| Agf Funds Inc |
Institution |
% |
2008-05-14 |
839 |
|
|
% |
Sold Some |
-100 |
-10.64 % |
|
| Aletheia Research And Management Inc |
Institution |
-9.67 % |
2008-05-12 |
951,641 |
$11,866,963 |
$-2,969,120 |
-20.01 % |
Added More |
43,355 |
4.77 % |
$-135,268 |
| Allied Asset Advisor Funds (Allied Asset Advisors Funds) |
Specialty & Misc |
-4.75 % |
2008-04-29 |
10,050 |
$125,324 |
$-32,261 |
-20.47 % |
No Change |
10,050 |
0 % |
- |
| Alson Capital Partners Llc |
Institution |
-11.49 % |
2008-04-30 |
1,600,940 |
$19,963,722 |
$-5,155,027 |
-20.52 % |
Sold Some |
-199,782 |
-11.09 % |
$643,298 |
| American International Group Inc |
Institution |
-11.31 % |
2008-05-15 |
9,691 |
$120,847 |
$-45,257 |
-27.24 % |
Sold Some |
-538 |
-5.25 % |
$2,512 |
| Ameriprise Financial Inc |
Institution |
-12.36 % |
2008-05-06 |
21,452 |
$267,506 |
$-63,069 |
-19.07 % |
Sold Some |
-6,458 |
-23.13 % |
$18,987 |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
4,924 |
|
|
% |
Added More |
4,924 |
% |
|
| Assetmark Fundamental Index Large Company Growth Fund (Assetmark Funds) |
Large-Cap Growth |
-6.53 % |
2008-06-09 |
None |
- |
- |
- % |
Sold All |
-821 |
-100.00 % |
$1,453 |
| Bamco Inc |
Institution |
-12.50 % |
2008-05-15 |
813,000 |
$10,138,110 |
$-3,796,710 |
-27.24 % |
Sold Some |
-1,557,700 |
-65.70 % |
$7,274,459 |
| Bank Of America Corp |
Institution |
-10.84 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-16,391 |
-100.00 % |
$51,140 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
59,083 |
|
|
% |
Added More |
2,410 |
4.25 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-9.22 % |
2008-04-30 |
1,372,239 |
$17,111,820 |
$-4,418,610 |
-20.52 % |
Added More |
423,506 |
44.63 % |
$-1,363,689 |
| Baron Small Cap Fund (Touchstone Variable Series Trust) |
Small-Cap Core |
-10.55 % |
2008-05-27 |
None |
- |
- |
- % |
Sold All |
-3,300 |
-100.00 % |
$9,702 |
| Bear Stearns And Co Inc |
Institution |
-10.08 % |
2008-05-15 |
10,815 |
$134,863 |
$-50,506 |
-27.24 % |
Sold Some |
-343 |
-3.07 % |
$1,602 |
| Black River Asset Management Llc |
Institution |
-3.13 % |
2008-05-15 |
300 |
$3,741 |
$-1,401 |
-27.24 % |
New Holding |
300 |
100.00 % |
$-1,401 |
| Blackrock Inc |
Institution |
-3.19 % |
2008-04-23 |
None |
- |
- |
- % |
Sold All |
-800 |
-100.00 % |
$1,912 |
| Blackrock Investment Management Llc |
Institution |
-8.57 % |
2008-04-23 |
35,588 |
$443,782 |
$-85,055 |
-16.08 % |
Sold Some |
-800 |
-2.19 % |
$1,912 |
| California Public Employees Retirement System |
Institution |
-9.59 % |
2008-04-28 |
136,030 |
$1,696,294 |
$-443,458 |
-20.72 % |
Sold Some |
-11,380 |
-7.71 % |
$37,099 |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
21,426 |
|
|
% |
Added More |
155 |
0.72 % |
|
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-13.67 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-6 |
-100.00 % |
$19 |
| Cna Financial Corp |
Institution |
-12.06 % |
2008-05-15 |
25,000 |
$311,750 |
$-116,750 |
-27.24 % |
No Change |
25,000 |
0 % |
- |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
4,000 |
|
|
% |
New Holding |
4,000 |
100.00 % |
|
| Credit Suisse/ |
Institution |
-11.30 % |
2008-05-15 |
48,689 |
