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Capital One Financial Corp (COF)

Hypotheticals Contact Info Isins Cusips Symbols Summary Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2009-11-19 Country: ItalyIndustry: Super-Regional Banks-Us

Transactions: Currently showing holdings/transactions Filed between 2009-08-21 and 2009-11-19
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2009-11-20

Hypotheticals

Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 

Contact Information

1680 Capital One Drive,Mclean, Va 22102,,United States
Phone: 703-720-1000 Fax: 703-205-1755 Website: HTTP://WWW.CAPITALONE.COM

ISIN International Securities Identification Number

Unknown

CUSIP Committee on Uniform Securities Identification Procedures

659424105

Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
cofcof cof:us New York Stock Exchange xnys nyseNew YorkUnited States WWW.NYSE.COM
cfxcfx.be cfx:gr Zobex zobx zobexBerlinGermany WWW.BERLINERBOERSE.DE

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Owners Summary

Owners: 824Owners Buying: 400Buying Pct.: 48.54 %Owners Netrual: 65Neutral Pct.: 7.88 %Owners Selling: 351Selling Pct.: 42.59 %
Score: 3.05Brand New: 168Increase Existing: 232No Change: 65Sold Some: 203Dumped All: 148No Comparison: 8

Owners Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
A begin price of 1900-01-01 will use the date filed for begin price: Begin Price date: End Price date:
- report date span limited to 100 days, all dates in format of yyyy-mm-dd, all fields required!

Show/Hide Columns

Filed As Of/On Form Name
Fundclass Shares Activity Shares Change
Shares Change Pct. Hypothetical Old Value Hypothetical New Value Hypothetical Value Change
Hypothetical Return Hypothetical Results Director Ten Pct
Other Officer Officer Title History
News Article
   

