| Vanguard Global Equity Fund (Vanguard Horizon Funds) |
Global Flex Port |
-0.08 % |
2008-11-28 |
44,800 |
$383,040 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Putnam Vt Capital Opportunities Fund (Putnam Variable Trust) |
Specialty & Misc |
6.34 % |
2008-11-26 |
5,383 |
$46,025 |
$3,230 |
7.54 % |
No Change |
0 |
0 % |
- |
| Mcglinn Capital Management Inc |
Institution |
7.32 % |
2008-11-26 |
16,000 |
$136,800 |
$9,600 |
7.54 % |
New Holding |
16,000 |
100.00 % |
$9,600 |
| Columbia International Fund Variable Series (Columbia Funds Variable Insurance Trust) |
Global Flex Port |
5.07 % |
2008-11-26 |
51,384 |
$439,333 |
$30,830 |
7.54 % |
No Compare |
- |
- % |
- |
| Mtb International Equity Fund (Mtb Group Of Funds) |
International Large-C ... |
0.64 % |
2008-11-26 |
30,400 |
$259,920 |
$18,240 |
7.54 % |
No Compare |
- |
- % |
- |
| Natixis Moderate Diversified Portfolio (Natixis Funds Trust Iii) |
Flexible Portfolio |
5.16 % |
2008-11-26 |
5,150 |
$44,033 |
$3,090 |
7.54 % |
Added More |
200 |
4.04 % |
$120 |
| Putnam International Equity Fund Ma (Putnam International Equity Fund Ma) |
International Large-C ... |
6.37 % |
2008-11-26 |
7,200 |
$61,560 |
$4,320 |
7.54 % |
Added More |
3,600 |
100.00 % |
$2,160 |
| Van Kampen Global Equity Allocation Fund (Van Kampen Series Fund Inc) |
Global Large-Cap Core |
3.69 % |
2008-11-26 |
1,700 |
$14,535 |
$1,020 |
7.54 % |
New Holding |
1,700 |
100.00 % |
$1,020 |
| Rs Value Fund (Rs Investment Trust) |
Multi-Cap Value |
6.42 % |
2008-11-26 |
4,332,226 |
$37,040,532 |
$2,599,336 |
7.54 % |
New Holding |
4,332,226 |
100.00 % |
$2,599,336 |
| Rs Value Vip Series (Rs Variable Products Trust) |
Multi-Cap Value |
6.34 % |
2008-11-26 |
3,694 |
$31,584 |
$2,216 |
7.54 % |
No Compare |
- |
- % |
- |
| Jpmorgan Technology Fund (Jpmorgan Trust Ii) |
Science & Tech |
5.07 % |
2008-11-26 |
225 |
$1,924 |
$135 |
7.54 % |
No Compare |
- |
- % |
- |
| Asset Allocation Portfolio (Anchor Series Trust) |
Specialty & Misc |
3.95 % |
2008-11-26 |
3,900 |
$33,345 |
$2,340 |
7.54 % |
New Holding |
3,900 |
100.00 % |
$2,340 |
| Putnam Vt Capital Appreciation Fund (Putnam Variable Trust) |
Specialty & Misc |
5.09 % |
2008-11-26 |
2,248 |
$19,220 |
$1,349 |
7.54 % |
No Change |
0 |
0 % |
- |
| Bnp Paribas Arbitrage Sa |
Institution |
4.92 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-247,044 |
-100.00 % |
$-148,226 |
| Riversource Dividend Opportunity Fund (Riversource Sector Series Inc) |
Equity Income |
-1.99 % |
2008-11-25 |
572,164 |
$4,892,002 |
$343,298 |
7.54 % |
Sold Some |
-39,558 |
-6.46 % |
$-23,735 |
| Wegener Investment Trust (Wegener Investment Trust) |
Specialty & Misc |
6.64 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$-360 |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
188,900 |
$1,615,095 |
$196,456 |
13.84 % |
New Holding |
188,900 |
100.00 % |
$196,456 |
| Dreyfus Premier Equity Income Fund (Dreyfus Laurel Funds Trust) |
Equity Income |
16.16 % |
2008-11-21 |
225 |
$1,924 |
$198 |
11.47 % |
No Compare |
- |
- % |
- |
| Dreman Value Management L L C |
Institution |
16.69 % |
2008-11-21 |
271,500 |
$2,321,325 |
$238,920 |
11.47 % |
Added More |
24,620 |
9.97 % |
$21,666 |
| Royce Value Trust Inc |
Institution |
19.69 % |
2008-11-21 |
41,200 |
$352,260 |
$36,256 |
11.47 % |
No Compare |
- |
- % |
- |
| Algert Coldiron Investors Llc |
Institution |
20.87 % |
2008-11-21 |
6,216 |
$53,147 |
$5,470 |
11.47 % |
Sold Some |
-7,434 |
-54.46 % |
$-6,542 |
| Stifel Nicolaus And Co Inc Mo |
