| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Jacobs Asset Management Llc | Institution | 225,000 | New Holding | 225,000 | 100 % | $1,806,750 | $1,791,000 | $-15,750 | -0.87 % | $-15,750 | | | | | | News Article | History of Jacobs Asset Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 23,535 | Added More | 12,963 | 122.61 % | $195,105 | $187,339 | $-7,767 | -3.98 % | $-4,278 | | | | | | News Article | History of Amvescap Plc Ownership Of Cathay General Bancorp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 123,087 | Sold Some | -8,519 | -6.47 % | $1,020,391 | $979,773 | $-40,619 | -3.98 % | $2,811 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Cathay General Bancorp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 1,104,212 | Added More | 437,507 | 65.62 % | $9,153,917 | $8,789,528 | $-364,390 | -3.98 % | $-144,377 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 151,308 | Sold Some | -1,000 | -0.65 % | $1,240,726 | $1,204,412 | $-36,314 | -2.92 % | $240 | | | | | | News Article | History of American International Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 249,064 | Added More | 63,274 | 34.05 % | $2,042,325 | $1,982,549 | $-59,775 | -2.92 % | $-15,186 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Basswood Capital Management Llc | Institution | | Sold All | -1,000 | -100 % | | | | -2.92 % | $240 | | | | | | News Article | History of Basswood Capital Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 20,850 | Sold Some | -1,604 | -7.14 % | $170,970 | $165,966 | $-5,004 | -2.92 % | $385 | | | | | | News Article | History of Citadel L P Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 10,800 | No Change | 0 | 0 % | $88,560 | $85,968 | $-2,592 | -2.92 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 2,400,112 | Sold Some | -150,429 | -5.89 % | $19,680,918 | $19,104,892 | $-576,027 | -2.92 % | $36,103 | | | | | | News Article | History of Fmr Corp Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 19,440 | Sold Some | -8,410 | -30.19 % | $159,408 | $154,742 | $-4,666 | -2.92 % | $2,018 | | | | | | News Article | History of Ing Groep Nv Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -8,480 | -100 % | | | | -2.92 % | $2,035 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 159,247 | New Holding | 159,247 | 100 % | $1,305,825 | $1,267,606 | $-38,219 | -2.92 % | $-38,219 | | | | | | News Article | History of Millennium Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 520,477 | Added More | 408,094 | 363.12 % | $4,267,911 | $4,142,997 | $-124,914 | -2.92 % | $-97,943 | | | | | | News Article | History of Morgan Stanley Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 131,972 | New Holding | 131,972 | 100 % | $1,082,170 | $1,050,497 | $-31,673 | -2.92 % | $-31,673 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -15,800 | -100 % | | | | -2.92 % | $3,792 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,185,820 | Added More | 286,745 | 31.89 % | $9,723,724 | $9,439,127 | $-284,597 | -2.92 % | $-68,819 | | | | | | News Article | History of Northern Trust Corp Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,200 | Sold Some | -209,185 | -99.42 % | $9,840 | $9,552 | $-288 | -2.92 % | $50,204 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Oz Management Llc | Institution | | Sold All | -248,717 | -100 % | | | | -2.92 % | $59,692 | | | | | | News Article | History of Oz Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Porter Orlin Llc | Institution | 278,500 | Added More | 100,000 | 56.02 % | $2,283,700 | $2,216,860 | $-66,840 | -2.92 % | $-24,000 | | | | | | News Article | History of Porter Orlin Llc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 18,786 | New Holding | 18,786 | 100 % | $154,045 | $149,537 | $-4,509 | -2.92 % | $-4,509 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 245,698 | Added More | 126,157 | 105.53 % | $2,014,724 | $1,955,756 | $-58,968 | -2.92 % | $-30,278 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 31,400 | Sold Some | -500 | -1.56 % | $257,480 | $249,944 | $-7,536 | -2.92 % | $120 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Cathay General Bancorp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 508 | No Change | 0 | 0 % | $4,166 | $4,044 | $-122 | -2.92 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -7,111 | -100 % | | | | 0.88 % | $-498 