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Capital One Financial Corp (COF)

Hypotheticals Contact Info Isins Cusips Symbols Summary Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2010-03-16 Country: ItalyIndustry: Super-Regional Banks-Us

Transactions: Currently showing holdings/transactions Filed between 2009-12-16 and 2010-03-16
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2010-03-16

Hypotheticals

Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 

Contact Information

1680 Capital One Drive,Mclean, Va 22102,,United States
Phone: 703-720-1000 Fax: 703-205-1755 Website: HTTP://WWW.CAPITALONE.COM

ISIN International Securities Identification Number

Unknown

CUSIP Committee on Uniform Securities Identification Procedures

659424105

Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
cofcof cof:us New York Stock Exchange xnys nyseNew YorkUnited States WWW.NYSE.COM
cfxcfx.be cfx:gr Zobex zobx zobexBerlinGermany WWW.BERLINERBOERSE.DE

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Owners Summary

Owners: 927Owners Buying: 416Buying Pct.: 44.87 %Owners Netrual: 66Neutral Pct.: 7.11 %Owners Selling: 404Selling Pct.: 43.58 %
Score: 2.92Brand New: 174Increase Existing: 242No Change: 66Sold Some: 267Dumped All: 137No Comparison: 41

Owners Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
A begin price of 1900-01-01 will use the date filed for begin price: Begin Price date: End Price date:
- report date span limited to 100 days, all dates in format of yyyy-mm-dd, all fields required!

Show/Hide Columns

Filed As Of/On Form Name
Fundclass Shares Activity Shares Change
Shares Change Pct. Hypothetical Old Value Hypothetical New Value Hypothetical Value Change
Hypothetical Return Hypothetical Results Director Ten Pct
Other Officer Officer Title History
   

