| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2010-03-16 | 2009-12-31 | 13F-HR/A | Stark Offshore Management Llc | Institution | 45,000 | New Holding | 45,000 | 100 % | $1,817,550 | $1,817,550 | $0 | 0.00 % | $0 | | | | | | History of Stark Offshore Management Llc Ownership Of Capital One Financial Corp |
| 2010-03-16 | 2007-09-30 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | | Sold All | -3,000 | -100 % | | | | 0.00 % | $0 | | | | | | History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp |
| 2010-03-16 | 2007-06-30 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | 3,000 | Sold Some | -600 | -16.66 % | $121,170 | $121,170 | $0 | 0.00 % | $0 | | | | | | History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp |
| 2010-03-16 | 2007-03-31 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | 3,600 | Added More | 500 | 16.12 % | $145,404 | $145,404 | $0 | 0.00 % | $0 | | | | | | History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp |
| 2010-03-16 | 2006-12-31 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | 3,100 | Added More | 350 | 12.72 % | $125,209 | $125,209 | $0 | 0.00 % | $0 | | | | | | History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp |
| 2010-03-15 | 2010-03-12 | 4 | Berson Jory A | Insider | 111,402 | Sold Some | -33,000 | -22.85 % | $4,453,852 | $4,499,527 | $45,675 | 1.02 % | $-13,530 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-03-15 | 2010-03-12 | 4 | Berson Jory A | Insider | 144,402 | Added More | 25,000 | 26.48 % | $5,773,192 | $5,832,397 | $59,205 | 1.02 % | $10,250 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-03-15 | 2010-03-12 | 4 | Schnall Peter A | Insider | 170,026 | Sold Some | -39,118 | -18.70 % | $6,797,639 | $6,867,350 | $69,711 | 1.02 % | $-16,038 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-15 | 2010-03-12 | 4 | Schnall Peter A | Insider | 209,144 | Added More | 39,118 | 29.88 % | $8,361,577 | $8,447,326 | $85,749 | 1.02 % | $16,038 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-15 | 2010-01-31 | N-Q | Steward Funds Inc - Select Bond Fund | Specialty & Misc | 9,808 | No Compare | | | $392,124 | $396,145 | $4,021 | 1.02 % | | | | | | | History of Steward Funds Inc - Select Bond Fund Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2010-03-09 | 4 | Schnall Peter A | Insider | 170,026 | Sold Some | -9,985 | -5.54 % | $6,768,735 | $6,867,350 | $98,615 | 1.45 % | $-5,791 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2010-03-09 | 4 | Schneider Ryan M | Insider | 120,464 | Added More | 10,000 | 9.95 % | $4,795,672 | $4,865,541 | $69,869 | 1.45 % | $5,800 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2010-03-09 | 4 | Schneider Ryan M | Insider | 110,464 | Sold Some | -10,000 | -8.30 % | $4,397,572 | $4,461,641 | $64,069 | 1.45 % | $-5,800 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -238,000 | -100 % | | | | 1.45 % | $-138,040 | | | | | | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Guinness Atkinson Funds - Guinness Atkinson Global Innovators Fund | Specialty & Misc | 33,290 | Sold Some | -3,310 | -9.04 % | $1,325,275 | $1,344,583 | $19,308 | 1.45 % | $-1,920 | | | | | | History of Guinness Atkinson Funds - Guinness Atkinson Global Innovators Fund Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Northern Lights Variable Trust - Jnf Balanced Portfolio | Flexible Portfolio | 700 | New Holding | 700 | 100 % | $27,867 | $28,273 | $406 | 1.45 % | $406 | | | | | | History of Northern Lights Variable Trust - Jnf Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | 13F-HR/A | Pggm Investments | No Data | 468,723 | New Holding | 468,723 | 100 % | $18,659,863 | $18,931,722 | $271,859 | 1.45 % | $271,859 | | | | | | History of Pggm Investments Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Sma Relationship Trust - Series A | Specialty & Misc | | Sold All | -600 | -100 % | | | | 1.45 % | $-348 | | | | | | History of Sma Relationship Trust - Series A Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Wilshire Mutual Funds Inc - Dow Jones Wilshire 5000 Index Portfolio | Multi-Cap Core | | Sold All | -4,730 | -100 % | | | | 1.45 % | $-2,743 | | | | | | History of Wilshire Mutual Funds Inc - Dow Jones Wilshire 5000 Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio | Multi-Cap Value | 14,600 | New Holding | 14,600 | 100 % | $581,226 | $589,694 | $8,468 | 1.45 % | $8,468 | | | | | | History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-11 | 2009-12-31 | N-CSR | World Funds Inc Md - New Market Fund | No Data | | Sold All | -3,500 | -100 % | | | | 1.45 % | $-2,030 | | | | | | History of World Funds Inc Md - New Market Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Anchor Series Trust - Asset Allocation Portfolio | Specialty & Misc | | Sold All | -26,000 | -100 % | | | | 3.32 % | $-33,800 | | | | | | History of Anchor Series Trust - Asset Allocation Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Barclays Global Investors Funds - Bond Index Fund | Specialty & Misc | | Sold All | -92,666 | -100 % | | | | 3.32 % | $-120,466 | | | | | | History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Constellation Institutional Portfolios - Cip Jsam Value Portfolio | Multi-Cap Value | | Sold All | -19,500 | -100 % | | | | 3.32 % | $-25,350 | | | | | | History of Constellation Institutional Portfolios - Cip Jsam Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Series Trust - Jnloppenheimer Growth Fund A | Multi-Cap Growth | 186 | New Holding | 186 | 100 % | $7,271 | $7,513 | $242 | 3.32 % | $242 | | | | | | History of Jnl Series Trust - Jnloppenheimer Growth Fund A Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Series Trust - Jnlselect Money Market Fund A | Specialty & Misc | 245 | No Compare | | | $9,577 | $9,896 | $319 | 3.32 % | | | | | | | History of Jnl Series Trust - Jnlselect Money Market Fund A Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Series Trust - Jnlsp Retirement Income Fund | Equity Income | 163 | New Holding | 163 | 100 % | $6,372 | $6,584 | $212 | 3.32 % | $212 | | | | | | History of Jnl Series Trust - Jnlsp Retirement Income Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 82 | Added More | 39 | 90.69 % | $3,205 | $3,312 | $107 | 3.32 % | $51 | | | | | | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | | Sold All | -12,655 | -100 % | | | | 3.32 % | $-16,452 | | | | | | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio | Specialty & Misc | | Sold All | -4,098 | -100 % | | | | 3.32 % | $-5,327 | | | | | | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Technology Fund | Science & Tech | 605 | New Holding | 605 | 100 % | $23,649 | $24,436 | $787 | 3.32 % | $787 | | | | | | History of Jpmorgan Trust Ii - Jpmorgan Technology Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Master Investment Portfolio - Active Stock Portfolio | Specialty & Misc | | Sold All | -76,585 | -100 % | | | | 3.32 % | $-99,561 | | | | | | History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Phoenix Insight Funds Trust - Phoenix Insight Equity Fund | Specialty & Misc | 40,900 | New Holding | 40,900 | 100 % | $1,598,781 | $1,651,951 | $53,170 | 3.32 % | $53,170 | | | | | | History of Phoenix Insight Funds Trust - Phoenix Insight Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Dynamic Funds - Dynamic S And P 500 Fund | Large-Cap Core | 4,910 | New Holding | 4,910 | 100 % | $191,932 | $198,315 | $6,383 | 3.32 % | $6,383 | | | | | | History of Rydex Dynamic Funds - Dynamic S And P 500 Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Series Funds - Banking Fund | Financial Services | 79,194 | Sold Some | -17,175 | -17.82 % | $3,095,693 | $3,198,646 | $102,952 | 3.32 % | $-22,328 | | | | | | History of Rydex Series Funds - Banking Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 30,860 | Added More | 748 | 2.48 % | $1,206,317 | $1,246,435 | $40,118 | 3.32 % | $972 | | | | | | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Financial Services Fund | Specialty & Misc | 5,127 | Sold Some | -779 | -13.18 % | $200,414 | $207,080 | $6,665 | 3.32 % | $-1,013 | | | | | | History of Rydex Variable Trust - Financial Services Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Nova Fund | Specialty & Misc | 1,780 | Sold Some | -27 | -1.49 % | $69,580 | $71,894 | $2,314 | 3.32 % | $-35 | | | | | | History of Rydex Variable Trust - Nova Fund Ownership Of Capital One Financial Corp |
| 2010-03-10 | 2009-12-31 | N-CSR | Sunamerica Series Trust - Technology Portfolio | Science & Tech | 5,000,000 | New Holding | 5,000,000 | 100 % | $195,450,000 | $201,950,000 | $6,500,000 | 3.32 % | $6,500,000 | | | | | | History of Sunamerica Series Trust - Technology Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Calvert Variable Series Inc - Calvert Income | Equity Income | | Sold All | -25,200 | -100 % | | | | 4.47 % | $-43,596 | | | | | | History of Calvert Variable Series Inc - Calvert Income Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Funds Group - Value Fund | Multi-Cap Value | 179,136 | Added More | 9,769 | 5.76 % | $6,925,398 | $7,235,303 | $309,905 | 4.47 % | $16,900 | | | | | | History of Diversified Investors Funds Group - Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Funds Group Ii - Value Fund | Small-Cap Core | 179,136 | Added More | 9,769 | 5.76 % | $6,925,398 | $7,235,303 | $309,905 | 4.47 % | $16,900 | | | | | | History of Diversified Investors Funds Group Ii - Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Portfolios - Value Portfolio | Multi-Cap Value | 179,136 | Added More | 9,769 | 5.76 % | $6,925,398 | $7,235,303 | $309,905 | 4.47 % | $16,900 | | | | | | History of Diversified Investors Portfolios - Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - All Cap Core Trust | Multi-Cap Core | 140,900 | New Holding | 140,900 | 100 % | $5,447,194 | $5,690,951 | $243,757 | 4.47 % | $243,757 | | | | | | History of John Hancock Trust - All Cap Core Trust Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - All Cap Value Trust | Multi-Cap Value | 33,063 | New Holding | 33,063 | 100 % | $1,278,216 | $1,335,415 | $57,199 | 4.47 % | $57,199 | | | | | | History of John Hancock Trust - All Cap Value Trust Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - Blue Chip Growth Trust | Multi-Cap Growth | 1,010,000 | New Holding | 1,010,000 | 100 % | $39,046,600 | $40,793,900 | $1,747,300 | 4.47 % | $1,747,300 | | | | | | History of John Hancock Trust - Blue Chip Growth Trust Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - Global Trust | Global Flex Port | 5,000,000 | New Holding | 5,000,000 | 100 % | $193,300,000 | $201,950,000 | $8,650,000 | 4.47 % | $8,650,000 | | | | | | History of John Hancock Trust - Global Trust Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - Income Trust | Equity Income | 132,000 | New Holding | 132,000 | 100 % | $5,103,120 | $5,331,480 | $228,360 | 4.47 % | $228,360 | | | | | | History of John Hancock Trust - Income Trust Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Met Investors Series Trust - Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 26,720 | No Change | 0 | 0 % | $1,032,995 | $1,079,221 | $46,226 | 4.47 % | $0 | | | | | | History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Met Investors Series Trust - Legg Mason Value Equity Portfolio | Multi-Cap Value | 123,486 | Sold Some | -2,600 | -2.06 % | $4,773,969 | $4,987,600 | $213,631 | 4.47 % | $-4,498 | | | | | | History of Met Investors Series Trust - Legg Mason Value Equity Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Met Investors Series Trust - Lord Abbett Growth And Income Portfolio | Multi-Cap Growth | 49,046 | Sold Some | -7,554 | -13.34 % | $1,896,118 | $1,980,968 | $84,850 | 4.47 % | $-13,068 | | | | | | History of Met Investors Series Trust - Lord Abbett Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Met Investors Series Trust - Metfranklin Income Portfolio | No Data | 54,000 | New Holding | 54,000 | 100 % | $2,087,640 | $2,181,060 | $93,420 | 4.47 % | $93,420 | | | | | | History of Met Investors Series Trust - Metfranklin Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Mma Praxis Mutual Funds - Mma Praxis Growth Index Fund | Large-Cap Growth | 2,312 | New Holding | 2,312 | 100 % | $89,382 | $93,382 | $4,000 | 4.47 % | $4,000 | | | | | | History of Mma Praxis Mutual Funds - Mma Praxis Growth Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Mma Praxis Mutual Funds - Mma Praxis Value Index Fund | Large-Cap Value | | Sold All | -7,416 | -100 % | | | | 4.47 % | $-12,830 | | | | | | History of Mma Praxis Mutual Funds - Mma Praxis Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSRS | Morgan Stanley Equally Weighted S And P 500 Fund - None | Specialty & Misc | 48,484 | Sold Some | -6,867 | -12.40 % | $1,874,391 | $1,958,269 | $83,877 | 4.47 % | $-11,880 | | | | | | History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio | Utility | | Sold All | -5,603 | -100 % | | | | 4.47 % | $-9,693 | | | | | | History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Morgan Stanley Variable Investment Series - Information Portfolio | Specialty & Misc | 5,850 | No Change | 0 | 0 % | $226,161 | $236,282 | $10,121 | 4.47 % | $0 | | | | | | History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Pacific Select Fund - Large-Cap Value Portfolio | No Data | 817,600 | No Change | 0 | 0 % | $31,608,416 | $33,022,864 | $1,414,448 | 4.47 % | $0 | | | | | | History of Pacific Select Fund - Large-Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Pacific Select Fund - Pacific Select Fund | Pacific Region | 78,387 | Added More | 20,020 | 34.30 % | $3,030,441 | $3,166,051 | $135,610 | 4.47 % | $34,635 | | | | | | History of Pacific Select Fund - Pacific Select Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Pacific Select Fund - Pd Large-Cap Growth Index Portfolio | No Data | 625 | Added More | 78 | 14.25 % | $24,163 | $25,244 | $1,081 | 4.47 % | $135 | | | | | | History of Pacific Select Fund - Pd Large-Cap Growth Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Pacific Select Fund - Pd Large-Cap Value Index Portfolio | No Data | 1,940 | Added More | 455 | 30.63 % | $75,000 | $78,357 | $3,356 | 4.47 % | $787 | | | | | | History of Pacific Select Fund - Pd Large-Cap Value Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | State Street Institutional Investment Trust - State Street Equity 500 Index Fund | S&P 500 Index | 82,863 | New Holding | 82,863 | 100 % | $3,203,484 | $3,346,837 | $143,353 | 4.47 % | $143,353 | | | | | | History of State Street Institutional Investment Trust - State Street Equity 500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | State Street Master Funds - State Street Equity 500 Index Portfolio | S&P 500 Index | 82,863 | New Holding | 82,863 | 100 % | $3,203,484 | $3,346,837 | $143,353 | 4.47 % | $143,353 | | | | | | History of State Street Master Funds - State Street Equity 500 Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Summit Mutual Funds Inc - Balanced Index Portfolio | Flexible Portfolio | 411 | Sold Some | -35 | -7.84 % | $15,889 | $16,600 | $711 | 4.47 % | $-61 | | | | | | History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 10,266 | Sold Some | -667 | -6.10 % | $396,884 | $414,644 | $17,760 | 4.47 % | $-1,154 | | | | | | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-09 | 2009-12-31 | N-CSR | Value Line Larger Companies Fund Inc - Value Line Larger Companies Fund Inc | Large-Cap Core | 52,000 | New Holding | 52,000 | 100 % | $2,010,320 | $2,100,280 | $89,960 | 4.47 % | $89,960 | | | | | | History of Value Line Larger Companies Fund Inc - Value Line Larger Companies Fund Inc Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2010-03-04 | 4 | Schneider Ryan M | Insider | 109,630 | Sold Some | -1,814 | -1.62 % | $4,149,496 | $4,427,956 | $278,460 | 6.71 % | $-4,608 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | American Beacon Funds - American Beacon Balanced Fund | Mixed-Asset Target Allocation Growth | | Sold All | -106,200 | -100 % | | | | 6.71 % | $-269,748 | | | | | | History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund | Multi-Cap Value | | Sold All | -5,000 | -100 % | | | | 6.71 % | $-12,700 | | | | | | History of Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | General Electric S And S Program Mutual Fund - General Electric S And S Program Mutual Fund | Specialty & Misc | 294,426 | Added More | 172,279 | 141.04 % | $11,144,024 | $11,891,866 | $747,842 | 6.71 % | $437,589 | | | | | | History of General Electric S And S Program Mutual Fund - General Electric S And S Program Mutual Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Homestead Funds Inc - Value Fund | Multi-Cap Value | | Sold All | -92,666 | -100 % | | | | 6.71 % | $-235,372 | | | | | | History of Homestead Funds Inc - Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Massmutual Select Funds - Massmutual Select Indexed Equity Fund | S&P 500 Index | 74,791 | New Holding | 74,791 | 100 % | $2,830,839 | $3,020,808 | $189,969 | 6.71 % | $189,969 | | | | | | History of Massmutual Select Funds - Massmutual Select Indexed Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Massmutual Select Funds - Massmutual Select Value Equity Fund | Multi-Cap Value | 6,220 | Sold Some | -2,070 | -24.96 % | $235,427 | $251,226 | $15,799 | 6.71 % | $-5,258 | | | | | | History of Massmutual Select Funds - Massmutual Select Value Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Mml Series Investment Fund Ii - Mml Enhanced Index Core Equity Fund | Multi-Cap Core | 835 | No Change | 0 | 0 % | $31,605 | $33,726 | $2,121 | 6.71 % | $0 | | | | | | History of Mml Series Investment Fund Ii - Mml Enhanced Index Core Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Ohio National Fund Inc - Equity Portfolio | Specialty & Misc | | Sold All | -199,373 | -100 % | | | | 6.71 % | $-506,407 | | | | | | History of Ohio National Fund Inc - Equity Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | 13F-HR/A | Schroder Investment Management Group | Institution | 36,188 | Sold Some | -9,502 | -20.79 % | $1,369,716 | $1,461,633 | $91,918 | 6.71 % | $-24,135 | | | | | | History of Schroder Investment Management Group Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Schwab Annuity Portfolios - Schwab Money Market Portfolio | Specialty & Misc | 5,922 | No Compare | | | $224,148 | $239,190 | $15,042 | 6.71 % | | | | | | | History of Schwab Annuity Portfolios - Schwab Money Market Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-08 | 2009-12-31 | N-CSR | Sun Capital Advisers Trust - Sc Lord Abbett Growth Income Fund | No Data | 12,140 | Sold Some | -1,890 | -13.47 % | $459,499 | $490,335 | $30,836 | 6.71 % | $-4,801 | | | | | | History of Sun Capital Advisers Trust - Sc Lord Abbett Growth Income Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Aim Funds Group - Aim Mid Cap Basic Value Fund | Mid-Cap Core | 49,125 | No Change | 0 | 0 % | $1,863,803 | $1,984,159 | $120,356 | 6.45 % | $0 | | | | | | History of Aim Funds Group - Aim Mid Cap Basic Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Allianz Funds - Ccm Capital Appreciation | Multi-Cap Growth | 316,060 | Sold Some | -5,150 | -1.60 % | $11,991,316 | $12,765,663 | $774,347 | 6.45 % | $-12,618 | | | | | | History of Allianz Funds - Ccm Capital Appreciation Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Allianz Funds - Occ Renaissance | Multi-Cap Core | | Sold All | -591,000 | -100 % | | | | 6.45 % | $-1,447,950 | | | | | | History of Allianz Funds - Occ Renaissance Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Allianz Variable Insurance Products Trust - Azl Occ Value Fund | Multi-Cap Value | 127,412 | Sold Some | -73,588 | -36.61 % | $4,834,011 | $5,146,171 | $312,159 | 6.45 % | $-180,291 | | | | | | History of Allianz Variable Insurance Products Trust - Azl Occ Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund | S&P 500 Index | 32,758 | Added More | 9,856 | 43.03 % | $1,242,839 | $1,323,096 | $80,257 | 6.45 % | $24,147 | | | | | | History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Axa Premier Vip Trust - Axa Aggressive Allocation Portfolio | Specialty & Misc | 13,859 | No Compare | | | $525,810 | $559,765 | $33,955 | 6.45 % | | | | | | | History of Axa Premier Vip Trust - Axa Aggressive Allocation Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Axa Premier Vip Trust - Axa Conservative Allocation Portfolio | Specialty & Misc | 15,300 | No Compare | | | $580,482 | $617,967 | $37,485 | 6.45 % | | | | | | | History of Axa Premier Vip Trust - Axa Conservative Allocation Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 3,000 | Sold Some | -100 | -3.22 % | $113,820 | $121,170 | $7,350 | 6.45 % | $-245 | | | | | | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 