution |
0.76 % |
2008-08-14 |
1,000 |
$4,700 |
$210 |
4.67 % |
Added More |
950 |
1900.00 % |
$200 |
| First National Trust Co |
Institution |
-0.17 % |
2008-08-11 |
1,000 |
$4,700 |
$420 |
9.81 % |
No Change |
1,000 |
0 % |
- |
| First Trust Advisors Lp |
Institution |
0.35 % |
2008-08-08 |
59,292 |
$278,672 |
$27,274 |
10.84 % |
Added More |
4,482 |
8.17 % |
$2,062 |
| Goldman Sachs Group Inc |
Institution |
0.46 % |
2008-08-14 |
325,784 |
$1,531,185 |
$68,415 |
4.67 % |
Sold Some |
-63,141 |
-16.23 % |
$-13,260 |
| Harrington Investments Inc |
Institution |
% |
2008-07-17 |
2,000 |
|
|
% |
No Change |
2,000 |
0 % |
- |
| Harris Financial Corp |
Institution |
0.42 % |
2008-07-09 |
57,569 |
$270,574 |
$55,842 |
26.00 % |
Sold Some |
-706,134 |
-92.46 % |
$-684,950 |
| Hsbc Holdings Plc |
Institution |
0.12 % |
2008-08-14 |
44,775 |
$210,443 |
$9,403 |
4.67 % |
Added More |
13,800 |
44.55 % |
$2,898 |
| Insight 2811 Inc |
Institution |
0.23 % |
2008-07-30 |
150 |
$705 |
$75 |
11.90 % |
No Change |
150 |
0 % |
- |
| International Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-10.06 % |
2008-05-30 |
24,100 |
$113,270 |
$10,122 |
9.81 % |
No Change |
24,100 |
0 % |
- |
| Iwamoto Kong & Co. Inc. |
Institution |
3.92 % |
2008-08-04 |
4,000 |
$18,800 |
$2,840 |
17.79 % |
New Holding |
4,000 |
100.00 % |
$2,840 |
| J P Morgan Chase And Co |
Institution |
0.84 % |
2008-08-12 |
31,584 |
$148,445 |
$11,054 |
8.04 % |
New Holding |
31,584 |
100.00 % |
$11,054 |
| John G Ullman And Associates Inc |
Institution |
1.82 % |
2008-08-07 |
43,600 |
$204,920 |
$19,184 |
10.32 % |
Added More |
7,900 |
22.12 % |
$3,476 |
| Kbc Group Nv |
Institution |
0.79 % |
2008-08-14 |
578,572 |
$2,719,288 |
$121,500 |
4.67 % |
Added More |
92,924 |
19.13 % |
$19,514 |
| Labranche And Co Inc |
Institution |
0.47 % |
2008-08-14 |
40,583 |
$190,740 |
$8,522 |
4.67 % |
Sold Some |
-10,779 |
-20.98 % |
$-2,264 |
| M And T Bank Corp |
Institution |
2.99 % |
2008-07-29 |
300 |
$1,410 |
$207 |
17.20 % |
No Change |
300 |
0 % |
- |
| Manufactureres Life Insurance Co |
Institution |
-2.04 % |
2008-07-30 |
3,557 |
$16,718 |
$1,779 |
11.90 % |
Sold Some |
-111,507 |
-96.90 % |
$-55,754 |
| Merrill Lynch And Co Inc |
Institution |
0.96 % |
2008-08-07 |
388,228 |
$1,824,672 |
$170,820 |
10.32 % |
Added More |
220,793 |
131.86 % |
$97,149 |
| Metlife Securities Inc |
Institution |
3.46 % |
2008-07-24 |
500 |
$2,350 |
$330 |
16.33 % |
No Compare |
- |
- % |
- |
| Morgan Stanley |
Institution |
% |
2008-08-15 |
490,542 |
|
|
% |
Added More |
147,507 |
43.00 % |
|
| National Bank Of Indianapolis Corp |
Institution |
% |
2008-07-16 |
175 |
|
|
% |
No Change |
175 |
0 % |
- |
| Neuberger Berman Llc |
Institution |
% |
2008-08-15 |
10,000 |
|
|
% |
No Change |
10,000 |
0 % |
- |
| Nomura Asset Management Co Ltd |
Institution |
2.70 % |
2008-08-07 |
6,000 |
$28,200 |
$2,640 |
10.32 % |
No Change |
6,000 |
0 % |
- |
| Norges Bank |
Institution |
1.04 % |
2008-08-13 |
276,771 |
$1,300,824 |
$58,122 |
4.67 % |
Added More |
49,033 |
21.53 % |
$10,297 |
| Oaktree Asset Management Llc |
Institution |
3.87 % |
2008-07-15 |
None |
- |
- |
- % |
Sold All |
-1,500 |
-100.00 % |
$-2,040 |
| Peak6 Investments L P |
Institution |
1.53 % |
2008-08-14 |
17,677 |
$83,082 |
$3,712 |
4.67 % |
Sold Some |
-20,100 |
-53.20 % |
$-4,221 |
| Peapack Gladstone Financial Corp |