Holdings/Transactions

FiledAs-Of/OnFormFullnameFund ClassSharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypotheticals Return Hypotheticals Results Director Other Ten Pct Officer Officer Title History
2010-03-162009-12-31 13F-HR/AStark Offshore Management LlcInstitution 45,000New Holding45,000100 %$1,817,550$1,817,550$00.00 % $0 History of Stark Offshore Management Llc Ownership Of Capital One Financial Corp
2010-03-162007-09-30 13F-HR/ABradley Foster And Sargent IncInstitution Sold All-3,000-100 %0.00 % $0 History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp
2010-03-162007-06-30 13F-HR/ABradley Foster And Sargent IncInstitution 3,000Sold Some-600-16.66 %$121,170$121,170$00.00 % $0 History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp
2010-03-162007-03-31 13F-HR/ABradley Foster And Sargent IncInstitution 3,600Added More50016.12 %$145,404$145,404$00.00 % $0 History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp
2010-03-162006-12-31 13F-HR/ABradley Foster And Sargent IncInstitution 3,100Added More35012.72 %$125,209$125,209$00.00 % $0 History of Bradley Foster And Sargent Inc Ownership Of Capital One Financial Corp
2010-03-152010-03-12 4Berson Jory AInsider 111,402Sold Some-33,000-22.85 %$4,453,852$4,499,527$45,6751.02 % $-13,530XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-03-152010-03-12 4Berson Jory AInsider 144,402Added More25,00026.48 %$5,773,192$5,832,397$59,2051.02 % $10,250XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-03-152010-03-12 4Schnall Peter AInsider 170,026Sold Some-39,118-18.70 %$6,797,639$6,867,350$69,7111.02 % $-16,038XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-152010-03-12 4Schnall Peter AInsider 209,144Added More39,11829.88 %$8,361,577$8,447,326$85,7491.02 % $16,038XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-152010-01-31 N-QSteward Funds Inc - Select Bond FundSpecialty & Misc 9,808No Compare$392,124$396,145$4,0211.02 % History of Steward Funds Inc - Select Bond Fund Ownership Of Capital One Financial Corp
2010-03-112010-03-09 4Schnall Peter AInsider 170,026Sold Some-9,985-5.54 %$6,768,735$6,867,350$98,6151.45 % $-5,791XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-112010-03-09 4Schneider Ryan MInsider 120,464Added More10,0009.95 %$4,795,672$4,865,541$69,8691.45 % $5,800XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-112010-03-09 4Schneider Ryan MInsider 110,464Sold Some-10,000-8.30 %$4,397,572$4,461,641$64,0691.45 % $-5,800XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRAdvanced Series Trust - Ast International Value PortfolioMulti-Cap Value Sold All-238,000-100 %1.45 % $-138,040 History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRGuinness Atkinson Funds - Guinness Atkinson Global Innovators FundSpecialty & Misc 33,290Sold Some-3,310-9.04 %$1,325,275$1,344,583$19,3081.45 % $-1,920 History of Guinness Atkinson Funds - Guinness Atkinson Global Innovators Fund Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRNorthern Lights Variable Trust - Jnf Balanced PortfolioFlexible Portfolio 700New Holding700100 %$27,867$28,273$4061.45 % $406 History of Northern Lights Variable Trust - Jnf Balanced Portfolio Ownership Of Capital One Financial Corp
2010-03-112009-12-31 13F-HR/APggm InvestmentsNo Data 468,723New Holding468,723100 %$18,659,863$18,931,722$271,8591.45 % $271,859 History of Pggm Investments Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRSma Relationship Trust - Series ASpecialty & Misc Sold All-600-100 %1.45 % $-348 History of Sma Relationship Trust - Series A Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRWilshire Mutual Funds Inc - Dow Jones Wilshire 5000 Index PortfolioMulti-Cap Core Sold All-4,730-100 %1.45 % $-2,743 History of Wilshire Mutual Funds Inc - Dow Jones Wilshire 5000 Index Portfolio Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRWilshire Mutual Funds Inc - Wilshire Large Company Value PortfolioMulti-Cap Value 14,600New Holding14,600100 %$581,226$589,694$8,4681.45 % $8,468 History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Capital One Financial Corp
2010-03-112009-12-31 N-CSRWorld Funds Inc Md - New Market FundNo Data Sold All-3,500-100 %1.45 % $-2,030 History of World Funds Inc Md - New Market Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRAnchor Series Trust - Asset Allocation PortfolioSpecialty & Misc Sold All-26,000-100 %3.32 % $-33,800 History of Anchor Series Trust - Asset Allocation Portfolio Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRBarclays Global Investors Funds - Bond Index FundSpecialty & Misc Sold All-92,666-100 %3.32 % $-120,466 History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRConstellation Institutional Portfolios - Cip Jsam Value PortfolioMulti-Cap Value Sold All-19,500-100 %3.32 % $-25,350 History of Constellation Institutional Portfolios - Cip Jsam Value Portfolio Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJnl Series Trust - Jnloppenheimer Growth Fund AMulti-Cap Growth 186New Holding186100 %$7,271$7,513$2423.32 % $242 History of Jnl Series Trust - Jnloppenheimer Growth Fund A Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJnl Series Trust - Jnlselect Money Market Fund ASpecialty & Misc 245No Compare$9,577$9,896$3193.32 % History of Jnl Series Trust - Jnlselect Money Market Fund A Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJnl Series Trust - Jnlsp Retirement Income FundEquity Income 163New Holding163100 %$6,372$6,584$2123.32 % $212 History of Jnl Series Trust - Jnlsp Retirement Income Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJnl Variable Fund Llc - Jnlmcm Financial Sector FundSpecialty & Misc 82Added More3990.69 %$3,205$3,312$1073.32 % $51 History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced PortfolioFlexible Portfolio Sold All-12,655-100 %3.32 % $-16,452 History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index PortfolioSpecialty & Misc Sold All-4,098-100 %3.32 % $-5,327 History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRJpmorgan Trust Ii - Jpmorgan Technology FundScience & Tech 605New Holding605100 %$23,649$24,436$7873.32 % $787 History of Jpmorgan Trust Ii - Jpmorgan Technology Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRMaster Investment Portfolio - Active Stock PortfolioSpecialty & Misc Sold All-76,585-100 %3.32 % $-99,561 History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRPhoenix Insight Funds Trust - Phoenix Insight Equity FundSpecialty & Misc 40,900New Holding40,900100 %$1,598,781$1,651,951$53,1703.32 % $53,170 History of Phoenix Insight Funds Trust - Phoenix Insight Equity Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRRydex Dynamic Funds - Dynamic S And P 500 FundLarge-Cap Core 4,910New Holding4,910100 %$191,932$198,315$6,3833.32 % $6,383 History of Rydex Dynamic Funds - Dynamic S And P 500 Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRRydex Series Funds - Banking FundFinancial Services 79,194Sold Some-17,175-17.82 %$3,095,693$3,198,646$102,9523.32 % $-22,328 History of Rydex Series Funds - Banking Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRRydex Variable Trust - Biotechnology FundHealth/Biotech 30,860Added More7482.48 %$1,206,317$1,246,435$40,1183.32 % $972 History of Rydex Variable Trust - Biotechnology Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRRydex Variable Trust - Financial Services FundSpecialty & Misc 5,127Sold Some-779-13.18 %$200,414$207,080$6,6653.32 % $-1,013 History of Rydex Variable Trust - Financial Services Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRRydex Variable Trust - Nova FundSpecialty & Misc 1,780Sold Some-27-1.49 %$69,580$71,894$2,3143.32 % $-35 History of Rydex Variable Trust - Nova Fund Ownership Of Capital One Financial Corp
2010-03-102009-12-31 N-CSRSunamerica Series Trust - Technology PortfolioScience & Tech 5,000,000New Holding5,000,000100 %$195,450,000$201,950,000$6,500,0003.32 % $6,500,000 History of Sunamerica Series Trust - Technology Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRCalvert Variable Series Inc - Calvert IncomeEquity Income Sold All-25,200-100 %4.47 % $-43,596 History of Calvert Variable Series Inc - Calvert Income Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRDiversified Investors Funds Group - Value FundMulti-Cap Value 179,136Added More9,7695.76 %$6,925,398$7,235,303$309,9054.47 % $16,900 History of Diversified Investors Funds Group - Value Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRDiversified Investors Funds Group Ii - Value FundSmall-Cap Core 179,136Added More9,7695.76 %$6,925,398$7,235,303$309,9054.47 % $16,900 History of Diversified Investors Funds Group Ii - Value Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRDiversified Investors Portfolios - Value PortfolioMulti-Cap Value 179,136Added More9,7695.76 %$6,925,398$7,235,303$309,9054.47 % $16,900 History of Diversified Investors Portfolios - Value Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRJohn Hancock Trust - All Cap Core TrustMulti-Cap Core 140,900New Holding140,900100 %$5,447,194$5,690,951$243,7574.47 % $243,757 History of John Hancock Trust - All Cap Core Trust Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRJohn Hancock Trust - All Cap Value TrustMulti-Cap Value 33,063New Holding33,063100 %$1,278,216$1,335,415$57,1994.47 % $57,199 History of John Hancock Trust - All Cap Value Trust Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRJohn Hancock Trust - Blue Chip Growth TrustMulti-Cap Growth 1,010,000New Holding1,010,000100 %$39,046,600$40,793,900$1,747,3004.47 % $1,747,300 History of John Hancock Trust - Blue Chip Growth Trust Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRJohn Hancock Trust - Global TrustGlobal Flex Port 5,000,000New Holding5,000,000100 %$193,300,000$201,950,000$8,650,0004.47 % $8,650,000 History of John Hancock Trust - Global Trust Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRJohn Hancock Trust - Income TrustEquity Income 132,000New Holding132,000100 %$5,103,120$5,331,480$228,3604.47 % $228,360 History of John Hancock Trust - Income Trust Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMet Investors Series Trust - Batterymarch Growth And Income PortfolioMulti-Cap Growth 26,720No Change00 %$1,032,995$1,079,221$46,2264.47 % $0 History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMet Investors Series Trust - Legg Mason Value Equity PortfolioMulti-Cap Value 123,486Sold Some-2,600-2.06 %$4,773,969$4,987,600$213,6314.47 % $-4,498 History of Met Investors Series Trust - Legg Mason Value Equity Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMet Investors Series Trust - Lord Abbett Growth And Income PortfolioMulti-Cap Growth 49,046Sold Some-7,554-13.34 %$1,896,118$1,980,968$84,8504.47 % $-13,068 History of Met Investors Series Trust - Lord Abbett Growth And Income Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMet Investors Series Trust - Metfranklin Income PortfolioNo Data 54,000New Holding54,000100 %$2,087,640$2,181,060$93,4204.47 % $93,420 History of Met Investors Series Trust - Metfranklin Income Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMma Praxis Mutual Funds - Mma Praxis Growth Index FundLarge-Cap Growth 2,312New Holding2,312100 %$89,382$93,382$4,0004.47 % $4,000 History of Mma Praxis Mutual Funds - Mma Praxis Growth Index Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMma Praxis Mutual Funds - Mma Praxis Value Index FundLarge-Cap Value Sold All-7,416-100 %4.47 % $-12,830 History of Mma Praxis Mutual Funds - Mma Praxis Value Index Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRSMorgan Stanley Equally Weighted S And P 500 Fund - NoneSpecialty & Misc 48,484Sold Some-6,867-12.40 %$1,874,391$1,958,269$83,8774.47 % $-11,880 History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMorgan Stanley Select Dimensions Investment Series - Utilities PortfolioUtility Sold All-5,603-100 %4.47 % $-9,693 History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRMorgan Stanley Variable Investment Series - Information PortfolioSpecialty & Misc 5,850No Change00 %$226,161$236,282$10,1214.47 % $0 History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRPacific Select Fund - Large-Cap Value PortfolioNo Data 817,600No Change00 %$31,608,416$33,022,864$1,414,4484.47 % $0 History of Pacific Select Fund - Large-Cap Value Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRPacific Select Fund - Pacific Select FundPacific Region 78,387Added More20,02034.30 %$3,030,441$3,166,051$135,6104.47 % $34,635 History of Pacific Select Fund - Pacific Select Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRPacific Select Fund - Pd Large-Cap Growth Index PortfolioNo Data 625Added More7814.25 %$24,163$25,244$1,0814.47 % $135 History of Pacific Select Fund - Pd Large-Cap Growth Index Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRPacific Select Fund - Pd Large-Cap Value Index PortfolioNo Data 1,940Added More45530.63 %$75,000$78,357$3,3564.47 % $787 History of Pacific Select Fund - Pd Large-Cap Value Index Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRState Street Institutional Investment Trust - State Street Equity 500 Index FundS&P 500 Index 82,863New Holding82,863100 %$3,203,484$3,346,837$143,3534.47 % $143,353 History of State Street Institutional Investment Trust - State Street Equity 500 Index Fund Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRState Street Master Funds - State Street Equity 500 Index PortfolioS&P 500 Index 82,863New Holding82,863100 %$3,203,484$3,346,837$143,3534.47 % $143,353 History of State Street Master Funds - State Street Equity 500 Index Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRSummit Mutual Funds Inc - Balanced Index PortfolioFlexible Portfolio 411Sold Some-35-7.84 %$15,889$16,600$7114.47 % $-61 History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRSummit Mutual Funds Inc - Zenith PortfolioSpecialty & Misc 10,266Sold Some-667-6.10 %$396,884$414,644$17,7604.47 % $-1,154 History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Capital One Financial Corp
2010-03-092009-12-31 N-CSRValue Line Larger Companies Fund Inc - Value Line Larger Companies Fund IncLarge-Cap Core 52,000New Holding52,000100 %$2,010,320$2,100,280$89,9604.47 % $89,960 History of Value Line Larger Companies Fund Inc - Value Line Larger Companies Fund Inc Ownership Of Capital One Financial Corp
2010-03-082010-03-04 4Schneider Ryan MInsider 109,630Sold Some-1,814-1.62 %$4,149,496$4,427,956$278,4606.71 % $-4,608XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRAmerican Beacon Funds - American Beacon Balanced FundMixed-Asset Target Allocation Growth Sold All-106,200-100 %6.71 % $-269,748 History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRGabelli Blue Chip Value Fund - The Gabelli Blue Chip Value FundMulti-Cap Value Sold All-5,000-100 %6.71 % $-12,700 History of Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRGeneral Electric S And S Program Mutual Fund - General Electric S And S Program Mutual FundSpecialty & Misc 294,426Added More172,279141.04 %$11,144,024$11,891,866$747,8426.71 % $437,589 History of General Electric S And S Program Mutual Fund - General Electric S And S Program Mutual Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRHomestead Funds Inc - Value FundMulti-Cap Value Sold All-92,666-100 %6.71 % $-235,372 History of Homestead Funds Inc - Value Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRMassmutual Select Funds - Massmutual Select Indexed Equity FundS&P 500 Index 74,791New Holding74,791100 %$2,830,839$3,020,808$189,9696.71 % $189,969 History of Massmutual Select Funds - Massmutual Select Indexed Equity Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRMassmutual Select Funds - Massmutual Select Value Equity FundMulti-Cap Value 6,220Sold Some-2,070-24.96 %$235,427$251,226$15,7996.71 % $-5,258 History of Massmutual Select Funds - Massmutual Select Value Equity Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRMml Series Investment Fund Ii - Mml Enhanced Index Core Equity FundMulti-Cap Core 835No Change00 %$31,605$33,726$2,1216.71 % $0 History of Mml Series Investment Fund Ii - Mml Enhanced Index Core Equity Fund Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSROhio National Fund Inc - Equity PortfolioSpecialty & Misc Sold All-199,373-100 %6.71 % $-506,407 History of Ohio National Fund Inc - Equity Portfolio Ownership Of Capital One Financial Corp
2010-03-082009-12-31 13F-HR/ASchroder Investment Management GroupInstitution 36,188Sold Some-9,502-20.79 %$1,369,716$1,461,633$91,9186.71 % $-24,135 History of Schroder Investment Management Group Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRSchwab Annuity Portfolios - Schwab Money Market PortfolioSpecialty & Misc 5,922No Compare$224,148$239,190$15,0426.71 % History of Schwab Annuity Portfolios - Schwab Money Market Portfolio Ownership Of Capital One Financial Corp
2010-03-082009-12-31 N-CSRSun Capital Advisers Trust - Sc Lord Abbett Growth Income FundNo Data 12,140Sold Some-1,890-13.47 %$459,499$490,335$30,8366.71 % $-4,801 History of Sun Capital Advisers Trust - Sc Lord Abbett Growth Income Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAim Funds Group - Aim Mid Cap Basic Value FundMid-Cap Core 49,125No Change00 %$1,863,803$1,984,159$120,3566.45 % $0 History of Aim Funds Group - Aim Mid Cap Basic Value Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSAllianz Funds - Ccm Capital AppreciationMulti-Cap Growth 316,060Sold Some-5,150-1.60 %$11,991,316$12,765,663$774,3476.45 % $-12,618 History of Allianz Funds - Ccm Capital Appreciation Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSAllianz Funds - Occ RenaissanceMulti-Cap Core Sold All-591,000-100 %6.45 % $-1,447,950 History of Allianz Funds - Occ Renaissance Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAllianz Variable Insurance Products Trust - Azl Occ Value FundMulti-Cap Value 127,412Sold Some-73,588-36.61 %$4,834,011$5,146,171$312,1596.45 % $-180,291 History of Allianz Variable Insurance Products Trust - Azl Occ Value Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAllianz Variable Insurance Products Trust - Azl S And P 500 Index FundS&P 500 Index 32,758Added More9,85643.03 %$1,242,839$1,323,096$80,2576.45 % $24,147 History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAxa Premier Vip Trust - Axa Aggressive Allocation PortfolioSpecialty & Misc 13,859No Compare$525,810$559,765$33,9556.45 % History of Axa Premier Vip Trust - Axa Aggressive Allocation Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAxa Premier Vip Trust - Axa Conservative Allocation PortfolioSpecialty & Misc 15,300No Compare$580,482$617,967$37,4856.45 % History of Axa Premier Vip Trust - Axa Conservative Allocation Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAxa Premier Vip Trust - Multimanager Small Cap Growth PortfolioSmall-Cap Growth 3,000Sold Some-100-3.22 %$113,820$121,170$7,3506.45 % $-245 History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRAxa Premier Vip Trust - Multimanager Small Cap Value PortfolioSmall-Cap Value 215,300Sold Some-39,200-15.40 %$8,168,482$8,695,967$527,4856.45 % $-96,040 History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRDws Equity 500 Index Portfolio - Dws Equity 500 Index PortfolioS&P 500 Index 108,671Sold Some-8,872-7.54 %$4,122,978$4,389,222$266,2446.45 % $-21,736 History of Dws Equity 500 Index Portfolio - Dws Equity 500 Index Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJp Morgan Fleming Mutual Fund Group Inc - Jpmorgan Mid Cap Value FundMid-Cap Value 102New Holding102100 %$3,870$4,120$2506.45 % $250 History of Jp Morgan Fleming Mutual Fund Group Inc - Jpmorgan Mid Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage FundMulti-Cap Growth 102New Holding102100 %$3,870$4,120$2506.45 % $250 History of Jp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJp Morgan Mutual Fund Series - Jpmorgan Value Discovery FundNo Data 300No Change00 %$11,382$12,117$7356.45 % $0 History of Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Disciplined Equity FundSpecialty & Misc Sold All-13-100 %6.45 % $-32 History of Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Diversified FundFlexible Portfolio Sold All-9-100 %6.45 % $-22 History of Jpmorgan Trust I - Jpmorgan Diversified Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan International Value FundMulti-Cap Value 31Added More26.89 %$1,176$1,252$766.45 % $5 History of Jpmorgan Trust I - Jpmorgan International Value Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Intrepid America FundSpecialty & Misc 445Added More19980.89 %$16,883$17,974$1,0906.45 % $488 History of Jpmorgan Trust I - Jpmorgan Intrepid America Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Intrepid International FundGlobal Flex Port 25New Holding25100 %$949$1,010$616.45 % $61 History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Intrepid Multi Cap FundSpecialty & Misc 2No Change00 %$76$81$56.45 % $0 History of Jpmorgan Trust I - Jpmorgan Intrepid Multi Cap Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Japan FundJapanese 527Added More14939.41 %$19,994$21,286$1,2916.45 % $365 History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Prime Money Market FundSpecialty & Misc 92New Holding92100 %$3,490$3,716$2256.45 % $225 History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust I - Jpmorgan Value Advantage FundMulti-Cap Value 102Added More4682.14 %$3,870$4,120$2506.45 % $113 History of Jpmorgan Trust I - Jpmorgan Value Advantage Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust Ii - Jpmorgan Core Bond FundMulti-Cap Core 527Added More11226.98 %$19,994$21,286$1,2916.45 % $274 History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSJpmorgan Trust Ii - Jpmorgan Large Cap Value FundLarge-Cap Value 92Sold Some-25-21.36 %$3,490$3,716$2256.45 % $-61 History of Jpmorgan Trust Ii - Jpmorgan Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRMainstay Vp Series Fund Inc - Vp Icap Select Equity PortfolioSpecialty & Misc 718,713Added More187,51335.29 %$27,267,971$29,028,818$1,760,8476.45 % $459,407 History of Mainstay Vp Series Fund Inc - Vp Icap Select Equity Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRMainstay Vp Series Fund Inc - Vp Value PortfolioMulti-Cap Value Sold All-39,660-100 %6.45 % $-97,167 History of Mainstay Vp Series Fund Inc - Vp Value Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSMunder Series Trust - Munder Index 500 FundS&P 500 Index Sold All-16,056-100 %6.45 % $-39,337 History of Munder Series Trust - Munder Index 500 Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRNationwide Variable Insurance Trust - Nationwide Nvit Growth FundMulti-Cap Growth Sold All-12,600-100 %6.45 % $-30,870 History of Nationwide Variable Insurance Trust - Nationwide Nvit Growth Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRNationwide Variable Insurance Trust - Nvit Nationwide FundSpecialty & Misc Sold All-9,180-100 %6.45 % $-22,491 History of Nationwide Variable Insurance Trust - Nvit Nationwide Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRNationwide Variable Insurance Trust - Nvit Nationwide Leaders FundSpecialty & Misc 7,300Sold Some-1,400-16.09 %$276,962$294,847$17,8856.45 % $-3,430 History of Nationwide Variable Insurance Trust - Nvit Nationwide Leaders Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRNeuberger Berman Advisers Management Trust - Partners PortfolioSpecialty & Misc 17,100New Holding17,100100 %$648,774$690,669$41,8956.45 % $41,895 History of Neuberger Berman Advisers Management Trust - Partners Portfolio Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRRiversource Variable Series Trust - Riversource Variable Portfolio Core Bond FundNo Data Sold All-21,028-100 %6.45 % $-51,519 History of Riversource Variable Series Trust - Riversource Variable Portfolio Core Bond Fund Ownership Of Capital One Financial Corp