Institution |
21.26 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-14,950 |
-100.00 % |
$-13,156 |
| Allianz Global Investors Of America L P |
Institution |
25.13 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-1,562,378 |
-100.00 % |
$-1,374,893 |
| Brandes Investment Partners Lp |
Institution |
1.49 % |
2008-11-19 |
6,692,490 |
$57,220,790 |
$1,338,498 |
2.39 % |
New Holding |
6,692,490 |
100.00 % |
$1,338,498 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
511,130 |
$4,370,162 |
$102,226 |
2.39 % |
Sold Some |
-568,806 |
-52.67 % |
$-113,761 |
| Ing Canada Inc |
Institution |
-5.65 % |
2008-11-19 |
2,136,547 |
$18,267,477 |
$427,309 |
2.39 % |
No Compare |
- |
- % |
- |
| Ancora Advisors Llc |
Institution |
3.21 % |
2008-11-18 |
58,600 |
$501,030 |
$11,720 |
2.39 % |
No Compare |
- |
- % |
- |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
13,460 |
$115,083 |
$2,692 |
2.39 % |
Added More |
664 |
5.18 % |
$133 |
| Quantlab Capital Management Ltd |
Institution |
0.62 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-214 |
-100.00 % |
$4 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-109,417 |
-100.00 % |
$2,188 |
| Norges Bank |
Institution |
2.58 % |
2008-11-17 |
477,653 |
$4,083,933 |
$-9,553 |
-0.23 % |
Added More |
49,014 |
11.43 % |
$-980 |
| Strategic Investment Management |
Institution |
2.07 % |
2008-11-17 |
47,203 |
$403,586 |
$-944 |
-0.23 % |
Added More |
30,832 |
188.33 % |
$-617 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
2,200 |
$18,810 |
$-44 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Public Sector Pension Investment Board |
Institution |
-1.12 % |
2008-11-14 |
521,076 |
$4,455,200 |
$-10,422 |
-0.23 % |
Added More |
65,900 |
14.47 % |
$-1,318 |
| Fifth Third Asset Management Inc |
Institution |
2.07 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-120,278 |
-100.00 % |
$2,406 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-20,170 |
-100.00 % |
$403 |
| Fifth Third Bancorp |
Institution |
2.55 % |
2008-11-14 |
2,052 |
$17,545 |
$-41 |
-0.23 % |
Sold Some |
-1,835 |
-47.20 % |
$37 |
| American Independence Financial Services Llc |
Institution |
3.33 % |
2008-11-14 |
219 |
$1,872 |
$-4 |
-0.23 % |
New Holding |
219 |
100.00 % |
$-4 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
20,300 |
$173,565 |
$-406 |
-0.23 % |
Sold Some |
-5,281 |
-20.64 % |
$106 |
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
4,754 |
$40,647 |
$-95 |
-0.23 % |
New Holding |
4,754 |
100.00 % |
$-95 |
| Santa Barbara Asset Management |
Institution |
2.49 % |
2008-11-14 |
2,322 |
$19,853 |
$-46 |
-0.23 % |
Added More |
314 |
15.63 % |
$-6 |
| Allstate Insurance Co |
Institution |
2.28 % |
2008-11-14 |
78,704 |
$672,919 |
$-1,574 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Royal Bank Of Canada |
Institution |
-6.65 % |
2008-11-14 |
7,730,358 |
$66,094,561 |
$-154,607 |
-0.23 % |
Sold Some |
-10,400 |
-0.13 % |
$208 |
| Tal Global Asset Management Inc |
Institution |
-4.05 % |
2008-11-14 |
96,570 |
$825,674 |
$-1,931 |
-0.23 % |
Added More |
3,571 |
3.83 % |
$-71 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
3,238,788 |
$27,691,637 |
$-64,776 |
-0.23 % |
Added More |
2,583,376 |
394.16 % |
$-51,668 |
| Great West Life Assurance Co |
Institution |
-1.84 % |
2008-11-14 |
349,267 |
$2,986,233 |
$-6,985 |
-0.23 % |
New Holding |
349,267 |
100.00 % |
$-6,985 |
| Deerfield Management Co |
Institution |
-3.02 % |
2008-11-14 |
2,455,000 |
$20,990,250 |
