| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Axiom International Investors Llc | Institution | 14 | Sold Some | -25 | -64.10 % | | | | - % | | | | | | | News Article | History of Axiom International Investors Llc Ownership Of Cowen Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 19,947 | Sold Some | -5,671 | -22.13 % | | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of Cowen Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 300 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | 1,080 | New Holding | 1,080 | 100 % | | | | - % | | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Benchmark Capital Advisors | Institution | 20,000 | New Holding | 20,000 | 100 % | | | | - % | | | | | | | News Article | History of Benchmark Capital Advisors Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 146,158 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 2,000 | New Holding | 2,000 | 100 % | | | | - % | | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eos Partners Lp | Institution | 25,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Eos Partners Lp Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -142,700 | -100 % | | | | - % | | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fine Capital Partners L P | Institution | 171,900 | New Holding | 171,900 | 100 % | | | | - % | | | | | | | News Article | History of Fine Capital Partners L P Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 3,400 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Fmr Corp Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Harber Asset Management Llc | Institution | 200,000 | New Holding | 200,000 | 100 % | | | | - % | | | | | | | News Article | History of Harber Asset Management Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Jana Partners Llc | Institution | | Sold All | -90,000 | -100 % | | | | - % | | | | | | | News Article | History of Jana Partners Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Julius Baer Investment Management Llc | Institution | | Sold All | -163,670 | -100 % | | | | - % | | | | | | | News Article | History of Julius Baer Investment Management Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Kleinheinz Capital Partners Inc | Institution | 141,200 | New Holding | 141,200 | 100 % | | | | - % | | | | | | | News Article | History of Kleinheinz Capital Partners Inc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Lakewood Capital Management Lp | Institution | 46,315 | New Holding | 46,315 | 100 % | | | | - % | | | | | | | News Article | History of Lakewood Capital Management Lp Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Litmus Capital Management Llc | Institution | 25,539 | New Holding | 25,539 | 100 % | | | | - % | | | | | | | News Article | History of Litmus Capital Management Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -22,143 | -100 % | | | | - % | | | | | | | News Article | History of Millennium Management Llc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 36,184 | Added More | 13,434 | 59.05 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | | Sold All | -570,952 | -100 % | | | | - % | | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Cowen Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -189,825 | -100 % | | | | - % | | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 19,700 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 45,200 | New Holding | 45,200 | 100 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 132,700 | Sold Some | -12,500 | -8.60 % | | | | - % | | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cedar Hill Capital Partners Llc | Institution | | Sold All | -145,407 | -100 % | | | | - % | | | | | | | News Article | History of Cedar Hill Capital Partners Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 11 | New Holding | 11 | 100 % | | | | - % | | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geduld E E | Institution | 48,233 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Geduld E E Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 24,722 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 12,702 | New Holding | 12,702 | 100 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Heartland Advisors Inc | Institution | | Sold All | -623,697 | -100 % | | | | - % | | | | | | | News Article | History of Heartland Advisors Inc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 20,000 | Sold Some | -3,732 | -15.72 % | | | | - % | | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Obrem Capital Management Llc | Institution | | Sold All | -63,111 | -100 % | | | | - % | | | | | | | News Article | History of Obrem Capital Management Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Prospector Partners Llc | Institution | 168,283 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Prospector Partners Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 125,800 | Added More | 46,500 | 58.63 % | | | | - % | | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 21,027 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Research Affiliates Llc Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Soundpost Partners Lp | Institution | 35,800 | New Holding | 35,800 | 100 % | | | | - % | | | | | | | News Article | History of Soundpost Partners Lp Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | | Sold All | -17,400 | -100 % | | | | - % | | | | | | | News Article | History of Spark Lp Ownership Of Cowen Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 126,762 | Added More | 3,400 | 2.75 % | | | | - % | | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cowen Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 1,196,588 | Added More | 34,113 | 2.93 % | | | | - % | | | | | | | News Article | History of Bank Of America Corp Ownership Of Cowen Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 134,685 | Added More | 90,273 | 203.26 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cowen Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 15,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cowen Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stafford Asset Management Llc | No Data | | Sold All | -13,960 | -100 % | | | | - % | | | | | | | News Article | History of Stafford Asset Management Llc Ownership Of Cowen Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -3,535 | -100 % | | | | - % | | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cowen Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | | Sold All | -182,600 | -100 % | | | | - % | | | | | | | News Article | History of American Century Companies Inc Ownership Of Cowen Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | | Sold All | -17,000 | -100 % | | | | - % | | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Cowen Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | | Sold All | -123,600 | -100 % | | | | - % | | | | | | | News Article | History of Royce And Associates Llc Ownership Of Cowen Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Goldman Jay G | Institution | 139,573 | Sold Some | -15,777 | -10.15 % | | | | - % | | | | | | | News Article | History of Goldman Jay G Ownership Of Cowen Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 112,727 | Added More | 40,822 | 56.77 % | | | | - % | | | | | | | News Article | History of Numeric Investors Llc Ownership Of Cowen Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 339 | New Holding | 339 | 100 % | | | | - % | | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Cowen Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 17,500 | Added More | 3,500 | 25.00 % | | | | - % | | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Cowen