2010-03-052009-12-31 13F-HR/ARoyal Bank Of CanadaInstitution 2,054,386Added More2,054,016555139.45 %$77,943,405$82,976,651$5,033,2466.45 % $5,032,339 History of Royal Bank Of Canada Ownership Of Capital One Financial Corp
2010-03-052009-12-31 N-CSRSeligman Growth Fund Inc - Seligman Growth Fund IncMulti-Cap Growth Sold All-440,934-100 %6.45 % $-1,080,288 History of Seligman Growth Fund Inc - Seligman Growth Fund Inc Ownership Of Capital One Financial Corp
2010-03-052009-06-30 13F-HR/APggm InvestmentsNo Data Sold All-308,419-100 %6.45 % $-755,627 History of Pggm Investments Ownership Of Capital One Financial Corp
2010-03-052009-03-31 13F-HR/APggm InvestmentsNo Data 308,419Sold Some-14,173-4.39 %$11,701,417$12,457,043$755,6276.45 % $-34,724 History of Pggm Investments Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Alexander Robert MInsider 113,101Sold Some-1,431-1.24 %$4,166,641$4,568,149$401,5099.63 % $-5,080XChief Information Officer History of Alexander Robert M Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Berson Jory AInsider 119,402Sold Some-2,159-1.77 %$4,398,770$4,822,647$423,8779.63 % $-7,664XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Perlin Gary LInsider 196,988Sold Some-4,387-2.17 %$7,257,038$7,956,345$699,3079.63 % $-15,574XChief Financial Officer History of Perlin Gary L Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Sanjiv YajnikNo Data 149,851Sold Some-790-0.52 %$5,520,511$6,052,482$531,9719.63 % $-2,805XPresident Financial Services History of Sanjiv Yajnik Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Schnall Peter AInsider 180,011Sold Some-2,632-1.44 %$6,631,605$7,270,644$639,0399.63 % $-9,344XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-042010-03-02 4Schneider Ryan MInsider 111,444Sold Some-1,512-1.33 %$4,105,597$4,501,223$395,6269.63 % $-5,368XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRBridges Investment Fund Inc - Bridges Investment Fund IncSpecialty & Misc Sold All-52,000-100 %9.63 % $-184,600 History of Bridges Investment Fund Inc - Bridges Investment Fund Inc Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRDws Institutional Funds - Dws Equity 500 Index FundS&P 500 Index 108,671Sold Some-8,872-7.54 %$4,003,440$4,389,222$385,7829.63 % $-31,496 History of Dws Institutional Funds - Dws Equity 500 Index Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRDws Investment Trust - Dws Capital Growth FundMulti-Cap Growth 680,700Added More550,200421.60 %$25,076,988$27,493,473$2,416,4859.63 % $1,953,210 History of Dws Investment Trust - Dws Capital Growth Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRDws Investment Trust - Dws Capital Growth FundMulti-Cap Growth 108,671Sold Some-21,829-16.72 %$4,003,440$4,389,222$385,7829.63 % $-77,493 History of Dws Investment Trust - Dws Capital Growth Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqalliancebernstein Growth And Income PortfolioMulti-Cap Growth 4,550No Change00 %$167,622$183,775$16,1539.63 % $0 History of Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqalliancebernstein International PortfolioGlobal Flex Port 132,100New Holding132,100100 %$4,866,564$5,335,519$468,9559.63 % $468,955 History of Eq Advisors Trust - Eqalliancebernstein International Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqalliancebernstein Value PortfolioMulti-Cap Value 244,141Sold Some-159,650-39.53 %$8,994,154$9,860,855$866,7019.63 % $-566,758 History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqbond Index PortfolioSpecialty & Misc 220,876Added More1000.04 %$8,137,072$8,921,182$784,1109.63 % $355 History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqequity 500 Index PortfolioS&P 500 Index 124,506Sold Some-4,500-3.48 %$4,586,801$5,028,797$441,9969.63 % $-15,975 History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqinternational Growth PortfolioMulti-Cap Growth 55,799Sold Some-1,200-2.10 %$2,055,635$2,253,722$198,0869.63 % $-4,260 History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqlord Abbett Large Cap Core PortfolioLarge-Cap Core 50,658Added More11,29228.68 %$1,866,241$2,046,077$179,8369.63 % $40,087 History of Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqmutual Shares PortfolioSpecialty & Misc 254,672Added More238,2721452.87 %$9,382,116$10,286,202$904,0869.63 % $845,866 History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSREq Advisors Trust - Eqtcw Equity PortfolioSpecialty & Misc 68,495Added More2,9004.42 %$2,523,356$2,766,513$243,1579.63 % $10,295 History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Investors Trust - Ing Franklin Income PortfolioEquity Income Sold All-204,000-100 %9.63 % $-724,200 History of Ing Investors Trust - Ing Franklin Income Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Investors Trust - Ing International PortfolioGlobal Flex Port 240,600Sold Some-22,400-8.51 %$8,863,704$9,717,834$854,1309.63 % $-79,520 History of Ing Investors Trust - Ing International Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Investors Trust - Ing Lord Abbett Affiliated PortfolioSpecialty & Misc 3,500Sold Some-600-14.63 %$128,940$141,365$12,4259.63 % $-2,130 History of Ing Investors Trust - Ing Lord Abbett Affiliated Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Investors Trust - Ing Stock Index PortfolioSpecialty & Misc 160,756Added More121,400308.46 %$5,922,251$6,492,935$570,6849.63 % $430,970 History of Ing Investors Trust - Ing Stock Index Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Variable Portfolios Inc - Ing International Index PortfolioNo Data 37,600New Holding37,600100 %$1,385,184$1,518,664$133,4809.63 % $133,480 History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Variable Portfolios Inc - Ing Russell Large Cap Value PortfolioNo Data 6,500No Compare$239,460$262,535$23,0759.63 % History of Ing Variable Portfolios Inc - Ing Russell Large Cap Value Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Variable Portfolios Inc - Ing Vp Growth PortfolioMulti-Cap Growth 111,490New Holding111,490100 %$4,107,292$4,503,081$395,7909.63 % $395,790 History of Ing Variable Portfolios Inc - Ing Vp Growth Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Variable Portfolios Inc - Ing Vp Index Plus Largecap PortfolioLarge-Cap Core 89,700Added More17,20023.72 %$3,304,548$3,622,983$318,4359.63 % $61,060 History of Ing Variable Portfolios Inc - Ing Vp Index Plus Largecap Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRIng Vp Balanced Portfolio Inc - Ing Vp Balanced PortfolioFlexible Portfolio 98,800Added More72,700278.54 %$3,639,792$3,990,532$350,7409.63 % $258,085 History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRSStreettracks Series Trust - Kbw Bank EtfSpecialty & Misc 833,589Sold Some-109,943-11.65 %$30,709,419$33,668,660$2,959,2419.63 % $-390,298 History of Streettracks Series Trust - Kbw Bank Etf Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRSStreettracks Series Trust - Spdr Dividend EtfSpecialty & Misc 15,357Added More4,50441.50 %$565,752$620,269$54,5179.63 % $15,989 History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRTrust For Professional Managers - Bristlecone FundNo Data Sold All-952-100 %9.63 % $-3,380 History of Trust For Professional Managers - Bristlecone Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRUsaa Mutual Funds Trust - Global Opportunities FundNo Data 40,200Added More14,90058.89 %$1,480,968$1,623,678$142,7109.63 % $52,895 History of Usaa Mutual Funds Trust - Global Opportunities Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRUsaa Mutual Funds Trust - Total Return Strategy FundSpecialty & Misc 7,700Added More1,00014.92 %$283,668$311,003$27,3359.63 % $3,550 History of Usaa Mutual Funds Trust - Total Return Strategy Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRUsaa Mutual Funds Trust - Value FundMulti-Cap Value 124,121New Holding124,121100 %$4,572,618$5,013,247$440,6309.63 % $440,630 History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp
2010-03-042009-12-31 N-CSRVanguard Balanced Index Funds - Vanguard Balanced Index FundMixed-Asset Target Allocation Growth 203,575Added More10,7005.54 %$7,499,703$8,222,394$722,6919.63 % $37,985 History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRMasters Select Funds Trust - The Masters Select Value FundMulti-Cap Value 32,000New Holding32,000100 %$1,208,320$1,292,480$84,1606.96 % $84,160 History of Masters Select Funds Trust - The Masters Select Value Fund Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRTiaa Cref Life Fund - Stock Index FundSpecialty & Misc 5,607No Change00 %$211,720$226,467$14,7466.96 % $0 History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRTiaa Separate Account Va 1 - Stock Index AccountSpecialty & Misc 25,714No Change00 %$970,961$1,038,588$67,6286.96 % $0 History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Capital One Financial Corp
2010-03-032009-12-31 13F-HR/AVanguard Group IncInstitution 15,458,035Added More223,2881.46 %$583,695,402$624,350,034$40,654,6326.96 % $587,247 History of Vanguard Group Inc Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRVanguard Index Funds - Vanguard 500 Index FundS&P 500 Index 159,344New Holding159,344100 %$6,016,829$6,435,904$419,0756.96 % $419,075 History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRVanguard Index Funds - Vanguard Value Index FundLarge-Cap Value Sold All-947,501-100 %6.96 % $-2,491,928 History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Capital One Financial Corp
2010-03-032009-12-31 N-CSRVanguard Institutional Index Funds - Vanguard Institutional Index FundSpecialty & Misc 451,903Sold Some-3,041,712-87.06 %$17,063,857$18,252,362$1,188,5056.96 % $-7,999,703 History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Capital One Financial Corp
2010-03-022010-03-01 4Schnall Peter AInsider 220,643Added More38,00026.27 %$8,380,021$8,911,771$531,7506.34 % $91,580XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-022010-03-01 4Schnall Peter AInsider 182,643Sold Some-38,000-17.22 %$6,936,781$7,376,951$440,1706.34 % $-91,580XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-03-022010-03-01 4Schneider Ryan MInsider 92,956Sold Some-1,933-2.03 %$3,530,469$3,754,493$224,0246.34 % $-4,659XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-022010-02-26 4Pike Lynn AInsider 133,750Sold Some-1,723-1.27 %$5,079,825$5,402,163$322,3386.34 % $-4,152XPresident Banking History of Pike Lynn A Ownership Of Capital One Financial Corp
2010-03-022010-02-26 4Schneider Ryan MInsider 94,889Sold Some-11,477-10.79 %$3,603,884$3,832,567$228,6826.34 % $-27,660XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-03-022009-12-31 N-CSRAmerican Funds Insurance Series - Growth FundMulti-Cap Growth 7,020,000Added More1,010,00016.80 %$266,619,600$283,537,800$16,918,2006.34 % $2,434,100 History of American Funds Insurance Series - Growth Fund Ownership Of Capital One Financial Corp
2010-03-022009-12-31 N-CSRAmerican Funds Insurance Series - International FundGlobal Flex Port 5,000,000New Holding5,000,000100 %$189,900,000$201,950,000$12,050,0006.34 % $12,050,000 History of American Funds Insurance Series - International Fund Ownership Of Capital One Financial Corp
2010-03-022009-12-31 N-Q/AAssetmark Funds - Assetmark Large Cap Value FundMulti-Cap Value 4,173New Holding4,173100 %$158,491$168,547$10,0576.34 % $10,057 History of Assetmark Funds - Assetmark Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-022009-12-31 N-CSRIxis Advisor Funds Trust I - Ixis Value FundMulti-Cap Value Sold All-1,025-100 %6.34 % $-2,470 History of Ixis Advisor Funds Trust I - Ixis Value Fund Ownership Of Capital One Financial Corp
2010-03-022009-12-31 13F-HR/ASusquehanna International Group LlpInstitution 68,986Sold Some-55,441-44.55 %$2,620,088$2,786,345$166,2566.34 % $-133,613 History of Susquehanna International Group Llp Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRAegontransamerica Series Trust - Capital Guardian ValueMulti-Cap Value 78,200New Holding78,200100 %$2,923,116$3,158,498$235,3828.05 % $235,382 History of Aegontransamerica Series Trust - Capital Guardian Value Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QAxp Investment Series Inc - Riversource Disciplined Large Cap Value FundNo Data 41,995New Holding41,995100 %$1,569,773$1,696,178$126,4058.05 % $126,405 History of Axp Investment Series Inc - Riversource Disciplined Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRColumbia Funds Variable Insurance Trust - Columbia International Fund Variable SeriesGlobal Flex Port 1,082Sold Some-150-12.17 %$40,445$43,702$3,2578.05 % $-452 History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Capital One Financial Corp
2010-03-012009-12-31 13F-HRDekabank Deutsche GirozentraleNo Data 18,119Added More6,72158.96 %$677,288$731,826$54,5388.05 % $20,230 History of Dekabank Deutsche Girozentrale Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QFidelity Central Investment Portfolios Llc - Fidelity FinancialsSpecialty & Misc Sold All-113,413-100 %8.05 % $-341,373 History of Fidelity Central Investment Portfolios Llc - Fidelity Financials Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QFidelity Charles Street Trust - Fidelity Global Balanced FundGlobal Flex Port Sold All-12,000-100 %8.05 % $-36,120 History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QFidelity Destiny Portfolios - Capital Development FundSpecialty & Misc 600,000New Holding600,000100 %$22,428,000$24,234,000$1,806,0008.05 % $1,806,000 History of Fidelity Destiny Portfolios - Capital Development Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QFidelity Destiny Portfolios - Diversified Stock FundLarge-Cap Growth Sold All-1,200,000-100 %8.05 % $-3,612,000 History of Fidelity Destiny Portfolios - Diversified Stock Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QGe Funds - Ge Global Equity FundGlobal Large-Cap Core 4,540New Holding4,540100 %$169,705$183,371$13,6658.05 % $13,665 History of Ge Funds - Ge Global Equity Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QGe Funds - Ge Value Equity FundLarge-Cap Core 25,054New Holding25,054100 %$936,519$1,011,931$75,4138.05 % $75,413 History of Ge Funds - Ge Value Equity Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QGe Institutional Funds - Value Equity FundMulti-Cap Value 36,979New Holding36,979100 %$1,382,275$1,493,582$111,3078.05 % $111,307 History of Ge Institutional Funds - Value Equity Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 13F-HR/AIng Investment Management Europe B VInstitution 326,806Added More9250.28 %$12,216,008$13,199,694$983,6868.05 % $2,784 History of Ing Investment Management Europe B V Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 1000 Growth Index FundMulti-Cap Growth 258,038Added More4,4471.75 %$9,645,460$10,422,155$776,6948.05 % $13,385 History of Ishares Trust - Ishares Russell 1000 Growth Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 1000 Index FundSpecialty & Misc 205,507Sold Some-4,420-2.10 %$7,681,852$8,300,428$618,5768.05 % $-13,304 History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 1000 Value Index FundMulti-Cap Value 523,490Added More12,3532.41 %$19,568,056$21,143,761$1,575,7058.05 % $37,183 History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 3000 Growth Index FundMulti-Cap Growth 7,285Sold Some-414-5.37 %$272,313$294,241$21,9288.05 % $-1,246 History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 3000 Index FundSpecialty & Misc 110,381Sold Some-6,439-5.51 %$4,126,042$4,458,289$332,2478.05 % $-19,381 History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell 3000 Value Index FundMulti-Cap Value 19,857Sold Some-2,259-10.21 %$742,255$802,024$59,7708.05 % $-6,800 History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell Midcap Growth Index FundMid-Cap Growth 169New Holding169100 %$6,317$6,826$5098.05 % $509 History of Ishares Trust - Ishares Russell Midcap Growth Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell Midcap Index FundMid-Cap Core 296New Holding296100 %$11,064$11,955$8918.05 % $891 History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares Russell Midcap Value Index FundMid-Cap Value 321New Holding321100 %$11,999$12,965$9668.05 % $966 History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares S And P 100 Index FundSpecialty & Misc 187,539New Holding187,539100 %$7,010,208$7,574,700$564,4928.05 % $564,492 History of Ishares Trust - Ishares S And P 100 Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares S And P 1500 Index FundS&P 500 Index 12,320No Compare$460,522$497,605$37,0838.05 % History of Ishares Trust - Ishares S And P 1500 Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares S And P 500 Index FundS&P 500 Index 1,328,161No Compare$49,646,658$53,644,423$3,997,7658.05 % History of Ishares Trust - Ishares S And P 500 Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QIshares Trust - Ishares S And P Global Financials Sector Index FundGlobal Flex Port 34,894No Compare$1,304,338$1,409,369$105,0318.05 % History of Ishares Trust - Ishares S And P Global Financials Sector Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QLeuthold Funds Inc - Grizzly Short FundNo Data Sold All-39,020-100 %8.05 % $-117,450 History of Leuthold Funds Inc - Grizzly Short Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRMadison Mosaic Equity Trust - Madison Institutional Equity Option FundSpecialty & Misc Sold All-6,000-100 %8.05 % $-18,060 History of Madison Mosaic Equity Trust - Madison Institutional Equity Option Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QNorthern Lights Fund Trust - Biondo FundHealth/Biotech Sold All-3,500-100 %8.05 % $-10,535 History of Northern Lights Fund Trust - Biondo Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRPutnam Variable Trust - Putnam Vt Growth And Income FundMulti-Cap Growth Sold All-121,400-100 %8.05 % $-365,414 History of Putnam Variable Trust - Putnam Vt Growth And Income Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRPutnam Variable Trust - Putnam Vt Research FundSpecialty & Misc 3,500Added More80029.62 %$130,830$141,365$10,5358.05 % $2,408 History of Putnam Variable Trust - Putnam Vt Research Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QReynolds Funds Inc - Reynolds Blue Chip Growth FundMulti-Cap Core 