215,300 | Sold Some | -39,200 | -15.40 % | $8,168,482 | $8,695,967 | $527,485 | 6.45 % | $-96,040 | | | | | | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Dws Equity 500 Index Portfolio - Dws Equity 500 Index Portfolio | S&P 500 Index | 108,671 | Sold Some | -8,872 | -7.54 % | $4,122,978 | $4,389,222 | $266,244 | 6.45 % | $-21,736 | | | | | | History of Dws Equity 500 Index Portfolio - Dws Equity 500 Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jp Morgan Fleming Mutual Fund Group Inc - Jpmorgan Mid Cap Value Fund | Mid-Cap Value | 102 | New Holding | 102 | 100 % | $3,870 | $4,120 | $250 | 6.45 % | $250 | | | | | | History of Jp Morgan Fleming Mutual Fund Group Inc - Jpmorgan Mid Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage Fund | Multi-Cap Growth | 102 | New Holding | 102 | 100 % | $3,870 | $4,120 | $250 | 6.45 % | $250 | | | | | | History of Jp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund | No Data | 300 | No Change | 0 | 0 % | $11,382 | $12,117 | $735 | 6.45 % | $0 | | | | | | History of Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund | Specialty & Misc | | Sold All | -13 | -100 % | | | | 6.45 % | $-32 | | | | | | History of Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Diversified Fund | Flexible Portfolio | | Sold All | -9 | -100 % | | | | 6.45 % | $-22 | | | | | | History of Jpmorgan Trust I - Jpmorgan Diversified Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan International Value Fund | Multi-Cap Value | 31 | Added More | 2 | 6.89 % | $1,176 | $1,252 | $76 | 6.45 % | $5 | | | | | | History of Jpmorgan Trust I - Jpmorgan International Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Intrepid America Fund | Specialty & Misc | 445 | Added More | 199 | 80.89 % | $16,883 | $17,974 | $1,090 | 6.45 % | $488 | | | | | | History of Jpmorgan Trust I - Jpmorgan Intrepid America Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | 25 | New Holding | 25 | 100 % | $949 | $1,010 | $61 | 6.45 % | $61 | | | | | | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Intrepid Multi Cap Fund | Specialty & Misc | 2 | No Change | 0 | 0 % | $76 | $81 | $5 | 6.45 % | $0 | | | | | | History of Jpmorgan Trust I - Jpmorgan Intrepid Multi Cap Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Japan Fund | Japanese | 527 | Added More | 149 | 39.41 % | $19,994 | $21,286 | $1,291 | 6.45 % | $365 | | | | | | History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Prime Money Market Fund | Specialty & Misc | 92 | New Holding | 92 | 100 % | $3,490 | $3,716 | $225 | 6.45 % | $225 | | | | | | History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Value Advantage Fund | Multi-Cap Value | 102 | Added More | 46 | 82.14 % | $3,870 | $4,120 | $250 | 6.45 % | $113 | | | | | | History of Jpmorgan Trust I - Jpmorgan Value Advantage Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 527 | Added More | 112 | 26.98 % | $19,994 | $21,286 | $1,291 | 6.45 % | $274 | | | | | | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Large Cap Value Fund | Large-Cap Value | 92 | Sold Some | -25 | -21.36 % | $3,490 | $3,716 | $225 | 6.45 % | $-61 | | | | | | History of Jpmorgan Trust Ii - Jpmorgan Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Mainstay Vp Series Fund Inc - Vp Icap Select Equity Portfolio | Specialty & Misc | 718,713 | Added More | 187,513 | 35.29 % | $27,267,971 | $29,028,818 | $1,760,847 | 6.45 % | $459,407 | | | | | | History of Mainstay Vp Series Fund Inc - Vp Icap Select Equity Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Mainstay Vp Series Fund Inc - Vp Value Portfolio | Multi-Cap Value | | Sold All | -39,660 | -100 % | | | | 6.45 % | $-97,167 | | | | | | History of Mainstay Vp Series Fund Inc - Vp Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSRS | Munder Series Trust - Munder Index 500 Fund | S&P 500 Index | | Sold All | -16,056 | -100 % | | | | 6.45 % | $-39,337 | | | | | | History of Munder Series Trust - Munder Index 500 Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Nationwide Variable Insurance Trust - Nationwide Nvit Growth Fund | Multi-Cap Growth | | Sold All | -12,600 | -100 % | | | | 6.45 % | $-30,870 | | | | | | History of Nationwide Variable Insurance Trust - Nationwide Nvit Growth Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Nationwide Variable Insurance Trust - Nvit Nationwide Fund | Specialty & Misc | | Sold All | -9,180 | -100 % | | | | 6.45 % | $-22,491 | | | | | | History of Nationwide Variable Insurance Trust - Nvit Nationwide Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Nationwide Variable Insurance Trust - Nvit Nationwide Leaders Fund | Specialty & Misc | 7,300 | Sold Some | -1,400 | -16.09 % | $276,962 | $294,847 | $17,885 | 6.45 % | $-3,430 | | | | | | History of Nationwide Variable Insurance Trust - Nvit Nationwide Leaders Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Neuberger Berman Advisers Management Trust - Partners Portfolio | Specialty & Misc | 17,100 | New Holding | 17,100 | 100 % | $648,774 | $690,669 | $41,895 | 6.45 % | $41,895 | | | | | | History of Neuberger Berman Advisers Management Trust - Partners Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Riversource Variable Series Trust - Riversource Variable Portfolio Core Bond Fund | No Data | | Sold All | -21,028 | -100 % | | | | 6.45 % | $-51,519 | | | | | | History of Riversource Variable Series Trust - Riversource Variable Portfolio Core Bond Fund Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | 13F-HR/A | Royal Bank Of Canada | Institution | 2,054,386 | Added More | 2,054,016 | 555139.45 % | $77,943,405 | $82,976,651 | $5,033,246 | 6.45 % | $5,032,339 | | | | | | History of Royal Bank Of Canada Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-12-31 | N-CSR | Seligman Growth Fund Inc - Seligman Growth Fund Inc | Multi-Cap Growth | | Sold All | -440,934 | -100 % | | | | 6.45 % | $-1,080,288 | | | | | | History of Seligman Growth Fund Inc - Seligman Growth Fund Inc Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-06-30 | 13F-HR/A | Pggm Investments | No Data | | Sold All | -308,419 | -100 % | | | | 6.45 % | $-755,627 | | | | | | History of Pggm Investments Ownership Of Capital One Financial Corp |
| 2010-03-05 | 2009-03-31 | 13F-HR/A | Pggm Investments | No Data | 308,419 | Sold Some | -14,173 | -4.39 % | $11,701,417 | $12,457,043 | $755,627 | 6.45 % | $-34,724 | | | | | | History of Pggm Investments Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Alexander Robert M | Insider | 113,101 | Sold Some | -1,431 | -1.24 % | $4,166,641 | $4,568,149 | $401,509 | 9.63 % | $-5,080 | | X | | | Chief Information Officer | History of Alexander Robert M Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Berson Jory A | Insider | 119,402 | Sold Some | -2,159 | -1.77 % | $4,398,770 | $4,822,647 | $423,877 | 9.63 % | $-7,664 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Perlin Gary L | Insider | 196,988 | Sold Some | -4,387 | -2.17 % | $7,257,038 | $7,956,345 | $699,307 | 9.63 % | $-15,574 | | X | | | Chief Financial Officer | History of Perlin Gary L Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Sanjiv Yajnik | No Data | 149,851 | Sold Some | -790 | -0.52 % | $5,520,511 | $6,052,482 | $531,971 | 9.63 % | $-2,805 | | X | | | President Financial Services | History of Sanjiv Yajnik Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Schnall Peter A | Insider | 180,011 | Sold Some | -2,632 | -1.44 % | $6,631,605 | $7,270,644 | $639,039 | 9.63 % | $-9,344 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2010-03-02 | 4 | Schneider Ryan M | Insider | 111,444 | Sold Some | -1,512 | -1.33 % | $4,105,597 | $4,501,223 | $395,626 | 9.63 % | $-5,368 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Bridges Investment Fund Inc - Bridges Investment Fund Inc | Specialty & Misc | | Sold All | -52,000 | -100 % | | | | 9.63 % | $-184,600 | | | | | | History of Bridges Investment Fund Inc - Bridges Investment Fund Inc Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Dws Institutional Funds - Dws Equity 500 Index Fund | S&P 500 Index | 108,671 | Sold Some | -8,872 | -7.54 % | $4,003,440 | $4,389,222 | $385,782 | 9.63 % | $-31,496 | | | | | | History of Dws Institutional Funds - Dws Equity 500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Dws Investment Trust - Dws Capital Growth Fund | Multi-Cap Growth | 680,700 | Added More | 550,200 | 421.60 % | $25,076,988 | $27,493,473 | $2,416,485 | 9.63 % | $1,953,210 | | | | | | History of Dws Investment Trust - Dws Capital Growth Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Dws Investment Trust - Dws Capital Growth Fund | Multi-Cap Growth | 108,671 | Sold Some | -21,829 | -16.72 % | $4,003,440 | $4,389,222 | $385,782 | 9.63 % | $-77,493 | | | | | | History of Dws Investment Trust - Dws Capital Growth Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio | Multi-Cap Growth | 4,550 | No Change | 0 | 0 % | $167,622 | $183,775 | $16,153 | 9.63 % | $0 | | | | | | History of Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqalliancebernstein International Portfolio | Global Flex Port | 132,100 | New Holding | 132,100 | 100 % | $4,866,564 | $5,335,519 | $468,955 | 9.63 % | $468,955 | | | | | | History of Eq Advisors Trust - Eqalliancebernstein International Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 244,141 | Sold Some | -159,650 | -39.53 % | $8,994,154 | $9,860,855 | $866,701 | 9.63 % | $-566,758 | | | | | | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 220,876 | Added More | 100 | 0.04 % | $8,137,072 | $8,921,182 | $784,110 | 9.63 % | $355 | | | | | | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqequity 500 Index Portfolio | S&P 500 Index | 124,506 | Sold Some | -4,500 | -3.48 % | $4,586,801 | $5,028,797 | $441,996 | 9.63 % | $-15,975 | | | | | | History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 55,799 | Sold Some | -1,200 | -2.10 % | $2,055,635 | $2,253,722 | $198,086 | 9.63 % | $-4,260 | | | | | | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio | Large-Cap Core | 50,658 | Added More | 11,292 | 28.68 % | $1,866,241 | $2,046,077 | $179,836 | 9.63 % | $40,087 | | | | | | History of Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqmutual Shares Portfolio | Specialty & Misc | 254,672 | Added More | 238,272 | 1452.87 % | $9,382,116 | $10,286,202 | $904,086 | 9.63 % | $845,866 | | | | | | History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 68,495 | Added More | 2,900 | 4.42 % | $2,523,356 | $2,766,513 | $243,157 | 9.63 % | $10,295 | | | | | | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Investors Trust - Ing Franklin Income Portfolio | Equity Income | | Sold All | -204,000 | -100 % | | | | 9.63 % | $-724,200 | | | | | | History of Ing Investors Trust - Ing Franklin Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Investors Trust - Ing International Portfolio | Global Flex Port | 240,600 | Sold Some | -22,400 | -8.51 % | $8,863,704 | $9,717,834 | $854,130 | 9.63 % | $-79,520 | | | | | | History of Ing Investors Trust - Ing International Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Investors Trust - Ing Lord Abbett Affiliated Portfolio | Specialty & Misc | 3,500 | Sold Some | -600 | -14.63 % | $128,940 | $141,365 | $12,425 | 9.63 % | $-2,130 | | | | | | History of Ing Investors Trust - Ing Lord Abbett Affiliated Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Investors Trust - Ing Stock Index Portfolio | Specialty & Misc | 160,756 | Added More | 121,400 | 308.46 % | $5,922,251 | $6,492,935 | $570,684 | 9.63 % | $430,970 | | | | | | History of Ing Investors Trust - Ing Stock Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | 37,600 | New Holding | 37,600 | 100 % | $1,385,184 | $1,518,664 | $133,480 | 9.63 % | $133,480 | | | | | | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing Russell Large Cap Value Portfolio | No Data | 6,500 | No Compare | | | $239,460 | $262,535 | $23,075 | 9.63 % | | | | | | | History of Ing Variable Portfolios Inc - Ing Russell Large Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing Vp Growth Portfolio | Multi-Cap Growth | 111,490 | New Holding | 111,490 | 100 % | $4,107,292 | $4,503,081 | $395,790 | 9.63 % | $395,790 | | | | | | History of Ing Variable Portfolios Inc - Ing Vp Growth Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing Vp Index Plus Largecap Portfolio | Large-Cap Core | 89,700 | Added More | 17,200 | 23.72 % | $3,304,548 | $3,622,983 | $318,435 | 9.63 % | $61,060 | | | | | | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Largecap Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | 98,800 | Added More | 72,700 | 278.54 % | $3,639,792 | $3,990,532 | $350,740 | 9.63 % | $258,085 | | | | | | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSRS | Streettracks Series Trust - Kbw Bank Etf | Specialty & Misc | 833,589 | Sold Some | -109,943 | -11.65 % | $30,709,419 | $33,668,660 | $2,959,241 | 9.63 % | $-390,298 | | | | | | History of Streettracks Series Trust - Kbw Bank Etf Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSRS | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 15,357 | Added More | 4,504 | 41.50 % | $565,752 | $620,269 | $54,517 | 9.63 % | $15,989 | | | | | | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Trust For Professional Managers - Bristlecone Fund | No Data | | Sold All | -952 | -100 % | | | | 9.63 % | $-3,380 | | | | | | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Usaa Mutual Funds Trust - Global Opportunities Fund | No Data | 40,200 | Added More | 14,900 | 58.89 % | $1,480,968 | $1,623,678 | $142,710 | 9.63 % | $52,895 | | | | | | History of Usaa Mutual Funds Trust - Global Opportunities Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Usaa Mutual Funds Trust - Total Return Strategy Fund | Specialty & Misc | 7,700 | Added More | 1,000 | 14.92 % | $283,668 | $311,003 | $27,335 | 9.63 % | $3,550 | | | | | | History of Usaa Mutual Funds Trust - Total Return Strategy Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 124,121 | New Holding | 124,121 | 100 % | $4,572,618 | $5,013,247 | $440,630 | 9.63 % | $440,630 | | | | | | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-04 | 2009-12-31 | N-CSR | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 203,575 | Added More | 10,700 | 5.54 % | $7,499,703 | $8,222,394 | $722,691 | 9.63 % | $37,985 | | | | | | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Masters Select Funds Trust - The Masters Select Value Fund | Multi-Cap Value | 32,000 | New Holding | 32,000 | 100 % | $1,208,320 | $1,292,480 | $84,160 | 6.96 % | $84,160 | | | | | | History of Masters Select Funds Trust - The Masters Select Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 5,607 | No Change | 0 | 0 % | $211,720 | $226,467 | $14,746 | 6.96 % | $0 | | | | | | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 25,714 | No Change | 0 | 0 % | $970,961 | $1,038,588 | $67,628 | 6.96 % | $0 | | | | | | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | 13F-HR/A | Vanguard Group Inc | Institution | 15,458,035 | Added More | 223,288 | 1.46 % | $583,695,402 | $624,350,034 | $40,654,632 | 6.96 % | $587,247 | | | | | | History of Vanguard Group Inc Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | 159,344 | New Holding | 159,344 | 100 % | $6,016,829 | $6,435,904 | $419,075 | 6.96 % | $419,075 | | | | | | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | | Sold All | -947,501 | -100 % | | | | 6.96 % | $-2,491,928 | | | | | | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-03 | 2009-12-31 | N-CSR | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 451,903 | Sold Some | -3,041,712 | -87.06 % | $17,063,857 | $18,252,362 | $1,188,505 | 6.96 % | $-7,999,703 | | | | | | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2010-03-01 | 4 | Schnall Peter A | Insider | 220,643 | Added More | 38,000 | 26.27 % | $8,380,021 | $8,911,771 | $531,750 | 6.34 % | $91,580 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2010-03-01 | 4 | Schnall Peter A | Insider | 182,643 | Sold Some | -38,000 | -17.22 % | $6,936,781 | $7,376,951 | $440,170 | 6.34 % | $-91,580 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2010-03-01 | 4 | Schneider Ryan M | Insider | 92,956 | Sold Some | -1,933 | -2.03 % | $3,530,469 | $3,754,493 | $224,024 | 6.34 % | $-4,659 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2010-02-26 | 4 | Pike Lynn A | Insider | 133,750 | Sold Some | -1,723 | -1.27 % | $5,079,825 | $5,402,163 | $322,338 | 6.34 % | $-4,152 | | X | | | President Banking | History of Pike Lynn A Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2010-02-26 | 4 | Schneider Ryan M | Insider | 94,889 | Sold Some | -11,477 | -10.79 % | $3,603,884 | $3,832,567 | $228,682 | 6.34 % | $-27,660 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2009-12-31 | N-CSR | American Funds Insurance Series - Growth Fund | Multi-Cap Growth | 7,020,000 | Added More | 1,010,000 | 16.80 % | $266,619,600 | $283,537,800 | $16,918,200 | 6.34 % | $2,434,100 | | | | | | History of American Funds Insurance Series - Growth Fund Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2009-12-31 | N-CSR | American Funds Insurance Series - International Fund | Global Flex Port | 5,000,000 | New Holding | 5,000,000 | 100 % | $189,900,000 | $201,950,000 | $12,050,000 | 6.34 % | $12,050,000 | | | | | | History of American Funds Insurance Series - International Fund Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2009-12-31 | N-Q/A | Assetmark Funds - Assetmark Large Cap Value Fund | Multi-Cap Value | 4,173 | New Holding | 4,173 | 100 % | $158,491 | $168,547 | $10,057 | 6.34 % | $10,057 | | | | | | History of Assetmark Funds - Assetmark Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2009-12-31 | N-CSR | Ixis Advisor Funds Trust I - Ixis Value Fund | Multi-Cap Value | | Sold All | -1,025 | -100 % | | | | 6.34 % | $-2,470 | | | | | | History of Ixis Advisor Funds Trust I - Ixis Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-02 | 2009-12-31 | 13F-HR/A | Susquehanna International Group Llp | Institution | 68,986 | Sold Some | -55,441 | -44.55 % | $2,620,088 | $2,786,345 | $166,256 | 6.34 % | $-133,613 | | | | | | History of Susquehanna International Group Llp Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Aegontransamerica Series Trust - Capital Guardian Value | Multi-Cap Value | 78,200 | New Holding | 78,200 | 100 % | $2,923,116 | $3,158,498 | $235,382 | 8.05 % | $235,382 | | | | | | History of Aegontransamerica Series Trust - Capital Guardian Value Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Axp Investment Series Inc - Riversource Disciplined Large Cap Value Fund | No Data | 41,995 | New Holding | 41,995 | 100 % | $1,569,773 | $1,696,178 | $126,405 | 8.05 % | $126,405 | | | | | | History of Axp Investment Series Inc - Riversource Disciplined Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series | Global Flex Port | 1,082 | Sold Some | -150 | -12.17 % | $40,445 | $43,702 | $3,257 | 8.05 % | $-452 | | | | | | History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 18,119 | Added More | 6,721 | 58.96 % | $677,288 | $731,826 | $54,538 | 8.05 % | $20,230 | | | | | | History of Dekabank Deutsche Girozentrale Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Financials | Specialty & Misc | | Sold All | -113,413 | -100 % | | | | 8.05 % | $-341,373 | | | | | | History of Fidelity Central Investment Portfolios Llc - Fidelity Financials Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Fidelity Charles Street Trust - Fidelity Global Balanced Fund | Global Flex Port | | Sold All | -12,000 | -100 % | | | | 8.05 % | $-36,120 | | | | | | History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Fidelity Destiny Portfolios - Capital Development Fund | Specialty & Misc | 600,000 | New Holding | 600,000 | 100 % | $22,428,000 | $24,234,000 | $1,806,000 | 8.05 % | $1,806,000 | | | | | | History of Fidelity Destiny Portfolios - Capital Development Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Fidelity Destiny Portfolios - Diversified Stock Fund | Large-Cap Growth | | Sold All | -1,200,000 | -100 % | | | | 8.05 % | $-3,612,000 | | | | | | History of Fidelity Destiny Portfolios - Diversified Stock Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ge Funds - Ge Global Equity Fund | Global Large-Cap Core | 4,540 | New Holding | 4,540 | 100 % | $169,705 | $183,371 | $13,665 | 8.05 % | $13,665 | | | | | | History of Ge Funds - Ge Global Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ge Funds - Ge Value Equity Fund | Large-Cap Core | 25,054 | New Holding | 25,054 | 100 % | $936,519 | $1,011,931 | $75,413 | 8.05 % | $75,413 | | | | | | History of Ge Funds - Ge Value Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ge Institutional Funds - Value Equity Fund | Multi-Cap Value | 36,979 | New Holding | 36,979 | 100 % | $1,382,275 | $1,493,582 | $111,307 | 8.05 % | $111,307 | | | | | | History of Ge Institutional Funds - Value Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | 13F-HR/A | Ing Investment Management Europe B V | Institution | 326,806 | Added More | 925 | 0.28 % | $12,216,008 | $13,199,694 | $983,686 | 8.05 % | $2,784 | | | | | | History of Ing Investment Management Europe B V Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 1000 Growth Index Fund | Multi-Cap Growth | 258,038 | Added More | 4,447 | 1.75 % | $9,645,460 | $10,422,155 | $776,694 | 8.05 % | $13,385 | | | | | | History of Ishares Trust - Ishares Russell 1000 Growth Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | 205,507 | Sold Some | -4,420 | -2.10 % | $7,681,852 | $8,300,428 | $618,576 | 8.05 % | $-13,304 | | | | | | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 523,490 | Added More | 12,353 | 2.41 % | $19,568,056 | $21,143,761 | $1,575,705 | 8.05 % | $37,183 | | | | | | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 7,285 | Sold Some | -414 | -5.37 % | $272,313 | $294,241 | $21,928 | 8.05 % | $-1,246 | | | | | | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 110,381 | Sold Some | -6,439 | -5.51 % | $4,126,042 | $4,458,289 | $332,247 | 8.05 % | $-19,381 | | | | | | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 19,857 | Sold Some | -2,259 | -10.21 % | $742,255 | $802,024 | $59,770 | 8.05 % | $-6,800 | | | | | | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell Midcap Growth Index Fund | Mid-Cap Growth | 169 | New Holding | 169 | 100 % | $6,317 | $6,826 | $509 | 8.05 % | $509 | | | | | | History of Ishares Trust - Ishares Russell Midcap Growth Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | 296 | New Holding | 296 | 100 % | $11,064 | $11,955 | $891 | 8.05 % | $891 | | | | | | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 321 | New Holding | 321 | 100 % | $11,999 | $12,965 | $966 | 8.05 % | $966 | | | | | | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P 100 Index Fund | Specialty & Misc | 187,539 | New Holding | 187,539 | 100 % | $7,010,208 | $7,574,700 | $564,492 | 8.05 % | $564,492 | | | | | | History of Ishares Trust - Ishares S And P 100 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P 1500 Index Fund | S&P 500 Index | 12,320 | No Compare | | | $460,522 | $497,605 | $37,083 | 8.05 % | | | | | | | History of Ishares Trust - Ishares S And P 1500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P 500 Index Fund | S&P 500 Index | 1,328,161 | No Compare | | | $49,646,658 | $53,644,423 | $3,997,765 | 8.05 % | | | | | | | History of Ishares Trust - Ishares S And P 500 Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P Global Financials Sector Index Fund | Global Flex Port | 34,894 | No Compare | | | $1,304,338 | $1,409,369 | $105,031 | 8.05 % | | | | | | | History of Ishares Trust - Ishares S And P Global Financials Sector Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Leuthold Funds Inc - Grizzly Short Fund | No Data | | Sold All | -39,020 | -100 % | | | | 8.05 % | $-117,450 | | | | | | History of Leuthold Funds Inc - Grizzly Short Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Madison Mosaic Equity Trust - Madison Institutional Equity Option Fund | Specialty & Misc | | Sold All | -6,000 | -100 % | | | | 8.05 % | $-18,060 | | | | | | History of Madison Mosaic Equity Trust - Madison Institutional Equity Option Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Northern Lights Fund Trust - Biondo Fund | Health/Biotech | | Sold All | -3,500 | -100 % | | | | 8.05 % | $-10,535 | | | | | | History of Northern Lights Fund Trust - Biondo Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Putnam Variable Trust - Putnam Vt Growth And Income Fund | Multi-Cap Growth | | Sold All | -121,400 | -100 % | | | | 8.05 % | $-365,414 | | | | | | History of Putnam Variable Trust - Putnam Vt Growth And Income Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Putnam Variable Trust - Putnam Vt Research Fund | Specialty & Misc | 3,500 | Added More | 800 | 29.62 % | $130,830 | $141,365 | $10,535 | 8.05 % | $2,408 | | | | | | History of Putnam Variable Trust - Putnam Vt Research Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Reynolds Funds Inc - Reynolds Blue Chip Growth Fund | Multi-Cap Core | 300 | New Holding | 300 | 100 % | $11,214 | $12,117 | $903 | 8.05 % | $903 | | | | | | History of Reynolds Funds Inc - Reynolds Blue Chip Growth Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund | Flexible Portfolio | 66,833 | New Holding | 66,833 | 100 % | $2,498,218 | $2,699,385 | $201,167 | 8.05 % | $201,167 | | | | | | History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Rydex Series Funds - Financial Services Fund | Financial Services | 7,914 | Sold Some | -1,886 | -19.24 % | $295,825 | $319,646 | $23,821 | 8.05 % | $-5,677 | | | | | | History of Rydex Series Funds - Financial Services Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Rydex Series Funds - Nova Fund | Large-Cap Core | 2,340 | Sold Some | -457 | -16.33 % | $87,469 | $94,513 | $7,043 | 8.05 % | $-1,376 | | | | | | History of Rydex Series Funds - Nova Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Seasons Series Trust - Large Cap Composite Portfolio | Large-Cap Core | 359 | New Holding | 359 | 100 % | $13,419 | $14,500 | $1,081 | 8.05 % | $1,081 | | | | | | History of Seasons Series Trust - Large Cap Composite Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Seasons Series Trust - Large Cap Value Portfolio | Large-Cap Value | 28,933 | New Holding | 28,933 | 100 % | $1,081,516 | $1,168,604 | $87,088 | 8.05 % | $87,088 | | | | | | History of Seasons Series Trust - Large Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 16,685 | New Holding | 16,685 | 100 % | $623,685 | $673,907 | $50,222 | 8.05 % | $50,222 | | | | | | History of Seasons Series Trust - Stock Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Sei Institutional Managed Trust - Global Managed Volatility Fund | Global Flex Port | 5,200 | New Holding | 5,200 | 100 % | $194,376 | $210,028 | $15,652 | 8.05 % | $15,652 | | | | | | History of Sei Institutional Managed Trust - Global Managed Volatility Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Sei Institutional Managed Trust - Large Cap Value Fund | Large-Cap Value | 45,100 | No Change | 0 | 0 % | $1,685,838 | $1,821,589 | $135,751 | 8.05 % | $0 | | | | | | History of Sei Institutional Managed Trust - Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Bond Fund | Specialty & Misc | | Sold All | -126,074 | -100 % | | | | 8.05 % | $-379,483 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Bond Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index Fund | No Data | 16,000 | Added More | 1,100 | 7.38 % | $598,080 | $646,240 | $48,160 | 8.05 % | $3,311 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index Fund | No Data | 44,571 | Added More | 21,654 | 94.48 % | $1,666,064 | $1,800,223 | $134,159 | 8.05 % | $65,179 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 83,928 | Sold Some | -118 | -0.14 % | $3,137,229 | $3,389,852 | $252,623 | 8.05 % | $-355 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | 11,409 | Added More | 486 | 4.44 % | $426,468 | $460,810 | $34,341 | 8.05 % | $1,463 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Touchstone Strategic Trust - Large Cap Value Fund | Large-Cap Value | 4,100 | Sold Some | -17,600 | -81.10 % | $153,258 | $165,599 | $12,341 | 8.05 % | $-52,976 | | | | | | History of Touchstone Strategic Trust - Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Turner Funds - Turner Large Cap Value Fund | Multi-Cap Value | | Sold All | -240 | -100 % | | | | 8.05 % | $-722 | | | | | | History of Turner Funds - Turner Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Turner Funds - Turner Spectrum Fund | No Data | | Sold All | -1,370 | -100 % | | | | 8.05 % | $-4,124 | | | | | | History of Turner Funds - Turner Spectrum Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Vanguard Tax Managed Funds - Vanguard Tax Managed Balanced Fund | Flexible Portfolio | 6,200 | Sold Some | -700 | -10.14 % | $231,756 | $250,418 | $18,662 | 8.05 % | $-2,107 | | | | | | History of Vanguard Tax Managed Funds - Vanguard Tax Managed Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Vanguard Tax Managed Funds - Vanguard Tax Managed Capital Appreciation Fund | Specialty & Misc | 158,900 | No Compare | | | $5,939,682 | $6,417,971 | $478,289 | 8.05 % | | | | | | | History of Vanguard Tax Managed Funds - Vanguard Tax Managed Capital Appreciation Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Vanguard Tax Managed Funds - Vanguard Tax Managed Growth And Income Fund | Multi-Cap Growth | 97,186 | No Compare | | | $3,632,813 | $3,925,343 | $292,530 | 8.05 % | | | | | | | History of Vanguard Tax Managed Funds - Vanguard Tax Managed Growth And Income Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Vanguard Variable Insurance Funds - Diversified Value Portfolio | Multi-Cap Value | 302,500 | No Change | 0 | 0 % | $11,307,450 | $12,217,975 | $910,525 | 8.05 % | $0 | | | | | | History of Vanguard Variable Insurance Funds - Diversified Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-CSR | Vanguard Variable Insurance Funds - Equity Index Portfolio | Specialty & Misc | 89,106 | Sold Some | -18 | -0.02 % | $3,330,782 | $3,598,991 | $268,209 | 8.05 % | $-54 | | | | | | History of Vanguard Variable Insurance Funds - Equity Index Portfolio Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | | Sold All | -3,508 | -100 % | | | | 8.05 % | $-10,559 | | | | | | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Earnings Top 100 Fund | Specialty & Misc | | Sold All | -2,669 | -100 % | | | | 8.05 % | $-8,034 | | | | | | History of Wisdomtree Trust - Wisdomtree Earnings Top 100 Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Largecap Dividend Fund | Large-Cap Core | 5,089 | Sold Some | -25,916 | -83.58 % | $190,227 | $205,545 | $15,318 | 8.05 % | $-78,007 | | | | | | History of Wisdomtree Trust - Wisdomtree Largecap Dividend Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 1,368 | Sold Some | -6,634 | -82.90 % | $51,136 | $55,254 | $4,118 | 8.05 % | $-19,968 | | | | | | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Capital One Financial Corp |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | | Sold All | -1,407 | -100 % | | | | 8.05 % | $-4,235 | | | | | | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2010-02-26 | N-Q | Calvert Social Index Series Inc - Calvert Social Index Fund | Multi-Cap Core | 7,149 | Added More | 436 | 6.49 % | $269,875 | $288,748 | $18,873 | 6.99 % | $1,151 | | | | | | History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2010-02-26 | N-Q | Calvert Social Investment Fund - Equity Portfolio | Multi-Cap Core | 264 | Sold Some | -4 | -1.49 % | $9,966 | $10,663 | $697 | 6.99 % | $-11 | | | | | | History of Calvert Social Investment Fund - Equity Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Aim Variable Insurance Funds - Aim V I Dynamics Fund | Specialty & Misc | 6,424 | No Compare | | | $242,506 | $259,465 | $16,959 | 6.99 % | | | | | | | History of Aim Variable Insurance Funds - Aim V I Dynamics Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Delaware Group Foundation Funds - Delaware Foundation Equity Fund | No Data | 26 | No Compare | | | $982 | $1,050 | $69 | 6.99 % | | | | | | | History of Delaware Group Foundation Funds - Delaware Foundation Equity Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Delaware Group Foundation Funds - Delaware Moderate Allocation Portfolio | Mixed-Asset Target Allocation Moderate | 5,830 | New Holding | 5,830 | 100 % | $220,083 | $235,474 | $15,391 | 6.99 % | $15,391 | | | | | | History of Delaware Group Foundation Funds - Delaware Moderate Allocation Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Dryden Index Series Fund - Dryden Stock Index Fund | Specialty & Misc | 38,266 | New Holding | 38,266 | 100 % | $1,444,542 | $1,545,564 | $101,022 | 6.99 % | $101,022 | | | | | | History of Dryden Index Series Fund - Dryden Stock Index Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 58,800 | New Holding | 58,800 | 100 % | $2,219,700 | $2,374,932 | $155,232 | 6.99 % | $155,232 | | | | | | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Dws Equity Trust - Dws Disciplined Market Neutral Fund | Specialty & Misc | | Sold All | -68,000 | -100 % | | | | 6.99 % | $-179,520 | | | | | | History of Dws Equity Trust - Dws Disciplined Market Neutral Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Dws Variable Series I - Dws Bond Vip | Specialty & Misc | 29,100 | Added More | 23,500 | 419.64 % | $1,098,525 | $1,175,349 | $76,824 | 6.99 % | $62,040 | | | | | | History of Dws Variable Series I - Dws Bond Vip Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 21,700 | Added More | 4,300 | 24.71 % | $819,175 | $876,463 | $57,288 | 6.99 % | $11,352 | | | | | | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Dws Variable Series Ii - Dws Blue Chip Vip | Specialty & Misc | 31,400 | Added More | 25,300 | 414.75 % | $1,185,350 | $1,268,246 | $82,896 | 6.99 % | $66,792 | | | | | | History of Dws Variable Series Ii - Dws Blue Chip Vip Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Dws Variable Series Ii - Dws Strategic Income Vip | Equity Income | | Sold All | -47,346 | -100 % | | | | 6.99 % | $-124,993 | | | | | | History of Dws Variable Series Ii - Dws Strategic Income Vip Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund | Flexible Portfolio | | Sold All | -6,250,000 | -100 % | | | | 6.99 % | $-16,500,000 | | | | | | History of Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Investment Co Of America - Investment Co Of America | Large-Cap Value | 7,105,576 | No Change | 0 | 0 % | $268,235,494 | $286,994,215 | $18,758,721 | 6.99 % | $0 | | | | | | History of Investment Co Of America - Investment Co Of America Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Janus Aspen Series - Balanced Portfolio | Mixed-Asset Target Allocation Growth | 1,300 | New Holding | 1,300 | 100 % | $49,075 | $52,507 | $3,432 | 6.99 % | $3,432 | | | | | | History of Janus Aspen Series - Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Janus Aspen Series - Growth And Income Portfolio | Multi-Cap Growth | | Sold All | -1,100 | -100 % | | | | 6.99 % | $-2,904 | | | | | | History of Janus Aspen Series - Growth And Income Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSRS | Janus Investment Fund - Intech Risk-Managed International Fund | No Data | | Sold All | -5,100 | -100 % | | | | 6.99 % | $-13,464 | | | | | | History of Janus Investment Fund - Intech Risk-Managed International Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSRS | Janus Investment Fund - Intech Risk-Managed Value Fund | No Data | 5,100 | Sold Some | -200 | -3.77 % | $192,525 | $205,989 | $13,464 | 6.99 % | $-528 | | | | | | History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Large Cap Value Portfolio - Large Cap Value Portfolio | Large-Cap Value | | Sold All | -6,000,000 | -100 % | | | | 6.99 % | $-15,840,000 | | | | | | History of Large Cap Value Portfolio - Large Cap Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | 13F-HR/A | Mesirow Advanced Strategies Inc | No Data | 8,557 | No Compare | | | $323,027 | $345,617 | $22,590 | 6.99 % | | | | | | | History of Mesirow Advanced Strategies Inc Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Morgan Stanley Institutional Fund Trust - Balanced Portfolio | Flexible Portfolio | | Sold All | -1,000 | -100 % | | | | 6.99 % | $-2,640 | | | | | | History of Morgan Stanley Institutional Fund Trust - Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Morgan Stanley Institutional Fund Trust - Value Portfolio | Multi-Cap Value | 500 | New Holding | 500 | 100 % | $18,875 | $20,195 | $1,320 | 6.99 % | $1,320 | | | | | | History of Morgan Stanley Institutional Fund Trust - Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Optimum Fund Trust - Optimum Large Cap Growth Fund | Large-Cap Growth | | Sold All | -15,550 | -100 % | | | | 6.99 % | $-41,052 | | | | | | History of Optimum Fund Trust - Optimum Large Cap Growth Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Pacific Life Funds - Pl International Value Fund | International Small-Mid-Cap Value | 34,740 | Added More | 2,020 | 6.17 % | $1,311,435 | $1,403,149 | $91,714 | 6.99 % | $5,333 | | | | | | History of Pacific Life Funds - Pl International Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Select Sector Spdr Trust - Financial Select Sector Spdr Fund | Specialty & Misc | 2,149,868 | Sold Some | -246,282 | -10.27 % | $81,157,517 | $86,833,169 | $5,675,652 | 6.99 % | $-650,184 | | | | | | History of Select Sector Spdr Trust - Financial Select Sector Spdr Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Sti Classic Funds - Balanced Fund | Flexible Portfolio | | Sold All | -500 | -100 % | | | | 6.99 % | $-1,320 | | | | | | History of Sti Classic Funds - Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Sti Classic Funds - Large Cap Growth Stock Fund | Large-Cap Growth | 138,100 | Sold Some | -34,000 | -19.75 % | $5,213,275 | $5,577,859 | $364,584 | 6.99 % | $-89,760 | | | | | | History of Sti Classic Funds - Large Cap Growth Stock Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 7,960 | Sold Some | -2,971 | -27.17 % | $300,490 | $321,504 | $21,014 | 6.99 % | $-7,843 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -45,400 | -100 % | | | | 6.99 % | $-119,856 | | | | | | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Utilities Portfolio - Utilities Portfolio | Utility | | Sold All | -250,000 | -100 % | | | | 6.99 % | $-660,000 | | | | | | History of Utilities Portfolio - Utilities Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset | No Data | 1,300 | Added More | 200 | 18.18 % | $49,075 | $52,507 | $3,432 | 6.99 % | $528 | | | | | | History of Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Fund - Growth Portfolio | Multi-Cap Growth | 1,408,801 | Added More | 536,002 | 61.41 % | $53,182,238 | $56,901,472 | $3,719,235 | 6.99 % | $1,415,045 | | | | | | History of Variable Insurance Products Fund - Growth Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Fund Ii - Contrafund Portfolio | Specialty & Misc | | Sold All | -393,240 | -100 % | | | | 6.99 % | $-1,038,154 | | | | | | History of Variable Insurance Products Fund Ii - Contrafund Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Fund Ii - Index 500 Portfolio | S&P 500 Index | 89,437 | Sold Some | -5,473 | -5.76 % | $3,376,247 | $3,612,360 | $236,114 | 6.99 % | $-14,449 | | | | | | History of Variable Insurance Products Fund Ii - Index 500 Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Fund Iv - Consumer Discretionary Portfolio | Specialty & Misc | 4,500 | New Holding | 4,500 | 100 % | $169,875 | $181,755 | $11,880 | 6.99 % | $11,880 | | | | | | History of Variable Insurance Products Fund Iv - Consumer Discretionary Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Fund Iv - Financial Services Portfolio | Specialty & Misc | | Sold All | -6,400 | -100 % | | | | 6.99 % | $-16,896 | | | | | | History of Variable Insurance Products Fund Iv - Financial Services Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | N-CSR | Variable Insurance Products Iii - Balanced Portfolio | Flexible Portfolio | 110,850 | Added More | 40,350 | 57.23 % | $4,184,588 | $4,477,232 | $292,644 | 6.99 % | $106,524 | | | | | | History of Variable Insurance Products Iii - Balanced Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-26 | 2009-12-31 | 13F-HR/A | Westport Resources Management Inc | Institution | 67 | New Holding | 67 | 100 % | $2,529 | $2,706 | $177 | 6.99 % | $177 | | | | | | History of Westport Resources Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Eaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0 | Multi-Cap Growth | | Sold All | -407,705 | -100 % | | | | 8.08 % | $-1,231,269 | | | | | | History of Eaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0 Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Fidelity Advisor Series Viii - Overseas Fund | International Large-Cap Core | | Sold All | -41,300 | -100 % | | | | 8.08 % | $-124,726 | | | | | | History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Jpmorgan Value Opportunities Fund Inc - Jpmorgan Value Opportunities Fund Inc | Multi-Cap Value | 123 | New Holding | 123 | 100 % | $4,597 | $4,968 | $371 | 8.08 % | $371 | | | | | | History of Jpmorgan Value Opportunities Fund Inc - Jpmorgan Value Opportunities Fund Inc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Legg Mason Partners Variable Equity Trust - Legg Mason Partners Variable Investors Portfolio | Specialty & Misc | 65,020 | New Holding | 65,020 | 100 % | $2,429,797 | $2,626,158 | $196,360 | 8.08 % | $196,360 | | | | | | History of Legg Mason Partners Variable Equity Trust - Legg Mason Partners Variable Investors Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund | No Data | | Sold All | -67,016 | -100 % | | | | 8.08 % | $-202,388 | | | | | | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | | Sold All | -130,890 | -100 % | | | | 8.08 % | $-395,288 | | | | | | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund | Multi-Cap Growth | | Sold All | -227,420 | -100 % | | | | 8.08 % | $-686,808 | | | | | | History of Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund | Specialty & Misc | | Sold All | -211,550 | -100 % | | | | 8.08 % | $-638,881 | | | | | | History of Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | 13F-HR/A | Northern Trust Corp | Institution | 5,483,329 | Sold Some | -206,657 | -3.63 % | $204,912,005 | $221,471,658 | $16,559,654 | 8.08 % | $-624,104 | | | | | | History of Northern Trust Corp Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-CSR | Tax Managed Growth Portfolio - Tax Managed Growth Portfolio | Multi-Cap Growth | | Sold All | -407,705 | -100 % | | | | 8.08 % | $-1,231,269 | | | | | | History of Tax Managed Growth Portfolio - Tax Managed Growth Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-Q | Unified Series Trust - Dean Large Cap Value Fund | Large-Cap Value | | Sold All | -7,335 | -100 % | | | | 8.08 % | $-22,152 | | | | | | History of Unified Series Trust - Dean Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-12-31 | N-Q | Vanguard Malvern Funds - Vanguard Asset Allocation Fund | Flexible Portfolio | 248,245 | Sold Some | -46,855 | -15.87 % | $9,276,916 | $10,026,616 | $749,700 | 8.08 % | $-141,502 | | | | | | History of Vanguard Malvern Funds - Vanguard Asset Allocation Fund Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-09-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 10,931 | Sold Some | -14,834 | -57.57 % | $408,491 | $441,503 | $33,012 | 8.08 % | $-44,799 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-06-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 25,765 | Sold Some | -25,419 | -49.66 % | $962,838 | $1,040,648 | $77,810 | 8.08 % | $-76,765 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2009-03-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 51,184 | Added More | 45,414 | 787.07 % | $1,912,746 | $2,067,322 | $154,576 | 8.08 % | $137,150 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2008-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 5,770 | Sold Some | -23,345 | -80.18 % | $215,625 | $233,050 | $17,425 | 8.08 % | $-70,502 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2008-09-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 29,115 | Added More | 4,615 | 18.83 % | $1,088,028 | $1,175,955 | $87,927 | 8.08 % | $13,937 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2008-06-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 24,500 | Added More | 24,400 | 24400.00 % | $915,565 | $989,555 | $73,990 | 8.08 % | $73,688 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2008-03-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 100 | New Holding | 100 | 100 % | $3,737 | $4,039 | $302 | 8.08 % | $302 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2007-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | | Sold All | -2,700 | -100 % | | | | 8.08 % | $-8,154 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2007-09-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 2,700 | Added More | 2,600 | 2600.00 % | $100,899 | $109,053 | $8,154 | 8.08 % | $7,852 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2007-06-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 100 | Sold Some | -28,593 | -99.65 % | $3,737 | $4,039 | $302 | 8.08 % | $-86,351 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2007-03-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 28,693 | New Holding | 28,693 | 100 % | $1,072,257 | $1,158,910 | $86,653 | 8.08 % | $86,653 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2006-06-30 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | | Sold All | -11,925 | -100 % | | | | 8.08 % | $-36,014 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2006-03-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 11,925 | Added More | 11,700 | 5200.00 % | $445,637 | $481,651 | $36,014 | 8.08 % | $35,334 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2006-03-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 11,925 | Added More | 11,425 | 2285.00 % | $445,637 | $481,651 | $36,014 | 8.08 % | $34,504 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2005-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 225 | No Compare | | | $8,408 | $9,088 | $680 | 8.08 % | | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-25 | 2005-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 500 | No Compare | | | $18,685 | $20,195 | $1,510 | 8.08 % | | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-24 | 2009-12-31 | 13F-HR | Dixon Hubard And Feinour Inc | Institution | 12,997 | Added More | 950 | 7.88 % | $489,207 | $524,949 | $35,742 | 7.30 % | $2,613 | | | | | | History of Dixon Hubard And Feinour Inc Ownership Of Capital One Financial Corp |
| 2010-02-24 | 2009-12-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -5,000 | -100 % | | | | 7.30 % | $-13,750 | | | | | | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-02-24 | 2009-12-31 | N-CSR | Lord Abbett Series Fund Inc - International Portfolio | International Multi-Cap Core | 90,728 | Added More | 60,328 | 198.44 % | $3,415,002 | $3,664,504 | $249,502 | 7.30 % | $165,902 | | | | | | History of Lord Abbett Series Fund Inc - International Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-22 | 4 | Berson Jory A | Insider | 121,561 | Sold Some | -8,000 | -6.17 % | $4,501,404 | $4,909,849 | $408,445 | 9.07 % | $-26,880 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Alexander Robert M | Insider | 114,529 | Sold Some | -1,143 | -0.98 % | $4,241,009 | $4,625,826 | $384,817 | 9.07 % | $-3,840 | | X | | | Chief Information Officer | History of Alexander Robert M Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Berson Jory A | Insider | 129,561 | Sold Some | -2,564 | -1.94 % | $4,797,644 | $5,232,969 | $435,325 | 9.07 % | $-8,615 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Perlin Gary L | Insider | 201,375 | Sold Some | -3,945 | -1.92 % | $7,456,916 | $8,133,536 | $676,620 | 9.07 % | $-13,255 | | X | | | Chief Financial Officer | History of Perlin Gary L Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Pike Lynn A | Insider | 135,473 | Sold Some | -1,739 | -1.26 % | $5,016,565 | $5,471,754 | $455,189 | 9.07 % | $-5,843 | | X | | | President Banking | History of Pike Lynn A Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Sanjiv Yajnik | No Data | 150,624 | Sold Some | -808 | -0.53 % | $5,577,607 | $6,083,703 | $506,097 | 9.07 % | $-2,715 | | X | | | President Financial Services | History of Sanjiv Yajnik Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Schnall Peter A | Insider | 182,627 | Sold Some | -2,192 | -1.18 % | $6,762,678 | $7,376,305 | $613,627 | 9.07 % | $-7,365 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2010-02-21 | 4 | Schneider Ryan M | Insider | 106,357 | Sold Some | -1,612 | -1.49 % | $3,938,400 | $4,295,759 | $357,360 | 9.07 % | $-5,416 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2009-12-31 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Barrow Hanley Value Fund | Large-Cap Value | 54,440 | Sold Some | -4,100 | -7.00 % | $2,015,913 | $2,198,832 | $182,918 | 9.07 % | $-13,776 | | | | | | History of Old Mutual Advisor Funds Ii - Old Mutual Barrow Hanley Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2009-10-31 | N-CSR/A | American Beacon Funds - American Beacon Balanced Fund | Mixed-Asset Target Allocation Growth | 106,200 | Added More | 1,100 | 1.04 % | $3,932,586 | $4,289,418 | $356,832 | 9.07 % | $3,696 | | | | | | History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-02-23 | 2009-10-31 | N-CSR/A | American Beacon Funds - American Beacon Large Cap Value Fund | Large-Cap Value | 1,207,400 | No Change | 0 | 0 % | $44,710,022 | $48,766,886 | $4,056,864 | 9.07 % | $0 | | | | | | History of American Beacon Funds - American Beacon Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-22 | 2009-12-31 | N-CSR | Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value Portfolio | Multi-Cap Value | | Sold All | -32,600 | -100 % | | | | 5.51 % | $-68,786 | | | | | | History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value Portfolio Ownership Of Capital One Financial Corp |
| 2010-02-22 | 2009-12-31 | 13F-HR | Greenway Trading Llc | Institution | 8,100 | New Holding | 8,100 | 100 % | $310,068 | $327,159 | $17,091 | 5.51 % | $17,091 | | | | | | History of Greenway Trading Llc Ownership Of Capital One Financial Corp |
| 2010-02-22 | 2009-12-31 | 13F-HR | Jefferies Group Inc | Institution | 12,263 | Added More | 2,589 | 26.76 % | $469,428 | $495,303 | $25,875 | 5.51 % | $5,463 | | | | | | History of Jefferies Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-22 | 2009-12-31 | 13F-HR/A | Sandy Spring Bank | No Data | 560 | Sold Some | -1,200 | -68.18 % | $21,437 | $22,618 | $1,182 | 5.51 % | $-2,532 | | | | | | History of Sandy Spring Bank Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2010-02-16 | 4 | Schnall Peter A | Insider | 184,819 | Sold Some | -31,382 | -14.51 % | $6,899,293 | $7,464,839 | $565,546 | 8.19 % | $-96,029 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | 13F-HR/A | American International Group Inc | Institution | 226,176 | Sold Some | -65,230 | -22.38 % | $8,443,150 | $9,135,249 | $692,099 | 8.19 % | $-199,604 | | | | | | History of American International Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | N-CSR | Genworth Variable Insurance Trust - Genworth Eaton Vance Large Cap Value Fund | No Data | | Sold All | -33,146 | -100 % | | | | 8.19 % | $-101,427 | | | | | | History of Genworth Variable Insurance Trust - Genworth Eaton Vance Large Cap Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | 13F-HR | Gmt Capital Corp | Institution | 989,700 | Added More | 25,300 | 2.62 % | $36,945,501 | $39,973,983 | $3,028,482 | 8.19 % | $77,418 | | | | | | History of Gmt Capital Corp Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | 13F-HR/A | Lloyds Tsb Bank Plc | Institution | 84,939 | New Holding | 84,939 | 100 % | $3,170,773 | $3,430,686 | $259,913 | 8.19 % | $259,913 | | | | | | History of Lloyds Tsb Bank Plc Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | 13F-HR | New York State Teachers Retirement System | Institution | 1,459,408 | Added More | 3,795 | 0.26 % | $54,479,701 | $58,945,489 | $4,465,788 | 8.19 % | $11,613 | | | | | | History of New York State Teachers Retirement System Ownership Of Capital One Financial Corp |
| 2010-02-18 | 2009-12-31 | 13F-HR | Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb | Insider | 7,792 | New Holding | 7,792 | 100 % | $290,875 | $314,719 | $23,844 | 8.19 % | $23,844 | | | | | | History of Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb Ownership Of Capital One Financial Corp |
| 2010-02-17 | 2009-12-31 | 13F-HR | Barclays Plc | Institution | 223,968 | Added More | 41,875 | 22.99 % | $8,253,221 | $9,046,068 | $792,847 | 9.60 % | $148,238 | | | | | | History of Barclays Plc Ownership Of Capital One Financial Corp |
| 2010-02-17 | 2009-12-31 | 13F-HR/A | Credit Suisse | Institution | 344,575 | Added More | 92,676 | 36.79 % | $12,697,589 | $13,917,384 | $1,219,796 | 9.60 % | $328,073 | | | | | | History of Credit Suisse Ownership Of Capital One Financial Corp |
| 2010-02-17 | 2009-12-31 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -29,737 | -100 % | | | | 9.60 % | $-105,269 | | | | | | History of Jane Street Holding Llc Ownership Of Capital One Financial Corp |
| 2010-02-17 | 2009-12-31 | 13F-HR/A | Oregon Public Employees Retirement Fund | No Data | 22,408 | No Compare | | | $825,735 | $905,059 | $79,324 | 9.60 % | | | | | | | History of Oregon Public Employees Retirement Fund Ownership Of Capital One Financial Corp |
| 2010-02-17 | 2009-12-31 | 13F-HR | Us Bancorp De | Institution | 74,949 | Sold Some | -35,062 | -31.87 % | $2,761,871 | $3,027,190 | $265,319 | 9.60 % | $-124,119 | | | | | | History of Us Bancorp De Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2010-02-16 | 13F-HR | Legg Mason Capital Management Inc | Institution | 8,618,259 | Sold Some | -557,714 | -6.07 % | $316,634,836 | $348,091,481 | $31,456,645 | 9.93 % | $-2,035,656 | | | | | | History of Legg Mason Capital Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2010-02-16 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 4,650 | Sold Some | -70 | -1.48 % | $170,841 | $187,814 | $16,973 | 9.93 % | $-256 | | | | | | History of Legg Mason Investment Counsel Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2010-02-16 | 13F-HR | Legg Mason Trust Company National Association | Institution | 762 | No Change | 0 | 0 % | $27,996 | $30,777 | $2,781 | 9.93 % | $0 | | | | | | History of Legg Mason Trust Company National Association Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Aberdeen Asset Management Plc | Institution | 981,670 | Sold Some | -26,800 | -2.65 % | $36,066,556 | $39,649,651 | $3,583,096 | 9.93 % | $-97,820 | | | | | | History of Aberdeen Asset Management Plc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Adage Capital Partners Gp Llc | Institution | 26,700 | Sold Some | -592,955 | -95.69 % | $980,958 | $1,078,413 | $97,455 | 9.93 % | $-2,164,286 | | | | | | History of Adage Capital Partners Gp Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Adams Express Co | Institution | 210,000 | Sold Some | -105,000 | -33.33 % | $7,715,400 | $8,481,900 | $766,500 | 9.93 % | $-383,250 | | | | | | History of Adams Express Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR/A | Adar Investment Management Llc | Institution | 40,000 | Added More | 10,000 | 33.33 % | $1,469,600 | $1,615,600 | $146,000 | 9.93 % | $36,500 | | | | | | History of Adar Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Alex Brown Investment Management Llc | Institution | 23,500 | Sold Some | -150 | -0.63 % | $863,390 | $949,165 | $85,775 | 9.93 % | $-548 | | | | | | History of Alex Brown Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Alyeska Investment Group Lp | No Data | | Sold All | -136,548 | -100 % | | | | 9.93 % | $-498,400 | | | | | | History of Alyeska Investment Group Lp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Amvescap Plc | Institution | 2,505,130 | Added More | 171,536 | 7.35 % | $92,038,476 | $101,182,201 | $9,143,725 | 9.93 % | $626,106 | | | | | | History of Amvescap Plc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Aqr Capital Management Llc | Institution | 16,734 | Added More | 6,300 | 60.37 % | $614,807 | $675,886 | $61,079 | 9.93 % | $22,995 | | | | | | History of Aqr Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Aragon Global Management Llc | Institution | 6,576 | Sold Some | -118,697 | -94.75 % | $241,602 | $265,605 | $24,002 | 9.93 % | $-433,244 | | | | | | History of Aragon Global Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Atlanta Capital Management Co L L C | Institution | 16,650 | No Change | 0 | 0 % | $611,721 | $672,494 | $60,773 | 9.93 % | $0 | | | | | | History of Atlanta Capital Management Co L L C Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Babson Capital Management Llc | Institution | 45,669 | Sold Some | -3,500 | -7.11 % | $1,677,879 | $1,844,571 | $166,692 | 9.93 % | $-12,775 | | | | | | History of Babson Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Balyasny Asset Management Llc | Institution | 35,000 | Sold Some | -314,600 | -89.98 % | $1,285,900 | $1,413,650 | $127,750 | 9.93 % | $-1,148,290 | | | | | | History of Balyasny Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bam Management Llc | No Data | | Sold All | -16,500 | -100 % | | | | 9.93 % | $-60,225 | | | | | | History of Bam Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bam Offshore Management Llc | No Data | | Sold All | -9,279 | -100 % | | | | 9.93 % | $-33,868 | | | | | | History of Bam Offshore Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bancorpsouth Inc | Institution | 2,722 | No Change | 0 | 0 % | $100,006 | $109,942 | $9,935 | 9.93 % | $0 | | | | | | History of Bancorpsouth Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Benchmark Capital Advisors | Institution | 7,500 | New Holding | 7,500 | 100 % | $275,550 | $302,925 | $27,375 | 9.93 % | $27,375 | | | | | | History of Benchmark Capital Advisors Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bluecrest Capital Management Ltd | Institution | 32,252 | New Holding | 32,252 | 100 % | $1,184,938 | $1,302,658 | $117,720 | 9.93 % | $117,720 | | | | | | History of Bluecrest Capital Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bogle Investment Management L P | Institution | 33,308 | New Holding | 33,308 | 100 % | $1,223,736 | $1,345,310 | $121,574 | 9.93 % | $121,574 | | | | | | History of Bogle Investment Management L P Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Broadmark Asset Management Llc | Institution | 10,800 | Added More | 2,000 | 22.72 % | $396,792 | $436,212 | $39,420 | 9.93 % | $7,300 | | | | | | History of Broadmark Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bryn Mawr Capital Management Inc | Institution | 112,930 | New Holding | 112,930 | 100 % | $4,149,048 | $4,561,243 | $412,195 | 9.93 % | $412,195 | | | | | | History of Bryn Mawr Capital Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Caip Partners Llc | No Data | | Sold All | -56,100 | -100 % | | | | 9.93 % | $-204,765 | | | | | | History of Caip Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Capstone Asset Management Co | Institution | 57,566 | Added More | 8,040 | 16.23 % | $2,114,975 | $2,325,091 | $210,116 | 9.93 % | $29,346 | | | | | | History of Capstone Asset Management Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Capstone Investment Advisors Llc | Institution | 37,844 | Added More | 27,941 | 282.14 % | $1,390,389 | $1,528,519 | $138,131 | 9.93 % | $101,985 | | | | | | History of Capstone Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 427,514 | Sold Some | -6,215 | -1.43 % | $15,706,864 | $17,267,290 | $1,560,426 | 9.93 % | $-22,685 | | | | | | History of Chevy Chase Trust Holdings Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Citadel Advisors Llc | Insider | 9,123 | No Compare | | | $335,179 | $368,478 | $33,299 | 9.93 % | | | | | | | History of Citadel Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Cna Financial Corp | Institution | 28,575 | Sold Some | -1,481 | -4.92 % | $1,049,846 | $1,154,144 | $104,299 | 9.93 % | $-5,406 | | | | | | History of Cna Financial Corp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Concert Wealth Management Inc | No Data | 105 | No Change | 0 | 0 % | $3,858 | $4,241 | $383 | 9.93 % | $0 | | | | | | History of Concert Wealth Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Corestates Capital Advisors Llc | No Data | 17,632 | Sold Some | -251 | -1.40 % | $647,800 | $712,156 | $64,357 | 9.93 % | $-916 | | | | | | History of Corestates Capital Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Credit Suisse First Boston | Institution | 1,968,129 | Added More | 228,252 | 13.11 % | $72,309,059 | $79,492,730 | $7,183,671 | 9.93 % | $833,120 | | | | | | History of Credit Suisse First Boston Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Elm Ridge Management Llc | No Data | 1,031,427 | No Compare | | | $37,894,628 | $41,659,337 | $3,764,709 | 9.93 % | | | | | | | History of Elm Ridge Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Endex Capital Management Llc | Institution | 4,312 | No Change | 0 | 0 % | $158,423 | $174,162 | $15,739 | 9.93 % | $0 | | | | | | History of Endex Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fbr Capital Markets Corp | Insider | 44,000 | Sold Some | -1,000 | -2.22 % | $1,616,560 | $1,777,160 | $160,600 | 9.93 % | $-3,650 | | | | | | History of Fbr Capital Markets Corp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Federated Investors Inc | Institution | 14,017 | Added More | 9,438 | 206.11 % | $514,985 | $566,147 | $51,162 | 9.93 % | $34,449 | | | | | | History of Federated Investors Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fidelity International Ltd | Institution | 112,940 | Sold Some | -220,900 | -66.16 % | $4,149,416 | $4,561,647 | $412,231 | 9.93 % | $-806,285 | | | | | | History of Fidelity International Ltd Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fifth