Holdings/Transactions

FiledAs-Of/OnFormFullnameFund ClassSharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypotheticals Return Hypotheticals Results Director Other Ten Pct Officer Officer Title News Article History
2009-11-192009-09-30 13F-HR/ARbc Asset Management IncInstitution 1,163,700New Holding1,163,700100 %$44,616,258$43,871,490$-744,768-1.66 % $-744,768News Article History of Rbc Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-192009-09-30 13F-HR/ARoyal Bank Of CanadaInstitution 370Sold Some-155-29.52 %$14,186$13,949$-237-1.66 % $99News Article History of Royal Bank Of Canada Ownership Of Capital One Financial Corp
2009-11-182009-09-30 13F-HR/AAdage Capital Partners Gp LlcInstitution 619,655Added More32,0005.44 %$25,065,045$23,360,994$-1,704,051-6.79 % $-88,000News Article History of Adage Capital Partners Gp Llc Ownership Of Capital One Financial Corp
2009-11-182009-09-30 13F-HRJane Street Holding LlcInstitution 29,737Sold Some-2,991-9.13 %$1,202,862$1,121,085$-81,777-6.79 % $8,225News Article History of Jane Street Holding Llc Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HR/AAmvescap PlcInstitution 2,333,594Added More35,3871.53 %$94,510,557$87,976,494$-6,534,063-6.91 % $-99,084News Article History of Amvescap Plc Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HR/ACredit Suisse First BostonInstitution 1,739,877Sold Some-101,507-5.51 %$70,465,019$65,593,363$-4,871,656-6.91 % $284,220News Article History of Credit Suisse First Boston Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HR/AGreat Lakes Advisors IncInstitution 42,876Added More41,6763473.00 %$1,736,478$1,616,425$-120,053-6.91 % $-116,693News Article History of Great Lakes Advisors Inc Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HRJanus Capital Management LlcInstitution 1,295,563Sold Some-134,765-9.42 %$52,470,302$48,842,725$-3,627,576-6.91 % $377,342News Article History of Janus Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-172009-09-30 N-QLincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 FundNo Data 67,016New Holding67,016100 %$2,714,148$2,526,503$-187,645-6.91 % $-187,645News Article History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Large Cap 100 Fund Ownership Of Capital One Financial Corp
2009-11-172009-09-30 N-QLincoln Variable Insurance Products Trust - Core FundMulti-Cap Core 130,890New Holding130,890100 %$5,301,045$4,934,553$-366,492-6.91 % $-366,492News Article History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Capital One Financial Corp
2009-11-172009-09-30 N-QLincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income FundMulti-Cap Growth 227,420New Holding227,420100 %$9,210,510$8,573,734$-636,776-6.91 % $-636,776News Article History of Lincoln Variable Insurance Products Trust - Lvip Delaware Growth And Income Fund Ownership Of Capital One Financial Corp
2009-11-172009-09-30 N-QLincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness FundSpecialty & Misc 211,550New Holding211,550100 %$8,567,775$7,975,435$-592,340-6.91 % $-592,340News Article History of Lincoln Variable Insurance Products Trust - Lvip Delaware Social Awareness Fund Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HRRothschild Asset Management IncInstitution 337,948New Holding337,948100 %$13,686,894$12,740,640$-946,254-6.91 % $-946,254News Article History of Rothschild Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HRRoxbury Capital ManagementInstitution Sold All-40-100 %-6.91 % $112News Article History of Roxbury Capital Management Ownership Of Capital One Financial Corp
2009-11-172009-09-30 13F-HRWells Fargo And CoInstitution 988,928Added More25,8902.68 %$40,051,584$37,282,586$-2,768,998-6.91 % $-72,492News Article History of Wells Fargo And Co Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HR/AAdar Investment Management LlcInstitution 30,000Sold Some-10,000-25.00 %$1,196,700$1,131,000$-65,700-5.49 % $21,900News Article History of Adar Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAlex Brown Investment Management LlcInstitution 23,650Sold Some-100-0.42 %$943,399$891,605$-51,794-5.49 % $219News Article History of Alex Brown Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAlger Fred Management IncInstitution Sold All-158,512-100 %-5.49 % $347,141News Article History of Alger Fred Management Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAlyeska Investment Group LpNo Data 136,548New Holding136,548100 %$5,446,900$5,147,860$-299,040-5.49 % $-299,040News Article History of Alyeska Investment Group Lp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAmerican International Group IncInstitution 291,406Sold Some-2,898,976-90.86 %$11,624,185$10,986,006$-638,179-5.49 % $6,348,757News Article History of American International Group Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAqr Capital Management LlcInstitution 10,434Sold Some-107,544-91.15 %$416,212$393,362$-22,850-5.49 % $235,521News Article History of Aqr Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRAragon Global Management LlcInstitution 125,273New Holding125,273100 %$4,997,140$4,722,792$-274,348-5.49 % $-274,348News Article History of Aragon Global Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRArgyll Research LlcInstitution 98,000New Holding98,000100 %$3,909,220$3,694,600$-214,620-5.49 % $-214,620News Article History of Argyll Research Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRBalyasny Asset Management LlcInstitution 349,600Added More294,600535.63 %$13,945,544$13,179,920$-765,624-5.49 % $-645,174News Article History of Balyasny Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRBam Management LlcNo Data 16,500New Holding16,500100 %$658,185$622,050$-36,135-5.49 % $-36,135News Article History of Bam Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRBam Offshore Management LlcNo Data 9,279New Holding9,279100 %$370,139$349,818$-20,321-5.49 % $-20,321News Article History of Bam Offshore Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRBancorpsouth IncInstitution 2,722Sold Some-200-6.84 %$108,581$102,619$-5,961-5.49 % $438News Article History of Bancorpsouth Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRBroadmark Asset Management LlcInstitution 8,800Sold Some-1,200-12.00 %$351,032$331,760$-19,272-5.49 % $2,628News Article History of Broadmark Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCaip Partners LlcNo Data 56,100New Holding56,100100 %$2,237,829$2,114,970$-122,859-5.49 % $-122,859News Article History of Caip Partners Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCapital International LtdInstitution Sold All-46,500-100 %-5.49 % $101,835News Article History of Capital International Ltd Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCapital Research Global InvestorsInstitution 23,351,776Sold Some-431,700-1.81 %$931,502,345$880,361,955$-51,140,389-5.49 % $945,423News Article History of Capital Research Global Investors Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCapstone Investment Advisors LlcInstitution 9,903Sold Some-9,454-48.84 %$395,031$373,343$-21,688-5.49 % $20,704News Article History of Capstone Investment Advisors Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRChesapeake Partners Management Co IncInstitution 352,460Added More177,460101.40 %$14,059,629$13,287,742$-771,887-5.49 % $-388,637News Article History of Chesapeake Partners Management Co Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCitadel L PInstitution 150,321Sold Some-288,622-65.75 %$5,996,305$5,667,102$-329,203-5.49 % $632,082News Article History of Citadel L P Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRCna Financial CorpInstitution 30,056Sold Some-9,320-23.66 %$1,198,934$1,133,111$-65,823-5.49 % $20,411News Article History of Cna Financial Corp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRConcert Wealth Management IncNo Data 105Sold Some-60-36.36 %$4,188$3,959$-230-5.49 % $131News Article History of Concert Wealth Management Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRConnor Clark And Lunn Investment Management LtdInstitution 17,375New Holding17,375100 %$693,089$655,038$-38,051-5.49 % $-38,051News Article History of Connor Clark And Lunn Investment Management Ltd Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HREaton Vance ManagementInstitution 10,796,671Added More9,759,962941.43 %$430,679,206$407,034,497$-23,644,709-5.49 % $-21,374,317News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HREaton Vance ManagementInstitution 10,796,671Added More244,5932.31 %$430,679,206$407,034,497$-23,644,709-5.49 % $-535,659News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HREaton Vance ManagementInstitution 10,796,671Added More429,5734.14 %$430,679,206$407,034,497$-23,644,709-5.49 % $-940,765News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HREmployees Retirement System Of TexasInstitution 262,300Sold Some-27,500-9.48 %$10,463,147$9,888,710$-574,437-5.49 % $60,225News Article History of Employees Retirement System Of Texas Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HREpoch Investment Partners IncInstitution Sold All-56,700-100 %-5.49 % $124,173News Article History of Epoch Investment Partners Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRFidelity International LtdInstitution 333,840Sold Some-484,101-59.18 %$13,316,878$12,585,768$-731,110-5.49 % $1,060,181News Article History of Fidelity International Ltd Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRFifth Third Asset Management IncInstitution 36,176Added More8,06428.68 %$1,443,061$1,363,835$-79,225-5.49 % $-17,660News Article History of Fifth Third Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRFifth Third BancorpInstitution 6,533Sold Some-846-11.46 %$260,601$246,294$-14,307-5.49 % $1,853News Article History of Fifth Third Bancorp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRFmr CorpInstitution 19,285,246Sold Some-2,001,509-9.40 %$769,288,463$727,053,774$-42,234,689-5.49 % $4,383,305News Article History of Fmr Corp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRGalleon Management L PInstitution Sold All-35,000-100 %-5.49 % $76,650News Article History of Galleon Management L P Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRGlenview Capital Management LlcInstitution Sold All-1,416,700-100 %-5.49 % $3,102,573News Article History of Glenview Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRHighfields Capital Management LpInstitution Sold All-827,035-100 %-5.49 % $1,811,207News Article History of Highfields Capital Management Lp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRIng Groep NvInstitution 654,889Added More416,842175.10 %$26,123,522$24,689,315$-1,434,207-5.49 % $-912,884News Article History of Ing Groep Nv Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRIng Investment Management Europe B VInstitution 325,881Added More117,90756.69 %$12,999,393$12,285,714$-713,679-5.49 % $-258,216News Article History of Ing Investment Management Europe B V Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRJesaga Advisers LlcInstitution 543,900Sold Some-255,500-31.96 %$21,696,171$20,505,030$-1,191,141-5.49 % $559,545News Article History of Jesaga Advisers Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRLaffer InvestmentsInstitution 38,980Added More34,480766.22 %$1,554,912$1,469,546$-85,366-5.49 % $-75,511News Article History of Laffer Investments Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMackenzie Financial CorpInstitution 163,135Added More58,68756.18 %$6,507,455$6,150,190$-357,266-5.49 % $-128,525News Article History of Mackenzie Financial Corp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMadison Investment Advisors IncInstitution 233,800No Change00 %$9,326,282$8,814,260$-512,022-5.49 % $0News Article History of Madison Investment Advisors Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMadison Square Investors LlcNo Data 284,360Sold Some-25,210-8.14 %$11,343,120$10,720,372$-622,748-5.49 % $55,210News Article History of Madison Square Investors Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMagnetar Financial LlcInstitution 13,613New Holding13,613100 %$543,023$513,210$-29,812-5.49 % $-29,812News Article History of Magnetar Financial Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMartin And Co IncInstitution 118,787Added More66,945129.13 %$4,738,413$4,478,270$-260,144-5.49 % $-146,610News Article History of Martin And Co Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMillennium Management LlcInstitution 157,359Sold Some-147,865-48.44 %$6,277,051$5,932,434$-344,616-5.49 % $323,824News Article History of Millennium Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRMorgan StanleyInstitution 1,259,721Added More162,40314.79 %$50,250,271$47,491,482$-2,758,789-5.49 % $-355,663News Article History of Morgan Stanley Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRNew York State Teachers Retirement SystemInstitution 1,455,613New Holding1,455,613100 %$58,064,403$54,876,610$-3,187,792-5.49 % $-3,187,792News Article History of New York State Teachers Retirement System Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRNorthern Trust Co Of ConnecticutInstitution Sold All-227,666-100 %-5.49 % $498,589News Article History of Northern Trust Co Of Connecticut Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRNorthern Trust CorpInstitution 5,689,986Added More334,0796.23 %$226,973,542$214,512,472$-12,461,069-5.49 % $-731,633News Article History of Northern Trust Corp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HR/AOppenheimer Funds IncInstitution 961,600Sold Some-1,526,677-61.35 %$38,358,224$36,252,320$-2,105,904-5.49 % $3,343,423News Article History of Oppenheimer Funds Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HR/APorter Orlin LlcInstitution 46,800Sold Some-12,000-20.40 %$1,866,852$1,764,360$-102,492-5.49 % $26,280News Article History of Porter Orlin Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRProvident Advisors LlcInstitution 9,500Sold Some-1,000-9.52 %$378,955$358,150$-20,805-5.49 % $2,190News Article History of Provident Advisors Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HR/ARafferty Asset Management LlcInstitution 260,998Sold Some-285,925-52.27 %$10,411,210$9,839,625$-571,586-5.49 % $626,176News Article History of Rafferty Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRRbc Dominion Securities IncInstitution 805No Change00 %$32,111$30,349$-1,763-5.49 % $0News Article History of Rbc Dominion Securities Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRRockefeller Financial Services IncInstitution 888,330Added More207,07030.39 %$35,435,484$33,490,041$-1,945,443-5.49 % $-453,483News Article History of Rockefeller Financial Services Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRRoyal Bank Of Canada Investment Management Uk LtdInstitution 9,330New Holding9,330100 %$372,174$351,741$-20,433-5.49 % $-20,433News Article History of Royal Bank Of Canada Investment Management Uk Ltd Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRSac Capital Advisors LpNo Data Sold All-31,552-100 %-5.49 % $69,099News Article History of Sac Capital Advisors Lp Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRSelect Equity Group IncInstitution Sold All-316,790-100 %-5.49 % $693,770News Article History of Select Equity Group Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRShaw D E And Co IncInstitution Sold All-42,903-100 %-5.49 % $93,958News Article History of Shaw D E And Co Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRSoros Fund Management LlcInstitution 34,900New Holding34,900100 %$1,392,161$1,315,730$-76,431-5.49 % $-76,431News Article History of Soros Fund Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRState Treasurer State Of MichiganInstitution 3,532,842Added More537,50017.94 %$140,925,067$133,188,143$-7,736,924-5.49 % $-1,177,125News Article History of State Treasurer State Of Michigan Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRThales Fund Management LlcInstitution 14,093New Holding14,093100 %$562,170$531,306$-30,864-5.49 % $-30,864News Article History of Thales Fund Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRTransamerica Investment Management LlcInstitution 5,737New Holding5,737100 %$228,849$216,285$-12,564-5.49 % $-12,564News Article History of Transamerica Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRTwo Sigma Investments LlcInstitution Sold All-201,402-100 %-5.49 % $441,070News Article History of Two Sigma Investments Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRUbs Global Asset Management Americas IncInstitution 761,485Added More71,08210.29 %$30,375,637$28,707,985$-1,667,652-5.49 % $-155,670News Article History of Ubs Global Asset Management Americas Inc Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRUs Bancorp DeInstitution 110,011Sold Some-13,245-10.74 %$4,388,339$4,147,415$-240,924-5.49 % $29,007News Article History of Us Bancorp De Ownership Of Capital One Financial Corp
2009-11-162009-09-30 13F-HRWeiss Multi-Strategy Advisers LlcInstitution Sold All-50,000-100 %-5.49 % $109,500News Article History of Weiss Multi-Strategy Advisers Llc Ownership Of Capital One Financial Corp
2009-11-162009-09-03 13F-HRElm Ridge Capital Management LlcInstitution 1,143,727Sold Some-654,100-36.38 %$45,623,270$43,118,508$-2,504,762-5.49 % $1,432,479News Article History of Elm Ridge Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-11-13 13F-HRWilmington Trust CoInstitution 4,245Sold Some-4,568-51.83 %$164,706$160,037$-4,670-2.83 % $5,025News Article History of Wilmington Trust Co Ownership Of Capital One Financial Corp
2009-11-132009-10-31 13F-HRPeak6 Investments L PInstitution 211,003Sold Some-69,127-24.67 %$8,186,916$7,954,813$-232,103-2.83 % $76,040News Article History of Peak6 Investments L P Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HR/AAlpine Woods Capital Investors LlcInstitution 10,658Sold Some-13,118-55.17 %$413,530$401,807$-11,724-2.83 % $14,430News Article History of Alpine Woods Capital Investors Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRAmeriprise Financial IncInstitution 851,199Sold Some-255,516-23.08 %$33,026,521$32,090,202$-936,319-2.83 % $281,068News Article History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRAppaloosa Management LpInstitution 3,000,000No Change00 %$116,400,000$113,100,000$-3,300,000-2.83 % $0News Article History of Appaloosa Management Lp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRAtlanta Capital Management Co L L CInstitution 16,650No Change00 %$646,020$627,705$-18,315-2.83 % $0News Article History of Atlanta Capital Management Co L L C Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRAxaInstitution 6,728,668Sold Some-2,834,484-29.63 %$261,072,318$253,670,784$-7,401,535-2.83 % $3,117,932News Article History of Axa Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBarclays PlcInstitution 182,093Sold Some-109,641-37.58 %$7,065,208$6,864,906$-200,302-2.83 % $120,605News Article History of Barclays Plc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBartlett And CoInstitution 300No Change00 %$11,640$11,310$-330-2.83 % $0News Article History of Bartlett And Co Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBatterymarch Financial Management IncInstitution 103,587Added More89,892656.38 %$4,019,176$3,905,230$-113,946-2.83 % $-98,881News Article History of Batterymarch Financial Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBnp Paribas Arbitrage SaInstitution 318,766Added More308,0562876.33 %$12,368,121$12,017,478$-350,643-2.83 % $-338,862News Article History of Bnp Paribas Arbitrage Sa Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBnp Paribas Asset Management S A SInstitution 232,884Added More216,2751302.15 %$9,035,899$8,779,727$-256,172-2.83 % $-237,903News Article History of Bnp Paribas Asset Management S A S Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBryn Mawr Capital Management IncInstitution Sold All-64,051-100 %-2.83 % $70,456News Article History of Bryn Mawr Capital Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRBuckingham Capital Management IncInstitution 158,000Sold Some-150,000-48.70 %$6,130,400$5,956,600$-173,800-2.83 % $165,000News Article History of Buckingham Capital Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRCastine Capital Management LlcInstitution Sold All-286,596-100 %-2.83 % $315,256News Article History of Castine Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRCaxton Associates LlcInstitution 5,996New Holding5,996100 %$232,645$226,049$-6,596-2.83 % $-6,596News Article History of Caxton Associates Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRClearbridge Advisors LlcInstitution 1,266,052Added More12,7991.02 %$49,122,818$47,730,160$-1,392,657-2.83 % $-14,079News Article History of Clearbridge Advisors Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRContinental Advisors LlcInstitution Sold All-80,000-100 %-2.83 % $88,000News Article History of Continental Advisors Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRCredit Agricole S AInstitution 698,626Sold Some-117,135-14.35 %$27,106,689$26,338,200$-768,489-2.83 % $128,849News Article History of Credit Agricole S A Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRDekabank Deutsche GirozentraleNo