| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 40 | No Change | 0 | 0 % | $433 | $438 | $5 | 1.10 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Cadiz Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 104 | No Change | 0 | 0 % | $1,144 | $1,138 | $-6 | -0.54 % | $0 | | | | | | News Article | History of Amvescap Plc Ownership Of Cadiz Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -20,001 | -100 % | | | | -0.54 % | $1,200 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Cadiz Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 19,325 | No Change | 0 | 0 % | $212,575 | $211,416 | $-1,160 | -0.54 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 10,129 | No Change | 0 | 0 % | $111,419 | $110,811 | $-608 | -0.54 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 100 | No Change | 0 | 0 % | $1,100 | $1,094 | $-6 | -0.54 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 21,619 | New Holding | 21,619 | 100 % | $237,809 | $236,512 | $-1,297 | -0.54 % | $-1,297 | | | | | | News Article | History of Morgan Stanley Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 133,826 | Added More | 8,953 | 7.16 % | $1,472,086 | $1,464,056 | $-8,030 | -0.54 % | $-537 | | | | | | News Article | History of Northern Trust Corp Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 11,588 | Sold Some | -5,582 | -32.51 % | $127,468 | $126,773 | $-695 | -0.54 % | $335 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -11,500 | -100 % | | | | -0.54 % | $690 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Cadiz Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 847 | No Change | 0 | 0 % | $9,317 | $9,266 | $-51 | -0.54 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 24,763 | Sold Some | -5,437 | -18.00 % | $262,240 | $270,907 | $8,667 | 3.30 % | $-1,903 | | | | | | News Article | History of Axa Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 63 | Sold Some | -39 | -38.23 % | $667 | $689 | $22 | 3.30 % | $-14 | | | | | | News Article | History of Barclays Plc Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cannell J Carlo | Institution | | Sold All | -34,398 | -100 % | | | | 3.30 % | $-12,039 | | | | | | News Article | History of Cannell J Carlo Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 77,473 | Sold Some | -67,293 | -46.48 % | $820,439 | $847,555 | $27,116 | 3.30 % | $-23,553 | | | | | | News Article | History of Credit Agricole S A Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Elkhorn Partners Limited Partnership | Institution | 142,681 | Added More | 6,458 | 4.74 % | $1,510,992 | $1,560,930 | $49,938 | 3.30 % | $2,260 | | | | | | News Article | History of Elkhorn Partners Limited Partnership Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 97 | New Holding | 97 | 100 % | $1,027 | $1,061 | $34 | 3.30 % | $34 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 15,827 | No Change | 0 | 0 % | $167,608 | $173,147 | $5,539 | 3.30 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lampe Conway And Co Llc | Institution | 600,852 | No Change | 0 | 0 % | $6,363,023 | $6,573,321 | $210,298 | 3.30 % | $0 | | | | | | News Article | History of Lampe Conway And Co Llc Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 3,114 | New Holding | 3,114 | 100 % | $32,977 | $34,067 | $1,090 | 3.30 % | $1,090 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,058 | New Holding | 2,058 | 100 % | $21,794 | $22,515 | $720 | 3.30 % | $720 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Cadiz Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 165,767 | Added More | 3,649 | 2.25 % | $1,755,473 | $1,813,491 | $58,018 | 3.30 % | $1,277 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 461,614 | Added More | 29,878 | 6.92 % | $4,856,179 | $5,050,057 | $193,878 | 3.99 % | $12,549 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 64,057 | Sold Some | -3,666 | -5.41 % | $673,880 | $700,784 | $26,904 | 3.99 % | $-1,540 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 4,040 | New Holding | 4,040 | 100 % | $42,501 | $44,198 | $1,697 | 3.99 % | $1,697 | | | | | | News Article | History of Credit Suisse Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 14,000 | No Change | 0 | 0 % | $147,280 | $153,160 | $5,880 | 3.99 % | $0 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 41 | Sold Some | -2,059 | -98.04 % | $431 | $449 | $17 | 3.99 % | $-865 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 13,320 | Sold Some | -1,772 | -11.74 % | $140,126 | $145,721 | $5,594 | 3.99 % | $-744 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 87,610 | No Change | 0 | 0 % | $921,657 | $958,453 | $36,796 | 3.99 % | $0 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 442 | Added More | 32 | 7.80 % | $4,650 | $4,835 | $186 | 3.99 % | $13 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 555 | Added More | 218 | 64.68 % | $5,839 | $6,072 | $233 | 3.99 % | $92 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -1,103 | -100 % | | | | 3.99 % | $-463 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cadiz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 25,000 | No Change | 0 | 0 % | $263,000 | $273,500 | $10,500 | 3.99 % | $0 | | | | | | News Article | History of Veritable L P Ownership Of Cadiz Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 498 | New Holding | 498 | 100 % | $5,642 | $5,448 | $-194 | -3.44 % | $-194 | | | | | | News Article | History of Ubs Ag