| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 1,163,700 | New Holding | 1,163,700 | 100 % | $44,616,258 | $43,871,490 | $-744,768 | -1.66 % | $-744,768 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 370 | Sold Some | -155 | -29.52 % | $14,186 | $13,949 | $-237 | -1.66 % | $99 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Capital One Financial Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 619,655 | Added More | 32,000 | 5.44 % | $25,065,045 | $23,360,994 | $-1,704,051 | -6.79 % | $-88,000 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Capital One Financial Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 29,737 | Sold Some | -2,991 | -9.13 % | $1,202,862 | $1,121,085 | $-81,777 | -6.79 % | $8,225 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 2,333,594 | Added More | 35,387 | 1.53 % | $94,510,557 | $87,976,494 | $-6,534,063 | -6.91 % | $-99,084 | | | | | | News Article | History of Amvescap Plc Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 1,739,877 | Sold Some | -101,507 | -5.51 % | $70,465,019 | $65,593,363 | $-4,871,656 | -6.91 % | $284,220 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Great Lakes Advisors Inc | Institution | 42,876 | Added More | 41,676 | 3473.00 % | $1,736,478 | $1,616,425 | $-120,053 | -6.91 % | $-116,693 | | | | | | News Article | History of Great Lakes Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Janus Capital Management Llc | Institution | 1,295,563 | Sold Some | -134,765 | -9.42 % | $52,470,302 | $48,842,725 | $-3,627,576 | -6.91 % | $377,342 | | | | | | News Article | History of Janus Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund | No Data | 67,016 | New Holding | 67,016 | 100 % | $2,714,148 | $2,526,503 | $-187,645 | -6.91 % | $-187,645 | | | | | | News Article | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | 130,890 | New Holding | 130,890 | 100 % | $5,301,045 | $4,934,553 | $-366,492 | -6.91 % | $-366,492 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund | Multi-Cap Growth | 227,420 | New Holding | 227,420 | 100 % | $9,210,510 | $8,573,734 | $-636,776 | -6.91 % | $-636,776 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund | Specialty & Misc | 211,550 | New Holding | 211,550 | 100 % | $8,567,775 | $7,975,435 | $-592,340 | -6.91 % | $-592,340 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Rothschild Asset Management Inc | Institution | 337,948 | New Holding | 337,948 | 100 % | $13,686,894 | $12,740,640 | $-946,254 | -6.91 % | $-946,254 | | | | | | News Article | History of Rothschild Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Roxbury Capital Management | Institution | | Sold All | -40 | -100 % | | | | -6.91 % | $112 | | | | | | News Article | History of Roxbury Capital Management Ownership Of Capital One Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 988,928 | Added More | 25,890 | 2.68 % | $40,051,584 | $37,282,586 | $-2,768,998 | -6.91 % | $-72,492 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Adar Investment Management Llc | Institution | 30,000 | Sold Some | -10,000 | -25.00 % | $1,196,700 | $1,131,000 | $-65,700 | -5.49 % | $21,900 | | | | | | News Article | History of Adar Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alex Brown Investment Management Llc | Institution | 23,650 | Sold Some | -100 | -0.42 % | $943,399 | $891,605 | $-51,794 | -5.49 % | $219 | | | | | | News Article | History of Alex Brown Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alger Fred Management Inc | Institution | | Sold All | -158,512 | -100 % | | | | -5.49 % | $347,141 | | | | | | News Article | History of Alger Fred Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alyeska Investment Group Lp | No Data | 136,548 | New Holding | 136,548 | 100 % | $5,446,900 | $5,147,860 | $-299,040 | -5.49 % | $-299,040 | | | | | | News Article | History of Alyeska Investment Group Lp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 291,406 | Sold Some | -2,898,976 | -90.86 % | $11,624,185 | $10,986,006 | $-638,179 | -5.49 % | $6,348,757 | | | | | | News Article | History of American International Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 10,434 | Sold Some | -107,544 | -91.15 % | $416,212 | $393,362 | $-22,850 | -5.49 % | $235,521 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aragon Global Management Llc | Institution | 125,273 | New Holding | 125,273 | 100 % | $4,997,140 | $4,722,792 | $-274,348 | -5.49 % | $-274,348 | | | | | | News Article | History of Aragon Global Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Argyll Research Llc | Institution | 98,000 | New Holding | 98,000 | 100 % | $3,909,220 | $3,694,600 | $-214,620 | -5.49 % | $-214,620 | | | | | | News Article | History of Argyll Research Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | 349,600 | Added More | 294,600 | 535.63 % | $13,945,544 | $13,179,920 | $-765,624 | -5.49 % | $-645,174 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bam Management Llc | No Data | 16,500 | New Holding | 16,500 | 100 % | $658,185 | $622,050 | $-36,135 | -5.49 % | $-36,135 | | | | | | News Article | History of Bam Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bam Offshore Management Llc | No Data | 9,279 | New Holding | 9,279 | 100 % | $370,139 | $349,818 | $-20,321 | -5.49 % | $-20,321 | | | | | | News Article | History of Bam Offshore Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bancorpsouth Inc | Institution | 2,722 | Sold Some | -200 | -6.84 % | $108,581 | $102,619 | $-5,961 | -5.49 % | $438 | | | | | | News Article | History of Bancorpsouth Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 8,800 | Sold Some | -1,200 | -12.00 % | $351,032 | $331,760 | $-19,272 | -5.49 % | $2,628 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Caip Partners Llc | No Data | 56,100 | New Holding | 56,100 | 100 % | $2,237,829 | $2,114,970 | $-122,859 | -5.49 % | $-122,859 | | | | | | News Article | History of Caip Partners Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International Ltd | Institution | | Sold All | -46,500 | -100 % | | | | -5.49 % | $101,835 | | | | | | News Article | History of Capital International Ltd Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Research Global Investors | Institution | 23,351,776 | Sold Some | -431,700 | -1.81 % | $931,502,345 | $880,361,955 | $-51,140,389 | -5.49 % | $945,423 | | | | | | News Article | History of Capital Research Global Investors Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | 9,903 | Sold Some | -9,454 | -48.84 % | $395,031 | $373,343 | $-21,688 | -5.49 % | $20,704 | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chesapeake Partners Management Co Inc | Institution | 352,460 | Added More | 177,460 | 101.40 % | $14,059,629 | $13,287,742 | $-771,887 | -5.49 % | $-388,637 | | | | | | News Article | History of Chesapeake Partners Management Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 150,321 | Sold Some | -288,622 | -65.75 % | $5,996,305 | $5,667,102 | $-329,203 | -5.49 % | $632,082 | | | | | | News Article | History of Citadel L P Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | 30,056 | Sold Some | -9,320 | -23.66 % | $1,198,934 | $1,133,111 | $-65,823 | -5.49 % | $20,411 | | | | | | News Article | History of Cna Financial Corp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 105 | Sold Some | -60 | -36.36 % | $4,188 | $3,959 | $-230 | -5.49 % | $131 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Connor Clark And Lunn Investment Management Ltd | Institution | 17,375 | New Holding | 17,375 | 100 % | $693,089 | $655,038 | $-38,051 | -5.49 % | $-38,051 | | | | | | News Article | History of Connor Clark And Lunn Investment Management Ltd Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 10,796,671 | Added More | 9,759,962 | 941.43 % | $430,679,206 | $407,034,497 | $-23,644,709 | -5.49 % | $-21,374,317 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 10,796,671 | Added More | 244,593 | 2.31 % | $430,679,206 | $407,034,497 | $-23,644,709 | -5.49 % | $-535,659 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 10,796,671 | Added More | 429,573 | 4.14 % | $430,679,206 | $407,034,497 | $-23,644,709 | -5.49 % | $-940,765 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 262,300 | Sold Some | -27,500 | -9.48 % | $10,463,147 | $9,888,710 | $-574,437 | -5.49 % | $60,225 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -56,700 | -100 % | | | | -5.49 % | $124,173 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 333,840 | Sold Some | -484,101 | -59.18 % | $13,316,878 | $12,585,768 | $-731,110 | -5.49 % | $1,060,181 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 36,176 | Added More | 8,064 | 28.68 % | $1,443,061 | $1,363,835 | $-79,225 | -5.49 % | $-17,660 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 6,533 | Sold Some | -846 | -11.46 % | $260,601 | $246,294 | $-14,307 | -5.49 % | $1,853 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 19,285,246 | Sold Some | -2,001,509 | -9.40 % | $769,288,463 | $727,053,774 | $-42,234,689 | -5.49 % | $4,383,305 | | | | | | News Article | History of Fmr Corp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Galleon Management L P | Institution | | Sold All | -35,000 | -100 % | | | | -5.49 % | $76,650 | | | | | | News Article | History of Galleon Management L P Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Glenview Capital Management Llc | Institution | | Sold All | -1,416,700 | -100 % | | | | -5.49 % | $3,102,573 | | | | | | News Article | History of Glenview Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Highfields Capital Management Lp | Institution | | Sold All | -827,035 | -100 % | | | | -5.49 % | $1,811,207 | | | | | | News Article | History of Highfields Capital Management Lp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 654,889 | Added More | 416,842 | 175.10 % | $26,123,522 | $24,689,315 | $-1,434,207 | -5.49 % | $-912,884 | | | | | | News Article | History of Ing Groep Nv Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Investment Management Europe B V | Institution | 325,881 | Added More | 117,907 | 56.69 % | $12,999,393 | $12,285,714 | $-713,679 | -5.49 % | $-258,216 | | | | | | News Article | History of Ing Investment Management Europe B V Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | 543,900 | Sold Some | -255,500 | -31.96 % | $21,696,171 | $20,505,030 | $-1,191,141 | -5.49 % | $559,545 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Laffer Investments | Institution | 38,980 | Added More | 34,480 | 766.22 % | $1,554,912 | $1,469,546 | $-85,366 | -5.49 % | $-75,511 | | | | | | News Article | History of Laffer Investments Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 163,135 | Added More | 58,687 | 56.18 % | $6,507,455 | $6,150,190 | $-357,266 | -5.49 % | $-128,525 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Investment Advisors Inc | Institution | 233,800 | No Change | 0 | 0 % | $9,326,282 | $8,814,260 | $-512,022 | -5.49 % | $0 | | | | | | News Article | History of Madison Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 284,360 | Sold Some | -25,210 | -8.14 % | $11,343,120 | $10,720,372 | $-622,748 | -5.49 % | $55,210 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | 13,613 | New Holding | 13,613 | 100 % | $543,023 | $513,210 | $-29,812 | -5.49 % | $-29,812 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Martin And Co Inc | Institution | 118,787 | Added More | 66,945 | 129.13 % | $4,738,413 | $4,478,270 | $-260,144 | -5.49 % | $-146,610 | | | | | | News Article | History of Martin And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 157,359 | Sold Some | -147,865 | -48.44 % | $6,277,051 | $5,932,434 | $-344,616 | -5.49 % | $323,824 | | | | | | News Article | History of Millennium Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 1,259,721 | Added More | 162,403 | 14.79 % | $50,250,271 | $47,491,482 | $-2,758,789 | -5.49 % | $-355,663 | | | | | | News Article | History of Morgan Stanley Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 1,455,613 | New Holding | 1,455,613 | 100 % | $58,064,403 | $54,876,610 | $-3,187,792 | -5.49 % | $-3,187,792 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -227,666 | -100 % | | | | -5.49 % | $498,589 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 5,689,986 | Added More | 334,079 | 6.23 % | $226,973,542 | $214,512,472 | $-12,461,069 | -5.49 % | $-731,633 | | | | | | News Article | History of Northern Trust Corp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 961,600 | Sold Some | -1,526,677 | -61.35 % | $38,358,224 | $36,252,320 | $-2,105,904 | -5.49 % | $3,343,423 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Porter Orlin Llc | Institution | 46,800 | Sold Some | -12,000 | -20.40 % | $1,866,852 | $1,764,360 | $-102,492 | -5.49 % | $26,280 | | | | | | News Article | History of Porter Orlin Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Provident Advisors Llc | Institution | 9,500 | Sold Some | -1,000 | -9.52 % | $378,955 | $358,150 | $-20,805 | -5.49 % | $2,190 | | | | | | News Article | History of Provident Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 260,998 | Sold Some | -285,925 | -52.27 % | $10,411,210 | $9,839,625 | $-571,586 | -5.49 % | $626,176 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 805 | No Change | 0 | 0 % | $32,111 | $30,349 | $-1,763 | -5.49 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rockefeller Financial Services Inc | Institution | 888,330 | Added More | 207,070 | 30.39 % | $35,435,484 | $33,490,041 | $-1,945,443 | -5.49 % | $-453,483 | | | | | | News Article | History of Rockefeller Financial Services Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Royal Bank Of Canada Investment Management Uk Ltd | Institution | 9,330 | New Holding | 9,330 | 100 % | $372,174 | $351,741 | $-20,433 | -5.49 % | $-20,433 | | | | | | News Article | History of Royal Bank Of Canada Investment Management Uk Ltd Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | | Sold All | -31,552 | -100 % | | | | -5.49 % | $69,099 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Select Equity Group Inc | Institution | | Sold All | -316,790 | -100 % | | | | -5.49 % | $693,770 | | | | | | News Article | History of Select Equity Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | | Sold All | -42,903 | -100 % | | | | -5.49 % | $93,958 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | 34,900 | New Holding | 34,900 | 100 % | $1,392,161 | $1,315,730 | $-76,431 | -5.49 % | $-76,431 | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 3,532,842 | Added More | 537,500 | 17.94 % | $140,925,067 | $133,188,143 | $-7,736,924 | -5.49 % | $-1,177,125 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | 14,093 | New Holding | 14,093 | 100 % | $562,170 | $531,306 | $-30,864 | -5.49 % | $-30,864 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Transamerica Investment Management Llc | Institution | 5,737 | New Holding | 5,737 | 100 % | $228,849 | $216,285 | $-12,564 | -5.49 % | $-12,564 | | | | | | News Article | History of Transamerica Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -201,402 | -100 % | | | | -5.49 % | $441,070 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 761,485 | Added More | 71,082 | 10.29 % | $30,375,637 | $28,707,985 | $-1,667,652 | -5.49 % | $-155,670 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 110,011 | Sold Some | -13,245 | -10.74 % | $4,388,339 | $4,147,415 | $-240,924 | -5.49 % | $29,007 | | | | | | News Article | History of Us Bancorp De Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | | Sold All | -50,000 | -100 % | | | | -5.49 % | $109,500 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Capital One Financial Corp |