$-49,100 |
-0.23 % |
Added More |
145,000 |
6.27 % |
$-2,900 |
| Santa Fe Partners Llc |
Institution |
2.89 % |
2008-11-14 |
15,116 |
$129,242 |
$-302 |
-0.23 % |
Added More |
3,186 |
26.70 % |
$-64 |
| Qvt Financial Lp |
Institution |
-0.43 % |
2008-11-14 |
14,500 |
$123,975 |
$-290 |
-0.23 % |
Sold Some |
-45,534 |
-75.84 % |
$911 |
| Systematic Financial Management Lp |
Institution |
1.87 % |
2008-11-14 |
3,090 |
$26,420 |
$-62 |
-0.23 % |
New Holding |
3,090 |
100.00 % |
$-62 |
| Grantham Mayo Van Otterloo And Co Llc |
Institution |
2.64 % |
2008-11-14 |
108,300 |
$925,965 |
$-2,166 |
-0.23 % |
Sold Some |
-6,300 |
-5.49 % |
$126 |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
967,355 |
$8,270,885 |
$-19,347 |
-0.23 % |
Sold Some |
-28,871 |
-2.89 % |
$577 |
| Chou Associates Management Inc |
Institution |
0.48 % |
2008-11-14 |
2,887,200 |
$24,685,560 |
$-57,744 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Visium Asset Management Llc |
Institution |
-2.01 % |
2008-11-14 |
69,439 |
$593,703 |
$-1,389 |
-0.23 % |
Added More |
46,939 |
208.61 % |
$-939 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
119,938 |
$1,025,470 |
$-2,399 |
-0.23 % |
Added More |
33,009 |
37.97 % |
$-660 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
13,509 |
$115,502 |
$-270 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Bnp Paribas Asset Management S A S |
Institution |
2.14 % |
2008-11-14 |
335,500 |
$2,868,525 |
$-6,710 |
-0.23 % |
New Holding |
335,500 |
100.00 % |
$-6,710 |
| Hsbc Holdings Plc |
Institution |
1.87 % |
2008-11-14 |
22,391 |
$191,443 |
$-448 |
-0.23 % |
Sold Some |
-950 |
-4.07 % |
$19 |
| Hbk Investments L P |
Institution |
1.02 % |
2008-11-14 |
30,994 |
$264,999 |
$-620 |
-0.23 % |
Sold Some |
-27,706 |
-47.19 % |
$554 |
| Bank Of Nova Scotia |
Institution |
-9.06 % |
2008-11-14 |
4,606,110 |
$39,382,241 |
$-92,122 |
-0.23 % |
Sold Some |
-57,900 |
-1.24 % |
$1,158 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
33,601 |
$287,289 |
$-672 |
-0.23 % |
Added More |
12,740 |
61.07 % |
$-255 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
2,300 |
$19,665 |
$-46 |
-0.23 % |
Sold Some |
-300 |
-11.53 % |
$6 |
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
91,188 |
$779,657 |
$-1,824 |
-0.23 % |
Added More |
32,922 |
56.50 % |
$-658 |
| Jensen Investment Management Inc |
Institution |
2.19 % |
2008-11-14 |
10,950 |
$93,623 |
$-219 |
-0.23 % |
New Holding |
10,950 |
100.00 % |
$-219 |
| Aronson And Johnson And Ortiz Lp |
Institution |
3.54 % |
2008-11-14 |
228,900 |
$1,957,095 |
$-4,578 |
-0.23 % |
Added More |
198,200 |
645.60 % |
$-3,964 |
| Rbc Asset Management Inc |
Institution |
-2.13 % |
2008-11-14 |
1,328,901 |
$11,362,104 |
$-26,578 |
-0.23 % |
Sold Some |
-203,330 |
-13.27 % |
$4,067 |
| Aston Asset Management Llc |
Institution |
3.55 % |
2008-11-14 |
1,590,561 |
$13,599,297 |
$-31,811 |
-0.23 % |
Sold Some |
-310,900 |
-16.35 % |
$6,218 |
| Fifth Third Securities |
Institution |
2.08 % |
2008-11-14 |
1,463 |
$12,509 |
$-29 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
8,500 |
$72,675 |
$-170 |
-0.23 % |
New Holding |
8,500 |
100.00 % |
$-170 |
| Gotham Asset Management Lp |
Institution |
3.69 % |
2008-11-14 |
56,270 |
$481,109 |
$-1,125 |
-0.23 % |
New Holding |
56,270 |
100.00 % |
$-1,125 |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
57,411 |
$490,864 |
$-1,148 |
-0.23 % |
No Compare |
- |
- % |
- |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
237 |
$2,026 |