Data 6,798New Holding6,798100 %$263,762$256,285$-7,478-2.83 % $-7,478News Article History of Dekabank Deutsche Girozentrale Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRDelaware Management Business TrustInstitution 567,493Added More450,236383.97 %$22,018,728$21,394,486$-624,242-2.83 % $-495,260News Article History of Delaware Management Business Trust Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRDiamondback Capital Management LlcInstitution 690,182Added More661,5862313.56 %$26,779,062$26,019,861$-759,200-2.83 % $-727,745News Article History of Diamondback Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRDixon Hubard And Feinour IncInstitution 12,047No Change00 %$467,424$454,172$-13,252-2.83 % $0News Article History of Dixon Hubard And Feinour Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRDnb Asset Management Us IncInstitution 39,460Sold Some-62,404-61.26 %$1,531,048$1,487,642$-43,406-2.83 % $68,644News Article History of Dnb Asset Management Us Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HREdgar Lomax CoInstitution 240,040Sold Some-2,700-1.11 %$9,313,552$9,049,508$-264,044-2.83 % $2,970News Article History of Edgar Lomax Co Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRF And C Asset Management PlcInstitution 167,186Added More8880.53 %$6,486,817$6,302,912$-183,905-2.83 % $-977News Article History of F And C Asset Management Plc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRFairfield Research CorpInstitution 3No Change00 %$116$113$-3-2.83 % $0News Article History of Fairfield Research Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRFbr Capital Markets CorpInsider 45,000No Change00 %$1,746,000$1,696,500$-49,500-2.83 % $0News Article History of Fbr Capital Markets Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRFirst Investors Management Co IncInstitution 187,245No Change00 %$7,265,106$7,059,137$-205,970-2.83 % $0News Article History of First Investors Management Co Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRFirst Mercantile Trust CoInstitution 920Added More38070.37 %$35,696$34,684$-1,012-2.83 % $-418News Article History of First Mercantile Trust Co Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRFirst National Bank Of OmahaInstitution 12,830Sold Some-89,214-87.42 %$497,804$483,691$-14,113-2.83 % $98,135News Article History of First National Bank Of Omaha Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGartmore Mutual Fund Capital TrustInstitution 24,064Sold Some-669,524-96.53 %$933,683$907,213$-26,470-2.83 % $736,476News Article History of Gartmore Mutual Fund Capital Trust Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGeode Capital Management LlcInstitution 2,586,537Added More30,3871.18 %$100,357,636$97,512,445$-2,845,191-2.83 % $-33,426News Article History of Geode Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGlg Partners IncInstitution 277,404Sold Some-159,444-36.49 %$10,763,275$10,458,131$-305,144-2.83 % $175,388News Article History of Glg Partners Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGmt Capital CorpInstitution 964,400Sold Some-130,100-11.88 %$37,418,720$36,357,880$-1,060,840-2.83 % $143,110News Article History of Gmt Capital Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGoldman Sachs Group IncInstitution 2,256,420Sold Some-547,670-19.53 %$87,549,096$85,067,034$-2,482,062-2.83 % $602,437News Article History of Goldman Sachs Group Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGrantham Mayo Van Otterloo And Co LlcInstitution 45,200Sold Some-203,214-81.80 %$1,753,760$1,704,040$-49,720-2.83 % $223,535News Article History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRGuggenheim Capital LlcInstitution 20,211Sold Some-87-0.42 %$784,187$761,955$-22,232-2.83 % $96News Article History of Guggenheim Capital Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRHarrison Walter F Iii NyInstitution 47,589No Change00 %$1,846,453$1,794,105$-52,348-2.83 % $0News Article History of Harrison Walter F Iii Ny Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRHbk Investments L PInstitution Sold All-21,662-100 %-2.83 % $23,828News Article History of Hbk Investments L P Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRHenderson Group PlcInstitution 91,210Sold Some-21,198-18.85 %$3,538,948$3,438,617$-100,331-2.83 % $23,318News Article History of Henderson Group Plc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRHotchkis And Wiley Capital Management LlcInstitution 1,202,700Sold Some-394,600-24.70 %$46,664,760$45,341,790$-1,322,970-2.83 % $434,060News Article History of Hotchkis And Wiley Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRInvestec Asset Management LtdInstitution 1,965,210New Holding1,965,210100 %$76,250,148$74,088,417$-2,161,731-2.83 % $-2,161,731News Article History of Investec Asset Management Ltd Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRJacobs Levy Equity Management IncInstitution 265,800Sold Some-142,100-34.83 %$10,313,040$10,020,660$-292,380-2.83 % $156,310News Article History of Jacobs Levy Equity Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRJanney Montgomery Scott LlcInstitution 10,460No Change00 %$405,848$394,342$-11,506-2.83 % $0News Article History of Janney Montgomery Scott Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRJefferies Group IncInstitution 9,674Sold Some-15,326-61.30 %$375,351$364,710$-10,641-2.83 % $16,859News Article History of Jefferies Group Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRKeybank National AssociationInstitution 41,229Added More3950.96 %$1,599,685$1,554,333$-45,352-2.83 % $-435News Article History of Keybank National Association Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLabranche And Co IncInstitution Sold All-874-100 %-2.83 % $961News Article History of Labranche And Co Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLegg Mason Capital Management IncInstitution 9,175,973Sold Some-82,073-0.88 %$356,027,752$345,934,182$-10,093,570-2.83 % $90,280News Article History of Legg Mason Capital Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLegg Mason Investment Counsel LlcInstitution 4,720Sold Some-10,174-68.30 %$183,136$177,944$-5,192-2.83 % $11,191News Article History of Legg Mason Investment Counsel Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLegg Mason Trust Company National AssociationInstitution 762No Change00 %$29,566$28,727$-838-2.83 % $0News Article History of Legg Mason Trust Company National Association Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLord Abbett And Co LlcInstitution 5,080,983Added More5,071,39352882.09 %$197,142,140$191,553,059$-5,589,081-2.83 % $-5,578,532News Article History of Lord Abbett And Co Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRLos Angeles Capital Management And Equity Research IncInstitution 61,815New Holding61,815100 %$2,398,422$2,330,426$-67,997-2.83 % $-67,997News Article History of Los Angeles Capital Management And Equity Research Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRManaged Account Advisors LlcInstitution 243,490Added More168,405224.28 %$9,447,412$9,179,573$-267,839-2.83 % $-185,246News Article History of Managed Account Advisors Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRMarshall Ilsley CorpInstitution 111,836Sold Some-11,526-9.34 %$4,339,237$4,216,217$-123,020-2.83 % $12,679News Article History of Marshall Ilsley Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRMason Street Advisors LlcInstitution 136,244Sold Some-3,308-2.37 %$5,286,267$5,136,399$-149,868-2.83 % $3,639News Article History of Mason Street Advisors Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRMeag New York CorpInstitution 12,400New Holding12,400100 %$481,120$467,480$-13,640-2.83 % $-13,640News Article History of Meag New York Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 N-QMet Investors Series Trust - Batterymarch Growth And Income PortfolioMulti-Cap Growth 26,720New Holding26,720100 %$1,036,736$1,007,344$-29,392-2.83 % $-29,392News Article History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Capital One Financial Corp
2009-11-132009-09-30 N-QMet Investors Series Trust - Legg Mason Value Equity PortfolioMulti-Cap Value 126,086No Change00 %$4,892,137$4,753,442$-138,695-2.83 % $0News Article History of Met Investors Series Trust - Legg Mason Value Equity Portfolio Ownership Of Capital One Financial Corp
2009-11-132009-09-30 N-QMet Investors Series Trust - Lord Abbett Growth And Income PortfolioMulti-Cap Growth 56,600New Holding56,600100 %$2,196,080$2,133,820$-62,260-2.83 % $-62,260News Article History of Met Investors Series Trust - Lord Abbett Growth And Income Portfolio Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HR/ANatixisInstitution 74,629Added More2110.28 %$2,895,605$2,813,513$-82,092-2.83 % $-232News Article History of Natixis Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HR/ANeuberger Berman Group LlcNo Data 36,110Added More3,55810.93 %$1,401,068$1,361,347$-39,721-2.83 % $-3,914News Article History of Neuberger Berman Group Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRNew York State Common Retirement FundInstitution 1,603,863Added More73,2324.78 %$62,229,884$60,465,635$-1,764,249-2.83 % $-80,555News Article History of New York State Common Retirement Fund Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRNorthwestern Mutual Wealth Management CoInstitution 2,402Added More1,752269.53 %$93,198$90,555$-2,642-2.83 % $-1,927News Article History of Northwestern Mutual Wealth Management Co Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRNuveen Hydepark Group LlcInstitution 26,000Added More5,39026.15 %$1,008,800$980,200$-28,600-2.83 % $-5,929News Article History of Nuveen Hydepark Group Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HROppenheimer And Co IncInstitution Sold All-13,058-100 %-2.83 % $14,364News Article History of Oppenheimer And Co Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPanagora Asset Management IncInstitution 288,353Added More120,07171.35 %$11,188,096$10,870,908$-317,188-2.83 % $-132,078News Article History of Panagora Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRParadigm Asset Management Co LlcInstitution 67,750Added More50,300288.25 %$2,628,700$2,554,175$-74,525-2.83 % $-55,330News Article History of Paradigm Asset Management Co Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPaulson And Co IncInstitution 17,000,000No Change00 %$659,600,000$640,900,000$-18,700,000-2.83 % $0News Article History of Paulson And Co Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPlante Moran Financial Advisors Ltd PartnershipInstitution Sold All-330-100 %-2.83 % $363News Article History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPrice T Rowe Associates IncInstitution 5,862,596Sold Some-502,200-7.89 %$227,468,725$221,019,869$-6,448,856-2.83 % $552,420News Article History of Price T Rowe Associates Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPublic Sector Pension Investment BoardInstitution 33,399New Holding33,399100 %$1,295,881$1,259,142$-36,739-2.83 % $-36,739News Article History of Public Sector Pension Investment Board Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRPzena Investment Management LlcInstitution 5,578,639Sold Some-1,556,956-21.81 %$216,451,193$210,314,690$-6,136,503-2.83 % $1,712,652News Article History of Pzena Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRQuaker Capital Management CorpInstitution 92,980Sold Some-270,684-74.43 %$3,607,624$3,505,346$-102,278-2.83 % $297,752News Article History of Quaker Capital Management Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRRbc Capital Markets Arbitrage S AInstitution 558,887Sold Some-10,288-1.80 %$21,684,816$21,070,040$-614,776-2.83 % $11,317News Article History of Rbc Capital Markets Arbitrage S A Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRRbc Dain Rauscher IncInstitution 14,956Sold Some-5,772-27.84 %$580,293$563,841$-16,452-2.83 % $6,349News Article History of Rbc Dain Rauscher Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRRbc Private Counsel Usa IncInstitution 200No Change00 %$7,760$7,540$-220-2.83 % $0News Article History of Rbc Private Counsel Usa Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HR/AResearch Affiliates LlcInstitution 477,646Added More316,993197.31 %$18,532,665$18,007,254$-525,411-2.83 % $-348,692News Article History of Research Affiliates Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSandler Oneill Asset Management LlcInstitution Sold All-467,700-100 %-2.83 % $514,470News Article History of Sandler Oneill Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSaturna Capital CorpInstitution 100No Change00 %$3,880$3,770$-110-2.83 % $0News Article History of Saturna Capital Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSchneider Capital Management CorpInstitution 295,115Sold Some-1,624,255-84.62 %$11,450,462$11,125,836$-324,627-2.83 % $1,786,681News Article History of Schneider Capital Management Corp Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSei Trust CoInstitution 25,100Sold Some-1,500-5.63 %$973,880$946,270$-27,610-2.83 % $1,650News Article History of Sei Trust Co Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSg Americas Securities LlcInstitution 261,643Added More170,399186.75 %$10,151,748$9,863,941$-287,807-2.83 % $-187,439News Article History of Sg Americas Securities Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRSterling Capital Management LlcNo Data Sold All-9,188-100 %-2.83 % $10,107News Article History of Sterling Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRThompson Siegel And Walmsley IncInstitution 326,739New Holding326,739100 %$12,677,473$12,318,060$-359,413-2.83 % $-359,413News Article History of Thompson Siegel And Walmsley Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRTudor Investment Corp Et AlInstitution 11,100New Holding11,100100 %$430,680$418,470$-12,210-2.83 % $-12,210News Article History of Tudor Investment Corp Et Al Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRVan Strum And Towne IncInstitution 39,064Added More6341.64 %$1,515,683$1,472,713$-42,970-2.83 % $-697News Article History of Van Strum And Towne Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRVanguard Group IncInstitution 15,234,747Added More116,6220.77 %$591,108,184$574,349,962$-16,758,222-2.83 % $-128,284News Article History of Vanguard Group Inc Ownership Of Capital One Financial Corp
2009-11-132009-09-30 13F-HRWolverine Asset Management LlcInstitution 52,433Sold Some-36,360-40.94 %$2,034,400$1,976,724$-57,676-2.83 % $39,996News Article History of Wolverine Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-122009-10-30 13F-HRTd Asset Management IncInstitution 325,037Added More48,80017.66 %$12,471,670$12,253,895$-217,775-1.74 % $-32,696News Article History of Td Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRAllianz Global Investors Of America L PInstitution 1,059,356Sold Some-1,558,041-59.52 %$40,647,490$39,937,721$-709,769-1.74 % $1,043,887News Article History of Allianz Global Investors Of America L P Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRAmerican Assets Investment Management LlcInstitution 21,100Sold Some-11,400-35.07 %$809,607$795,470$-14,137-1.74 % $7,638News Article History of American Assets Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRAviva PlcInstitution 264,699Sold Some-38,701-12.75 %$10,156,501$9,979,152$-177,348-1.74 % $25,930News Article History of Aviva Plc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRBank Of America CorpInstitution 529,006Sold Some-37,953-6.69 %$20,297,960$19,943,526$-354,434-1.74 % $25,429News Article History of Bank Of America Corp Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRBarclays Global Investors Uk Holdings LtdInstitution 19,158,886Sold Some-692,084-3.48 %$735,126,456$722,290,002$-12,836,454-1.74 % $463,696News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRBarrow Hanley Mewhinney And Strauss IncInstitution 22,203,647Sold Some-27,925-0.12 %$851,953,935$837,077,492$-14,876,443-1.74 % $18,710News Article History of Barrow Hanley Mewhinney And Strauss Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRCanada Pension Plan Investment BoardInstitution 476,366Added More86,30022.12 %$18,278,163$17,958,998$-319,165-1.74 % $-57,821News Article History of Canada Pension Plan Investment Board Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRChicago Equity Partners LlcInstitution 35,295New Holding35,295100 %$1,354,269$1,330,622$-23,648-1.74 % $-23,648News Article History of Chicago Equity Partners Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRClaymore Advisors LlcInstitution 183,669Added More155,225545.72 %$7,047,380$6,924,321$-123,058-1.74 % $-104,001News Article History of Claymore Advisors Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRCorestates Capital Advisors LlcNo Data 17,883New Holding17,883100 %$686,171$674,189$-11,982-1.74 % $-11,982News Article History of Corestates Capital Advisors Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRCredit SuisseInstitution 251,899New Holding251,899100 %$9,665,365$9,496,592$-168,772-1.74 % $-168,772News Article History of Credit Suisse Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRDavidson D A And CoInstitution 110No Change00 %$4,221$4,147$-74-1.74 % $0News Article History of Davidson D A And Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRDavidson Investment AdvisorsInstitution 110New Holding110100 %$4,221$4,147$-74-1.74 % $-74News Article History of Davidson Investment Advisors Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRDodge And CoxInstitution 57,187,906Sold Some-585,325-1.01 %$2,194,299,953$2,155,984,056$-38,315,897-1.74 % $392,168News Article History of Dodge And Cox Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRFirst Quadrant L PInstitution 2,250No Change00 %$86,333$84,825$-1,508-1.74 % $0News Article History of First Quadrant L P Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRFontana Capital L L CInstitution Sold All-1,350-100 %-1.74 % $905News Article History of Fontana Capital L L C Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRFranklin Resources IncInstitution 2,638,442Sold Some-23,645-0.88 %$101,237,020$99,469,263$-1,767,756-1.74 % $15,842News Article History of Franklin Resources Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRGamco Investors Inc Et AlInstitution 24,860Sold Some-140,200-84.93 %$953,878$937,222$-16,656-1.74 % $93,934News Article History of Gamco Investors Inc Et Al Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRHbos PlcNo Data 719,056Added More23,9223.44 %$27,590,179$27,108,411$-481,768-1.74 % $-16,028News Article History of Hbos Plc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRIcon Advisers IncInstitution Sold All-58,600-100 %-1.74 % $39,262News Article History of Icon Advisers Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HR/AIng Investment Management CoInstitution 688,583Added More481,975233.27 %$26,420,930$25,959,579$-461,351-1.74 % $-322,923News Article History of Ing Investment Management Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HR/AIng Investment Management CoInstitution 696,343Added More489,735237.03 %$26,718,681$26,252,131$-466,550-1.74 % $-328,122News Article History of Ing Investment Management Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRIntel CorpInstitution Sold All-13,874-100 %-1.74 % $9,296News Article History of Intel Corp Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRIrish Life Investment ManagersInstitution 541,714Added More7,6431.43 %$20,785,566$20,422,618$-362,948-1.74 % $-5,121News Article History of Irish Life Investment Managers Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRJs Asset Management LlcInstitution 88,800Sold Some-87,400-49.60 %$3,407,256$3,347,760$-59,496-1.74 % $58,558News Article History of Js Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRKbc Group NvInstitution 40,398Sold Some-6,271-13.43 %$1,550,071$1,523,005$-27,067-1.74 % $4,202News Article History of Kbc Group Nv Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRKorea Investment CorpNo Data 477,000Added More321,030205.82 %$18,302,490$17,982,900$-319,590-1.74 % $-215,090News Article History of Korea Investment Corp Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRLegal And General Group PlcInstitution 1,958,028Added More215,62012.37 %$75,129,534$73,817,656$-1,311,879-1.74 % $-144,465News Article History of Legal And General Group Plc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRLiberty Mutual Insurance CoInstitution 7,240New Holding7,240100 %$277,799$272,948$-4,851-1.74 % $-4,851News Article History of Liberty Mutual Insurance Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRLsv Asset ManagementInstitution 2,349,703Sold Some-1,575,130-40.13 %$90,158,104$88,583,803$-1,574,301-1.74 % $1,055,337News Article History of Lsv Asset Management Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRManufactureres Life Insurance CoInstitution 91,324Added More7,3378.73 %$3,504,102$3,442,915$-61,187-1.74 % $-4,916News Article History of Manufactureres Life Insurance Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRMerrill Lynch And Co IncInstitution 348,194Sold Some-111,525-24.25 %$13,360,204$13,126,914$-233,290-1.74 % $74,722News Article History of Merrill Lynch And Co Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRMfc Global Investment Management Usa LtdInstitution 394,229Added More7900.20 %$15,126,567$14,862,433$-264,133-1.74 % $-529News Article History of Mfc Global Investment Management Usa Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRNippon Life Insurance CoInstitution 176,500New Holding176,500100 %$6,772,305$6,654,050$-118,255-1.74 % $-118,255News Article History of Nippon Life Insurance Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRNli International IncInstitution 90,130Sold Some-37,270-29.25 %$3,458,288$3,397,901$-60,387-1.74 % $24,971News Article History of Nli International Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRNomura Asset Management Co LtdInstitution 150,604Added More1,2000.80 %$5,778,675$5,677,771$-100,905-1.74 % $-804News Article History of Nomura Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRNomura Asset Management Singapore LtdNo Data 14,800Added More9,000155.17 %$567,876$557,960$-9,916-1.74 % $-6,030News Article History of Nomura Asset Management Singapore Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HROshaughnessy Asset Management LlcInstitution 454,421Added More167,20058.21 %$17,436,134$17,131,672$-304,462-1.74 % $-112,024News Article History of Oshaughnessy Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPadco Advisors Ii IncInstitution 142,984Sold Some-155-0.10 %$5,486,296$5,390,497$-95,799-1.74 % $104News Article History of Padco Advisors Ii Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPadco Advisors IncInstitution 113,939Added More74,775190.92 %$4,371,839$4,295,500$-76,339-1.74 % $-50,099News Article History of Padco Advisors Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPaydenfundsInstitution 5,869Sold Some-1,100-15.78 %$225,194$221,261$-3,932-1.74 % $737News Article History of Paydenfunds Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPlacemark Investments IncInstitution 24,605Sold Some-6,117-19.91 %$944,094$927,609$-16,485-1.74 % $4,098News Article History of Placemark Investments Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPortolan Capital Management LlcInstitution 1,000Sold Some-75,516-98.69 %$38,370$37,700$-670-1.74 % $50,596News Article History of Portolan Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRPrincipal Financial Group IncInstitution 744,730Added More284,61261.85 %$28,575,290$28,076,321$-498,969-1.74 % $-190,690News Article History of Principal Financial Group Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HR/AQa3 Financial LlcNo Data 152Added More81114.08 %$5,832$5,730$-102-1.74 % $-54News Article History of Qa3 Financial Llc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRRbc Trust Co International LtdNo Data 375New Holding375100 %$14,389$14,138$-251-1.74 % $-251News Article History of Rbc Trust Co International Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRRbc Trustee LtdInstitution 137New Holding137100 %$5,257$5,165$-92-1.74 % $-92News Article History of Rbc Trustee Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRRoyal Bank Of Scotland Group PlcInstitution 68,943Added More36,828114.67 %$2,645,343$2,599,151$-46,192-1.74 % $-24,675News Article History of Royal Bank Of Scotland Group Plc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRRussell Frank CoInstitution 3,399,972Sold Some-1,000,500-22.73 %$130,456,926$128,178,944$-2,277,981-1.74 % $670,335News Article History of Russell Frank Co Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRSanta Barbara Asset ManagementInstitution 867No Change00 %$33,267$32,686$-581-1.74 % $0News Article History of Santa Barbara Asset Management Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRSeger Elvekrog IncInstitution 138,144Sold Some-7,415-5.09 %$5,300,585$5,208,029$-92,556-1.74 % $4,968News Article History of Seger Elvekrog Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRSuntrust Banks IncInstitution 518,280Sold Some-114,531-18.09 %$19,886,404$19,539,156$-347,248-1.74 % $76,736News Article History of Suntrust Banks Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRSusquehanna International Group LlpInstitution 124,427Sold Some-166,798-57.27 %$4,774,264$4,690,898$-83,366-1.74 % $111,755News Article History of Susquehanna International Group Llp Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRSystematic Financial Management LpInstitution 10,660Sold Some-4,660-30.41 %$409,024$401,882$-7,142-1.74 % $3,122News Article History of Systematic Financial Management Lp Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRTewksbury Capital Management LtdInstitution 48,120New Holding48,120100 %$1,846,364$1,814,124$-32,240-1.74 % $-32,240News Article History of Tewksbury Capital Management Ltd Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRUnited Services Automobile AssociationInstitution 701,618Added More115,01819.60 %$26,921,083$26,450,999$-470,084-1.74 % $-77,062News Article History of United Services Automobile Association Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRVeritable L PInstitution 13,083Added More2151.67 %$501,995$493,229$-8,766-1.74 % $-144News Article History of Veritable L P Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRVirginia Retirement Systems Et AlInstitution 231,976Added More27,70013.56 %$8,900,919$8,745,495$-155,424-1.74 % $-18,559News Article History of Virginia Retirement Systems Et Al Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRVoyageur Asset Management IncInstitution Sold All-83,990-100 %-1.74 % $56,273News Article History of Voyageur Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRWm Advisors IncInstitution 26,000Added More8,00044.44 %$997,620$980,200$-17,420-1.74 % $-5,360News Article History of Wm Advisors Inc Ownership Of Capital One Financial Corp
2009-11-122009-09-30 13F-HRWorld Asset Management IncInstitution 106,043Added More9,2589.56 %$4,068,870$3,997,821$-71,049-1.74 % $-6,203News Article History of World Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-122009-03-31 13F-HR/AAvenir CorpInstitution Sold All-379,207-100 %-1.74 % $254,069News Article History of Avenir Corp Ownership Of Capital One Financial Corp
2009-11-122008-12-31 13F-HR/AAvenir CorpInstitution 379,207Sold Some-125,395-24.85 %$14,550,173$14,296,104$-254,069-1.74 % $84,015News Article History of Avenir Corp Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRAlphabet Management LlcNo Data Sold All-13,500-100 %-5.01 % $26,865News Article History of Alphabet Management Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRAmerican Century Companies IncInstitution 80,295Sold Some-525,196-86.73 %$3,186,909$3,027,122$-159,787-5.01 % $1,045,140News Article History of American Century Companies Inc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRAperio Group LlcInstitution 34,051Added More3,83412.68 %$1,351,484$1,283,723$-67,761-5.01 % $-7,630News Article History of Aperio Group Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRCitigroup IncInstitution 201,670Sold Some-211,665-51.20 %$8,004,282$7,602,959$-401,323-5.01 % $421,213News Article History of Citigroup Inc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRClarivest Asset Management LlcInstitution 15,300New Holding15,300100 %$607,257$576,810$-30,447-5.01 % $-30,447News Article History of Clarivest Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRComerica BankInstitution 244,762Added More24,32611.03 %$9,714,604$9,227,527$-487,076-5.01 % $-48,409News Article History of Comerica Bank Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRDai Ichi Mutual Life Insurance CoInstitution 14,714Added More3,16927.44 %$583,999$554,718$-29,281-5.01 % $-6,306News Article History of Dai Ichi Mutual Life Insurance Co Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRDlibj Asset Management Co LtdInstitution 206,705Added More64,64645.50 %$8,204,121$7,792,779$-411,343-5.01 % $-128,646News Article History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRElca Board Of PensionsInstitution 9,987No Change00 %$396,384$376,510$-19,874-5.01 % $0News Article History of Elca Board Of Pensions Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRFirst National Trust CoInstitution 50No Change00 %$1,985$1,885$-100-5.01 % $0News Article History of First National Trust Co Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRGlenmede Trust Co NaInstitution 181,546Added More64,70955.38 %$7,205,561$6,844,284$-361,277-5.01 % $-128,771News Article History of Glenmede Trust Co Na Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRHarris Associates L PInstitution 4,335,400Sold Some-1,635,000-27.38 %$172,072,026$163,444,580$-8,627,446-5.01 % $3,253,650News Article History of Harris Associates L P Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRHighbridge Capital Management LlcInstitution Sold All-186,704-100 %-5.01 % $371,541News Article History of Highbridge Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRIg Investment Management LtdInstitution 55,908Added More2440.43 %$2,218,989$2,107,732$-111,257-5.01 % $-486News Article History of Ig Investment Management Ltd Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRImc-Chicago LlcNo Data Sold All-7,700-100 %-5.01 % $15,323News Article History of Imc-Chicago Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRInvestment Management Of Virginia LlcInstitution 21,650New Holding21,650100 %$859,289$816,205$-43,084-5.01 % $-43,084News Article History of Investment Management Of Virginia Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRJ P Morgan Chase And CoInstitution 4,878,946Sold Some-513,019-9.51 %$193,645,367$183,936,264$-9,709,103-5.01 % $1,020,908News Article History of J P Morgan Chase And Co Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRKa Macguire Company LlcInstitution 57,055Added More1000.17 %$2,264,513$2,150,974$-113,539-5.01 % $-199News Article History of Ka Macguire Company Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRNomura Holdings IncInstitution 44,940New Holding44,940100 %$1,783,669$1,694,238$-89,431-5.01 % $-89,431News Article History of Nomura Holdings Inc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRTesseract Capital LlcNo Data 300New Holding300100 %$11,907$11,310$-597-5.01 % $-597News Article History of Tesseract Capital Llc Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRUbs AgInstitution 1,237,611Added More875,813242.07 %$49,120,781$46,657,935$-2,462,846-5.01 % $-1,742,868News Article History of Ubs Ag Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRVaughan Nelson Scarborough And Mccullough LpInstitution 581,275Sold Some-91,575-13.61 %$23,070,805$21,914,068$-1,156,737-5.01 % $182,234News Article History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Capital One Financial Corp
2009-11-102009-09-30 13F-HRVerizon Communications IncInstitution 60,813No Change00 %$2,413,668$2,292,650$-121,018-5.01 % $0News Article History of Verizon Communications Inc Ownership Of Capital One Financial Corp
2009-11-102009-08-31 N-CSRMorgan Stanley S And P 500 Index Fund - NoneSpecialty & Misc 26,790No Change00 %$1,063,295$1,009,983$-53,312-5.01 % $0News Article History of Morgan Stanley S And P 500 Index Fund - None Ownership Of Capital One Financial Corp
2009-11-102009-08-31 N-CSRSaratoga Advantage Trust - Mid Capitalization PortfolioMid-Cap Core Sold All-12,725-100 %-5.01 % $25,323News Article History of Saratoga Advantage Trust - Mid Capitalization Portfolio Ownership Of Capital One Financial Corp
2009-11-102009-06-30 13F-HR/ADlibj Asset Management Co LtdInstitution 142,059Added More72,478104.16 %$5,638,322$5,355,624$-282,697-5.01 % $-144,231News Article History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-102009-03-31 13F-HR/ADlibj Asset Management Co LtdInstitution 69,581Sold Some-115,677-62.44 %$2,761,670$2,623,204$-138,466-5.01 % $230,197News Article History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-102008-12-31 13F-HR/ADlibj Asset Management Co LtdInstitution 185,258Added More142,546333.73 %$7,352,890$6,984,227$-368,663-5.01 % $-283,667News Article History of Dlibj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRAberdeen Asset Management PlcInstitution 1,008,471Sold Some-19,900-1.93 %$40,116,976$38,019,357$-2,097,620-5.22 % $41,392News Article History of Aberdeen Asset Management Plc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRAdams Express CoInstitution 315,000Added More35,00012.50 %$12,530,700$11,875,500$-655,200-5.22 % $-72,800News Article History of Adams Express Co Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRBridgewater Associates IncInstitution 90,728New Holding90,728100 %$3,609,160$3,420,446$-188,714-5.22 % $-188,714News Article History of Bridgewater Associates Inc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRCadence Capital Management LlcInstitution 773,700New Holding773,700100 %$30,777,786$29,168,490$-1,609,296-5.22 % $-1,609,296News Article History of Cadence Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRCcm PartnersInstitution 3,543No Change00 %$140,941$133,571$-7,369-5.22 % $0News Article History of Ccm Partners Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRCibc World Markets CorpInstitution 124,811Added More81,191186.13 %$4,964,982$4,705,375$-259,607-5.22 % $-168,877News Article History of Cibc World Markets Corp Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRDumont And Blake Investment Advisors LlcInstitution 7,395New Holding7,395100 %$294,173$278,792$-15,382-5.22 % $-15,382News Article History of Dumont And Blake Investment Advisors Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRFan Asset Management LlcInstitution 2,800Added More70033.33 %$111,384$105,560$-5,824-5.22 % $-1,456News Article History of Fan Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRFederated Investors IncInstitution 4,579Sold Some-55,865-92.42 %$182,153$172,628$-9,524-5.22 % $116,199News Article History of Federated Investors Inc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRGeneral Motors Investment Management CorpInstitution 19,100Sold Some-3,420-15.18 %$759,798$720,070$-39,728-5.22 % $7,114News Article History of General Motors Investment Management Corp Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRInstitutional Capital CorpInstitution 5,944,121Sold Some-716,822-10.76 %$236,457,133$224,093,362$-12,363,772-5.22 % $1,490,990News Article History of Institutional Capital Corp Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRLazard Asset Management LlcInstitution 300No Change00 %$11,934$11,310$-624-5.22 % $0News Article History of Lazard Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRLee Munder Capital Group LlcNo Data 137,359No Compare$5,464,141$5,178,434$-285,707-5.22 % News Article History of Lee Munder Capital Group Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRNumeric Investors LlcInstitution 11,900New Holding11,900100 %$473,382$448,630$-24,752-5.22 % $-24,752News Article History of Numeric Investors Llc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRPitcairn Group L PInstitution 7,810Sold Some-8,682-52.64 %$310,682$294,437$-16,245-5.22 % $18,059News Article History of Pitcairn Group L P Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRState Of Wisconsin Investment BoardInstitution 454,124Added More36,8008.81 %$18,065,053$17,120,475$-944,578-5.22 % $-76,544News Article History of State Of Wisconsin Investment Board Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRTwin Capital Management IncInstitution 34,360Added More11,23048.55 %$1,366,841$1,295,372$-71,469-5.22 % $-23,358News Article History of Twin Capital Management Inc Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRUnivest Corp Of PennsylvaniaInstitution 70,341Sold Some-3,480-4.71 %$2,798,165$2,651,856$-146,309-5.22 % $7,238News Article History of Univest Corp Of Pennsylvania Ownership Of Capital One Financial Corp
2009-11-092009-09-30 13F-HRVtl Associates LlcInstitution Sold All-423-100 %-5.22 % $880News Article History of Vtl Associates Llc Ownership Of Capital One Financial Corp
2009-11-092009-08-31 N-CSRAmerican Performance Funds - Balanced FundFlexible Portfolio Sold All-170-100 %-5.22 % $354News Article History of American Performance Funds - Balanced Fund Ownership Of Capital One Financial Corp
2009-11-092009-08-31 N-CSRSJpmorgan Institutional Trust - Jpmorgan Equity Index TrustSpecialty & Misc Sold All-16-100 %-5.22 % $33News Article History of Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust Ownership Of Capital One Financial Corp
2009-11-092009-08-31 N-CSRSTrust For Professional Managers - Alternative Strategies Mutual FundNo Data Sold All-800-100 %-5.22 % $1,664News Article History of Trust For Professional Managers - Alternative Strategies Mutual Fund Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRBlair William And CoInstitution 14,411Added More2,90025.19 %$542,862$543,295$4320.07 % $87News Article History of Blair William And Co Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRDeere And CoInstitution 44,038Sold Some-7,862-15.14 %$1,658,911$1,660,233$1,3210.07 % $-236News Article History of Deere And Co Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HREndurance Wealth Management IncNo Data 6,170No Compare$232,424$232,609$1850.07 % News Article History of Endurance Wealth Management Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRHartford Investment Management CoInstitution 129,480Sold Some-3,980-2.98 %$4,877,512$4,881,396$3,8840.07 % $-119News Article History of Hartford Investment Management Co Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRLaurion Capital Management LpInstitution 13,300New Holding13,300100 %$501,011$501,410$3990.07 % $399News Article History of Laurion Capital Management Lp Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRMetropolitan Life Insurance CoInstitution 384,268Sold Some-12,284-3.09 %$14,475,376$14,486,904$11,5280.07 % $-369News Article History of Metropolitan Life Insurance Co Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRNbt Bank N AInstitution Sold All-1,410-100 %0.07 % $-42News Article History of Nbt Bank N A Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRPnc Financial Services Group IncInstitution 45,448Sold Some-45,857-50.22 %$1,712,026$1,713,390$1,3630.07 % $-1,376News Article History of Pnc Financial Services Group Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRSchulhoff And Co IncInstitution 5,979New Holding5,979100 %$225,229$225,408$1790.07 % $179News Article History of Schulhoff And Co Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRSchwab Charles Investment Management IncInstitution 1,091,216Added More242,74728.61 %$41,106,107$41,138,843$32,7360.07 % $7,282News Article History of Schwab Charles Investment Management Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRTcw Group IncInstitution 1,657,540Added More652,76064.96 %$62,439,532$62,489,258$49,7260.07 % $19,583News Article History of Tcw Group Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRTeachers Advisors IncInstitution 406,403Sold Some-129,305-24.13 %$15,309,201$15,321,393$12,1920.07 % $-3,879News Article History of Teachers Advisors Inc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRTiaa Cref Investment Management LlcInstitution 3,458,942Sold Some-524,358-13.16 %$130,298,345$130,402,113$103,7680.07 % $-15,731News Article History of Tiaa Cref Investment Management Llc Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRUnionbancal CorpInstitution 2,973Sold Some-217-6.80 %$111,993$112,082$890.07 % $-7News Article History of Unionbancal Corp Ownership Of Capital One Financial Corp
2009-11-062009-09-30 13F-HRWaddell And Reed Financial IncInstitution 4,652,082Added More652,60216.31 %$175,243,929$175,383,491$139,5620.07 % $19,578News Article History of Waddell And Reed Financial Inc Ownership Of Capital One Financial Corp
2009-11-062009-08-31 N-CSRRbb Fund Inc - Senbanc FundFinancial Services 31,335New Holding31,335100 %$1,180,389$1,181,330$9400.07 % $940News Article History of Rbb Fund Inc - Senbanc Fund Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRBank Of HawaiiInstitution 4,365Added More3,612479.68 %$167,878$164,561$-3,317-1.97 % $-2,745News Article History of Bank Of Hawaii Ownership Of Capital One Financial Corp