| 2009-11-16 | 2009-09-03 | 13F-HR | Elm Ridge Capital Management Llc | Institution | 1,143,727 | Sold Some | -654,100 | -36.38 % | $45,623,270 | $43,118,508 | $-2,504,762 | -5.49 % | $1,432,479 | | | | | | News Article | History of Elm Ridge Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | 4,245 | Sold Some | -4,568 | -51.83 % | $164,706 | $160,037 | $-4,670 | -2.83 % | $5,025 | | | | | | News Article | History of Wilmington Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 211,003 | Sold Some | -69,127 | -24.67 % | $8,186,916 | $7,954,813 | $-232,103 | -2.83 % | $76,040 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 10,658 | Sold Some | -13,118 | -55.17 % | $413,530 | $401,807 | $-11,724 | -2.83 % | $14,430 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 851,199 | Sold Some | -255,516 | -23.08 % | $33,026,521 | $32,090,202 | $-936,319 | -2.83 % | $281,068 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Appaloosa Management Lp | Institution | 3,000,000 | No Change | 0 | 0 % | $116,400,000 | $113,100,000 | $-3,300,000 | -2.83 % | $0 | | | | | | News Article | History of Appaloosa Management Lp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atlanta Capital Management Co L L C | Institution | 16,650 | No Change | 0 | 0 % | $646,020 | $627,705 | $-18,315 | -2.83 % | $0 | | | | | | News Article | History of Atlanta Capital Management Co L L C Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 6,728,668 | Sold Some | -2,834,484 | -29.63 % | $261,072,318 | $253,670,784 | $-7,401,535 | -2.83 % | $3,117,932 | | | | | | News Article | History of Axa Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 182,093 | Sold Some | -109,641 | -37.58 % | $7,065,208 | $6,864,906 | $-200,302 | -2.83 % | $120,605 | | | | | | News Article | History of Barclays Plc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 300 | No Change | 0 | 0 % | $11,640 | $11,310 | $-330 | -2.83 % | $0 | | | | | | News Article | History of Bartlett And Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 103,587 | Added More | 89,892 | 656.38 % | $4,019,176 | $3,905,230 | $-113,946 | -2.83 % | $-98,881 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 318,766 | Added More | 308,056 | 2876.33 % | $12,368,121 | $12,017,478 | $-350,643 | -2.83 % | $-338,862 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Asset Management S A S | Institution | 232,884 | Added More | 216,275 | 1302.15 % | $9,035,899 | $8,779,727 | $-256,172 | -2.83 % | $-237,903 | | | | | | News Article | History of Bnp Paribas Asset Management S A S Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bryn Mawr Capital Management Inc | Institution | | Sold All | -64,051 | -100 % | | | | -2.83 % | $70,456 | | | | | | News Article | History of Bryn Mawr Capital Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Buckingham Capital Management Inc | Institution | 158,000 | Sold Some | -150,000 | -48.70 % | $6,130,400 | $5,956,600 | $-173,800 | -2.83 % | $165,000 | | | | | | News Article | History of Buckingham Capital Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Castine Capital Management Llc | Institution | | Sold All | -286,596 | -100 % | | | | -2.83 % | $315,256 | | | | | | News Article | History of Castine Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 5,996 | New Holding | 5,996 | 100 % | $232,645 | $226,049 | $-6,596 | -2.83 % | $-6,596 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 1,266,052 | Added More | 12,799 | 1.02 % | $49,122,818 | $47,730,160 | $-1,392,657 | -2.83 % | $-14,079 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Continental Advisors Llc | Institution | | Sold All | -80,000 | -100 % | | | | -2.83 % | $88,000 | | | | | | News Article | History of Continental Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 698,626 | Sold Some | -117,135 | -14.35 % | $27,106,689 | $26,338,200 | $-768,489 | -2.83 % | $128,849 | | | | | | News Article | History of Credit Agricole S A Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 6,798 | New Holding | 6,798 | 100 % | $263,762 | $256,285 | $-7,478 | -2.83 % | $-7,478 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 567,493 | Added More | 450,236 | 383.97 % | $22,018,728 | $21,394,486 | $-624,242 | -2.83 % | $-495,260 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 690,182 | Added More | 661,586 | 2313.56 % | $26,779,062 | $26,019,861 | $-759,200 | -2.83 % | $-727,745 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dixon Hubard And Feinour Inc | Institution | 12,047 | No Change | 0 | 0 % | $467,424 | $454,172 | $-13,252 | -2.83 % | $0 | | | | | | News Article | History of Dixon Hubard And Feinour Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dnb Asset Management Us Inc | Institution | 39,460 | Sold Some | -62,404 | -61.26 % | $1,531,048 | $1,487,642 | $-43,406 | -2.83 % | $68,644 | | | | | | News Article | History of Dnb Asset Management Us Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Edgar Lomax Co | Institution | 240,040 | Sold Some | -2,700 | -1.11 % | $9,313,552 | $9,049,508 | $-264,044 | -2.83 % | $2,970 | | | | | | News Article | History of Edgar Lomax Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | F And C Asset Management Plc | Institution | 167,186 | Added More | 888 | 0.53 % | $6,486,817 | $6,302,912 | $-183,905 | -2.83 % | $-977 | | | | | | News Article | History of F And C Asset Management Plc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fairfield Research Corp | Institution | 3 | No Change | 0 | 0 % | $116 | $113 | $-3 | -2.83 % | $0 | | | | | | News Article | History of Fairfield Research Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 45,000 | No Change | 0 | 0 % | $1,746,000 | $1,696,500 | $-49,500 | -2.83 % | $0 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Investors Management Co Inc | Institution | 187,245 | No Change | 0 | 0 % | $7,265,106 | $7,059,137 | $-205,970 | -2.83 % | $0 | | | | | | News Article | History of First Investors Management Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 920 | Added More | 380 | 70.37 % | $35,696 | $34,684 | $-1,012 | -2.83 % | $-418 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First National Bank Of Omaha | Institution | 12,830 | Sold Some | -89,214 | -87.42 % | $497,804 | $483,691 | $-14,113 | -2.83 % | $98,135 | | | | | | News Article | History of First National Bank Of Omaha Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 24,064 | Sold Some | -669,524 | -96.53 % | $933,683 | $907,213 | $-26,470 | -2.83 % | $736,476 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 2,586,537 | Added More | 30,387 | 1.18 % | $100,357,636 | $97,512,445 | $-2,845,191 | -2.83 % | $-33,426 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Glg Partners Inc | Institution | 277,404 | Sold Some | -159,444 | -36.49 % | $10,763,275 | $10,458,131 | $-305,144 | -2.83 % | $175,388 | | | | | | News Article | History of Glg Partners Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gmt Capital Corp | Institution | 964,400 | Sold Some | -130,100 | -11.88 % | $37,418,720 | $36,357,880 | $-1,060,840 | -2.83 % | $143,110 | | | | | | News Article | History of Gmt Capital Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 2,256,420 | Sold Some | -547,670 | -19.53 % | $87,549,096 | $85,067,034 | $-2,482,062 | -2.83 % | $602,437 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | 45,200 | Sold Some | -203,214 | -81.80 % | $1,753,760 | $1,704,040 | $-49,720 | -2.83 % | $223,535 | | | | | | News Article | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Guggenheim Capital Llc | Institution | 20,211 | Sold Some | -87 | -0.42 % | $784,187 | $761,955 | $-22,232 | -2.83 % | $96 | | | | | | News Article | History of Guggenheim Capital Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Harrison Walter F Iii Ny | Institution | 47,589 | No Change | 0 | 0 % | $1,846,453 | $1,794,105 | $-52,348 | -2.83 % | $0 | | | | | | News Article | History of Harrison Walter F Iii Ny Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | | Sold All | -21,662 | -100 % | | | | -2.83 % | $23,828 | | | | | | News Article | History of Hbk Investments L P Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 91,210 | Sold Some | -21,198 | -18.85 % | $3,538,948 | $3,438,617 | $-100,331 | -2.83 % | $23,318 | | | | | | News Article | History of Henderson Group Plc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hotchkis And Wiley Capital Management Llc | Institution | 1,202,700 | Sold Some | -394,600 | -24.70 % | $46,664,760 | $45,341,790 | $-1,322,970 | -2.83 % | $434,060 | | | | | | News Article | History of Hotchkis And Wiley Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Investec Asset Management Ltd | Institution | 1,965,210 | New Holding | 1,965,210 | 100 % | $76,250,148 | $74,088,417 | $-2,161,731 | -2.83 % | $-2,161,731 | | | | | | News Article | History of Investec Asset Management Ltd Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 265,800 | Sold Some | -142,100 | -34.83 % | $10,313,040 | $10,020,660 | $-292,380 | -2.83 % | $156,310 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Janney Montgomery Scott Llc | Institution | 10,460 | No Change | 0 | 0 % | $405,848 | $394,342 | $-11,506 | -2.83 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 9,674 | Sold Some | -15,326 | -61.30 % | $375,351 | $364,710 | $-10,641 | -2.83 % | $16,859 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 41,229 | Added More | 395 | 0.96 % | $1,599,685 | $1,554,333 | $-45,352 | -2.83 % | $-435 | | | | | | News Article | History of Keybank National Association Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Labranche And Co Inc | Institution | | Sold All | -874 | -100 % | | | | -2.83 % | $961 | | | | | | News Article | History of Labranche And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Capital Management Inc | Institution | 9,175,973 | Sold Some | -82,073 | -0.88 % | $356,027,752 | $345,934,182 | $-10,093,570 | -2.83 % | $90,280 | | | | | | News Article | History of Legg Mason Capital Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 4,720 | Sold Some | -10,174 | -68.30 % | $183,136 | $177,944 | $-5,192 | -2.83 % | $11,191 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Trust Company National Association | Institution | 762 | No Change | 0 | 0 % | $29,566 | $28,727 | $-838 | -2.83 % | $0 | | | | | | News Article | History of Legg Mason Trust Company National Association Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 5,080,983 | Added More | 5,071,393 | 52882.09 % | $197,142,140 | $191,553,059 | $-5,589,081 | -2.83 % | $-5,578,532 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 61,815 | New Holding | 61,815 | 100 % | $2,398,422 | $2,330,426 | $-67,997 | -2.83 % | $-67,997 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 243,490 | Added More | 168,405 | 224.28 % | $9,447,412 | $9,179,573 | $-267,839 | -2.83 % | $-185,246 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 111,836 | Sold Some | -11,526 | -9.34 % | $4,339,237 | $4,216,217 | $-123,020 | -2.83 % | $12,679 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 136,244 | Sold Some | -3,308 | -2.37 % | $5,286,267 | $5,136,399 | $-149,868 | -2.83 % | $3,639 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Meag New York Corp | Institution | 12,400 | New Holding | 12,400 | 100 % | $481,120 | $467,480 | $-13,640 | -2.83 % | $-13,640 | | | | | | News Article | History of Meag New York Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 26,720 | New Holding | 26,720 | 100 % | $1,036,736 | $1,007,344 | $-29,392 | -2.83 % | $-29,392 | | | | | | News Article | History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Legg Mason Value Equity Portfolio | Multi-Cap Value | 126,086 | No Change | 0 | 0 % | $4,892,137 | $4,753,442 | $-138,695 | -2.83 % | $0 | | | | | | News Article | History of Met Investors Series Trust - Legg Mason Value Equity Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Lord Abbett Growth And Income Portfolio | Multi-Cap Growth | 56,600 | New Holding | 56,600 | 100 % | $2,196,080 | $2,133,820 | $-62,260 | -2.83 % | $-62,260 | | | | | | News Article | History of Met Investors Series Trust - Lord Abbett Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Natixis | Institution | 74,629 | Added More | 211 | 0.28 % | $2,895,605 | $2,813,513 | $-82,092 | -2.83 % | $-232 | | | | | | News Article | History of Natixis Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 36,110 | Added More | 3,558 | 10.93 % | $1,401,068 | $1,361,347 | $-39,721 | -2.83 % | $-3,914 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 1,603,863 | Added More | 73,232 | 4.78 % | $62,229,884 | $60,465,635 | $-1,764,249 | -2.83 % | $-80,555 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 2,402 | Added More | 1,752 | 269.53 % | $93,198 | $90,555 | $-2,642 | -2.83 % | $-1,927 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Nuveen Hydepark Group Llc | Institution | 26,000 | Added More | 5,390 | 26.15 % | $1,008,800 | $980,200 | $-28,600 | -2.83 % | $-5,929 | | | | | | News Article | History of Nuveen Hydepark Group Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | | Sold All | -13,058 | -100 % | | | | -2.83 % | $14,364 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 288,353 | Added More | 120,071 | 71.35 % | $11,188,096 | $10,870,908 | $-317,188 | -2.83 % | $-132,078 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 67,750 | Added More | 50,300 | 288.25 % | $2,628,700 | $2,554,175 | $-74,525 | -2.83 % | $-55,330 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paulson And Co Inc | Institution | 17,000,000 | No Change | 0 | 0 % | $659,600,000 | $640,900,000 | $-18,700,000 | -2.83 % | $0 | | | | | | News Article | History of Paulson And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Plante Moran Financial Advisors Ltd Partnership | Institution | | Sold All | -330 | -100 % | | | | -2.83 % | $363 | | | | | | News Article | History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 5,862,596 | Sold Some | -502,200 | -7.89 % | $227,468,725 | $221,019,869 | $-6,448,856 | -2.83 % | $552,420 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 33,399 | New Holding | 33,399 | 100 % | $1,295,881 | $1,259,142 | $-36,739 | -2.83 % | $-36,739 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pzena Investment Management Llc | Institution | 5,578,639 | Sold Some | -1,556,956 | -21.81 % | $216,451,193 | $210,314,690 | $-6,136,503 | -2.83 % | $1,712,652 | | | | | | News Article | History of Pzena Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Quaker Capital Management Corp | Institution | 92,980 | Sold Some | -270,684 | -74.43 % | $3,607,624 | $3,505,346 | $-102,278 | -2.83 % | $297,752 | | | | | | News Article | History of Quaker Capital Management Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 558,887 | Sold Some | -10,288 | -1.80 % | $21,684,816 | $21,070,040 | $-614,776 | -2.83 % | $11,317 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 14,956 | Sold Some | -5,772 | -27.84 % | $580,293 | $563,841 | $-16,452 | -2.83 % | $6,349 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 200 | No Change | 0 | 0 % | $7,760 | $7,540 | $-220 | -2.83 % | $0 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 477,646 | Added More | 316,993 | 197.31 % | $18,532,665 | $18,007,254 | $-525,411 | -2.83 % | $-348,692 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sandler Oneill Asset Management Llc | Institution | | Sold All | -467,700 | -100 % | | | | -2.83 % | $514,470 | | | | | | News Article | History of Sandler Oneill Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Saturna Capital Corp | Institution | 100 | No Change | 0 | 0 % | $3,880 | $3,770 | $-110 | -2.83 % | $0 | | | | | | News Article | History of Saturna Capital Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schneider Capital Management Corp | Institution | 295,115 | Sold Some | -1,624,255 | -84.62 % | $11,450,462 | $11,125,836 | $-324,627 | -2.83 % | $1,786,681 | | | | | | News Article | History of Schneider Capital Management Corp Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | 25,100 | Sold Some | -1,500 | -5.63 % | $973,880 | $946,270 | $-27,610 | -2.83 % | $1,650 | | | | | | News Article | History of Sei Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 261,643 | Added More | 170,399 | 186.75 % | $10,151,748 | $9,863,941 | $-287,807 | -2.83 % | $-187,439 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sterling Capital Management Llc | No Data | | Sold All | -9,188 | -100 % | | | | -2.83 % | $10,107 | | | | | | News Article | History of Sterling Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Thompson Siegel And Walmsley Inc | Institution | 326,739 | New Holding | 326,739 | 100 % | $12,677,473 | $12,318,060 | $-359,413 | -2.83 % | $-359,413 | | | | | | News Article | History of Thompson Siegel And Walmsley Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 11,100 | New Holding | 11,100 | 100 % | $430,680 | $418,470 | $-12,210 | -2.83 % | $-12,210 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Van Strum And Towne Inc | Institution | 39,064 | Added More | 634 | 1.64 % | $1,515,683 | $1,472,713 | $-42,970 | -2.83 % | $-697 | | | | | | News Article | History of Van Strum And Towne Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 15,234,747 | Added More | 116,622 | 0.77 % | $591,108,184 | $574,349,962 | $-16,758,222 | -2.83 % | $-128,284 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 52,433 | Sold Some | -36,360 | -40.94 % | $2,034,400 | $1,976,724 | $-57,676 | -2.83 % | $39,996 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 325,037 | Added More | 48,800 | 17.66 % | $12,471,670 | $12,253,895 | $-217,775 | -1.74 % | $-32,696 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 1,059,356 | Sold Some | -1,558,041 | -59.52 % | $40,647,490 | $39,937,721 | $-709,769 | -1.74 % | $1,043,887 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Assets Investment Management Llc | Institution | 21,100 | Sold Some | -11,400 | -35.07 % | $809,607 | $795,470 | $-14,137 | -1.74 % | $7,638 | | | | | | News Article | History of American Assets Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 264,699 | Sold Some | -38,701 | -12.75 % | $10,156,501 | $9,979,152 | $-177,348 | -1.74 % | $25,930 | | | | | | News Article | History of Aviva Plc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 529,006 | Sold Some | -37,953 | -6.69 % | $20,297,960 | $19,943,526 | $-354,434 | -1.74 % | $25,429 | | | | | | News Article | History of Bank Of America Corp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 19,158,886 | Sold Some | -692,084 | -3.48 % | $735,126,456 | $722,290,002 | $-12,836,454 | -1.74 % | $463,696 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barrow Hanley Mewhinney And Strauss Inc | Institution | 22,203,647 | Sold Some | -27,925 | -0.12 % | $851,953,935 | $837,077,492 | $-14,876,443 | -1.74 % | $18,710 | | | | | | News Article | History of Barrow Hanley Mewhinney And Strauss Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 476,366 | Added More | 86,300 | 22.12 % | $18,278,163 | $17,958,998 | $-319,165 | -1.74 % | $-57,821 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicago Equity Partners Llc | Institution | 35,295 | New Holding | 35,295 | 100 % | $1,354,269 | $1,330,622 | $-23,648 | -1.74 % | $-23,648 | | | | | | News Article | History of Chicago Equity Partners Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 183,669 | Added More | 155,225 | 545.72 % | $7,047,380 | $6,924,321 | $-123,058 | -1.74 % | $-104,001 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 17,883 | New Holding | 17,883 | 100 % | $686,171 | $674,189 | $-11,982 | -1.74 % | $-11,982 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 251,899 | New Holding | 251,899 | 100 % | $9,665,365 | $9,496,592 | $-168,772 | -1.74 % | $-168,772 | | | | | | News Article | History of Credit Suisse Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 110 | No Change | 0 | 0 % | $4,221 | $4,147 | $-74 | -1.74 % | $0 | | | | | | News Article | History of Davidson D A And Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 110 | New Holding | 110 | 100 % | $4,221 | $4,147 | $-74 | -1.74 % | $-74 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dodge And Cox | Institution | 57,187,906 | Sold Some | -585,325 | -1.01 % | $2,194,299,953 | $2,155,984,056 | $-38,315,897 | -1.74 % | $392,168 | | | | | | News Article | History of Dodge And Cox Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 2,250 | No Change | 0 | 0 % | $86,333 | $84,825 | $-1,508 | -1.74 % | $0 | | | | | | News Article | History of First Quadrant L P Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fontana Capital L L C | Institution | | Sold All | -1,350 | -100 % | | | | -1.74 % | $905 | | | | | | News Article | History of Fontana Capital L L C Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 2,638,442 | Sold Some | -23,645 | -0.88 % | $101,237,020 | $99,469,263 | $-1,767,756 | -1.74 % | $15,842 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 24,860 | Sold Some | -140,200 | -84.93 % | $953,878 | $937,222 | $-16,656 | -1.74 % | $93,934 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hbos Plc | No Data | 719,056 | Added More | 23,922 | 3.44 % | $27,590,179 | $27,108,411 | $-481,768 | -1.74 % | $-16,028 | | | | | | News Article | History of Hbos Plc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | | Sold All | -58,600 | -100 % | | | | -1.74 % | $39,262 | | | | | | News Article | History of Icon Advisers Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 688,583 | Added More | 481,975 | 233.27 % | $26,420,930 | $25,959,579 | $-461,351 | -1.74 % | $-322,923 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 696,343 | Added More | 489,735 | 237.03 % | $26,718,681 | $26,252,131 | $-466,550 | -1.74 % | $-328,122 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intel Corp | Institution | | Sold All | -13,874 | -100 % | | | | -1.74 % | $9,296 | | | | | | News Article | History of Intel Corp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Irish Life Investment Managers | Institution | 541,714 | Added More | 7,643 | 1.43 % | $20,785,566 | $20,422,618 | $-362,948 | -1.74 % | $-5,121 | | | | | | News Article | History of Irish Life Investment Managers Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Js Asset Management Llc | Institution | 88,800 | Sold Some | -87,400 | -49.60 % | $3,407,256 | $3,347,760 | $-59,496 | -1.74 % | $58,558 | | | | | | News Article | History of Js Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 40,398 | Sold Some | -6,271 | -13.43 % | $1,550,071 | $1,523,005 | $-27,067 | -1.74 % | $4,202 | | | | | | News Article | History of Kbc Group Nv Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Korea Investment Corp | No Data | 477,000 | Added More | 321,030 | 205.82 % | $18,302,490 | $17,982,900 | $-319,590 | -1.74 % | $-215,090 | | | | | | News Article | History of Korea Investment Corp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 1,958,028 | Added More | 215,620 | 12.37 % | $75,129,534 | $73,817,656 | $-1,311,879 | -1.74 % | $-144,465 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Mutual Insurance Co | Institution | 7,240 | New Holding | 7,240 | 100 % | $277,799 | $272,948 | $-4,851 | -1.74 % | $-4,851 | | | | | | News Article | History of Liberty Mutual Insurance Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 2,349,703 | Sold Some | -1,575,130 | -40.13 % | $90,158,104 | $88,583,803 | $-1,574,301 | -1.74 % | $1,055,337 | | | | | | News Article | History of Lsv Asset Management Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 91,324 | Added More | 7,337 | 8.73 % | $3,504,102 | $3,442,915 | $-61,187 | -1.74 % | $-4,916 | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 348,194 | Sold Some | -111,525 | -24.25 % | $13,360,204 | $13,126,914 | $-233,290 | -1.74 % | $74,722 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 394,229 | Added More | 790 | 0.20 % | $15,126,567 | $14,862,433 | $-264,133 | -1.74 % | $-529 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nippon Life Insurance Co | Institution | 176,500 | New Holding | 176,500 | 100 % | $6,772,305 | $6,654,050 | $-118,255 | -1.74 % | $-118,255 | | | | | | News Article | History of Nippon Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nli International Inc | Institution | 90,130 | Sold Some | -37,270 | -29.25 % | $3,458,288 | $3,397,901 | $-60,387 | -1.74 % | $24,971 | | | | | | News Article | History of Nli International Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 150,604 | Added More | 1,200 | 0.80 % | $5,778,675 | $5,677,771 | $-100,905 | -1.74 % | $-804 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Singapore Ltd | No Data | 14,800 | Added More | 9,000 | 155.17 % | $567,876 | $557,960 | $-9,916 | -1.74 % | $-6,030 | | | | | | News Article | History of Nomura Asset Management Singapore Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 454,421 | Added More | 167,200 | 58.21 % | $17,436,134 | $17,131,672 | $-304,462 | -1.74 % | $-112,024 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 142,984 | Sold Some | -155 | -0.10 % | $5,486,296 | $5,390,497 | $-95,799 | -1.74 % | $104 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 113,939 | Added More | 74,775 | 190.92 % | $4,371,839 | $4,295,500 | $-76,339 | -1.74 % | $-50,099 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paydenfunds | Institution | 5,869 | Sold Some | -1,100 | -15.78 % | $225,194 | $221,261 | $-3,932 | -1.74 % | $737 | | | | | | News Article | History of Paydenfunds Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 24,605 | Sold Some | -6,117 | -19.91 % | $944,094 | $927,609 | $-16,485 | -1.74 % | $4,098 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | 1,000 | Sold Some | -75,516 | -98.69 % | $38,370 | $37,700 | $-670 | -1.74 % | $50,596 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 744,730 | Added More | 284,612 | 61.85 % | $28,575,290 | $28,076,321 | $-498,969 | -1.74 % | $-190,690 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 152 | Added More | 81 | 114.08 % | $5,832 | $5,730 | $-102 | -1.74 % | $-54 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trust Co International Ltd | No Data | 375 | New Holding | 375 | 100 % | $14,389 | $14,138 | $-251 | -1.74 % | $-251 | | | | | | News Article | History of Rbc Trust Co International Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 137 | New Holding | 137 | 100 % | $5,257 | $5,165 | $-92 | -1.74 % | $-92 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 68,943 | Added More | 36,828 | 114.67 % | $2,645,343 | $2,599,151 | $-46,192 | -1.74 % | $-24,675 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 3,399,972 | Sold Some | -1,000,500 | -22.73 % | $130,456,926 | $128,178,944 | $-2,277,981 | -1.74 % | $670,335 | | | | | | News Article | History of Russell Frank Co Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Barbara Asset Management | Institution | 867 | No Change | 0 | 0 % | $33,267 | $32,686 | $-581 | -1.74 % | $0 | | | | | | News Article | History of Santa Barbara Asset Management Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Seger Elvekrog Inc | Institution | 138,144 | Sold Some | -7,415 | -5.09 % | $5,300,585 | $5,208,029 | $-92,556 | -1.74 % | $4,968 | | | | | | News Article | History of Seger Elvekrog Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 518,280 | Sold Some | -114,531 | -18.09 % | $19,886,404 | $19,539,156 | $-347,248 | -1.74 % | $76,736 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 124,427 | Sold Some | -166,798 | -57.27 % | $4,774,264 | $4,690,898 | $-83,366 | -1.74 % | $111,755 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Systematic Financial Management Lp | Institution | 10,660 | Sold Some | -4,660 | -30.41 % | $409,024 | $401,882 | $-7,142 | -1.74 % | $3,122 | | | | | | News Article | History of Systematic Financial Management Lp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 48,120 | New Holding | 48,120 | 100 % | $1,846,364 | $1,814,124 | $-32,240 | -1.74 % | $-32,240 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 701,618 | Added More | 115,018 | 19.60 % | $26,921,083 | $26,450,999 | $-470,084 | -1.74 % | $-77,062 | | | | | | News Article | History of United Services Automobile Association Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 13,083 | Added More | 215 | 1.67 % | $501,995 | $493,229 | $-8,766 | -1.74 % | $-144 | | | | | | News Article | History of Veritable L P Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 231,976 | Added More | 27,700 | 13.56 % | $8,900,919 | $8,745,495 | $-155,424 | -1.74 % | $-18,559 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | | Sold All | -83,990 | -100 % | | | | -1.74 % | $56,273 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wm Advisors Inc | Institution | 26,000 | Added More | 8,000 | 44.44 % | $997,620 | $980,200 | $-17,420 | -1.74 % | $-5,360 | | | | | | News Article | History of Wm Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 106,043 | Added More | 9,258 | 9.56 % | $4,068,870 | $3,997,821 | $-71,049 | -1.74 % | $-6,203 | | | | | | News Article | History of World Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2009-03-31 | 13F-HR/A | Avenir Corp | Institution | | Sold All | -379,207 | -100 % | | | | -1.74 % | $254,069 | | | | | | News Article | History of Avenir Corp Ownership Of Capital One Financial Corp |
| 2009-11-12 | 2008-12-31 | 13F-HR/A | Avenir Corp | Institution | 379,207 | Sold Some | -125,395 | -24.85 % | $14,550,173 | $14,296,104 | $-254,069 | -1.74 % | $84,015 | | | | | | News Article | History of Avenir Corp Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Alphabet Management Llc | No Data | | Sold All | -13,500 | -100 % | | | | -5.01 % | $26,865 | | | | | | News Article | History of Alphabet Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 80,295 | Sold Some | -525,196 | -86.73 % | $3,186,909 | $3,027,122 | $-159,787 | -5.01 % | $1,045,140 | | | | | | News Article | History of American Century Companies Inc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 34,051 | Added More | 3,834 | 12.68 % | $1,351,484 | $1,283,723 | $-67,761 | -5.01 % | $-7,630 | | | | | | News Article | History of Aperio Group Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 201,670 | Sold Some | -211,665 | -51.20 % | $8,004,282 | $7,602,959 | $-401,323 | -5.01 % | $421,213 | | | | | | News Article | History of Citigroup Inc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | 15,300 | New Holding | 15,300 | 100 % | $607,257 | $576,810 | $-30,447 | -5.01 % | $-30,447 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 244,762 | Added More | 24,326 | 11.03 % | $9,714,604 | $9,227,527 | $-487,076 | -5.01 % | $-48,409 | | | | | | News Article | History of Comerica Bank Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dai Ichi Mutual Life Insurance Co | Institution | 14,714 | Added More | 3,169 | 27.44 % | $583,999 | $554,718 | $-29,281 | -5.01 % | $-6,306 | | | | | | News Article | History of Dai Ichi Mutual Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 206,705 | Added More | 64,646 | 45.50 % | $8,204,121 | $7,792,779 | $-411,343 | -5.01 % | $-128,646 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Elca Board Of Pensions | Institution | 9,987 | No Change | 0 | 0 % | $396,384 | $376,510 | $-19,874 | -5.01 % | $0 | | | | | | News Article | History of Elca Board Of Pensions Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 50 | No Change | 0 | 0 % | $1,985 | $1,885 | $-100 | -5.01 % | $0 | | | | | | News Article | History of First National Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 181,546 | Added More | 64,709 | 55.38 % | $7,205,561 | $6,844,284 | $-361,277 | -5.01 % | $-128,771 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Harris Associates L P | Institution | 4,335,400 | Sold Some | -1,635,000 | -27.38 % | $172,072,026 | $163,444,580 | $-8,627,446 | -5.01 % | $3,253,650 | | | | | | News Article | History of Harris Associates L P Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | | Sold All | -186,704 | -100 % | | | | -5.01 % | $371,541 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 55,908 | Added More | 244 | 0.43 % | $2,218,989 | $2,107,732 | $-111,257 | -5.01 % | $-486 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Imc-Chicago Llc | No Data | | Sold All | -7,700 | -100 % | | | | -5.01 % | $15,323 | | | | | | News Article | History of Imc-Chicago Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Investment Management Of Virginia Llc | Institution | 21,650 | New Holding | 21,650 | 100 % | $859,289 | $816,205 | $-43,084 | -5.01 % | $-43,084 | | | | | | News Article | History of Investment Management Of Virginia Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 4,878,946 | Sold Some | -513,019 | -9.51 % | $193,645,367 | $183,936,264 | $-9,709,103 | -5.01 % | $1,020,908 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ka Macguire Company Llc | Institution | 57,055 | Added More | 100 | 0.17 % | $2,264,513 | $2,150,974 | $-113,539 | -5.01 % | $-199 | | | | | | News Article | History of Ka Macguire Company Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | Institution | 44,940 | New Holding | 44,940 | 100 % | $1,783,669 | $1,694,238 | $-89,431 | -5.01 % | $-89,431 | | | | | | News Article | History of Nomura Holdings Inc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 300 | New Holding | 300 | 100 % | $11,907 | $11,310 | $-597 | -5.01 % | $-597 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 1,237,611 | Added More | 875,813 | 242.07 % | $49,120,781 | $46,657,935 | $-2,462,846 | -5.01 % | $-1,742,868 | | | | | | News Article | History of Ubs Ag Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Vaughan Nelson Scarborough And Mccullough Lp | Institution | 581,275 | Sold Some | -91,575 | -13.61 % | $23,070,805 | $21,914,068 | $-1,156,737 | -5.01 % | $182,234 | | | | | | News Article | History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Verizon Communications Inc | Institution | 60,813 | No Change | 0 | 0 % | $2,413,668 | $2,292,650 | $-121,018 | -5.01 % | $0 | | | | | | News Article | History of Verizon Communications Inc Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-08-31 | N-CSR | Morgan Stanley S And P 500 Index Fund - None | Specialty & Misc | 26,790 | No Change | 0 | 0 % | $1,063,295 | $1,009,983 | $-53,312 | -5.01 % | $0 | | | | | | News Article | History of Morgan Stanley S And P 500 Index Fund - None Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-08-31 | N-CSR | Saratoga Advantage Trust - Mid Capitalization Portfolio | Mid-Cap Core | | Sold All | -12,725 | -100 % | | | | -5.01 % | $25,323 | | | | | | News Article | History of Saratoga Advantage Trust - Mid Capitalization Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-06-30 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 142,059 | Added More | 72,478 | 104.16 % | $5,638,322 | $5,355,624 | $-282,697 | -5.01 % | $-144,231 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 69,581 | Sold Some | -115,677 | -62.44 % | $2,761,670 | $2,623,204 | $-138,466 | -5.01 % | $230,197 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 185,258 | Added More | 142,546 | 333.73 % | $7,352,890 | $6,984,227 | $-368,663 | -5.01 % | $-283,667 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Aberdeen Asset Management Plc | Institution | 1,008,471 | Sold Some | -19,900 | -1.93 % | $40,116,976 | $38,019,357 | $-2,097,620 | -5.22 % | $41,392 | | | | | | News Article | History of Aberdeen Asset Management Plc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Adams Express Co | Institution | 315,000 | Added More | 35,000 | 12.50 % | $12,530,700 | $11,875,500 | $-655,200 | -5.22 % | $-72,800 | | | | | | News Article | History of Adams Express Co Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bridgewater Associates Inc | Institution | 90,728 | New Holding | 90,728 | 100 % | $3,609,160 | $3,420,446 | $-188,714 | -5.22 % | $-188,714 | | | | | | News Article | History of Bridgewater Associates Inc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cadence Capital Management Llc | Institution | 773,700 | New Holding | 773,700 | 100 % | $30,777,786 | $29,168,490 | $-1,609,296 | -5.22 % | $-1,609,296 | | | | | | News Article | History of Cadence Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 3,543 | No Change | 0 | 0 % | $140,941 | $133,571 | $-7,369 | -5.22 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cibc World Markets Corp | Institution | 124,811 | Added More | 81,191 | 186.13 % | $4,964,982 | $4,705,375 | $-259,607 | -5.22 % | $-168,877 | | | | | | News Article | History of Cibc World Markets Corp Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Dumont And Blake Investment Advisors Llc | Institution | 7,395 | New Holding | 7,395 | 100 % | $294,173 | $278,792 | $-15,382 | -5.22 % | $-15,382 | | | | | | News Article | History of Dumont And Blake Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Fan Asset Management Llc | Institution | 2,800 | Added More | 700 | 33.33 % | $111,384 | $105,560 | $-5,824 | -5.22 % | $-1,456 | | | | | | News Article | History of Fan Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 4,579 | Sold Some | -55,865 | -92.42 % | $182,153 | $172,628 | $-9,524 | -5.22 % | $116,199 | | | | | | News Article | History of Federated Investors Inc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 19,100 | Sold Some | -3,420 | -15.18 % | $759,798 | $720,070 | $-39,728 | -5.22 % | $7,114 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Institutional Capital Corp | Institution | 5,944,121 | Sold Some | -716,822 | -10.76 % | $236,457,133 | $224,093,362 | $-12,363,772 | -5.22 % | $1,490,990 | | | | | | News Article | History of Institutional Capital Corp Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | 300 | No Change | 0 | 0 % | $11,934 | $11,310 | $-624 | -5.22 % | $0 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lee Munder Capital Group Llc | No Data | 137,359 | No Compare | | | $5,464,141 | $5,178,434 | $-285,707 | -5.22 % | | | | | | | News Article | History of Lee Munder Capital Group Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 11,900 | New Holding | 11,900 | 100 % | $473,382 | $448,630 | $-24,752 | -5.22 % | $-24,752 | | | | | | News Article | History of Numeric Investors Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Pitcairn Group L P | Institution | 7,810 | Sold Some | -8,682 | -52.64 % | $310,682 | $294,437 | $-16,245 | -5.22 % | $18,059 | | | | | | News Article | History of Pitcairn Group L P Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 454,124 | Added More | 36,800 | 8.81 % | $18,065,053 | $17,120,475 | $-944,578 | -5.22 % | $-76,544 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Twin Capital Management Inc | Institution | 34,360 | Added More | 11,230 | 48.55 % | $1,366,841 | $1,295,372 | $-71,469 | -5.22 % | $-23,358 | | | | | | News Article | History of Twin Capital Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Univest Corp Of Pennsylvania | Institution | 70,341 | Sold Some | -3,480 | -4.71 % | $2,798,165 | $2,651,856 | $-146,309 | -5.22 % | $7,238 | | | | | | News Article | History of Univest Corp Of Pennsylvania Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -423 | -100 % | | | | -5.22 % | $880 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | American Performance Funds - Balanced Fund | Flexible Portfolio | | Sold All | -170 | -100 % | | | | -5.22 % | $354 | | | | | | News Article | History of American Performance Funds - Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-08-31 | N-CSRS | Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust | Specialty & Misc | | Sold All | -16 | -100 % | | | | -5.22 % | $33 | | | | | | News Article | History of Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust Ownership Of Capital One Financial Corp |