Ownership Of Cadiz Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Altima Partners Llp | Insider | 663,750 | Added More | 41,600 | 6.68 % | $7,294,613 | $7,261,425 | $-33,188 | -0.45 % | $-2,080 | | | | | | News Article | History of Altima Partners Llp Ownership Of Cadiz Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 12,413 | No Change | 0 | 0 % | $136,419 | $135,798 | $-621 | -0.45 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Cadiz Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 543 | Sold Some | -9,200 | -94.42 % | $5,968 | $5,940 | $-27 | -0.45 % | $460 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Cadiz Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 10,518 | No Change | 0 | 0 % | $115,593 | $115,067 | $-526 | -0.45 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Cadiz Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 78,463 | No Change | 0 | 0 % | $862,308 | $858,385 | $-3,923 | -0.45 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Cadiz Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 53,816 | Sold Some | -13,409 | -19.94 % | $592,514 | $588,747 | $-3,767 | -0.63 % | $939 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Cadiz Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 13,582 | New Holding | 13,582 | 100 % | $149,538 | $148,587 | $-951 | -0.63 % | $-951 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Cadiz Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 300 | No Change | 0 | 0 % | $3,132 | $3,282 | $150 | 4.78 % | $0 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Cadiz Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 566 | No Compare | | | $6,051 | $6,192 | $142 | 2.33 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Cadiz Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 126,632 | Added More | 9,649 | 8.24 % | $1,362,560 | $1,385,354 | $22,794 | 1.67 % | $1,737 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Cadiz Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 592 | Sold Some | -200 | -25.25 % | $6,370 | $6,476 | $107 | 1.67 % | $-36 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Cadiz Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 10,129 | New Holding | 10,129 | 100 % | $108,988 | $110,811 | $1,823 | 1.67 % | $1,823 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Cadiz Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 21,561 | Added More | 3,284 | 17.96 % | $241,052 | $235,877 | $-5,175 | -2.14 % | $-788 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cadiz Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 26,819 | Sold Some | -4,594 | -14.62 % | $302,787 | $293,400 | $-9,387 | -3.10 % | $1,608 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Cadiz Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | J O Hambro Investment Management Ltd | Institution | 361,402 | No Change | 0 | 0 % | $4,080,229 | $3,953,738 | $-126,491 | -3.10 % | $0 | | | | | | News Article | History of J O Hambro Investment Management Ltd Ownership Of Cadiz Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 12,470 | New Holding | 12,470 | 100 % | $140,786 | $136,422 | $-4,365 | -3.10 % | $-4,365 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Cadiz Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 15,262 | No Change | 0 | 0 % | $176,887 | $166,966 | $-9,920 | -5.60 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Cadiz Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 16,812 | No Change | 0 | 0 % | $191,152 | $183,923 | $-7,229 | -3.78 % | $0 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Cadiz Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 10,256 | No Change | 0 | 0 % | $120,918 | $112,201 | $-8,718 | -7.20 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Cadiz Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 3,366 | No Change | 0 | 0 % | $39,685 | $36,824 | $-2,861 | -7.20 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Cadiz Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 1,200 | No Change | 0 | 0 % | $14,292 | $13,128 | $-1,164 | -8.14 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Cadiz Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 208 | New Holding | 208 | 100 % | $2,477 | $2,276 | $-202 | -8.14 % | $-202 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Cadiz Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 14,547 | New Holding | 14,547 | 100 % | $168,309 | $159,144 | $-9,165 | -5.44 % | $-9,165 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Cadiz Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Small Cap Index Fund | Small-Cap Core | | Sold All | -4,900 | -100 % | | | | -6.17 % | $3,528 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Small Cap Index Fund Ownership Of Cadiz Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 144,766 | Added More | 47,181 | 48.34 % | $1,687,972 | $1,583,740 | $-104,232 | -6.17 % | $-33,970 | | | | | | News Article | History of Credit Agricole S A Ownership Of Cadiz Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 270 | Sold Some | -10 | -3.57 % | $3,262 | $2,954 | $-308 | -9.43 % | $11 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Cadiz Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 431,736 | Added More | 58,448 | 15.65 % | $5,172,197 | $4,723,192 | $-449,005 | -8.68 % | $-60,786 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cadiz Inc |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Veritable L P | Institution | 25,000 | Added More | 15,000 | 150.00 % | $297,000 | $273,500 | $-23,500 | -7.91 % | $-14,100 | | | | | | News Article | History of Veritable L P Ownership Of Cadiz Inc |