$-5 |
-0.23 % |
New Holding |
237 |
100.00 % |
$-5 |
| Bogle Investment Management L P |
Institution |
1.81 % |
2008-11-14 |
57,487 |
$491,514 |
$-1,150 |
-0.23 % |
Added More |
26,989 |
88.49 % |
$-540 |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
221,098 |
$1,890,388 |
$-4,422 |
-0.23 % |
Sold Some |
-321,602 |
-59.25 % |
$6,432 |
| Tokum Capital Management Lp |
Institution |
-8.96 % |
2008-11-14 |
130,101 |
$1,112,364 |
$-2,602 |
-0.23 % |
New Holding |
130,101 |
100.00 % |
$-2,602 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
15,100 |
$129,105 |
$-302 |
-0.23 % |
Added More |
100 |
0.66 % |
$-2 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
383,860 |
$3,282,003 |
$-7,677 |
-0.23 % |
No Change |
0 |
0 % |
- |
| Lord Abbett And Co Llc |
Institution |
2.01 % |
2008-11-14 |
126,300 |
$1,079,865 |
$-2,526 |
-0.23 % |
New Holding |
126,300 |
100.00 % |
$-2,526 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
102,886 |
$879,675 |
$-2,058 |
-0.23 % |
Sold Some |
-33,148 |
-24.36 % |
$663 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
81,090 |
$693,320 |
$-1,622 |
-0.23 % |
Added More |
62,490 |
335.96 % |
$-1,250 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
8,078,100 |
$69,067,755 |
$-161,562 |
-0.23 % |
Added More |
151,100 |
1.90 % |
$-3,022 |
| Hartford Investment Management Co |
Institution |
2.19 % |
2008-11-14 |
7,150 |
$61,133 |
$-143 |
-0.23 % |
Sold Some |
-6,850 |
-48.92 % |
$137 |
| Black River Asset Management Llc |
Institution |
1.19 % |
2008-11-14 |
9,400 |
$80,370 |
$-188 |
-0.23 % |
Sold Some |
-9,300 |
-49.73 % |
$186 |
| Ing Groep Nv |
Institution |
2.31 % |
2008-11-14 |
594,703 |
$5,084,711 |
$-11,894 |
-0.23 % |
No Compare |
- |
- % |
- |
| Rbc Capital Markets Arbitrage S A |
Institution |
2.78 % |
2008-11-14 |
5,306 |
$45,366 |
$-106 |
-0.23 % |
Added More |
3,960 |
294.20 % |
$-79 |
| Ing Investment Management Inc |
Institution |
-8.14 % |
2008-11-14 |
2,136,547 |
$18,267,477 |
$-42,731 |
-0.23 % |
Sold Some |
-158,453 |
-6.90 % |
$3,169 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
3,226 |
$27,582 |
$0 |
0.00 % |
Sold Some |
-31,969 |
-90.83 % |
$0 |
| Robeco Investment Management Inc |
Institution |
5.35 % |
2008-11-13 |
74,163 |
$634,094 |
$0 |
0.00 % |
Sold Some |
-4,689 |
-5.94 % |
$0 |
| Canada Pension Plan Investment Board |
Institution |
6.14 % |
2008-11-13 |
843,061 |
$7,208,172 |
$0 |
0.00 % |
Added More |
72,337 |
9.38 % |
$0 |
| Aviva Plc |
Institution |
4.28 % |
2008-11-13 |
229,125 |
$1,959,019 |
$0 |
0.00 % |
Added More |
23,594 |
11.47 % |
$0 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
134,780 |
$1,152,369 |
$0 |
0.00 % |
Sold Some |
-106,720 |
-44.19 % |
$0 |
| Apg All Pensions Group |
Institution |
5.45 % |
2008-11-13 |
1,197,032 |
$10,234,624 |
$0 |
0.00 % |
New Holding |
1,197,032 |
100.00 % |
$0 |
| Td Asset Management Inc |
Institution |
0.36 % |
2008-11-13 |
747,782 |
$6,393,536 |
$0 |
0.00 % |
Added More |
104,581 |
16.25 % |
$0 |
| Ascend Paragon Capital Llc |
Institution |
4.24 % |
2008-11-13 |
14,803 |
$126,566 |
$0 |
0.00 % |
New Holding |
14,803 |
100.00 % |
$0 |
| Td Asset Management Usa Inc |
Institution |
2.42 % |
2008-11-13 |
13,700 |
$117,135 |
$0 |
0.00 % |
Added More |
2,400 |
21.23 % |
$0 |
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
22,008 |
$188,168 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Tewksbury Capital Management Ltd |
Institution |
4.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-46,868 |