| 2009-11-09 | 2009-08-31 | N-CSRS | Trust For Professional Managers - Alternative Strategies Mutual Fund | No Data | | Sold All | -800 | -100 % | | | | -5.22 % | $1,664 | | | | | | News Article | History of Trust For Professional Managers - Alternative Strategies Mutual Fund Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 14,411 | Added More | 2,900 | 25.19 % | $542,862 | $543,295 | $432 | 0.07 % | $87 | | | | | | News Article | History of Blair William And Co Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 44,038 | Sold Some | -7,862 | -15.14 % | $1,658,911 | $1,660,233 | $1,321 | 0.07 % | $-236 | | | | | | News Article | History of Deere And Co Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Endurance Wealth Management Inc | No Data | 6,170 | No Compare | | | $232,424 | $232,609 | $185 | 0.07 % | | | | | | | News Article | History of Endurance Wealth Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 129,480 | Sold Some | -3,980 | -2.98 % | $4,877,512 | $4,881,396 | $3,884 | 0.07 % | $-119 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Laurion Capital Management Lp | Institution | 13,300 | New Holding | 13,300 | 100 % | $501,011 | $501,410 | $399 | 0.07 % | $399 | | | | | | News Article | History of Laurion Capital Management Lp Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 384,268 | Sold Some | -12,284 | -3.09 % | $14,475,376 | $14,486,904 | $11,528 | 0.07 % | $-369 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | | Sold All | -1,410 | -100 % | | | | 0.07 % | $-42 | | | | | | News Article | History of Nbt Bank N A Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 45,448 | Sold Some | -45,857 | -50.22 % | $1,712,026 | $1,713,390 | $1,363 | 0.07 % | $-1,376 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schulhoff And Co Inc | Institution | 5,979 | New Holding | 5,979 | 100 % | $225,229 | $225,408 | $179 | 0.07 % | $179 | | | | | | News Article | History of Schulhoff And Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 1,091,216 | Added More | 242,747 | 28.61 % | $41,106,107 | $41,138,843 | $32,736 | 0.07 % | $7,282 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 1,657,540 | Added More | 652,760 | 64.96 % | $62,439,532 | $62,489,258 | $49,726 | 0.07 % | $19,583 | | | | | | News Article | History of Tcw Group Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 406,403 | Sold Some | -129,305 | -24.13 % | $15,309,201 | $15,321,393 | $12,192 | 0.07 % | $-3,879 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 3,458,942 | Sold Some | -524,358 | -13.16 % | $130,298,345 | $130,402,113 | $103,768 | 0.07 % | $-15,731 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 2,973 | Sold Some | -217 | -6.80 % | $111,993 | $112,082 | $89 | 0.07 % | $-7 | | | | | | News Article | History of Unionbancal Corp Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 4,652,082 | Added More | 652,602 | 16.31 % | $175,243,929 | $175,383,491 | $139,562 | 0.07 % | $19,578 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Capital One Financial Corp |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Senbanc Fund | Financial Services | 31,335 | New Holding | 31,335 | 100 % | $1,180,389 | $1,181,330 | $940 | 0.07 % | $940 | | | | | | News Article | History of Rbb Fund Inc - Senbanc Fund Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 4,365 | Added More | 3,612 | 479.68 % | $167,878 | $164,561 | $-3,317 | -1.97 % | $-2,745 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | N-Q | Crm Mutual Fund Trust - Crm Mid Cap Value Fund | Mid-Cap Value | | Sold All | -651,300 | -100 % | | | | -1.97 % | $494,988 | | | | | | News Article | History of Crm Mutual Fund Trust - Crm Mid Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 8,339 | Sold Some | -379 | -4.34 % | $320,718 | $314,380 | $-6,338 | -1.97 % | $288 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Guardian Investor Services Llc | Institution | 12,553 | Added More | 106 | 0.85 % | $482,788 | $473,248 | $-9,540 | -1.97 % | $-81 | | | | | | News Article | History of Guardian Investor Services Llc Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | High Point Bank And Trust Co | Institution | 100 | No Change | 0 | 0 % | $3,846 | $3,770 | $-76 | -1.97 % | $0 | | | | | | News Article | History of High Point Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 14,778 | Sold Some | -2,284 | -13.38 % | $568,362 | $557,131 | $-11,231 | -1.97 % | $1,736 | | | | | | News Article | History of Huntington National Bank Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 132,100 | Sold Some | -3,200 | -2.36 % | $5,080,566 | $4,980,170 | $-100,396 | -1.97 % | $2,432 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 160,557 | Added More | 28,930 | 21.97 % | $6,175,022 | $6,052,999 | $-122,023 | -1.97 % | $-21,987 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Old Mutual Asset Managers Uk Ltd | Institution | 62,299 | New Holding | 62,299 | 100 % | $2,396,020 | $2,348,672 | $-47,347 | -1.97 % | $-47,347 | | | | | | News Article | History of Old Mutual Asset Managers Uk Ltd Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 830,066 | Sold Some | -65,461 | -7.30 % | $31,924,338 | $31,293,488 | $-630,850 | -1.97 % | $49,750 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 26,428 | Added More | 3,922 | 17.42 % | $1,016,421 | $996,336 | $-20,085 | -1.97 % | $-2,981 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 494,331 | Sold Some | -298,853 | -37.67 % | $19,011,970 | $18,636,279 | $-375,692 | -1.97 % | $227,128 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | 53,429 | Sold Some | -7,312 | -12.03 % | $2,054,879 | $2,014,273 | $-40,606 | -1.97 % | $5,557 | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 603,748 | Sold Some | -612,615 | -50.36 % | $23,220,148 | $22,761,300 | $-458,848 | -1.97 % | $465,587 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Valmark Advisers Inc | Institution | 200 | New Holding | 200 | 100 % | $7,692 | $7,540 | $-152 | -1.97 % | $-152 | | | | | | News Article | History of Valmark Advisers Inc Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-08-31 | N-CSR | Alliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities Portfolio | Specialty & Misc | 172,700 | New Holding | 172,700 | 100 % | $6,642,042 | $6,510,790 | $-131,252 | -1.97 % | $-131,252 | | | | | | News Article | History of Alliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf | Specialty & Misc | 496 | No Change | 0 | 0 % | $19,076 | $18,699 | $-377 | -1.97 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf Ownership Of Capital One Financial Corp |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - Classic Value Mega Cap Fund | Multi-Cap Value | 5,500 | Added More | 2,750 | 100.00 % | $211,530 | $207,350 | $-4,180 | -1.97 % | $-2,090 | | | | | | News Article | History of John Hancock Funds Iii - Classic Value Mega Cap Fund Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 49,169 | Sold Some | -8,600 | -14.88 % | $1,828,595 | $1,853,671 | $25,076 | 1.37 % | $-4,386 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Bridges Investment Counsel Inc | Institution | 32,725 | Sold Some | -3,835 | -10.48 % | $1,217,043 | $1,233,733 | $16,690 | 1.37 % | $-1,956 | | | | | | News Article | History of Bridges Investment Counsel Inc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Capital One National Association | Institution | 43,080 | Sold Some | -2,248 | -4.95 % | $1,602,145 | $1,624,116 | $21,971 | 1.37 % | $-1,146 | | | | | | News Article | History of Capital One National Association Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 182,532 | Added More | 70,209 | 62.50 % | $6,788,365 | $6,881,456 | $93,091 | 1.37 % | $35,807 | | | | | | News Article | History of Curian Capital Llc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | 12,500 | New Holding | 12,500 | 100 % | $464,875 | $471,250 | $6,375 | 1.37 % | $6,375 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 164,867 | No Change | 0 | 0 % | $6,131,404 | $6,215,486 | $84,082 | 1.37 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Haverford Trust Co | Institution | 12,741 | New Holding | 12,741 | 100 % | $473,838 | $480,336 | $6,498 | 1.37 % | $6,498 | | | | | | News Article | History of Haverford Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Investment Counselors Of Maryland Llc | Institution | 83,932 | Sold Some | -5,100 | -5.72 % | $3,121,431 | $3,164,236 | $42,805 | 1.37 % | $-2,601 | | | | | | News Article | History of Investment Counselors Of Maryland Llc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Trust Banking Corp | No Data | 1,050,994 | Added More | 118,792 | 12.74 % | $39,086,467 | $39,622,474 | $536,007 | 1.37 % | $60,584 | | | | | | News Article | History of Mitsubishi Ufj Trust Banking Corp Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 11,592 | Sold Some | -32,695 | -73.82 % | $431,106 | $437,018 | $5,912 | 1.37 % | $-16,674 | | | | | | News Article | History of Tradeworx Inc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Weybosset Research And Management Llc | Institution | 64,865 | Sold Some | -591 | -0.90 % | $2,412,329 | $2,445,411 | $33,081 | 1.37 % | $-301 | | | | | | News Article | History of Weybosset Research And Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 10,000 | No Change | 0 | 0 % | $371,900 | $377,000 | $5,100 | 1.37 % | $0 | | | | | | News Article | History of Yorktown Management And Research Co Inc Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | 74,300 | Added More | 13,000 | 21.20 % | $2,763,217 | $2,801,110 | $37,893 | 1.37 % | $6,630 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Developed World Stock Fund | Specialty & Misc | | Sold All | -21,900 | -100 % | | | | 1.37 % | $-11,169 | | | | | | News Article | History of Gmo Trust - Gmo Developed World Stock Fund Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -100 | -100 % | | | | 1.37 % | $-51 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Capital One Financial Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Iam Shares Fund | Specialty & Misc | 6,661 | No Change | 0 | 0 % | $247,723 | $251,120 | $3,397 | 1.37 % | $0 | | | | | | News Article | History of Ssga Funds - Ssga Iam Shares Fund Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | 1,053,425 | Added More | 34,239 | 3.35 % | $39,429,698 | $39,714,123 | $284,425 | 0.72 % | $9,245 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Bridges Investment Management Inc | Institution | 110,665 | Sold Some | -825 | -0.73 % | $4,142,191 | $4,172,071 | $29,880 | 0.72 % | $-223 | | | | | | News Article | History of Bridges Investment Management Inc Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR/A | Cohen Klingenstein Llc | No Data | 11,750 | No Change | 0 | 0 % | $439,803 | $442,975 | $3,173 | 0.72 % | $0 | | | | | | News Article | History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 16,323 | Sold Some | -9,500 | -36.78 % | $610,970 | $615,377 | $4,407 | 0.72 % | $-2,565 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Duff And Phelps Investment Management Co | Institution | 71,815 | Sold Some | -36,540 | -33.72 % | $2,688,035 | $2,707,426 | $19,390 | 0.72 % | $-9,866 | | | | | | News Article | History of Duff And Phelps Investment Management Co Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 13,625 | Sold Some | -28,499 | -67.65 % | $509,984 | $513,663 | $3,679 | 0.72 % | $-7,695 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | King Luther Capital Management Corp | Institution | 7,640 | Sold Some | -8,360 | -52.25 % | $285,965 | $288,028 | $2,063 | 0.72 % | $-2,257 | | | | | | News Article | History of King Luther Capital Management Corp Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 117,402 | Added More | 3,933 | 3.46 % | $4,394,357 | $4,426,055 | $31,699 | 0.72 % | $1,062 | | | | | | News Article | History of M And T Bank Corp Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -164 | -100 % | | | | 0.72 % | $-44 | | | | | | News Article | History of Private Trust Co Na Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 3,072,652 | Added More | 2,024,340 | 193.10 % | $115,009,364 | $115,838,980 | $829,616 | 0.72 % | $546,572 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Qwest Asset Management Co | Institution | 26,009 | Added More | 6,948 | 36.45 % | $973,517 | $980,539 | $7,022 | 0.72 % | $1,876 | | | | | | News Article | History of Qwest Asset Management Co Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 450 | Added More | 210 | 87.50 % | $16,844 | $16,965 | $122 | 0.72 % | $57 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P 500 Index Fund | S&P 500 Index | 3,543 | No Change | 0 | 0 % | $132,614 | $133,571 | $957 | 0.72 % | $0 | | | | | | News Article | History of California Investment Trust - S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2009-11-03 | 2009-06-30 | 13F-HR/A | Cohen Klingenstein Llc | No Data | 11,750 | No Change | 0 | 0 % | $439,803 | $442,975 | $3,173 | 0.72 % | $0 | | | | | | News Article | History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bryn Mawr Trust Co | Institution | 1,200 | No Change | 0 | 0 % | $45,924 | $45,240 | $-684 | -1.48 % | $0 | | | | | | News Article | History of Bryn Mawr Trust Co Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 4,196 | Sold Some | -109 | -2.53 % | $160,581 | $158,189 | $-2,392 | -1.48 % | $62 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Deltec Asset Management Llc | Institution | | Sold All | -20,000 | -100 % | | | | -1.48 % | $11,400 | | | | | | News Article | History of Deltec Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | 600 | No Change | 0 | 0 % | $22,962 | $22,620 | $-342 | -1.48 % | $0 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 106,181 | Sold Some | -826,761 | -88.61 % | $4,063,547 | $4,003,024 | $-60,523 | -1.48 % | $471,254 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Banking Portfolio | Financial Services | 284,800 | Added More | 59,500 | 26.40 % | $10,899,296 | $10,736,960 | $-162,336 | -1.48 % | $-33,915 | | | | | | News Article | History of Fidelity Select Portfolios - Banking Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Consumer Discretionary Portfolio | Specialty & Misc | 8,000 | New Holding | 8,000 | 100 % | $306,160 | $301,600 | $-4,560 | -1.48 % | $-4,560 | | | | | | News Article | History of Fidelity Select Portfolios - Consumer Discretionary Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Financial Services Portfolio | Specialty & Misc | 74,500 | Sold Some | -16,500 | -18.13 % | $2,851,115 | $2,808,650 | $-42,465 | -1.48 % | $9,405 | | | | | | News Article | History of Fidelity Select Portfolios - Financial Services Portfolio Ownership Of Capital One Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Home Finance Portfolio | Financial Services | 40,000 | Added More | 5,000 | 14.28 % | $1,530,800 | $1,508,000 | $-22,800 | -1.48 % | $-2,850 | | | | | | News Article | History of Fidelity Select Portfolios - Home Finance Portfolio Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 399,917 | New Holding | 399,917 | 100 % | $14,636,962 | $15,076,871 | $439,909 | 3.00 % | $439,909 | | | | | | News Article | History of General Electric Co Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Mount Vernon Associates Inc | Institution | 18,870 | Sold Some | -8,950 | -32.17 % | $690,642 | $711,399 | $20,757 | 3.00 % | $-9,845 | | | | | | News Article | History of Mount Vernon Associates Inc Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 113,515 | New Holding | 113,515 | 100 % | $4,154,649 | $4,279,516 | $124,867 | 3.00 % | $124,867 | | | | | | News Article | History of Oxford Asset Management Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 995,400 | Added More | 167,015 | 20.16 % | $36,431,640 | $37,526,580 | $1,094,940 | 3.00 % | $183,717 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Taylor Cottrill Llc | Institution | 3,277 | New Holding | 3,277 | 100 % | $119,938 | $123,543 | $3,605 | 3.00 % | $3,605 | | | | | | News Article | History of Taylor Cottrill Llc Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 391,153 | Added More | 1,142 | 0.29 % | $14,316,200 | $14,746,468 | $430,268 | 3.00 % | $1,256 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Advisors Series Trust - Castlerock Fund | Specialty & Misc | | Sold All | -5,200 | -100 % | | | | 3.00 % | $-5,720 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSRS | Amcap Fund Inc - Amcap Fund Inc | Multi-Cap Core | 7,251,200 | No Change | 0 | 0 % | $265,393,920 | $273,370,240 | $7,976,320 | 3.00 % | $0 | | | | | | News Article | History of Amcap Fund Inc - Amcap Fund Inc Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | 719,100 | Added More | 675,600 | 1553.10 % | $26,319,060 | $27,110,070 | $791,010 | 3.00 % | $743,160 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | 78,000 | Added More | 34,500 | 79.31 % | $2,854,800 | $2,940,600 | $85,800 | 3.00 % | $37,950 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Dynamic Capital Appreciation Fund | Multi-Cap Growth | 254,200 | New Holding | 254,200 | 100 % | $9,303,720 | $9,583,340 | $279,620 | 3.00 % | $279,620 | | | | | | News Article | History of Fidelity Advisor Series I - Dynamic Capital Appreciation Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Equity Value Fund | Multi-Cap Value | 9,100 | New Holding | 9,100 | 100 % | $333,060 | $343,070 | $10,010 | 3.00 % | $10,010 | | | | | | News Article | History of Fidelity Advisor Series I - Equity Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Growth Opportunities Fund | Large-Cap Core | 85,600 | Added More | 45,100 | 111.35 % | $3,132,960 | $3,227,120 | $94,160 | 3.00 % | $49,610 | | | | | | News Article | History of Fidelity Advisor Series I - Growth Opportunities Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Large Cap Fund | Large-Cap Core | 375,150 | Added More | 202,950 | 117.85 % | $13,730,490 | $14,143,155 | $412,665 | 3.00 % | $223,245 | | | | | | News Article | History of Fidelity Advisor Series I - Large Cap Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity 100 Index Fund | Specialty & Misc | 421,135 | Added More | 22,707 | 5.69 % | $15,413,541 | $15,876,790 | $463,249 | 3.00 % | $24,978 | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity 100 Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund | Large-Cap Value | 4,262 | Added More | 3,690 | 645.10 % | $155,989 | $160,677 | $4,688 | 3.00 % | $4,059 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Financial Trust - Fidelity Independence Fund | Specialty & Misc | 830,600 | Added More | 559,700 | 206.60 % | $30,399,960 | $31,313,620 | $913,660 | 3.00 % | $615,670 | | | | | | News Article | History of Fidelity Financial Trust - Fidelity Independence Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Growth Fund Of America Inc - Growth Fund Of America Inc | Multi-Cap Growth | 2,200,000 | No Change | 0 | 0 % | $80,520,000 | $82,940,000 | $2,420,000 | 3.00 % | $0 | | | | | | News Article | History of Growth Fund Of America Inc - Growth Fund Of America Inc Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Lord Abbett Research Fund Inc - Americas Value Fund | Multi-Cap Value | 100 | New Holding | 100 | 100 % | $3,660 | $3,770 | $110 | 3.00 % | $110 | | | | | | News Article | History of Lord Abbett Research Fund Inc - Americas Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Lord Abbett Research Fund Inc - Growth Opportunities Fund | Mid-Cap Growth | 101,034 | New Holding | 101,034 | 100 % | $3,697,844 | $3,808,982 | $111,137 | 3.00 % | $111,137 | | | | | | News Article | History of Lord Abbett Research Fund Inc - Growth Opportunities Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Putnam Funds Trust - Putnam Global Consumer Fund | No Data | 867 | No Change | 0 | 0 % | $31,732 | $32,686 | $954 | 3.00 % | $0 | | | | | | News Article | History of Putnam Funds Trust - Putnam Global Consumer Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Sei Institutional Investments Trust - Siit Large Cap Fund | Large-Cap Core | | Sold All | -71,750 | -100 % | | | | 3.00 % | $-78,925 | | | | | | News Article | History of Sei Institutional Investments Trust - Siit Large Cap Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 166,367 | Sold Some | -9,171 | -5.22 % | $6,089,032 | $6,272,036 | $183,004 | 3.00 % | $-10,088 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Mega Cap 300 Index Fund | No Data | 41,212 | Added More | 25,452 | 161.49 % | $1,508,359 | $1,553,692 | $45,333 | 3.00 % | $27,997 | | | | | | News Article | History of Vanguard World Fund - Vanguard Mega Cap 300 Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,344,101 | Added More | 284,324 | 9.29 % | $130,419,939 | $126,072,608 | $-4,347,331 | -3.33 % | $-369,621 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Fma Advisory Inc | Institution | 5,815 | New Holding | 5,815 | 100 % | $226,785 | $219,226 | $-7,560 | -3.33 % | $-7,560 | | | | | | News Article | History of Fma Advisory Inc Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Ontario Teachers Pension Plan Board | Institution | | Sold All | -242,862 | -100 % | | | | -3.33 % | $315,721 | | | | | | News Article | History of Ontario Teachers Pension Plan Board Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Prudential Corp Plc | Institution | | Sold All | -329,254 | -100 % | | | | -3.33 % | $428,030 | | | | | | News Article | History of Prudential Corp Plc Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Seizert Capital Partners Llc | Institution | | Sold All | -57,860 | -100 % | | | | -3.33 % | $75,218 | | | | | | News Article | History of Seizert Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Dreyfus Premier Manager Funds Ii - Balanced Opportunity Fund | Mixed-Asset Target Allocation Growth | 8,540 | New Holding | 8,540 | 100 % | $333,060 | $321,958 | $-11,102 | -3.33 % | $-11,102 | | | | | | News Article | History of Dreyfus Premier Manager Funds Ii - Balanced Opportunity Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Eaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income Fund | No Data | 947 | New Holding | 947 | 100 % | $36,933 | $35,702 | $-1,231 | -3.33 % | $-1,231 | | | | | | News Article | History of Eaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Eaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income Fund | No Data | 15,417 | New Holding | 15,417 | 100 % | $601,263 | $581,221 | $-20,042 | -3.33 % | $-20,042 | | | | | | News Article | History of Eaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Fund | Specialty & Misc | 13,150 | Sold Some | -43,027 | -76.59 % | $512,850 | $495,755 | $-17,095 | -3.33 % | $55,935 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Growth Fund | Multi-Cap Growth | 11,416 | New Holding | 11,416 | 100 % | $445,224 | $430,383 | $-14,841 | -3.33 % | $-14,841 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Growth Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | 29,432 | Sold Some | -6,026 | -16.99 % | $1,147,848 | $1,109,586 | $-38,262 | -3.33 % | $7,834 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | New Economy Fund - New Economy Fund | Multi-Cap Growth | 541,700 | No Change | 0 | 0 % | $21,126,300 | $20,422,090 | $-704,210 | -3.33 % | $0 | | | | | | News Article | History of New Economy Fund - New Economy Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Balanced Strategy Fund | Flexible Portfolio | 1,000 | New Holding | 1,000 | 100 % | $39,000 | $37,700 | $-1,300 | -3.33 % | $-1,300 | | | | | | News Article | History of Usaa Mutual Funds Trust - Balanced Strategy Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -965 | -100 % | | | | -3.33 % | $1,255 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 8,326 | New Holding | 8,326 | 100 % | $324,714 | $313,890 | $-10,824 | -3.33 % | $-10,824 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 9,419 | New Holding | 9,419 | 100 % | $367,341 | $355,096 | $-12,245 | -3.33 % | $-12,245 | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 729 | New Holding | 729 | 100 % | $28,431 | $27,483 | $-948 | -3.33 % | $-948 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 17,062 | Added More | 555 | 3.36 % | $665,418 | $643,237 | $-22,181 | -3.33 % | $-722 | | | | | | News Article | History of Huntington National Bank Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 433,729 | Sold Some | -2,058,696 | -82.59 % | $16,217,127 | $16,351,583 | $134,456 | 0.82 % | $-638,196 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 2,535,251 | New Holding | 2,535,251 | 100 % | $94,793,035 | $95,578,963 | $785,928 | 0.82 % | $785,928 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Dean C H And Associates Inc | Institution | 110,538 | Sold Some | -3,380 | -2.96 % | $4,133,016 | $4,167,283 | $34,267 | 0.82 % | $-1,048 | | | | | | News Article | History of Dean C H And Associates Inc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 150 | No Change | 0 | 0 % | $5,609 | $5,655 | $47 | 0.82 % | $0 | | | | | | News Article | History of Guaranty Trust Co Of Missouri Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Mu Investments Co Ltd | No Data | 400 | No Compare | | | $14,956 | $15,080 | $124 | 0.82 % | | | | | | | News Article | History of Mu Investments Co Ltd Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sandy Spring Bank | No Data | 1,760 | Added More | 110 | 6.66 % | $65,806 | $66,352 | $546 | 0.82 % | $34 | | | | | | News Article | History of Sandy Spring Bank Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sentry Investment Management Inc | Institution | 45,500 | No Change | 0 | 0 % | $1,701,245 | $1,715,350 | $14,105 | 0.82 % | $0 | | | | | | News Article | History of Sentry Investment Management Inc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Solaris Asset Management Llc | Institution | | Sold All | -5,000 | -100 % | | | | 0.82 % | $-1,550 | | | | | | News Article | History of Solaris Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Wilbanks Smith And Thomas Asset Management Llc | Institution | 12,753 | Sold Some | -20 | -0.15 % | $476,835 | $480,788 | $3,953 | 0.82 % | $-6 | | | | | | News Article | History of Wilbanks Smith And Thomas Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Trust - Alliancebernstein Value Fund | Multi-Cap Value | 72,300 | No Change | 0 | 0 % | $2,703,297 | $2,725,710 | $22,413 | 0.82 % | $0 | | | | | | News Article | History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-08-31 | N-Q | American Century Strategic Asset Allocations Inc - Newton Fund | Small-Cap Core | | Sold All | -34,328 | -100 % | | | | 0.82 % | $-10,642 | | | | | | News Article | History of American Century Strategic Asset Allocations Inc - Newton Fund Ownership Of Capital One Financial Corp |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | | Sold All | -1,028,710 | -100 % | | | | 0.82 % | $-318,900 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Capital One Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | 50,680 | New Holding | 50,680 | 100 % | $2,009,969 | $1,910,636 | $-99,333 | -4.94 % | $-99,333 | | | | | | News Article | History of Dupont Capital Management Ownership Of Capital One Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 449,199 | Sold Some | -18,208 | -3.89 % | $17,815,232 | $16,934,802 | $-880,430 | -4.94 % | $35,688 | | | | | | News Article | History of First Manhattan Co Ownership Of Capital One Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Parametric Risk Advisors Llc | Institution | 18,121 | Added More | 5,758 | 46.57 % | $718,679 | $683,162 | $-35,517 | -4.94 % | $-11,286 | | | | | | News Article | History of Parametric Risk Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Bailard Biehl And Kaiser Inc | Institution | | Sold All | -32,205 | -100 % | | | | -4.50 % | $57,325 | | | | | | News Article | History of Bailard Biehl And Kaiser Inc Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Piedmont Investment Advisors Llc | Institution | 1,000 | New Holding | 1,000 | 100 % | $39,480 | $37,700 | $-1,780 | -4.50 % | $-1,780 | | | | | | News Article | History of Piedmont Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 45,690 | Sold Some | -358,728 | -88.70 % | $1,803,841 | $1,722,513 | $-81,328 | -4.50 % | $638,536 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Smith Asset Management Group Lp | Institution | 73,400 | New Holding | 73,400 | 100 % | $2,897,832 | $2,767,180 | $-130,652 | -4.50 % | $-130,652 | | | | | | News Article | History of Smith Asset Management Group Lp Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 249 | No Change | 0 | 0 % | $9,831 | $9,387 | $-443 | -4.50 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Opportunistic Largecap Fund | Large-Cap Core | 3,000 | New Holding | 3,000 | 100 % | $118,440 | $113,100 | $-5,340 | -4.50 % | $-5,340 | | | | | | News Article | History of Ing Equity Trust - Ing Opportunistic Largecap Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 2,000 | New Holding | 2,000 | 100 % | $78,960 | $75,400 | $-3,560 | -4.50 % | $-3,560 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Corporate Leaders 100 Fund | No Data | 2,670 | Sold Some | -1,000 | -27.24 % | $105,412 | $100,659 | $-4,753 | -4.50 % | $1,780 | | | | | | News Article | History of Ing Series Fund Inc - Ing Corporate Leaders 100 Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Index Plus Largecap Fund | Large-Cap Core | 12,200 | New Holding | 12,200 | 100 % | $481,656 | $459,940 | $-21,716 | -4.50 % | $-21,716 | | | | | | News Article | History of Ing Series Fund Inc - Ing Index Plus Largecap Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund | Mixed-Asset Target 2010 Funds | | Sold All | -585 | -100 % | | | | -4.50 % | $1,041 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | | Sold All | -3,491 | -100 % | | | | -4.50 % | $6,214 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | | Sold All | -4,153 | -100 % | | | | -4.50 % | $7,392 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | | Sold All | -4,619 | -100 % | | | | -4.50 % | $8,222 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund | Specialty & Misc | | Sold All | -460 | -100 % | | | | -4.50 % | $819 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,106,715 | Added More | 790,112 | 249.55 % | $43,693,108 | $41,723,156 | $-1,969,953 | -4.50 % | $-1,406,399 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Columbus Circle Investors | Institution | 5,320,443 | Added More | 1,574,612 | 42.03 % | $217,872,141 | $200,580,701 | $-17,291,440 | -7.93 % | $-5,117,489 | | | | | | News Article | History of Columbus Circle Investors Ownership Of Capital One Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 18,004 | Sold Some | -1,036 | -5.44 % | $737,264 | $678,751 | $-58,513 | -7.93 % | $3,367 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Capital One Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | | Sold All | -225 | -100 % | | | | -7.93 % | $731 | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Capital One Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mountain Pacific Investment Advisers Inc | Institution | 37,189 | Sold Some | -450 | -1.19 % | $1,522,890 | $1,402,025 | $-120,864 | -7.93 % | $1,463 | | | | | | News Article | History of Mountain Pacific Investment Advisers Inc Ownership Of Capital One Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 6,500 | Sold Some | -700 | -9.72 % | $266,175 | $245,050 | $-21,125 | -7.93 % | $2,275 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Apex Capital Management | Institution | | Sold All | -55,432 | -100 % | | | | -1.64 % | $34,922 | | | | | | News Article | History of Apex Capital Management Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 37,904 | Sold Some | -1,600 | -4.05 % | $1,452,860 | $1,428,981 | $-23,880 | -1.64 % | $1,008 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 139,605 | Sold Some | -55,866 | -28.58 % | $5,351,060 | $5,263,109 | $-87,951 | -1.64 % | $35,196 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 58,205 | Sold Some | -520,544 | -89.94 % | $2,230,998 | $2,194,329 | $-36,669 | -1.64 % | $327,943 | | | | | | News Article | History of Blackrock Inc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,362,340 | Added More | 168,329 | 14.09 % | $52,218,492 | $51,360,218 | $-858,274 | -1.64 % | $-106,047 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Ferguson Wellman Rudd Purdy And Van Winkle Inc | Institution | 437,210 | New Holding | 437,210 | 100 % | $16,758,259 | $16,482,817 | $-275,442 | -1.64 % | $-275,442 | | | | | | News Article | History of Ferguson Wellman Rudd Purdy And Van Winkle Inc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Guinness Atkinson Asset Management Inc | Institution | 36,600 | New Holding | 36,600 | 100 % | $1,402,878 | $1,379,820 | $-23,058 | -1.64 % | $-23,058 | | | | | | News Article | History of Guinness Atkinson Asset Management Inc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 396,832 | Sold Some | -1,511 | -0.37 % | $15,210,571 | $14,960,566 | $-250,004 | -1.64 % | $952 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | 48,400 | Added More | 33,850 | 232.64 % | $1,855,172 | $1,824,680 | $-30,492 | -1.64 % | $-21,326 | | | | | | News Article | History of Ned Davis Research Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | 92,800 | Added More | 59,100 | 175.37 % | $3,557,024 | $3,498,560 | $-58,464 | -1.64 % | $-37,233 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 102,409 | Added More | 4,019 | 4.08 % | $3,925,337 | $3,860,819 | $-64,518 | -1.64 % | $-2,532 | | | | | | News Article | History of Regions Financial Corp Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Robeco Institutional Asset Management Bv | Institution | 620,167 | Added More | 34,800 | 5.94 % | $23,771,001 | $23,380,296 | $-390,705 | -1.64 % | $-21,924 | | | | | | News Article | History of Robeco Institutional Asset Management Bv Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | S And T Bank | Institution | 20 | No Change | 0 | 0 % | $767 | $754 | $-13 | -1.64 % | $0 | | | | | | News Article | History of S And T Bank Ownership Of Capital One Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Tbp Advisors Ltd | Institution | 20,491 | No Change | 0 | 0 % | $785,420 | $772,511 | $-12,909 | -1.64 % | $0 | | | | | | News Article | History of Tbp Advisors Ltd Ownership Of Capital One Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 4,175,009 | Sold Some | -1,868,112 | -30.91 % | $152,930,580 | $157,397,839 | $4,467,260 | 2.92 % | $-1,998,880 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Capital One Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Firstmerit Bank N A Trustee | Institution | 13,406 | Added More | 150 | 1.13 % | $491,062 | $505,406 | $14,344 | 2.92 % | $161 | | | | | | News Article | History of Firstmerit Bank N A Trustee Ownership Of Capital One Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 1,377,976 | Added More | 220,635 | 19.06 % | $50,475,261 | $51,949,695 | $1,474,434 | 2.92 % | $236,079 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Capital One Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 430,970 | No Change | 0 | 0 % | $15,902,793 | $16,247,569 | $344,776 | 2.16 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Capital One Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 118,991 | Sold Some | -1,600 | -1.32 % | $4,390,768 | $4,485,961 | $95,193 | 2.16 % | $-1,280 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Capital One Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | 27,780 | New Holding | 27,780 | 100 % | $1,035,638 | $1,047,306 | $11,668 | 1.12 % | $11,668 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of Capital One Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Royal London Asset Management Ltd | Institution | 76,903 | Sold Some | -585 | -0.75 % | $2,866,944 | $2,899,243 | $32,299 | 1.12 % | $-246 | | | | | | News Article | History of Royal London Asset Management Ltd Ownership Of Capital One Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 611,854 | Added More | 20,578 | 3.48 % | $22,809,917 | $23,066,896 | $256,979 | 1.12 % | $8,643 | | | | | | News Article | History of Strs Ohio Ownership Of Capital One Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Tompkins Trustco Inc | Institution | 4,090 | Sold Some | -285 | -6.51 % | $152,475 | $154,193 | $1,718 | 1.12 % | $-120 | | | | | | News Article | History of Tompkins Trustco Inc Ownership Of Capital One Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Trust Co Of Virginia | Institution | 10,425 | No Change | 0 | 0 % | $388,644 | $393,023 | $4,379 | 1.12 % | $0 | | | | | | News Article | History of Trust Co Of Virginia Ownership Of Capital One Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 49,526 | Sold Some | -2,460 | -4.73 % | $1,800,270 | $1,867,130 | $66,860 | 3.71 % | $-3,321 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Capital One Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | First Horizon National Corp | Institution | 13,446 | Added More | 4,889 | 57.13 % | $488,762 | $506,914 | $18,152 | 3.71 % | $6,600 | | | | | | News Article | History of First Horizon National Corp Ownership Of Capital One Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Members Capital Advisors Inc | Institution | | Sold All | -81,000 | -100 % | | | | 3.71 % | $-109,350 | | | | | | News Article | History of Members Capital Advisors Inc Ownership Of Capital One Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 50 | Sold Some | -75 | -60.00 % | $1,818 | $1,885 | $68 | 3.71 % | $-101 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Capital One Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Wright Investors Service Inc | Institution | 30,117 | Sold Some | -5,324 | -15.02 % | $1,094,753 | $1,135,411 | $40,658 | 3.71 % | $-7,187 | | | | | | News Article | History of Wright Investors Service Inc Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Exxonmobil Investment Management Inc | Institution | 173,106 | Sold Some | -17,070 | -8.97 % | $6,598,801 | $6,526,096 | $-72,705 | -1.10 % | $7,169 | | | | | | News Article | History of Exxonmobil Investment Management Inc Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Hardesty Capital Management Corp | Institution | 23,801 | Sold Some | -62 | -0.25 % | $907,294 | $897,298 | $-9,996 | -1.10 % | $26 | | | | | | News Article | History of Hardesty Capital Management Corp Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 159,131 | Added More | 18,629 | 13.25 % | $6,066,074 | $5,999,239 | $-66,835 | -1.10 % | $-7,824 | | | | | | News Article | History of Harris Financial Corp Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | New England Asset Management Llc | Institution | | Sold All | -5,950 | -100 % | | | | -1.10 % | $2,499 | | | | | | News Article | History of New England Asset Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Nordea Investment Management Ab | Institution | 94,450 | Added More | 73,451 | 349.78 % | $3,600,434 | $3,560,765 | $-39,669 | -1.10 % | $-30,849 | | | | | | News Article | History of Nordea Investment Management Ab Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Pillar Point Equity Management Llc | Institution | 26,590 | Sold Some | -5,040 | -15.93 % | $1,013,611 | $1,002,443 | $-11,168 | -1.10 % | $2,117 | | | | | | News Article | History of Pillar Point Equity Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 859,937 | Sold Some | -35,921 | -4.00 % | $32,780,798 | $32,419,625 | $-361,174 | -1.10 % | $15,087 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Scott And Stringfellow Financial Inc | Institution | 12,158 | Added More | 1,604 | 15.19 % | $463,463 | $458,357 | $-5,106 | -1.10 % | $-674 | | | | | | News Article | History of Scott And Stringfellow Financial Inc Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 24,444 | Added More | 448 | 1.86 % | $931,805 | $921,539 | $-10,266 | -1.10 % | $-188 | | | | | | News Article | History of Standard Life Investments Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 23,996 | No Change | 0 | 0 % | $914,728 | $904,649 | $-10,078 | -1.10 % | $0 | | | | | | News Article | History of Standard Life Investments Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -57 | -100 % | | | | -1.10 % | $24 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -7,964 | -100 % | | | | -1.10 % | $3,345 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Capital One Financial Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Culbertson A N And Co Inc | Institution | 12,222 | Sold Some | -186 | -1.49 % | $480,936 | $460,769 | $-20,166 | -4.19 % | $307 | | | | | | News Article | History of Culbertson A N And Co Inc Ownership Of Capital One Financial Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | First Citizens Bank And Trust Co | Institution | 169,136 | Added More | 45,132 | 36.39 % | $6,655,502 | $6,376,427 | $-279,074 | -4.19 % | $-74,468 | | | | | | News Article | History of First Citizens Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Shell Asset Management Co | Institution | 111,480 | Added More | 65,347 | 141.64 % | $4,386,738 | $4,202,796 | $-183,942 | -4.19 % | $-107,823 | | | | | | News Article | History of Shell Asset Management Co Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Associated Banc Corp | Institution | 22,222 | Sold Some | -340 | -1.50 % | $848,658 | $837,769 | $-10,889 | -1.28 % | $167 | | | | | | News Article | History of Associated Banc Corp Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Atalanta Sosnoff Capital Llc | Institution | 3,704,748 | Added More | 312,341 | 9.20 % | $141,484,326 | $139,669,000 | $-1,815,327 | -1.28 % | $-153,047 | | | | | | News Article | History of Atalanta Sosnoff Capital Llc Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Banced Corp | Institution | 14,431 | Sold Some | -1,993 | -12.13 % | $551,120 | $544,049 | $-7,071 | -1.28 % | $977 | | | | | | News Article | History of Banced Corp Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Endex Capital Management Llc | Institution | 4,312 | Sold Some | -3,780 | -46.71 % | $164,675 | $162,562 | $-2,113 | -1.28 % | $1,852 | | | | | | News Article | History of Endex Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Financial Architects Inc | Institution | 4,620 | No Change | 0 | 0 % | $176,438 | $174,174 | $-2,264 | -1.28 % | $0 | | | | | | News Article | History of Financial Architects Inc Ownership Of Capital One Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Galaxy Capital Trading Ltd | Institution | 12,900 | New Holding | 12,900 | 100 % | $492,651 | $486,330 | $-6,321 | -1.28 % | $-6,321 | | | | | | News Article | History of Galaxy Capital Trading Ltd Ownership Of Capital One Financial Corp |
| 2009-10-09 | 2009-09-30 | 13F-HR | Df Dent And Co Inc | Institution | 31,880 | No Change | 0 | 0 % | $1,199,007 | $1,201,876 | $2,869 | 0.23 % | $0 | | | | | | News Article | History of Df Dent And Co Inc Ownership Of Capital One Financial Corp |
| 2009-10-09 | 2008-12-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | | Sold All | -5,780 | -100 % | | | | 0.23 % | $-520 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Capital One Financial Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 688,264 | Sold Some | -5,899 | -0.84 % | $25,789,252 | $25,947,553 | $158,301 | 0.61 % | $-1,357 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Capital One Financial Corp |
| 2009-10-08 | 2008-12-31 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -7,160 | -100 % | | | | 0.61 % | $-1,647 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Capital One Financial Corp |
| 2009-10-08 | 2008-09-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 7,160 | New Holding | 7,160 | 100 % | $268,285 | $269,932 | $1,647 | 0.61 % | $1,647 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-09-30 | 13F-HR | Tiaa Cref Trust Co Fsb | Institution | 8,586 | Sold Some | -685 | -7.38 % | $317,167 | $323,692 | $6,525 | 2.05 % | $-521 | | | | | | News Article | History of Tiaa Cref Trust Co Fsb Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Aim Investment Securities Funds - Aim Income Fund | Equity Income | 370,774 | New Holding | 370,774 | 100 % | $13,696,392 | $13,978,180 | $281,788 | 2.05 % | $281,788 | | | | | | News Article | History of Aim Investment Securities Funds - Aim Income Fund Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Consumer Discretionary Fund | Specialty & Misc | 11,200 | New Holding | 11,200 | 100 % | $413,728 | $422,240 | $8,512 | 2.05 % | $8,512 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Consumer Discretionary Fund Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund | Financial Services | 48,974 | New Holding | 48,974 | 100 % | $1,809,100 | $1,846,320 | $37,220 | 2.05 % | $37,220 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSRS | Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund | No Data | 971,502 | Added More | 688,600 | 243.40 % | $35,887,284 | $36,625,625 | $738,342 | 2.05 % | $523,336 | | | | | | News Article | History of Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSRS | Fidelity Devonshire Trust - Fidelity Series Large Cap Value Fund | No Data | 1,057,900 | Added More | 243,200 | 29.85 % | $39,078,826 | $39,882,830 | $804,004 | 2.05 % | $184,832 | | | | | | News Article | History of Fidelity Devonshire Trust - Fidelity Series Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - Balanced Portfolio | Flexible Portfolio | | Sold All | -3,305 | -100 % | | | | 2.05 % | $-2,512 | | | | | | News Article | History of Sunamerica Series Trust - Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2009-10-06 | 2009-09-30 | 13F-HR | Central Bank And Trust Co | Institution | 345 | No Change | 0 | 0 % | $12,406 | $13,007 | $600 | 4.83 % | $0 | | | | | | News Article | History of Central Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 20,795 | Sold Some | -69 | -0.33 % | $747,164 | $783,972 | $36,807 | 4.92 % | $-122 | | | | | | News Article | History of Bb And T Corp Ownership Of Capital One Financial Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Contravisory Research And Management Corp | Institution | 790 | No Change | 0 | 0 % | $28,385 | $29,783 | $1,398 | 4.92 % | $0 | | | | | | News Article | History of Contravisory Research And Management Corp Ownership Of Capital One Financial Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Heritage Investors Management Corp | Institution | 19,271 | Sold Some | -60 | -0.31 % | $692,407 | $726,517 | $34,110 | 4.92 % | $-106 | | | | | | News Article | History of Heritage Investors Management Corp Ownership Of Capital One Financial Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Neville Rodie And Shaw Inc | Institution | 8,713 | New Holding | 8,713 | 100 % | $313,058 | $328,480 | $15,422 | 4.92 % | $15,422 | | | | | | News Article | History of Neville Rodie And Shaw Inc Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-09-30 | 13F-HR | Cornerstone Investment Partners Llc | Institution | 1,101,575 | Sold Some | -18,796 | -1.67 % | $36,561,274 | $41,529,378 | $4,968,103 | 13.58 % | $-84,770 | | | | | | News Article | History of Cornerstone Investment Partners Llc Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-09-30 | 13F-HR | Vigilant Capital Management Llc | Institution | 27 | New Holding | 27 | 100 % | $896 | $1,018 | $122 | 13.58 % | $122 | | | | | | News Article | History of Vigilant Capital Management Llc Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 965 | New Holding | 965 | 100 % | $32,028 | $36,381 | $4,352 | 13.58 % | $4,352 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Fund | Equity Income | 157,000 | New Holding | 157,000 | 100 % | $5,210,830 | $5,918,900 | $708,070 | 13.58 % | $708,070 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Fund Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Stock Fund | Equity Income | 22,200 | No Change | 0 | 0 % | $736,818 | $836,940 | $100,122 | 13.58 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of Capital One Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 255,200 | Added More | 132,071 | 107.26 % | $8,470,088 | $9,621,040 | $1,150,952 | 13.58 % | $595,640 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Aim Equity Funds - Aim Diversified Dividend Fund | Large-Cap Core | 1,080,746 | Added More | 182,000 | 20.25 % | $38,139,526 | $40,744,124 | $2,604,598 | 6.82 % | $438,620 | | | | | | News Article | History of Aim Equity Funds - Aim Diversified Dividend Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Beacon Funds - American Beacon Balanced Fund | Mixed-Asset Target Allocation Growth | 105,100 | Added More | 6,200 | 6.26 % | $3,708,979 | $3,962,270 | $253,291 | 6.82 % | $14,942 | | | | | | News Article | History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Beacon Funds - American Beacon Large Cap Value Fund | Large-Cap Value | 1,207,400 | No Change | 0 | 0 % | $42,609,146 | $45,518,980 | $2,909,834 | 6.82 % | $0 | | | | | | News Article | History of American Beacon Funds - American Beacon Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - Balanced Fund | Mixed-Asset Target Allocation Growth | | Sold All | -24,320 | -100 % | | | | 6.82 % | $-58,611 | | | | | | News Article | History of American Century Mutual Funds Inc - Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - Ultra Fund | Large-Cap Growth | | Sold All | -482,000 | -100 % | | | | 6.82 % | $-1,161,620 | | | | | | News Article | History of American Century Mutual Funds Inc - Ultra Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 290,448 | Added More | 4,100 | 1.43 % | $10,249,910 | $10,949,890 | $699,980 | 6.82 % | $9,881 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 60,269 | No Change | 0 | 0 % | $2,126,893 | $2,272,141 | $145,248 | 6.82 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,900 | No Change | 0 | 0 % | $67,051 | $71,630 | $4,579 | 6.82 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 25,153 | No Change | 0 | 0 % | $887,649 | $948,268 | $60,619 | 6.82 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - Global Large Company Series | Large-Cap Core | 168,696 | Added More | 22,233 | 15.17 % | $5,953,282 | $6,359,839 | $406,557 | 6.82 % | $53,582 | | | | | | News Article | History of Dfa Investment Trust Co - Global Large Company Series Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 2,070,169 | Added More | 1,668,884 | 415.88 % | $73,056,264 | $78,045,371 | $4,989,107 | 6.82 % | $4,022,010 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Blue Chip Fund - Dws Blue Chip Fund | Multi-Cap Core | 16,100 | Sold Some | -100 | -0.61 % | $568,169 | $606,970 | $38,801 | 6.82 % | $-241 | | | | | | News Article | History of Dws Blue Chip Fund - Dws Blue Chip Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q/A | Eaton Vance Mutual Funds Trust - Eaton Vance