| 2009-09-10 | 2009-03-31 | 13F-HR/A | Veritable L P | Institution | 10,000 | No Change | 0 | 0 % | $118,800 | $109,400 | $-9,400 | -7.91 % | $0 | | | | | | News Article | History of Veritable L P Ownership Of Cadiz Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 337 | Sold Some | -40 | -10.61 % | $4,031 | $3,687 | $-344 | -8.52 % | $41 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Cadiz Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 160 | Added More | 67 | 72.04 % | $1,914 | $1,750 | $-163 | -8.52 % | $-68 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 6,200 | Sold Some | -3,300 | -34.73 % | $74,710 | $67,828 | $-6,882 | -9.21 % | $3,663 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 12,500 | No Change | 0 | 0 % | $150,625 | $136,750 | $-13,875 | -9.21 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 2,040 | New Holding | 2,040 | 100 % | $24,582 | $22,318 | $-2,264 | -9.21 % | $-2,264 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 17,700 | No Change | 0 | 0 % | $213,285 | $193,638 | $-19,647 | -9.21 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Sa Funds Investment Trust - Sa International Small Company Fund | Small-Cap Core | 2,500 | New Holding | 2,500 | 100 % | $30,125 | $27,350 | $-2,775 | -9.21 % | $-2,775 | | | | | | News Article | History of Sa Funds Investment Trust - Sa International Small Company Fund Ownership Of Cadiz Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 9,506 | No Change | 0 | 0 % | $114,547 | $103,996 | $-10,552 | -9.21 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Cadiz Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Nationwide Variable Insurance Trust - Nvit Small Cap Index Fund | Small-Cap Core | 3,800 | No Change | 0 | 0 % | $45,638 | $41,572 | $-4,066 | -8.90 % | $0 | | | | | | News Article | History of Nationwide Variable Insurance Trust - Nvit Small Cap Index Fund Ownership Of Cadiz Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 240 | No Compare | | | $2,882 | $2,626 | $-257 | -8.90 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Cadiz Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 6,097 | No Change | 0 | 0 % | $73,225 | $66,701 | $-6,524 | -8.90 % | $0 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Cadiz Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 938 | Added More | 60 | 6.83 % | $11,265 | $10,262 | $-1,004 | -8.90 % | $-64 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Cadiz Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 104 | Sold Some | -104 | -50.00 % | $1,203 | $1,138 | $-66 | -5.44 % | $66 | | | | | | News Article | History of Amvescap Plc Ownership Of Cadiz Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 100 | No Change | 0 | 0 % | $1,157 | $1,094 | $-63 | -5.44 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Cadiz Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Santa Barbara Group Of Mutual Funds Inc - Montecito Fund | Mixed-Asset Target Allocation Growth | 30,000 | New Holding | 30,000 | 100 % | $363,600 | $328,200 | $-35,400 | -9.73 % | $-35,400 | | | | | | News Article | History of Santa Barbara Group Of Mutual Funds Inc - Montecito Fund Ownership Of Cadiz Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 130 | No Change | 0 | 0 % | $1,576 | $1,422 | $-153 | -9.73 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 87,041 | Added More | 6,601 | 8.20 % | $1,049,714 | $952,229 | $-97,486 | -9.28 % | $-7,393 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 150,440 | Added More | 4,241 | 2.90 % | $1,814,306 | $1,645,814 | $-168,493 | -9.28 % | $-4,750 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 617 | Sold Some | -63 | -9.26 % | $7,441 | $6,750 | $-691 | -9.28 % | $71 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 3,141 | Added More | 180 | 6.07 % | $37,880 | $34,363 | $-3,518 | -9.28 % | $-202 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 27,406 | Added More | 10,471 | 61.83 % | $330,516 | $299,822 | $-30,695 | -9.28 % | $-11,728 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Cadiz Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 19,325 | Added More | 12,325 | 176.07 % | $233,060 | $211,416 | $-21,644 | -9.28 % | $-13,804 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cadiz Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 8,432 | Added More | 5,575 | 195.13 % | $101,859 | $92,246 | $-9,612 | -9.43 % | $-6,356 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Cadiz Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -4,326 | -100 % | | | | -9.43 % | $4,932 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Cadiz Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 85,487 | New Holding | 85,487 | 100 % | $1,032,683 | $935,228 | $-97,455 | -9.43 % | $-97,455 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Cadiz Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 50,722 | No Change | 0 | 0 % | $612,722 | $554,899 | $-57,823 | -9.43 % | $0 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Cadiz Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 5,495 | No Change | 0 | 0 % | $66,380 | $60,115 | $-6,264 | -9.43 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Cadiz Inc |