| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 1,342,813 | Sold Some | -239,457 | -15.13 % | $1,597,947 | $1,691,944 | $93,997 | 5.88 % | $-16,762 | | | | | | News Article | History of Amvescap Plc Ownership Of Capstone Turbine Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -841,712 | -100 % | | | | 5.88 % | $-58,920 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Capstone Turbine Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 332,410 | Added More | 128,779 | 63.24 % | $395,568 | $418,837 | $23,269 | 5.88 % | $9,015 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ardsley Advisory Partners | Institution | 250,000 | New Holding | 250,000 | 100 % | $297,500 | $315,000 | $17,500 | 5.88 % | $17,500 | | | | | | News Article | History of Ardsley Advisory Partners Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 79,165 | Sold Some | -59,944 | -43.09 % | $94,206 | $99,748 | $5,542 | 5.88 % | $-4,196 | | | | | | News Article | History of Citadel L P Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Columbia Partners L L C Investment Management | Institution | 300,000 | New Holding | 300,000 | 100 % | $357,000 | $378,000 | $21,000 | 5.88 % | $21,000 | | | | | | News Article | History of Columbia Partners L L C Investment Management Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 785 | No Change | 0 | 0 % | $934 | $989 | $55 | 5.88 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cutter And Co Brokerage Inc | Institution | 30,500 | No Change | 0 | 0 % | $36,295 | $38,430 | $2,135 | 5.88 % | $0 | | | | | | News Article | History of Cutter And Co Brokerage Inc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 810,900 | Added More | 148,767 | 22.46 % | $964,971 | $1,021,734 | $56,763 | 5.88 % | $10,414 | | | | | | News Article | History of Morgan Stanley Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 422,640 | Sold Some | -711,189 | -62.72 % | $502,942 | $532,526 | $29,585 | 5.88 % | $-49,783 | | | | | | News Article | History of Northern Trust Corp Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Perimeter Capital Partners Llc | Institution | 2,940,905 | Sold Some | -510,439 | -14.78 % | $3,499,677 | $3,705,540 | $205,863 | 5.88 % | $-35,731 | | | | | | News Article | History of Perimeter Capital Partners Llc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ramius Llc | No Data | 102,542 | No Compare | | | $122,025 | $129,203 | $7,178 | 5.88 % | | | | | | | News Article | History of Ramius Llc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 40,645 | Sold Some | -126,025 | -75.61 % | $48,368 | $51,213 | $2,845 | 5.88 % | $-8,822 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -13,800 | -100 % | | | | 5.88 % | $-966 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | U Capital Group Lp | No Data | 400,000 | Added More | 282,375 | 240.06 % | $476,000 | $504,000 | $28,000 | 5.88 % | $19,766 | | | | | | News Article | History of U Capital Group Lp Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 6,500 | Added More | 4,500 | 225.00 % | $7,735 | $8,190 | $455 | 5.88 % | $315 | | | | | | News Article | History of Us Bancorp De Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -308,500 | -100 % | | | | 5.88 % | $-21,595 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Capstone Turbine Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Winslow Management Company Llc | Institution | 1,733,689 | Sold Some | -5,901,052 | -77.29 % | $2,063,090 | $2,184,448 | $121,358 | 5.88 % | $-413,074 | | | | | | News Article | History of Winslow Management Company Llc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 6,000 | Added More | 5,000 | 500.00 % | $6,840 | $7,560 | $720 | 10.52 % | $600 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 59,392 | Sold Some | -1,110,708 | -94.92 % | $67,707 | $74,834 | $7,127 | 10.52 % | $-133,285 | | | | | | News Article | History of Barclays Plc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Del Mar Asset Management Lp | Institution | | Sold All | -22,108 | -100 % | | | | 10.52 % | $-2,653 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | | Sold All | -52,300 | -100 % | | | | 10.52 % | $-6,276 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 491,763 | Added More | 120,511 | 32.46 % | $560,610 | $619,621 | $59,012 | 10.52 % | $14,461 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gmt Capital Corp | Institution | 1,203,900 | Added More | 803,200 | 200.44 % | $1,372,446 | $1,516,914 | $144,468 | 10.52 % | $96,384 | | | | | | News Article | History of Gmt Capital Corp Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 129,896 | Sold Some | -2,382,622 | -94.83 % | $148,081 | $163,669 | $15,588 | 10.52 % | $-285,915 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 1,763,217 | New Holding | 1,763,217 | 100 % | $2,010,067 | $2,221,653 | $211,586 | 10.52 % | $211,586 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -165,100 | -100 % | | | | 10.52 % | $-19,812 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 31,122 | Added More | 20,547 | 194.29 % | $35,479 | $39,214 | $3,735 | 10.52 % | $2,466 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Loeb Partners Corp | Insider | 20,000 | Added More | 10,000 | 100.00 % | $22,800 | $25,200 | $2,400 | 10.52 % | $1,200 | | | | | | News Article | History of Loeb Partners Corp Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | | Sold All | -34,090 | -100 % | | | | 10.52 % | $-4,091 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -100 | -100 % | | | | 10.52 % | $-12 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Perella Weinberg Partners Capital Management Lp | Institution | 1,275,000 | Sold Some | -100,000 | -7.27 % | $1,453,500 | $1,606,500 | $153,000 | 10.52 % | $-12,000 | | | | | | News Article | History of Perella Weinberg Partners Capital Management Lp Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Prescott Group Capital Management Llc | Institution | | Sold All | -300,000 | -100 % | | | | 10.52 % | $-36,000 | | | | | | News Article | History of Prescott Group Capital Management Llc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 400 | Added More | 200 | 100.00 % | $456 | $504 | $48 | 10.52 % | $24 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 2,944,615 | Added More | 525,360 | 21.71 % | $3,356,861 | $3,710,215 | $353,354 | 10.52 % | $63,043 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sound Energy Partners Inc | Institution | 169,400 | No Change | 0 | 0 % | $193,116 | $213,444 | $20,328 | 10.52 % | $0 | | | | | | News Article | History of Sound Energy Partners Inc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 18,505 | No Change | 0 | 0 % | $21,096 | $23,316 | $2,221 | 10.52 % | $0 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Capstone Turbine Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 3,333,638 | Added More | 235,449 | 7.59 % | $3,800,347 | $4,200,384 | $400,037 | 10.52 % | $28,254 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 760,000 | No Change | 0 | 0 % | $858,800 | $957,600 | $98,800 | 11.50 % | $0 | | | | | | News Article | History of Aviva Plc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,840,003 | Added More | 439,953 | 31.42 % | $2,079,203 | $2,318,404 | $239,200 | 11.50 % | $57,194 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 1,154,171 | Sold Some | -149,226 | -11.44 % | $1,304,213 | $1,454,255 | $150,042 | 11.50 % | $-19,399 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 1,633 | New Holding | 1,633 | 100 % | $1,845 | $2,058 | $212 | 11.50 % | $212 | | | | | | News Article | History of Credit Suisse Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 366,451 | Added More | 145,592 | 65.92 % | $414,090 | $461,728 | $47,639 | 11.50 % | $18,927 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 160,000 | Added More | 5,000 | 3.22 % | $180,800 | $201,600 | $20,800 | 11.50 % | $650 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Grandfield And Dodd Llc | Institution | 10,000 | No Change | 0 | 0 % | $11,300 | $12,600 | $1,300 | 11.50 % | $0 | | | | | | News Article | History of Grandfield And Dodd Llc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 10,000 | No Change | 0 | 0 % | $11,300 | $12,600 | $1,300 | 11.50 % | $0 | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 5,000 | Sold Some | -156,431 | -96.90 % | $5,650 | $6,300 | $650 | 11.50 % | $-20,336 | | | | | | News Article | History of Kbc Group Nv Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 121,604 | Added More | 60,000 | 97.39 % | $137,413 | $153,221 | $15,809 | 11.50 % | $7,800 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | 95,000 | No Change | 0 | 0 % | $107,350 | $119,700 | $12,350 | 11.50 % | $0 | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 106,223 | Added More | 49,500 | 87.26 % | $120,032 | $133,841 | $13,809 | 11.50 % | $6,435 