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 184,100 | Added More | 75,000 | 68.74 % | $1,452,549 | $1,465,436 | $12,887 | 0.88 % | $5,250 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 122,737 | Sold Some | -1,083,728 | -89.82 % | $968,395 | $976,987 | $8,592 | 0.88 % | $-75,861 | | | | | | News Article | History of Axa Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 5,154 | Sold Some | -110,093 | -95.52 % | $40,665 | $41,026 | $361 | 0.88 % | $-7,707 | | | | | | News Article | History of Barclays Plc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 55,330 | Added More | 45,175 | 444.85 % | $436,554 | $440,427 | $3,873 | 0.88 % | $3,162 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | | Sold All | -229,120 | -100 % | | | | 0.88 % | $-16,038 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 129,754 | New Holding | 129,754 | 100 % | $1,023,759 | $1,032,842 | $9,083 | 0.88 % | $9,083 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 153,200 | Added More | 73,200 | 91.50 % | $1,208,748 | $1,219,472 | $10,724 | 0.88 % | $5,124 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 68,000 | Added More | 23,840 | 53.98 % | $536,520 | $541,280 | $4,760 | 0.88 % | $1,669 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 1,117 | Sold Some | -150,596 | -99.26 % | $8,813 | $8,891 | $78 | 0.88 % | $-10,542 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 118,695 | Added More | 478 | 0.40 % | $936,504 | $944,812 | $8,309 | 0.88 % | $33 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 740,220 | Sold Some | -13,711 | -1.81 % | $5,840,336 | $5,892,151 | $51,815 | 0.88 % | $-960 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 49,900 | Sold Some | -1,000 | -1.96 % | $393,711 | $397,204 | $3,493 | 0.88 % | $-70 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 44,795 | New Holding | 44,795 | 100 % | $353,433 | $356,568 | $3,136 | 0.88 % | $3,136 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 20,900 | Sold Some | -200 | -0.94 % | $164,901 | $166,364 | $1,463 | 0.88 % | $-14 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 169,888 | No Change | 0 | 0 % | $1,340,416 | $1,352,308 | $11,892 | 0.88 % | $0 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pacific Global Investment Management Co | Institution | 273,400 | Added More | 31,100 | 12.83 % | $2,157,126 | $2,176,264 | $19,138 | 0.88 % | $2,177 | | | | | | News Article | History of Pacific Global Investment Management Co Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 1,800 | No Change | 0 | 0 % | $14,202 | $14,328 | $126 | 0.88 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 12,901 | Sold Some | -9,472 | -42.33 % | $101,789 | $102,692 | $903 | 0.88 % | $-663 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 12,335 | New Holding | 12,335 | 100 % | $97,323 | $98,187 | $863 | 0.88 % | $863 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -219,962 | -100 % | | | | 0.88 % | $-15,397 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 91,836 | Added More | 1,441 | 1.59 % | $724,586 | $731,015 | $6,429 | 0.88 % | $101 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schwerin Boyle Capital Management Inc | Institution | 143,875 | Sold Some | -1,500 | -1.03 % | $1,135,174 | $1,145,245 | $10,071 | 0.88 % | $-105 | | | | | | News Article | History of Schwerin Boyle Capital Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | | Sold All | -5,900 | -100 % | | | | 0.88 % | $-413 | | | | | | News Article | History of Sei Trust Co Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 46,758 | Added More | 31,692 | 210.35 % | $368,921 | $372,194 | $3,273 | 0.88 % | $2,218 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Cathay General Bancorp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,797,118 | Added More | 49,747 | 2.84 % | $14,179,261 | $14,305,059 | $125,798 | 0.88 % | $3,482 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 170,862 | Sold Some | -8,403 | -4.68 % | $1,356,644 | $1,360,062 | $3,417 | 0.25 % | $-168 | | | | | | News Article | History of Bank Of America Corp Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 3,319,379 | Added More | 391,318 | 13.36 % | $26,355,869 | $26,422,257 | $66,388 | 0.25 % | $7,826 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 11,140 | New Holding | 11,140 | 100 % | $88,452 | $88,674 | $223 | 0.25 % | $223 | | | | | | News Article | History of Credit Suisse Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 20,240 | Sold Some | -8,930 | -30.61 % | $160,706 | $161,110 | $405 | 0.25 % | $-179 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | 306,379 | Sold Some | -19,963 | -6.11 % | $2,432,649 | $2,438,777 | $6,128 | 0.25 % | $-399 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 168,600 | Sold Some | -8,800 | -4.96 % | $1,338,684 | $1,342,056 | $3,372 | 0.25 % | $-176 | | | | | | News Article | History of Lsv Asset Management Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 20,437 | Sold Some | -8,849 | -30.21 % | $162,270 | $162,679 | $409 | 0.25 % | $-177 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 131,623 | Added More | 4,790 | 3.77 % | $1,045,087 | $1,047,719 | $2,632 | 0.25 % | $96 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,844 | Sold Some | -5,010 | -63.78 % | $22,581 | $22,638 | $57 | 0.25 % | $-100 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 2,695 | Sold Some | -3,587 | -57.09 % | $21,398 | $21,452 | $54 | 0.25 % | $-72 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 56,792 | Added More | 1,587 | 2.87 % | $450,928 | $452,064 | $1,136 | 0.25 % | $32 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 24,119 | Sold Some | -14,668 | -37.81 % | $191,505 | $191,987 | $482 | 0.25 % | $-293 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 130,005 | New Holding | 130,005 | 100 % | $1,032,240 | $1,034,840 | $2,600 | 0.25 % | $2,600 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 49,233 | New Holding | 49,233 | 100 % | $390,910 | $391,895 | $985 | 0.25 % | $985 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Cathay General Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 97,400 | Added More | 63,500 | 187.31 % | $773,356 | $775,304 | $1,948 | 0.25 % | $1,270 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 124,478 | Added More | 109,744 | 744.83 % | $987,111 | $990,845 | $3,734 | 0.37 % | $3,292 | | | | | | News Article | History of Citigroup Inc Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 40,550 | Added More | 1,631 | 4.19 % | $321,562 | $322,778 | $1,217 | 0.37 % | $49 | | | | | | News Article | History of Comerica Bank Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 181,506 | New Holding | 181,506 | 100 % | $1,439,343 | $1,444,788 | $5,445 | 0.37 % | $5,445 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 128,784 | Sold Some | -51,159 | -28.43 % | $1,021,257 | $1,025,121 | $3,864 | 0.37 % | $-1,535 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 2,300 | Sold Some | -4,455 | -65.95 % | $18,239 | $18,308 | $69 | 0.37 % | $-134 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Cathay General Bancorp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 4,460 | Sold Some | -3,240 | -42.07 % | $35,368 | $35,502 | $134 | 0.37 % | $-97 | | | | | | News Article | History of Ubs Ag Ownership Of Cathay General Bancorp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | | Sold All | -7,000 | -100 % | | | | -2.92 % | $1,680 | | | | | | News Article | History of Ccm Partners Ownership Of Cathay General Bancorp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | | Sold All | -1,320 | -100 % | | | | -2.92 % | $317 | | | | | | News Article | History of Federated Investors Inc Ownership Of Cathay General Bancorp |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 23,125 | No Change | 0 | 0 % | $189,625 | $184,075 | $-5,550 | -2.92 % | $0 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Cathay General Bancorp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Kayne Anderson Rudnick Investment Management Llc | Institution | 19,705 | Sold Some | -1,235,391 | -98.43 % | $161,581 | $156,852 | $-4,729 | -2.92 % | $296,494 | | | | | | News Article | History of Kayne Anderson Rudnick Investment Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -14 | -100 % | | | | -2.92 % | $3 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 7,046 | Sold Some | -40 | -0.56 % | $55,452 | $56,086 | $634 | 1.14 % | $-4 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 68,178 | Added More | 338 | 0.49 % | $536,561 | $542,697 | $6,136 | 1.14 % | $30 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 478 | Sold Some | -155 | -24.48 % | $3,762 | $3,805 | $43 | 1.14 % | $-14 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 