2009-11-052009-09-30 N-QCrm Mutual Fund Trust - Crm Mid Cap Value FundMid-Cap Value Sold All-651,300-100 %-1.97 % $494,988News Article History of Crm Mutual Fund Trust - Crm Mid Cap Value Fund Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRFixed Income Securities LpInstitution 8,339Sold Some-379-4.34 %$320,718$314,380$-6,338-1.97 % $288News Article History of Fixed Income Securities Lp Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRGuardian Investor Services LlcInstitution 12,553Added More1060.85 %$482,788$473,248$-9,540-1.97 % $-81News Article History of Guardian Investor Services Llc Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRHigh Point Bank And Trust CoInstitution 100No Change00 %$3,846$3,770$-76-1.97 % $0News Article History of High Point Bank And Trust Co Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HR/AHuntington National BankInstitution 14,778Sold Some-2,284-13.38 %$568,362$557,131$-11,231-1.97 % $1,736News Article History of Huntington National Bank Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRMitsubishi Ufj Asset Management Co LtdNo Data 132,100Sold Some-3,200-2.36 %$5,080,566$4,980,170$-100,396-1.97 % $2,432News Article History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRNisa Investment Advisors L L CInstitution 160,557Added More28,93021.97 %$6,175,022$6,052,999$-122,023-1.97 % $-21,987News Article History of Nisa Investment Advisors L L C Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HROld Mutual Asset Managers Uk LtdInstitution 62,299New Holding62,299100 %$2,396,020$2,348,672$-47,347-1.97 % $-47,347News Article History of Old Mutual Asset Managers Uk Ltd Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRParametric Portfolio AssociatesInstitution 830,066Sold Some-65,461-7.30 %$31,924,338$31,293,488$-630,850-1.97 % $49,750News Article History of Parametric Portfolio Associates Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRProfund Advisors LlcInstitution 26,428Added More3,92217.42 %$1,016,421$996,336$-20,085-1.97 % $-2,981News Article History of Profund Advisors Llc Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRProshare Advisors LlcInstitution 494,331Sold Some-298,853-37.67 %$19,011,970$18,636,279$-375,692-1.97 % $227,128News Article History of Proshare Advisors Llc Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRTal Global Asset Management IncInstitution 53,429Sold Some-7,312-12.03 %$2,054,879$2,014,273$-40,606-1.97 % $5,557News Article History of Tal Global Asset Management Inc Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRTeacher Retirement System Of TexasInstitution 603,748Sold Some-612,615-50.36 %$23,220,148$22,761,300$-458,848-1.97 % $465,587News Article History of Teacher Retirement System Of Texas Ownership Of Capital One Financial Corp
2009-11-052009-09-30 13F-HRValmark Advisers IncInstitution 200New Holding200100 %$7,692$7,540$-152-1.97 % $-152News Article History of Valmark Advisers Inc Ownership Of Capital One Financial Corp
2009-11-052009-08-31 N-CSRAlliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities PortfolioSpecialty & Misc 172,700New Holding172,700100 %$6,642,042$6,510,790$-131,252-1.97 % $-131,252News Article History of Alliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities Portfolio Ownership Of Capital One Financial Corp
2009-11-052009-08-31 N-CSRClaymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent EtfSpecialty & Misc 496No Change00 %$19,076$18,699$-377-1.97 % $0News Article History of Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf Ownership Of Capital One Financial Corp
2009-11-052009-08-31 N-CSRSJohn Hancock Funds Iii - Classic Value Mega Cap FundMulti-Cap Value 5,500Added More2,750100.00 %$211,530$207,350$-4,180-1.97 % $-2,090News Article History of John Hancock Funds Iii - Classic Value Mega Cap Fund Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRBabson Capital Management LlcInstitution 49,169Sold Some-8,600-14.88 %$1,828,595$1,853,671$25,0761.37 % $-4,386News Article History of Babson Capital Management Llc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRBridges Investment Counsel IncInstitution 32,725Sold Some-3,835-10.48 %$1,217,043$1,233,733$16,6901.37 % $-1,956News Article History of Bridges Investment Counsel Inc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRCapital One National AssociationInstitution 43,080Sold Some-2,248-4.95 %$1,602,145$1,624,116$21,9711.37 % $-1,146News Article History of Capital One National Association Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRCurian Capital LlcInstitution 182,532Added More70,20962.50 %$6,788,365$6,881,456$93,0911.37 % $35,807News Article History of Curian Capital Llc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRGeewax Plus Partners LlcInstitution 12,500New Holding12,500100 %$464,875$471,250$6,3751.37 % $6,375News Article History of Geewax Plus Partners Llc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRGw Capital Management InccoInstitution 164,867No Change00 %$6,131,404$6,215,486$84,0821.37 % $0News Article History of Gw Capital Management Incco Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRHaverford Trust CoInstitution 12,741New Holding12,741100 %$473,838$480,336$6,4981.37 % $6,498News Article History of Haverford Trust Co Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRInvestment Counselors Of Maryland LlcInstitution 83,932Sold Some-5,100-5.72 %$3,121,431$3,164,236$42,8051.37 % $-2,601News Article History of Investment Counselors Of Maryland Llc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRMitsubishi Ufj Trust Banking CorpNo Data 1,050,994Added More118,79212.74 %$39,086,467$39,622,474$536,0071.37 % $60,584News Article History of Mitsubishi Ufj Trust Banking Corp Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRTradeworx IncInstitution 11,592Sold Some-32,695-73.82 %$431,106$437,018$5,9121.37 % $-16,674News Article History of Tradeworx Inc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRWeybosset Research And Management LlcInstitution 64,865Sold Some-591-0.90 %$2,412,329$2,445,411$33,0811.37 % $-301News Article History of Weybosset Research And Management Llc Ownership Of Capital One Financial Corp
2009-11-042009-09-30 13F-HRYorktown Management And Research Co IncInstitution 10,000No Change00 %$371,900$377,000$5,1001.37 % $0News Article History of Yorktown Management And Research Co Inc Ownership Of Capital One Financial Corp
2009-11-042009-08-31 N-CSRAlliancebernstein Portfolios - Alliancebernstein Wealth Preservation StrategyMixed-Asset Target Allocation Conserv 74,300Added More13,00021.20 %$2,763,217$2,801,110$37,8931.37 % $6,630News Article History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Capital One Financial Corp
2009-11-042009-08-31 N-CSRSGmo Trust - Gmo Developed World Stock FundSpecialty & Misc Sold All-21,900-100 %1.37 % $-11,169News Article History of Gmo Trust - Gmo Developed World Stock Fund Ownership Of Capital One Financial Corp
2009-11-042009-08-31 N-CSRSGmo Trust - Gmo Value FundMulti-Cap Value Sold All-100-100 %1.37 % $-51News Article History of Gmo Trust - Gmo Value Fund Ownership Of Capital One Financial Corp
2009-11-042009-08-31 N-CSRSsga Funds - Ssga Iam Shares FundSpecialty & Misc 6,661No Change00 %$247,723$251,120$3,3971.37 % $0News Article History of Ssga Funds - Ssga Iam Shares Fund Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRApg All Pensions GroupInstitution 1,053,425Added More34,2393.35 %$39,429,698$39,714,123$284,4250.72 % $9,245News Article History of Apg All Pensions Group Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRBridges Investment Management IncInstitution 110,665Sold Some-825-0.73 %$4,142,191$4,172,071$29,8800.72 % $-223News Article History of Bridges Investment Management Inc Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HR/ACohen Klingenstein LlcNo Data 11,750No Change00 %$439,803$442,975$3,1730.72 % $0News Article History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRConning Asset Management CoInstitution 16,323Sold Some-9,500-36.78 %$610,970$615,377$4,4070.72 % $-2,565News Article History of Conning Asset Management Co Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRDuff And Phelps Investment Management CoInstitution 71,815Sold Some-36,540-33.72 %$2,688,035$2,707,426$19,3900.72 % $-9,866News Article History of Duff And Phelps Investment Management Co Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRIxis Asset Management Advisors L PInstitution 13,625Sold Some-28,499-67.65 %$509,984$513,663$3,6790.72 % $-7,695News Article History of Ixis Asset Management Advisors L P Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRKing Luther Capital Management CorpInstitution 7,640Sold Some-8,360-52.25 %$285,965$288,028$2,0630.72 % $-2,257News Article History of King Luther Capital Management Corp Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRM And T Bank CorpInstitution 117,402Added More3,9333.46 %$4,394,357$4,426,055$31,6990.72 % $1,062News Article History of M And T Bank Corp Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRPrivate Trust Co NaInstitution Sold All-164-100 %0.72 % $-44News Article History of Private Trust Co Na Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRPrudential Financial IncInstitution 3,072,652Added More2,024,340193.10 %$115,009,364$115,838,980$829,6160.72 % $546,572News Article History of Prudential Financial Inc Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRQwest Asset Management CoInstitution 26,009Added More6,94836.45 %$973,517$980,539$7,0220.72 % $1,876News Article History of Qwest Asset Management Co Ownership Of Capital One Financial Corp
2009-11-032009-09-30 13F-HRTurner Investment Partners IncInstitution 450Added More21087.50 %$16,844$16,965$1220.72 % $57News Article History of Turner Investment Partners Inc Ownership Of Capital One Financial Corp
2009-11-032009-08-31 N-CSRCalifornia Investment Trust - S And P 500 Index FundS&P 500 Index 3,543No Change00 %$132,614$133,571$9570.72 % $0News Article History of California Investment Trust - S And P 500 Index Fund Ownership Of Capital One Financial Corp
2009-11-032009-06-30 13F-HR/ACohen Klingenstein LlcNo Data 11,750No Change00 %$439,803$442,975$3,1730.72 % $0News Article History of Cohen Klingenstein Llc Ownership Of Capital One Financial Corp
2009-11-022009-09-30 13F-HRBryn Mawr Trust CoInstitution 1,200No Change00 %$45,924$45,240$-684-1.48 % $0News Article History of Bryn Mawr Trust Co Ownership Of Capital One Financial Corp
2009-11-022009-09-30 13F-HRCitizens Bank Wealth Management NaInstitution 4,196Sold Some-109-2.53 %$160,581$158,189$-2,392-1.48 % $62News Article History of Citizens Bank Wealth Management Na Ownership Of Capital One Financial Corp
2009-11-022009-09-30 13F-HRDeltec Asset Management LlcInstitution Sold All-20,000-100 %-1.48 % $11,400News Article History of Deltec Asset Management Llc Ownership Of Capital One Financial Corp
2009-11-022009-09-30 13F-HRGhp Investment Advisors IncInstitution 600No Change00 %$22,962$22,620$-342-1.48 % $0News Article History of Ghp Investment Advisors Inc Ownership Of Capital One Financial Corp
2009-11-022009-09-30 13F-HRThrivent Financial For LutheransInstitution 106,181Sold Some-826,761-88.61 %$4,063,547$4,003,024$-60,523-1.48 % $471,254News Article History of Thrivent Financial For Lutherans Ownership Of Capital One Financial Corp
2009-11-022009-08-31 N-CSRSFidelity Select Portfolios - Banking PortfolioFinancial Services 284,800Added More59,50026.40 %$10,899,296$10,736,960$-162,336-1.48 % $-33,915News Article History of Fidelity Select Portfolios - Banking Portfolio Ownership Of Capital One Financial Corp
2009-11-022009-08-31 N-CSRSFidelity Select Portfolios - Consumer Discretionary PortfolioSpecialty & Misc 8,000New Holding8,000100 %$306,160$301,600$-4,560-1.48 % $-4,560News Article History of Fidelity Select Portfolios - Consumer Discretionary Portfolio Ownership Of Capital One Financial Corp
2009-11-022009-08-31 N-CSRSFidelity Select Portfolios - Financial Services PortfolioSpecialty & Misc 74,500Sold Some-16,500-18.13 %$2,851,115$2,808,650$-42,465-1.48 % $9,405News Article History of Fidelity Select Portfolios - Financial Services Portfolio Ownership Of Capital One Financial Corp
2009-11-022009-08-31 N-CSRSFidelity Select Portfolios - Home Finance PortfolioFinancial Services 40,000Added More5,00014.28 %$1,530,800$1,508,000$-22,800-1.48 % $-2,850News Article History of Fidelity Select Portfolios - Home Finance Portfolio Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HRGeneral Electric CoInstitution 399,917New Holding399,917100 %$14,636,962$15,076,871$439,9093.00 % $439,909News Article History of General Electric Co Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HRMount Vernon Associates IncInstitution 18,870Sold Some-8,950-32.17 %$690,642$711,399$20,7573.00 % $-9,845News Article History of Mount Vernon Associates Inc Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HROxford Asset ManagementInstitution 113,515New Holding113,515100 %$4,154,649$4,279,516$124,8673.00 % $124,867News Article History of Oxford Asset Management Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HRRobeco Investment Management IncInstitution 995,400Added More167,01520.16 %$36,431,640$37,526,580$1,094,9403.00 % $183,717News Article History of Robeco Investment Management Inc Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HRTaylor Cottrill LlcInstitution 3,277New Holding3,277100 %$119,938$123,543$3,6053.00 % $3,605News Article History of Taylor Cottrill Llc Ownership Of Capital One Financial Corp
2009-10-302009-09-30 13F-HRTexas Permanent School FundInstitution 391,153Added More1,1420.29 %$14,316,200$14,746,468$430,2683.00 % $1,256News Article History of Texas Permanent School Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QAdvisors Series Trust - Castlerock FundSpecialty & Misc Sold All-5,200-100 %3.00 % $-5,720News Article History of Advisors Series Trust - Castlerock Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRSAmcap Fund Inc - Amcap Fund IncMulti-Cap Core 7,251,200No Change00 %$265,393,920$273,370,240$7,976,3203.00 % $0News Article History of Amcap Fund Inc - Amcap Fund Inc Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Balanced FundMixed-Asset Target Allocation Moderate 719,100Added More675,6001553.10 %$26,319,060$27,110,070$791,0103.00 % $743,160News Article History of Fidelity Advisor Series I - Balanced Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Balanced FundMixed-Asset Target Allocation Moderate 78,000Added More34,50079.31 %$2,854,800$2,940,600$85,8003.00 % $37,950News Article History of Fidelity Advisor Series I - Balanced Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Dynamic Capital Appreciation FundMulti-Cap Growth 254,200New Holding254,200100 %$9,303,720$9,583,340$279,6203.00 % $279,620News Article History of Fidelity Advisor Series I - Dynamic Capital Appreciation Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Equity Value FundMulti-Cap Value 9,100New Holding9,100100 %$333,060$343,070$10,0103.00 % $10,010News Article History of Fidelity Advisor Series I - Equity Value Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Growth Opportunities FundLarge-Cap Core 85,600Added More45,100111.35 %$3,132,960$3,227,120$94,1603.00 % $49,610News Article History of Fidelity Advisor Series I - Growth Opportunities Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Advisor Series I - Large Cap FundLarge-Cap Core 375,150Added More202,950117.85 %$13,730,490$14,143,155$412,6653.00 % $223,245News Article History of Fidelity Advisor Series I - Large Cap Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Commonwealth Trust - Fidelity 100 Index FundSpecialty & Misc 421,135Added More22,7075.69 %$15,413,541$15,876,790$463,2493.00 % $24,978News Article History of Fidelity Commonwealth Trust - Fidelity 100 Index Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRSFidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index FundLarge-Cap Value 4,262Added More3,690645.10 %$155,989$160,677$4,6883.00 % $4,059News Article History of Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QFidelity Financial Trust - Fidelity Independence FundSpecialty & Misc 830,600Added More559,700206.60 %$30,399,960$31,313,620$913,6603.00 % $615,670News Article History of Fidelity Financial Trust - Fidelity Independence Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRGrowth Fund Of America Inc - Growth Fund Of America IncMulti-Cap Growth 2,200,000No Change00 %$80,520,000$82,940,000$2,420,0003.00 % $0News Article History of Growth Fund Of America Inc - Growth Fund Of America Inc Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QLord Abbett Research Fund Inc - Americas Value FundMulti-Cap Value 100New Holding100100 %$3,660$3,770$1103.00 % $110News Article History of Lord Abbett Research Fund Inc - Americas Value Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QLord Abbett Research Fund Inc - Growth Opportunities FundMid-Cap Growth 101,034New Holding101,034100 %$3,697,844$3,808,982$111,1373.00 % $111,137News Article History of Lord Abbett Research Fund Inc - Growth Opportunities Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRPutnam Funds Trust - Putnam Global Consumer FundNo Data 867No Change00 %$31,732$32,686$9543.00 % $0News Article History of Putnam Funds Trust - Putnam Global Consumer Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-QSei Institutional Investments Trust - Siit Large Cap FundLarge-Cap Core Sold All-71,750-100 %3.00 % $-78,925News Article History of Sei Institutional Investments Trust - Siit Large Cap Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRVanguard World Fund - Vanguard Financials Index FundSpecialty & Misc 166,367Sold Some-9,171-5.22 %$6,089,032$6,272,036$183,0043.00 % $-10,088News Article History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Capital One Financial Corp
2009-10-302009-08-31 N-CSRVanguard World Fund - Vanguard Mega Cap 300 Index FundNo Data 41,212Added More25,452161.49 %$1,508,359$1,553,692$45,3333.00 % $27,997News Article History of Vanguard World Fund - Vanguard Mega Cap 300 Index Fund Ownership Of Capital One Financial Corp
2009-10-292009-09-30 13F-HRDimensional Fund Advisors IncInstitution 3,344,101Added More284,3249.29 %$130,419,939$126,072,608$-4,347,331-3.33 % $-369,621News Article History of Dimensional Fund Advisors Inc Ownership Of Capital One Financial Corp
2009-10-292009-09-30 13F-HRFma Advisory IncInstitution 5,815New Holding5,815100 %$226,785$219,226$-7,560-3.33 % $-7,560News Article History of Fma Advisory Inc Ownership Of Capital One Financial Corp
2009-10-292009-09-30 13F-HROntario Teachers Pension Plan BoardInstitution Sold All-242,862-100 %-3.33 % $315,721News Article History of Ontario Teachers Pension Plan Board Ownership Of Capital One Financial Corp
2009-10-292009-09-30 13F-HRPrudential Corp PlcInstitution Sold All-329,254-100 %-3.33 % $428,030News Article History of Prudential Corp Plc Ownership Of Capital One Financial Corp
2009-10-292009-09-30 13F-HRSeizert Capital Partners LlcInstitution Sold All-57,860-100 %-3.33 % $75,218News Article History of Seizert Capital Partners Llc Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QDreyfus Premier Manager Funds Ii - Balanced Opportunity FundMixed-Asset Target Allocation Growth 8,540New Holding8,540100 %$333,060$321,958$-11,102-3.33 % $-11,102News Article History of Dreyfus Premier Manager Funds Ii - Balanced Opportunity Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QEaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income FundNo Data 947New Holding947100 %$36,933$35,702$-1,231-3.33 % $-1,231News Article History of Eaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QEaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income FundNo Data 15,417New Holding15,417100 %$601,263$581,221$-20,042-3.33 % $-20,042News Article History of Eaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QEvergreen Equity Trust De - Evergreen Market Index FundSpecialty & Misc 13,150Sold Some-43,027-76.59 %$512,850$495,755$-17,095-3.33 % $55,935News Article History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QEvergreen Equity Trust De - Evergreen Market Index Growth FundMulti-Cap Growth 11,416New Holding11,416100 %$445,224$430,383$-14,841-3.33 % $-14,841News Article History of Evergreen Equity Trust De - Evergreen Market Index Growth Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QEvergreen Equity Trust De - Evergreen Market Index Value FundMulti-Cap Value 29,432Sold Some-6,026-16.99 %$1,147,848$1,109,586$-38,262-3.33 % $7,834News Article History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QNew Economy Fund - New Economy FundMulti-Cap Growth 541,700No Change00 %$21,126,300$20,422,090$-704,210-3.33 % $0News Article History of New Economy Fund - New Economy Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QUsaa Mutual Funds Trust - Balanced Strategy FundFlexible Portfolio 1,000New Holding1,000100 %$39,000$37,700$-1,300-3.33 % $-1,300News Article History of Usaa Mutual Funds Trust - Balanced Strategy Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QUsaa Mutual Funds Trust - Growth FundMulti-Cap Growth Sold All-965-100 %-3.33 % $1,255News Article History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QValic Co I - Asset Allocation FundSpecialty & Misc 8,326New Holding8,326100 %$324,714$313,890$-10,824-3.33 % $-10,824News Article History of Valic Co I - Asset Allocation Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QValic Co I - Social Awareness FundMixed-Asset Target Allocation Growth 9,419New Holding9,419100 %$367,341$355,096$-12,245-3.33 % $-12,245News Article History of Valic Co I - Social Awareness Fund Ownership Of Capital One Financial Corp
2009-10-292009-08-31 N-QValic Co I - Value FundMulti-Cap Value 729New Holding729100 %$28,431$27,483$-948-3.33 % $-948News Article History of Valic Co I - Value Fund Ownership Of Capital One Financial Corp
