| Ns Small Cap Growth Fund (Unified Series Trust) |
Small-Cap Growth |
0.00 % |
2008-11-20 |
1,500 |
$9,735 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Allianz Global Investors Of America L P |
Institution |
0.00 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-108,726 |
-100.00 % |
$0 |
| Goldman Sachs Group Inc |
Institution |
-13.12 % |
2008-11-19 |
113,977 |
$739,711 |
$-58,128 |
-7.28 % |
Added More |
98,209 |
622.83 % |
$-50,087 |
| Us Bancorp De |
Institution |
-12.06 % |
2008-11-17 |
847 |
$5,497 |
$-432 |
-7.28 % |
No Change |
0 |
0 % |
- |
| American International Group Inc |
Institution |
-14.95 % |
2008-11-14 |
9,412 |
$61,084 |
$-4,800 |
-7.28 % |
Sold Some |
-88,982 |
-90.43 % |
$45,381 |
| Tiaa Cref Investment Management Llc |
Institution |
-13.72 % |
2008-11-14 |
59,873 |
$388,576 |
$-30,535 |
-7.28 % |
Sold Some |
-6,628 |
-9.96 % |
$3,380 |
| Morgan Stanley |
Institution |
-15.02 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-35,512 |
-100.00 % |
$18,111 |
| Alydar Partners Llc |
Institution |
-15.78 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-60,000 |
-100.00 % |
$30,600 |
| Fifth Third Securities |
Institution |
-15.22 % |
2008-11-14 |
1,140 |
$7,399 |
$-581 |
-7.28 % |
No Change |
0 |
0 % |
- |
| Susquehanna International Group Llp |
Institution |
-16.52 % |
2008-11-14 |
16,845 |
$109,324 |
$-8,591 |
-7.28 % |
No Compare |
- |
- % |
- |
| Wells Fargo And Co |
Institution |
-14.35 % |
2008-11-14 |
3,207 |
$20,813 |
$-1,636 |
-7.28 % |
Sold Some |
-3,891 |
-54.81 % |
$1,984 |
| Rbc Dain Rauscher Inc |
Institution |
-12.91 % |
2008-11-14 |
343 |
$2,226 |
$-175 |
-7.28 % |
New Holding |
343 |
100.00 % |
$-175 |
| Zebra Capital Management Llc |
Institution |
-17.30 % |
2008-11-14 |
1,112 |
$7,217 |
$-567 |
-7.28 % |
Sold Some |
-3,258 |
-74.55 % |
$1,662 |
| Citigroup Inc |
Institution |
-14.19 % |
2008-11-14 |
20,719 |
$134,466 |
$-10,567 |
-7.28 % |
Added More |
4,455 |
27.39 % |
$-2,272 |
| Royal Bank Of Canada |
Institution |
-18.75 % |
2008-11-14 |
391 |
$2,538 |
$-199 |
-7.28 % |
No Change |
0 |
0 % |
- |
| Cannell J Carlo |
Institution |
-15.19 % |
2008-11-14 |
101,110 |
$656,204 |
$-51,566 |
-7.28 % |
Sold Some |
-74,399 |
-42.39 % |
$37,943 |
| Babson Capital Management Llc |
Institution |
-13.67 % |
2008-11-14 |
610,000 |
$3,958,900 |
$-311,100 |
-7.28 % |
Added More |
20,000 |
3.38 % |
$-10,200 |
| Geode Capital Management Llc |
Institution |
-13.46 % |
2008-11-14 |
16,953 |
$110,025 |
$-8,646 |
-7.28 % |
Sold Some |
-204 |
-1.18 % |
$104 |
| Teachers Advisors Inc |
Institution |
-14.41 % |
2008-11-14 |
6,020 |
$39,070 |
$-3,070 |
-7.28 % |
Added More |
370 |
6.54 % |
$-189 |
| Bank Of America Corp |
Institution |
-13.59 % |
2008-11-14 |
15,509 |
$100,653 |
$-7,910 |
-7.28 % |
Sold Some |
-747 |
-4.59 % |
$381 |
| California Public Employees Retirement System |
Institution |
-11.18 % |
2008-11-13 |
37,770 |
$245,127 |
$-45,702 |
-15.71 % |
Added More |
3,670 |
10.76 % |
$-4,441 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-17.28 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-6,403 |
-100.00 % |
$7,748 |
| Northern Trust Corp |
Institution |
-11.31 % |
2008-11-13 |
80,947 |
$525,346 |
$-97,946 |
-15.71 % |
Added More |
49,946 |
161.11 % |
$-60,435 |
| J P Morgan Chase And Co |
Institution |
-11.71 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-23,421 |
-100.00 % |
$28,339 |
| Spark Lp |
Institution |
-14.13 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-14,100 |
-100.00 % |
$17,061 |
| Merrill Lynch And Co Inc |
Institution |
-9.60 % |
2008-11-13 |
222 |
$1,441 |
$-269 |
-15.71 % |
Sold Some |
-9,486 |
-97.71 % |
$11,478 |
| Summit Investment Partners Inc |
Institution |
-12.19 % |
2008-11-13 |
827 |
$5,367 |
$-1,001 |
-15.71 % |
New Holding |
827 |
100.00 % |
$-1,001 |