$607,152 |
$-227,378 |
-27.24 % |
Sold Some |
-76,623 |
-61.14 % |
$357,829 |
| Deere And Co |
Institution |
-10.84 % |
2008-05-08 |
None |
- |
- |
- % |
Sold All |
-33,061 |
-100.00 % |
$96,208 |
| Delaware Management Business Trust |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-6,024 |
-100.00 % |
|
| Dimensional Fund Advisors Inc |
Institution |
-12.31 % |
2008-05-05 |
230,855 |
$2,878,762 |
$-720,268 |
-20.01 % |
New Holding |
230,855 |
100.00 % |
$-720,268 |
| Discovery Management Ltd |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-1,400 |
-100.00 % |
|
| Dresdner Bank Ag |
Institution |
-12.73 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-1,600 |
-100.00 % |
$7,472 |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
-11.05 % |
2008-05-29 |
4,484 |
$55,915 |
$-12,510 |
-18.28 % |
No Compare |
- |
- % |
- |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-9.48 % |
2008-06-05 |
84,790 |
$1,057,331 |
$-229,781 |
-17.85 % |
Added More |
83,619 |
7140.81 % |
$-226,607 |
| Focusshares Ise Homebuilders Index Fund (Focusshares Trust) |
Specialty & Misc |
-15.14 % |
2008-06-09 |
32,124 |
$400,586 |
$-56,859 |
-12.42 % |
Added More |
530 |
1.67 % |
$-938 |
| Geode Capital Management Llc |
Institution |
-11.00 % |
2008-05-15 |
15,644 |
$195,081 |
$-73,057 |
-27.24 % |
No Change |
15,644 |
0 % |
- |
| Gmo Value Fund (Gmo Trust) |
Multi-Cap Value |
-6.87 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-300 |
-100.00 % |
$936 |
| Goldman Sachs Group Inc |
Institution |
-10.79 % |
2008-05-13 |
681,650 |
$8,500,176 |
$-1,874,538 |
-18.06 % |
Sold Some |
-7,597 |
-1.10 % |
$20,892 |
| Gsa Capital Partners Llp |
Institution |
-13.86 % |
2008-05-15 |
95,119 |
$1,186,134 |
$-444,206 |
-27.24 % |
Added More |
30,227 |
46.58 % |
$-141,160 |
| Harris Financial Corp |
Institution |
% |
2008-04-15 |
47,943 |
|
|
% |
Sold Some |
-2,917 |
-5.73 % |
|
| Hotchkis And Wiley Capital Management Llc |
Institution |
-18.74 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-122,297 |
-100.00 % |
$571,127 |
| Ing Baron Small Cap Growth Portfolio (Ing Partners Inc) |
Small-Cap Growth |
-13.08 % |
2008-05-30 |
40,000 |
$498,800 |
$-104,400 |
-17.30 % |
Sold Some |
-68,500 |
-63.13 % |
$178,785 |
| Ing Investment Management Co |
Institution |
% |
2008-05-14 |
300 |
|
|
% |
New Holding |
300 |
100.00 % |
|
| Ing Investments Llc |
Institution |
% |
2008-05-14 |
40,000 |
|
|
% |
Sold Some |
-68,500 |
-63.13 % |
|
| Ishares Russell 2000 Index Fund (Ishares Trust) |
Specialty & Misc |
-9.82 % |
2008-06-09 |
102,534 |
$1,278,599 |
$-181,485 |
-12.42 % |
No Compare |
- |
- % |
- |
| Ishares Russell 2000 Value Index Fund (Ishares Trust) |
Multi-Cap Value |
-11.41 % |
2008-06-09 |
69,866 |
$871,229 |
$-123,663 |
-12.42 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Index Fund (Ishares Trust) |
Specialty & Misc |
-7.91 % |
2008-06-09 |
2,080 |
$25,938 |
$-3,682 |
-12.42 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Value Index Fund (Ishares Trust) |
Multi-Cap Value |
-8.78 % |
2008-06-09 |
935 |
$11,659 |
$-1,655 |
-12.42 % |
No Compare |
- |
- % |
- |
| Jane Street Holding Llc |
Institution |