2009-10-292009-06-30 13F-HR/AHuntington National BankInstitution 17,062Added More5553.36 %$665,418$643,237$-22,181-3.33 % $-722News Article History of Huntington National Bank Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRChevy Chase Trust Holdings IncNo Data 433,729Sold Some-2,058,696-82.59 %$16,217,127$16,351,583$134,4560.82 % $-638,196News Article History of Chevy Chase Trust Holdings Inc Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRDavenport And Co LlcInstitution 2,535,251New Holding2,535,251100 %$94,793,035$95,578,963$785,9280.82 % $785,928News Article History of Davenport And Co Llc Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRDean C H And Associates IncInstitution 110,538Sold Some-3,380-2.96 %$4,133,016$4,167,283$34,2670.82 % $-1,048News Article History of Dean C H And Associates Inc Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRGuaranty Trust Co Of MissouriInstitution 150No Change00 %$5,609$5,655$470.82 % $0News Article History of Guaranty Trust Co Of Missouri Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRMu Investments Co LtdNo Data 400No Compare$14,956$15,080$1240.82 % News Article History of Mu Investments Co Ltd Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRSandy Spring BankNo Data 1,760Added More1106.66 %$65,806$66,352$5460.82 % $34News Article History of Sandy Spring Bank Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRSentry Investment Management IncInstitution 45,500No Change00 %$1,701,245$1,715,350$14,1050.82 % $0News Article History of Sentry Investment Management Inc Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRSolaris Asset Management LlcInstitution Sold All-5,000-100 %0.82 % $-1,550News Article History of Solaris Asset Management Llc Ownership Of Capital One Financial Corp
2009-10-282009-09-30 13F-HRWilbanks Smith And Thomas Asset Management LlcInstitution 12,753Sold Some-20-0.15 %$476,835$480,788$3,9530.82 % $-6News Article History of Wilbanks Smith And Thomas Asset Management Llc Ownership Of Capital One Financial Corp
2009-10-282009-08-31 N-QAlliancebernstein Trust - Alliancebernstein Value FundMulti-Cap Value 72,300No Change00 %$2,703,297$2,725,710$22,4130.82 % $0News Article History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of Capital One Financial Corp
2009-10-282009-08-31 N-QAmerican Century Strategic Asset Allocations Inc - Newton FundSmall-Cap Core Sold All-34,328-100 %0.82 % $-10,642News Article History of American Century Strategic Asset Allocations Inc - Newton Fund Ownership Of Capital One Financial Corp
2009-10-282009-08-31 N-CSRSFidelity Concord Street Trust - Spartan International Index FundGlobal Flex Port Sold All-1,028,710-100 %0.82 % $-318,900News Article History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Capital One Financial Corp
2009-10-272009-09-30 13F-HRDupont Capital ManagementInstitution 50,680New Holding50,680100 %$2,009,969$1,910,636$-99,333-4.94 % $-99,333News Article History of Dupont Capital Management Ownership Of Capital One Financial Corp
2009-10-272009-09-30 13F-HRFirst Manhattan CoInstitution 449,199Sold Some-18,208-3.89 %$17,815,232$16,934,802$-880,430-4.94 % $35,688News Article History of First Manhattan Co Ownership Of Capital One Financial Corp
2009-10-272009-09-30 13F-HRParametric Risk Advisors LlcInstitution 18,121Added More5,75846.57 %$718,679$683,162$-35,517-4.94 % $-11,286News Article History of Parametric Risk Advisors Llc Ownership Of Capital One Financial Corp
2009-10-262009-09-30 13F-HRBailard Biehl And Kaiser IncInstitution Sold All-32,205-100 %-4.50 % $57,325News Article History of Bailard Biehl And Kaiser Inc Ownership Of Capital One Financial Corp
2009-10-262009-09-30 13F-HRPiedmont Investment Advisors LlcInstitution 1,000New Holding1,000100 %$39,480$37,700$-1,780-4.50 % $-1,780News Article History of Piedmont Investment Advisors Llc Ownership Of Capital One Financial Corp
2009-10-262009-09-30 13F-HRSchroder Investment Management GroupInstitution 45,690Sold Some-358,728-88.70 %$1,803,841$1,722,513$-81,328-4.50 % $638,536News Article History of Schroder Investment Management Group Ownership Of Capital One Financial Corp
2009-10-262009-09-30 13F-HRSmith Asset Management Group LpInstitution 73,400New Holding73,400100 %$2,897,832$2,767,180$-130,652-4.50 % $-130,652News Article History of Smith Asset Management Group Lp Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QClaymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index EtfSpecialty & Misc 249No Change00 %$9,831$9,387$-443-4.50 % $0News Article History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QIng Equity Trust - Ing Opportunistic Largecap FundLarge-Cap Core 3,000New Holding3,000100 %$118,440$113,100$-5,340-4.50 % $-5,340News Article History of Ing Equity Trust - Ing Opportunistic Largecap Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QIng Series Fund Inc - Ing Balanced FundMixed-Asset Target Allocation Moderate 2,000New Holding2,000100 %$78,960$75,400$-3,560-4.50 % $-3,560News Article History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QIng Series Fund Inc - Ing Corporate Leaders 100 FundNo Data 2,670Sold Some-1,000-27.24 %$105,412$100,659$-4,753-4.50 % $1,780News Article History of Ing Series Fund Inc - Ing Corporate Leaders 100 Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QIng Series Fund Inc - Ing Index Plus Largecap FundLarge-Cap Core 12,200New Holding12,200100 %$481,656$459,940$-21,716-4.50 % $-21,716News Article History of Ing Series Fund Inc - Ing Index Plus Largecap Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2010 Exchange-Traded FundMixed-Asset Target 2010 Funds Sold All-585-100 %-4.50 % $1,041News Article History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2020 Exchange-Traded FundMixed-Asset Target 2020 Funds Sold All-3,491-100 %-4.50 % $6,214News Article History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2030 Exchange-Traded FundMixed-Asset Target 2030 Funds Sold All-4,153-100 %-4.50 % $7,392News Article History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2040 Exchange-Traded FundMixed-Asset Target 2030+ Funds Sold All-4,619-100 %-4.50 % $8,222News Article History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Capital One Financial Corp
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence In-Target Exchange-Traded FundSpecialty & Misc Sold All-460-100 %-4.50 % $819News Article History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Capital One Financial Corp
2009-10-262009-06-30 13F-HR/AAmeriprise Financial IncInstitution 1,106,715Added More790,112249.55 %$43,693,108$41,723,156$-1,969,953-4.50 % $-1,406,399News Article History of Ameriprise Financial Inc Ownership Of Capital One Financial Corp
2009-10-232009-09-30 13F-HRColumbus Circle InvestorsInstitution 5,320,443Added More1,574,61242.03 %$217,872,141$200,580,701$-17,291,440-7.93 % $-5,117,489News Article History of Columbus Circle Investors Ownership Of Capital One Financial Corp
2009-10-232009-09-30 13F-HRGateway Investment Advisers LpInstitution 18,004Sold Some-1,036-5.44 %$737,264$678,751$-58,513-7.93 % $3,367News Article History of Gateway Investment Advisers Lp Ownership Of Capital One Financial Corp
2009-10-232009-09-30 13F-HRHaberer Registered Investment Advisor IncInstitution Sold All-225-100 %-7.93 % $731News Article History of Haberer Registered Investment Advisor Inc Ownership Of Capital One Financial Corp
2009-10-232009-09-30 13F-HRMountain Pacific Investment Advisers IncInstitution 37,189Sold Some-450-1.19 %$1,522,890$1,402,025$-120,864-7.93 % $1,463News Article History of Mountain Pacific Investment Advisers Inc Ownership Of Capital One Financial Corp
2009-10-232009-09-30 13F-HRRbc Bank Usa Trust DepartmentNo Data 6,500Sold Some-700-9.72 %$266,175$245,050$-21,125-7.93 % $2,275News Article History of Rbc Bank Usa Trust Department Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRApex Capital ManagementInstitution Sold All-55,432-100 %-1.64 % $34,922News Article History of Apex Capital Management Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRBlackrock Advisors LlcInstitution 37,904Sold Some-1,600-4.05 %$1,452,860$1,428,981$-23,880-1.64 % $1,008News Article History of Blackrock Advisors Llc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRBlackrock Group LtdInstitution 139,605Sold Some-55,866-28.58 %$5,351,060$5,263,109$-87,951-1.64 % $35,196News Article History of Blackrock Group Ltd Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRBlackrock IncNo Data 58,205Sold Some-520,544-89.94 %$2,230,998$2,194,329$-36,669-1.64 % $327,943News Article History of Blackrock Inc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRBlackrock Investment Management LlcInstitution 1,362,340Added More168,32914.09 %$52,218,492$51,360,218$-858,274-1.64 % $-106,047News Article History of Blackrock Investment Management Llc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRFerguson Wellman Rudd Purdy And Van Winkle IncInstitution 437,210New Holding437,210100 %$16,758,259$16,482,817$-275,442-1.64 % $-275,442News Article History of Ferguson Wellman Rudd Purdy And Van Winkle Inc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRGuinness Atkinson Asset Management IncInstitution 36,600New Holding36,600100 %$1,402,878$1,379,820$-23,058-1.64 % $-23,058News Article History of Guinness Atkinson Asset Management Inc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRMerrill Lynch Mercury Asset Management Japan LtdInstitution 396,832Sold Some-1,511-0.37 %$15,210,571$14,960,566$-250,004-1.64 % $952News Article History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HR/ANed Davis ResearchInstitution 48,400Added More33,850232.64 %$1,855,172$1,824,680$-30,492-1.64 % $-21,326News Article History of Ned Davis Research Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HROakbrook Investments LlcInstitution 92,800Added More59,100175.37 %$3,557,024$3,498,560$-58,464-1.64 % $-37,233News Article History of Oakbrook Investments Llc Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRRegions Financial CorpInstitution 102,409Added More4,0194.08 %$3,925,337$3,860,819$-64,518-1.64 % $-2,532News Article History of Regions Financial Corp Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRRobeco Institutional Asset Management BvInstitution 620,167Added More34,8005.94 %$23,771,001$23,380,296$-390,705-1.64 % $-21,924News Article History of Robeco Institutional Asset Management Bv Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRS And T BankInstitution 20No Change00 %$767$754$-13-1.64 % $0News Article History of S And T Bank Ownership Of Capital One Financial Corp
2009-10-222009-09-30 13F-HRTbp Advisors LtdInstitution 20,491No Change00 %$785,420$772,511$-12,909-1.64 % $0News Article History of Tbp Advisors Ltd Ownership Of Capital One Financial Corp
2009-10-212009-09-30 13F-HRBank Of New York Mellon CorpInstitution 4,175,009Sold Some-1,868,112-30.91 %$152,930,580$157,397,839$4,467,2602.92 % $-1,998,880News Article History of Bank Of New York Mellon Corp Ownership Of Capital One Financial Corp
2009-10-212009-09-30 13F-HRFirstmerit Bank N A TrusteeInstitution 13,406Added More1501.13 %$491,062$505,406$14,3442.92 % $161News Article History of Firstmerit Bank N A Trustee Ownership Of Capital One Financial Corp
2009-10-212009-09-30 13F-HRState Board Of Administration Of Florida Retirement SystemInstitution 1,377,976Added More220,63519.06 %$50,475,261$51,949,695$1,474,4342.92 % $236,079News Article History of State Board Of Administration Of Florida Retirement System Ownership Of Capital One Financial Corp
2009-10-202009-09-30 13F-HRPublic Employees Retirement Association Of ColoradoInstitution 430,970No Change00 %$15,902,793$16,247,569$344,7762.16 % $0News Article History of Public Employees Retirement Association Of Colorado Ownership Of Capital One Financial Corp
2009-10-202009-09-30 13F-HRTeachers Retirement System Of The State Of KentuckyInstitution 118,991Sold Some-1,600-1.32 %$4,390,768$4,485,961$95,1932.16 % $-1,280News Article History of Teachers Retirement System Of The State Of Kentucky Ownership Of Capital One Financial Corp
2009-10-192009-09-30 13F-HRHanseatic Management Services IncInstitution 27,780New Holding27,780100 %$1,035,638$1,047,306$11,6681.12 % $11,668News Article History of Hanseatic Management Services Inc Ownership Of Capital One Financial Corp
2009-10-192009-09-30 13F-HRRoyal London Asset Management LtdInstitution 76,903Sold Some-585-0.75 %$2,866,944$2,899,243$32,2991.12 % $-246News Article History of Royal London Asset Management Ltd Ownership Of Capital One Financial Corp
2009-10-192009-09-30 13F-HRStrs OhioInstitution 611,854Added More20,5783.48 %$22,809,917$23,066,896$256,9791.12 % $8,643News Article History of Strs Ohio Ownership Of Capital One Financial Corp
2009-10-192009-09-30 13F-HRTompkins Trustco IncInstitution 4,090Sold Some-285-6.51 %$152,475$154,193$1,7181.12 % $-120News Article History of Tompkins Trustco Inc Ownership Of Capital One Financial Corp
2009-10-192009-09-30 13F-HRTrust Co Of VirginiaInstitution 10,425No Change00 %$388,644$393,023$4,3791.12 % $0News Article History of Trust Co Of Virginia Ownership Of Capital One Financial Corp
2009-10-162009-09-30 13F-HRCapstone Asset Management CoInstitution 49,526Sold Some-2,460-4.73 %$1,800,270$1,867,130$66,8603.71 % $-3,321News Article History of Capstone Asset Management Co Ownership Of Capital One Financial Corp
2009-10-162009-09-30 13F-HRFirst Horizon National CorpInstitution 13,446Added More4,88957.13 %$488,762$506,914$18,1523.71 % $6,600News Article History of First Horizon National Corp Ownership Of Capital One Financial Corp
2009-10-162009-09-30 13F-HRMembers Capital Advisors IncInstitution Sold All-81,000-100 %3.71 % $-109,350News Article History of Members Capital Advisors Inc Ownership Of Capital One Financial Corp
2009-10-162009-09-30 13F-HRTrust Co Of VermontInstitution 50Sold Some-75-60.00 %$1,818$1,885$683.71 % $-101News Article History of Trust Co Of Vermont Ownership Of Capital One Financial Corp
2009-10-162009-09-30 13F-HRWright Investors Service IncInstitution 30,117Sold Some-5,324-15.02 %$1,094,753$1,135,411$40,6583.71 % $-7,187News Article History of Wright Investors Service Inc Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRExxonmobil Investment Management IncInstitution 173,106Sold Some-17,070-8.97 %$6,598,801$6,526,096$-72,705-1.10 % $7,169News Article History of Exxonmobil Investment Management Inc Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRHardesty Capital Management CorpInstitution 23,801Sold Some-62-0.25 %$907,294$897,298$-9,996-1.10 % $26News Article History of Hardesty Capital Management Corp Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRHarris Financial CorpInstitution 159,131Added More18,62913.25 %$6,066,074$5,999,239$-66,835-1.10 % $-7,824News Article History of Harris Financial Corp Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRNew England Asset Management LlcInstitution Sold All-5,950-100 %-1.10 % $2,499News Article History of New England Asset Management Llc Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRNordea Investment Management AbInstitution 94,450Added More73,451349.78 %$3,600,434$3,560,765$-39,669-1.10 % $-30,849News Article History of Nordea Investment Management Ab Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRPillar Point Equity Management LlcInstitution 26,590Sold Some-5,040-15.93 %$1,013,611$1,002,443$-11,168-1.10 % $2,117News Article History of Pillar Point Equity Management Llc Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRPublic Employees Retirement System Of OhioInstitution 859,937Sold Some-35,921-4.00 %$32,780,798$32,419,625$-361,174-1.10 % $15,087News Article History of Public Employees Retirement System Of Ohio Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HRScott And Stringfellow Financial IncInstitution 12,158Added More1,60415.19 %$463,463$458,357$-5,106-1.10 % $-674News Article History of Scott And Stringfellow Financial Inc Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HR/AStandard Life InvestmentsInstitution 24,444Added More4481.86 %$931,805$921,539$-10,266-1.10 % $-188News Article History of Standard Life Investments Ownership Of Capital One Financial Corp
2009-10-152009-09-30 13F-HR/AStandard Life InvestmentsInstitution 23,996No Change00 %$914,728$904,649$-10,078-1.10 % $0News Article History of Standard Life Investments Ownership Of Capital One Financial Corp
2009-10-152007-03-31 13F-HR/ANorthwestern Mutual Life Insurance CoInstitution Sold All-57-100 %-1.10 % $24News Article History of Northwestern Mutual Life Insurance Co Ownership Of Capital One Financial Corp
2009-10-152007-03-31 13F-HR/ANorthwestern Mutual Life Insurance CoInstitution Sold All-7,964-100 %-1.10 % $3,345News Article History of Northwestern Mutual Life Insurance Co Ownership Of Capital One Financial Corp
2009-10-142009-09-30 13F-HRCulbertson A N And Co IncInstitution 12,222Sold Some-186-1.49 %$480,936$460,769$-20,166-4.19 % $307News Article History of Culbertson A N And Co Inc Ownership Of Capital One Financial Corp
2009-10-142009-09-30 13F-HRFirst Citizens Bank And Trust CoInstitution 169,136Added More45,13236.39 %$6,655,502$6,376,427$-279,074-4.19 % $-74,468News Article History of First Citizens Bank And Trust Co Ownership Of Capital One Financial Corp
2009-10-142009-09-30 13F-HRShell Asset Management CoInstitution 111,480Added More65,347141.64 %$4,386,738$4,202,796$-183,942-4.19 % $-107,823News Article History of Shell Asset Management Co Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HRAssociated Banc CorpInstitution 22,222Sold Some-340-1.50 %$848,658$837,769$-10,889-1.28 % $167News Article History of Associated Banc Corp Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HRAtalanta Sosnoff Capital LlcInstitution 3,704,748Added More312,3419.20 %$141,484,326$139,669,000$-1,815,327-1.28 % $-153,047News Article History of Atalanta Sosnoff Capital Llc Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HRBanced CorpInstitution 14,431Sold Some-1,993-12.13 %$551,120$544,049$-7,071-1.28 % $977News Article History of Banced Corp Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HREndex Capital Management LlcInstitution 4,312Sold Some-3,780-46.71 %$164,675$162,562$-2,113-1.28 % $1,852News Article History of Endex Capital Management Llc Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HRFinancial Architects IncInstitution 4,620No Change00 %$176,438$174,174$-2,264-1.28 % $0News Article History of Financial Architects Inc Ownership Of Capital One Financial Corp
2009-10-132009-09-30 13F-HRGalaxy Capital Trading LtdInstitution 12,900New Holding12,900100 %$492,651$486,330$-6,321-1.28 % $-6,321News Article History of Galaxy Capital Trading Ltd Ownership Of Capital One Financial Corp
2009-10-092009-09-30 13F-HRDf Dent And Co IncInstitution 31,880No Change00 %$1,199,007$1,201,876$2,8690.23 % $0News Article History of Df Dent And Co Inc Ownership Of Capital One Financial Corp
2009-10-092008-12-31 13F-HR/AParsec Financial Management IncInstitution Sold All-5,780-100 %0.23 % $-520News Article History of Parsec Financial Management Inc Ownership Of Capital One Financial Corp
2009-10-082009-09-30 13F-HRRhumbline AdvisersInstitution 688,264Sold Some-5,899-0.84 %$25,789,252$25,947,553$158,3010.61 % $-1,357News Article History of Rhumbline Advisers Ownership Of Capital One Financial Corp
2009-10-082008-12-31 13F-HR/ADel Mar Asset Management LpInstitution Sold All-7,160-100 %0.61 % $-1,647News Article History of Del Mar Asset Management Lp Ownership Of Capital One Financial Corp
2009-10-082008-09-30 13F-HR/ADel Mar Asset Management LpInstitution 7,160New Holding7,160100 %$268,285$269,932$1,6470.61 % $1,647News Article History of Del Mar Asset Management Lp Ownership Of Capital One Financial Corp
2009-10-072009-09-30 13F-HRTiaa Cref Trust Co FsbInstitution 8,586Sold Some-685-7.38 %$317,167$323,692$6,5252.05 % $-521News Article History of Tiaa Cref Trust Co Fsb Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRAim Investment Securities Funds - Aim Income FundEquity Income 370,774New Holding370,774100 %$13,696,392$13,978,180$281,7882.05 % $281,788News Article History of Aim Investment Securities Funds - Aim Income Fund Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRFidelity Advisor Series Vii - Fidelity Advisor Consumer Discretionary FundSpecialty & Misc 11,200New Holding11,200100 %$413,728$422,240$8,5122.05 % $8,512News Article History of Fidelity Advisor Series Vii - Fidelity Advisor Consumer Discretionary Fund Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRFidelity Advisor Series Vii - Fidelity Advisor Financial Services FundFinancial Services 48,974New Holding48,974100 %$1,809,100$1,846,320$37,2202.05 % $37,220News Article History of Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRSFidelity Devonshire Trust - Fidelity Series All-Sector Equity FundNo Data 971,502Added More688,600243.40 %$35,887,284$36,625,625$738,3422.05 % $523,336News Article History of Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRSFidelity Devonshire Trust - Fidelity Series Large Cap Value FundNo Data 1,057,900Added More243,20029.85 %$39,078,826$39,882,830$804,0042.05 % $184,832News Article History of Fidelity Devonshire Trust - Fidelity Series Large Cap Value Fund Ownership Of Capital One Financial Corp
2009-10-072009-07-31 N-CSRSSunamerica Series Trust - Balanced PortfolioFlexible Portfolio Sold All-3,305-100 %2.05 % $-2,512News Article History of Sunamerica Series Trust - Balanced Portfolio Ownership Of Capital One Financial Corp