| Amvescap Plc |
Institution |
-12.85 % |
2008-11-13 |
125 |
$811 |
$-151 |
-15.71 % |
No Change |
0 |
0 % |
- |
| Managed Account Advisors Llc |
Institution |
-12.27 % |
2008-11-13 |
20,446 |
$132,695 |
$-24,740 |
-15.71 % |
Added More |
2,750 |
15.54 % |
$-3,328 |
| Denver Investment Advisors Llc |
Institution |
-13.97 % |
2008-11-13 |
132,606 |
$860,613 |
$-160,453 |
-15.71 % |
Sold Some |
-1,821 |
-1.35 % |
$2,203 |
| Fixed Income Securities Inc |
Institution |
-13.21 % |
2008-11-13 |
5,778 |
$37,499 |
$-6,991 |
-15.71 % |
Sold Some |
-4,712 |
-44.91 % |
$5,702 |
| White Pine Capital Llc |
Institution |
% |
2008-11-12 |
101,275 |
|
|
% |
Sold Some |
-4,550 |
-4.29 % |
|
| Cutter And Co Brokerage Inc |
Institution |
% |
2008-11-12 |
45,534 |
|
|
% |
Sold Some |
-5,398 |
-10.59 % |
|
| Royce And Associates Llc |
Institution |
% |
2008-11-12 |
202 |
|
|
% |
No Change |
0 |
0 % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
% |
2008-11-12 |
426,738 |
|
|
% |
Added More |
104,260 |
32.33 % |
|
| Proshare Advisors Llc |
Institution |
% |
2008-11-12 |
2,843 |
|
|
% |
New Holding |
2,843 |
100.00 % |
|
| Research Affiliates Llc |
Institution |
% |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-11,198 |
-100.00 % |
|
| Padco Advisors Inc |
Institution |
% |
2008-11-12 |
540 |
|
|
% |
New Holding |
540 |
100.00 % |
|
| Padco Advisors Ii Inc |
Institution |
% |
2008-11-12 |
219 |
|
|
% |
Added More |
169 |
338.00 % |
|
| Punch And Associates Investment Management Inc |
Institution |
% |
2008-11-10 |
22,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Claymore Advisors Llc |
Institution |
% |
2008-11-10 |
112,502 |
|
|
% |
Added More |
8,292 |
7.95 % |
|
| Ameriprise Financial Inc |
Institution |
% |
2008-11-10 |
775 |
|
|
% |
Sold Some |
-129 |
-14.26 % |
|
| Oshaughnessy Asset Management Llc |
Institution |
-23.03 % |
2008-11-07 |
316,287 |
$2,052,703 |
$-841,323 |
-29.07 % |
Sold Some |
-73,228 |
-18.79 % |
$194,786 |
| Thrivent Financial For Lutherans |
Institution |
-20.32 % |
2008-11-07 |
98,100 |
$636,669 |
$-260,946 |
-29.07 % |
New Holding |
98,100 |
100.00 % |
$-260,946 |
| Rock Point Advisors Llc |
Institution |
-19.78 % |
2008-11-07 |
78,567 |
$509,900 |
$-208,988 |
-29.07 % |
Added More |
2,150 |
2.81 % |
$-5,719 |
| Wisdomtree Smallcap Dividend Fund (Wisdomtree Trust) |
Small-Cap Core |
-11.68 % |
2008-11-06 |
1,955 |
$12,688 |
$-5,865 |
-31.61 % |
No Compare |
- |
- % |
- |
| Vanguard Group Inc |
Institution |
-17.44 % |
2008-11-06 |
85,852 |
$557,179 |
$-257,556 |
-31.61 % |
Added More |
84,807 |
8115.50 % |
$-254,421 |
| Clarivest Asset Management Llc |
Institution |
-23.56 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-36,800 |
-100.00 % |
$133,952 |
| Deprince Race And Zollo Inc |
Institution |
-28.57 % |
2008-11-05 |
342,211 |
$2,220,949 |
$-1,245,648 |
-35.93 % |
Added More |
273,346 |
396.93 % |
$-994,979 |
| Ing Investment Management Co |
Institution |
-20.96 % |
2008-11-05 |
6,400 |
$41,536 |
$-23,296 |
-35.93 % |
Added More |
2,700 |
72.97 % |
$-9,828 |
| Rice Hall James And Associates Llc |
Institution |
-27.19 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-96,841 |
-100.00 % |
$402,859 |
| Shell Asset Management Co |
Institution |
-27.70 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$416 |
| Strs Ohio |
Institution |
-22.76 % |
2008-11-03 |
0 |
$0 |
|
% |
No Change |
0 |
0 % |
- |
| Russell Frank Co |
Institution |
-24.68 % |
2008-11-03 |
62,133 |
$403,243 |
$-251,017 |
-38.36 % |
Added More |
60,433 |
3554.88 % |
$-244,149 |
| Bank Of New York Mellon Corp |
Institution |
-22.62 % |
2008-10-31 |
37,372 |
$242,544 |
$-136,782 |
-36.05 % |
Added More |
16,134 |
75.96 % |
$-59,050 |
| Hoover Investment Management Co Llc |
Institution |
-26.41 % |
2008-10-31 |
33,200 |
$215,468 |
$-121,512 |
-36.05 % |