300New Holding300100 %$11,214$12,117$9038.05 % $903 History of Reynolds Funds Inc - Reynolds Blue Chip Growth Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QRiversource Strategic Allocation Series Inc - Riversource Strategic Allocation FundFlexible Portfolio 66,833New Holding66,833100 %$2,498,218$2,699,385$201,1678.05 % $201,167 History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QRydex Series Funds - Financial Services FundFinancial Services 7,914Sold Some-1,886-19.24 %$295,825$319,646$23,8218.05 % $-5,677 History of Rydex Series Funds - Financial Services Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QRydex Series Funds - Nova FundLarge-Cap Core 2,340Sold Some-457-16.33 %$87,469$94,513$7,0438.05 % $-1,376 History of Rydex Series Funds - Nova Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QSeasons Series Trust - Large Cap Composite PortfolioLarge-Cap Core 359New Holding359100 %$13,419$14,500$1,0818.05 % $1,081 History of Seasons Series Trust - Large Cap Composite Portfolio Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QSeasons Series Trust - Large Cap Value PortfolioLarge-Cap Value 28,933New Holding28,933100 %$1,081,516$1,168,604$87,0888.05 % $87,088 History of Seasons Series Trust - Large Cap Value Portfolio Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QSeasons Series Trust - Stock PortfolioMulti-Cap Core 16,685New Holding16,685100 %$623,685$673,907$50,2228.05 % $50,222 History of Seasons Series Trust - Stock Portfolio Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QSei Institutional Managed Trust - Global Managed Volatility FundGlobal Flex Port 5,200New Holding5,200100 %$194,376$210,028$15,6528.05 % $15,652 History of Sei Institutional Managed Trust - Global Managed Volatility Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QSei Institutional Managed Trust - Large Cap Value FundLarge-Cap Value 45,100No Change00 %$1,685,838$1,821,589$135,7518.05 % $0 History of Sei Institutional Managed Trust - Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTiaa Cref Institutional Mutual Funds - Bond FundSpecialty & Misc Sold All-126,074-100 %8.05 % $-379,483 History of Tiaa Cref Institutional Mutual Funds - Bond Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index FundNo Data 16,000Added More1,1007.38 %$598,080$646,240$48,1608.05 % $3,311 History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index FundNo Data 44,571Added More21,65494.48 %$1,666,064$1,800,223$134,1598.05 % $65,179 History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTiaa Cref Institutional Mutual Funds - Equity Index FundSpecialty & Misc 83,928Sold Some-118-0.14 %$3,137,229$3,389,852$252,6238.05 % $-355 History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTiaa Cref Institutional Mutual Funds - Growth Equity FundMulti-Cap Growth 11,409Added More4864.44 %$426,468$460,810$34,3418.05 % $1,463 History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTouchstone Strategic Trust - Large Cap Value FundLarge-Cap Value 4,100Sold Some-17,600-81.10 %$153,258$165,599$12,3418.05 % $-52,976 History of Touchstone Strategic Trust - Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTurner Funds - Turner Large Cap Value FundMulti-Cap Value Sold All-240-100 %8.05 % $-722 History of Turner Funds - Turner Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QTurner Funds - Turner Spectrum FundNo Data Sold All-1,370-100 %8.05 % $-4,124 History of Turner Funds - Turner Spectrum Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRVanguard Tax Managed Funds - Vanguard Tax Managed Balanced FundFlexible Portfolio 6,200Sold Some-700-10.14 %$231,756$250,418$18,6628.05 % $-2,107 History of Vanguard Tax Managed Funds - Vanguard Tax Managed Balanced Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRVanguard Tax Managed Funds - Vanguard Tax Managed Capital Appreciation FundSpecialty & Misc 158,900No Compare$5,939,682$6,417,971$478,2898.05 % History of Vanguard Tax Managed Funds - Vanguard Tax Managed Capital Appreciation Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRVanguard Tax Managed Funds - Vanguard Tax Managed Growth And Income FundMulti-Cap Growth 97,186No Compare$3,632,813$3,925,343$292,5308.05 % History of Vanguard Tax Managed Funds - Vanguard Tax Managed Growth And Income Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRVanguard Variable Insurance Funds - Diversified Value PortfolioMulti-Cap Value 302,500No Change00 %$11,307,450$12,217,975$910,5258.05 % $0 History of Vanguard Variable Insurance Funds - Diversified Value Portfolio Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-CSRVanguard Variable Insurance Funds - Equity Index PortfolioSpecialty & Misc 89,106Sold Some-18-0.02 %$3,330,782$3,598,991$268,2098.05 % $-54 History of Vanguard Variable Insurance Funds - Equity Index Portfolio Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QWisdomtree Trust - Wisdomtree Diefa FundSpecialty & Misc Sold All-3,508-100 %8.05 % $-10,559 History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QWisdomtree Trust - Wisdomtree Earnings Top 100 FundSpecialty & Misc Sold All-2,669-100 %8.05 % $-8,034 History of Wisdomtree Trust - Wisdomtree Earnings Top 100 Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QWisdomtree Trust - Wisdomtree Largecap Dividend FundLarge-Cap Core 5,089Sold Some-25,916-83.58 %$190,227$205,545$15,3188.05 % $-78,007 History of Wisdomtree Trust - Wisdomtree Largecap Dividend Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QWisdomtree Trust - Wisdomtree Total Dividend FundSpecialty & Misc 1,368Sold Some-6,634-82.90 %$51,136$55,254$4,1188.05 % $-19,968 History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Capital One Financial Corp
2010-03-012009-12-31 N-QWisdomtree Trust - Wisdomtree Total Earnings FundSpecialty & Misc Sold All-1,407-100 %8.05 % $-4,235 History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Capital One Financial Corp
2010-02-262010-02-26 N-QCalvert Social Index Series Inc - Calvert Social Index FundMulti-Cap Core 7,149Added More4366.49 %$269,875$288,748$18,8736.99 % $1,151 History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of Capital One Financial Corp
2010-02-262010-02-26 N-QCalvert Social Investment Fund - Equity PortfolioMulti-Cap Core 264Sold Some-4-1.49 %$9,966$10,663$6976.99 % $-11 History of Calvert Social Investment Fund - Equity Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRAim Variable Insurance Funds - Aim V I Dynamics FundSpecialty & Misc 6,424No Compare$242,506$259,465$16,9596.99 % History of Aim Variable Insurance Funds - Aim V I Dynamics Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QDelaware Group Foundation Funds - Delaware Foundation Equity FundNo Data 26No Compare$982$1,050$696.99 % History of Delaware Group Foundation Funds - Delaware Foundation Equity Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QDelaware Group Foundation Funds - Delaware Moderate Allocation PortfolioMixed-Asset Target Allocation Moderate 5,830New Holding5,830100 %$220,083$235,474$15,3916.99 % $15,391 History of Delaware Group Foundation Funds - Delaware Moderate Allocation Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QDryden Index Series Fund - Dryden Stock Index FundSpecialty & Misc 38,266New Holding38,266100 %$1,444,542$1,545,564$101,0226.99 % $101,022 History of Dryden Index Series Fund - Dryden Stock Index Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QDws Advisor Funds - Dws Lifecycle Long Range FundMixed-Asset Target Allocation Moderate 58,800New Holding58,800100 %$2,219,700$2,374,932$155,2326.99 % $155,232 History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QDws Equity Trust - Dws Disciplined Market Neutral FundSpecialty & Misc Sold All-68,000-100 %6.99 % $-179,520 History of Dws Equity Trust - Dws Disciplined Market Neutral Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRDws Variable Series I - Dws Bond VipSpecialty & Misc 29,100Added More23,500419.64 %$1,098,525$1,175,349$76,8246.99 % $62,040 History of Dws Variable Series I - Dws Bond Vip Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRDws Variable Series Ii - Dws Balanced VipFlexible Portfolio 21,700Added More4,30024.71 %$819,175$876,463$57,2886.99 % $11,352 History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRDws Variable Series Ii - Dws Blue Chip VipSpecialty & Misc 31,400Added More25,300414.75 %$1,185,350$1,268,246$82,8966.99 % $66,792 History of Dws Variable Series Ii - Dws Blue Chip Vip Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRDws Variable Series Ii - Dws Strategic Income VipEquity Income Sold All-47,346-100 %6.99 % $-124,993 History of Dws Variable Series Ii - Dws Strategic Income Vip Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSREaton Vance Special Investment Trust - Eaton Vance Balanced FundFlexible Portfolio Sold All-6,250,000-100 %6.99 % $-16,500,000 History of Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRInvestment Co Of America - Investment Co Of AmericaLarge-Cap Value 7,105,576No Change00 %$268,235,494$286,994,215$18,758,7216.99 % $0 History of Investment Co Of America - Investment Co Of America Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRJanus Aspen Series - Balanced PortfolioMixed-Asset Target Allocation Growth 1,300New Holding1,300100 %$49,075$52,507$3,4326.99 % $3,432 History of Janus Aspen Series - Balanced Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRJanus Aspen Series - Growth And Income PortfolioMulti-Cap Growth Sold All-1,100-100 %6.99 % $-2,904 History of Janus Aspen Series - Growth And Income Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRSJanus Investment Fund - Intech Risk-Managed International FundNo Data Sold All-5,100-100 %6.99 % $-13,464 History of Janus Investment Fund - Intech Risk-Managed International Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRSJanus Investment Fund - Intech Risk-Managed Value FundNo Data 5,100Sold Some-200-3.77 %$192,525$205,989$13,4646.99 % $-528 History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRLarge Cap Value Portfolio - Large Cap Value PortfolioLarge-Cap Value Sold All-6,000,000-100 %6.99 % $-15,840,000 History of Large Cap Value Portfolio - Large Cap Value Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 13F-HR/AMesirow Advanced Strategies IncNo Data 8,557No Compare$323,027$345,617$22,5906.99 % History of Mesirow Advanced Strategies Inc Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QMorgan Stanley Institutional Fund Trust - Balanced PortfolioFlexible Portfolio Sold All-1,000-100 %6.99 % $-2,640 History of Morgan Stanley Institutional Fund Trust - Balanced Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QMorgan Stanley Institutional Fund Trust - Value PortfolioMulti-Cap Value 500New Holding500100 %$18,875$20,195$1,3206.99 % $1,320 History of Morgan Stanley Institutional Fund Trust - Value Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QOptimum Fund Trust - Optimum Large Cap Growth FundLarge-Cap Growth Sold All-15,550-100 %6.99 % $-41,052 History of Optimum Fund Trust - Optimum Large Cap Growth Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QPacific Life Funds - Pl International Value FundInternational Small-Mid-Cap Value 34,740Added More2,0206.17 %$1,311,435$1,403,149$91,7146.99 % $5,333 History of Pacific Life Funds - Pl International Value Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QSelect Sector Spdr Trust - Financial Select Sector Spdr FundSpecialty & Misc 2,149,868Sold Some-246,282-10.27 %$81,157,517$86,833,169$5,675,6526.99 % $-650,184 History of Select Sector Spdr Trust - Financial Select Sector Spdr Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QSti Classic Funds - Balanced FundFlexible Portfolio Sold All-500-100 %6.99 % $-1,320 History of Sti Classic Funds - Balanced Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QSti Classic Funds - Large Cap Growth Stock FundLarge-Cap Growth 138,100Sold Some-34,000-19.75 %$5,213,275$5,577,859$364,5846.99 % $-89,760 History of Sti Classic Funds - Large Cap Growth Stock Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 13F-HRThree Zero Three Capital Partners LlcNo Data 7,960Sold Some-2,971-27.17 %$300,490$321,504$21,0146.99 % $-7,843 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-QUsaa Mutual Funds Trust - Growth FundMulti-Cap Growth Sold All-45,400-100 %6.99 % $-119,856 History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRUtilities Portfolio - Utilities PortfolioUtility Sold All-250,000-100 %6.99 % $-660,000 History of Utilities Portfolio - Utilities Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVan Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical AssetNo Data 1,300Added More20018.18 %$49,075$52,507$3,4326.99 % $528 History of Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Fund - Growth PortfolioMulti-Cap Growth 1,408,801Added More536,00261.41 %$53,182,238$56,901,472$3,719,2356.99 % $1,415,045 History of Variable Insurance Products Fund - Growth Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Fund Ii - Contrafund PortfolioSpecialty & Misc Sold All-393,240-100 %6.99 % $-1,038,154 History of Variable Insurance Products Fund Ii - Contrafund Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Fund Ii - Index 500 PortfolioS&P 500 Index 89,437Sold Some-5,473-5.76 %$3,376,247$3,612,360$236,1146.99 % $-14,449 History of Variable Insurance Products Fund Ii - Index 500 Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Fund Iv - Consumer Discretionary PortfolioSpecialty & Misc 4,500New Holding4,500100 %$169,875$181,755$11,8806.99 % $11,880 History of Variable Insurance Products Fund Iv - Consumer Discretionary Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Fund Iv - Financial Services PortfolioSpecialty & Misc Sold All-6,400-100 %6.99 % $-16,896 History of Variable Insurance Products Fund Iv - Financial Services Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 N-CSRVariable Insurance Products Iii - Balanced PortfolioFlexible Portfolio 110,850Added More40,35057.23 %$4,184,588$4,477,232$292,6446.99 % $106,524 History of Variable Insurance Products Iii - Balanced Portfolio Ownership Of Capital One Financial Corp
2010-02-262009-12-31 13F-HR/AWestport Resources Management IncInstitution 67New Holding67100 %$2,529$2,706$1776.99 % $177 History of Westport Resources Management Inc Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSREaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0Multi-Cap Growth Sold All-407,705-100 %8.08 % $-1,231,269 History of Eaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0 Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRFidelity Advisor Series Viii - Overseas FundInternational Large-Cap Core Sold All-41,300-100 %8.08 % $-124,726 History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRJpmorgan Value Opportunities Fund Inc - Jpmorgan Value Opportunities Fund IncMulti-Cap Value 123New Holding123100 %$4,597$4,968$3718.08 % $371 History of Jpmorgan Value Opportunities Fund Inc - Jpmorgan Value Opportunities Fund Inc Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRLegg Mason Partners Variable Equity Trust - Legg Mason Partners Variable Investors PortfolioSpecialty & Misc 65,020New Holding65,020100 %$2,429,797$2,626,158$196,3608.08 % $196,360 History of Legg Mason Partners Variable Equity Trust - Legg Mason Partners Variable Investors Portfolio Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRLincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 FundNo Data Sold All-67,016-100 %8.08 % $-202,388 History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRLincoln Variable Insurance Products Trust - Core FundMulti-Cap Core Sold All-130,890-100 %8.08 % $-395,288 History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRLincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income FundMulti-Cap Growth Sold All-227,420-100 %8.08 % $-686,808 History of Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRLincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness FundSpecialty & Misc Sold All-211,550-100 %8.08 % $-638,881 History of Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 13F-HR/ANorthern Trust CorpInstitution 5,483,329Sold Some-206,657-3.63 %$204,912,005$221,471,658$16,559,6548.08 % $-624,104 History of Northern Trust Corp Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-CSRTax Managed Growth Portfolio - Tax Managed Growth PortfolioMulti-Cap Growth Sold All-407,705-100 %8.08 % $-1,231,269 History of Tax Managed Growth Portfolio - Tax Managed Growth Portfolio Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-QUnified Series Trust - Dean Large Cap Value FundLarge-Cap Value Sold All-7,335-100 %8.08 % $-22,152 History of Unified Series Trust - Dean Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-02-252009-12-31 N-QVanguard Malvern Funds - Vanguard Asset Allocation FundFlexible Portfolio 248,245Sold Some-46,855-15.87 %$9,276,916$10,026,616$749,7008.08 % $-141,502 History of Vanguard Malvern Funds - Vanguard Asset Allocation Fund Ownership Of Capital One Financial Corp
2010-02-252009-09-30 13F-HRThree Zero Three Capital Partners LlcNo Data 10,931Sold Some-14,834-57.57 %$408,491$441,503$33,0128.08 % $-44,799 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252009-06-30 13F-HRThree Zero Three Capital Partners LlcNo Data 25,765Sold Some-25,419-49.66 %$962,838$1,040,648$77,8108.08 % $-76,765 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252009-03-31 13F-HRThree Zero Three Capital Partners LlcNo Data 51,184Added More45,414787.07 %$1,912,746$2,067,322$154,5768.08 % $137,150 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252008-12-31 13F-HRThree Zero Three Capital Partners LlcNo Data 5,770Sold Some-23,345-80.18 %$215,625$233,050$17,4258.08 % $-70,502 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252008-09-30 13F-HRThree Zero Three Capital Partners LlcNo Data 29,115Added More4,61518.83 %$1,088,028$1,175,955$87,9278.08 % $13,937 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252008-06-30 13F-HRThree Zero Three Capital Partners LlcNo Data 24,500Added More24,40024400.00 %$915,565$989,555$73,9908.08 % $73,688 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252008-03-30 13F-HRThree Zero Three Capital Partners LlcNo Data 100New Holding100100 %$3,737$4,039$3028.08 % $302 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252007-12-31 13F-HRThree Zero Three Capital Partners LlcNo Data Sold All-2,700-100 %8.08 % $-8,154 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252007-09-30 13F-HRThree Zero Three Capital Partners LlcNo Data 2,700Added More2,6002600.00 %$100,899$109,053$8,1548.08 % $7,852 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252007-06-30 13F-HRThree Zero Three Capital Partners LlcNo Data 100Sold Some-28,593-99.65 %$3,737$4,039$3028.08 % $-86,351 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252007-03-31 13F-HRThree Zero Three Capital Partners LlcNo Data 28,693New Holding28,693100 %$1,072,257$1,158,910$86,6538.08 % $86,653 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252006-06-30 13F-HRThree Zero Three Capital Partners LlcNo Data Sold All-11,925-100 %8.08 % $-36,014 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252006-03-31 13F-HRThree Zero Three Capital Partners LlcNo Data 11,925Added More11,7005200.00 %$445,637$481,651$36,0148.08 % $35,334 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252006-03-31 13F-HRThree Zero Three Capital Partners LlcNo Data 11,925Added More11,4252285.00 %$445,637$481,651$36,0148.08 % $34,504 History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252005-12-31 13F-HRThree Zero Three Capital Partners LlcNo Data 225No Compare$8,408$9,088$6808.08 % History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-252005-12-31 13F-HRThree Zero Three Capital Partners LlcNo Data 500No Compare$18,685$20,195$1,5108.08 % History of Three Zero Three Capital Partners Llc Ownership Of Capital One Financial Corp
2010-02-242009-12-31 13F-HRDixon Hubard And Feinour IncInstitution 12,997Added More9507.88 %$489,207$524,949$35,7427.30 % $2,613 History of Dixon Hubard And Feinour Inc Ownership Of Capital One Financial Corp
2010-02-242009-12-31 N-QIng Series Fund Inc - Ing Balanced FundMixed-Asset Target Allocation Moderate Sold All-5,000-100 %7.30 % $-13,750 History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp
2010-02-242009-12-31 N-CSRLord Abbett Series Fund Inc - International PortfolioInternational Multi-Cap Core 90,728Added More60,328198.44 %$3,415,002$3,664,504$249,5027.30 % $165,902 History of Lord Abbett Series Fund Inc - International Portfolio Ownership Of Capital One Financial Corp
