| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 6,550 | No Change | 0 | 0 % | $7,664 | $7,402 | $-262 | -3.41 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 1,000 | New Holding | 1,000 | 100 % | $1,170 | $1,130 | $-40 | -3.41 % | $-40 | | | | | | News Article | History of American International Group Inc Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Dafna Capital Management Llc | Institution | 399,202 | New Holding | 399,202 | 100 % | $467,066 | $451,098 | $-15,968 | -3.41 % | $-15,968 | | | | | | News Article | History of Dafna Capital Management Llc Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 97,400 | No Change | 0 | 0 % | $113,958 | $110,062 | $-3,896 | -3.41 % | $0 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 17,013 | Added More | 767 | 4.72 % | $19,905 | $19,225 | $-681 | -3.41 % | $-31 | | | | | | News Article | History of Morgan Stanley Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 48,517 | Added More | 6,767 | 16.20 % | $56,765 | $54,824 | $-1,941 | -3.41 % | $-271 | | | | | | News Article | History of Northern Trust Corp Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 2,571,846 | Added More | 1,436,500 | 126.52 % | $3,009,060 | $2,906,186 | $-102,874 | -3.41 % | $-57,460 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Cardica Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | | Sold All | -476,700 | -100 % | | | | -3.41 % | $19,068 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 450,000 | No Change | 0 | 0 % | $513,000 | $508,500 | $-4,500 | -0.87 % | $0 | | | | | | News Article | History of Axa Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 20,317 | No Change | 0 | 0 % | $23,161 | $22,958 | $-203 | -0.87 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 38,536 | No Change | 0 | 0 % | $43,931 | $43,546 | $-385 | -0.87 % | $0 | | | | | | News Article | History of Keybank National Association Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 46,947 | New Holding | 46,947 | 100 % | $53,520 | $53,050 | $-469 | -0.87 % | $-469 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Prescott Group Capital Management Llc | Institution | 1,596,806 | Added More | 1,564,869 | 4899.86 % | $1,820,359 | $1,804,391 | $-15,968 | -0.87 % | $-15,649 | | | | | | News Article | History of Prescott Group Capital Management Llc Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 167,800 | Added More | 88,800 | 112.40 % | $191,292 | $189,614 | $-1,678 | -0.87 % | $-888 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Cardica Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 60,792 | Added More | 12,800 | 26.67 % | $69,303 | $68,695 | $-608 | -0.87 % | $-128 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cardica Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cortina Asset Management Llc | Institution | 339,803 | New Holding | 339,803 | 100 % | $366,987 | $383,977 | $16,990 | 4.62 % | $16,990 | | | | | | News Article | History of Cortina Asset Management Llc Ownership Of Cardica Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Primecap Management Co | Institution | 591,693 | No Change | 0 | 0 % | $639,028 | $668,613 | $29,585 | 4.62 % | $0 | | | | | | News Article | History of Primecap Management Co Ownership Of Cardica Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -100 | -100 % | | | | 4.62 % | $-5 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cardica Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 5,672 | Added More | 3,672 | 183.60 % | $6,636 | $6,409 | $-227 | -3.41 % | $-147 | | | | | | News Article | History of Ubs Ag Ownership Of Cardica Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Allen Holding Inc | Institution | 417,938 | No Change | 0 | 0 % | $472,270 | $472,270 | $0 | 0.00 % | $0 | | | | | | News Article | History of Allen Holding Inc Ownership Of Cardica Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 163,775 | Sold Some | -16,050 | -8.92 % | $185,066 | $185,066 | $0 | 0.00 % | $0 | | | | | | News Article | History of Blair William And Co Ownership Of Cardica Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,000 | Sold Some | -1,250 | -55.55 % | $1,130 | $1,130 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Cardica Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 7,000 | No Change | 0 | 0 % | $8,330 | $7,910 | $-420 | -5.04 % | $0 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Cardica Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR/A | Perkins Capital Management Inc | Institution | 512,244 | Added More | 341,828 | 200.58 % | $640,305 | $578,836 | $-61,469 | -9.60 % | $-41,019 | | | | | | News Article | History of Perkins Capital Management Inc Ownership Of Cardica Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 871 | No Compare | | | $1,089 | $984 | $-105 | -9.60 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Cardica Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 145,195 | Sold Some | -2,725 | -1.84 % | $203,273 | $164,070 | $-39,203 | -19.28 % | $736 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Cardica Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 2,700 | No Change | 0 | 0 % | $3,780 | $3,051 | $-729 | -19.28 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cardica Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 22,545 | No Change | 0 | 0 % | $32,690 | $25,476 | $-7,214 | -22.06 % | $0 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Cardica Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 7,613 | No Change | 0 | 0 % | $11,724 | $8,603 | $-3,121 | -26.62 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Cardica Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund | Mid-Cap Growth | 591,693 | No Change | 0 | 0 % | $763,284 | $668,613 | $-94,671 | -12.40 % | $0 | | | | | | News Article | History of Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund Ownership Of Cardica Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | | Sold All | -18,191 | -100 % | | | | -19.85 % | $5,093 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cardica Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 2,775 | No Change | 0 | 0 % | $3,885 | $3,136 | $-749 | -19.28 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Cardica Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Global Opportunities Fund | No Data | 24,300 | No Change | 0 | 0 % | $36,936 | $27,459 | $-9,477 | -25.65 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Global Opportunities Fund Ownership Of Cardica Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Global Science And Technology Fund | Science & Tech | 130,414 | No Change | 0 | 0 % | $198,229 | $147,368 | $-50,861 | -25.65 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Global Science And Technology Fund Ownership Of Cardica Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Micro Cap Fund | Small-Cap Growth | 476,001 | New Holding | 476,001 | 100 % | $723,522 | $537,881 | $-185,640 | -25.65 % | $-185,640 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Micro Cap Fund Ownership Of Cardica Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Micro Cap Value Fund | Small-Cap Core | 103,865 | No Change | 0 | 0 % | $157,875 | $117,367 | $-40,507 | -25.65 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Micro Cap Value Fund Ownership Of Cardica Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Ultra Growth Fund | Small-Cap Growth | 203,255 | No Change | 0 | 0 % | $308,948 | $229,678 | $-79,269 | -25.65 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Ultra Growth Fund Ownership Of Cardica Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | | Sold All | -18,191 | -100 % | | | | -26.14 % | $7,276 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Cardica Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 6,550 | Added More | 3,150 | 92.64 % | $10,022 | $7,402 | $-2,620 | -26.14 % | $-1,260 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cardica Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 45,217 | New Holding | 45,217 | 100 % | $68,730 | $51,095 | $-17,635 | -25.65 % | $-17,635 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Cardica Inc |
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