| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | | Sold All | -40,400 | -100 % | | | | -0.41 % | $404 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Cdc Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 550 | No Change | 0 | 0 % | $1,337 | $1,331 | $-6 | -0.41 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Cdc Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | | Sold All | -157,035 | -100 % | | | | -3.96 % | $15,704 | | | | | | News Article | History of Timber Hill Llc Ownership Of Cdc Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 297,427 | Sold Some | -35,841 | -10.75 % | $746,542 | $719,773 | $-26,768 | -3.58 % | $3,226 | | | | | | News Article | History of Amvescap Plc Ownership Of Cdc Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 24,142 | Sold Some | -990 | -3.93 % | $60,596 | $58,424 | $-2,173 | -3.58 % | $89 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 16,450 | Sold Some | -31,898 | -65.97 % | $41,783 | $39,809 | $-1,974 | -4.72 % | $3,828 | | | | | | News Article | History of Citadel L P Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 2,000 | Added More | 1,400 | 233.33 % | $5,080 | $4,840 | $-240 | -4.72 % | $-168 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 333,861 | New Holding | 333,861 | 100 % | $848,007 | $807,944 | $-40,063 | -4.72 % | $-40,063 | | | | | | News Article | History of Millennium Management Llc Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 230,116 | Added More | 182,576 | 384.04 % | $584,495 | $556,881 | $-27,614 | -4.72 % | $-21,909 | | | | | | News Article | History of Morgan Stanley Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 520 | No Change | 0 | 0 % | $1,321 | $1,258 | $-62 | -4.72 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 36,098 | Sold Some | -97,103 | -72.89 % | $91,689 | $87,357 | $-4,332 | -4.72 % | $11,652 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Cdc Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 145,200 | Added More | 70,462 | 94.27 % | $368,808 | $351,384 | $-17,424 | -4.72 % | $-8,455 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 66,225 | Sold Some | -45,575 | -40.76 % | $164,900 | $160,265 | $-4,636 | -2.81 % | $3,190 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 550 | No Change | 0 | 0 % | $1,370 | $1,331 | $-39 | -2.81 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -100 | -100 % | | | | -2.81 % | $7 | | | | | | News Article | History of Barclays Plc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 10,038 | No Change | 0 | 0 % | $24,995 | $24,292 | $-703 | -2.81 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 15,003 | Added More | 872 | 6.17 % | $37,357 | $36,307 | $-1,050 | -2.81 % | $-61 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 38,520 | Added More | 10,217 | 36.09 % | $95,915 | $93,218 | $-2,696 | -2.81 % | $-715 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 14,760 | No Change | 0 | 0 % | $36,752 | $35,719 | $-1,033 | -2.81 % | $0 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 920,643 | Added More | 169,291 | 22.53 % | $2,292,401 | $2,227,956 | $-64,445 | -2.81 % | $-11,850 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 116,478 | No Change | 0 | 0 % | $290,030 | $281,877 | $-8,153 | -2.81 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Cdc Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | 188,000 | Sold Some | -71,700 | -27.60 % | $468,120 | $454,960 | $-13,160 | -2.81 % | $5,019 | | | | | | News Article | History of Spark Lp Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | | Sold All | -15,715 | -100 % | | | | -0.81 % | $314 | | | | | | News Article | History of Bank Of America Corp Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 9,349 | No Change | 0 | 0 % | $22,812 | $22,625 | $-187 | -0.81 % | $0 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 18,496 | New Holding | 18,496 | 100 % | $45,130 | $44,760 | $-370 | -0.81 % | $-370 | | | | | | News Article | History of Credit Suisse Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diversified Global Asset Management Corp | Institution | 13,030 | New Holding | 13,030 | 100 % | $31,793 | $31,533 | $-261 | -0.81 % | $-261 | | | | | | News Article | History of Diversified Global Asset Management Corp Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 6,595 | Sold Some | -2,077 | -23.95 % | $16,092 | $15,960 | $-132 | -0.81 % | $42 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | 894,381 | Added More | 874,881 | 4486.56 % | $2,182,290 | $2,164,402 | $-17,888 | -0.81 % | $-17,498 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Seger Elvekrog Inc | Institution | 51,000 | No Change | 0 | 0 % | $124,440 | $123,420 | $-1,020 | -0.81 % | $0 | | | | | | News Article | History of Seger Elvekrog Inc Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 75,560 | Added More | 34,207 | 82.71 % | $184,366 | $182,855 | $-1,511 | -0.81 % | $-684 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 93,850 | New Holding | 93,850 | 100 % | $228,994 | $227,117 | $-1,877 | -0.81 % | $-1,877 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Cdc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | | Sold All | -15,000 | -100 % | | | | -0.81 % | $300 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Cdc Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 23,838 | Added More | 9,641 | 67.90 % | $59,833 | $57,688 | $-2,145 | -3.58 % | $-868 | | | | | | News Article | History of Citigroup Inc Ownership Of Cdc Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 291,308 | New Holding | 291,308 | 100 % | $731,183 | $704,965 | $-26,218 | -3.58 % | $-26,218 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Cdc Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 20,499 | Added More | 12,799 | 166.22 % | $51,452 | $49,608 | $-1,845 | -3.58 % | $-1,152 | | | | | | News Article | History of Ubs Ag Ownership Of Cdc Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 900 | No Change | 0 | 0 % | $2,277 | $2,178 | $-99 | -4.34 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Cdc Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 54,190 | No Change | 0 | 0 % | $137,101 | $131,140 | $-5,961 | -4.34 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Cdc Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Insight 2811 Inc | Institution | 122,000 | New Holding | 122,000 | 100 % | $301,340 | $295,240 | $-6,100 | -2.02 % | $-6,100 | | | | | | News Article | History of Insight 2811 Inc Ownership Of Cdc Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 271,357 | New Holding | 271,357 | 100 % | $632,262 | $656,684 | $24,422 | 3.86 % | $24,422 | | | | | | News Article | History of Oxford Asset Management Ownership Of Cdc Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 550 | Sold Some | -400 | -42.10 % | $1,359 | $1,331 | $-28 | -2.02 % | $20 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Cdc Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | 200 | No Change | 0 | 0 % | $496 | $484 | $-12 | -2.41 % | $0 | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Cdc Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 101,316 | Sold Some | -61,450 | -37.75 % | $251,264 | $245,185 | $-6,079 | -2.41 % | $3,687 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Cdc Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 25,553 | No Change | 0 | 0 % | $66,949 | $61,838 | $-5,111 | -7.63 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Cdc Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Old Point Trust And Financial Services N A | Institution | 10,000 | No Change | 0 | 0 % | $26,900 | $24,200 | $-2,700 | -10.03 % | $0 | | | | | | News Article | History of Old Point Trust And Financial Services N A Ownership Of Cdc Corp |
| 2009-10-08 | 2009-07-31 | N-CSR | Bhirud Funds Inc - Apex Midcap Growth Fund | Mid-Cap Growth | 4,000 | Added More | 2,000 | 100.00 % | $10,200 | $9,680 | $-520 | -5.09 % | $-260 | | | | | | News Article | History of Bhirud Funds Inc - Apex Midcap Growth Fund Ownership Of Cdc Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 9,349 | No Change | 0 | 0 % | $22,812 | $22,625 | $-187 | -0.81 % | $0 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cdc Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 333,268 | Sold Some | -344,552 | -50.83 % | $743,188 | $806,509 | $63,321 | 8.52 % | $-65,465 | | | | | | News Article | History of Amvescap Plc Ownership Of Cdc Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Northern Lights Fund Trust - Biondo Fund | Health/Biotech | | Sold All | -5,710 | -100 % | | | | 2.97 % | $-400 | | | | | | News Article | History of Northern Lights Fund Trust - Biondo Fund Ownership Of Cdc Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 25,132 | No Change | 0 | 0 % | $61,825 | $60,819 | $-1,005 | -1.62 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cdc Corp |
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