2010-02-232010-02-22 4Berson Jory AInsider 121,561Sold Some-8,000-6.17 %$4,501,404$4,909,849$408,4459.07 % $-26,880XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Alexander Robert MInsider 114,529Sold Some-1,143-0.98 %$4,241,009$4,625,826$384,8179.07 % $-3,840XChief Information Officer History of Alexander Robert M Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Berson Jory AInsider 129,561Sold Some-2,564-1.94 %$4,797,644$5,232,969$435,3259.07 % $-8,615XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Perlin Gary LInsider 201,375Sold Some-3,945-1.92 %$7,456,916$8,133,536$676,6209.07 % $-13,255XChief Financial Officer History of Perlin Gary L Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Pike Lynn AInsider 135,473Sold Some-1,739-1.26 %$5,016,565$5,471,754$455,1899.07 % $-5,843XPresident Banking History of Pike Lynn A Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Sanjiv YajnikNo Data 150,624Sold Some-808-0.53 %$5,577,607$6,083,703$506,0979.07 % $-2,715XPresident Financial Services History of Sanjiv Yajnik Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Schnall Peter AInsider 182,627Sold Some-2,192-1.18 %$6,762,678$7,376,305$613,6279.07 % $-7,365XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-02-232010-02-21 4Schneider Ryan MInsider 106,357Sold Some-1,612-1.49 %$3,938,400$4,295,759$357,3609.07 % $-5,416XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-02-232009-12-31 N-QOld Mutual Advisor Funds Ii - Old Mutual Barrow Hanley Value FundLarge-Cap Value 54,440Sold Some-4,100-7.00 %$2,015,913$2,198,832$182,9189.07 % $-13,776 History of Old Mutual Advisor Funds Ii - Old Mutual Barrow Hanley Value Fund Ownership Of Capital One Financial Corp
2010-02-232009-10-31 N-CSR/AAmerican Beacon Funds - American Beacon Balanced FundMixed-Asset Target Allocation Growth 106,200Added More1,1001.04 %$3,932,586$4,289,418$356,8329.07 % $3,696 History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp
2010-02-232009-10-31 N-CSR/AAmerican Beacon Funds - American Beacon Large Cap Value FundLarge-Cap Value 1,207,400No Change00 %$44,710,022$48,766,886$4,056,8649.07 % $0 History of American Beacon Funds - American Beacon Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-02-222009-12-31 N-CSRAlliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value PortfolioMulti-Cap Value Sold All-32,600-100 %5.51 % $-68,786 History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value Portfolio Ownership Of Capital One Financial Corp
2010-02-222009-12-31 13F-HRGreenway Trading LlcInstitution 8,100New Holding8,100100 %$310,068$327,159$17,0915.51 % $17,091 History of Greenway Trading Llc Ownership Of Capital One Financial Corp
2010-02-222009-12-31 13F-HRJefferies Group IncInstitution 12,263Added More2,58926.76 %$469,428$495,303$25,8755.51 % $5,463 History of Jefferies Group Inc Ownership Of Capital One Financial Corp
2010-02-222009-12-31 13F-HR/ASandy Spring BankNo Data 560Sold Some-1,200-68.18 %$21,437$22,618$1,1825.51 % $-2,532 History of Sandy Spring Bank Ownership Of Capital One Financial Corp
2010-02-182010-02-16 4Schnall Peter AInsider 184,819Sold Some-31,382-14.51 %$6,899,293$7,464,839$565,5468.19 % $-96,029XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-02-182009-12-31 13F-HR/AAmerican International Group IncInstitution 226,176Sold Some-65,230-22.38 %$8,443,150$9,135,249$692,0998.19 % $-199,604 History of American International Group Inc Ownership Of Capital One Financial Corp
2010-02-182009-12-31 N-CSRGenworth Variable Insurance Trust - Genworth Eaton Vance Large Cap Value FundNo Data Sold All-33,146-100 %8.19 % $-101,427 History of Genworth Variable Insurance Trust - Genworth Eaton Vance Large Cap Value Fund Ownership Of Capital One Financial Corp
2010-02-182009-12-31 13F-HRGmt Capital CorpInstitution 989,700Added More25,3002.62 %$36,945,501$39,973,983$3,028,4828.19 % $77,418 History of Gmt Capital Corp Ownership Of Capital One Financial Corp
2010-02-182009-12-31 13F-HR/ALloyds Tsb Bank PlcInstitution 84,939New Holding84,939100 %$3,170,773$3,430,686$259,9138.19 % $259,913 History of Lloyds Tsb Bank Plc Ownership Of Capital One Financial Corp
2010-02-182009-12-31 13F-HRNew York State Teachers Retirement SystemInstitution 1,459,408Added More3,7950.26 %$54,479,701$58,945,489$4,465,7888.19 % $11,613 History of New York State Teachers Retirement System Ownership Of Capital One Financial Corp
2010-02-182009-12-31 13F-HRWestlb Mellon Asset Management Kapitalanlagegessellschaft MbInsider 7,792New Holding7,792100 %$290,875$314,719$23,8448.19 % $23,844 History of Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb Ownership Of Capital One Financial Corp
2010-02-172009-12-31 13F-HRBarclays PlcInstitution 223,968Added More41,87522.99 %$8,253,221$9,046,068$792,8479.60 % $148,238 History of Barclays Plc Ownership Of Capital One Financial Corp
2010-02-172009-12-31 13F-HR/ACredit SuisseInstitution 344,575Added More92,67636.79 %$12,697,589$13,917,384$1,219,7969.60 % $328,073 History of Credit Suisse Ownership Of Capital One Financial Corp
2010-02-172009-12-31 13F-HRJane Street Holding LlcInstitution Sold All-29,737-100 %9.60 % $-105,269 History of Jane Street Holding Llc Ownership Of Capital One Financial Corp
2010-02-172009-12-31 13F-HR/AOregon Public Employees Retirement FundNo Data 22,408No Compare$825,735$905,059$79,3249.60 % History of Oregon Public Employees Retirement Fund Ownership Of Capital One Financial Corp
2010-02-172009-12-31 13F-HRUs Bancorp DeInstitution 74,949Sold Some-35,062-31.87 %$2,761,871$3,027,190$265,3199.60 % $-124,119 History of Us Bancorp De Ownership Of Capital One Financial Corp
2010-02-162010-02-16 13F-HRLegg Mason Capital Management IncInstitution 8,618,259Sold Some-557,714-6.07 %$316,634,836$348,091,481$31,456,6459.93 % $-2,035,656 History of Legg Mason Capital Management Inc Ownership Of Capital One Financial Corp
2010-02-162010-02-16 13F-HRLegg Mason Investment Counsel LlcInstitution 4,650Sold Some-70-1.48 %$170,841$187,814$16,9739.93 % $-256 History of Legg Mason Investment Counsel Llc Ownership Of Capital One Financial Corp
2010-02-162010-02-16 13F-HRLegg Mason Trust Company National AssociationInstitution 762No Change00 %$27,996$30,777$2,7819.93 % $0 History of Legg Mason Trust Company National Association Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAberdeen Asset Management PlcInstitution 981,670Sold Some-26,800-2.65 %$36,066,556$39,649,651$3,583,0969.93 % $-97,820 History of Aberdeen Asset Management Plc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAdage Capital Partners Gp LlcInstitution 26,700Sold Some-592,955-95.69 %$980,958$1,078,413$97,4559.93 % $-2,164,286 History of Adage Capital Partners Gp Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAdams Express CoInstitution 210,000Sold Some-105,000-33.33 %$7,715,400$8,481,900$766,5009.93 % $-383,250 History of Adams Express Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HR/AAdar Investment Management LlcInstitution 40,000Added More10,00033.33 %$1,469,600$1,615,600$146,0009.93 % $36,500 History of Adar Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAlex Brown Investment Management LlcInstitution 23,500Sold Some-150-0.63 %$863,390$949,165$85,7759.93 % $-548 History of Alex Brown Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAlyeska Investment Group LpNo Data Sold All-136,548-100 %9.93 % $-498,400 History of Alyeska Investment Group Lp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAmvescap PlcInstitution 2,505,130Added More171,5367.35 %$92,038,476$101,182,201$9,143,7259.93 % $626,106 History of Amvescap Plc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAqr Capital Management LlcInstitution 16,734Added More6,30060.37 %$614,807$675,886$61,0799.93 % $22,995 History of Aqr Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAragon Global Management LlcInstitution 6,576Sold Some-118,697-94.75 %$241,602$265,605$24,0029.93 % $-433,244 History of Aragon Global Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRAtlanta Capital Management Co L L CInstitution 16,650No Change00 %$611,721$672,494$60,7739.93 % $0 History of Atlanta Capital Management Co L L C Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBabson Capital Management LlcInstitution 45,669Sold Some-3,500-7.11 %$1,677,879$1,844,571$166,6929.93 % $-12,775 History of Babson Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBalyasny Asset Management LlcInstitution 35,000Sold Some-314,600-89.98 %$1,285,900$1,413,650$127,7509.93 % $-1,148,290 History of Balyasny Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBam Management LlcNo Data Sold All-16,500-100 %9.93 % $-60,225 History of Bam Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBam Offshore Management LlcNo Data Sold All-9,279-100 %9.93 % $-33,868 History of Bam Offshore Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBancorpsouth IncInstitution 2,722No Change00 %$100,006$109,942$9,9359.93 % $0 History of Bancorpsouth Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBenchmark Capital AdvisorsInstitution 7,500New Holding7,500100 %$275,550$302,925$27,3759.93 % $27,375 History of Benchmark Capital Advisors Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBluecrest Capital Management LtdInstitution 32,252New Holding32,252100 %$1,184,938$1,302,658$117,7209.93 % $117,720 History of Bluecrest Capital Management Ltd Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBogle Investment Management L PInstitution 33,308New Holding33,308100 %$1,223,736$1,345,310$121,5749.93 % $121,574 History of Bogle Investment Management L P Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBroadmark Asset Management LlcInstitution 10,800Added More2,00022.72 %$396,792$436,212$39,4209.93 % $7,300 History of Broadmark Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRBryn Mawr Capital Management IncInstitution 112,930New Holding112,930100 %$4,149,048$4,561,243$412,1959.93 % $412,195 History of Bryn Mawr Capital Management Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCaip Partners LlcNo Data Sold All-56,100-100 %9.93 % $-204,765 History of Caip Partners Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCapstone Asset Management CoInstitution 57,566Added More8,04016.23 %$2,114,975$2,325,091$210,1169.93 % $29,346 History of Capstone Asset Management Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCapstone Investment Advisors LlcInstitution 37,844Added More27,941282.14 %$1,390,389$1,528,519$138,1319.93 % $101,985 History of Capstone Investment Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRChevy Chase Trust Holdings IncNo Data 427,514Sold Some-6,215-1.43 %$15,706,864$17,267,290$1,560,4269.93 % $-22,685 History of Chevy Chase Trust Holdings Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCitadel Advisors LlcInsider 9,123No Compare$335,179$368,478$33,2999.93 % History of Citadel Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCna Financial CorpInstitution 28,575Sold Some-1,481-4.92 %$1,049,846$1,154,144$104,2999.93 % $-5,406 History of Cna Financial Corp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRConcert Wealth Management IncNo Data 105No Change00 %$3,858$4,241$3839.93 % $0 History of Concert Wealth Management Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCorestates Capital Advisors LlcNo Data 17,632Sold Some-251-1.40 %$647,800$712,156$64,3579.93 % $-916 History of Corestates Capital Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRCredit Suisse First BostonInstitution 1,968,129Added More228,25213.11 %$72,309,059$79,492,730$7,183,6719.93 % $833,120 History of Credit Suisse First Boston Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRElm Ridge Management LlcNo Data 1,031,427No Compare$37,894,628$41,659,337$3,764,7099.93 % History of Elm Ridge Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HREndex Capital Management LlcInstitution 4,312No Change00 %$158,423$174,162$15,7399.93 % $0 History of Endex Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFbr Capital Markets CorpInsider 44,000Sold Some-1,000-2.22 %$1,616,560$1,777,160$160,6009.93 % $-3,650 History of Fbr Capital Markets Corp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFederated Investors IncInstitution 14,017Added More9,438206.11 %$514,985$566,147$51,1629.93 % $34,449 History of Federated Investors Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFidelity International LtdInstitution 112,940Sold Some-220,900-66.16 %$4,149,416$4,561,647$412,2319.93 % $-806,285 History of Fidelity International Ltd Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFifth Third Asset Management IncInstitution 46,861Added More10,68529.53 %$1,721,673$1,892,716$171,0439.93 % $39,000 History of Fifth Third Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFifth Third BancorpInstitution 10,194Added More3,66156.03 %$374,528$411,736$37,2089.93 % $13,363 History of Fifth Third Bancorp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFinancial Architects IncInstitution 4,620No Change00 %$169,739$186,602$16,8639.93 % $0 History of Financial Architects Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRFmr CorpInstitution 10,190,818Sold Some-9,094,428-47.15 %$374,410,653$411,607,139$37,196,4869.93 % $-33,194,662 History of Fmr Corp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRGlg Partners IncInstitution 299,357Added More21,9537.91 %$10,998,376$12,091,029$1,092,6539.93 % $80,128 History of Glg Partners Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRGoldman Sachs Group IncInstitution 4,445,726Added More2,189,30697.02 %$163,335,973$179,562,873$16,226,9009.93 % $7,990,967 History of Goldman Sachs Group Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRGreat Oaks Capital Management LlcInstitution 7,400New Holding7,400100 %$271,876$298,886$27,0109.93 % $27,010 History of Great Oaks Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRHarber Asset Management LlcInstitution 15,000New Holding15,000100 %$551,100$605,850$54,7509.93 % $54,750 History of Harber Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRHarrison Walter F Iii NyInstitution Sold All-47,589-100 %9.93 % $-173,700 History of Harrison Walter F Iii Ny Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRHenderson Group PlcInstitution 106,698Added More15,48816.98 %$3,920,085$4,309,532$389,4489.93 % $56,531 History of Henderson Group Plc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRHigh Point Bank And Trust CoInstitution 100No Change00 %$3,674$4,039$3659.93 % $0 History of High Point Bank And Trust Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRIng Groep NvInstitution 737,119Added More82,23012.55 %$27,081,752$29,772,236$2,690,4849.93 % $300,140 History of Ing Groep Nv Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HR/AJanney Montgomery Scott LlcInstitution 13,371Added More5424.22 %$491,251$540,055$48,8049.93 % $1,978 History of Janney Montgomery Scott Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRJanus Capital Management LlcInstitution 1,721,694Added More426,13132.89 %$63,255,038$69,539,221$6,284,1839.93 % $1,555,378 History of Janus Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRJulius Baer Holding LtdNo Data 59,774No Compare$2,196,097$2,414,272$218,1759.93 % History of Julius Baer Holding Ltd Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRKbc Group NvInstitution 38,332New Holding38,332100 %$1,408,318$1,548,229$139,9129.93 % $139,912 History of Kbc Group Nv Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRLsv Asset ManagementInstitution 2,242,303Sold Some-107,400-4.57 %$82,382,212$90,566,618$8,184,4069.93 % $-392,010 History of Lsv Asset Management Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRMagnetar Financial LlcInstitution 10,085Sold Some-3,528-25.91 %$370,523$407,333$36,8109.93 % $-12,877 History of Magnetar Financial Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRManaged Account Advisors LlcInstitution 254,226Added More10,7364.40 %$9,340,263$10,268,188$927,9259.93 % $39,186 History of Managed Account Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRManalapan Oracle Capital Management LlcNo Data 21,888No Compare$804,165$884,056$79,8919.93 % History of Manalapan Oracle Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRManufactureres Life Insurance CoInstitution 90,714Sold Some-610-0.66 %$3,332,832$3,663,938$331,1069.93 % $-2,227 History of Manufactureres Life Insurance Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRMartin And Co IncInstitution 112,939Sold Some-5,848-4.92 %$4,149,379$4,561,606$412,2279.93 % $-21,345 History of Martin And Co Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRMfc Global Investment Management Usa LtdInstitution 386,456Sold Some-7,773-1.97 %$14,198,393$15,608,958$1,410,5649.93 % $-28,371 History of Mfc Global Investment Management Usa Ltd Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRMillennium Management LlcInstitution 15,244Sold Some-142,115-90.31 %$560,065$615,705$55,6419.93 % $-518,720 History of Millennium Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRMorgan StanleyInstitution 1,661,197Added More401,47631.87 %$61,032,378$67,095,747$6,063,3699.93 % $1,465,387 History of Morgan Stanley Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRNeuberger Berman Group LlcNo Data 588,260Added More552,1501529.07 %$21,612,672$23,759,821$2,147,1499.93 % $2,015,348 History of Neuberger Berman Group Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRNuveen Hydepark Group LlcInstitution 27,120Added More1,1204.30 %$996,389$1,095,377$98,9889.93 % $4,088 History of Nuveen Hydepark Group Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HROz Management LlcInstitution 24,200New Holding24,200100 %$889,108$977,438$88,3309.93 % $88,330 History of Oz Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPartner Fund Management LpInstitution 727,684New Holding727,684100 %$26,735,110$29,391,157$2,656,0479.93 % $2,656,047 History of Partner Fund Management Lp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPartner Investment Management LpInstitution 389,590New Holding389,590100 %$14,313,537$15,735,540$1,422,0049.93 % $1,422,004 History of Partner Investment Management Lp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPaulson And Co IncInstitution 17,000,000No Change00 %$624,580,000$686,630,000$62,050,0009.93 % $0 History of Paulson And Co Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPiedmont Investment Advisors LlcInstitution 600Sold Some-400-40.00 %$22,044$24,234$2,1909.93 % $-1,460 History of Piedmont Investment Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPorter Orlin LlcInstitution Sold All-46,800-100 %9.93 % $-170,820 History of Porter Orlin Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPrincipal Financial Group IncInstitution 868,551Added More123,82116.62 %$31,910,564$35,080,775$3,170,2119.93 % $451,947 History of Principal Financial Group Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPrivate Bank And Trust CoInstitution Sold All-5,027-100 %9.93 % $-18,349 History of Private Bank And Trust Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRProvident Advisors LlcInstitution 8,400Sold Some-1,100-11.57 %$308,616$339,276$30,6609.93 % $-4,015 History of Provident Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRPrudential Financial IncInstitution 3,245,191Added More172,5395.61 %$119,228,317$131,073,264$11,844,9479.93 % $629,767 History of Prudential Financial Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRQuaker Capital Management CorpInstitution 93,675Added More6950.74 %$3,441,620$3,783,533$341,9149.93 % $2,537 History of Quaker Capital Management Corp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRSac Capital Advisors LpNo Data 8,364New Holding8,364100 %$307,293$337,822$30,5299.93 % $30,529 History of Sac Capital Advisors Lp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRSamlyn Capital LlcInstitution 611,500New Holding611,500100 %$22,466,510$24,698,485$2,231,9759.93 % $2,231,975 History of Samlyn Capital Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRSb Schonfeld Fund Advisors LlcNo Data 7,680No Compare$282,163$310,195$28,0329.93 % History of Sb Schonfeld Fund Advisors Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRSoros Fund Management LlcInstitution 22,200Sold Some-12,700-36.38 %$815,628$896,658$81,0309.93 % $-46,355 History of Soros Fund Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRState Treasurer State Of MichiganInstitution 1,323,642Sold Some-2,209,200-62.53 %$48,630,607$53,461,900$4,831,2939.93 % $-8,063,580 History of State Treasurer State Of Michigan Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HR/ASumitomo Trust Banking Co Ltd FiNo Data 546,832No Compare$20,090,608$22,086,544$1,995,9379.93 % History of Sumitomo Trust Banking Co Ltd Fi Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRTen Asset ManagementInstitution 9,480New Holding9,480100 %$348,295$382,897$34,6029.93 % $34,602 History of Ten Asset Management Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRThales Fund Management LlcInstitution Sold All-14,093-100 %9.93 % $-51,439 History of Thales Fund Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRTwo Sigma Investments LlcInstitution 502,691New Holding502,691100 %$18,468,867$20,303,689$1,834,8229.93 % $1,834,822 History of Two Sigma Investments Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRUbs AgInstitution 761,102Sold Some-476,509-38.50 %$27,962,887$30,740,910$2,778,0229.93 % $-1,739,258 History of Ubs Ag Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HR/AUbs Global Asset Management Americas IncInstitution 703,800Sold Some-57,685-7.57 %$25,857,612$28,426,482$2,568,8709.93 % $-210,550 History of Ubs Global Asset Management Americas Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRVeritable L PInstitution 13,501Added More4183.19 %$496,027$545,305$49,2799.93 % $1,526 History of Veritable L P Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRViking Global Investors LpInstitution 5,366,268New Holding5,366,268100 %$197,156,686$216,743,565$19,586,8789.93 % $19,586,878 History of Viking Global Investors Lp Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRWells Fargo And CoInstitution 1,035,962Added More47,0344.75 %$38,061,244$41,842,505$3,781,2619.93 % $171,674 History of Wells Fargo And Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRWilmington Trust CoInstitution 4,020Sold Some-225-5.30 %$147,695$162,368$14,6739.93 % $-821 History of Wilmington Trust Co Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRWilmington Trust Investment Management LlcInsider 13,150No Compare$483,131$531,129$47,9989.93 % History of Wilmington Trust Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRWinchester Group IncNo Data 23,232No Compare$853,544$938,340$84,7979.93 % History of Winchester Group Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRWm Advisors IncInstitution 26,000No Change00 %$955,240$1,050,140$94,9009.93 % $0 History of Wm Advisors Inc Ownership Of Capital One Financial Corp