Third Asset Management Inc | Institution | 46,861 | Added More | 10,685 | 29.53 % | $1,721,673 | $1,892,716 | $171,043 | 9.93 % | $39,000 | | | | | | History of Fifth Third Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fifth Third Bancorp | Institution | 10,194 | Added More | 3,661 | 56.03 % | $374,528 | $411,736 | $37,208 | 9.93 % | $13,363 | | | | | | History of Fifth Third Bancorp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Financial Architects Inc | Institution | 4,620 | No Change | 0 | 0 % | $169,739 | $186,602 | $16,863 | 9.93 % | $0 | | | | | | History of Financial Architects Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fmr Corp | Institution | 10,190,818 | Sold Some | -9,094,428 | -47.15 % | $374,410,653 | $411,607,139 | $37,196,486 | 9.93 % | $-33,194,662 | | | | | | History of Fmr Corp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Glg Partners Inc | Institution | 299,357 | Added More | 21,953 | 7.91 % | $10,998,376 | $12,091,029 | $1,092,653 | 9.93 % | $80,128 | | | | | | History of Glg Partners Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Goldman Sachs Group Inc | Institution | 4,445,726 | Added More | 2,189,306 | 97.02 % | $163,335,973 | $179,562,873 | $16,226,900 | 9.93 % | $7,990,967 | | | | | | History of Goldman Sachs Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Great Oaks Capital Management Llc | Institution | 7,400 | New Holding | 7,400 | 100 % | $271,876 | $298,886 | $27,010 | 9.93 % | $27,010 | | | | | | History of Great Oaks Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Harber Asset Management Llc | Institution | 15,000 | New Holding | 15,000 | 100 % | $551,100 | $605,850 | $54,750 | 9.93 % | $54,750 | | | | | | History of Harber Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Harrison Walter F Iii Ny | Institution | | Sold All | -47,589 | -100 % | | | | 9.93 % | $-173,700 | | | | | | History of Harrison Walter F Iii Ny Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Henderson Group Plc | Institution | 106,698 | Added More | 15,488 | 16.98 % | $3,920,085 | $4,309,532 | $389,448 | 9.93 % | $56,531 | | | | | | History of Henderson Group Plc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | High Point Bank And Trust Co | Institution | 100 | No Change | 0 | 0 % | $3,674 | $4,039 | $365 | 9.93 % | $0 | | | | | | History of High Point Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ing Groep Nv | Institution | 737,119 | Added More | 82,230 | 12.55 % | $27,081,752 | $29,772,236 | $2,690,484 | 9.93 % | $300,140 | | | | | | History of Ing Groep Nv Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 13,371 | Added More | 542 | 4.22 % | $491,251 | $540,055 | $48,804 | 9.93 % | $1,978 | | | | | | History of Janney Montgomery Scott Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Janus Capital Management Llc | Institution | 1,721,694 | Added More | 426,131 | 32.89 % | $63,255,038 | $69,539,221 | $6,284,183 | 9.93 % | $1,555,378 | | | | | | History of Janus Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Julius Baer Holding Ltd | No Data | 59,774 | No Compare | | | $2,196,097 | $2,414,272 | $218,175 | 9.93 % | | | | | | | History of Julius Baer Holding Ltd Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Kbc Group Nv | Institution | 38,332 | New Holding | 38,332 | 100 % | $1,408,318 | $1,548,229 | $139,912 | 9.93 % | $139,912 | | | | | | History of Kbc Group Nv Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Lsv Asset Management | Institution | 2,242,303 | Sold Some | -107,400 | -4.57 % | $82,382,212 | $90,566,618 | $8,184,406 | 9.93 % | $-392,010 | | | | | | History of Lsv Asset Management Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Magnetar Financial Llc | Institution | 10,085 | Sold Some | -3,528 | -25.91 % | $370,523 | $407,333 | $36,810 | 9.93 % | $-12,877 | | | | | | History of Magnetar Financial Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Managed Account Advisors Llc | Institution | 254,226 | Added More | 10,736 | 4.40 % | $9,340,263 | $10,268,188 | $927,925 | 9.93 % | $39,186 | | | | | | History of Managed Account Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Manalapan Oracle Capital Management Llc | No Data | 21,888 | No Compare | | | $804,165 | $884,056 | $79,891 | 9.93 % | | | | | | | History of Manalapan Oracle Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Manufactureres Life Insurance Co | Institution | 90,714 | Sold Some | -610 | -0.66 % | $3,332,832 | $3,663,938 | $331,106 | 9.93 % | $-2,227 | | | | | | History of Manufactureres Life Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Martin And Co Inc | Institution | 112,939 | Sold Some | -5,848 | -4.92 % | $4,149,379 | $4,561,606 | $412,227 | 9.93 % | $-21,345 | | | | | | History of Martin And Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 386,456 | Sold Some | -7,773 | -1.97 % | $14,198,393 | $15,608,958 | $1,410,564 | 9.93 % | $-28,371 | | | | | | History of Mfc Global Investment Management Usa Ltd Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Millennium Management Llc | Institution | 15,244 | Sold Some | -142,115 | -90.31 % | $560,065 | $615,705 | $55,641 | 9.93 % | $-518,720 | | | | | | History of Millennium Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Morgan Stanley | Institution | 1,661,197 | Added More | 401,476 | 31.87 % | $61,032,378 | $67,095,747 | $6,063,369 | 9.93 % | $1,465,387 | | | | | | History of Morgan Stanley Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Neuberger Berman Group Llc | No Data | 588,260 | Added More | 552,150 | 1529.07 % | $21,612,672 | $23,759,821 | $2,147,149 | 9.93 % | $2,015,348 | | | | | | History of Neuberger Berman Group Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Nuveen Hydepark Group Llc | Institution | 27,120 | Added More | 1,120 | 4.30 % | $996,389 | $1,095,377 | $98,988 | 9.93 % | $4,088 | | | | | | History of Nuveen Hydepark Group Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Oz Management Llc | Institution | 24,200 | New Holding | 24,200 | 100 % | $889,108 | $977,438 | $88,330 | 9.93 % | $88,330 | | | | | | History of Oz Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Partner Fund Management Lp | Institution | 727,684 | New Holding | 727,684 | 100 % | $26,735,110 | $29,391,157 | $2,656,047 | 9.93 % | $2,656,047 | | | | | | History of Partner Fund Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Partner Investment Management Lp | Institution | 389,590 | New Holding | 389,590 | 100 % | $14,313,537 | $15,735,540 | $1,422,004 | 9.93 % | $1,422,004 | | | | | | History of Partner Investment Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Paulson And Co Inc | Institution | 17,000,000 | No Change | 0 | 0 % | $624,580,000 | $686,630,000 | $62,050,000 | 9.93 % | $0 | | | | | | History of Paulson And Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Piedmont Investment Advisors Llc | Institution | 600 | Sold Some | -400 | -40.00 % | $22,044 | $24,234 | $2,190 | 9.93 % | $-1,460 | | | | | | History of Piedmont Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Porter Orlin Llc | Institution | | Sold All | -46,800 | -100 % | | | | 9.93 % | $-170,820 | | | | | | History of Porter Orlin Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Principal Financial Group Inc | Institution | 868,551 | Added More | 123,821 | 16.62 % | $31,910,564 | $35,080,775 | $3,170,211 | 9.93 % | $451,947 | | | | | | History of Principal Financial Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Private Bank And Trust Co | Institution | | Sold All | -5,027 | -100 % | | | | 9.93 % | $-18,349 | | | | | | History of Private Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Provident Advisors Llc | Institution | 8,400 | Sold Some | -1,100 | -11.57 % | $308,616 | $339,276 | $30,660 | 9.93 % | $-4,015 | | | | | | History of Provident Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Prudential Financial Inc | Institution | 3,245,191 | Added More | 172,539 | 5.61 % | $119,228,317 | $131,073,264 | $11,844,947 | 9.93 % | $629,767 | | | | | | History of Prudential Financial Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Quaker Capital Management Corp | Institution | 93,675 | Added More | 695 | 0.74 % | $3,441,620 | $3,783,533 | $341,914 | 9.93 % | $2,537 | | | | | | History of Quaker Capital Management Corp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Sac Capital Advisors Lp | No Data | 8,364 | New Holding | 8,364 | 100 % | $307,293 | $337,822 | $30,529 | 9.93 % | $30,529 | | | | | | History of Sac Capital Advisors Lp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Samlyn Capital Llc | Institution | 611,500 | New Holding | 611,500 | 100 % | $22,466,510 | $24,698,485 | $2,231,975 | 9.93 % | $2,231,975 | | | | | | History of Samlyn Capital Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Sb Schonfeld Fund Advisors Llc | No Data | 7,680 | No Compare | | | $282,163 | $310,195 | $28,032 | 9.93 % | | | | | | | History of Sb Schonfeld Fund Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Soros Fund Management Llc | Institution | 22,200 | Sold Some | -12,700 | -36.38 % | $815,628 | $896,658 | $81,030 | 9.93 % | $-46,355 | | | | | | History of Soros Fund Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | State Treasurer State Of Michigan | Institution | 1,323,642 | Sold Some | -2,209,200 | -62.53 % | $48,630,607 | $53,461,900 | $4,831,293 | 9.93 % | $-8,063,580 | | | | | | History of State Treasurer State Of Michigan Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR/A | Sumitomo Trust Banking Co Ltd Fi | No Data | 546,832 | No Compare | | | $20,090,608 | $22,086,544 | $1,995,937 | 9.93 % | | | | | | | History of Sumitomo Trust Banking Co Ltd Fi Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ten Asset Management | Institution | 9,480 | New Holding | 9,480 | 100 % | $348,295 | $382,897 | $34,602 | 9.93 % | $34,602 | | | | | | History of Ten Asset Management Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Thales Fund Management Llc | Institution | | Sold All | -14,093 | -100 % | | | | 9.93 % | $-51,439 | | | | | | History of Thales Fund Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Two Sigma Investments Llc | Institution | 502,691 | New Holding | 502,691 | 100 % | $18,468,867 | $20,303,689 | $1,834,822 | 9.93 % | $1,834,822 | | | | | | History of Two Sigma Investments Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ubs Ag | Institution | 761,102 | Sold Some | -476,509 | -38.50 % | $27,962,887 | $30,740,910 | $2,778,022 | 9.93 % | $-1,739,258 | | | | | | History of Ubs Ag Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR/A | Ubs Global Asset Management Americas Inc | Institution | 703,800 | Sold Some | -57,685 | -7.57 % | $25,857,612 | $28,426,482 | $2,568,870 | 9.93 % | $-210,550 | | | | | | History of Ubs Global Asset Management Americas Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Veritable L P | Institution | 13,501 | Added More | 418 | 3.19 % | $496,027 | $545,305 | $49,279 | 9.93 % | $1,526 | | | | | | History of Veritable L P Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Viking Global Investors Lp | Institution | 5,366,268 | New Holding | 5,366,268 | 100 % | $197,156,686 | $216,743,565 | $19,586,878 | 9.93 % | $19,586,878 | | | | | | History of Viking Global Investors Lp Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Wells Fargo And Co | Institution | 1,035,962 | Added More | 47,034 | 4.75 % | $38,061,244 | $41,842,505 | $3,781,261 | 9.93 % | $171,674 | | | | | | History of Wells Fargo And Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Wilmington Trust Co | Institution | 4,020 | Sold Some | -225 | -5.30 % | $147,695 | $162,368 | $14,673 | 9.93 % | $-821 | | | | | | History of Wilmington Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Wilmington Trust Investment Management Llc | Insider | 13,150 | No Compare | | | $483,131 | $531,129 | $47,998 | 9.93 % | | | | | | | History of Wilmington Trust Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Winchester Group Inc | No Data | 23,232 | No Compare | | | $853,544 | $938,340 | $84,797 | 9.93 % | | | | | | | History of Winchester Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Wm Advisors Inc | Institution | 26,000 | No Change | 0 | 0 % | $955,240 | $1,050,140 | $94,900 | 9.93 % | $0 | | | | | | History of Wm Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-12-31 | 13F-HR | Zebra Capital Management Llc | Institution | 4,846 | New Holding | 4,846 | 100 % | $178,042 | $195,730 | $17,688 | 9.93 % | $17,688 | | | | | | History of Zebra Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-16 | 2009-09-30 | 13F-HR/A | Ubs Ag | Institution | 1,237,611 | Added More | 875,813 | 242.07 % | $45,469,828 | $49,987,108 | $4,517,280 | 9.93 % | $3,196,717 | | | | | | History of Ubs Ag Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2010-02-12 | 13F-HR | Bartlett And Co | Institution | 200 | Sold Some | -100 | -33.33 % | $7,028 | $8,078 | $1,050 | 14.94 % | $-525 | | | | | | History of Bartlett And Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2010-02-12 | 13F-HR | Batterymarch Financial Management Inc | Institution | 92,648 | Sold Some | -10,939 | -10.56 % | $3,255,651 | $3,742,053 | $486,402 | 14.94 % | $-57,430 | | | | | | History of Batterymarch Financial Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2010-02-12 | 13F-HR | Clearbridge Advisors Llc | Institution | 1,250,635 | Sold Some | -15,417 | -1.21 % | $43,947,314 | $50,513,148 | $6,565,834 | 14.94 % | $-80,939 | | | | | | History of Clearbridge Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Allstate Insurance Co | Institution | 103,260 | New Holding | 103,260 | 100 % | $3,628,556 | $4,170,671 | $542,115 | 14.94 % | $542,115 | | | | | | History of Allstate Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Allstate Retirement Plan | Institution | 25,244 | New Holding | 25,244 | 100 % | $887,074 | $1,019,605 | $132,531 | 14.94 % | $132,531 | | | | | | History of Allstate Retirement Plan Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Alphabet Management Llc | No Data | 100,000 | New Holding | 100,000 | 100 % | $3,514,000 | $4,039,000 | $525,000 | 14.94 % | $525,000 | | | | | | History of Alphabet Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 10,382 | Sold Some | -276 | -2.58 % | $364,823 | $419,329 | $54,506 | 14.94 % | $-1,449 | | | | | | History of Alpine Woods Capital Investors Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Ameriprise Financial Inc | Institution | 1,428,251 | Added More | 577,052 | 67.79 % | $50,188,740 | $57,687,058 | $7,498,318 | 14.94 % | $3,029,523 | | | | | | History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Apg All Pensions Group | Institution | 1,412,754 | Added More | 359,329 | 34.11 % | $49,644,176 | $57,061,134 | $7,416,959 | 14.94 % | $1,886,477 | | | | | | History of Apg All Pensions Group Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Appaloosa Management Lp | Institution | 3,000,000 | No Change | 0 | 0 % | $105,420,000 | $121,170,000 | $15,750,000 | 14.94 % | $0 | | | | | | History of Appaloosa Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Aston Asset Management Llc | Institution | 42,350 | New Holding | 42,350 | 100 % | $1,488,179 | $1,710,517 | $222,338 | 14.94 % | $222,338 | | | | | | History of Aston Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Axa | Institution | 1,320,726 | Sold Some | -5,407,942 | -80.37 % | $46,410,312 | $53,344,123 | $6,933,812 | 14.94 % | $-28,391,696 | | | | | | History of Axa Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Barclays Global Investors Na Ca | Institution | 11,439,968 | Sold Some | -15,439,104 | -57.43 % | $402,000,476 | $462,060,308 | $60,059,832 | 14.94 % | $-81,055,296 | | | | | | History of Barclays Global Investors Na Ca Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Advisors Llc | Institution | 13,032 | Sold Some | -24,872 | -65.61 % | $457,944 | $526,362 | $68,418 | 14.94 % | $-130,578 | | | | | | History of Blackrock Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Fund Advisors | No Data | 3,144,479 | No Compare | | | $110,496,992 | $127,005,507 | $16,508,515 | 14.94 % | | | | | | | History of Blackrock Fund Advisors Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Group Ltd | Institution | 2,698,100 | Added More | 2,558,495 | 1832.66 % | $94,811,234 | $108,976,259 | $14,165,025 | 14.94 % | $13,432,099 | | | | | | History of Blackrock Group Ltd Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Inc | No Data | 578,774 | Added More | 520,569 | 894.37 % | $20,338,118 | $23,376,682 | $3,038,564 | 14.94 % | $2,732,987 | | | | | | History of Blackrock Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,384,413 | Added More | 22,073 | 1.62 % | $48,648,273 | $55,916,441 | $7,268,168 | 14.94 % | $115,883 | | | | | | History of Blackrock Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Caisse De Depot Et Placement Du Quebec | Institution | 21,700 | New Holding | 21,700 | 100 % | $762,538 | $876,463 | $113,925 | 14.94 % | $113,925 | | | | | | History of Caisse De Depot Et Placement Du Quebec Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Capital Research Global Investors | Institution | 22,151,776 | Sold Some | -1,200,000 | -5.13 % | $778,413,409 | $894,710,233 | $116,296,824 | 14.94 % | $-6,300,000 | | | | | | History of Capital Research Global Investors Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Castle Creek Arbitrage Llc | Institution | 28,500 | New Holding | 28,500 | 100 % | $1,001,490 | $1,151,115 | $149,625 | 14.94 % | $149,625 | | | | | | History of Castle Creek Arbitrage Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Caxton Associates Llc | Institution | 5,994 | Sold Some | -2 | -0.03 % | $210,629 | $242,098 | $31,469 | 14.94 % | $-11 | | | | | | History of Caxton Associates Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Chesapeake Partners Management Co Inc | Institution | 552,460 | Added More | 200,000 | 56.74 % | $19,413,444 | $22,313,859 | $2,900,415 | 14.94 % | $1,050,000 | | | | | | History of Chesapeake Partners Management Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Citigroup Inc | Institution | 22,901 | Sold Some | -178,769 | -88.64 % | $804,741 | $924,971 | $120,230 | 14.94 % | $-938,537 | | | | | | History of Citigroup Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Cohen And Steers Inc | Institution | 5,000 | New Holding | 5,000 | 100 % | $175,700 | $201,950 | $26,250 | 14.94 % | $26,250 | | | | | | History of Cohen And Steers Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Connor Clark And Lunn Investment Management Ltd | Institution | 8,775 | Sold Some | -8,600 | -49.49 % | $308,354 | $354,422 | $46,069 | 14.94 % | $-45,150 | | | | | | History of Connor Clark And Lunn Investment Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Credit Agricole S A | Institution | 259,472 | Sold Some | -439,154 | -62.85 % | $9,117,846 | $10,480,074 | $1,362,228 | 14.94 % | $-2,305,559 | | | | | | History of Credit Agricole S A Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Delaware Management Business Trust | Institution | 546,294 | Sold Some | -21,199 | -3.73 % | $19,196,771 | $22,064,815 | $2,868,044 | 14.94 % | $-111,295 | | | | | | History of Delaware Management Business Trust Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Diamondback Capital Management Llc | Institution | 1,801,472 | Added More | 1,111,290 | 161.01 % | $63,303,726 | $72,761,454 | $9,457,728 | 14.94 % | $5,834,273 | | | | | | History of Diamondback Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Dodge And Cox | Institution | 56,953,766 | Sold Some | -234,140 | -0.40 % | $2,001,355,337 | $2,300,362,609 | $299,007,272 | 14.94 % | $-1,229,235 | | | | | | History of Dodge And Cox Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | N-CSR | Dreyfus Stock Index Fund Inc - Dreyfus Stock Index Fund Inc | Specialty & Misc | | Sold All | -82,459 | -100 % | | | | 14.94 % | $-432,910 | | | | | | History of Dreyfus Stock Index Fund Inc - Dreyfus Stock Index Fund Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Edgar Lomax Co | Institution | 5,850 | Sold Some | -234,190 | -97.56 % | $205,569 | $236,282 | $30,713 | 14.94 % | $-1,229,498 | | | | | | History of Edgar Lomax Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Elca Board Of Pensions | Institution | 10,535 | Added More | 548 | 5.48 % | $370,200 | $425,509 | $55,309 | 14.94 % | $2,877 | | | | | | History of Elca Board Of Pensions Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Fairfield Research Corp | Institution | 3 | No Change | 0 | 0 % | $105 | $121 | $16 | 14.94 % | $0 | | | | | | History of Fairfield Research Corp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | First National Bank Of Omaha | Institution | 5,105 | Sold Some | -7,725 | -60.21 % | $179,390 | $206,191 | $26,801 | 14.94 % | $-40,556 | | | | | | History of First National Bank Of Omaha Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Geode Capital Management Llc | Institution | 2,467,891 | Sold Some | -118,646 | -4.58 % | $86,721,690 | $99,678,117 | $12,956,428 | 14.94 % | $-622,892 | | | | | | History of Geode Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Glenmede Trust Co Na | Institution | 148,162 | Sold Some | -33,384 | -18.38 % | $5,206,413 | $5,984,263 | $777,851 | 14.94 % | $-175,266 | | | | | | History of Glenmede Trust Co Na Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | 212,000 | Added More | 166,800 | 369.02 % | $7,449,680 | $8,562,680 | $1,113,000 | 14.94 % | $875,700 | | | | | | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Guggenheim Capital Llc | Institution | 33,888 | Added More | 13,677 | 67.67 % | $1,190,824 | $1,368,736 | $177,912 | 14.94 % | $71,804 | | | | | | History of Guggenheim Capital Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hotchkis And Wiley Capital Management Llc | Institution | 994,000 | Sold Some | -208,700 | -17.35 % | $34,929,160 | $40,147,660 | $5,218,500 | 14.94 % | $-1,095,675 | | | | | | History of Hotchkis And Wiley Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hsbc Holdings Plc | Institution | 128,079 | Sold Some | -12,265 | -8.73 % | $4,500,696 | $5,173,111 | $672,415 | 14.94 % | $-64,391 | | | | | | History of Hsbc Holdings Plc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hutchin Hill Capital Lp | No Data | 38,300 | No Compare | | | $1,345,862 | $1,546,937 | $201,075 | 14.94 % | | | | | | | History of Hutchin Hill Capital Lp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Irish Life Investment Managers | Institution | 559,438 | Added More | 17,724 | 3.27 % | $19,658,651 | $22,595,701 | $2,937,050 | 14.94 % | $93,051 | | | | | | History of Irish Life Investment Managers Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 408,100 | Added More | 142,300 | 53.53 % | $14,340,634 | $16,483,159 | $2,142,525 | 14.94 % | $747,075 | | | | | | History of Jacobs Levy Equity Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Jesaga Advisers Llc | Institution | | Sold All | -543,900 | -100 % | | | | 14.94 % | $-2,855,475 | | | | | | History of Jesaga Advisers Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Johnson Financial Group Inc | No Data | 106 | No Compare | | | $3,725 | $4,281 | $557 | 14.94 % | | | | | | | History of Johnson Financial Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Js Asset Management Llc | Institution | 22,700 | Sold Some | -66,100 | -74.43 % | $797,678 | $916,853 | $119,175 | 14.94 % | $-347,025 | | | | | | History of Js Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Keybank National Association | Institution | 38,117 | Sold Some | -3,112 | -7.54 % | $1,339,431 | $1,539,546 | $200,114 | 14.94 % | $-16,338 | | | | | | History of Keybank National Association Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Knight Capital Group Inc | Institution | 16,933 | New Holding | 16,933 | 100 % | $595,026 | $683,924 | $88,898 | 14.94 % | $88,898 | | | | | | History of Knight Capital Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Level Global Investors Lp | Institution | 200,000 | New Holding | 200,000 | 100 % | $7,028,000 | $8,078,000 | $1,050,000 | 14.94 % | $1,050,000 | | | | | | History of Level Global Investors Lp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Liberty Mutual Insurance Co | Institution | 7,322 | Added More | 82 | 1.13 % | $257,295 | $295,736 | $38,441 | 14.94 % | $431 | | | | | | History of Liberty Mutual Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Lord Abbett And Co Llc | Institution | 5,589,356 | Added More | 508,373 | 10.00 % | $196,409,970 | $225,754,089 | $29,344,119 | 14.94 % | $2,668,958 | | | | | | History of Lord Abbett And Co Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Madison Square Investors Llc | No Data | 227,803 | Sold Some | -56,557 | -19.88 % | $8,004,997 | $9,200,963 | $1,195,966 | 14.94 % | $-296,924 | | | | | | History of Madison Square Investors Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Mason Street Advisors Llc | Institution | 132,344 | Sold Some | -3,900 | -2.86 % | $4,650,568 | $5,345,374 | $694,806 | 14.94 % | $-20,475 | | | | | | History of Mason Street Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Meag New York Corp | Institution | 12,400 | No Change | 0 | 0 % | $435,736 | $500,836 | $65,100 | 14.94 % | $0 | | | | | | History of Meag New York Corp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 1,195,535 | Added More | 798,703 | 201.26 % | $42,011,100 | $48,287,659 | $6,276,559 | 14.94 % | $4,193,191 | | | | | | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Natixis | Institution | 73,190 | Sold Some | -1,439 | -1.92 % | $2,571,897 | $2,956,144 | $384,248 | 14.94 % | $-7,555 | | | | | | History of Natixis Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Natixis Asset Management | Institution | 291,383 | New Holding | 291,383 | 100 % | $10,239,199 | $11,768,959 | $1,529,761 | 14.94 % | $1,529,761 | | | | | | History of Natixis Asset Management Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Nli International Inc | Institution | 91,840 | Added More | 1,710 | 1.89 % | $3,227,258 | $3,709,418 | $482,160 | 14.94 % | $8,978 | | | | | | History of Nli International Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Nomura Holdings Inc | Institution | | Sold All | -44,940 | -100 % | | | | 14.94 % | $-235,935 | | | | | | History of Nomura Holdings Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Northern Trust Co Of Connecticut | Institution | 31,483 | New Holding | 31,483 | 100 % | $1,106,313 | $1,271,598 | $165,286 | 14.94 % | $165,286 | | | | | | History of Northern Trust Co Of Connecticut Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 13,868 | Added More | 11,466 | 477.35 % | $487,322 | $560,129 | $72,807 | 14.94 % | $60,197 | | | | | | History of Northwestern Mutual Wealth Management Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Oppenheimer Funds Inc | Institution | 1,069,500 | Added More | 107,900 | 11.22 % | $37,582,230 | $43,197,105 | $5,614,875 | 14.94 % | $566,475 | | | | | | History of Oppenheimer Funds Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Pitcairn Group L P | Institution | 7,636 | Sold Some | -174 | -2.22 % | $268,329 | $308,418 | $40,089 | 14.94 % | $-914 | | | | | | History of Pitcairn Group L P Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Placemark Investments Inc | Institution | 27,783 | Added More | 3,178 | 12.91 % | $976,295 | $1,122,155 | $145,861 | 14.94 % | $16,685 | | | | | | History of Placemark Investments Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Pollux Capital | Institution | 6,000 | New Holding | 6,000 | 100 % | $210,840 | $242,340 | $31,500 | 14.94 % | $31,500 | | | | | | History of Pollux Capital Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Price T Rowe Associates Inc | Institution | 5,490,896 | Sold Some | -371,700 | -6.34 % | $192,950,085 | $221,777,289 | $28,827,204 | 14.94 % | $-1,951,425 | | | | | | History of Price T Rowe Associates Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Public Sector Pension Investment Board | Institution | 55,057 | Added More | 21,658 | 64.84 % | $1,934,703 | $2,223,752 | $289,049 | 14.94 % | $113,705 | | | | | | History of Public Sector Pension Investment Board Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Putnam Investment Management Llc | Institution | 31,288 | New Holding | 31,288 | 100 % | $1,099,460 | $1,263,722 | $164,262 | 14.94 % | $164,262 | | | | | | History of Putnam Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Pzena Investment Management Llc | Institution | 4,985,445 | Sold Some | -593,194 | -10.63 % | $175,188,537 | $201,362,124 | $26,173,586 | 14.94 % | $-3,114,269 | | | | | | History of Pzena Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Renaissance Technologies Corp | Institution | 1,028,699 | New Holding | 1,028,699 | 100 % | $36,148,483 | $41,549,153 | $5,400,670 | 14.94 % | $5,400,670 | | | | | | History of Renaissance Technologies Corp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Santa Barbara Asset Management | Institution | 872 | Added More | 5 | 0.57 % | $30,642 | $35,220 | $4,578 | 14.94 % | $26 | | | | | | History of Santa Barbara Asset Management Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Schneider Capital Management Corp | Institution | 134,540 | Sold Some | -160,575 | -54.41 % | $4,727,736 | $5,434,071 | $706,335 | 14.94 % | $-843,019 | | | | | | History of Schneider Capital Management Corp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 939,969 | Sold Some | -151,247 | -13.86 % | $33,030,511 | $37,965,348 | $4,934,837 | 14.94 % | $-794,047 | | | | | | History of Schwab Charles Investment Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Sei Trust Co | Institution | 30,300 | Added More | 5,200 | 20.71 % | $1,064,742 | $1,223,817 | $159,075 | 14.94 % | $27,300 | | | | | | History of Sei Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Td Asset Management Inc | Institution | 429,037 | Added More | 104,000 | 31.99 % | $15,076,360 | $17,328,804 | $2,252,444 | 14.94 % | $546,000 | | | | | | History of Td Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Td Asset Management Usa Inc | Institution | 8,094 | New Holding | 8,094 | 100 % | $284,423 | $326,917 | $42,494 | 14.94 % | $42,494 | | | | | | History of Td Asset Management Usa Inc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Td Capital Management Llc | No Data | 200 | No Compare | | | $7,028 | $8,078 | $1,050 | 14.94 % | | | | | | | History of Td Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Teacher Retirement System Of Texas | Institution | 653,883 | Added More | 50,135 | 8.30 % | $22,977,449 | $26,410,334 | $3,432,886 | 14.94 % | $263,209 | | | | | | History of Teacher Retirement System Of Texas Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 22,202 | Sold Some | -25,918 | -53.86 % | $780,178 | $896,739 | $116,561 | 14.94 % | $-136,070 | | | | | | History of Tewksbury Capital Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR/A | Thrivent Financial For Lutherans | Institution | 461,928 | Added More | 355,747 | 335.03 % | $16,232,150 | $18,657,272 | $2,425,122 | 14.94 % | $1,867,672 | | | | | | History of Thrivent Financial For Lutherans Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Transamerica Investment Management Llc | Institution | 5,542 | Sold Some | -195 | -3.39 % | $194,746 | $223,841 | $29,096 | 14.94 % | $-1,024 | | | | | | History of Transamerica Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Tudor Investment Corp Et Al | Institution | 33,600 | Added More | 22,500 | 202.70 % | $1,180,704 | $1,357,104 | $176,400 | 14.94 % | $118,125 | | | | | | History of Tudor Investment Corp Et Al Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Unionbancal Corp | Institution | 2,800 | Sold Some | -173 | -5.81 % | $98,392 | $113,092 | $14,700 | 14.94 % | $-908 | | | | | | History of Unionbancal Corp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | United Services Automobile Association | Institution | 725,782 | Added More | 24,164 | 3.44 % | $25,503,979 | $29,314,335 | $3,810,356 | 14.94 % | $126,861 | | | | | | History of United Services Automobile Association Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-12-31 | 13F-HR | Wellington Management Co Llp | Institution | 52,915 | New Holding | 52,915 | 100 % | $1,859,433 | $2,137,237 | $277,804 | 14.94 % | $277,804 | | | | | | History of Wellington Management Co Llp Ownership Of Capital One Financial Corp |
| 2010-02-12 | 2009-09-30 | 13F-HR/A | Unionbancal Corp | Institution | 2,973 | Sold Some | -217 | -6.80 % | $104,471 | $120,079 | $15,608 | 14.94 % | $-1,139 | | | | | | History of Unionbancal Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Advisor Partners Llc | No Data | 6,315 | New Holding | 6,315 | 100 % | $225,067 | $255,063 | $29,996 | 13.32 % | $29,996 | | | | | | History of Advisor Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Al Frank Asset Management Inc | Institution | 5,512 | Sold Some | -160 | -2.82 % | $196,448 | $222,630 | $26,182 | 13.32 % | $-760 | | | | | | History of Al Frank Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Allianz Global Investors Of America L P | Institution | 1,027,701 | Sold Some | -31,655 | -2.98 % | $36,627,264 | $41,508,843 | $4,881,580 | 13.32 % | $-150,361 | | | | | | History of Allianz Global Investors Of America L P Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | American Century Companies Inc | Institution | 8,675 | Sold Some | -71,620 | -89.19 % | $309,177 | $350,383 | $41,206 | 13.32 % | $-340,195 | | | | | | History of American Century Companies Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Argyll Research Llc | Institution | 49,000 | Sold Some | -49,000 | -50.00 % | $1,746,360 | $1,979,110 | $232,750 | 13.32 % | $-232,750 | | | | | | History of Argyll Research Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Aviva Plc | Institution | 260,489 | Sold Some | -4,210 | -1.59 % | $9,283,828 | $10,521,151 | $1,237,323 | 13.32 % | $-19,998 | | | | | | History of Aviva Plc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Bank Of America Corp | Institution | 1,049,671 | Added More | 520,665 | 98.42 % | $37,410,274 | $42,396,212 | $4,985,937 | 13.32 % | $2,473,159 | | | | | | History of Bank Of America Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Chicago Equity Partners Llc | Institution | 209,915 | Added More | 174,620 | 494.74 % | $7,481,371 | $8,478,467 | $997,096 | 13.32 % | $829,445 | | | | | | History of Chicago Equity Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Citizens Bank Wealth Management Na | Institution | | Sold All | -4,196 | -100 % | | | | 13.32 % | $-19,931 | | | | | | History of Citizens Bank Wealth Management Na Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Claymore Advisors Llc | Institution | 179,751 | Sold Some | -3,918 | -2.13 % | $6,406,326 | $7,260,143 | $853,817 | 13.32 % | $-18,611 | | | | | | History of Claymore Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Curian Capital Llc | Institution | 213,971 | Added More | 31,439 | 17.22 % | $7,625,926 | $8,642,289 | $1,016,362 | 13.32 % | $149,335 | | | | | | History of Curian Capital Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Davidson D A And Co | Institution | 3,715 | Added More | 3,605 | 3277.27 % | $132,403 | $150,049 | $17,646 | 13.32 % | $17,124 | | | | | | History of Davidson D A And Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Employees Retirement System Of Texas | Institution | 139,500 | Sold Some | -122,800 | -46.81 % | $4,971,780 | $5,634,405 | $662,625 | 13.32 % | $-583,300 | | | | | | History of Employees Retirement System Of Texas Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | F And C Asset Management Plc | Institution | 179,068 | Added More | 11,882 | 7.10 % | $6,381,984 | $7,232,557 | $850,573 | 13.32 % | $56,440 | | | | | | History of F And C Asset Management Plc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Franklin Resources Inc | Institution | 2,138,442 | Sold Some | -500,000 | -18.95 % | $76,214,073 | $86,371,672 | $10,157,600 | 13.32 % | $-2,375,000 | | | | | | History of Franklin Resources Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Gamco Investors Inc Et Al | Institution | 24,860 | No Change | 0 | 0 % | $886,010 | $1,004,095 | $118,085 | 13.32 % | $0 | | | | | | History of Gamco Investors Inc Et Al Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Haverford Trust Co | Institution | | Sold All | -12,741 | -100 % | | | | 13.32 % | $-60,520 | | | | | | History of Haverford Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Hbk Investments L P | Institution | 13,528 | New Holding | 13,528 | 100 % | $482,138 | $546,396 | $64,258 | 13.32 % | $64,258 | | | | | | History of Hbk Investments L P Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Ig Investment Management Ltd | Institution | 93,137 | Added More | 37,229 | 66.58 % | $3,319,403 | $3,761,803 | $442,401 | 13.32 % | $176,838 | | | | | | History of Ig Investment Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Ing Investment Management Co | Institution | 769,767 | Added More | 81,184 | 11.79 % | $27,434,496 | $31,090,889 | $3,656,393 | 13.32 % | $385,624 | | | | | | History of Ing Investment Management Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Institutional Capital Corp | Institution | 6,077,470 | Added More | 133,349 | 2.24 % | $216,601,031 | $245,469,013 | $28,867,983 | 13.32 % | $633,408 | | | | | | History of Institutional Capital Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Investec Asset Management Ltd | Institution | 1,930,118 | Sold Some | -35,092 | -1.78 % | $68,789,406 | $77,957,466 | $9,168,061 | 13.32 % | $-166,687 | | | | | | History of Investec Asset Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Investment Management Of Virginia Llc | Institution | 21,515 | Sold Some | -135 | -0.62 % | $766,795 | $868,991 | $102,196 | 13.32 % | $-641 | | | | | | History of Investment Management Of Virginia Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Korea Investment Corp | No Data | 406,300 | Sold Some | -70,700 | -14.82 % | $14,480,532 | $16,410,457 | $1,929,925 | 13.32 % | $-335,825 | | | | | | History of Korea Investment Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Laurion Capital Management Lp | Institution | 67,200 | Added More | 53,900 | 405.26 % | $2,395,008 | $2,714,208 | $319,200 | 13.32 % | $256,025 | | | | | | History of Laurion Capital Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Legal And General Group Plc | Institution | 1,904,504 | Sold Some | -53,524 | -2.73 % | $67,876,523 | $76,922,917 | $9,046,394 | 13.32 % | $-254,239 | | | | | | History of Legal And General Group Plc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Marshall Ilsley Corp | Institution | 159,008 | Added More | 47,172 | 42.17 % | $5,667,045 | $6,422,333 | $755,288 | 13.32 % | $224,067 | | | | | | History of Marshall Ilsley Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Martin Currie Inc | Institution | 2,300 | New Holding | 2,300 | 100 % | $81,972 | $92,897 | $10,925 | 13.32 % | $10,925 | | | | | | History of Martin Currie Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Metropolitan Life Insurance Co | Institution | 376,611 | Sold Some | -7,657 | -1.99 % | $13,422,416 | $15,211,318 | $1,788,902 | 13.32 % | $-36,371 | | | | | | History of Metropolitan Life Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Omers Administration Corp | Institution | 16,460 | New Holding | 16,460 | 100 % | $586,634 | $664,819 | $78,185 | 13.32 % | $78,185 | | | | | | History of Omers Administration Corp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Padco Advisors Ii Inc | Institution | 150,688 | Added More | 7,704 | 5.38 % | $5,370,520 | $6,086,288 | $715,768 | 13.32 % | $36,594 | | | | | | History of Padco Advisors Ii Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Padco Advisors Inc | Institution | 94,358 | Sold Some | -19,581 | -17.18 % | $3,362,919 | $3,811,120 | $448,201 | 13.32 % | $-93,010 | | | | | | History of Padco Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Paydenfunds | Institution | 5,169 | Sold Some | -700 | -11.92 % | $184,223 | $208,776 | $24,553 | 13.32 % | $-3,325 | | | | | | History of Paydenfunds Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Qwest Asset Management Co | Institution | 25,954 | Sold Some | -55 | -0.21 % | $925,001 | $1,048,282 | $123,282 | 13.32 % | $-261 | | | | | | History of Qwest Asset Management Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Robeco Investment Management Inc | Institution | 1,370,215 | Added More | 374,815 | 37.65 % | $48,834,463 | $55,342,984 | $6,508,521 | 13.32 % | $1,780,371 | | | | | | History of Robeco Investment Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Roc Capital Management Lp | No Data | 31,800 | No Compare | | | $1,133,352 | $1,284,402 | $151,050 | 13.32 % | | | | | | | History of Roc Capital Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Rockefeller Financial Services Inc | Institution | 900,548 | Added More | 12,218 | 1.37 % | $32,095,531 | $36,373,134 | $4,277,603 | 13.32 % | $58,036 | | | | | | History of Rockefeller Financial Services Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Rothschild Asset Management Inc | Institution | 384,459 | Added More | 46,511 | 13.76 % | $13,702,119 | $15,528,299 | $1,826,180 | 13.32 % | $220,927 | | | | | | History of Rothschild Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | | Sold All | -68,943 | -100 % | | | | 13.32 % | $-327,479 | | | | | | History