111,922 | Added More | 3,900 | 3.61 % | $880,826 | $890,899 | $10,073 | 1.14 % | $351 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 42,908 | No Change | 0 | 0 % | $337,686 | $341,548 | $3,862 | 1.14 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 309,361 | No Change | 0 | 0 % | $2,434,671 | $2,462,514 | $27,842 | 1.14 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Cathay General Bancorp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 15,200 | No Change | 0 | 0 % | $119,624 | $120,992 | $1,368 | 1.14 % | $0 | | | | | | News Article | History of Unionbancal Corp Ownership Of Cathay General Bancorp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 1,900 | Sold Some | -200 | -9.52 % | $15,181 | $15,124 | $-57 | -0.37 % | $6 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Cathay General Bancorp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 15,000 | Sold Some | -16,100 | -51.76 % | $119,850 | $119,400 | $-450 | -0.37 % | $483 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Cathay General Bancorp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 31,931 | Added More | 1,646 | 5.43 % | $255,129 | $254,171 | $-958 | -0.37 % | $-49 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Cathay General Bancorp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 16,727 | Added More | 1,728 | 11.52 % | $133,649 | $133,147 | $-502 | -0.37 % | $-52 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Cathay General Bancorp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 64,761 | Sold Some | -37,820 | -36.86 % | $517,440 | $515,498 | $-1,943 | -0.37 % | $1,135 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Cathay General Bancorp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 1,389 | No Change | 0 | 0 % | $10,834 | $11,056 | $222 | 2.05 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Cathay General Bancorp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 157,539 | Sold Some | -651 | -0.41 % | $1,228,804 | $1,254,010 | $25,206 | 2.05 % | $-104 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Cathay General Bancorp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -39 | -100 % | | | | -5.12 % | $17 | | | | | | News Article | History of Private Trust Co Na Ownership Of Cathay General Bancorp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 83,365 | Added More | 42,400 | 103.50 % | $699,432 | $663,585 | $-35,847 | -5.12 % | $-18,232 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Cathay General Bancorp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bbva Usa Bancshares Inc | Institution | | Sold All | -26,742 | -100 % | | | | -5.68 % | $12,836 | | | | | | News Article | History of Bbva Usa Bancshares Inc Ownership Of Cathay General Bancorp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 79,633 | Sold Some | -754 | -0.93 % | $703,159 | $633,879 | $-69,281 | -9.85 % | $656 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Cathay General Bancorp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 2,240,025 | Sold Some | -22,250 | -0.98 % | $20,675,431 | $17,830,599 | $-2,844,832 | -13.75 % | $28,258 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Cathay General Bancorp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | | Sold All | -396,327 | -100 % | | | | -14.31 % | $527,115 | | | | | | News Article | History of Dupont Capital Management Ownership Of Cathay General Bancorp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 4,900 | New Holding | 4,900 | 100 % | $44,786 | $39,004 | $-5,782 | -12.91 % | $-5,782 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Cathay General Bancorp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 109,100 | Sold Some | -25,180 | -18.75 % | $997,174 | $868,436 | $-128,738 | -12.91 % | $29,712 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Cathay General Bancorp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 12,919 | New Holding | 12,919 | 100 % | $117,305 | $102,835 | $-14,469 | -12.33 % | $-14,469 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Cathay General Bancorp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 15,460 | No Change | 0 | 0 % | $147,952 | $123,062 | $-24,891 | -16.82 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Cathay General Bancorp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 2,334 | Sold