-14.75 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-25,385 |
-100.00 % |
$118,548 |
| Jmp Asset Management Llc |
Institution |
-16.39 % |
2008-05-12 |
11,900 |
$148,393 |
$-37,128 |
-20.01 % |
New Holding |
11,900 |
100.00 % |
$-37,128 |
| Lvip Baron Growth Opportunities (Lincoln Variable Insurance Products Trust) |
Multi-Cap Growth |
-13.64 % |
2008-05-30 |
8,000 |
$99,760 |
$-20,880 |
-17.30 % |
Sold Some |
-10,200 |
-56.04 % |
$26,622 |
| Mercury Asset Management International Ltd |
Institution |
-9.73 % |
2008-04-23 |
1,500 |
$18,705 |
$-3,585 |
-16.08 % |
New Holding |
1,500 |
100.00 % |
$-3,585 |
| Merrill Lynch And Co Inc |
Institution |
-11.70 % |
2008-05-01 |
26,191 |
$326,602 |
$-79,359 |
-19.54 % |
Added More |
239 |
0.92 % |
$-724 |
| Metropolitan Life Insurance Co |
Institution |
-9.80 % |
2008-05-09 |
10,906 |
$135,998 |
$-24,539 |
-15.28 % |
New Holding |
10,906 |
100.00 % |
$-24,539 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-10.67 % |
2008-05-12 |
5,339 |
$66,577 |
$-16,658 |
-20.01 % |
Sold Some |
-194 |
-3.50 % |
$605 |
| Millennium Management L.L.C. |
Institution |
-10.30 % |
2008-05-15 |
40,291 |
$502,429 |
$-188,159 |
-27.24 % |
New Holding |
40,291 |
100.00 % |
$-188,159 |
| Morgan Stanley |
Institution |
-11.91 % |
2008-05-15 |
1,624,863 |
$20,262,042 |
$-7,588,110 |
-27.24 % |
Added More |
61,441 |
3.92 % |
$-286,929 |
| Neuberger Berman Llc |
Institution |
-10.85 % |
2008-05-12 |
1,073,227 |
$13,383,141 |
$-3,348,468 |
-20.01 % |
Added More |
467,673 |
77.23 % |
$-1,459,140 |
| None (Morgan Stanley Total Market Index Fund) |
Specialty & Misc |
-6.86 % |
2008-04-09 |
219 |
$2,731 |
$-946 |
-25.72 % |
No Compare |
- |
- % |
- |
| Norges Bank |
Institution |
-10.13 % |
2008-05-09 |
50,466 |
$629,311 |
$-113,549 |
-15.28 % |
Added More |
14,132 |
38.89 % |
$-31,797 |
| Northern Trust Corp |
Institution |
-10.86 % |
2008-05-15 |
117,918 |
$1,470,437 |
$-550,677 |
-27.24 % |
Added More |
707 |
0.60 % |
$-3,302 |
| Northwestern Mutual Wealth Management Co |
Institution |
-11.69 % |
2008-05-16 |
2 |
$25 |
$-8 |
-23.59 % |
No Change |
2 |
0 % |
- |
| Oppenheimer Funds Inc |
Institution |
% |
2008-05-14 |
200 |
|
|
% |
New Holding |
200 |
100.00 % |
|
| Padco Advisors Ii Inc |
Institution |
-8.32 % |
2008-05-15 |
22 |
$274 |
$-103 |
-27.24 % |
Sold Some |
-58 |
-72.50 % |
$271 |
| Peak6 Investments L P |
Institution |
% |
2008-05-14 |
3,405 |
|
|
% |
New Holding |
3,405 |
100.00 % |
|
| Public Employees Retirement Association Of Colorado |
Institution |
-10.11 % |
2008-05-13 |
31,600 |
$394,052 |
$-86,900 |
-18.06 % |
No Change |
31,600 |
0 % |
- |
| Public Employees Retirement System Of Ohio |
Institution |
-9.42 % |
2008-06-03 |
16,795 |
$209,434 |
$-29,559 |
-12.36 % |
No Change |
16,795 |
0 % |
- |
| Quantlab Capital Management Ltd |
Institution |
-10.80 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-3,760 |
-100.00 % |
$17,559 |
| Rbc Dominion Securities Inc |
Institution |
% |
2008-05-14 |
6,100 |
|
|
% |
Added More |
300 |
5.17 % |
|
| Riversource Disciplined Small Cap Value Fund (Riversource Dimensions Series Inc) |
Small-Cap Value |
-2.81 % |
2008-06-27 |
1,581 |
$19,715 |
$79 |
0.40 % |