2009-10-062009-09-30 13F-HRCentral Bank And Trust CoInstitution 345No Change00 %$12,406$13,007$6004.83 % $0News Article History of Central Bank And Trust Co Ownership Of Capital One Financial Corp
2009-10-052009-09-30 13F-HRBb And T CorpInstitution 20,795Sold Some-69-0.33 %$747,164$783,972$36,8074.92 % $-122News Article History of Bb And T Corp Ownership Of Capital One Financial Corp
2009-10-052009-09-30 13F-HRContravisory Research And Management CorpInstitution 790No Change00 %$28,385$29,783$1,3984.92 % $0News Article History of Contravisory Research And Management Corp Ownership Of Capital One Financial Corp
2009-10-052009-09-30 13F-HRHeritage Investors Management CorpInstitution 19,271Sold Some-60-0.31 %$692,407$726,517$34,1104.92 % $-106News Article History of Heritage Investors Management Corp Ownership Of Capital One Financial Corp
2009-10-052009-09-30 13F-HRNeville Rodie And Shaw IncInstitution 8,713New Holding8,713100 %$313,058$328,480$15,4224.92 % $15,422News Article History of Neville Rodie And Shaw Inc Ownership Of Capital One Financial Corp
2009-10-022009-09-30 13F-HRCornerstone Investment Partners LlcInstitution 1,101,575Sold Some-18,796-1.67 %$36,561,274$41,529,378$4,968,10313.58 % $-84,770News Article History of Cornerstone Investment Partners Llc Ownership Of Capital One Financial Corp
2009-10-022009-09-30 13F-HRVigilant Capital Management LlcInstitution 27New Holding27100 %$896$1,018$12213.58 % $122News Article History of Vigilant Capital Management Llc Ownership Of Capital One Financial Corp
2009-10-022009-07-31 N-CSRUsaa Mutual Funds Trust - Growth FundMulti-Cap Growth 965New Holding965100 %$32,028$36,381$4,35213.58 % $4,352News Article History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capital One Financial Corp
2009-10-022009-07-31 N-CSRUsaa Mutual Funds Trust - Income FundEquity Income 157,000New Holding157,000100 %$5,210,830$5,918,900$708,07013.58 % $708,070News Article History of Usaa Mutual Funds Trust - Income Fund Ownership Of Capital One Financial Corp
2009-10-022009-07-31 N-CSRUsaa Mutual Funds Trust - Income Stock FundEquity Income 22,200No Change00 %$736,818$836,940$100,12213.58 % $0News Article History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of Capital One Financial Corp
2009-10-022009-07-31 N-CSRUsaa Mutual Funds Trust - Value FundMulti-Cap Value 255,200Added More132,071107.26 %$8,470,088$9,621,040$1,150,95213.58 % $595,640News Article History of Usaa Mutual Funds Trust - Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QAim Equity Funds - Aim Diversified Dividend FundLarge-Cap Core 1,080,746Added More182,00020.25 %$38,139,526$40,744,124$2,604,5986.82 % $438,620News Article History of Aim Equity Funds - Aim Diversified Dividend Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QAmerican Beacon Funds - American Beacon Balanced FundMixed-Asset Target Allocation Growth 105,100Added More6,2006.26 %$3,708,979$3,962,270$253,2916.82 % $14,942News Article History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QAmerican Beacon Funds - American Beacon Large Cap Value FundLarge-Cap Value 1,207,400No Change00 %$42,609,146$45,518,980$2,909,8346.82 % $0News Article History of American Beacon Funds - American Beacon Large Cap Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QAmerican Century Mutual Funds Inc - Balanced FundMixed-Asset Target Allocation Growth Sold All-24,320-100 %6.82 % $-58,611News Article History of American Century Mutual Funds Inc - Balanced Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QAmerican Century Mutual Funds Inc - Ultra FundLarge-Cap Growth Sold All-482,000-100 %6.82 % $-1,161,620News Article History of American Century Mutual Funds Inc - Ultra Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - International Core Equity PortfolioInternational Small-Mid-Cap Value 290,448Added More4,1001.43 %$10,249,910$10,949,890$699,9806.82 % $9,881News Article History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - International Vector Equity PortfolioNo Data 60,269No Change00 %$2,126,893$2,272,141$145,2486.82 % $0News Article History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - Us Sustainability Core 1 PortfolioNo Data 1,900No Change00 %$67,051$71,630$4,5796.82 % $0News Article History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - Va International Value PortfolioMulti-Cap Value 25,153No Change00 %$887,649$948,268$60,6196.82 % $0News Article History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Trust Co - Global Large Company SeriesLarge-Cap Core 168,696Added More22,23315.17 %$5,953,282$6,359,839$406,5576.82 % $53,582News Article History of Dfa Investment Trust Co - Global Large Company Series Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDfa Investment Trust Co - International Value SeriesMulti-Cap Value 2,070,169Added More1,668,884415.88 %$73,056,264$78,045,371$4,989,1076.82 % $4,022,010News Article History of Dfa Investment Trust Co - International Value Series Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QDws Blue Chip Fund - Dws Blue Chip FundMulti-Cap Core 16,100Sold Some-100-0.61 %$568,169$606,970$38,8016.82 % $-241News Article History of Dws Blue Chip Fund - Dws Blue Chip Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-Q/AEaton Vance Mutual Funds Trust - Eaton Vance Equity Research FundSpecialty & Misc 2,949New Holding2,949100 %$104,070$111,177$7,1076.82 % $7,107News Article History of Eaton Vance Mutual Funds Trust - Eaton Vance Equity Research Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QEclipse Funds Inc - Mainstay S And P 500 Index FundS&P 500 Index 56,736New Holding56,736100 %$2,002,213$2,138,947$136,7346.82 % $136,734News Article History of Eclipse Funds Inc - Mainstay S And P 500 Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Advisor Series I - Value FundMulti-Cap Value 31,701Added More5,00118.73 %$1,118,728$1,195,128$76,3996.82 % $12,052News Article History of Fidelity Advisor Series I - Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Advisor Series Viii - Japan FundJapanese Sold All-96,200-100 %6.82 % $-231,842News Article History of Fidelity Advisor Series Viii - Japan Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Advisor Series Viii - Overseas FundInternational Large-Cap Core 41,300New Holding41,300100 %$1,457,477$1,557,010$99,5336.82 % $99,533News Article History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Advisor Series Viii - Value Leaders FundMulti-Cap Core 10,100Added More3,80060.31 %$356,429$380,770$24,3416.82 % $9,158News Article History of Fidelity Advisor Series Viii - Value Leaders Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Capital Trust - Fidelity Capital Appreciation FundSpecialty & Misc 932,200New Holding932,200100 %$32,897,338$35,143,940$2,246,6026.82 % $2,246,602News Article History of Fidelity Capital Trust - Fidelity Capital Appreciation Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Capital Trust - Fidelity Disciplined Equity FundSpecialty & Misc Sold All-4,000,000-100 %6.82 % $-9,640,000News Article History of Fidelity Capital Trust - Fidelity Disciplined Equity Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Capital Trust - Fidelity Stock SelectorSpecialty & Misc 30,900Added More30,4006080.00 %$1,090,461$1,164,930$74,4696.82 % $73,264News Article History of Fidelity Capital Trust - Fidelity Stock Selector Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Charles Street Trust - Fidelity Global Balanced FundGlobal Flex Port 12,000New Holding12,000100 %$423,480$452,400$28,9206.82 % $28,920News Article History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Commonwealth Trust - Fidelity Large Cap Stock FundLarge-Cap Core 291,350Added More241,650486.21 %$10,281,742$10,983,895$702,1546.82 % $582,377News Article History of Fidelity Commonwealth Trust - Fidelity Large Cap Stock Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Commonwealth Trust - Fidelity Mid Cap Stock FundMid-Cap Core 1,700,000New Holding1,700,000100 %$59,993,000$64,090,000$4,097,0006.82 % $4,097,000News Article History of Fidelity Commonwealth Trust - Fidelity Mid Cap Stock Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Commonwealth Trust - Spartan 500 Index FundS&P 500 Index 650,802Added More104,80419.19 %$22,966,803$24,535,235$1,568,4336.82 % $252,578News Article History of Fidelity Commonwealth Trust - Spartan 500 Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Investment Trust - Fidelity Europe FundEuropean Region 17,000New Holding17,000100 %$599,930$640,900$40,9706.82 % $40,970News Article History of Fidelity Investment Trust - Fidelity Europe Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Investment Trust - Fidelity International Discovery FundGlobal Flex Port 81,700New Holding81,700100 %$2,883,193$3,080,090$196,8976.82 % $196,897News Article History of Fidelity Investment Trust - Fidelity International Discovery Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFidelity Investment Trust - Fidelity Worldwide FundSpecialty & Misc 17,000New Holding17,000100 %$599,930$640,900$40,9706.82 % $40,970News Article History of Fidelity Investment Trust - Fidelity Worldwide Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QFirst American Investment Funds Inc - Large Cap Value FundLarge-Cap Value 1,033New Holding1,033100 %$36,455$38,944$2,4906.82 % $2,490News Article History of First American Investment Funds Inc - Large Cap Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIcap Funds Inc - Mainstay Icap Equity FundSpecialty & Misc 395,400Added More75,00523.41 %$13,953,666$14,906,580$952,9146.82 % $180,762News Article History of Icap Funds Inc - Mainstay Icap Equity Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIcap Funds Inc - Mainstay Icap Global FundGlobal Flex Port 15,000Added More3,75033.33 %$529,350$565,500$36,1506.82 % $9,038News Article History of Icap Funds Inc - Mainstay Icap Global Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIcap Funds Inc - Mainstay Icap Select Equity FundSpecialty & Misc 1,274,100New Holding1,274,100100 %$44,962,989$48,033,570$3,070,5816.82 % $3,070,581News Article History of Icap Funds Inc - Mainstay Icap Select Equity Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIshares Trust - Ishares Kld 400 Social Index FundSpecialty & Misc 7,730Added More1,50424.15 %$272,792$291,421$18,6296.82 % $3,625News Article History of Ishares Trust - Ishares Kld 400 Social Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIshares Trust - Ishares Kld Select Social Index FundSpecialty & Misc 6,603No Compare$233,020$248,933$15,9136.82 % News Article History of Ishares Trust - Ishares Kld Select Social Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QIshares Trust - Ishares Morningstar Large Value Index FundLarge-Cap Value 34,871Added More2,2576.92 %$1,230,598$1,314,637$84,0396.82 % $5,439News Article History of Ishares Trust - Ishares Morningstar Large Value Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-CSRJanus Investment Fund - Intech Risk-Managed Value FundNo Data 5,300No Compare$187,037$199,810$12,7736.82 % News Article History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QJanus Investment Fund - Janus FundLarge-Cap Growth Sold All-20,800-100 %6.82 % $-50,128News Article History of Janus Investment Fund - Janus Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QJnl Investors Series Trust - Jackson Perspective Index 5 FundSpecialty & Misc 318No Change00 %$11,222$11,989$7666.82 % $0News Article History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QMainstay Funds - Mainstay Common Stock FundLarge-Cap Core Sold All-71,890-100 %6.82 % $-173,255News Article History of Mainstay Funds - Mainstay Common Stock Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QMainstay Funds - Mainstay Equity Index FundSpecialty & Misc 11,276Added More8207.84 %$397,930$425,105$27,1756.82 % $1,976News Article History of Mainstay Funds - Mainstay Equity Index Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QMainstay Funds - Mainstay Map FundMulti-Cap Core 367,850Added More120,75048.86 %$12,981,427$13,867,945$886,5196.82 % $291,008News Article History of Mainstay Funds - Mainstay Map Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QMainstay Funds - Mainstay Mid Cap Value FundMid-Cap Value 59,112New Holding59,112100 %$2,086,062$2,228,522$142,4606.82 % $142,460News Article History of Mainstay Funds - Mainstay Mid Cap Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QMainstay Funds - Mainstay Value FundLarge-Cap Value 272,993New Holding272,993100 %$9,633,923$10,291,836$657,9136.82 % $657,913News Article History of Mainstay Funds - Mainstay Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QOppenheimer Quest For Value Funds - Oppenheimer Quest Balanced FundFlexible Portfolio Sold All-2,400,000-100 %6.82 % $-5,784,000News Article History of Oppenheimer Quest For Value Funds - Oppenheimer Quest Balanced Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-CSRPutnam Investment Funds - Putnam Research FundNo Data Sold All-15,400-100 %6.82 % $-37,114News Article History of Putnam Investment Funds - Putnam Research Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QRussell Investment Co - Emerging Markets FundEmerging Markets 16,370New Holding16,370100 %$577,697$617,149$39,4526.82 % $39,452News Article History of Russell Investment Co - Emerging Markets Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QRussell Investment Co - International FundInternational Multi-Cap Core Sold All-15,270-100 %6.82 % $-36,801News Article History of Russell Investment Co - International Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QRussell Investment Co - Select Value FundMulti-Cap Value 64,800Sold Some-21,100-24.56 %$2,286,792$2,442,960$156,1686.82 % $-50,851News Article History of Russell Investment Co - Select Value Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QSchroder Global Series Trust - North American Equity FundSpecialty & Misc Sold All-43,602-100 %6.82 % $-105,081News Article History of Schroder Global Series Trust - North American Equity Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QVan Kampen Trust Ii - Global Tactical Asset Allocation FundNo Data 200New Holding200100 %$7,058$7,540$4826.82 % $482News Article History of Van Kampen Trust Ii - Global Tactical Asset Allocation Fund Ownership Of Capital One Financial Corp
2009-09-292009-07-31 N-QVanguard International Equity Index Funds - Vanguard Total World Stock Index FundNo Data 9,600Added More1,80023.07 %$338,784$361,920$23,1366.82 % $4,338News Article History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QAberdeen Funds - Aberdeen Global Financial Services FundNo Data Sold All-40,280-100 %2.72 % $-40,280News Article History of Aberdeen Funds - Aberdeen Global Financial Services Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QAdvisors Series Trust - Castlerock FundSpecialty & Misc 5,200New Holding5,200100 %$190,840$196,040$5,2002.72 % $5,200News Article History of Advisors Series Trust - Castlerock Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QAmerican Mutual Fund Inc - American Mutual Fund IncMulti-Cap Value 735,000No Change00 %$26,974,500$27,709,500$735,0002.72 % $0News Article History of American Mutual Fund Inc - American Mutual Fund Inc Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QFbr Funds - Fbr Large Cap Financial FundFinancial Services 37,000Sold Some-15,000-28.84 %$1,357,900$1,394,900$37,0002.72 % $-15,000News Article History of Fbr Funds - Fbr Large Cap Financial Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QFederated Income Securities Trust - Federated Muni And Stock Advantage FundSpecialty & Misc Sold All-30,820-100 %2.72 % $-30,820News Article History of Federated Income Securities Trust - Federated Muni And Stock Advantage Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QHancock John Capital Series - Classic Value FundMulti-Cap Value 1,238,601Sold Some-3,274,051-72.55 %$45,456,657$46,695,258$1,238,6012.72 % $-3,274,051News Article History of Hancock John Capital Series - Classic Value Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QHarbor Funds - Harbor Global Value FundGlobal Multi-Cap Value 25,750Sold Some-10,825-29.59 %$945,025$970,775$25,7502.72 % $-10,825News Article History of Harbor Funds - Harbor Global Value Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QJpmorgan Trust I - Jpmorgan Market Neutral FundSpecialty & Misc 25New Holding25100 %$918$943$252.72 % $25News Article History of Jpmorgan Trust I - Jpmorgan Market Neutral Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QLegg Mason Partners Equity Trust - Legg Mason Partners All Cap FundSpecialty & Misc Sold All-357,200-100 %2.72 % $-357,200News Article History of Legg Mason Partners Equity Trust - Legg Mason Partners All Cap Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QMassmutual Premier Funds - Massmutual Premier Balanced FundMixed-Asset Target Allocation Growth 3,342Added More1,900131.76 %$122,651$125,993$3,3422.72 % $1,900News Article History of Massmutual Premier Funds - Massmutual Premier Balanced Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QMassmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity FundLarge-Cap Core 809Added More40097.79 %$29,690$30,499$8092.72 % $400News Article History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QMassmutual Premier Funds - Massmutual Premier Enhanced Index Growth FundLarge-Cap Core 4,300New Holding4,300100 %$157,810$162,110$4,3002.72 % $4,300News Article History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Growth Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QMassmutual Premier Funds - Massmutual Premier Enhanced Index Value FundMulti-Cap Value Sold All-22,750-100 %2.72 % $-22,750News Article History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Value Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QMassmutual Premier Funds - Massmutual Premier Main Street FundSmall-Cap Core Sold All-1,300-100 %2.72 % $-1,300News Article History of Massmutual Premier Funds - Massmutual Premier Main Street Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QPowershares Exchange Traded Fund Trust - Powershares Dividend Achievers PortfolioSpecialty & Misc 23,156New Holding23,156100 %$849,825$872,981$23,1562.72 % $23,156News Article History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QPowershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector PortfolioSpecialty & Misc Sold All-13,462-100 %2.72 % $-13,462News Article History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector Portfolio Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QPowershares Exchange Traded Fund Trust - Powershares Dynamic Large Cap Value PortfolioLarge-Cap Value Sold All-102,825-100 %2.72 % $-102,825News Article History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Large Cap Value Portfolio Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QSchwab Capital Trust - Schwab Financial Services FundSpecialty & Misc 39,200Added More17,80083.17 %$1,438,640$1,477,840$39,2002.72 % $17,800News Article History of Schwab Capital Trust - Schwab Financial Services Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QSchwab Capital Trust - Schwab Fundamental Us Large Company Index FundLarge-Cap Core 64,710Added More37,800140.46 %$2,374,857$2,439,567$64,7102.72 % $37,800News Article History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QSchwab Capital Trust - Schwab Technology FundScience & Tech 407,274New Holding407,274100 %$14,946,956$15,354,230$407,2742.72 % $407,274News Article History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QVanguard Whitehall Funds - Vanguard Selected Value FundMid-Cap Value 2,323,800Added More437,20023.17 %$85,283,460$87,607,260$2,323,8002.72 % $437,200News Article History of Vanguard Whitehall Funds - Vanguard Selected Value Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QVanguard Windsor Funds - Vanguard Windsor FundMulti-Cap Value 618,400Sold Some-48,000-7.20 %$22,695,280$23,313,680$618,4002.72 % $-48,000News Article History of Vanguard Windsor Funds - Vanguard Windsor Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QVanguard Windsor Funds - Vanguard Windsor Ii FundLarge-Cap Value 9,531,200Sold Some-292,600-2.97 %$349,795,040$359,326,240$9,531,2002.72 % $-292,600News Article History of Vanguard Windsor Funds - Vanguard Windsor Ii Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QVictory Portfolios - Victory Stock Index FundS&P 500 Index 1,703Added More17511.45 %$62,500$64,203$1,7032.72 % $175News Article History of Victory Portfolios - Victory Stock Index Fund Ownership Of Capital One Financial Corp
2009-09-282009-07-31 N-QVoyageur Mutual Funds Iii Mn - Delaware Large Cap Core FundLarge-Cap Core 640Added More20045.45 %$23,488$24,128$6402.72 % $200News Article History of Voyageur Mutual Funds Iii Mn - Delaware Large Cap Core Fund Ownership Of Capital One Financial Corp
2009-09-282009-06-30 13F-HR/ABridgewater Investment Management LlcInstitution Sold All-919-100 %2.72 % $-919News Article History of Bridgewater Investment Management Llc Ownership Of Capital One Financial Corp
