| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-16 | 2009-09-30 | 13F-HR | Artis Capital Management Llc | Institution | 31,500 | New Holding | 31,500 | 100 % | $283,500 | $282,870 | $-630 | -0.22 % | $-630 | | | | | | News Article | History of Artis Capital Management Llc Ownership Of Collectors Universe |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 86,310 | Added More | 67,973 | 370.68 % | $776,790 | $775,064 | $-1,726 | -0.22 % | $-1,359 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Collectors Universe |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | | Sold All | -100,000 | -100 % | | | | -0.22 % | $2,000 | | | | | | News Article | History of Morgan Stanley Ownership Of Collectors Universe |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | | Sold All | -11,730 | -100 % | | | | -0.22 % | $235 | | | | | | News Article | History of Northern Trust Corp Ownership Of Collectors Universe |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shamrock Capital Advisors Inc | Institution | | Sold All | -441,659 | -100 % | | | | -0.22 % | $8,833 | | | | | | News Article | History of Shamrock Capital Advisors Inc Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 210 | Sold Some | -30,100 | -99.30 % | $1,852 | $1,886 | $34 | 1.81 % | $-4,816 | | | | | | News Article | History of Barclays Plc Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 4 | New Holding | 4 | 100 % | $35 | $36 | $1 | 1.81 % | $1 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 327,619 | Added More | 13,600 | 4.33 % | $2,889,600 | $2,942,019 | $52,419 | 1.81 % | $2,176 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sarbit Advisory Services Inc | No Data | 337,640 | Sold Some | -405,615 | -54.57 % | $2,977,985 | $3,032,007 | $54,022 | 1.81 % | $-64,898 | | | | | | News Article | History of Sarbit Advisory Services Inc Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 12,000 | New Holding | 12,000 | 100 % | $105,840 | $107,760 | $1,920 | 1.81 % | $1,920 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Collectors Universe |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 40,178 | Added More | 406 | 1.02 % | $354,370 | $360,798 | $6,428 | 1.81 % | $65 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Collectors Universe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 22,508 | Added More | 630 | 2.87 % | $197,395 | $202,122 | $4,727 | 2.39 % | $132 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Collectors Universe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 10,000 | New Holding | 10,000 | 100 % | $87,700 | $89,800 | $2,100 | 2.39 % | $2,100 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Collectors Universe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lapides Asset Management Llc | Institution | 83,334 | New Holding | 83,334 | 100 % | $730,839 | $748,339 | $17,500 | 2.39 % | $17,500 | | | | | | News Article | History of Lapides Asset Management Llc Ownership Of Collectors Universe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marxe Austin W And Greenhouse David M | Institution | 558,036 | Sold Some | -217,131 | -28.01 % | $4,893,976 | $5,011,163 | $117,188 | 2.39 % | $-45,598 | | | | | | News Article | History of Marxe Austin W And Greenhouse David M Ownership Of Collectors Universe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -1,600 | -100 % | | | | 2.39 % | $-336 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Collectors Universe |
| 2009-11-10 | 2009-09-30 | 13F-HR | Jmp Asset Management Llc | Institution | 7,882 | New Holding | 7,882 | 100 % | $69,046 | $70,780 | $1,734 | 2.51 % | $1,734 | | | | | | News Article | History of Jmp Asset Management Llc Ownership Of Collectors Universe |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 18,150 | No Change | 0 | 0 % | $158,994 | $162,987 | $3,993 | 2.51 % | $0 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Collectors Universe |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 781 | New Holding | 781 | 100 % | $6,842 | $7,013 | $172 | 2.51 % | $172 | | | | | | News Article | History of Ubs Ag Ownership Of Collectors Universe |
| 2009-11-09 | 2009-09-30 | 13F-HR | Roark Rearden And Hamot Capital Management Llc | Institution | | Sold All | -183 | -100 % | | | | -5.37 % | $93 | | | | | | News Article | History of Roark Rearden And Hamot Capital Management Llc Ownership Of Collectors Universe |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 55 | No Change | 0 | 0 % | $448 | $494 | $46 | 10.31 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Collectors Universe |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 312,259 | Sold Some | -235,134 | -42.95 % | $2,273,246 | $2,804,086 | $530,840 | 23.35 % | $-399,728 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Collectors Universe |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,870 | No Change | 0 | 0 % | $10,435 | $16,793 | $6,358 | 60.93 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Collectors Universe |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | | Sold All | -43,915 | -100 % | | | | 62.68 % | $-151,946 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Collectors Universe |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 7,546 | Sold Some | -6,003 | -44.30 % | $41,578 | $67,763 | $26,185 | 62.97 % | $-20,830 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Collectors Universe |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 4,583 | Sold Some | -3,447 | -42.92 % | $25,252 | $41,155 | $15,903 | 62.97 % | $-11,961 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Collectors Universe |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 1,695 | Sold Some | -1,275 | -42.92 % | $9,339 | $15,221 | $5,882 | 62.97 % | $-4,424 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Collectors Universe |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 55,265 | Sold Some | -50,056 | -47.52 % | $304,510 | $496,280 | $191,770 | 62.97 % | $-173,694 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Collectors Universe |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -1,100 | -100 % | | | | 60.64 % | $-3,729 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Collectors Universe |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 21,878 | Added More | 7,593 | 53.15 % | $107,859 | $196,464 | $88,606 | 82.15 % | $30,752 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Collectors Universe |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 21,878 | Added More | 7,593 | 53.15 % | $101,733 | $196,464 | $94,732 | 93.11 % | $32,878 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Collectors Universe |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 39,222 | Added More | 400 | 1.03 % | $176,499 | $352,214 | $175,715 | 99.55 % | $1,792 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Collectors Universe |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 550 | Added More | 50 | 10.00 % | $2,475 | $4,939 | $2,464 | 99.55 % | $224 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Collectors Universe |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 500 | No Change | 0 | 0 % | $2,250 | $4,490 | $2,240 | 99.55 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Collectors Universe |
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