Equity Research Fund | Specialty & Misc | 2,949 | New Holding | 2,949 | 100 % | $104,070 | $111,177 | $7,107 | 6.82 % | $7,107 | | | | | | News Article | History of Eaton Vance Mutual Funds Trust - Eaton Vance Equity Research Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay S And P 500 Index Fund | S&P 500 Index | 56,736 | New Holding | 56,736 | 100 % | $2,002,213 | $2,138,947 | $136,734 | 6.82 % | $136,734 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series I - Value Fund | Multi-Cap Value | 31,701 | Added More | 5,001 | 18.73 % | $1,118,728 | $1,195,128 | $76,399 | 6.82 % | $12,052 | | | | | | News Article | History of Fidelity Advisor Series I - Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Japan Fund | Japanese | | Sold All | -96,200 | -100 % | | | | 6.82 % | $-231,842 | | | | | | News Article | History of Fidelity Advisor Series Viii - Japan Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Overseas Fund | International Large-Cap Core | 41,300 | New Holding | 41,300 | 100 % | $1,457,477 | $1,557,010 | $99,533 | 6.82 % | $99,533 | | | | | | News Article | History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Value Leaders Fund | Multi-Cap Core | 10,100 | Added More | 3,800 | 60.31 % | $356,429 | $380,770 | $24,341 | 6.82 % | $9,158 | | | | | | News Article | History of Fidelity Advisor Series Viii - Value Leaders Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Capital Appreciation Fund | Specialty & Misc | 932,200 | New Holding | 932,200 | 100 % | $32,897,338 | $35,143,940 | $2,246,602 | 6.82 % | $2,246,602 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Capital Appreciation Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Disciplined Equity Fund | Specialty & Misc | | Sold All | -4,000,000 | -100 % | | | | 6.82 % | $-9,640,000 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Disciplined Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Stock Selector | Specialty & Misc | 30,900 | Added More | 30,400 | 6080.00 % | $1,090,461 | $1,164,930 | $74,469 | 6.82 % | $73,264 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Stock Selector Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Charles Street Trust - Fidelity Global Balanced Fund | Global Flex Port | 12,000 | New Holding | 12,000 | 100 % | $423,480 | $452,400 | $28,920 | 6.82 % | $28,920 | | | | | | News Article | History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Large Cap Stock Fund | Large-Cap Core | 291,350 | Added More | 241,650 | 486.21 % | $10,281,742 | $10,983,895 | $702,154 | 6.82 % | $582,377 | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Large Cap Stock Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Mid Cap Stock Fund | Mid-Cap Core | 1,700,000 | New Holding | 1,700,000 | 100 % | $59,993,000 | $64,090,000 | $4,097,000 | 6.82 % | $4,097,000 | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Mid Cap Stock Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Spartan 500 Index Fund | S&P 500 Index | 650,802 | Added More | 104,804 | 19.19 % | $22,966,803 | $24,535,235 | $1,568,433 | 6.82 % | $252,578 | | | | | | News Article | History of Fidelity Commonwealth Trust - Spartan 500 Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Europe Fund | European Region | 17,000 | New Holding | 17,000 | 100 % | $599,930 | $640,900 | $40,970 | 6.82 % | $40,970 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Europe Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity International Discovery Fund | Global Flex Port | 81,700 | New Holding | 81,700 | 100 % | $2,883,193 | $3,080,090 | $196,897 | 6.82 % | $196,897 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity International Discovery Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Worldwide Fund | Specialty & Misc | 17,000 | New Holding | 17,000 | 100 % | $599,930 | $640,900 | $40,970 | 6.82 % | $40,970 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Worldwide Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Large Cap Value Fund | Large-Cap Value | 1,033 | New Holding | 1,033 | 100 % | $36,455 | $38,944 | $2,490 | 6.82 % | $2,490 | | | | | | News Article | History of First American Investment Funds Inc - Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap Equity Fund | Specialty & Misc | 395,400 | Added More | 75,005 | 23.41 % | $13,953,666 | $14,906,580 | $952,914 | 6.82 % | $180,762 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap Global Fund | Global Flex Port | 15,000 | Added More | 3,750 | 33.33 % | $529,350 | $565,500 | $36,150 | 6.82 % | $9,038 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap Global Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap Select Equity Fund | Specialty & Misc | 1,274,100 | New Holding | 1,274,100 | 100 % | $44,962,989 | $48,033,570 | $3,070,581 | 6.82 % | $3,070,581 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap Select Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Kld 400 Social Index Fund | Specialty & Misc | 7,730 | Added More | 1,504 | 24.15 % | $272,792 | $291,421 | $18,629 | 6.82 % | $3,625 | | | | | | News Article | History of Ishares Trust - Ishares Kld 400 Social Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Kld Select Social Index Fund | Specialty & Misc | 6,603 | No Compare | | | $233,020 | $248,933 | $15,913 | 6.82 % | | | | | | | News Article | History of Ishares Trust - Ishares Kld Select Social Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Large Value Index Fund | Large-Cap Value | 34,871 | Added More | 2,257 | 6.92 % | $1,230,598 | $1,314,637 | $84,039 | 6.82 % | $5,439 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Large Value Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Intech Risk-Managed Value Fund | No Data | 5,300 | No Compare | | | $187,037 | $199,810 | $12,773 | 6.82 % | | | | | | | News Article | History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Fund | Large-Cap Growth | | Sold All | -20,800 | -100 % | | | | 6.82 % | $-50,128 | | | | | | News Article | History of Janus Investment Fund - Janus Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 318 | No Change | 0 | 0 % | $11,222 | $11,989 | $766 | 6.82 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Common Stock Fund | Large-Cap Core | | Sold All | -71,890 | -100 % | | | | 6.82 % | $-173,255 | | | | | | News Article | History of Mainstay Funds - Mainstay Common Stock Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Equity Index Fund | Specialty & Misc | 11,276 | Added More | 820 | 7.84 % | $397,930 | $425,105 | $27,175 | 6.82 % | $1,976 | | | | | | News Article | History of Mainstay Funds - Mainstay Equity Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Map Fund | Multi-Cap Core | 367,850 | Added More | 120,750 | 48.86 % | $12,981,427 | $13,867,945 | $886,519 | 6.82 % | $291,008 | | | | | | News Article | History of Mainstay Funds - Mainstay Map Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Mid Cap Value Fund | Mid-Cap Value | 59,112 | New Holding | 59,112 | 100 % | $2,086,062 | $2,228,522 | $142,460 | 6.82 % | $142,460 | | | | | | News Article | History of Mainstay Funds - Mainstay Mid Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Value Fund | Large-Cap Value | 272,993 | New Holding | 272,993 | 100 % | $9,633,923 | $10,291,836 | $657,913 | 6.82 % | $657,913 | | | | | | News Article | History of Mainstay Funds - Mainstay Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Oppenheimer Quest For Value Funds - Oppenheimer Quest Balanced Fund | Flexible Portfolio | | Sold All | -2,400,000 | -100 % | | | | 6.82 % | $-5,784,000 | | | | | | News Article | History of Oppenheimer Quest For Value Funds - Oppenheimer Quest Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-CSR | Putnam Investment Funds - Putnam Research Fund | No Data | | Sold All | -15,400 | -100 % | | | | 6.82 % | $-37,114 | | | | | | News Article | History of Putnam Investment Funds - Putnam Research Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 16,370 | New Holding | 16,370 | 100 % | $577,697 | $617,149 | $39,452 | 6.82 % | $39,452 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | | Sold All | -15,270 | -100 % | | | | 6.82 % | $-36,801 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Select Value Fund | Multi-Cap Value | 64,800 | Sold Some | -21,100 | -24.56 % | $2,286,792 | $2,442,960 | $156,168 | 6.82 % | $-50,851 | | | | | | News Article | History of Russell Investment Co - Select Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Schroder Global Series Trust - North American Equity Fund | Specialty & Misc | | Sold All | -43,602 | -100 % | | | | 6.82 % | $-105,081 | | | | | | News Article | History of Schroder Global Series Trust - North American Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Van Kampen Trust Ii - Global Tactical Asset Allocation Fund | No Data | 200 | New Holding | 200 | 100 % | $7,058 | $7,540 | $482 | 6.82 % | $482 | | | | | | News Article | History of Van Kampen Trust Ii - Global Tactical Asset Allocation Fund Ownership Of Capital One Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund | No Data | 9,600 | Added More | 1,800 | 23.07 % | $338,784 | $361,920 | $23,136 | 6.82 % | $4,338 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Aberdeen Funds - Aberdeen Global Financial Services Fund | No Data | | Sold All | -40,280 | -100 % | | | | 2.72 % | $-40,280 | | | | | | News Article | History of Aberdeen Funds - Aberdeen Global Financial Services Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Advisors Series Trust - Castlerock Fund | Specialty & Misc | 5,200 | New Holding | 5,200 | 100 % | $190,840 | $196,040 | $5,200 | 2.72 % | $5,200 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | American Mutual Fund Inc - American Mutual Fund Inc | Multi-Cap Value | 735,000 | No Change | 0 | 0 % | $26,974,500 | $27,709,500 | $735,000 | 2.72 % | $0 | | | | | | News Article | History of American Mutual Fund Inc - American Mutual Fund Inc Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Large Cap Financial Fund | Financial Services | 37,000 | Sold Some | -15,000 | -28.84 % | $1,357,900 | $1,394,900 | $37,000 | 2.72 % | $-15,000 | | | | | | News Article | History of Fbr Funds - Fbr Large Cap Financial Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Federated Income Securities Trust - Federated Muni And Stock Advantage Fund | Specialty & Misc | | Sold All | -30,820 | -100 % | | | | 2.72 % | $-30,820 | | | | | | News Article | History of Federated Income Securities Trust - Federated Muni And Stock Advantage Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Hancock John Capital Series - Classic Value Fund | Multi-Cap Value | 1,238,601 | Sold Some | -3,274,051 | -72.55 % | $45,456,657 | $46,695,258 | $1,238,601 | 2.72 % | $-3,274,051 | | | | | | News Article | History of Hancock John Capital Series - Classic Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Global Value Fund | Global Multi-Cap Value | 25,750 | Sold Some | -10,825 | -29.59 % | $945,025 | $970,775 | $25,750 | 2.72 % | $-10,825 | | | | | | News Article | History of Harbor Funds - Harbor Global Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Market Neutral Fund | Specialty & Misc | 25 | New Holding | 25 | 100 % | $918 | $943 | $25 | 2.72 % | $25 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Market Neutral Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Legg Mason Partners Equity Trust - Legg Mason Partners All Cap Fund | Specialty & Misc | | Sold All | -357,200 | -100 % | | | | 2.72 % | $-357,200 | | | | | | News Article | History of Legg Mason Partners Equity Trust - Legg Mason Partners All Cap Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Balanced Fund | Mixed-Asset Target Allocation Growth | 3,342 | Added More | 1,900 | 131.76 % | $122,651 | $125,993 | $3,342 | 2.72 % | $1,900 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund | Large-Cap Core | 809 | Added More | 400 | 97.79 % | $29,690 | $30,499 | $809 | 2.72 % | $400 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Growth Fund | Large-Cap Core | 4,300 | New Holding | 4,300 | 100 % | $157,810 | $162,110 | $4,300 | 2.72 % | $4,300 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Growth Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Value Fund | Multi-Cap Value | | Sold All | -22,750 | -100 % | | | | 2.72 % | $-22,750 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Fund | Small-Cap Core | | Sold All | -1,300 | -100 % | | | | 2.72 % | $-1,300 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 23,156 | New Holding | 23,156 | 100 % | $849,825 | $872,981 | $23,156 | 2.72 % | $23,156 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector Portfolio | Specialty & Misc | | Sold All | -13,462 | -100 % | | | | 2.72 % | $-13,462 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Large Cap Value Portfolio | Large-Cap Value | | Sold All | -102,825 | -100 % | | | | 2.72 % | $-102,825 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Large Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Financial Services Fund | Specialty & Misc | 39,200 | Added More | 17,800 | 83.17 % | $1,438,640 | $1,477,840 | $39,200 | 2.72 % | $17,800 | | | | | | News Article | History of Schwab Capital Trust - Schwab Financial Services Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 64,710 | Added More | 37,800 | 140.46 % | $2,374,857 | $2,439,567 | $64,710 | 2.72 % | $37,800 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 407,274 | New Holding | 407,274 | 100 % | $14,946,956 | $15,354,230 | $407,274 | 2.72 % | $407,274 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Whitehall Funds - Vanguard Selected Value Fund | Mid-Cap Value | 2,323,800 | Added More | 437,200 | 23.17 % | $85,283,460 | $87,607,260 | $2,323,800 | 2.72 % | $437,200 | | | | | | News Article | History of Vanguard Whitehall Funds - Vanguard Selected Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Windsor Funds - Vanguard Windsor Fund | Multi-Cap Value | 618,400 | Sold Some | -48,000 | -7.20 % | $22,695,280 | $23,313,680 | $618,400 | 2.72 % | $-48,000 | | | | | | News Article | History of Vanguard Windsor Funds - Vanguard Windsor Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Windsor Funds - Vanguard Windsor Ii Fund | Large-Cap Value | 9,531,200 | Sold Some | -292,600 | -2.97 % | $349,795,040 | $359,326,240 | $9,531,200 | 2.72 % | $-292,600 | | | | | | News Article | History of Vanguard Windsor Funds - Vanguard Windsor Ii Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios - Victory Stock Index Fund | S&P 500 Index | 1,703 | Added More | 175 | 11.45 % | $62,500 | $64,203 | $1,703 | 2.72 % | $175 | | | | | | News Article | History of Victory Portfolios - Victory Stock Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Voyageur Mutual Funds Iii Mn - Delaware Large Cap Core Fund | Large-Cap Core | 640 | Added More | 200 | 45.45 % | $23,488 | $24,128 | $640 | 2.72 % | $200 | | | | | | News Article | History of Voyageur Mutual Funds Iii Mn - Delaware Large Cap Core Fund Ownership Of Capital One Financial Corp |
| 2009-09-28 | 2009-06-30 | 13F-HR/A | Bridgewater Investment Management Llc | Institution | | Sold All | -919 | -100 % | | | | 2.72 % | $-919 | | | | | | News Article | History of Bridgewater Investment Management Llc Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Advantage Funds Inc - Global Alpha Fund | Global Flex Port | 1,211 | Sold Some | -209 | -14.71 % | $42,555 | $45,655 | $3,100 | 7.28 % | $-535 | | | | | | News Article | History of Advantage Funds Inc - Global Alpha Fund Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Advisors Inner Circle Fund - Lsv Conservative Core Equity Fund | Multi-Cap Value | 4,200 | New Holding | 4,200 | 100 % | $147,588 | $158,340 | $10,752 | 7.28 % | $10,752 | | | | | | News Article | History of Advisors Inner Circle Fund - Lsv Conservative Core Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares | No Data | 270,314 | Sold Some | -32,166 | -10.63 % | $9,498,834 | $10,190,838 | $692,004 | 7.28 % | $-82,345 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Large Cap Bull 3x Shares | No Data | 20,319 | Added More | 9,446 | 86.87 % | $714,010 | $766,026 | $52,017 | 7.28 % | $24,182 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Large Cap Bull 3x Shares Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Tax Managed Value Portfolio - Tax Managed Value Portfolio | Multi-Cap Value | 750,000 | New Holding | 750,000 | 100 % | $26,355,000 | $28,275,000 | $1,920,000 | 7.28 % | $1,920,000 | | | | | | News Article | History of Tax Managed Value Portfolio - Tax Managed Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 46,669 | Added More | 21,339 | 84.24 % | $1,639,949 | $1,759,421 | $119,473 | 7.28 % | $54,628 | | | | | | News Article | History of Kbc Group Nv Ownership Of Capital One Financial Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Dreyfus Index Funds Inc - Dreyfus S And P 500 Index Fund | S&P 500 Index | 108,290 | Added More | 13,716 | 14.50 % | $3,877,865 | $4,082,533 | $204,668 | 5.27 % | $25,923 | | | | | | News Article | History of Dreyfus Index Funds Inc - Dreyfus S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -2,400 | -100 % | | | | 5.27 % | $-4,536 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 815,761 | Added More | 611,697 | 299.75 % | $29,212,401 | $30,754,190 | $1,541,788 | 5.27 % | $1,156,107 | | | | | | News Article | History of Credit Agricole S A Ownership Of Capital One Financial Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Dreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc New | Multi-Cap Growth | 19,490 | New Holding | 19,490 | 100 % | $707,487 | $734,773 | $27,286 | 3.85 % | $27,286 | | | | | | News Article | History of Dreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc New Ownership Of Capital One Financial Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Unified Series Trust - Toreador Large Cap Fund | Large-Cap Core | 15,245 | No Change | 0 | 0 % | $553,394 | $574,737 | $21,343 | 3.85 % | $0 | | | | | | News Article | History of Unified Series Trust - Toreador Large Cap Fund Ownership Of Capital One Financial Corp |