of Royal Bank Of Scotland Group Plc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Russell Frank Co | Institution | 3,432,803 | Added More | 32,831 | 0.96 % | $122,345,099 | $138,650,913 | $16,305,814 | 13.32 % | $155,947 | | | | | | History of Russell Frank Co Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Scotia Asset Management Lp | No Data | 245,657 | No Compare | | | $8,755,215 | $9,922,086 | $1,166,871 | 13.32 % | | | | | | | History of Scotia Asset Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Sentry Investment Management Inc | Institution | 15,300 | Sold Some | -30,200 | -66.37 % | $545,292 | $617,967 | $72,675 | 13.32 % | $-143,450 | | | | | | History of Sentry Investment Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | State Of Wisconsin Investment Board | Institution | 531,797 | Added More | 77,673 | 17.10 % | $18,953,245 | $21,479,281 | $2,526,036 | 13.32 % | $368,947 | | | | | | History of State Of Wisconsin Investment Board Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Suntrust Banks Inc | Institution | 430,057 | Sold Some | -88,223 | -17.02 % | $15,327,231 | $17,370,002 | $2,042,771 | 13.32 % | $-419,059 | | | | | | History of Suntrust Banks Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Symphony Asset Management Llc | Institution | 53,152 | New Holding | 53,152 | 100 % | $1,894,337 | $2,146,809 | $252,472 | 13.32 % | $252,472 | | | | | | History of Symphony Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Systematic Financial Management Lp | Institution | 895,275 | Added More | 884,615 | 8298.45 % | $31,907,601 | $36,160,157 | $4,252,556 | 13.32 % | $4,201,921 | | | | | | History of Systematic Financial Management Lp Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Teachers Advisors Inc | Institution | 463,726 | Added More | 57,323 | 14.10 % | $16,527,195 | $18,729,893 | $2,202,699 | 13.32 % | $272,284 | | | | | | History of Teachers Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Thompson Siegel And Walmsley Inc | Institution | 430,099 | Added More | 103,360 | 31.63 % | $15,328,728 | $17,371,699 | $2,042,970 | 13.32 % | $490,960 | | | | | | History of Thompson Siegel And Walmsley Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 3,570,638 | Added More | 111,696 | 3.22 % | $127,257,538 | $144,218,069 | $16,960,531 | 13.32 % | $530,556 | | | | | | History of Tiaa Cref Investment Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Twin Capital Management Inc | Institution | 49,410 | Added More | 15,050 | 43.80 % | $1,760,972 | $1,995,670 | $234,698 | 13.32 % | $71,488 | | | | | | History of Twin Capital Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Verizon Communications Inc | Institution | 60,813 | No Change | 0 | 0 % | $2,167,375 | $2,456,237 | $288,862 | 13.32 % | $0 | | | | | | History of Verizon Communications Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-12-31 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 247,076 | Added More | 15,100 | 6.50 % | $8,805,789 | $9,979,400 | $1,173,611 | 13.32 % | $71,725 | | | | | | History of Virginia Retirement Systems Et Al Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-11-30 | N-CSRS | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 249 | No Change | 0 | 0 % | $8,874 | $10,057 | $1,183 | 13.32 % | $0 | | | | | | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2009-11-30 | N-CSRS | Claymore Exchange-Traded Fund Trust - Claymoredorchester Us-1 - The Capital Markets Index Etf | No Data | 155 | No Change | 0 | 0 % | $5,524 | $6,260 | $736 | 13.32 % | $0 | | | | | | History of Claymore Exchange-Traded Fund Trust - Claymoredorchester Us-1 - The Capital Markets Index Etf Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2007-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 4,350 | Sold Some | -16,247 | -78.88 % | $155,034 | $175,697 | $20,663 | 13.32 % | $-77,173 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2006-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 20,597 | Sold Some | -52,734 | -71.91 % | $734,077 | $831,913 | $97,836 | 13.32 % | $-250,487 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2006-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 20,597 | Added More | 17,147 | 497.01 % | $734,077 | $831,913 | $97,836 | 13.32 % | $81,448 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2005-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 73,331 | Added More | 29,826 | 68.55 % | $2,613,517 | $2,961,839 | $348,322 | 13.32 % | $141,674 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2005-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 3,450 | Sold Some | -200 | -5.47 % | $122,958 | $139,346 | $16,388 | 13.32 % | $-950 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2005-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 3,450 | Sold Some | -40,055 | -92.06 % | $122,958 | $139,346 | $16,388 | 13.32 % | $-190,261 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2005-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 73,331 | Added More | 69,681 | 1909.06 % | $2,613,517 | $2,961,839 | $348,322 | 13.32 % | $330,985 | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2004-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 43,505 | No Compare | | | $1,550,518 | $1,757,167 | $206,649 | 13.32 % | | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-11 | 2004-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 3,650 | No Compare | | | $130,086 | $147,424 | $17,338 | 13.32 % | | | | | | | History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Boston Private Bank And Trust Co | Institution | 10,804 | New Holding | 10,804 | 100 % | $384,190 | $436,374 | $52,183 | 13.58 % | $52,183 | | | | | | History of Boston Private Bank And Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR/A | Bridges Investment Counsel Inc | Institution | 27,845 | Sold Some | -4,880 | -14.91 % | $990,168 | $1,124,660 | $134,491 | 13.58 % | $-23,570 | | | | | | History of Bridges Investment Counsel Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR/A | Bridges Investment Management Inc | Institution | 92,265 | Sold Some | -18,400 | -16.62 % | $3,280,943 | $3,726,583 | $445,640 | 13.58 % | $-88,872 | | | | | | History of Bridges Investment Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Capital One National Association | Institution | 32,470 | Sold Some | -10,610 | -24.62 % | $1,154,633 | $1,311,463 | $156,830 | 13.58 % | $-51,246 | | | | | | History of Capital One National Association Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,559,766 | Added More | 215,665 | 6.44 % | $126,585,279 | $143,778,949 | $17,193,670 | 13.58 % | $1,041,662 | | | | | | History of Dimensional Fund Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Diversified Trust Co | No Data | 57,500 | No Compare | | | $2,044,700 | $2,322,425 | $277,725 | 13.58 % | | | | | | | History of Diversified Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | First Investors Management Co Inc | Institution | 200,245 | Added More | 13,000 | 6.94 % | $7,120,712 | $8,087,896 | $967,183 | 13.58 % | $62,790 | | | | | | History of First Investors Management Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | First Quadrant L P | Institution | 16,250 | Added More | 14,000 | 622.22 % | $577,850 | $656,338 | $78,488 | 13.58 % | $67,620 | | | | | | History of First Quadrant L P Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Hbos Plc | No Data | 511,317 | Sold Some | -207,739 | -28.89 % | $18,182,433 | $20,652,094 | $2,469,661 | 13.58 % | $-1,003,379 | | | | | | History of Hbos Plc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Marshall Wace North America L P | Institution | 11,696 | New Holding | 11,696 | 100 % | $415,910 | $472,401 | $56,492 | 13.58 % | $56,492 | | | | | | History of Marshall Wace North America L P Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 122,200 | Sold Some | -9,900 | -7.49 % | $4,345,432 | $4,935,658 | $590,226 | 13.58 % | $-47,817 | | | | | | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Numeric Investors Llc | Institution | | Sold All | -11,900 | -100 % | | | | 13.58 % | $-57,477 | | | | | | History of Numeric Investors Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 165,032 | Sold Some | -289,389 | -63.68 % | $5,868,538 | $6,665,642 | $797,105 | 13.58 % | $-1,397,749 | | | | | | History of Oshaughnessy Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Panagora Asset Management Inc | Institution | 282,304 | Sold Some | -6,049 | -2.09 % | $10,038,730 | $11,402,259 | $1,363,528 | 13.58 % | $-29,217 | | | | | | History of Panagora Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Parametric Portfolio Associates | Institution | 1,265,743 | Added More | 435,677 | 52.48 % | $45,009,821 | $51,123,360 | $6,113,539 | 13.58 % | $2,104,320 | | | | | | History of Parametric Portfolio Associates Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Portolan Capital Management Llc | Institution | 1,000 | No Change | 0 | 0 % | $35,560 | $40,390 | $4,830 | 13.58 % | $0 | | | | | | History of Portolan Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Profund Advisors Llc | Institution | 21,387 | Sold Some | -5,041 | -19.07 % | $760,522 | $863,821 | $103,299 | 13.58 % | $-24,348 | | | | | | History of Profund Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Proshare Advisors Llc | Institution | 417,272 | Sold Some | -77,059 | -15.58 % | $14,838,192 | $16,853,616 | $2,015,424 | 13.58 % | $-372,195 | | | | | | History of Proshare Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Standard Life Investments | Institution | 24,503 | Added More | 59 | 0.24 % | $871,327 | $989,676 | $118,349 | 13.58 % | $285 | | | | | | History of Standard Life Investments Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Standard Life Investments | Institution | 24,503 | Added More | 507 | 2.11 % | $871,327 | $989,676 | $118,349 | 13.58 % | $2,449 | | | | | | History of Standard Life Investments Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Tcw Group Inc | Institution | 1,660,670 | Added More | 3,130 | 0.18 % | $59,053,425 | $67,074,461 | $8,021,036 | 13.58 % | $15,118 | | | | | | History of Tcw Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Tesseract Capital Llc | No Data | 3,700 | Added More | 3,400 | 1133.33 % | $131,572 | $149,443 | $17,871 | 13.58 % | $16,422 | | | | | | History of Tesseract Capital Llc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-12-31 | 13F-HR | Valmark Advisers Inc | Institution | 200 | No Change | 0 | 0 % | $7,112 | $8,078 | $966 | 13.58 % | $0 | | | | | | History of Valmark Advisers Inc Ownership Of Capital One Financial Corp |
| 2010-02-10 | 2009-03-31 | 13F-HR | National Asset Management Inc | No Data | | Sold All | -417 | -100 % | | | | 13.58 % | $-2,014 | | | | | | History of National Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Aperio Group Llc | Institution | 37,173 | Added More | 3,122 | 9.16 % | $1,313,322 | $1,501,417 | $188,095 | 14.32 % | $15,797 | | | | | | History of Aperio Group Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Archon Partners Llc | No Data | 92,000 | New Holding | 92,000 | 100 % | $3,250,360 | $3,715,880 | $465,520 | 14.32 % | $465,520 | | | | | | History of Archon Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Avenir Corp | Institution | 5,585 | New Holding | 5,585 | 100 % | $197,318 | $225,578 | $28,260 | 14.32 % | $28,260 | | | | | | History of Avenir Corp Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Barrow Hanley Mewhinney And Strauss Inc | Institution | 20,552,305 | Sold Some | -1,651,342 | -7.43 % | $726,112,936 | $830,107,599 | $103,994,663 | 14.32 % | $-8,355,791 | | | | | | History of Barrow Hanley Mewhinney And Strauss Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 135,060 | Sold Some | -183,706 | -57.63 % | $4,771,670 | $5,455,073 | $683,404 | 14.32 % | $-929,552 | | | | | | History of Bnp Paribas Arbitrage Sa Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Bnp Paribas Asset Management S A S | Institution | 205,506 | Sold Some | -27,378 | -11.75 % | $7,260,527 | $8,300,387 | $1,039,860 | 14.32 % | $-138,533 | | | | | | History of Bnp Paribas Asset Management S A S Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Buckingham Capital Management Inc | Institution | 183,462 | Added More | 25,462 | 16.11 % | $6,481,712 | $7,410,030 | $928,318 | 14.32 % | $128,838 | | | | | | History of Buckingham Capital Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | California Public Employees Retirement System | Institution | 1,366,892 | New Holding | 1,366,892 | 100 % | $48,292,294 | $55,208,768 | $6,916,474 | 14.32 % | $6,916,474 | | | | | | History of California Public Employees Retirement System Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Ccm Partners | Institution | 3,543 | No Change | 0 | 0 % | $125,174 | $143,102 | $17,928 | 14.32 % | $0 | | | | | | History of Ccm Partners Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Cibc World Markets Corp | Institution | 137,899 | Added More | 13,088 | 10.48 % | $4,871,972 | $5,569,741 | $697,769 | 14.32 % | $66,225 | | | | | | History of Cibc World Markets Corp Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Conning Asset Management Co | Institution | 16,508 | Added More | 185 | 1.13 % | $583,228 | $666,758 | $83,530 | 14.32 % | $936 | | | | | | History of Conning Asset Management Co Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | First National Trust Co | Institution | | Sold All | -50 | -100 % | | | | 14.32 % | $-253 | | | | | | History of First National Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Ghp Investment Advisors Inc | Institution | 600 | No Change | 0 | 0 % | $21,198 | $24,234 | $3,036 | 14.32 % | $0 | | | | | | History of Ghp Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Great Lakes Advisors Inc | Institution | | Sold All | -42,876 | -100 % | | | | 14.32 % | $-216,953 | | | | | | History of Great Lakes Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Gw Capital Management Incco | Institution | | Sold All | -164,867 | -100 % | | | | 14.32 % | $-834,227 | | | | | | History of Gw Capital Management Incco Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Harris Associates L P | Institution | 4,090,400 | Sold Some | -245,000 | -5.65 % | $144,513,832 | $165,211,256 | $20,697,424 | 14.32 % | $-1,239,700 | | | | | | History of Harris Associates L P Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Hartford Investment Management Co | Institution | 121,650 | Sold Some | -7,830 | -6.04 % | $4,297,895 | $4,913,444 | $615,549 | 14.32 % | $-39,620 | | | | | | History of Hartford Investment Management Co Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 15,215 | Added More | 1,590 | 11.66 % | $537,546 | $614,534 | $76,988 | 14.32 % | $8,045 | | | | | | History of Ixis Asset Management Advisors L P Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | J P Morgan Chase And Co | Institution | 6,892,389 | Added More | 2,013,443 | 41.26 % | $243,508,103 | $278,383,592 | $34,875,488 | 14.32 % | $10,188,022 | | | | | | History of J P Morgan Chase And Co Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Lazard Asset Management Llc | Institution | 11,800 | Added More | 11,500 | 3833.33 % | $416,894 | $476,602 | $59,708 | 14.32 % | $58,190 | | | | | | History of Lazard Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Mackenzie Financial Corp | Institution | 175,275 | Added More | 12,140 | 7.44 % | $6,192,466 | $7,079,357 | $886,892 | 14.32 % | $61,428 | | | | | | History of Mackenzie Financial Corp Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | New York State Common Retirement Fund | Institution | 1,623,265 | Added More | 19,402 | 1.20 % | $57,349,952 | $65,563,673 | $8,213,721 | 14.32 % | $98,174 | | | | | | History of New York State Common Retirement Fund Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Nippon Life Insurance Co | Institution | 281,500 | Added More | 105,000 | 59.49 % | $9,945,395 | $11,369,785 | $1,424,390 | 14.32 % | $531,300 | | | | | | History of Nippon Life Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -113,515 | -100 % | | | | 14.32 % | $-574,386 | | | | | | History of Oxford Asset Management Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Partnerre Asset Management Corp | Institution | 35,091 | New Holding | 35,091 | 100 % | $1,239,765 | $1,417,325 | $177,560 | 14.32 % | $177,560 | | | | | | History of Partnerre Asset Management Corp Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Rafferty Asset Management Llc | Institution | 288,708 | Added More | 27,710 | 10.61 % | $10,200,054 | $11,660,916 | $1,460,862 | 14.32 % | $140,213 | | | | | | History of Rafferty Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Schulhoff And Co Inc | Institution | 5,979 | No Change | 0 | 0 % | $211,238 | $241,492 | $30,254 | 14.32 % | $0 | | | | | | History of Schulhoff And Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Stewart Charles Mott Foundation | Institution | 5,800 | New Holding | 5,800 | 100 % | $204,914 | $234,262 | $29,348 | 14.32 % | $29,348 | | | | | | History of Stewart Charles Mott Foundation Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Stux Capital Management Llc | Institution | 10,600 | New Holding | 10,600 | 100 % | $374,498 | $428,134 | $53,636 | 14.32 % | $53,636 | | | | | | History of Stux Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Td Securities Usa Llc | Institution | 146,143 | New Holding | 146,143 | 100 % | $5,163,232 | $5,902,716 | $739,484 | 14.32 % | $739,484 | | | | | | History of Td Securities Usa Llc Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-12-31 | 13F-HR | Univest Corp Of Pennsylvania | Institution | 67,770 | Sold Some | -2,571 | -3.65 % | $2,394,314 | $2,737,230 | $342,916 | 14.32 % | $-13,009 | | | | | | History of Univest Corp Of Pennsylvania Ownership Of Capital One Financial Corp |