No Change |
1,581 |
0 % |
- |
| Riversource Strategic Allocation Fund (Riversource Strategic Allocation Series Inc) |
Flexible Portfolio |
-1.31 % |
2008-06-04 |
None |
- |
- |
- % |
Sold All |
-2,241 |
-100.00 % |
$4,661 |
| Rr Partners Lp |
Institution |
-8.37 % |
2008-05-15 |
384,873 |
$4,799,366 |
$-1,797,357 |
-27.24 % |
No Change |
384,873 |
0 % |
- |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-9.08 % |
2008-05-23 |
2,200 |
$27,434 |
$-6,292 |
-18.65 % |
New Holding |
2,200 |
100.00 % |
$-6,292 |
| Schroder Investment Management Group |
Institution |
-10.83 % |
2008-05-13 |
82,100 |
$1,023,787 |
$-225,775 |
-18.06 % |
New Holding |
82,100 |
100.00 % |
$-225,775 |
| Schwab Charles Investment Management Inc |
Institution |
% |
2008-05-14 |
3,074 |
|
|
% |
Sold Some |
-4,595 |
-59.91 % |
|
| Shaw D E And Co Inc |
Institution |
-11.26 % |
2008-05-15 |
231,908 |
$2,891,893 |
$-1,083,010 |
-27.24 % |
Sold Some |
-48,992 |
-17.44 % |
$228,793 |
| Small Cap Index Fund (John Hancock Funds Ii) |
Small-Cap Core |
-8.09 % |
2008-05-05 |
481 |
$5,998 |
$-1,501 |
-20.01 % |
No Compare |
- |
- % |
- |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.59 % |
2008-04-29 |
9,605 |
$119,774 |
$-30,832 |
-20.47 % |
No Change |
9,605 |
0 % |
- |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-11.03 % |
2008-05-30 |
3,525 |
$43,957 |
$-9,200 |
-17.30 % |
Sold Some |
-172 |
-4.65 % |
$449 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-10.42 % |
2008-06-06 |
647 |
$8,068 |
$-2,303 |
-22.20 % |
Added More |
23 |
3.68 % |
$-82 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-8.89 % |
2008-04-23 |
10,344 |
$128,990 |
$-24,722 |
-16.08 % |
No Change |
10,344 |
0 % |
- |
| Strs Ohio |
Institution |
-8.59 % |
2008-04-17 |
15,200 |
$189,544 |
$-51,528 |
-21.37 % |
Sold Some |
-44,800 |
-74.66 % |
$151,872 |
| Summit Investment Partners Inc |
Institution |
% |
2008-05-14 |
809 |
|
|
% |
No Change |
809 |
0 % |
- |
| Systematic Active Small Cap Growth Portfolio (Morgan Stanley Institutional Fund Inc) |
Small-Cap Growth |
8.93 % |
2008-03-10 |
1,128 |
$14,066 |
$-654 |
-4.44 % |
No Compare |
- |
- % |
- |
| Systematic Active Small Cap Value Portfolio (Morgan Stanley Institutional Fund Inc) |
Small-Cap Value |
-2.83 % |
2008-03-10 |
499 |
$6,223 |
$-289 |
-4.44 % |
No Compare |
- |
- % |
- |
| Tamarack Microcap Value Fund (Tamarack Funds Trust) |
Multi-Cap Value |
-10.50 % |
2008-06-04 |
43,000 |
$536,210 |
$-89,440 |
-14.29 % |
No Change |
43,000 |
0 % |
- |
| Tdax Independence 2010 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-10.54 % |
2008-04-28 |
600 |
$7,482 |
$-1,956 |
-20.72 % |
Added More |
151 |
33.63 % |
$-492 |
| Tdax Independence 2020 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.77 % |
2008-04-28 |
1,734 |
$21,623 |
$-5,653 |
-20.72 % |
Added More |
249 |
16.76 % |
$-812 |
| Tdax Independence 2030 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.87 % |
2008-04-28 |
1,970 |
$24,566 |
$-6,422 |
-20.72 % |
Added More |
331 |
20.19 % |
$-1,079 |
| Tdax Independence 2040 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.85 % |
2008-04-28 |
1,896 |
$23,643 |
$-6,181 |
-20.72 % |
Added More |