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 1,710,737 | Added More | 1,377,281 | 413.03 % | $1,933,133 | $2,155,529 | $222,396 | 11.50 % | $179,047 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 249,500 | Added More | 237,000 | 1896.00 % | $281,935 | $314,370 | $32,435 | 11.50 % | $30,810 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 11,331 | No Change | 0 | 0 % | $12,804 | $14,277 | $1,473 | 11.50 % | $0 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | | Sold All | -175,000 | -100 % | | | | 11.50 % | $-22,750 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 32,100 | No Change | 0 | 0 % | $36,273 | $40,446 | $4,173 | 11.50 % | $0 | | | | | | News Article | History of United Services Automobile Association Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 19,666 | No Change | 0 | 0 % | $22,223 | $24,779 | $2,557 | 11.50 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Capstone Turbine Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -26,737 | -100 % | | | | 8.62 % | $-2,674 | | | | | | News Article | History of Citigroup Inc Ownership Of Capstone Turbine Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 11,191 | Sold Some | -358,625 | -96.97 % | $12,982 | $14,101 | $1,119 | 8.62 % | $-35,863 | | | | | | News Article | History of Comerica Bank Ownership Of Capstone Turbine Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 10,000 | Sold Some | -1,642 | -14.10 % | $11,600 | $12,600 | $1,000 | 8.62 % | $-164 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Capstone Turbine Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 161,028 | Sold Some | -326,022 | -66.93 % | $186,792 | $202,895 | $16,103 | 8.62 % | $-32,602 | | | | | | News Article | History of Ubs Ag Ownership Of Capstone Turbine Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wealthtrust-Arizona Llc | Institution | 10,000 | No Change | 0 | 0 % | $11,600 | $12,600 | $1,000 | 8.62 % | $0 | | | | | | News Article | History of Wealthtrust-Arizona Llc Ownership Of Capstone Turbine Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,545 | Sold Some | -2,115 | -57.78 % | $1,777 | $1,947 | $170 | 9.56 % | $-233 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Capstone Turbine Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 3,500 | No Change | 0 | 0 % | $4,025 | $4,410 | $385 | 9.56 % | $0 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Capstone Turbine Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 15,041 | New Holding | 15,041 | 100 % | $17,899 | $18,952 | $1,053 | 5.88 % | $1,053 | | | | | | News Article | History of Huntington National Bank Ownership Of Capstone Turbine Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $11,400 | $12,600 | $1,200 | 10.52 % | $1,200 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Capstone Turbine Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 16,875 | No Change | 0 | 0 % | $20,250 | $21,263 | $1,013 | 5.00 % | $0 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Capstone Turbine Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 51,950 | New Holding | 51,950 | 100 % | $62,340 | $65,457 | $3,117 | 5.00 % | $3,117 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Capstone Turbine Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | | Sold All | -15,000 | -100 % | | | | 15.59 % | $-2,550 | | | | | | News Article | History of First New York Securities Llc Ownership Of Capstone Turbine Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -780,210 | -100 % | | | | 7.69 % | $-70,219 | | | | | | News Article | History of Oxford Asset Management Ownership Of Capstone Turbine Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 11,640 | New Holding | 11,640 | 100 % | $13,619 | $14,666 | $1,048 | 7.69 % | $1,048 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Capstone Turbine Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 6,826 | No Compare | | | $7,986 | $8,601 | $614 | 7.69 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Capstone Turbine Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,162,670 | Sold Some | -3,900 | -0.33 % | $1,395,204 | $1,464,964 | $69,760 | 5.00 % | $-234 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Capstone Turbine Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -25,700 | -100 % | | | | 5.00 % | $-1,542 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Capstone Turbine Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -6,400 | -100 % | | | | 5.00 % | $-384 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capstone Turbine Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Parsons Capital Management Inc | Institution | 50,000 | No Change | 0 | 0 % | $66,000 | $63,000 | $-3,000 | -4.54 % | $0 | | | | | | News Article | History of Parsons Capital Management Inc Ownership Of Capstone Turbine Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,000 | No Change | 0 | 0 % | $1,320 | $1,260 | $-60 | -4.54 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Capstone Turbine Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 104,400 | Added More | 9,400 | 9.89 % | $140,940 | $131,544 | $-9,396 | -6.66 % | $-846 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Capstone Turbine Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 32,700 | Sold Some | -6,910 | -17.44 % | $45,780 | $41,202 | $-4,578 | -10.00 % | $967 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Capstone Turbine Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 184,151 | Sold Some | -15,100 | -7.57 % | $254,128 | $232,030 | $-22,098 | -8.69 % | $1,812 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Capstone Turbine Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 73,300 | No Change | 0 | 0 % | $107,751 | $92,358 | $-15,393 | -14.28 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Capstone Turbine Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 10,100 | New Holding | 10,100 | 100 % | $14,241 | $12,726 | $-1,515 | -10.63 % | $-1,515 | | | | | | News Article | History of Harris Financial Corp Ownership Of Capstone Turbine Corp |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | 853,700 | New Holding | 853,700 | 100 % | $1,203,717 | $1,075,662 | $-128,055 | -10.63 % | $-128,055 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Capstone Turbine Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Arrow Financial Corp | Institution | 600 | No Change | 0 | 0 % | $846 | $756 | $-90 | -10.63 % | $0 | | | | | | News Article | History of Arrow Financial Corp Ownership Of Capstone Turbine Corp |
| 2009-10-09 | 2009-07-31 | N-CSR | Advisors Inner Circle Fund Ii - Growth Fund | Small-Cap Growth | 846,151 | Added More | 94,970 | 12.64 % | $1,184,611 | $1,066,150 | $-118,461 | -10.00 % | $-13,296 | | | | | | News Article | History of Advisors Inner Circle Fund Ii - Growth Fund Ownership Of Capstone Turbine Corp |
| 2009-10-08 | 2009-06-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 22,108 | New Holding | 22,108 | 100 % | $30,067 | $27,856 | $-2,211 | -7.35 % | $-2,211 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Capstone Turbine Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 6,400 | New Holding | 6,400 | 100 % | $7,872 | $8,064 | $192 | 2.43 % | $192 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Capstone Turbine Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 13,176 | New Holding | 13,176 | 100 % | $17,261 | $16,602 | $-659 | -3.81 % | $-659 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 585,231 | New Holding | 585,231 | 100 % | $766,653 | $737,391 | $-29,262 | -3.81 % | $-29,262 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 2,920 | New Holding | 2,920 | 100 % | $3,884 | $3,679 | $-204 | -5.26 % | $-204 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 161,431 | Sold Some | -766,159 | -82.59 % | $211,475 | $203,403 | $-8,072 | -3.81 % | $38,308 | | | | | | News Article | History of Kbc Group Nv Ownership Of Capstone Turbine Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,400,050 | Sold Some | -5,263,715 | -78.99 % | $2,016,072 | $1,764,063 | $-252,009 | -12.50 % | $947,469 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Capstone Turbine Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Professionally Managed Portfolios - Winslow Green Growth Fund | No Data | 5,900,000 | No Change | 0 | 0 % | $8,024,000 | $7,434,000 | $-590,000 | -7.35 % | $0 | | | | | | News Article | History of Professionally Managed Portfolios - Winslow Green Growth Fund Ownership Of Capstone Turbine Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Professionally Managed Portfolios - Winslow Green Solutions Fund | No Data | 342,343 | No Change | 0 | 0 % | $465,586 | $431,352 | $-34,234 | -7.35 % | $0 | | | | | | News Article | History of Professionally Managed Portfolios - Winslow Green Solutions Fund Ownership Of Capstone Turbine Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | | Sold