2010-02-162009-12-31 13F-HRZebra Capital Management LlcInstitution 4,846New Holding4,846100 %$178,042$195,730$17,6889.93 % $17,688 History of Zebra Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-162009-09-30 13F-HR/AUbs AgInstitution 1,237,611Added More875,813242.07 %$45,469,828$49,987,108$4,517,2809.93 % $3,196,717 History of Ubs Ag Ownership Of Capital One Financial Corp
2010-02-122010-02-12 13F-HRBartlett And CoInstitution 200Sold Some-100-33.33 %$7,028$8,078$1,05014.94 % $-525 History of Bartlett And Co Ownership Of Capital One Financial Corp
2010-02-122010-02-12 13F-HRBatterymarch Financial Management IncInstitution 92,648Sold Some-10,939-10.56 %$3,255,651$3,742,053$486,40214.94 % $-57,430 History of Batterymarch Financial Management Inc Ownership Of Capital One Financial Corp
2010-02-122010-02-12 13F-HRClearbridge Advisors LlcInstitution 1,250,635Sold Some-15,417-1.21 %$43,947,314$50,513,148$6,565,83414.94 % $-80,939 History of Clearbridge Advisors Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAllstate Insurance CoInstitution 103,260New Holding103,260100 %$3,628,556$4,170,671$542,11514.94 % $542,115 History of Allstate Insurance Co Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAllstate Retirement PlanInstitution 25,244New Holding25,244100 %$887,074$1,019,605$132,53114.94 % $132,531 History of Allstate Retirement Plan Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAlphabet Management LlcNo Data 100,000New Holding100,000100 %$3,514,000$4,039,000$525,00014.94 % $525,000 History of Alphabet Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HR/AAlpine Woods Capital Investors LlcInstitution 10,382Sold Some-276-2.58 %$364,823$419,329$54,50614.94 % $-1,449 History of Alpine Woods Capital Investors Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAmeriprise Financial IncInstitution 1,428,251Added More577,05267.79 %$50,188,740$57,687,058$7,498,31814.94 % $3,029,523 History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRApg All Pensions GroupInstitution 1,412,754Added More359,32934.11 %$49,644,176$57,061,134$7,416,95914.94 % $1,886,477 History of Apg All Pensions Group Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAppaloosa Management LpInstitution 3,000,000No Change00 %$105,420,000$121,170,000$15,750,00014.94 % $0 History of Appaloosa Management Lp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAston Asset Management LlcInstitution 42,350New Holding42,350100 %$1,488,179$1,710,517$222,33814.94 % $222,338 History of Aston Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRAxaInstitution 1,320,726Sold Some-5,407,942-80.37 %$46,410,312$53,344,123$6,933,81214.94 % $-28,391,696 History of Axa Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBarclays Global Investors Na CaInstitution 11,439,968Sold Some-15,439,104-57.43 %$402,000,476$462,060,308$60,059,83214.94 % $-81,055,296 History of Barclays Global Investors Na Ca Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBlackrock Advisors LlcInstitution 13,032Sold Some-24,872-65.61 %$457,944$526,362$68,41814.94 % $-130,578 History of Blackrock Advisors Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBlackrock Fund AdvisorsNo Data 3,144,479No Compare$110,496,992$127,005,507$16,508,51514.94 % History of Blackrock Fund Advisors Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBlackrock Group LtdInstitution 2,698,100Added More2,558,4951832.66 %$94,811,234$108,976,259$14,165,02514.94 % $13,432,099 History of Blackrock Group Ltd Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBlackrock IncNo Data 578,774Added More520,569894.37 %$20,338,118$23,376,682$3,038,56414.94 % $2,732,987 History of Blackrock Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRBlackrock Investment Management LlcInstitution 1,384,413Added More22,0731.62 %$48,648,273$55,916,441$7,268,16814.94 % $115,883 History of Blackrock Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCaisse De Depot Et Placement Du QuebecInstitution 21,700New Holding21,700100 %$762,538$876,463$113,92514.94 % $113,925 History of Caisse De Depot Et Placement Du Quebec Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCapital Research Global InvestorsInstitution 22,151,776Sold Some-1,200,000-5.13 %$778,413,409$894,710,233$116,296,82414.94 % $-6,300,000 History of Capital Research Global Investors Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCastle Creek Arbitrage LlcInstitution 28,500New Holding28,500100 %$1,001,490$1,151,115$149,62514.94 % $149,625 History of Castle Creek Arbitrage Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCaxton Associates LlcInstitution 5,994Sold Some-2-0.03 %$210,629$242,098$31,46914.94 % $-11 History of Caxton Associates Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRChesapeake Partners Management Co IncInstitution 552,460Added More200,00056.74 %$19,413,444$22,313,859$2,900,41514.94 % $1,050,000 History of Chesapeake Partners Management Co Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCitigroup IncInstitution 22,901Sold Some-178,769-88.64 %$804,741$924,971$120,23014.94 % $-938,537 History of Citigroup Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCohen And Steers IncInstitution 5,000New Holding5,000100 %$175,700$201,950$26,25014.94 % $26,250 History of Cohen And Steers Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRConnor Clark And Lunn Investment Management LtdInstitution 8,775Sold Some-8,600-49.49 %$308,354$354,422$46,06914.94 % $-45,150 History of Connor Clark And Lunn Investment Management Ltd Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRCredit Agricole S AInstitution 259,472Sold Some-439,154-62.85 %$9,117,846$10,480,074$1,362,22814.94 % $-2,305,559 History of Credit Agricole S A Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRDelaware Management Business TrustInstitution 546,294Sold Some-21,199-3.73 %$19,196,771$22,064,815$2,868,04414.94 % $-111,295 History of Delaware Management Business Trust Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRDiamondback Capital Management LlcInstitution 1,801,472Added More1,111,290161.01 %$63,303,726$72,761,454$9,457,72814.94 % $5,834,273 History of Diamondback Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRDodge And CoxInstitution 56,953,766Sold Some-234,140-0.40 %$2,001,355,337$2,300,362,609$299,007,27214.94 % $-1,229,235 History of Dodge And Cox Ownership Of Capital One Financial Corp
2010-02-122009-12-31 N-CSRDreyfus Stock Index Fund Inc - Dreyfus Stock Index Fund IncSpecialty & Misc Sold All-82,459-100 %14.94 % $-432,910 History of Dreyfus Stock Index Fund Inc - Dreyfus Stock Index Fund Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HREdgar Lomax CoInstitution 5,850Sold Some-234,190-97.56 %$205,569$236,282$30,71314.94 % $-1,229,498 History of Edgar Lomax Co Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRElca Board Of PensionsInstitution 10,535Added More5485.48 %$370,200$425,509$55,30914.94 % $2,877 History of Elca Board Of Pensions Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRFairfield Research CorpInstitution 3No Change00 %$105$121$1614.94 % $0 History of Fairfield Research Corp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRFirst National Bank Of OmahaInstitution 5,105Sold Some-7,725-60.21 %$179,390$206,191$26,80114.94 % $-40,556 History of First National Bank Of Omaha Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRGeode Capital Management LlcInstitution 2,467,891Sold Some-118,646-4.58 %$86,721,690$99,678,117$12,956,42814.94 % $-622,892 History of Geode Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRGlenmede Trust Co NaInstitution 148,162Sold Some-33,384-18.38 %$5,206,413$5,984,263$777,85114.94 % $-175,266 History of Glenmede Trust Co Na Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRGrantham Mayo Van Otterloo And Co LlcInstitution 212,000Added More166,800369.02 %$7,449,680$8,562,680$1,113,00014.94 % $875,700 History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRGuggenheim Capital LlcInstitution 33,888Added More13,67767.67 %$1,190,824$1,368,736$177,91214.94 % $71,804 History of Guggenheim Capital Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRHotchkis And Wiley Capital Management LlcInstitution 994,000Sold Some-208,700-17.35 %$34,929,160$40,147,660$5,218,50014.94 % $-1,095,675 History of Hotchkis And Wiley Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRHsbc Holdings PlcInstitution 128,079Sold Some-12,265-8.73 %$4,500,696$5,173,111$672,41514.94 % $-64,391 History of Hsbc Holdings Plc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRHutchin Hill Capital LpNo Data 38,300No Compare$1,345,862$1,546,937$201,07514.94 % History of Hutchin Hill Capital Lp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRIrish Life Investment ManagersInstitution 559,438Added More17,7243.27 %$19,658,651$22,595,701$2,937,05014.94 % $93,051 History of Irish Life Investment Managers Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRJacobs Levy Equity Management IncInstitution 408,100Added More142,30053.53 %$14,340,634$16,483,159$2,142,52514.94 % $747,075 History of Jacobs Levy Equity Management Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRJesaga Advisers LlcInstitution Sold All-543,900-100 %14.94 % $-2,855,475 History of Jesaga Advisers Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRJohnson Financial Group IncNo Data 106No Compare$3,725$4,281$55714.94 % History of Johnson Financial Group Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRJs Asset Management LlcInstitution 22,700Sold Some-66,100-74.43 %$797,678$916,853$119,17514.94 % $-347,025 History of Js Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRKeybank National AssociationInstitution 38,117Sold Some-3,112-7.54 %$1,339,431$1,539,546$200,11414.94 % $-16,338 History of Keybank National Association Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRKnight Capital Group IncInstitution 16,933New Holding16,933100 %$595,026$683,924$88,89814.94 % $88,898 History of Knight Capital Group Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRLevel Global Investors LpInstitution 200,000New Holding200,000100 %$7,028,000$8,078,000$1,050,00014.94 % $1,050,000 History of Level Global Investors Lp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRLiberty Mutual Insurance CoInstitution 7,322Added More821.13 %$257,295$295,736$38,44114.94 % $431 History of Liberty Mutual Insurance Co Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRLord Abbett And Co LlcInstitution 5,589,356Added More508,37310.00 %$196,409,970$225,754,089$29,344,11914.94 % $2,668,958 History of Lord Abbett And Co Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRMadison Square Investors LlcNo Data 227,803Sold Some-56,557-19.88 %$8,004,997$9,200,963$1,195,96614.94 % $-296,924 History of Madison Square Investors Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRMason Street Advisors LlcInstitution 132,344Sold Some-3,900-2.86 %$4,650,568$5,345,374$694,80614.94 % $-20,475 History of Mason Street Advisors Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRMeag New York CorpInstitution 12,400No Change00 %$435,736$500,836$65,10014.94 % $0 History of Meag New York Corp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRMerrill Lynch Mercury Asset Management Japan LtdInstitution 1,195,535Added More798,703201.26 %$42,011,100$48,287,659$6,276,55914.94 % $4,193,191 History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNatixisInstitution 73,190Sold Some-1,439-1.92 %$2,571,897$2,956,144$384,24814.94 % $-7,555 History of Natixis Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNatixis Asset ManagementInstitution 291,383New Holding291,383100 %$10,239,199$11,768,959$1,529,76114.94 % $1,529,761 History of Natixis Asset Management Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNli International IncInstitution 91,840Added More1,7101.89 %$3,227,258$3,709,418$482,16014.94 % $8,978 History of Nli International Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNomura Holdings IncInstitution Sold All-44,940-100 %14.94 % $-235,935 History of Nomura Holdings Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNorthern Trust Co Of ConnecticutInstitution 31,483New Holding31,483100 %$1,106,313$1,271,598$165,28614.94 % $165,286 History of Northern Trust Co Of Connecticut Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRNorthwestern Mutual Wealth Management CoInstitution 13,868Added More11,466477.35 %$487,322$560,129$72,80714.94 % $60,197 History of Northwestern Mutual Wealth Management Co Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HROppenheimer Funds IncInstitution 1,069,500Added More107,90011.22 %$37,582,230$43,197,105$5,614,87514.94 % $566,475 History of Oppenheimer Funds Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPitcairn Group L PInstitution 7,636Sold Some-174-2.22 %$268,329$308,418$40,08914.94 % $-914 History of Pitcairn Group L P Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPlacemark Investments IncInstitution 27,783Added More3,17812.91 %$976,295$1,122,155$145,86114.94 % $16,685 History of Placemark Investments Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPollux CapitalInstitution 6,000New Holding6,000100 %$210,840$242,340$31,50014.94 % $31,500 History of Pollux Capital Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPrice T Rowe Associates IncInstitution 5,490,896Sold Some-371,700-6.34 %$192,950,085$221,777,289$28,827,20414.94 % $-1,951,425 History of Price T Rowe Associates Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPublic Sector Pension Investment BoardInstitution 55,057Added More21,65864.84 %$1,934,703$2,223,752$289,04914.94 % $113,705 History of Public Sector Pension Investment Board Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPutnam Investment Management LlcInstitution 31,288New Holding31,288100 %$1,099,460$1,263,722$164,26214.94 % $164,262 History of Putnam Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRPzena Investment Management LlcInstitution 4,985,445Sold Some-593,194-10.63 %$175,188,537$201,362,124$26,173,58614.94 % $-3,114,269 History of Pzena Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRRenaissance Technologies CorpInstitution 1,028,699New Holding1,028,699100 %$36,148,483$41,549,153$5,400,67014.94 % $5,400,670 History of Renaissance Technologies Corp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRSanta Barbara Asset ManagementInstitution 872Added More50.57 %$30,642$35,220$4,57814.94 % $26 History of Santa Barbara Asset Management Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRSchneider Capital Management CorpInstitution 134,540Sold Some-160,575-54.41 %$4,727,736$5,434,071$706,33514.94 % $-843,019 History of Schneider Capital Management Corp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRSchwab Charles Investment Management IncInstitution 939,969Sold Some-151,247-13.86 %$33,030,511$37,965,348$4,934,83714.94 % $-794,047 History of Schwab Charles Investment Management Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRSei Trust CoInstitution 30,300Added More5,20020.71 %$1,064,742$1,223,817$159,07514.94 % $27,300 History of Sei Trust Co Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTd Asset Management IncInstitution 429,037Added More104,00031.99 %$15,076,360$17,328,804$2,252,44414.94 % $546,000 History of Td Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTd Asset Management Usa IncInstitution 8,094New Holding8,094100 %$284,423$326,917$42,49414.94 % $42,494 History of Td Asset Management Usa Inc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTd Capital Management LlcNo Data 200No Compare$7,028$8,078$1,05014.94 % History of Td Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTeacher Retirement System Of TexasInstitution 653,883Added More50,1358.30 %$22,977,449$26,410,334$3,432,88614.94 % $263,209 History of Teacher Retirement System Of Texas Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTewksbury Capital Management LtdInstitution 22,202Sold Some-25,918-53.86 %$780,178$896,739$116,56114.94 % $-136,070 History of Tewksbury Capital Management Ltd Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HR/AThrivent Financial For LutheransInstitution 461,928Added More355,747335.03 %$16,232,150$18,657,272$2,425,12214.94 % $1,867,672 History of Thrivent Financial For Lutherans Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTransamerica Investment Management LlcInstitution 5,542Sold Some-195-3.39 %$194,746$223,841$29,09614.94 % $-1,024 History of Transamerica Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRTudor Investment Corp Et AlInstitution 33,600Added More22,500202.70 %$1,180,704$1,357,104$176,40014.94 % $118,125 History of Tudor Investment Corp Et Al Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRUnionbancal CorpInstitution 2,800Sold Some-173-5.81 %$98,392$113,092$14,70014.94 % $-908 History of Unionbancal Corp Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRUnited Services Automobile AssociationInstitution 725,782Added More24,1643.44 %$25,503,979$29,314,335$3,810,35614.94 % $126,861 History of United Services Automobile Association Ownership Of Capital One Financial Corp
2010-02-122009-12-31 13F-HRWellington Management Co LlpInstitution 52,915New Holding52,915100 %$1,859,433$2,137,237$277,80414.94 % $277,804 History of Wellington Management Co Llp Ownership Of Capital One Financial Corp