319 |
20.22 % |
$-1,040 |
| Teachers Advisors Inc |
Institution |
% |
2008-05-14 |
6,842 |
|
|
% |
Added More |
320 |
4.90 % |
|
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
-13.89 % |
2008-05-30 |
38,201 |
$476,366 |
$-99,705 |
-17.30 % |
New Holding |
38,201 |
100.00 % |
$-99,705 |
| Tiaa Cref Investment Management Llc |
Institution |
% |
2008-05-14 |
77,429 |
|
|
% |
No Change |
77,429 |
0 % |
- |
| Toronto Dominion Bank |
Institution |
-10.45 % |
2008-05-12 |
59,332 |
$739,870 |
$-185,116 |
-20.01 % |
Sold Some |
-366 |
-0.61 % |
$1,142 |
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-9.44 % |
2008-05-30 |
14,095 |
$175,765 |
$-36,788 |
-17.30 % |
Added More |
13,256 |
1579.97 % |
$-34,598 |
| Touchstone Investment Managers Llc |
Institution |
-22.18 % |
2008-05-22 |
468,918 |
$5,847,407 |
$-1,069,133 |
-15.45 % |
Added More |
123,000 |
35.55 % |
$-280,440 |
| Ubs Ag |
Institution |
-11.99 % |
2008-05-13 |
245 |
$3,055 |
$-674 |
-18.06 % |
Sold Some |
-67 |
-21.47 % |
$184 |
| Ultra Russell2000 Value Proshares (Proshares Trust) |
Multi-Cap Value |
-10.69 % |
2008-04-25 |
173 |
$2,157 |
$-503 |
-18.92 % |
No Compare |
- |
- % |
- |
| Us Bancorp De |
Institution |
-9.58 % |
2008-05-15 |
1,168 |
$14,565 |
$-5,455 |
-27.24 % |
No Change |
1,168 |
0 % |
- |
| Vanguard Consumer Discretionary Index Fund (Vanguard World Fund) |
Specialty & Misc |
-14.36 % |
2008-04-30 |
1,202 |
$14,989 |
$-3,870 |
-20.52 % |
No Compare |
- |
- % |
- |
| Vanguard Group Inc |
Institution |
-10.59 % |
2008-05-01 |
451,078 |
$5,624,943 |
$-1,366,766 |
-19.54 % |
Added More |
444,560 |
6820.49 % |
$-1,347,017 |
| Virginia Retirement Systems Et Al |
Institution |
-9.77 % |
2008-05-09 |
13,800 |
$172,086 |
$-31,050 |
-15.28 % |
No Change |
13,800 |
0 % |
- |
| Voyageur Asset Management Inc |
Institution |
-9.38 % |
2008-05-08 |
43,000 |
$536,210 |
$-125,130 |
-18.92 % |
No Change |
43,000 |
0 % |
- |
| Wells Fargo And Co |
Institution |
-10.56 % |
2008-05-15 |
2,702 |
$33,694 |
$-12,618 |
-27.24 % |
Added More |
189 |
7.52 % |
$-883 |
| Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) |
Large-Cap Core |
-12.43 % |
2008-05-29 |
430 |
$5,362 |
$-1,200 |
-18.28 % |
No Compare |
- |
- % |
- |
| Wilmington Trust Co |
Institution |
-10.79 % |
2008-05-15 |
3,750 |
$46,763 |
$-17,513 |
-27.24 % |
New Holding |
3,750 |
100.00 % |
$-17,513 |
| Wisdomtree Diefa Fund (Wisdomtree Trust) |
Specialty & Misc |
-7.40 % |
2008-06-06 |
371 |
$4,626 |
$-1,321 |
-22.20 % |
Added More |
68 |
22.44 % |
$-242 |
| Wisdomtree Smallcap Dividend Fund (Wisdomtree Trust) |
Small-Cap Core |
-16.01 % |
2008-06-06 |
4,539 |
$56,601 |
$-16,159 |
-22.20 % |
Added More |
66 |
1.47 % |
$-235 |
| Wisdomtree Smallcap Earnings Fund (Wisdomtree Trust) |
Small-Cap Core |
-12.95 % |
2008-06-06 |
3,155 |
$39,343 |
$-11,232 |
-22.20 % |
Added More |
121 |
3.98 % |
$-431 |
| Wisdomtree Total Earnings Fund (Wisdomtree Trust) |
Specialty & Misc |
-8.90 % |
2008-06-06 |
155 |
$1,933 |
$-552 |
-22.20 % |
No Change |
155 |
0 % |
- |
| Yieldquest Advisors Llc |
Institution |
-17.86 % |
2008-05-13 |
950 |
$11,847 |
$-2,613 |
-18.06 % |
New Holding |
950 |
100.00 % |
$-2,613 |