-100.00 % |
$0 |
| Ubs Oconnor Llc |
Institution |
3.96 % |
2008-11-13 |
77,200 |
$660,060 |
$0 |
0.00 % |
New Holding |
77,200 |
100.00 % |
$0 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
337,944 |
$2,889,421 |
$0 |
0.00 % |
New Holding |
337,944 |
100.00 % |
$0 |
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
151,718 |
$1,297,189 |
$0 |
0.00 % |
Added More |
8,031 |
5.58 % |
$0 |
| Kbc Group Nv |
Institution |
-2.29 % |
2008-11-13 |
1,100 |
$9,405 |
$0 |
0.00 % |
New Holding |
1,100 |
100.00 % |
$0 |
| Phillips Hager North Investment Management Ltd |
Institution |
-0.34 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-6,621,843 |
-100.00 % |
$0 |
| Hillsdale Investment Management Inc |
Institution |
5.91 % |
2008-11-13 |
800 |
$6,840 |
$0 |
0.00 % |
Sold Some |
-37,100 |
-97.88 % |
$0 |
| Motco |
Institution |
9.96 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-10,475 |
-100.00 % |
$0 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
559,953 |
$4,787,598 |
$0 |
0.00 % |
Sold Some |
-571,060 |
-50.49 % |
$0 |
| Managed Account Advisors Llc |
Institution |
4.39 % |
2008-11-13 |
18,352 |
$156,910 |
$0 |
0.00 % |
New Holding |
18,352 |
100.00 % |
$0 |
| Ig Investment Management Ltd |
Institution |
-2.92 % |
2008-11-13 |
2,160 |
$18,468 |
$0 |
0.00 % |
Added More |
260 |
13.68 % |
$0 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
373,379 |
$3,192,390 |
$0 |
0.00 % |
Sold Some |
-9,444 |
-2.46 % |
$0 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
20,615 |
$176,258 |
$0 |
0.00 % |
Sold Some |
-11,970 |
-36.73 % |
$0 |
| Menta Capital Llc |
Institution |
4.05 % |
2008-11-12 |
68,704 |
$587,419 |
$0 |
0.00 % |
New Holding |
68,704 |
100.00 % |
$0 |
| Caisse De Depot Et Placement Du Quebec |
Institution |
3.10 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-35,110 |
-100.00 % |
$0 |
| Federated Investors Inc |
Institution |
4.64 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-13,743 |
-100.00 % |
$0 |
| Comerica Securities Inc |
Institution |
5.44 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-98,455 |
-100.00 % |
$0 |
| Rbc Private Counsel Inc |
Institution |
-1.20 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-700 |
-100.00 % |
$0 |
| Legal And General Group Plc |
Institution |
4.63 % |
2008-11-12 |
461,641 |
$3,947,031 |
$0 |
0.00 % |
Added More |
33,816 |
7.90 % |
$0 |
| Al Frank Asset Management Inc |
Institution |
3.67 % |
2008-11-12 |
15,440 |
$132,012 |
$0 |
0.00 % |
New Holding |
15,440 |
100.00 % |
$0 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
9,663,039 |
$82,618,983 |
$0 |
0.00 % |
Added More |
4,003,617 |
70.74 % |
$0 |
| Toronto Dominion Bank |
Institution |
-3.27 % |
2008-11-12 |
8,187,464 |
$70,002,817 |
$0 |
0.00 % |
Sold Some |
-2,348,545 |
-22.29 % |
$0 |
| Oppenheimer And Co Inc |
Institution |
4.22 % |
2008-11-12 |
36,885 |
$315,367 |
$0 |
0.00 % |
Sold Some |
-3,365 |
-8.36 % |
$0 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
395,462 |
$3,381,200 |
$0 |
0.00 % |
Added More |
95,031 |
31.63 % |
$0 |
| Rs Investment Management Co Llc |
Institution |
4.77 % |
2008-11-12 |
5,911,951 |
$50,547,181 |
$0 |
0.00 % |
Added More |
272,460 |
4.83 % |
$0 |
| Liberty Ridge Capital Inc |
Institution |
4.10 % |
2008-11-12 |
1,330 |
$11,372 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Schroder Investment Management Group |
Institution |
4.48 % |
2008-11-12 |
440,639 |
$3,767,463 |
$0 |
0.00 % |
Added More |
37,100 |
9.19 % |
$0 |