2010-02-122009-09-30 13F-HR/AUnionbancal CorpInstitution 2,973Sold Some-217-6.80 %$104,471$120,079$15,60814.94 % $-1,139 History of Unionbancal Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRAdvisor Partners LlcNo Data 6,315New Holding6,315100 %$225,067$255,063$29,99613.32 % $29,996 History of Advisor Partners Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRAl Frank Asset Management IncInstitution 5,512Sold Some-160-2.82 %$196,448$222,630$26,18213.32 % $-760 History of Al Frank Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRAllianz Global Investors Of America L PInstitution 1,027,701Sold Some-31,655-2.98 %$36,627,264$41,508,843$4,881,58013.32 % $-150,361 History of Allianz Global Investors Of America L P Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRAmerican Century Companies IncInstitution 8,675Sold Some-71,620-89.19 %$309,177$350,383$41,20613.32 % $-340,195 History of American Century Companies Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRArgyll Research LlcInstitution 49,000Sold Some-49,000-50.00 %$1,746,360$1,979,110$232,75013.32 % $-232,750 History of Argyll Research Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRAviva PlcInstitution 260,489Sold Some-4,210-1.59 %$9,283,828$10,521,151$1,237,32313.32 % $-19,998 History of Aviva Plc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRBank Of America CorpInstitution 1,049,671Added More520,66598.42 %$37,410,274$42,396,212$4,985,93713.32 % $2,473,159 History of Bank Of America Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRChicago Equity Partners LlcInstitution 209,915Added More174,620494.74 %$7,481,371$8,478,467$997,09613.32 % $829,445 History of Chicago Equity Partners Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRCitizens Bank Wealth Management NaInstitution Sold All-4,196-100 %13.32 % $-19,931 History of Citizens Bank Wealth Management Na Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRClaymore Advisors LlcInstitution 179,751Sold Some-3,918-2.13 %$6,406,326$7,260,143$853,81713.32 % $-18,611 History of Claymore Advisors Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRCurian Capital LlcInstitution 213,971Added More31,43917.22 %$7,625,926$8,642,289$1,016,36213.32 % $149,335 History of Curian Capital Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRDavidson D A And CoInstitution 3,715Added More3,6053277.27 %$132,403$150,049$17,64613.32 % $17,124 History of Davidson D A And Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HREmployees Retirement System Of TexasInstitution 139,500Sold Some-122,800-46.81 %$4,971,780$5,634,405$662,62513.32 % $-583,300 History of Employees Retirement System Of Texas Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRF And C Asset Management PlcInstitution 179,068Added More11,8827.10 %$6,381,984$7,232,557$850,57313.32 % $56,440 History of F And C Asset Management Plc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRFranklin Resources IncInstitution 2,138,442Sold Some-500,000-18.95 %$76,214,073$86,371,672$10,157,60013.32 % $-2,375,000 History of Franklin Resources Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRGamco Investors Inc Et AlInstitution 24,860No Change00 %$886,010$1,004,095$118,08513.32 % $0 History of Gamco Investors Inc Et Al Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRHaverford Trust CoInstitution Sold All-12,741-100 %13.32 % $-60,520 History of Haverford Trust Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRHbk Investments L PInstitution 13,528New Holding13,528100 %$482,138$546,396$64,25813.32 % $64,258 History of Hbk Investments L P Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRIg Investment Management LtdInstitution 93,137Added More37,22966.58 %$3,319,403$3,761,803$442,40113.32 % $176,838 History of Ig Investment Management Ltd Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRIng Investment Management CoInstitution 769,767Added More81,18411.79 %$27,434,496$31,090,889$3,656,39313.32 % $385,624 History of Ing Investment Management Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRInstitutional Capital CorpInstitution 6,077,470Added More133,3492.24 %$216,601,031$245,469,013$28,867,98313.32 % $633,408 History of Institutional Capital Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRInvestec Asset Management LtdInstitution 1,930,118Sold Some-35,092-1.78 %$68,789,406$77,957,466$9,168,06113.32 % $-166,687 History of Investec Asset Management Ltd Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRInvestment Management Of Virginia LlcInstitution 21,515Sold Some-135-0.62 %$766,795$868,991$102,19613.32 % $-641 History of Investment Management Of Virginia Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRKorea Investment CorpNo Data 406,300Sold Some-70,700-14.82 %$14,480,532$16,410,457$1,929,92513.32 % $-335,825 History of Korea Investment Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRLaurion Capital Management LpInstitution 67,200Added More53,900405.26 %$2,395,008$2,714,208$319,20013.32 % $256,025 History of Laurion Capital Management Lp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRLegal And General Group PlcInstitution 1,904,504Sold Some-53,524-2.73 %$67,876,523$76,922,917$9,046,39413.32 % $-254,239 History of Legal And General Group Plc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRMarshall Ilsley CorpInstitution 159,008Added More47,17242.17 %$5,667,045$6,422,333$755,28813.32 % $224,067 History of Marshall Ilsley Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRMartin Currie IncInstitution 2,300New Holding2,300100 %$81,972$92,897$10,92513.32 % $10,925 History of Martin Currie Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRMetropolitan Life Insurance CoInstitution 376,611Sold Some-7,657-1.99 %$13,422,416$15,211,318$1,788,90213.32 % $-36,371 History of Metropolitan Life Insurance Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HROmers Administration CorpInstitution 16,460New Holding16,460100 %$586,634$664,819$78,18513.32 % $78,185 History of Omers Administration Corp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRPadco Advisors Ii IncInstitution 150,688Added More7,7045.38 %$5,370,520$6,086,288$715,76813.32 % $36,594 History of Padco Advisors Ii Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRPadco Advisors IncInstitution 94,358Sold Some-19,581-17.18 %$3,362,919$3,811,120$448,20113.32 % $-93,010 History of Padco Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRPaydenfundsInstitution 5,169Sold Some-700-11.92 %$184,223$208,776$24,55313.32 % $-3,325 History of Paydenfunds Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRQwest Asset Management CoInstitution 25,954Sold Some-55-0.21 %$925,001$1,048,282$123,28213.32 % $-261 History of Qwest Asset Management Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRobeco Investment Management IncInstitution 1,370,215Added More374,81537.65 %$48,834,463$55,342,984$6,508,52113.32 % $1,780,371 History of Robeco Investment Management Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRoc Capital Management LpNo Data 31,800No Compare$1,133,352$1,284,402$151,05013.32 % History of Roc Capital Management Lp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRockefeller Financial Services IncInstitution 900,548Added More12,2181.37 %$32,095,531$36,373,134$4,277,60313.32 % $58,036 History of Rockefeller Financial Services Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRothschild Asset Management IncInstitution 384,459Added More46,51113.76 %$13,702,119$15,528,299$1,826,18013.32 % $220,927 History of Rothschild Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRoyal Bank Of Scotland Group PlcInstitution Sold All-68,943-100 %13.32 % $-327,479 History of Royal Bank Of Scotland Group Plc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRRussell Frank CoInstitution 3,432,803Added More32,8310.96 %$122,345,099$138,650,913$16,305,81413.32 % $155,947 History of Russell Frank Co Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRScotia Asset Management LpNo Data 245,657No Compare$8,755,215$9,922,086$1,166,87113.32 % History of Scotia Asset Management Lp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRSentry Investment Management IncInstitution 15,300Sold Some-30,200-66.37 %$545,292$617,967$72,67513.32 % $-143,450 History of Sentry Investment Management Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRState Of Wisconsin Investment BoardInstitution 531,797Added More77,67317.10 %$18,953,245$21,479,281$2,526,03613.32 % $368,947 History of State Of Wisconsin Investment Board Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRSuntrust Banks IncInstitution 430,057Sold Some-88,223-17.02 %$15,327,231$17,370,002$2,042,77113.32 % $-419,059 History of Suntrust Banks Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRSymphony Asset Management LlcInstitution 53,152New Holding53,152100 %$1,894,337$2,146,809$252,47213.32 % $252,472 History of Symphony Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRSystematic Financial Management LpInstitution 895,275Added More884,6158298.45 %$31,907,601$36,160,157$4,252,55613.32 % $4,201,921 History of Systematic Financial Management Lp Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRTeachers Advisors IncInstitution 463,726Added More57,32314.10 %$16,527,195$18,729,893$2,202,69913.32 % $272,284 History of Teachers Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRThompson Siegel And Walmsley IncInstitution 430,099Added More103,36031.63 %$15,328,728$17,371,699$2,042,97013.32 % $490,960 History of Thompson Siegel And Walmsley Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRTiaa Cref Investment Management LlcInstitution 3,570,638Added More111,6963.22 %$127,257,538$144,218,069$16,960,53113.32 % $530,556 History of Tiaa Cref Investment Management Llc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRTwin Capital Management IncInstitution 49,410Added More15,05043.80 %$1,760,972$1,995,670$234,69813.32 % $71,488 History of Twin Capital Management Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRVerizon Communications IncInstitution 60,813No Change00 %$2,167,375$2,456,237$288,86213.32 % $0 History of Verizon Communications Inc Ownership Of Capital One Financial Corp
2010-02-112009-12-31 13F-HRVirginia Retirement Systems Et AlInstitution 247,076Added More15,1006.50 %$8,805,789$9,979,400$1,173,61113.32 % $71,725 History of Virginia Retirement Systems Et Al Ownership Of Capital One Financial Corp
2010-02-112009-11-30 N-CSRSClaymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index EtfSpecialty & Misc 249No Change00 %$8,874$10,057$1,18313.32 % $0 History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Capital One Financial Corp
2010-02-112009-11-30 N-CSRSClaymore Exchange-Traded Fund Trust - Claymoredorchester Us-1 - The Capital Markets Index EtfNo Data 155No Change00 %$5,524$6,260$73613.32 % $0 History of Claymore Exchange-Traded Fund Trust - Claymoredorchester Us-1 - The Capital Markets Index Etf Ownership Of Capital One Financial Corp
2010-02-112007-12-31 13F-HRYhb Investment Advisors IncNo Data 4,350Sold Some-16,247-78.88 %$155,034$175,697$20,66313.32 % $-77,173 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112006-12-31 13F-HRYhb Investment Advisors IncNo Data 20,597Sold Some-52,734-71.91 %$734,077$831,913$97,83613.32 % $-250,487 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112006-12-31 13F-HRYhb Investment Advisors IncNo Data 20,597Added More17,147497.01 %$734,077$831,913$97,83613.32 % $81,448 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112005-12-31 13F-HRYhb Investment Advisors IncNo Data 73,331Added More29,82668.55 %$2,613,517$2,961,839$348,32213.32 % $141,674 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112005-12-31 13F-HRYhb Investment Advisors IncNo Data 3,450Sold Some-200-5.47 %$122,958$139,346$16,38813.32 % $-950 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112005-12-31 13F-HRYhb Investment Advisors IncNo Data 3,450Sold Some-40,055-92.06 %$122,958$139,346$16,38813.32 % $-190,261 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112005-12-31 13F-HRYhb Investment Advisors IncNo Data 73,331Added More69,6811909.06 %$2,613,517$2,961,839$348,32213.32 % $330,985 History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112004-12-31 13F-HRYhb Investment Advisors IncNo Data 43,505No Compare$1,550,518$1,757,167$206,64913.32 % History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-112004-12-31 13F-HRYhb Investment Advisors IncNo Data 3,650No Compare$130,086$147,424$17,33813.32 % History of Yhb Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRBoston Private Bank And Trust CoInstitution 10,804New Holding10,804100 %$384,190$436,374$52,18313.58 % $52,183 History of Boston Private Bank And Trust Co Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HR/ABridges Investment Counsel IncInstitution 27,845Sold Some-4,880-14.91 %$990,168$1,124,660$134,49113.58 % $-23,570 History of Bridges Investment Counsel Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HR/ABridges Investment Management IncInstitution 92,265Sold Some-18,400-16.62 %$3,280,943$3,726,583$445,64013.58 % $-88,872 History of Bridges Investment Management Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRCapital One National AssociationInstitution 32,470Sold Some-10,610-24.62 %$1,154,633$1,311,463$156,83013.58 % $-51,246 History of Capital One National Association Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRDimensional Fund Advisors IncInstitution 3,559,766Added More215,6656.44 %$126,585,279$143,778,949$17,193,67013.58 % $1,041,662 History of Dimensional Fund Advisors Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRDiversified Trust CoNo Data 57,500No Compare$2,044,700$2,322,425$277,72513.58 % History of Diversified Trust Co Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRFirst Investors Management Co IncInstitution 200,245Added More13,0006.94 %$7,120,712$8,087,896$967,18313.58 % $62,790 History of First Investors Management Co Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRFirst Quadrant L PInstitution 16,250Added More14,000622.22 %$577,850$656,338$78,48813.58 % $67,620 History of First Quadrant L P Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRHbos PlcNo Data 511,317Sold Some-207,739-28.89 %$18,182,433$20,652,094$2,469,66113.58 % $-1,003,379 History of Hbos Plc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRMarshall Wace North America L PInstitution 11,696New Holding11,696100 %$415,910$472,401$56,49213.58 % $56,492 History of Marshall Wace North America L P Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRMitsubishi Ufj Asset Management Co LtdNo Data 122,200Sold Some-9,900-7.49 %$4,345,432$4,935,658$590,22613.58 % $-47,817 History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRNumeric Investors LlcInstitution Sold All-11,900-100 %13.58 % $-57,477 History of Numeric Investors Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HROshaughnessy Asset Management LlcInstitution 165,032Sold Some-289,389-63.68 %$5,868,538$6,665,642$797,10513.58 % $-1,397,749 History of Oshaughnessy Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRPanagora Asset Management IncInstitution 282,304Sold Some-6,049-2.09 %$10,038,730$11,402,259$1,363,52813.58 % $-29,217 History of Panagora Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRParametric Portfolio AssociatesInstitution 1,265,743Added More435,67752.48 %$45,009,821$51,123,360$6,113,53913.58 % $2,104,320 History of Parametric Portfolio Associates Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRPortolan Capital Management LlcInstitution 1,000No Change00 %$35,560$40,390$4,83013.58 % $0 History of Portolan Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRProfund Advisors LlcInstitution 21,387Sold Some-5,041-19.07 %$760,522$863,821$103,29913.58 % $-24,348 History of Profund Advisors Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRProshare Advisors LlcInstitution 417,272Sold Some-77,059-15.58 %$14,838,192$16,853,616$2,015,42413.58 % $-372,195 History of Proshare Advisors Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRStandard Life InvestmentsInstitution 24,503Added More590.24 %$871,327$989,676$118,34913.58 % $285 History of Standard Life Investments Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRStandard Life InvestmentsInstitution 24,503Added More5072.11 %$871,327$989,676$118,34913.58 % $2,449 History of Standard Life Investments Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRTcw Group IncInstitution 1,660,670Added More3,1300.18 %$59,053,425$67,074,461$8,021,03613.58 % $15,118 History of Tcw Group Inc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRTesseract Capital LlcNo Data 3,700Added More3,4001133.33 %$131,572$149,443$17,87113.58 % $16,422 History of Tesseract Capital Llc Ownership Of Capital One Financial Corp
2010-02-102009-12-31 13F-HRValmark Advisers IncInstitution 200No Change00 %$7,112$8,078$96613.58 % $0 History of Valmark Advisers Inc Ownership Of Capital One Financial Corp
2010-02-102009-03-31 13F-HRNational Asset Management IncNo Data Sold All-417-100 %13.58 % $-2,014 History of National Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRAperio Group LlcInstitution 37,173Added More3,1229.16 %$1,313,322$1,501,417$188,09514.32 % $15,797 History of Aperio Group Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRArchon Partners LlcNo Data 92,000New Holding92,000100 %$3,250,360$3,715,880$465,52014.32 % $465,520 History of Archon Partners Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRAvenir CorpInstitution 5,585New Holding5,585100 %$197,318$225,578$28,26014.32 % $28,260 History of Avenir Corp Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRBarrow Hanley Mewhinney And Strauss IncInstitution 20,552,305Sold Some-1,651,342-7.43 %$726,112,936$830,107,599$103,994,66314.32 % $-8,355,791 History of Barrow Hanley Mewhinney And Strauss Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRBnp Paribas Arbitrage SaInstitution 135,060Sold Some-183,706-57.63 %$4,771,670$5,455,073$683,40414.32 % $-929,552 History of Bnp Paribas Arbitrage Sa Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRBnp Paribas Asset Management S A SInstitution 205,506Sold Some-27,378-11.75 %$7,260,527$8,300,387$1,039,86014.32 % $-138,533 History of Bnp Paribas Asset Management S A S Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRBuckingham Capital Management IncInstitution 183,462Added More25,46216.11 %$6,481,712$7,410,030$928,31814.32 % $128,838 History of Buckingham Capital Management Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRCalifornia Public Employees Retirement SystemInstitution 1,366,892New Holding1,366,892100 %$48,292,294$55,208,768$6,916,47414.32 % $6,916,474 History of California Public Employees Retirement System Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRCcm PartnersInstitution 3,543No Change00 %$125,174$143,102$17,92814.32 % $0 History of Ccm Partners Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRCibc World Markets CorpInstitution 137,899Added More13,08810.48 %$4,871,972$5,569,741$697,76914.32 % $66,225 History of Cibc World Markets Corp Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRConning Asset Management CoInstitution 16,508Added More1851.13 %$583,228$666,758$83,53014.32 % $936 History of Conning Asset Management Co Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRFirst National Trust CoInstitution Sold All-50-100 %14.32 % $-253 History of First National Trust Co Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRGhp Investment Advisors IncInstitution 600No Change00 %$21,198$24,234$3,03614.32 % $0 History of Ghp Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRGreat Lakes Advisors IncInstitution Sold All-42,876-100 %14.32 % $-216,953 History of Great Lakes Advisors Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRGw Capital Management InccoInstitution Sold All-164,867-100 %14.32 % $-834,227 History of Gw Capital Management Incco Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRHarris Associates L PInstitution 4,090,400Sold Some-245,000-5.65 %$144,513,832$165,211,256$20,697,42414.32 % $-1,239,700 History of Harris Associates L P Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRHartford Investment Management CoInstitution 121,650Sold Some-7,830-6.04 %$4,297,895$4,913,444$615,54914.32 % $-39,620 History of Hartford Investment Management Co Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRIxis Asset Management Advisors L PInstitution 15,215Added More1,59011.66 %$537,546$614,534$76,98814.32 % $8,045 History of Ixis Asset Management Advisors L P Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRJ P Morgan Chase And CoInstitution 6,892,389Added More2,013,44341.26 %$243,508,103$278,383,592$34,875,48814.32 % $10,188,022 History of J P Morgan Chase And Co Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRLazard Asset Management LlcInstitution 11,800Added More11,5003833.33 %$416,894$476,602$59,70814.32 % $58,190 History of Lazard Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRMackenzie Financial CorpInstitution 175,275Added More12,1407.44 %$6,192,466$7,079,357$886,89214.32 % $61,428 History of Mackenzie Financial Corp Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRNew York State Common Retirement FundInstitution 1,623,265Added More19,4021.20 %$57,349,952$65,563,673$8,213,72114.32 % $98,174 History of New York State Common Retirement Fund Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRNippon Life Insurance CoInstitution 281,500Added More105,00059.49 %$9,945,395$11,369,785$1,424,39014.32 % $531,300 History of Nippon Life Insurance Co Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HROxford Asset ManagementInstitution Sold All-113,515-100 %14.32 % $-574,386 History of Oxford Asset Management Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRPartnerre Asset Management CorpInstitution 35,091New Holding35,091100 %$1,239,765$1,417,325$177,56014.32 % $177,560 History of Partnerre Asset Management Corp Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRRafferty Asset Management LlcInstitution 288,708Added More27,71010.61 %$10,200,054$11,660,916$1,460,86214.32 % $140,213 History of Rafferty Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRSchulhoff And Co IncInstitution 5,979No Change00 %$211,238$241,492$30,25414.32 % $0 History of Schulhoff And Co Inc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRStewart Charles Mott FoundationInstitution 5,800New Holding5,800100 %$204,914$234,262$29,34814.32 % $29,348 History of Stewart Charles Mott Foundation Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRStux Capital Management LlcInstitution 10,600New Holding10,600100 %$374,498$428,134$53,63614.32 % $53,636 History of Stux Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRTd Securities Usa LlcInstitution 146,143New Holding146,143100 %$5,163,232$5,902,716$739,48414.32 % $739,484 History of Td Securities Usa Llc Ownership Of Capital One Financial Corp
2010-02-092009-12-31 13F-HRUnivest Corp Of PennsylvaniaInstitution 67,770Sold Some-2,571-3.65 %$2,394,314$2,737,230$342,91614.32 % $-13,009 History of Univest Corp Of Pennsylvania Ownership Of Capital One Financial Corp