Institution |
5.35 % |
2008-07-10 |
300 |
$1,410 |
$294 |
26.34 % |
No Change |
300 |
0 % |
- |
| Pnc Financial Services Group Inc |
Institution |
0.73 % |
2008-08-14 |
1,100 |
$5,170 |
$231 |
4.67 % |
No Change |
1,100 |
0 % |
- |
| Public Sector Pension Investment Board |
Institution |
1.72 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-561,424 |
-100.00 % |
$-117,899 |
| Putnam Vt Global Asset Allocation Fund (Putnam Variable Trust) |
Global Flex Port |
0.00 % |
2008-08-28 |
3,676 |
$17,277 |
$0 |
0.00 % |
New Holding |
3,676 |
100.00 % |
$0 |
| Quantlab Capital Management Ltd |
Institution |
1.00 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-107 |
-100.00 % |
$-22 |
| Rbc Capital Markets Arbitrage S A |
Institution |
0.96 % |
2008-08-14 |
33 |
$155 |
$7 |
4.67 % |
Sold Some |
-24,243 |
-99.86 % |
$-5,091 |
| Rbc Dain Rauscher Inc |
Institution |
1.08 % |
2008-08-14 |
8,575 |
$40,303 |
$1,801 |
4.67 % |
Sold Some |
-10,000 |
-53.83 % |
$-2,100 |
| Rbc Dominion Securities Inc |
Institution |
1.72 % |
2008-08-14 |
34,615 |
$162,691 |
$7,269 |
4.67 % |
Added More |
29,350 |
557.45 % |
$6,164 |
| Rbc Private Counsel Inc |
Institution |
1.76 % |
2008-08-14 |
600 |
$2,820 |
$126 |
4.67 % |
Added More |
100 |
20.00 % |
$21 |
| Rbc Private Counsel Usa Inc |
Institution |
1.57 % |
2008-08-14 |
100 |
$470 |
$21 |
4.67 % |
No Change |
100 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
0.05 % |
2008-08-14 |
1,044,500 |
$4,909,150 |
$219,345 |
4.67 % |
Added More |
257,900 |
32.78 % |
$54,159 |
| Royal Bank Of Canada |
Institution |
1.42 % |
2008-08-14 |
200 |
$940 |
$42 |
4.67 % |
New Holding |
200 |
100.00 % |
$42 |
| Scopia Management Inc |
Institution |
% |
2008-08-15 |
10,801 |
|
|
% |
No Change |
10,801 |
0 % |
- |
| Stephens Inc |
Institution |
0.72 % |
2008-08-13 |
33,000 |
$155,100 |
$6,930 |
4.67 % |
No Change |
33,000 |
0 % |
- |
| Tal Global Asset Management Inc |
Institution |
2.16 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-56,129 |
-100.00 % |
$-11,787 |
| Td Asset Management Inc |
Institution |
1.34 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-280,525 |
-100.00 % |
$-58,910 |
| Toronto Dominion Bank |
Institution |
1.41 % |
2008-08-12 |
49,731 |
$233,736 |
$17,406 |
8.04 % |
Sold Some |
-3,267 |
-6.16 % |
$-1,143 |
| Tradelink Llc |
Institution |
0.79 % |
2008-08-13 |
15,000 |
$70,500 |
$3,150 |
4.67 % |
New Holding |
15,000 |
100.00 % |
$3,150 |
| Ubs Ag |
Institution |
0.25 % |
2008-08-11 |
99,496 |
$467,631 |
$41,788 |
9.81 % |
Sold Some |
-58,573 |
-37.05 % |
$-24,601 |
| Unionbancal Corp |
Institution |
1.80 % |
2008-07-22 |
7,400 |
$34,780 |
$7,622 |
28.06 % |
Added More |
5,200 |
236.36 % |
$5,356 |
| Us Bancorp De |
Institution |
0.76 % |
2008-08-14 |
1,250 |
$5,875 |
$263 |
4.67 % |
Sold Some |
-50 |
-3.84 % |
$-11 |
| Wells Fargo And Co |
Institution |
0.75 % |
2008-08-13 |
5,400 |
$25,380 |
$1,134 |
4.67 % |
No Change |
5,400 |
0 % |
- |
| Wexford Capital Llc |
Institution |
% |
2008-08-15 |
14,300 |
|
|
% |
No Compare |
- |
- % |
- |
| World Asset Management Inc |
Institution |
0.49 % |
2008-08-14 |
11,483 |
$53,970 |
$2,411 |
4.67 % |
Sold Some |
-5,219 |
-31.24 % |
$-1,096 |
| Zebra Capital Management Llc |
Institution |
7.97 % |
2008-07-15 |
785 |
$3,690 |
$1,068 |
40.71 % |
New Holding |
785 |
100.00 % |
$1,068 |