| Salzman Capital Management L L C |
Institution |
2.94 % |
2008-11-12 |
65 |
$556 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Allstate Retirement Plan |
Institution |
4.87 % |
2008-11-12 |
28,965 |
$247,651 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
78,993 |
$675,390 |
$0 |
0.00 % |
Sold Some |
-705,657 |
-89.93 % |
$0 |
| Fca Corp |
Institution |
-3.66 % |
2008-11-10 |
16,000 |
$136,800 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Bernard L Madoff Investment Securities Llc |
Institution |
-2.71 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-10,938 |
-100.00 % |
$0 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
583,939 |
$4,992,678 |
$0 |
0.00 % |
Sold Some |
-39,490 |
-6.33 % |
$0 |
| Balanced Fund (American Performance Funds) |
Flexible Portfolio |
-3.09 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$0 |
| Ims Capital Management |
Institution |
-6.01 % |
2008-11-07 |
270,151 |
$2,309,791 |
$-89,150 |
-3.71 % |
New Holding |
270,151 |
100.00 % |
$-89,150 |
| Citizens Bank Wealth Management Na |
Institution |
-2.13 % |
2008-11-07 |
14,989 |
$128,156 |
$-4,946 |
-3.71 % |
New Holding |
14,989 |
100.00 % |
$-4,946 |
| Kayne Anderson Rudnick Investment Management Llc |
Institution |
-1.58 % |
2008-11-07 |
61,957 |
$529,732 |
$-20,446 |
-3.71 % |
New Holding |
61,957 |
100.00 % |
$-20,446 |
| Schwab Charles Investment Management Inc |
Institution |
-1.49 % |
2008-11-06 |
2,393 |
$20,460 |
$-1,005 |
-4.68 % |
No Change |
0 |
0 % |
- |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
13,510 |
$115,511 |
$-5,674 |
-4.68 % |
New Holding |
13,510 |
100.00 % |
$-5,674 |
| Tanaka Capital Management Inc |
Institution |
-8.57 % |
2008-11-06 |
59,040 |
$504,792 |
$-24,797 |
-4.68 % |
New Holding |
59,040 |
100.00 % |
$-24,797 |
| Clarivest Asset Management Llc |
Institution |
-8.42 % |
2008-11-05 |
31,110 |
$265,991 |
$-17,111 |
-6.04 % |
New Holding |
31,110 |
100.00 % |
$-17,111 |
| Royal Trust Co |
Institution |
-15.15 % |
2008-11-05 |
250 |
$2,138 |
$-138 |
-6.04 % |
New Holding |
250 |
100.00 % |
$-138 |
| Davidson D A And Co |
Institution |
-6.99 % |
2008-11-05 |
1,732 |
$14,809 |
$-953 |
-6.04 % |
No Change |
0 |
0 % |
- |
| Franklin Resources Inc |
Institution |
-10.86 % |
2008-11-04 |
11,400 |
$97,470 |
$-6,498 |
-6.25 % |
Sold Some |
-12,800 |
-52.89 % |
$7,296 |
| Omers Administration Corp |
Institution |
-18.12 % |
2008-11-04 |
105,558 |
$902,521 |
$-60,168 |
-6.25 % |
New Holding |
105,558 |
100.00 % |
$-60,168 |
| Gmo International Small Companies Fund (Gmo Trust) |
Small-Cap Core |
-13.94 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-105,300 |
-100.00 % |
$60,021 |
| Natcan Investment Management Inc |
Institution |
-9.40 % |
2008-11-03 |
1,343,630 |
$11,488,037 |
$-577,761 |
-4.78 % |
Sold Some |
-382,900 |
-22.17 % |
$164,647 |
| Ontario Teachers Pension Plan Board |
Institution |
-16.58 % |
2008-10-31 |
166,855 |
$1,426,610 |
$-8,343 |
-0.58 % |
Sold Some |
-36,500 |
-17.94 % |
$1,825 |
| Cibc World Markets Inc |
Institution |
-15.10 % |
2008-10-31 |
564,377 |
$4,825,423 |
$-28,219 |
-0.58 % |
New Holding |
564,377 |
100.00 % |
$-28,219 |
| Haberer Registered Investment Advisor Inc |
Institution |
-6.78 % |
2008-10-31 |
100 |
$855 |
$-5 |
-0.58 % |
New Holding |
100 |
100.00 % |
$-5 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
438,082 |
$3,745,601 |
$-21,904 |
-0.58 % |
Sold Some |
-20,224 |
-4.41 % |
$1,011 |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