| 2010-02-09 | 2009-02-09 | 13F-HR | Members Capital Advisors Inc | Institution | | Sold All | -80,300 | -100 % | | | | 14.32 % | $-406,318 | | | | | | History of Members Capital Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 20,735 | New Holding | 20,735 | 100 % | $718,053 | $837,487 | $119,434 | 16.63 % | $119,434 | | | | | | History of Baird Robert W And Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Bridgewater Associates Inc | Institution | 263,728 | Added More | 173,000 | 190.67 % | $9,132,901 | $10,651,974 | $1,519,073 | 16.63 % | $996,480 | | | | | | History of Bridgewater Associates Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | 6,461 | New Holding | 6,461 | 100 % | $223,744 | $260,960 | $37,215 | 16.63 % | $37,215 | | | | | | History of Campbell And Co Investment Adviser Llc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Cornerstone Investment Partners Llc | Institution | 1,239,993 | Added More | 138,418 | 12.56 % | $42,940,958 | $50,083,317 | $7,142,360 | 16.63 % | $797,288 | | | | | | History of Cornerstone Investment Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Dai Ichi Mutual Life Insurance Co | Institution | 47,301 | Added More | 32,587 | 221.46 % | $1,638,034 | $1,910,487 | $272,454 | 16.63 % | $187,701 | | | | | | History of Dai Ichi Mutual Life Insurance Co Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | First New York Securities Llc | Institution | 11,133 | New Holding | 11,133 | 100 % | $385,536 | $449,662 | $64,126 | 16.63 % | $64,126 | | | | | | History of First New York Securities Llc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | First Trust Advisors Lp | Institution | 13,220 | New Holding | 13,220 | 100 % | $457,809 | $533,956 | $76,147 | 16.63 % | $76,147 | | | | | | History of First Trust Advisors Lp Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 70,315 | Added More | 8,500 | 13.75 % | $2,435,008 | $2,840,023 | $405,014 | 16.63 % | $48,960 | | | | | | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Madison Investment Advisors Inc | Institution | 233,800 | No Change | 0 | 0 % | $8,096,494 | $9,443,182 | $1,346,688 | 16.63 % | $0 | | | | | | History of Madison Investment Advisors Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 128,850 | Added More | 61,100 | 90.18 % | $4,462,076 | $5,204,252 | $742,176 | 16.63 % | $351,936 | | | | | | History of Paradigm Asset Management Co Llc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Trust Co Of Vermont | Institution | 50 | No Change | 0 | 0 % | $1,732 | $2,020 | $288 | 16.63 % | $0 | | | | | | History of Trust Co Of Vermont Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | Van Strum And Towne Inc | Institution | 39,149 | Added More | 85 | 0.21 % | $1,355,730 | $1,581,228 | $225,498 | 16.63 % | $490 | | | | | | History of Van Strum And Towne Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-12-31 | 13F-HR | World Asset Management Inc | Institution | 107,583 | Added More | 1,540 | 1.45 % | $3,725,599 | $4,345,277 | $619,678 | 16.63 % | $8,870 | | | | | | History of World Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-11-30 | N-CSR | Lord Abbett Research Fund Inc - Americas Value Fund | Multi-Cap Value | 362,869 | Added More | 362,769 | 362769.00 % | $12,566,153 | $14,656,279 | $2,090,125 | 16.63 % | $2,089,549 | | | | | | History of Lord Abbett Research Fund Inc - Americas Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-08 | 2009-11-30 | N-CSRS | Trust For Professional Managers - Bristlecone Fund | No Data | 952 | New Holding | 952 | 100 % | $32,968 | $38,451 | $5,484 | 16.63 % | $5,484 | | | | | | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Cadence Capital Management Llc | Institution | 749,552 | Sold Some | -24,148 | -3.12 % | $26,504,159 | $30,274,405 | $3,770,247 | 14.22 % | $-121,464 | | | | | | History of Cadence Capital Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | California State Teachers Retirement System | Institution | 774,611 | Added More | 8,180 | 1.06 % | $27,390,245 | $31,286,538 | $3,896,293 | 14.22 % | $41,145 | | | | | | History of California State Teachers Retirement System Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Ctc Fund Management Llc | Institution | 10,000 | New Holding | 10,000 | 100 % | $353,600 | $403,900 | $50,300 | 14.22 % | $50,300 | | | | | | History of Ctc Fund Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Evercore Trust Company Na | No Data | 55,800 | No Compare | | | $1,973,088 | $2,253,762 | $280,674 | 14.22 % | | | | | | | History of Evercore Trust Company Na Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 27,265 | Added More | 3,201 | 13.30 % | $964,090 | $1,101,233 | $137,143 | 14.22 % | $16,101 | | | | | | History of Gartmore Mutual Fund Capital Trust Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | General Motors Investment Management Corp | Institution | 54,480 | Added More | 35,380 | 185.23 % | $1,926,413 | $2,200,447 | $274,034 | 14.22 % | $177,961 | | | | | | History of General Motors Investment Management Corp Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Ka Macguire Company Llc | Institution | 54,730 | Sold Some | -2,325 | -4.07 % | $1,935,253 | $2,210,545 | $275,292 | 14.22 % | $-11,695 | | | | | | History of Ka Macguire Company Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | King Luther Capital Management Corp | Institution | | Sold All | -7,640 | -100 % | | | | 14.22 % | $-38,429 | | | | | | History of King Luther Capital Management Corp Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Lee Munder Capital Group Llc | No Data | 138,146 | Added More | 787 | 0.57 % | $4,884,843 | $5,579,717 | $694,874 | 14.22 % | $3,959 | | | | | | History of Lee Munder Capital Group Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Mount Vernon Associates Inc | Institution | 19,070 | Added More | 200 | 1.05 % | $674,315 | $770,237 | $95,922 | 14.22 % | $1,006 | | | | | | History of Mount Vernon Associates Inc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Nj State Employees Deferred Compensation Plan | No Data | 8,733 | No Compare | | | $308,799 | $352,726 | $43,927 | 14.22 % | | | | | | | History of Nj State Employees Deferred Compensation Plan Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 154,604 | Added More | 4,000 | 2.65 % | $5,466,797 | $6,244,456 | $777,658 | 14.22 % | $20,120 | | | | | | History of Nomura Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Old Mutual Asset Managers Uk Ltd | Institution | 62,299 | No Change | 0 | 0 % | $2,202,893 | $2,516,257 | $313,364 | 14.22 % | $0 | | | | | | History of Old Mutual Asset Managers Uk Ltd Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Pnc Financial Services Group Inc | Institution | 49,203 | Added More | 3,755 | 8.26 % | $1,739,818 | $1,987,309 | $247,491 | 14.22 % | $18,888 | | | | | | History of Pnc Financial Services Group Inc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Research Affiliates Llc | Institution | | Sold All | -477,646 | -100 % | | | | 14.22 % | $-2,402,559 | | | | | | History of Research Affiliates Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Rhumbline Advisers | Institution | 677,990 | Sold Some | -10,274 | -1.49 % | $23,973,726 | $27,384,016 | $3,410,290 | 14.22 % | $-51,678 | | | | | | History of Rhumbline Advisers Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Robeco Institutional Asset Management Bv | Institution | 1,006,267 | Added More | 386,100 | 62.25 % | $35,581,601 | $40,643,124 | $5,061,523 | 14.22 % | $1,942,083 | | | | | | History of Robeco Institutional Asset Management Bv Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Royal London Asset Management Ltd | Institution | 76,903 | No Change | 0 | 0 % | $2,719,290 | $3,106,112 | $386,822 | 14.22 % | $0 | | | | | | History of Royal London Asset Management Ltd Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Sg Americas Securities Llc | Institution | 233,678 | Sold Some | -27,965 | -10.68 % | $8,262,854 | $9,438,254 | $1,175,400 | 14.22 % | $-140,664 | | | | | | History of Sg Americas Securities Llc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | State Of New Jersey Common Pension Fund A | No Data | 200,000 | No Compare | | | $7,072,000 | $8,078,000 | $1,006,000 | 14.22 % | | | | | | | History of State Of New Jersey Common Pension Fund A Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Tal Global Asset Management Inc | Institution | 56,506 | Added More | 3,077 | 5.75 % | $1,998,052 | $2,282,277 | $284,225 | 14.22 % | $15,477 | | | | | | History of Tal Global Asset Management Inc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-12-31 | 13F-HR | Waddell And Reed Financial Inc | Institution | 4,900,993 | Added More | 248,911 | 5.35 % | $173,299,112 | $197,951,107 | $24,651,995 | 14.22 % | $1,252,022 | | | | | | History of Waddell And Reed Financial Inc Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Allegiant Funds - Allegiant Bond Fund | Specialty & Misc | | Sold All | -5,835 | -100 % | | | | 14.22 % | $-29,350 | | | | | | History of Allegiant Funds - Allegiant Bond Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund | Mixed-Asset Target 2010 Funds | 407 | New Holding | 407 | 100 % | $14,392 | $16,439 | $2,047 | 14.22 % | $2,047 | | | | | | History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | 2,242 | New Holding | 2,242 | 100 % | $79,277 | $90,554 | $11,277 | 14.22 % | $11,277 | | | | | | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | 2,407 | New Holding | 2,407 | 100 % | $85,112 | $97,219 | $12,107 | 14.22 % | $12,107 | | | | | | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | 2,606 | New Holding | 2,606 | 100 % | $92,148 | $105,256 | $13,108 | 14.22 % | $13,108 | | | | | | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund | Specialty & Misc | 432 | New Holding | 432 | 100 % | $15,276 | $17,448 | $2,173 | 14.22 % | $2,173 | | | | | | History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Valic Co I - Asset Allocation Fund | Specialty & Misc | | Sold All | -8,326 | -100 % | | | | 14.22 % | $-41,880 | | | | | | History of Valic Co I - Asset Allocation Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | | Sold All | -9,419 | -100 % | | | | 14.22 % | $-47,378 | | | | | | History of Valic Co I - Social Awareness Fund Ownership Of Capital One Financial Corp |
| 2010-02-05 | 2009-11-30 | N-CSRS | Valic Co I - Value Fund | Multi-Cap Value | | Sold All | -729 | -100 % | | | | 14.22 % | $-3,667 | | | | | | History of Valic Co I - Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2010-02-04 | 4 | Pike Lynn A | Insider | 137,212 | Sold Some | -22,251 | -13.95 % | $4,795,559 | $5,541,993 | $746,433 | 15.56 % | $-121,045 | | X | | | President Banking | History of Pike Lynn A Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2010-02-03 | 4 | Berson Jory A | Insider | 132,125 | Sold Some | -5,000 | -3.64 % | $4,617,769 | $5,336,529 | $718,760 | 15.56 % | $-27,200 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2010-01-26 | 4 | Warner Bradford H | Insider | 25,138 | Added More | 2,500 | 12.41 % | $878,573 | $1,015,324 | $136,751 | 15.56 % | $13,600 | X | | | | | History of Warner Bradford H Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Blair William And Co | Institution | 6,661 | Sold Some | -7,750 | -53.77 % | $232,802 | $269,038 | $36,236 | 15.56 % | $-42,160 | | | | | | History of Blair William And Co Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Clarivest Asset Management Llc | Institution | | Sold All | -15,300 | -100 % | | | | 15.56 % | $-83,232 | | | | | | History of Clarivest Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Comerica Bank | Institution | 238,916 | Sold Some | -5,846 | -2.38 % | $8,350,114 | $9,649,817 | $1,299,703 | 15.56 % | $-31,802 | | | | | | History of Comerica Bank Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Dean C H And Associates Inc | Institution | | Sold All | -110,538 | -100 % | | | | 15.56 % | $-601,327 | | | | | | History of Dean C H And Associates Inc Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Nisa Investment Advisors L L C | Institution | 162,167 | Added More | 1,610 | 1.00 % | $5,667,737 | $6,549,925 | $882,188 | 15.56 % | $8,758 | | | | | | History of Nisa Investment Advisors L L C Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Nomura Asset Management Singapore Ltd | No Data | 14,800 | No Change | 0 | 0 % | $517,260 | $597,772 | $80,512 | 15.56 % | $0 | | | | | | History of Nomura Asset Management Singapore Ltd Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-12-31 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 10,000 | No Change | 0 | 0 % | $349,500 | $403,900 | $54,400 | 15.56 % | $0 | | | | | | History of Yorktown Management And Research Co Inc Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Equity Trust - Ing Opportunistic Largecap Fund | Large-Cap Core | 7,200 | Added More | 4,200 | 140.00 % | $251,640 | $290,808 | $39,168 | 15.56 % | $22,848 | | | | | | History of Ing Equity Trust - Ing Opportunistic Largecap Fund Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 5,000 | Added More | 3,000 | 150.00 % | $174,750 | $201,950 | $27,200 | 15.56 % | $16,320 | | | | | | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Series Fund Inc - Ing Corporate Leaders 100 Fund | No Data | 2,570 | Sold Some | -100 | -3.74 % | $89,822 | $103,802 | $13,981 | 15.56 % | $-544 | | | | | | History of Ing Series Fund Inc - Ing Corporate Leaders 100 Fund Ownership Of Capital One Financial Corp |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Series Fund Inc - Ing Index Plus Largecap Fund | Large-Cap Core | | Sold All | -12,200 | -100 % | | | | 15.56 % | $-66,368 | | | | | | History of Ing Series Fund Inc - Ing Index Plus Largecap Fund Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Bank Of Hawaii | Institution | 11,835 | Added More | 7,470 | 171.13 % | $432,569 | $478,016 | $45,446 | 10.50 % | $28,685 | | | | | | History of Bank Of Hawaii Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Canada Pension Plan Investment Board | Institution | 424,966 | Sold Some | -51,400 | -10.79 % | $15,532,507 | $17,164,377 | $1,631,869 | 10.50 % | $-197,376 | | | | | | History of Canada Pension Plan Investment Board Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 204,881 | Sold Some | -1,824 | -0.88 % | $7,488,401 | $8,275,144 | $786,743 | 10.50 % | $-7,004 | | | | | | History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Fan Asset Management Llc | Institution | 2,800 | No Change | 0 | 0 % | $102,340 | $113,092 | $10,752 | 10.50 % | $0 | | | | | | History of Fan Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | First Mercantile Trust Co | Institution | 920 | No Change | 0 | 0 % | $33,626 | $37,159 | $3,533 | 10.50 % | $0 | | | | | | History of First Mercantile Trust Co Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 175 | Added More | 25 | 16.66 % | $6,396 | $7,068 | $672 | 10.50 % | $96 | | | | | | History of Guaranty Trust Co Of Missouri Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Texas Capital Bancshares Inc | Institution | 23,400 | New Holding | 23,400 | 100 % | $855,270 | $945,126 | $89,856 | 10.50 % | $89,856 | | | | | | History of Texas Capital Bancshares Inc Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Turner Investment Partners Inc | Institution | 210 | Sold Some | -240 | -53.33 % | $7,676 | $8,482 | $806 | 10.50 % | $-922 | | | | | | History of Turner Investment Partners Inc Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Vaughan Nelson Scarborough And Mccullough Lp | Institution | 575,455 | Sold Some | -5,820 | -1.00 % | $21,032,880 | $23,242,627 | $2,209,747 | 10.50 % | $-22,349 | | | | | | History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-12-31 | 13F-HR | Veredus Asset Management Llc | Institution | 45,300 | New Holding | 45,300 | 100 % | $1,655,715 | $1,829,667 | $173,952 | 10.50 % | $173,952 | | | | | | History of Veredus Asset Management Llc Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-11-30 | N-CSR | Alliancebernstein Trust - Alliancebernstein Value Fund | Multi-Cap Value | | Sold All | -72,300 | -100 % | | | | 10.50 % | $-277,632 | | | | | | History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Income Fund | Equity Income | | Sold All | -140,900 | -100 % | | | | 10.50 % | $-541,056 | | | | | | History of Usaa Mutual Funds Trust - Income Fund Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -235,700 | -100 % | | | | 10.50 % | $-905,088 | | | | | | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp |
| 2010-02-03 | 2009-09-30 | 13F-HR/A | Nordea Investment Management Ab | Institution | 11,296 | Sold Some | -9,703 | -46.20 % | $412,869 | $456,245 | $43,377 | 10.50 % | $-37,260 | | | | | | History of Nordea Investment Management Ab Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Alexander Robert M | Insider | 115,672 | Sold Some | -7,089 | -5.77 % | $4,329,603 | $4,671,992 | $342,389 | 7.90 % | $-20,983 | | X | | | Chief Information Officer | History of Alexander Robert M Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Berson Jory A | Insider | 148,561 | Sold Some | -3,332 | -2.19 % | $5,560,638 | $6,000,379 | $439,741 | 7.90 % | $-9,863 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Berson Jory A | Insider | 137,125 | Sold Some | -11,436 | -7.69 % | $5,132,589 | $5,538,479 | $405,890 | 7.90 % | $-33,851 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Perlin Gary L | Insider | 205,320 | Sold Some | -18,243 | -8.16 % | $7,685,128 | $8,292,875 | $607,747 | 7.90 % | $-53,999 | | X | | | Chief Financial Officer | History of Perlin Gary L Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Pike Lynn A | Insider | 159,463 | Sold Some | -16,999 | -9.63 % | $5,968,700 | $6,440,711 | $472,010 | 7.90 % | $-50,317 | | X | | | President Banking | History of Pike Lynn A Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Sanjiv Yajnik | No Data | 150,742 | Sold Some | -3,007 | -1.95 % | $5,642,273 | $6,088,469 | $446,196 | 7.90 % | $-8,901 | | X | | | President Financial Services | History of Sanjiv Yajnik Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Schnall Peter A | Insider | 216,201 | Sold Some | -11,508 | -5.05 % | $8,092,403 | $8,732,358 | $639,955 | 7.90 % | $-34,064 | | X | | | Chief Risk Officer | History of Schnall Peter A Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Schneider Ryan M | Insider | 127,131 | Sold Some | -9,297 | -6.81 % | $4,758,513 | $5,134,821 | $376,308 | 7.90 % | $-27,519 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2010-01-29 | 4 | Schneider Ryan M | Insider | 107,131 | Sold Some | -20,000 | -15.73 % | $4,009,913 | $4,327,021 | $317,108 | 7.90 % | $-59,200 | | X | | | President Card | History of Schneider Ryan M Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Cohen Klingenstein Llc | No Data | 11,750 | No Change | 0 | 0 % | $439,803 | $474,583 | $34,780 | 7.90 % | $0 | | | | | | History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Dumont And Blake Investment Advisors Llc | Institution | 6,820 | Sold Some | -575 | -7.77 % | $255,273 | $275,460 | $20,187 | 7.90 % | $-1,702 | | | | | | History of Dumont And Blake Investment Advisors Llc Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -12,500 | -100 % | | | | 7.90 % | $-37,000 | | | | | | History of Geewax Plus Partners Llc Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Mitsubishi Ufj Trust Banking Corp | No Data | 960,611 | Sold Some | -90,383 | -8.59 % | $35,955,670 | $38,799,078 | $2,843,409 | 7.90 % | $-267,534 | | | | | | History of Mitsubishi Ufj Trust Banking Corp Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 512,565 | Added More | 81,595 | 18.93 % | $19,185,308 | $20,702,500 | $1,517,192 | 7.90 % | $241,521 | | | | | | History of Public Employees Retirement Association Of Colorado Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Smith Asset Management Group Lp | Institution | 1,020,672 | Added More | 947,272 | 1290.56 % | $38,203,753 | $41,224,942 | $3,021,189 | 7.90 % | $2,803,925 | | | | | | History of Smith Asset Management Group Lp Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-12-31 | 13F-HR | Virtu Financial Bd Llc | No Data | 8,266 | No Compare | | | $309,396 | $333,864 | $24,467 | 7.90 % | | | | | | | History of Virtu Financial Bd Llc Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Balanced Strategy Fund | Flexible Portfolio | 45,200 | Added More | 44,200 | 4420.00 % | $1,691,836 | $1,825,628 | $133,792 | 7.90 % | $130,832 | | | | | | History of Usaa Mutual Funds Trust - Balanced Strategy Fund Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 103,700 | New Holding | 103,700 | 100 % | $3,881,491 | $4,188,443 | $306,952 | 7.90 % | $306,952 | | | | | | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Capital One Financial Corp |
| 2010-02-02 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Growth And Tax Strategy Fund | Multi-Cap Growth | 3,560 | Sold Some | -90 | -2.46 % | $133,251 | $143,788 | $10,538 | 7.90 % | $-266 | | | | | | History of Usaa Mutual Funds Trust - Growth And Tax Strategy Fund Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | Columbus Circle Investors | Institution | 5,336,752 | Added More | 16,309 | 0.30 % | $196,285,739 | $215,551,413 | $19,265,675 | 9.81 % | $58,875 | | | | | | History of Columbus Circle Investors Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | Duff And Phelps Investment Management Co | Institution | 71,705 | Sold Some | -110 | -0.15 % | $2,637,310 | $2,896,165 | $258,855 | 9.81 % | $-397 | | | | | | History of Duff And Phelps Investment Management Co Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | Guardian Investor Services Llc | Institution | 8,584 | Sold Some | -3,969 | -31.61 % | $315,720 | $346,708 | $30,988 | 9.81 % | $-14,328 | | | | | | History of Guardian Investor Services Llc Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | Lpl Financial Corp | Institution | 5,644 | New Holding | 5,644 | 100 % | $207,586 | $227,961 | $20,375 | 9.81 % | $20,375 | | | | | | History of Lpl Financial Corp Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | M And T Bank Corp | Institution | 99,777 | Sold Some | -17,625 | -15.01 % | $3,669,798 | $4,029,993 | $360,195 | 9.81 % | $-63,626 | | | | | | History of M And T Bank Corp Ownership Of Capital One Financial Corp |
| 2010-02-01 | 2009-12-31 | 13F-HR | Wright Investors Service Inc | Institution | | Sold All | -30,117 | -100 % | | | | 9.81 % | $-108,722 | | | | | | History of Wright Investors Service Inc Ownership Of Capital One Financial Corp |
| 2010-01-29 | 2010-01-27 | 4 | Alexander Robert M | Insider | 122,761 | Added More | 18,761 | 22.00 % | $4,524,970 | $4,958,317 | $433,346 | 9.57 % | $66,226 | | X | | | Chief Information Officer | History of Alexander Robert M Ownership Of Capital One Financial Corp |
| 2010-01-29 | 2010-01-27 | 4 | Berson Jory A | Insider | 151,893 | Added More | 24,624 | 23.98 % | $5,598,776 | $6,134,958 | $536,182 | 9.57 % | $86,923 | | X | | | Chief Human Resources Officer | History of Berson Jory A Ownership Of Capital One Financial Corp |
| 2010-01-29 | 2010-01-27 | 4 | Finneran John G Jr | Insider | 187,986 | Added More | 26,969 | 20.11 % | $6,929,164 | $7,592,755 | $663,591 | 9.57 % | $95,201 | | X | | | Gen Counsel Corp Secretary | History of Finneran John G Jr Ownership Of Capital One Financial Corp |
| 2010-01-29 | 2010-01-27 | 4 | Finneran John G Jr | Insider | 178,304 | Sold Some | -9,682 | -5.15 % | $6,572,285 | $7,201,699 | $629,413 | 9.57 % | $-34,177 | | X | | | Gen Counsel Corp Secretary | History of Finneran John G Jr Ownership Of Capital One Financial Corp |
| 2010-01-29 | 2010-01-27 | 4 | Perlin Gary L | Insider |