New Holding |
33,200 |
100.00 % |
$-121,512 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-22.45 % |
2008-10-30 |
506 |
$3,284 |
$-1,523 |
-31.68 % |
No Compare |
- |
- % |
- |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-21.50 % |
2008-10-30 |
300 |
$1,947 |
$-903 |
-31.68 % |
Sold Some |
-11,732 |
-97.50 % |
$35,313 |
| Wealth Advisors Of Cincinnati Llc |
Institution |
-21.44 % |
2008-10-30 |
28 |
$182 |
$-84 |
-31.68 % |
No Change |
0 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
-24.22 % |
2008-10-30 |
348,798 |
$2,263,699 |
$-1,049,882 |
-31.68 % |
Added More |
803 |
0.23 % |
$-2,417 |
| Blackrock Investment Management Llc |
Institution |
-20.73 % |
2008-10-30 |
14,000 |
$90,860 |
$-42,140 |
-31.68 % |
Sold Some |
-1,400 |
-9.09 % |
$4,214 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-23.46 % |
2008-10-30 |
8,735 |
$56,690 |
$-26,292 |
-31.68 % |
New Holding |
8,735 |
100.00 % |
$-26,292 |
| Oxford Asset Management |
Institution |
-19.94 % |
2008-10-28 |
None |
- |
- |
- % |
Sold All |
-14,499 |
-100.00 % |
$46,687 |
| Fruth Investment Management |
Institution |
-17.04 % |
2008-10-28 |
13,400 |
$86,966 |
$-43,148 |
-33.16 % |
Sold Some |
-500 |
-3.59 % |
$1,610 |
| Public Employees Retirement System Of Ohio |
Institution |
-11.80 % |
2008-10-27 |
14,062 |
$91,262 |
$-36,421 |
-28.52 % |
No Change |
0 |
0 % |
- |
| Weston Capital Management Inc |
Institution |
-26.47 % |
2008-10-06 |
13,880 |
$90,081 |
$-53,299 |
-37.17 % |
New Holding |
13,880 |
100.00 % |
$-53,299 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-41.16 % |
2008-09-29 |
125 |
$811 |
$-689 |
-45.91 % |
No Compare |
- |
- % |
- |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-33.67 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-1,000 |
-100.00 % |
$5,090 |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
-45.59 % |
2008-09-08 |
827 |
$5,367 |
$-4,209 |
-43.95 % |
No Compare |
- |
- % |
- |
| Westcore Growth Fund (Westcore Trust) |
Multi-Cap Core |
-38.61 % |
2008-09-08 |
16,620 |
$107,864 |
$-84,596 |
-43.95 % |
New Holding |
16,620 |
100.00 % |
$-84,596 |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
-39.99 % |
2008-09-08 |
6,700 |
$43,483 |
$-34,103 |
-43.95 % |
No Compare |
- |
- % |
- |
| Ing International Portfolio (Ing Investors Trust) |
Global Flex Port |
-38.34 % |
2008-09-05 |
4,600 |
$29,854 |
$-19,412 |
-39.40 % |
No Compare |
- |
- % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
-49.34 % |
2008-09-02 |
2,600 |
$16,874 |
$-13,000 |
-43.51 % |
New Holding |
2,600 |
100.00 % |
$-13,000 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-48.74 % |
2008-08-29 |
28,974 |
$188,041 |
$-163,993 |
-46.58 % |
No Change |
0 |
0 % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-42.72 % |
2008-08-29 |
46,869 |
$304,180 |
$-265,279 |
-46.58 % |
Added More |
2,986 |
6.80 % |
$-16,901 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-47.45 % |
2008-08-29 |
659 |
$4,277 |
$-3,730 |
-46.58 % |
New Holding |
659 |
100.00 % |
$-3,730 |
| Etrade Russell 2000 Index Fund (E Trade Funds) |
Small-Cap Core |
-42.24 % |
2008-08-28 |
1,016 |
$6,594 |
$-6,899 |
-51.12 % |
No Compare |
- |
- % |
- |
| International Growth Fund (Nicholas Applegate Institutional Funds) |
Multi-Cap Growth |
-53.67 % |
2008-08-26 |
None |
- |
- |
- % |
Sold All |
-29,656 |
-100.00 % |
$195,433 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-42.77 % |
2008-08-25 |
2,534 |
$16,446 |
$-17,054 |
-50.90 % |
New Holding |
2,534 |
100.00 % |
$-17,054 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-40.90 % |
2008-08-25 |
2,004 |
$13,006 |
$-13,487 |
-50.90 % |
New Holding |
2,004 |
100.00 % |
$-13,487 |
| Hanson Investment Management |
Institution |
-72.43 % |
2008-07-24 |
2,800 |
$18,172 |
$-14,448 |
-44.29 % |
New Holding |
2,800 |
100.00 % |
$-14,448 |