2010-02-092009-02-09 13F-HRMembers Capital Advisors IncInstitution Sold All-80,300-100 %14.32 % $-406,318 History of Members Capital Advisors Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HR/ABaird Robert W And Co IncInstitution 20,735New Holding20,735100 %$718,053$837,487$119,43416.63 % $119,434 History of Baird Robert W And Co Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRBridgewater Associates IncInstitution 263,728Added More173,000190.67 %$9,132,901$10,651,974$1,519,07316.63 % $996,480 History of Bridgewater Associates Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRCampbell And Co Investment Adviser LlcInstitution 6,461New Holding6,461100 %$223,744$260,960$37,21516.63 % $37,215 History of Campbell And Co Investment Adviser Llc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRCornerstone Investment Partners LlcInstitution 1,239,993Added More138,41812.56 %$42,940,958$50,083,317$7,142,36016.63 % $797,288 History of Cornerstone Investment Partners Llc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRDai Ichi Mutual Life Insurance CoInstitution 47,301Added More32,587221.46 %$1,638,034$1,910,487$272,45416.63 % $187,701 History of Dai Ichi Mutual Life Insurance Co Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRFirst New York Securities LlcInstitution 11,133New Holding11,133100 %$385,536$449,662$64,12616.63 % $64,126 History of First New York Securities Llc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRFirst Trust Advisors LpInstitution 13,220New Holding13,220100 %$457,809$533,956$76,14716.63 % $76,147 History of First Trust Advisors Lp Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRLos Angeles Capital Management And Equity Research IncInstitution 70,315Added More8,50013.75 %$2,435,008$2,840,023$405,01416.63 % $48,960 History of Los Angeles Capital Management And Equity Research Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRMadison Investment Advisors IncInstitution 233,800No Change00 %$8,096,494$9,443,182$1,346,68816.63 % $0 History of Madison Investment Advisors Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRParadigm Asset Management Co LlcInstitution 128,850Added More61,10090.18 %$4,462,076$5,204,252$742,17616.63 % $351,936 History of Paradigm Asset Management Co Llc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRTrust Co Of VermontInstitution 50No Change00 %$1,732$2,020$28816.63 % $0 History of Trust Co Of Vermont Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRVan Strum And Towne IncInstitution 39,149Added More850.21 %$1,355,730$1,581,228$225,49816.63 % $490 History of Van Strum And Towne Inc Ownership Of Capital One Financial Corp
2010-02-082009-12-31 13F-HRWorld Asset Management IncInstitution 107,583Added More1,5401.45 %$3,725,599$4,345,277$619,67816.63 % $8,870 History of World Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-082009-11-30 N-CSRLord Abbett Research Fund Inc - Americas Value FundMulti-Cap Value 362,869Added More362,769362769.00 %$12,566,153$14,656,279$2,090,12516.63 % $2,089,549 History of Lord Abbett Research Fund Inc - Americas Value Fund Ownership Of Capital One Financial Corp
2010-02-082009-11-30 N-CSRSTrust For Professional Managers - Bristlecone FundNo Data 952New Holding952100 %$32,968$38,451$5,48416.63 % $5,484 History of Trust For Professional Managers - Bristlecone Fund Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRCadence Capital Management LlcInstitution 749,552Sold Some-24,148-3.12 %$26,504,159$30,274,405$3,770,24714.22 % $-121,464 History of Cadence Capital Management Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRCalifornia State Teachers Retirement SystemInstitution 774,611Added More8,1801.06 %$27,390,245$31,286,538$3,896,29314.22 % $41,145 History of California State Teachers Retirement System Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRCtc Fund Management LlcInstitution 10,000New Holding10,000100 %$353,600$403,900$50,30014.22 % $50,300 History of Ctc Fund Management Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HREvercore Trust Company NaNo Data 55,800No Compare$1,973,088$2,253,762$280,67414.22 % History of Evercore Trust Company Na Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRGartmore Mutual Fund Capital TrustInstitution 27,265Added More3,20113.30 %$964,090$1,101,233$137,14314.22 % $16,101 History of Gartmore Mutual Fund Capital Trust Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRGeneral Motors Investment Management CorpInstitution 54,480Added More35,380185.23 %$1,926,413$2,200,447$274,03414.22 % $177,961 History of General Motors Investment Management Corp Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRKa Macguire Company LlcInstitution 54,730Sold Some-2,325-4.07 %$1,935,253$2,210,545$275,29214.22 % $-11,695 History of Ka Macguire Company Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRKing Luther Capital Management CorpInstitution Sold All-7,640-100 %14.22 % $-38,429 History of King Luther Capital Management Corp Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRLee Munder Capital Group LlcNo Data 138,146Added More7870.57 %$4,884,843$5,579,717$694,87414.22 % $3,959 History of Lee Munder Capital Group Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRMount Vernon Associates IncInstitution 19,070Added More2001.05 %$674,315$770,237$95,92214.22 % $1,006 History of Mount Vernon Associates Inc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRNj State Employees Deferred Compensation PlanNo Data 8,733No Compare$308,799$352,726$43,92714.22 % History of Nj State Employees Deferred Compensation Plan Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRNomura Asset Management Co LtdInstitution 154,604Added More4,0002.65 %$5,466,797$6,244,456$777,65814.22 % $20,120 History of Nomura Asset Management Co Ltd Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HROld Mutual Asset Managers Uk LtdInstitution 62,299No Change00 %$2,202,893$2,516,257$313,36414.22 % $0 History of Old Mutual Asset Managers Uk Ltd Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRPnc Financial Services Group IncInstitution 49,203Added More3,7558.26 %$1,739,818$1,987,309$247,49114.22 % $18,888 History of Pnc Financial Services Group Inc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRResearch Affiliates LlcInstitution Sold All-477,646-100 %14.22 % $-2,402,559 History of Research Affiliates Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRRhumbline AdvisersInstitution 677,990Sold Some-10,274-1.49 %$23,973,726$27,384,016$3,410,29014.22 % $-51,678 History of Rhumbline Advisers Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRRobeco Institutional Asset Management BvInstitution 1,006,267Added More386,10062.25 %$35,581,601$40,643,124$5,061,52314.22 % $1,942,083 History of Robeco Institutional Asset Management Bv Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRRoyal London Asset Management LtdInstitution 76,903No Change00 %$2,719,290$3,106,112$386,82214.22 % $0 History of Royal London Asset Management Ltd Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRSg Americas Securities LlcInstitution 233,678Sold Some-27,965-10.68 %$8,262,854$9,438,254$1,175,40014.22 % $-140,664 History of Sg Americas Securities Llc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRState Of New Jersey Common Pension Fund ANo Data 200,000No Compare$7,072,000$8,078,000$1,006,00014.22 % History of State Of New Jersey Common Pension Fund A Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRTal Global Asset Management IncInstitution 56,506Added More3,0775.75 %$1,998,052$2,282,277$284,22514.22 % $15,477 History of Tal Global Asset Management Inc Ownership Of Capital One Financial Corp
2010-02-052009-12-31 13F-HRWaddell And Reed Financial IncInstitution 4,900,993Added More248,9115.35 %$173,299,112$197,951,107$24,651,99514.22 % $1,252,022 History of Waddell And Reed Financial Inc Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSAllegiant Funds - Allegiant Bond FundSpecialty & Misc Sold All-5,835-100 %14.22 % $-29,350 History of Allegiant Funds - Allegiant Bond Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSTdax Funds Inc - Tdax Independence 2010 Exchange-Traded FundMixed-Asset Target 2010 Funds 407New Holding407100 %$14,392$16,439$2,04714.22 % $2,047 History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSTdax Funds Inc - Tdax Independence 2020 Exchange-Traded FundMixed-Asset Target 2020 Funds 2,242New Holding2,242100 %$79,277$90,554$11,27714.22 % $11,277 History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSTdax Funds Inc - Tdax Independence 2030 Exchange-Traded FundMixed-Asset Target 2030 Funds 2,407New Holding2,407100 %$85,112$97,219$12,10714.22 % $12,107 History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSTdax Funds Inc - Tdax Independence 2040 Exchange-Traded FundMixed-Asset Target 2030+ Funds 2,606New Holding2,606100 %$92,148$105,256$13,10814.22 % $13,108 History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSTdax Funds Inc - Tdax Independence In-Target Exchange-Traded FundSpecialty & Misc 432New Holding432100 %$15,276$17,448$2,17314.22 % $2,173 History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSValic Co I - Asset Allocation FundSpecialty & Misc Sold All-8,326-100 %14.22 % $-41,880 History of Valic Co I - Asset Allocation Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSValic Co I - Social Awareness FundMixed-Asset Target Allocation Growth Sold All-9,419-100 %14.22 % $-47,378 History of Valic Co I - Social Awareness Fund Ownership Of Capital One Financial Corp
2010-02-052009-11-30 N-CSRSValic Co I - Value FundMulti-Cap Value Sold All-729-100 %14.22 % $-3,667 History of Valic Co I - Value Fund Ownership Of Capital One Financial Corp
2010-02-042010-02-04 4Pike Lynn AInsider 137,212Sold Some-22,251-13.95 %$4,795,559$5,541,993$746,43315.56 % $-121,045XPresident Banking History of Pike Lynn A Ownership Of Capital One Financial Corp
2010-02-042010-02-03 4Berson Jory AInsider 132,125Sold Some-5,000-3.64 %$4,617,769$5,336,529$718,76015.56 % $-27,200XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-02-042010-01-26 4Warner Bradford HInsider 25,138Added More2,50012.41 %$878,573$1,015,324$136,75115.56 % $13,600X History of Warner Bradford H Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRBlair William And CoInstitution 6,661Sold Some-7,750-53.77 %$232,802$269,038$36,23615.56 % $-42,160 History of Blair William And Co Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRClarivest Asset Management LlcInstitution Sold All-15,300-100 %15.56 % $-83,232 History of Clarivest Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRComerica BankInstitution 238,916Sold Some-5,846-2.38 %$8,350,114$9,649,817$1,299,70315.56 % $-31,802 History of Comerica Bank Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRDean C H And Associates IncInstitution Sold All-110,538-100 %15.56 % $-601,327 History of Dean C H And Associates Inc Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRNisa Investment Advisors L L CInstitution 162,167Added More1,6101.00 %$5,667,737$6,549,925$882,18815.56 % $8,758 History of Nisa Investment Advisors L L C Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRNomura Asset Management Singapore LtdNo Data 14,800No Change00 %$517,260$597,772$80,51215.56 % $0 History of Nomura Asset Management Singapore Ltd Ownership Of Capital One Financial Corp
2010-02-042009-12-31 13F-HRYorktown Management And Research Co IncInstitution 10,000No Change00 %$349,500$403,900$54,40015.56 % $0 History of Yorktown Management And Research Co Inc Ownership Of Capital One Financial Corp
2010-02-042009-11-30 N-CSRSIng Equity Trust - Ing Opportunistic Largecap FundLarge-Cap Core 7,200Added More4,200140.00 %$251,640$290,808$39,16815.56 % $22,848 History of Ing Equity Trust - Ing Opportunistic Largecap Fund Ownership Of Capital One Financial Corp
2010-02-042009-11-30 N-CSRSIng Series Fund Inc - Ing Balanced FundMixed-Asset Target Allocation Moderate 5,000Added More3,000150.00 %$174,750$201,950$27,20015.56 % $16,320 History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp
2010-02-042009-11-30 N-CSRSIng Series Fund Inc - Ing Corporate Leaders 100 FundNo Data 2,570Sold Some-100-3.74 %$89,822$103,802$13,98115.56 % $-544 History of Ing Series Fund Inc - Ing Corporate Leaders 100 Fund Ownership Of Capital One Financial Corp
2010-02-042009-11-30 N-CSRSIng Series Fund Inc - Ing Index Plus Largecap FundLarge-Cap Core Sold All-12,200-100 %15.56 % $-66,368 History of Ing Series Fund Inc - Ing Index Plus Largecap Fund Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRBank Of HawaiiInstitution 11,835Added More7,470171.13 %$432,569$478,016$45,44610.50 % $28,685 History of Bank Of Hawaii Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRCanada Pension Plan Investment BoardInstitution 424,966Sold Some-51,400-10.79 %$15,532,507$17,164,377$1,631,86910.50 % $-197,376 History of Canada Pension Plan Investment Board Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRDlibj Asset Management Co LtdInstitution 204,881Sold Some-1,824-0.88 %$7,488,401$8,275,144$786,74310.50 % $-7,004 History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRFan Asset Management LlcInstitution 2,800No Change00 %$102,340$113,092$10,75210.50 % $0 History of Fan Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRFirst Mercantile Trust CoInstitution 920No Change00 %$33,626$37,159$3,53310.50 % $0 History of First Mercantile Trust Co Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRGuaranty Trust Co Of MissouriInstitution 175Added More2516.66 %$6,396$7,068$67210.50 % $96 History of Guaranty Trust Co Of Missouri Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRTexas Capital Bancshares IncInstitution 23,400New Holding23,400100 %$855,270$945,126$89,85610.50 % $89,856 History of Texas Capital Bancshares Inc Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRTurner Investment Partners IncInstitution 210Sold Some-240-53.33 %$7,676$8,482$80610.50 % $-922 History of Turner Investment Partners Inc Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRVaughan Nelson Scarborough And Mccullough LpInstitution 575,455Sold Some-5,820-1.00 %$21,032,880$23,242,627$2,209,74710.50 % $-22,349 History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Capital One Financial Corp
2010-02-032009-12-31 13F-HRVeredus Asset Management LlcInstitution 45,300New Holding45,300100 %$1,655,715$1,829,667$173,95210.50 % $173,952 History of Veredus Asset Management Llc Ownership Of Capital One Financial Corp
2010-02-032009-11-30 N-CSRAlliancebernstein Trust - Alliancebernstein Value FundMulti-Cap Value Sold All-72,300-100 %10.50 % $-277,632 History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of Capital One Financial Corp
2010-02-032009-11-30 N-CSRSUsaa Mutual Funds Trust - Income FundEquity Income Sold All-140,900-100 %10.50 % $-541,056 History of Usaa Mutual Funds Trust - Income Fund Ownership Of Capital One Financial Corp
2010-02-032009-11-30 N-CSRSUsaa Mutual Funds Trust - Value FundMulti-Cap Value Sold All-235,700-100 %10.50 % $-905,088 History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp
2010-02-032009-09-30 13F-HR/ANordea Investment Management AbInstitution 11,296Sold Some-9,703-46.20 %$412,869$456,245$43,37710.50 % $-37,260 History of Nordea Investment Management Ab Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Alexander Robert MInsider 115,672Sold Some-7,089-5.77 %$4,329,603$4,671,992$342,3897.90 % $-20,983XChief Information Officer History of Alexander Robert M Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Berson Jory AInsider 148,561Sold Some-3,332-2.19 %$5,560,638$6,000,379$439,7417.90 % $-9,863XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Berson Jory AInsider 137,125Sold Some-11,436-7.69 %$5,132,589$5,538,479$405,8907.90 % $-33,851XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Perlin Gary LInsider 205,320Sold Some-18,243-8.16 %$7,685,128$8,292,875$607,7477.90 % $-53,999XChief Financial Officer History of Perlin Gary L Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Pike Lynn AInsider 159,463Sold Some-16,999-9.63 %$5,968,700$6,440,711$472,0107.90 % $-50,317XPresident Banking History of Pike Lynn A Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Sanjiv YajnikNo Data 150,742Sold Some-3,007-1.95 %$5,642,273$6,088,469$446,1967.90 % $-8,901XPresident Financial Services History of Sanjiv Yajnik Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Schnall Peter AInsider 216,201Sold Some-11,508-5.05 %$8,092,403$8,732,358$639,9557.90 % $-34,064XChief Risk Officer History of Schnall Peter A Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Schneider Ryan MInsider 127,131Sold Some-9,297-6.81 %$4,758,513$5,134,821$376,3087.90 % $-27,519XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-02-022010-01-29 4Schneider Ryan MInsider 107,131Sold Some-20,000-15.73 %$4,009,913$4,327,021$317,1087.90 % $-59,200XPresident Card History of Schneider Ryan M Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRCohen Klingenstein LlcNo Data 11,750No Change00 %$439,803$474,583$34,7807.90 % $0 History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRDumont And Blake Investment Advisors LlcInstitution 6,820Sold Some-575-7.77 %$255,273$275,460$20,1877.90 % $-1,702 History of Dumont And Blake Investment Advisors Llc Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRGeewax Plus Partners LlcInstitution Sold All-12,500-100 %7.90 % $-37,000 History of Geewax Plus Partners Llc Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRMitsubishi Ufj Trust Banking CorpNo Data 960,611Sold Some-90,383-8.59 %$35,955,670$38,799,078$2,843,4097.90 % $-267,534 History of Mitsubishi Ufj Trust Banking Corp Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRPublic Employees Retirement Association Of ColoradoInstitution 512,565Added More81,59518.93 %$19,185,308$20,702,500$1,517,1927.90 % $241,521 History of Public Employees Retirement Association Of Colorado Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRSmith Asset Management Group LpInstitution 1,020,672Added More947,2721290.56 %$38,203,753$41,224,942$3,021,1897.90 % $2,803,925 History of Smith Asset Management Group Lp Ownership Of Capital One Financial Corp
2010-02-022009-12-31 13F-HRVirtu Financial Bd LlcNo Data 8,266No Compare$309,396$333,864$24,4677.90 % History of Virtu Financial Bd Llc Ownership Of Capital One Financial Corp
2010-02-022009-11-30 N-CSRSUsaa Mutual Funds Trust - Balanced Strategy FundFlexible Portfolio 45,200Added More44,2004420.00 %$1,691,836$1,825,628$133,7927.90 % $130,832 History of Usaa Mutual Funds Trust - Balanced Strategy Fund Ownership Of Capital One Financial Corp
2010-02-022009-11-30 N-CSRSUsaa Mutual Funds Trust - Cornerstone Strategy FundSpecialty & Misc 103,700New Holding103,700100 %$3,881,491$4,188,443$306,9527.90 % $306,952 History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Capital One Financial Corp
2010-02-022009-11-30 N-CSRSUsaa Mutual Funds Trust - Growth And Tax Strategy FundMulti-Cap Growth 3,560Sold Some-90-2.46 %$133,251$143,788$10,5387.90 % $-266 History of Usaa Mutual Funds Trust - Growth And Tax Strategy Fund Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRColumbus Circle InvestorsInstitution 5,336,752Added More16,3090.30 %$196,285,739$215,551,413$19,265,6759.81 % $58,875 History of Columbus Circle Investors Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRDuff And Phelps Investment Management CoInstitution 71,705Sold Some-110-0.15 %$2,637,310$2,896,165$258,8559.81 % $-397 History of Duff And Phelps Investment Management Co Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRGuardian Investor Services LlcInstitution 8,584Sold Some-3,969-31.61 %$315,720$346,708$30,9889.81 % $-14,328 History of Guardian Investor Services Llc Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRLpl Financial CorpInstitution 5,644New Holding5,644100 %$207,586$227,961$20,3759.81 % $20,375 History of Lpl Financial Corp Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRM And T Bank CorpInstitution 99,777Sold Some-17,625-15.01 %$3,669,798$4,029,993$360,1959.81 % $-63,626 History of M And T Bank Corp Ownership Of Capital One Financial Corp
2010-02-012009-12-31 13F-HRWright Investors Service IncInstitution Sold All-30,117-100 %9.81 % $-108,722 History of Wright Investors Service Inc Ownership Of Capital One Financial Corp
2010-01-292010-01-27 4Alexander Robert MInsider 122,761Added More18,76122.00 %$4,524,970$4,958,317$433,3469.57 % $66,226XChief Information Officer History of Alexander Robert M Ownership Of Capital One Financial Corp
2010-01-292010-01-27 4Berson Jory AInsider 151,893Added More24,62423.98 %$5,598,776$6,134,958$536,1829.57 % $86,923XChief Human Resources Officer History of Berson Jory A Ownership Of Capital One Financial Corp
2010-01-292010-01-27 4Finneran John G JrInsider 187,986Added More26,96920.11 %$6,929,164$7,592,755$663,5919.57 % $95,201XGen Counsel Corp Secretary History of Finneran John G Jr Ownership Of Capital One Financial Corp
2010-01-292010-01-27 4Finneran John G JrInsider 178,304Sold Some-9,682-5.15 %$6,572,285$7,201,699$629,4139.57 % $-34,177XGen Counsel Corp Secretary History of Finneran John G Jr Ownership Of Capital One Financial Corp
2010-01-292010-01-27 4Perlin Gary LInsider