Group Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Senbanc Fund | Financial Services | 20,610 | Sold Some | -2,305 | -10.05 % | | | | - % | | | | | | | News Article | History of Rbb Fund Inc - Senbanc Fund Ownership Of Cowen Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gagnon Securities Llc | Institution | 129,353 | Sold Some | -364,109 | -73.78 % | | | | - % | | | | | | | News Article | History of Gagnon Securities Llc Ownership Of Cowen Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | 3,400 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Cowen Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -3,400 | -100 % | | | | - % | | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Cowen Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -20,415 | -100 % | | | | - % | | | | | | | News Article | History of Oxford Asset Management Ownership Of Cowen Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 115,510 | Sold Some | -2,290 | -1.94 % | $872,101 | | | - % | | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Cowen Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 571 | No Compare | | | $4,311 | | | - % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Cowen Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 718,017 | Added More | 4,167 | 0.58 % | $5,464,109 | | | - % | | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Cowen Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Fund | Small-Cap Core | 16,900 | New Holding | 16,900 | 100 % | $128,609 | | | - % | | | | | | | News Article | History of Valic Co I - Small Cap Fund Ownership Of Cowen Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 2,400 | No Change | 0 | 0 % | $18,120 | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cowen Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 68,181 | Added More | 1,100 | 1.63 % | $531,812 | | | - % | | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Cowen Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mackay Shields Llc | Institution | 13,000 | No Change | 0 | 0 % | $101,010 | | | - % | | | | | | | News Article | History of Mackay Shields Llc Ownership Of Cowen Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Manley Asset Management L P | Institution | 125,000 | Added More | 15,000 | 13.63 % | $982,500 | | | - % | | | | | | | News Article | History of Manley Asset Management L P Ownership Of Cowen Group Inc |
| 2009-10-09 | 2009-07-31 | N-CSRS | Northern Lights Fund Trust - Gratio Values Fund | Multi-Cap Value | 450 | New Holding | 450 | 100 % | $3,195 | | | - % | | | | | | | News Article | History of Northern Lights Fund Trust - Gratio Values Fund Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Alpine Series Trust - Alpine Dynamic Financial Services Fund | Specialty & Misc | 19,700 | No Change | 0 | 0 % | $147,750 | | | - % | | | | | | | News Article | History of Alpine Series Trust - Alpine Dynamic Financial Services Fund Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 25,751 | No Change | 0 | 0 % | $193,133 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 14,616 | No Change | 0 | 0 % | $109,620 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 300 | No Change | 0 | 0 % | $2,250 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 4,728 | No Change | 0 | 0 % | $35,460 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 156,209 | No Change | 0 | 0 % | $1,171,568 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 4,400 | Added More | 1,000 | 29.41 % | $33,000 | | | - % | | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds - Mainstay Balanced Fund | Mixed-Asset Target Allocation Growth | 142,700 | New Holding | 142,700 | 100 % | $1,070,250 | | | - % | | | | | | | News Article | History of Eclipse Funds - Mainstay Balanced Fund Ownership Of Cowen Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Fremont Global Fund | Global Flex Port | 109,399 | Added More | 13,400 | 13.95 % | $820,493 | | | - % | | | | | | | News Article | History of Managers Trust I - Managers Fremont Global Fund Ownership Of Cowen Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 13,522 | New Holding | 13,522 | 100 % | $99,387 | | | - % | | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Cowen Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 11,000 | New Holding | 11,000 | 100 % | $80,850 | | | - % | | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Cowen Group Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -1,600 | -100 % | | | | - % | | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Cowen Group Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 44,412 | Added More | 19,391 | 77.49 % | $288,234 | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cowen Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Prospector Funds Inc - Prospector Opportunity Fund | Specialty & Misc | | Sold All | -10,523 | -100 % | | | | - % | | | | | | | News Article | History of Prospector Funds Inc - Prospector Opportunity Fund Ownership Of Cowen Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 28,197 | New Holding | 28,197 | 100 % | $182,999 | | | - % | | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Cowen Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Managers Amg Funds - Skyline Special Equities Portfolio | No Data | | Sold All | -246,833 | -100 % | | | | - % | | | | | | | News Article | History of Managers Amg Funds - Skyline Special Equities Portfolio Ownership Of Cowen Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -5,000 | -100 % | | | | - % | | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Cowen Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 25,618 | Sold Some | -25,790 | -50.16 % | $161,393 | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of Cowen Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 3,400 | No Change | 0 | 0 % | $21,420 | | | - % | | | | | | | News Article | History of Fmr Corp Ownership Of Cowen Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | 160,000 | Sold Some | -150,000 | -48.38 % | $1,054,400 | | | - % | | | | | | | News Article | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of Cowen Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 26,773 | Added More | 2,618 | 10.83 % | $176,434 | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Cowen Group Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 300 | Sold Some | -370 | -55.22 % | $1,977 | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cowen Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley Small Cap Value Fund | No Data | | Sold All | -327,156 | -100 % | | | | - % | | | | | | | News Article | History of Keeley Funds Inc - Keeley Small Cap Value Fund Ownership Of Cowen Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Microcap Value Fund | Multi-Cap Value | | Sold All | -43,000 | -100 % | | | | - % | | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Microcap Value Fund Ownership Of Cowen Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 42,074 | Added More | 14,700 | 53.70 % | $277,688 | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Cowen Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 49,091 | No Change | 0 | 0 % | $324,001 | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Cowen Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 2,900 | No Change | 0 | 0 % | $19,140 | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Cowen Group Inc |
| 2009-08-20 | 2009-06-30 | N-CSRS | Heartland Group Inc - Heartland Value Fund | Small-Cap Core | | Sold All | -623,697 | -100 % | | | | - % | | | | | | | News Article | History of Heartland Group Inc - Heartland Value Fund Ownership Of Cowen Group Inc |
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