24,100 |
$206,055 |
$7,471 |
3.76 % |
New Holding |
24,100 |
100.00 % |
$7,471 |
| Value Fund (Valic Co I) |
Multi-Cap Value |
-6.69 % |
2008-10-30 |
261,530 |
$2,236,082 |
$81,074 |
3.76 % |
New Holding |
261,530 |
100.00 % |
$81,074 |
| Merrill Lynch Mercury Asset Management Japan Ltd |
Institution |
-6.29 % |
2008-10-30 |
28,181 |
$240,948 |
$8,736 |
3.76 % |
New Holding |
28,181 |
100.00 % |
$8,736 |
| Ancora Special Opportunity Fund (Ancora Trust) |
Specialty & Misc |
-22.14 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-22,000 |
-100.00 % |
$-6,820 |
| Seizert Capital Partners Llc |
Institution |
-7.93 % |
2008-10-30 |
845,489 |
$7,228,931 |
$262,102 |
3.76 % |
Added More |
68,954 |
8.87 % |
$21,376 |
| Blackrock Advisors Llc |
Institution |
-6.91 % |
2008-10-30 |
7,880 |
$67,374 |
$2,443 |
3.76 % |
New Holding |
7,880 |
100.00 % |
$2,443 |
| Tanaka Growth Fund (Tanaka Funds Inc) |
Mid-Cap Growth |
-6.27 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-10,105 |
-100.00 % |
$-3,133 |
| Wealth Advisors Of Cincinnati Llc |
Institution |
-6.29 % |
2008-10-30 |
60 |
$513 |
$19 |
3.76 % |
No Change |
0 |
0 % |
- |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
51,643 |
$441,548 |
$16,009 |
3.76 % |
New Holding |
51,643 |
100.00 % |
$16,009 |
| Dws Dreman Mid Cap Value Fund (Dws Value Series Inc) |
Mid-Cap Value |
-3.20 % |
2008-10-29 |
241,450 |
$2,064,398 |
$111,067 |
5.68 % |
No Compare |
- |
- % |
- |
| Unionbancal Corp |
Institution |
-3.56 % |
2008-10-29 |
100 |
$855 |
$46 |
5.68 % |
New Holding |
100 |
100.00 % |
$46 |
| Peapack Gladstone Financial Corp |
Institution |
-1.14 % |
2008-10-29 |
250 |
$2,138 |
$115 |
5.68 % |
New Holding |
250 |
100.00 % |
$115 |
| Deere And Co |
Institution |
-3.93 % |
2008-10-29 |
121,377 |
$1,037,773 |
$55,833 |
5.68 % |
New Holding |
121,377 |
100.00 % |
$55,833 |
| Parametric Portfolio Associates |
Institution |
-3.77 % |
2008-10-28 |
40,172 |
$343,471 |
$29,326 |
9.33 % |
New Holding |
40,172 |
100.00 % |
$29,326 |
| Oppenheimer Absolute Return Fund (Oppenheimer Absolute Return Fund) |
Specialty & Misc |
1.72 % |
2008-10-28 |
None |
- |
- |
- % |
Sold All |
-4,500 |
-100.00 % |
$-3,285 |
| Oxford Asset Management |
Institution |
-3.14 % |
2008-10-28 |
47,144 |
$403,081 |
$34,415 |
9.33 % |
New Holding |
47,144 |
100.00 % |
$34,415 |
| Putnam Capital Appreciation Fund (Putnam Capital Appreciation Fund) |
Multi-Cap Core |
-4.59 % |
2008-10-28 |
28,733 |
$245,667 |
$20,975 |
9.33 % |
No Change |
0 |
0 % |
- |
| Optimum Investment Advisors |
Institution |
4.67 % |
2008-10-27 |
2,348,950 |
$20,083,523 |
$1,761,713 |
9.61 % |
Sold Some |
-349,616 |
-12.95 % |
$-262,212 |
| Hexavest Inc |
Institution |
-2.62 % |
2008-10-16 |
10,082 |
$86,201 |
$9,780 |
12.79 % |
New Holding |
10,082 |
100.00 % |
$9,780 |
| Adams Asset Advisors Llc |
Institution |
3.14 % |
2008-10-16 |
78,430 |
$670,577 |
$76,077 |
12.79 % |
No Change |
0 |
0 % |
- |
| Wagner Capital Management Corp |
Institution |
-0.46 % |
2008-10-15 |
27,000 |
$230,850 |
$30,240 |
15.07 % |
New Holding |
27,000 |
100.00 % |
$30,240 |
| Capstone Asset Management Co |
Institution |
-1.91 % |
2008-10-10 |
14,440 |
$123,462 |
$16,750 |
15.69 % |
New Holding |
14,440 |
100.00 % |
$16,750 |
| Hartford Growth Fund (Hartford Mutual Funds Ii Inc) |
Large-Cap Growth |
-2.80 % |
2008-10-09 |
7 |
$60 |
$7 |
13.09 % |
New Holding |
7 |
100.00 % |
$7 |
| Harris Financial Corp |
Institution |
-15.62 % |
2008-10-07 |
1,632,380 |
$13,956,849 |
$0 |