2009-09-252009-07-31 N-QAdvantage Funds Inc - Global Alpha FundGlobal Flex Port 1,211Sold Some-209-14.71 %$42,555$45,655$3,1007.28 % $-535News Article History of Advantage Funds Inc - Global Alpha Fund Ownership Of Capital One Financial Corp
2009-09-252009-07-31 N-QAdvisors Inner Circle Fund - Lsv Conservative Core Equity FundMulti-Cap Value 4,200New Holding4,200100 %$147,588$158,340$10,7527.28 % $10,752News Article History of Advisors Inner Circle Fund - Lsv Conservative Core Equity Fund Ownership Of Capital One Financial Corp
2009-09-252009-07-31 N-QDirexion Shares Etf Trust - Direxion Daily Financial Bull 3x SharesNo Data 270,314Sold Some-32,166-10.63 %$9,498,834$10,190,838$692,0047.28 % $-82,345News Article History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of Capital One Financial Corp
2009-09-252009-07-31 N-QDirexion Shares Etf Trust - Direxion Daily Large Cap Bull 3x SharesNo Data 20,319Added More9,44686.87 %$714,010$766,026$52,0177.28 % $24,182News Article History of Direxion Shares Etf Trust - Direxion Daily Large Cap Bull 3x Shares Ownership Of Capital One Financial Corp
2009-09-252009-07-31 N-QTax Managed Value Portfolio - Tax Managed Value PortfolioMulti-Cap Value 750,000New Holding750,000100 %$26,355,000$28,275,000$1,920,0007.28 % $1,920,000News Article History of Tax Managed Value Portfolio - Tax Managed Value Portfolio Ownership Of Capital One Financial Corp
2009-09-252009-06-30 13F-HR/AKbc Group NvInstitution 46,669Added More21,33984.24 %$1,639,949$1,759,421$119,4737.28 % $54,628News Article History of Kbc Group Nv Ownership Of Capital One Financial Corp
2009-09-242009-07-31 N-QDreyfus Index Funds Inc - Dreyfus S And P 500 Index FundS&P 500 Index 108,290Added More13,71614.50 %$3,877,865$4,082,533$204,6685.27 % $25,923News Article History of Dreyfus Index Funds Inc - Dreyfus S And P 500 Index Fund Ownership Of Capital One Financial Corp
2009-09-242009-07-31 N-QNationwide Mutual Funds - Nationwide Large Cap Value FundLarge-Cap Value Sold All-2,400-100 %5.27 % $-4,536News Article History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Capital One Financial Corp
2009-09-242009-06-30 13F-HR/ACredit Agricole S AInstitution 815,761Added More611,697299.75 %$29,212,401$30,754,190$1,541,7885.27 % $1,156,107News Article History of Credit Agricole S A Ownership Of Capital One Financial Corp
2009-09-232009-07-31 N-QDreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc NewMulti-Cap Growth 19,490New Holding19,490100 %$707,487$734,773$27,2863.85 % $27,286News Article History of Dreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc New Ownership Of Capital One Financial Corp
2009-09-232009-07-31 N-QUnified Series Trust - Toreador Large Cap FundLarge-Cap Core 15,245No Change00 %$553,394$574,737$21,3433.85 % $0News Article History of Unified Series Trust - Toreador Large Cap Fund Ownership Of Capital One Financial Corp
2009-09-222009-07-31 N-QDreyfuslaurel Funds Inc - Tax Managed Growth FundLarge-Cap Core 41,083New Holding41,083100 %$1,529,520$1,548,829$19,3091.26 % $19,309News Article History of Dreyfuslaurel Funds Inc - Tax Managed Growth Fund Ownership Of Capital One Financial Corp
2009-09-212009-06-30 13F-HR/AEaton Vance ManagementInstitution 10,552,078New Holding10,552,078100 %$382,934,911$397,813,341$14,878,4303.88 % $14,878,430News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-09-212009-06-30 13F-HR/AEaton Vance ManagementInstitution 10,367,098New Holding10,367,098100 %$376,221,986$390,839,595$14,617,6083.88 % $14,617,608News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-09-212009-06-30 13F-HR/AEaton Vance ManagementInstitution 1,036,709New Holding1,036,709100 %$37,622,170$39,083,929$1,461,7603.88 % $1,461,760News Article History of Eaton Vance Management Ownership Of Capital One Financial Corp
2009-09-172009-07-31 N-QRydex Etf Trust - Russell Top 50 EtfSpecialty & Misc 2,630New Holding2,630100 %$100,072$99,151$-921-0.91 % $-921News Article History of Rydex Etf Trust - Russell Top 50 Etf Ownership Of Capital One Financial Corp
2009-09-172009-07-31 N-QRydex Etf Trust - S And P Equal Weight EtfSpecialty & Misc 115,229Added More108,1701532.37 %$4,384,463$4,344,133$-40,330-0.91 % $-37,860News Article History of Rydex Etf Trust - S And P Equal Weight Etf Ownership Of Capital One Financial Corp
2009-09-172009-06-30 13F-HR/ADelaware Management Business TrustInstitution 117,257Added More44,72961.67 %$4,461,629$4,420,589$-41,040-0.91 % $-15,655News Article History of Delaware Management Business Trust Ownership Of Capital One Financial Corp
2009-09-152009-06-30 N-CSRS/AWilshire Mutual Funds Inc - Wilshire Large Company Value PortfolioMulti-Cap Value 10,450Sold Some-3,050-22.59 %$391,039$393,965$2,9260.74 % $-854News Article History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Capital One Financial Corp
2009-09-112009-06-30 13F-HR/ABarclays Global Investors Uk Holdings LtdInstitution 19,850,970Added More3,861,51824.15 %$753,939,841$748,381,569$-5,558,272-0.73 % $-1,081,225News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capital One Financial Corp
2009-09-102009-06-30 N-Q/AOptimum Fund Trust - Optimum Large Cap Growth FundLarge-Cap Growth 15,550New Holding15,550100 %$593,544$586,235$-7,309-1.23 % $-7,309News Article History of Optimum Fund Trust - Optimum Large Cap Growth Fund Ownership Of Capital One Financial Corp
2009-09-102009-06-30 13F-HR/AVeritable L PInstitution 12,868Added More5344.32 %$491,172$485,124$-6,048-1.23 % $-251News Article History of Veritable L P Ownership Of Capital One Financial Corp
2009-09-102009-03-31 13F-HR/AVeritable L PInstitution 12,334Added More3823.19 %$470,789$464,992$-5,797-1.23 % $-180News Article History of Veritable L P Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSAllianz Variable Insurance Products Trust - Azl S And P 500 Index FundS&P 500 Index 20,851Added More7,55656.83 %$738,959$786,083$47,1236.37 % $17,077News Article History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSBarclays Global Investors Funds - Bond Index FundSpecialty & Misc 91,941Added More12,87016.27 %$3,258,389$3,466,176$207,7876.37 % $29,086News Article History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSConstellation Institutional Portfolios - Cip Jsam Value PortfolioMulti-Cap Value 48,800Added More22,00082.08 %$1,729,472$1,839,760$110,2886.37 % $49,720News Article History of Constellation Institutional Portfolios - Cip Jsam Value Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSMaster Investment Portfolio - Active Stock PortfolioSpecialty & Misc 95,704Added More33,39853.60 %$3,391,750$3,608,041$216,2916.37 % $75,479News Article History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSMaster Investment Portfolio - S And P 500 Index Master PortfolioS&P 500 Index 91,941Added More12,87016.27 %$3,258,389$3,466,176$207,7876.37 % $29,086News Article History of Master Investment Portfolio - S And P 500 Index Master Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRMorgan Stanley Equally Weighted S And P 500 Fund - NoneSpecialty & Misc 79,133Sold Some-38,124-32.51 %$2,804,474$2,983,314$178,8416.37 % $-86,160News Article History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSMorgan Stanley Select Dimensions Investment Series - Utilities PortfolioUtility 7,253Sold Some-4,295-37.19 %$257,046$273,438$16,3926.37 % $-9,707News Article History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSMorgan Stanley Variable Investment Series - Information PortfolioSpecialty & Misc 5,777Added More2464.44 %$204,737$217,793$13,0566.37 % $556News Article History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRRevenueshares Etf Trust - Revenueshares Financials Sector FundNo Data 3,055Added More63526.23 %$108,269$115,174$6,9046.37 % $1,435News Article History of Revenueshares Etf Trust - Revenueshares Financials Sector Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRRevenueshares Etf Trust - Revenueshares Large Cap FundLarge-Cap Core 3,728Added More69622.95 %$132,120$140,546$8,4256.37 % $1,573News Article History of Revenueshares Etf Trust - Revenueshares Large Cap Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSRydex Series Funds - Banking FundFinancial Services 28,704Added More21,233284.20 %$1,017,270$1,082,141$64,8716.37 % $47,987News Article History of Rydex Series Funds - Banking Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSRydex Variable Trust - Biotechnology FundHealth/Biotech 9,464Added More7,113302.55 %$335,404$356,793$21,3896.37 % $16,075News Article History of Rydex Variable Trust - Biotechnology Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSRydex Variable Trust - Financial Services FundSpecialty & Misc 6,266Added More3,01092.44 %$222,067$236,228$14,1616.37 % $6,803News Article History of Rydex Variable Trust - Financial Services Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSRydex Variable Trust - Nova FundSpecialty & Misc 1,600Added More55052.38 %$56,704$60,320$3,6166.37 % $1,243News Article History of Rydex Variable Trust - Nova Fund Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSSma Relationship Trust - Series ASpecialty & Misc Sold All-1,100-100 %6.37 % $-2,486News Article History of Sma Relationship Trust - Series A Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSSummit Mutual Funds Inc - Balanced Index PortfolioFlexible Portfolio 469Added More9023.74 %$16,621$17,681$1,0606.37 % $203News Article History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSSummit Mutual Funds Inc - Zenith PortfolioSpecialty & Misc 11,634Sold Some-33,456-74.19 %$412,309$438,602$26,2936.37 % $-75,611News Article History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Capital One Financial Corp
2009-09-082009-06-30 N-CSRSUniversal Institutional Funds Inc - Equity And Income PortfolioEquity Income Sold All-68,980-100 %6.37 % $-155,895News Article History of Universal Institutional Funds Inc - Equity And Income Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-08-17 N-CSRJohn Hancock Trust - Income TrustEquity Income 387,175New Holding387,175100 %$13,640,175$14,596,498$956,3227.01 % $956,322News Article History of John Hancock Trust - Income Trust Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAdvanced Series Trust - Ast Advanced Strategies PortfolioSpecialty & Misc Sold All-6,300-100 %7.01 % $-15,561News Article History of Advanced Series Trust - Ast Advanced Strategies Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAdvanced Series Trust - Ast Federated Aggressive Growth PortfolioMulti-Cap Growth Sold All-11,025-100 %7.01 % $-27,232News Article History of Advanced Series Trust - Ast Federated Aggressive Growth Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAdvanced Series Trust - Ast International Value PortfolioMulti-Cap Value Sold All-344,454-100 %7.01 % $-850,801News Article History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAim Funds Group - Aim Mid Cap Basic Value FundMid-Cap Core 49,125New Holding49,125100 %$1,730,674$1,852,013$121,3397.01 % $121,339News Article History of Aim Funds Group - Aim Mid Cap Basic Value Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAmerican Funds Insurance Series - Growth FundMulti-Cap Growth 5,900,000Added More1,250,00026.88 %$207,857,000$222,430,000$14,573,0007.01 % $3,087,500News Article History of American Funds Insurance Series - Growth Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAxa Premier Vip Trust - Multimanager Small Cap Growth PortfolioSmall-Cap Growth 3,100New Holding3,100100 %$109,213$116,870$7,6577.01 % $7,657News Article History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSAxa Premier Vip Trust - Multimanager Small Cap Value PortfolioSmall-Cap Value 267,900Added More174,800187.75 %$9,438,117$10,099,830$661,7137.01 % $431,756News Article History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqalliancebernstein Value PortfolioMulti-Cap Value 512,780Added More37,8507.96 %$18,065,239$19,331,806$1,266,5677.01 % $93,490News Article History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqbond Index PortfolioSpecialty & Misc 237,870New Holding237,870100 %$8,380,160$8,967,699$587,5397.01 % $587,539News Article History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqequity 500 Index PortfolioS&P 500 Index 129,006Added More17,90016.11 %$4,544,881$4,863,526$318,6457.01 % $44,213News Article History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqinternational Growth PortfolioMulti-Cap Growth 39,500New Holding39,500100 %$1,391,585$1,489,150$97,5657.01 % $97,565News Article History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqlord Abbett Large Cap Core PortfolioLarge-Cap Core 1,122Added More837.98 %$39,528$42,299$2,7717.01 % $205News Article History of Eq Advisors Trust - Eqlord Abbett Large Cap Core Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqmutual Shares PortfolioSpecialty & Misc 16,400New Holding16,400100 %$577,772$618,280$40,5087.01 % $40,508News Article History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqtcw Equity PortfolioSpecialty & Misc 37,295New Holding37,295100 %$1,313,903$1,406,022$92,1197.01 % $92,119News Article History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSGabelli Blue Chip Value Fund - The Gabelli Blue Chip Value FundMulti-Cap Value 7,000Sold Some-13,000-65.00 %$246,610$263,900$17,2907.01 % $-32,110News Article History of Gabelli Blue Chip Value Fund - The Gabelli Blue Chip Value Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSHomestead Funds Inc - Stock Index FundSpecialty & Misc Sold All-81,464-100 %7.01 % $-201,216News Article History of Homestead Funds Inc - Stock Index Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSHomestead Funds Inc - Value FundMulti-Cap Value 91,941Added More12,87016.27 %$3,239,081$3,466,176$227,0947.01 % $31,789News Article History of Homestead Funds Inc - Value Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRJp Morgan Mutual Fund Series - Jpmorgan Value Discovery FundNo Data 300New Holding300100 %$10,569$11,310$7417.01 % $741News Article History of Jp Morgan Mutual Fund Series - Jpmorgan Value Discovery Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRJpmorgan Trust I - Jpmorgan Disciplined Equity FundSpecialty & Misc Sold All-7-100 %7.01 % $-17News Article History of Jpmorgan Trust I - Jpmorgan Disciplined Equity Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRJpmorgan Trust I - Jpmorgan Japan FundJapanese 415Added More9429.28 %$14,620$15,646$1,0257.01 % $232News Article History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRJpmorgan Trust Ii - Jpmorgan Core Bond FundMulti-Cap Core 415Sold Some-41-8.99 %$14,620$15,646$1,0257.01 % $-101News Article History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSMassmutual Select Funds - Massmutual Select Diversified Value FundMulti-Cap Value 30,900Added More3,90014.44 %$1,088,607$1,164,930$76,3237.01 % $9,633News Article History of Massmutual Select Funds - Massmutual Select Diversified Value Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSMassmutual Select Funds - Massmutual Select Indexed Equity FundS&P 500 Index 79,810Added More9,90014.16 %$2,811,706$3,008,837$197,1317.01 % $24,453News Article History of Massmutual Select Funds - Massmutual Select Indexed Equity Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSMassmutual Select Funds - Massmutual Select Strategic Balanced FundMixed-Asset Target Allocation Moderate 4,173Added More78123.02 %$147,015$157,322$10,3077.01 % $1,929News Article History of Massmutual Select Funds - Massmutual Select Strategic Balanced Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSMassmutual Select Funds - Massmutual Select Value Equity FundMulti-Cap Value 16,080New Holding16,080100 %$566,498$606,216$39,7187.01 % $39,718News Article History of Massmutual Select Funds - Massmutual Select Value Equity Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSMma Praxis Mutual Funds - Mma Praxis Value Index FundLarge-Cap Value 7,416Added More91013.98 %$261,266$279,583$18,3187.01 % $2,248News Article History of Mma Praxis Mutual Funds - Mma Praxis Value Index Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSSeligman Common Stock Fund Inc - Seligman Common Stock Fund IncLarge-Cap Core 7,378No Change00 %$259,927$278,151$18,2247.01 % $0News Article History of Seligman Common Stock Fund Inc - Seligman Common Stock Fund Inc Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSSun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap FundSmall-Cap Core Sold All-1,200-100 %7.01 % $-2,964News Article History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSVanguard Institutional Index Funds - Vanguard Institutional Index FundSpecialty & Misc 3,493,615Added More544,40818.45 %$123,080,056$131,709,286$8,629,2297.01 % $1,344,688News Article History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSVanguard Variable Insurance Funds - Diversified Value PortfolioMulti-Cap Value 302,500No Change00 %$10,657,075$11,404,250$747,1757.01 % $0News Article History of Vanguard Variable Insurance Funds - Diversified Value Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-30 N-CSRSVanguard Variable Insurance Funds - Equity Index PortfolioSpecialty & Misc 88,954Added More12,20015.89 %$3,133,849$3,353,566$219,7167.01 % $30,134News Article History of Vanguard Variable Insurance Funds - Equity Index Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-10 N-CSRSJpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced PortfolioFlexible Portfolio 1,400Sold Some-11,175-88.86 %$49,322$52,780$3,4587.01 % $-27,602News Article History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Capital One Financial Corp
2009-09-042009-06-10 N-CSRSJpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index PortfolioSpecialty & Misc Sold All-3,652-100 %7.01 % $-9,020News Article History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSActiva Mutual Fund Trust - Activa Value FundMulti-Cap Value Sold All-9,500-100 %8.14 % $-26,980News Article History of Activa Mutual Fund Trust - Activa Value Fund Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRAmerican Century Quantitative Equity Funds Inc - Utilities FundUtility Sold All-10,736-100 %8.14 % $-30,490News Article History of American Century Quantitative Equity Funds Inc - Utilities Fund Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSAnchor Series Trust - Growth PortfolioMulti-Cap Growth Sold All-6,000-100 %8.14 % $-17,040News Article History of Anchor Series Trust - Growth Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSBurnham Investors Trust - Burnham Financial Industries FundSpecialty & Misc Sold All-25,000-100 %8.14 % $-71,000News Article History of Burnham Investors Trust - Burnham Financial Industries Fund Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSBurnham Investors Trust - Burnham Financial Services FundSpecialty & Misc Sold All-12,500-100 %8.14 % $-35,500News Article History of Burnham Investors Trust - Burnham Financial Services Fund Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSGcg Trust - Ing Van Kampen Global Tactical Asset Allocation PortfolioNo Data Sold All-200-100 %8.14 % $-568News Article History of Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing Franklin Income PortfolioEquity Income 204,000New Holding204,000100 %$7,111,440$7,690,800$579,3608.14 % $579,360News Article History of Ing Investors Trust - Ing Franklin Income Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing International PortfolioGlobal Flex Port 263,000Added More25,00010.50 %$9,168,180$9,915,100$746,9208.14 % $71,000News Article History of Ing Investors Trust - Ing International Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing Jpmorgan Small Cap Core Equity PortfolioSmall-Cap Core Sold All-114,310-100 %8.14 % $-324,640News Article History of Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing Jpmorgan Value Opportunities PortfolioMulti-Cap Value 31,100Sold Some-34,550-52.62 %$1,084,146$1,172,470$88,3248.14 % $-98,122News Article History of Ing Investors Trust - Ing Jpmorgan Value Opportunities Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing Oppenheimer Main Street PortfolioSpecialty & Misc 2,000No Change00 %$69,720$75,400$5,6808.14 % $0News Article History of Ing Investors Trust - Ing Oppenheimer Main Street Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing Stock Index PortfolioSpecialty & Misc 36,756Added More18,500101.33 %$1,281,314$1,385,701$104,3878.14 % $52,540News Article History of Ing Investors Trust - Ing Stock Index Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSIng Variable Portfolios Inc - Ing International Index PortfolioNo Data Sold All-70,900-100 %8.14 % $-201,356News Article History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSJnl Variable Fund Llc - Jnlmcm Financial Sector FundSpecialty & Misc 84Added More52162.50 %$2,928$3,167$2398.14 % $148News Article History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Capital One Financial Corp
2009-09-032009-06-30 N-CSRSMainstay Vp Series Fund Inc - Vp Balanced PortfolioFlexible Portfolio Sold All-5,932-100 %8.14 % $-16,847News Article History of Mainstay Vp Series Fund Inc - Vp Balanced Portfolio Ownership Of Capital One Financial Corp
2009-09-032009-06-30