All | -5,553 | -100 % | | | | -7.35 % | $555 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Capstone Turbine Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | | Sold All | -1,379 | -100 % | | | | -7.35 % | $138 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Capstone Turbine Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -132,400 | -100 % | | | | -5.26 % | $9,268 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -148,300 | -100 % | | | | -5.26 % | $10,381 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | | Sold All | -492,200 | -100 % | | | | -5.26 % | $34,454 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Capstone Turbine Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Gabelli Capital Series Funds Inc - Gabelli Capital Asset Fund | Specialty & Misc | 40,000 | New Holding | 40,000 | 100 % | $53,200 | $50,400 | $-2,800 | -5.26 % | $-2,800 | | | | | | News Article | History of Gabelli Capital Series Funds Inc - Gabelli Capital Asset Fund Ownership Of Capstone Turbine Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 135,626 | No Change | 0 | 0 % | $180,383 | $170,889 | $-9,494 | -5.26 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Capstone Turbine Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -8,173 | -100 % | | | | -5.26 % | $572 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Capstone Turbine Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 1,582,270 | Sold Some | -658,390 | -29.38 % | $2,183,533 | $1,993,660 | $-189,872 | -8.69 % | $79,007 | | | | | | News Article | History of Amvescap Plc Ownership Of Capstone Turbine Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | | Sold All | -1,643 | -100 % | | | | -3.07 % | $66 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | First Trust Exchange-Traded Fund Ii - First Trust Ise Global Wind Energy Index Fund | No Data | | Sold All | -155,447 | -100 % | | | | -5.26 % | $10,881 | | | | | | News Article | History of First Trust Exchange-Traded Fund Ii - First Trust Ise Global Wind Energy Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -1,197,702 | -100 % | | | | -5.26 % | $83,839 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -2,151,226 | -100 % | | | | -5.26 % | $150,586 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -13,127 | -100 % | | | | -5.26 % | $919 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -37,757 | -100 % | | | | -5.26 % | $2,643 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Reynolds Funds Inc - Reynolds Blue Chip Growth Fund | Multi-Cap Core | 35,000 | New Holding | 35,000 | 100 % | $46,550 | $44,100 | $-2,450 | -5.26 % | $-2,450 | | | | | | News Article | History of Reynolds Funds Inc - Reynolds Blue Chip Growth Fund Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 22,155 | New Holding | 22,155 | 100 % | $29,466 | $27,915 | $-1,551 | -5.26 % | $-1,551 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Capstone Turbine Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 203,631 | Added More | 62,700 | 44.48 % | $270,829 | $256,575 | $-14,254 | -5.26 % | $-4,389 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | | Sold All | -42,138 | -100 % | | | | 5.88 % | $-2,950 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -62,048 | -100 % | | | | 5.88 % | $-4,343 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 832,719 | Added More | 19,615 | 2.41 % | $990,936 | $1,049,226 | $58,290 | 5.88 % | $1,373 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,930,826 | Added More | 15,000 | 0.78 % | $2,297,683 | $2,432,841 | $135,158 | 5.88 % | $1,050 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 104,276 | Added More | 16,000 | 18.12 % | $124,088 | $131,388 | $7,299 | 5.88 % | $1,120 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 88,276 | No Change | 0 | 0 % | $105,048 | $111,228 | $6,179 | 5.88 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Capstone Turbine Corp |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 165,100 | New Holding | 165,100 | 100 % | $209,677 | $208,026 | $-1,651 | -0.78 % | $-1,651 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Capstone Turbine Corp |
| 2009-08-19 | 2009-06-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | | Sold All | -1,754,387 | -100 % | | | | 20.00 % | $-368,421 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Capstone Turbine Corp |
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