0.00 % |
New Holding |
1,632,380 |
100.00 % |
$0 |
| Schroder International Alpha Fund (Schroder Capital Funds) |
International Large-C ... |
-23.26 % |
2008-09-29 |
None |
- |
- |
- % |
Sold All |
-1,700 |
-100.00 % |
$1,360 |
| Hartford Advisers Fund (Hartford Mutual Funds Incct) |
Mixed-Asset Target Al ... |
-24.66 % |
2008-09-29 |
14 |
$120 |
$-11 |
-8.55 % |
New Holding |
14 |
100.00 % |
$-11 |
| International Equity Fund (Steward Funds Inc) |
International Large-C ... |
-20.56 % |
2008-09-29 |
2,380 |
$20,349 |
$-1,904 |
-8.55 % |
No Change |
0 |
0 % |
- |
| Dreman Contrarian Mid Cap Value Fund (Dreman Contrarian Funds) |
Mid-Cap Value |
-24.80 % |
2008-09-29 |
2,400 |
$20,520 |
$-1,920 |
-8.55 % |
No Change |
0 |
0 % |
- |
| Ing International Value Fund (Ing Mayflower Trust) |
Multi-Cap Value |
-22.61 % |
2008-09-29 |
None |
- |
- |
- % |
Sold All |
-119,000 |
-100.00 % |
$95,200 |
| Vanguard European Stock Index Fund (Vanguard International Equity Index Funds) |
European Region |
-23.71 % |
2008-09-29 |
300 |
$2,565 |
$-240 |
-8.55 % |
New Holding |
300 |
100.00 % |
$-240 |
| Schroder International Diversified Value Fund (Schroder Series Trust) |
Multi-Cap Value |
-24.31 % |
2008-09-29 |
1,700 |
$14,535 |
$-1,360 |
-8.55 % |
No Change |
0 |
0 % |
- |
| Nyse Arca Tech 100 Index Fund (North Track Funds Inc) |
Science & Tech |
-25.14 % |
2008-09-26 |
92,500 |
$790,875 |
$-166,500 |
-17.39 % |
New Holding |
92,500 |
100.00 % |
$-166,500 |
| Astonriver Road Dynamic Equity Income Fund (Aston Funds) |
Equity Income |
-33.35 % |
2008-09-26 |
1,744,670 |
$14,916,929 |
$-3,140,406 |
-17.39 % |
New Holding |
1,744,670 |
100.00 % |
$-3,140,406 |
| Astonoptimum Mid Cap Fund (Aston Funds) |
Mid-Cap Core |
-37.47 % |
2008-09-26 |
None |
- |
- |
- % |
Sold All |
-1,643,470 |
-100.00 % |
$2,958,246 |
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-30.63 % |
2008-09-25 |
25,100 |
$214,605 |
$-31,375 |
-12.75 % |
No Compare |
- |
- % |
- |
| Sa International Hbtm Fund (Sa Funds Investment Trust) |
Global Flex Port |
-28.32 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-12,400 |
-100.00 % |
$24,056 |
| International Equity Index Trust B (John Hancock Trust) |
Global Flex Port |
-19.40 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-47,905 |
-100.00 % |
$102,038 |
| International Equity Index Trust A (John Hancock Trust) |
Global Flex Port |
-28.49 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-30,681 |
-100.00 % |
$65,351 |
| Occ Value (Allianz Funds) |
Large-Cap Value |
-29.62 % |
2008-09-04 |
282,600 |
$2,416,230 |
$-633,024 |
-20.75 % |
Added More |
195,300 |
223.71 % |
$-437,472 |
| Wasatch Heritage Growth Fund (Wasatch Funds Inc) |
Multi-Cap Growth |
-36.23 % |
2008-08-29 |
6,675 |
$57,071 |
$-14,351 |
-20.09 % |
No Change |
0 |
0 % |
- |
| Ivy International Balanced Fund (Ivy Funds) |
Mixed-Asset Target Al ... |
-32.38 % |
2008-08-27 |
115,400 |
$986,670 |
$-257,342 |
-20.68 % |
New Holding |
115,400 |
100.00 % |
$-257,342 |
| Spa Marketgrader Small Cap 100 Fund (Spa Etf Trust) |
Small-Cap Core |
% |
2008-08-22 |
1,587 |
|
|
% |
No Compare |
- |
- % |
- |
| Lvm Capital Management Ltd |
Institution |
% |
2008-08-22 |
573,840 |
|
|
% |
No Compare |
- |
- % |
- |
| Spa Marketgrader 100 Fund (Spa Etf Trust) |
Specialty & Misc |
-48.12 % |
2008-08-22 |
1,698 |
|
|
% |
No Compare |
- |
- % |
- |
| Spa Marketgrader 200 Fund (Spa Etf Trust) |
Specialty & Misc |
-48.12 % |
2008-08-22 |
808 |
|
|
% |
No Compare |
- |
- % |
- |