| 2009-09-22 | 2009-07-31 | N-Q | Dreyfuslaurel Funds Inc - Tax Managed Growth Fund | Large-Cap Core | 41,083 | New Holding | 41,083 | 100 % | $1,529,520 | $1,548,829 | $19,309 | 1.26 % | $19,309 | | | | | | News Article | History of Dreyfuslaurel Funds Inc - Tax Managed Growth Fund Ownership Of Capital One Financial Corp |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 10,552,078 | New Holding | 10,552,078 | 100 % | $382,934,911 | $397,813,341 | $14,878,430 | 3.88 % | $14,878,430 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 10,367,098 | New Holding | 10,367,098 | 100 % | $376,221,986 | $390,839,595 | $14,617,608 | 3.88 % | $14,617,608 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 1,036,709 | New Holding | 1,036,709 | 100 % | $37,622,170 | $39,083,929 | $1,461,760 | 3.88 % | $1,461,760 | | | | | | News Article | History of Eaton Vance Management Ownership Of Capital One Financial Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Russell Top 50 Etf | Specialty & Misc | 2,630 | New Holding | 2,630 | 100 % | $100,072 | $99,151 | $-921 | -0.91 % | $-921 | | | | | | News Article | History of Rydex Etf Trust - Russell Top 50 Etf Ownership Of Capital One Financial Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Equal Weight Etf | Specialty & Misc | 115,229 | Added More | 108,170 | 1532.37 % | $4,384,463 | $4,344,133 | $-40,330 | -0.91 % | $-37,860 | | | | | | News Article | History of Rydex Etf Trust - S And P Equal Weight Etf Ownership Of Capital One Financial Corp |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 117,257 | Added More | 44,729 | 61.67 % | $4,461,629 | $4,420,589 | $-41,040 | -0.91 % | $-15,655 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Capital One Financial Corp |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio | Multi-Cap Value | 10,450 | Sold Some | -3,050 | -22.59 % | $391,039 | $393,965 | $2,926 | 0.74 % | $-854 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 19,850,970 | Added More | 3,861,518 | 24.15 % | $753,939,841 | $748,381,569 | $-5,558,272 | -0.73 % | $-1,081,225 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capital One Financial Corp |
| 2009-09-10 | 2009-06-30 | N-Q/A | Optimum Fund Trust - Optimum Large Cap Growth Fund | Large-Cap Growth | 15,550 | New Holding | 15,550 | 100 % | $593,544 | $586,235 | $-7,309 | -1.23 % | $-7,309 | | | | | | News Article | History of Optimum Fund Trust - Optimum Large Cap Growth Fund Ownership Of Capital One Financial Corp |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Veritable L P | Institution | 12,868 | Added More | 534 | 4.32 % | $491,172 | $485,124 | $-6,048 | -1.23 % | $-251 | | | | | | News Article | History of Veritable L P Ownership Of Capital One Financial Corp |
| 2009-09-10 | 2009-03-31 | 13F-HR/A | Veritable L P | Institution | 12,334 | Added More | 382 | 3.19 % | $470,789 | $464,992 | $-5,797 | -1.23 % | $-180 | | | | | | News Article | History of Veritable L P Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund | S&P 500 Index | 20,851 | Added More | 7,556 | 56.83 % | $738,959 | $786,083 | $47,123 | 6.37 % | $17,077 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Barclays Global Investors Funds - Bond Index Fund | Specialty & Misc | 91,941 | Added More | 12,870 | 16.27 % | $3,258,389 | $3,466,176 | $207,787 | 6.37 % | $29,086 | | | | | | News Article | History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Constellation Institutional Portfolios - Cip Jsam Value Portfolio | Multi-Cap Value | 48,800 | Added More | 22,000 | 82.08 % | $1,729,472 | $1,839,760 | $110,288 | 6.37 % | $49,720 | | | | | | News Article | History of Constellation Institutional Portfolios - Cip Jsam Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - Active Stock Portfolio | Specialty & Misc | 95,704 | Added More | 33,398 | 53.60 % | $3,391,750 | $3,608,041 | $216,291 | 6.37 % | $75,479 | | | | | | News Article | History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - S And P 500 Index Master Portfolio | S&P 500 Index | 91,941 | Added More | 12,870 | 16.27 % | $3,258,389 | $3,466,176 | $207,787 | 6.37 % | $29,086 | | | | | | News Article | History of Master Investment Portfolio - S And P 500 Index Master Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Morgan Stanley Equally Weighted S And P 500 Fund - None | Specialty & Misc | 79,133 | Sold Some | -38,124 | -32.51 % | $2,804,474 | $2,983,314 | $178,841 | 6.37 % | $-86,160 | | | | | | News Article | History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio | Utility | 7,253 | Sold Some | -4,295 | -37.19 % | $257,046 | $273,438 | $16,392 | 6.37 % | $-9,707 | | | | | | News Article | History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Variable Investment Series - Information Portfolio | Specialty & Misc | 5,777 | Added More | 246 | 4.44 % | $204,737 | $217,793 | $13,056 | 6.37 % | $556 | | | | | | News Article | History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Financials Sector Fund | No Data | 3,055 | Added More | 635 | 26.23 % | $108,269 | $115,174 | $6,904 | 6.37 % | $1,435 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Financials Sector Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Large Cap Fund | Large-Cap Core | 3,728 | Added More | 696 | 22.95 % | $132,120 | $140,546 | $8,425 | 6.37 % | $1,573 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Large Cap Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 28,704 | Added More | 21,233 | 284.20 % | $1,017,270 | $1,082,141 | $64,871 | 6.37 % | $47,987 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 9,464 | Added More | 7,113 | 302.55 % | $335,404 | $356,793 | $21,389 | 6.37 % | $16,075 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Financial Services Fund | Specialty & Misc | 6,266 | Added More | 3,010 | 92.44 % | $222,067 | $236,228 | $14,161 | 6.37 % | $6,803 | | | | | | News Article | History of Rydex Variable Trust - Financial Services Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Nova Fund | Specialty & Misc | 1,600 | Added More | 550 | 52.38 % | $56,704 | $60,320 | $3,616 | 6.37 % | $1,243 | | | | | | News Article | History of Rydex Variable Trust - Nova Fund Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Sma Relationship Trust - Series A | Specialty & Misc | | Sold All | -1,100 | -100 % | | | | 6.37 % | $-2,486 | | | | | | News Article | History of Sma Relationship Trust - Series A Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Balanced Index Portfolio | Flexible Portfolio | 469 | Added More | 90 | 23.74 % | $16,621 | $17,681 | $1,060 | 6.37 % | $203 | | | | | | News Article | History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 11,634 | Sold Some | -33,456 | -74.19 % | $412,309 | $438,602 | $26,293 | 6.37 % | $-75,611 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Universal Institutional Funds Inc - Equity And Income Portfolio | Equity Income | | Sold All | -68,980 | -100 % | | | | 6.37 % | $-155,895 | | | | | | News Article | History of Universal Institutional Funds Inc - Equity And Income Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Income Trust | Equity Income | 387,175 | New Holding | 387,175 | 100 % | $13,640,175 | $14,596,498 | $956,322 | 7.01 % | $956,322 | | | | | | News Article | History of John Hancock Trust - Income Trust Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Advanced Strategies Portfolio | Specialty & Misc | | Sold All | -6,300 | -100 % | | | | 7.01 % | $-15,561 | | | | | | News Article | History of Advanced Series Trust - Ast Advanced Strategies Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Federated Aggressive Growth Portfolio | Multi-Cap Growth | | Sold All | -11,025 | -100 % | | | | 7.01 % | $-27,232 | | | | | | News Article | History of Advanced Series Trust - Ast Federated Aggressive Growth Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -344,454 | -100 % | | | | 7.01 % | $-850,801 | | | | | | News Article | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Aim Funds Group - Aim Mid Cap Basic Value Fund | Mid-Cap Core | 49,125 | New Holding | 49,125 | 100 % | $1,730,674 | $1,852,013 | $121,339 | 7.01 % | $121,339 | | | | | | News Article | History of Aim Funds Group - Aim Mid Cap Basic Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | American Funds Insurance Series - Growth Fund | Multi-Cap Growth | 5,900,000 | Added More | 1,250,000 | 26.88 % | $207,857,000 | $222,430,000 | $14,573,000 | 7.01 % | $3,087,500 | | | | | | News Article | History of American Funds Insurance Series - Growth Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 3,100 | New Holding | 3,100 | 100 % | $109,213 | $116,870 | $7,657 | 7.01 % | $7,657 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 267,900 | Added More | 174,800 | 187.75 % | $9,438,117 | $10,099,830 | $661,713 | 7.01 % | $431,756 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 512,780 | Added More | 37,850 | 7.96 % | $18,065,239 | $19,331,806 | $1,266,567 | 7.01 % | $93,490 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 237,870 | New Holding | 237,870 | 100 % | $8,380,160 | $8,967,699 | $587,539 | 7.01 % | $587,539 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqequity 500 Index Portfolio | S&P 500 Index | 129,006 | Added More | 17,900 | 16.11 % | $4,544,881 | $4,863,526 | $318,645 | 7.01 % | $44,213 | | | | | | News Article | History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 39,500 | New Holding | 39,500 | 100 % | $1,391,585 | $1,489,150 | $97,565 | 7.01 % | $97,565 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio | Large-Cap Core | 1,122 | Added More | 83 | 7.98 % | $39,528 | $42,299 | $2,771 | 7.01 % | $205 | | | | | | News Article | History of Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqmutual Shares Portfolio | Specialty & Misc | 16,400 | New Holding | 16,400 | 100 % | $577,772 | $618,280 | $40,508 | 7.01 % | $40,508 | | | | | | News Article | History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 37,295 | New Holding | 37,295 | 100 % | $1,313,903 | $1,406,022 | $92,119 | 7.01 % | $92,119 | | | | | | News Article | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund | Multi-Cap Value | 7,000 | Sold Some | -13,000 | -65.00 % | $246,610 | $263,900 | $17,290 | 7.01 % | $-32,110 | | | | | | News Article | History of Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Stock Index Fund | Specialty & Misc | | Sold All | -81,464 | -100 % | | | | 7.01 % | $-201,216 | | | | | | News Article | History of Homestead Funds Inc - Stock Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Value Fund | Multi-Cap Value | 91,941 | Added More | 12,870 | 16.27 % | $3,239,081 | $3,466,176 | $227,094 | 7.01 % | $31,789 | | | | | | News Article | History of Homestead Funds Inc - Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund | No Data | 300 | New Holding | 300 | 100 % | $10,569 | $11,310 | $741 | 7.01 % | $741 | | | | | | News Article | History of Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund | Specialty & Misc | | Sold All | -7 | -100 % | | | | 7.01 % | $-17 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Japan Fund | Japanese | 415 | Added More | 94 | 29.28 % | $14,620 | $15,646 | $1,025 | 7.01 % | $232 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 415 | Sold Some | -41 | -8.99 % | $14,620 | $15,646 | $1,025 | 7.01 % | $-101 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Diversified Value Fund | Multi-Cap Value | 30,900 | Added More | 3,900 | 14.44 % | $1,088,607 | $1,164,930 | $76,323 | 7.01 % | $9,633 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Diversified Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Indexed Equity Fund | S&P 500 Index | 79,810 | Added More | 9,900 | 14.16 % | $2,811,706 | $3,008,837 | $197,131 | 7.01 % | $24,453 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Indexed Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Strategic Balanced Fund | Mixed-Asset Target Allocation Moderate | 4,173 | Added More | 781 | 23.02 % | $147,015 | $157,322 | $10,307 | 7.01 % | $1,929 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Strategic Balanced Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Value Equity Fund | Multi-Cap Value | 16,080 | New Holding | 16,080 | 100 % | $566,498 | $606,216 | $39,718 | 7.01 % | $39,718 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Value Equity Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds - Mma Praxis Value Index Fund | Large-Cap Value | 7,416 | Added More | 910 | 13.98 % | $261,266 | $279,583 | $18,318 | 7.01 % | $2,248 | | | | | | News Article | History of Mma Praxis Mutual Funds - Mma Praxis Value Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Seligman Common Stock Fund Inc - Seligman Common Stock Fund Inc | Large-Cap Core | 7,378 | No Change | 0 | 0 % | $259,927 | $278,151 | $18,224 | 7.01 % | $0 | | | | | | News Article | History of Seligman Common Stock Fund Inc - Seligman Common Stock Fund Inc Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -1,200 | -100 % | | | | 7.01 % | $-2,964 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 3,493,615 | Added More | 544,408 | 18.45 % | $123,080,056 | $131,709,286 | $8,629,229 | 7.01 % | $1,344,688 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Diversified Value Portfolio | Multi-Cap Value | 302,500 | No Change | 0 | 0 % | $10,657,075 | $11,404,250 | $747,175 | 7.01 % | $0 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Diversified Value Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Equity Index Portfolio | Specialty & Misc | 88,954 | Added More | 12,200 | 15.89 % | $3,133,849 | $3,353,566 | $219,716 | 7.01 % | $30,134 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Equity Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | 1,400 | Sold Some | -11,175 | -88.86 % | $49,322 | $52,780 | $3,458 | 7.01 % | $-27,602 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio | Specialty & Misc | | Sold All | -3,652 | -100 % | | | | 7.01 % | $-9,020 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Activa Mutual Fund Trust - Activa Value Fund | Multi-Cap Value | | Sold All | -9,500 | -100 % | | | | 8.14 % | $-26,980 | | | | | | News Article | History of Activa Mutual Fund Trust - Activa Value Fund Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | American Century Quantitative Equity Funds Inc - Utilities Fund | Utility | | Sold All | -10,736 | -100 % | | | | 8.14 % | $-30,490 | | | | | | News Article | History of American Century Quantitative Equity Funds Inc - Utilities Fund Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Anchor Series Trust - Growth Portfolio | Multi-Cap Growth | | Sold All | -6,000 | -100 % | | | | 8.14 % | $-17,040 | | | | | | News Article | History of Anchor Series Trust - Growth Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust - Burnham Financial Industries Fund | Specialty & Misc | | Sold All | -25,000 | -100 % | | | | 8.14 % | $-71,000 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Industries Fund Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust - Burnham Financial Services Fund | Specialty & Misc | | Sold All | -12,500 | -100 % | | | | 8.14 % | $-35,500 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Services Fund Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio | No Data | | Sold All | -200 | -100 % | | | | 8.14 % | $-568 | | | | | | News Article | History of Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Franklin Income Portfolio | Equity Income | 204,000 | New Holding | 204,000 | 100 % | $7,111,440 | $7,690,800 | $579,360 | 8.14 % | $579,360 | | | | | | News Article | History of Ing Investors Trust - Ing Franklin Income Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing International Portfolio | Global Flex Port | 263,000 | Added More | 25,000 | 10.50 % | $9,168,180 | $9,915,100 | $746,920 | 8.14 % | $71,000 | | | | | | News Article | History of Ing Investors Trust - Ing International Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio | Small-Cap Core | | Sold All | -114,310 | -100 % | | | | 8.14 % | $-324,640 | | | | | | News Article | History of Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Jpmorgan Value Opportunities Portfolio | Multi-Cap Value | 31,100 | Sold Some | -34,550 | -52.62 % | $1,084,146 | $1,172,470 | $88,324 | 8.14 % | $-98,122 | | | | | | News Article | History of Ing Investors Trust - Ing Jpmorgan Value Opportunities Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Oppenheimer Main Street Portfolio | Specialty & Misc | 2,000 | No Change | 0 | 0 % | $69,720 | $75,400 | $5,680 | 8.14 % | $0 | | | | | | News Article | History of Ing Investors Trust - Ing Oppenheimer Main Street Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Stock Index Portfolio | Specialty & Misc | 36,756 | Added More | 18,500 | 101.33 % | $1,281,314 | $1,385,701 | $104,387 | 8.14 % | $52,540 | | | | | | News Article | History of Ing Investors Trust - Ing Stock Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | | Sold All | -70,900 | -100 % | | | | 8.14 % | $-201,356 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 84 | Added More | 52 | 162.50 % | $2,928 | $3,167 | $239 | 8.14 % | $148 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -5,932 | -100 % | | | | 8.14 % | $-16,847 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2009-09-03 | 2009-06-30 |
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