Some | -17,334 | -88.13 % | $22,336 | $18,579 | $-3,758 | -16.82 % | $27,908 | | | | | | News Article | History of Blackrock Inc Ownership Of Cathay General Bancorp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 258,513 | Added More | 88,903 | 52.41 % | $2,473,969 | $2,057,763 | $-416,206 | -16.82 % | $-143,134 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cathay General Bancorp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | | Sold All | -3,700 | -100 % | | | | -16.82 % | $5,957 | | | | | | News Article | History of Ned Davis Research Ownership Of Cathay General Bancorp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 459,326 | Sold Some | -28,541 | -5.85 % | $4,189,053 | $3,656,235 | $-532,818 | -12.71 % | $33,108 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Cathay General Bancorp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | 10,000 | No Change | 0 | 0 % | $91,200 | $79,600 | $-11,600 | -12.71 % | $0 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Cathay General Bancorp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 109,960 | Added More | 42,710 | 63.50 % | $1,002,835 | $875,282 | $-127,554 | -12.71 % | $-49,544 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Cathay General Bancorp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 36,200 | No Change | 0 | 0 % | $348,606 | $288,152 | $-60,454 | -17.34 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Cathay General Bancorp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 18,400 | No Change | 0 | 0 % | $177,192 | $146,464 | $-30,728 | -17.34 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Cathay General Bancorp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 120,200 | Added More | 4,500 | 3.88 % | $1,189,980 | $956,792 | $-233,188 | -19.59 % | $-8,730 | | | | | | News Article | History of Strs Ohio Ownership Of Cathay General Bancorp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Northaven Management Inc | Institution | 180,000 | New Holding | 180,000 | 100 % | $1,809,000 | $1,432,800 | $-376,200 | -20.79 % | $-376,200 | | | | | | News Article | History of Northaven Management Inc Ownership Of Cathay General Bancorp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 60,434 | No Change | 0 | 0 % | $607,362 | $481,055 | $-126,307 | -20.79 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Cathay General Bancorp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Endex Capital Management Llc | Institution | | Sold All | -12,428 | -100 % | | | | -16.56 % | $19,636 | | | | | | News Article | History of Endex Capital Management Llc Ownership Of Cathay General Bancorp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 132,255 | Sold Some | -553 | -0.41 % | $1,155,909 | $1,052,750 | $-103,159 | -8.92 % | $431 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Cathay General Bancorp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 2,928,061 | Added More | 101,033 | 3.57 % | $27,260,248 | $23,307,366 | $-3,952,882 | -14.50 % | $-136,395 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cathay General Bancorp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 10,572 | Sold Some | -9,570 | -47.51 % | $93,139 | $84,153 | $-8,986 | -9.64 % | $8,135 | | | | | | News Article | History of Amvescap Plc Ownership Of Cathay General Bancorp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 2,550,541 | Sold Some | -9,697 | -0.37 % | $22,470,266 | $20,302,306 | $-2,167,960 | -9.64 % | $8,242 | | | | | | News Article | History of Fmr Corp Ownership Of Cathay General Bancorp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 666,705 | Added More | 186,569 | 38.85 % | $6,327,030 | $5,306,972 | $-1,020,059 | -16.12 % | $-285,451 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cathay General Bancorp |
| 2009-08-21 | 2009-03-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 419,286 | Sold Some | -264,714 | -38.70 % | $4,251,560 | $3,337,517 | $-914,043 | -21.49 % | $577,077 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Cathay General Bancorp |
| 2009-08-21 | 2008-12-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 684,000 | New Holding | 684,000 | 100 % | $6,935,760 | $5,444,640 | $-1,491,120 | -21.49 % | $-1,491,120 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Cathay General Bancorp |
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