| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 14,000 | No Change | 0 | 0 % | $18,200 | $18,200 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Cel-Sci Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 4,980 | Sold Some | -38,870 | -88.64 % | $6,524 | $6,474 | $-50 | -0.76 % | $389 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Acadia Trust Na | Institution | | Sold All | -6,000 | -100 % | | | | -3.70 % | $300 | | | | | | News Article | History of Acadia Trust Na Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 5,500 | New Holding | 5,500 | 100 % | $7,425 | $7,150 | $-275 | -3.70 % | $-275 | | | | | | News Article | History of American International Group Inc Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bam Management Llc | No Data | | Sold All | -10,940,390 | -100 % | | | | -3.70 % | $547,020 | | | | | | News Article | History of Bam Management Llc Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 20,810 | Sold Some | -5,000 | -19.37 % | $28,094 | $27,053 | $-1,041 | -3.70 % | $250 | | | | | | News Article | History of Morgan Stanley Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 104,065 | Added More | 66,117 | 174.23 % | $140,488 | $135,285 | $-5,203 | -3.70 % | $-3,306 | | | | | | News Article | History of Northern Trust Corp Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ramius Llc | No Data | 228,352 | No Compare | | | $308,275 | $296,858 | $-11,418 | -3.70 % | | | | | | | News Article | History of Ramius Llc Ownership Of Cel-Sci Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Staley Capital Advisers Inc | Institution | 18,000 | New Holding | 18,000 | 100 % | $24,300 | $23,400 | $-900 | -3.70 % | $-900 | | | | | | News Article | History of Staley Capital Advisers Inc Ownership Of Cel-Sci Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 2,663 | No Change | 0 | 0 % | $3,515 | $3,462 | $-53 | -1.51 % | $0 | | | | | | News Article | History of Barclays Plc Ownership Of Cel-Sci Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 487,706 | New Holding | 487,706 | 100 % | $643,772 | $634,018 | $-9,754 | -1.51 % | $-9,754 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cel-Sci Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 77,337 | New Holding | 77,337 | 100 % | $102,085 | $100,538 | $-1,547 | -1.51 % | $-1,547 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Cel-Sci Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,000 | Added More | 1,500 | 300.00 % | $2,640 | $2,600 | $-40 | -1.51 % | $-30 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Cel-Sci Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 564,102 | Added More | 533,402 | 1737.46 % | $744,615 | $733,333 | $-11,282 | -1.51 % | $-10,668 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cel-Sci Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 885,381 | Added More | 825,282 | 1373.20 % | $1,195,264 | $1,150,995 | $-44,269 | -3.70 % | $-41,264 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cel-Sci Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 295,000 | New Holding | 295,000 | 100 % | $398,250 | $383,500 | $-14,750 | -3.70 % | $-14,750 | | | | | | News Article | History of Credit Suisse Ownership Of Cel-Sci Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 262,731 | New Holding | 262,731 | 100 % | $354,687 | $341,550 | $-13,137 | -3.70 % | $-13,137 | | | | | | News Article | History of Kbc Group Nv Ownership Of Cel-Sci Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 33,670 | Added More | 18,000 | 114.86 % | $45,455 | $43,771 | $-1,684 | -3.70 % | $-900 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cel-Sci Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 63,462 | Added More | 33,462 | 111.54 % | $85,039 | $82,501 | $-2,538 | -2.98 % | $-1,338 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Cel-Sci Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 19,845 | Added More | 1,670 | 9.18 % | $26,592 | $25,799 | $-794 | -2.98 % | $-67 | | | | | | News Article | History of Ubs Ag Ownership Of Cel-Sci Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 12,145 | No Change | 0 | 0 % | $14,817 | $15,789 | $972 | 6.55 % | $0 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Cel-Sci Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 200 | New Holding | 200 | 100 % | $244 | $260 | $16 | 6.55 % | $16 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Cel-Sci Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Mid Continent Capital Llc | Institution | 10,000 | No Change | 0 | 0 % | $11,000 | $13,000 | $2,000 | 18.18 % | $0 | | | | | | News Article | History of Mid Continent Capital Llc Ownership Of Cel-Sci Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 10,000 | No Change | 0 | 0 % | $11,000 | $13,000 | $2,000 | 18.18 % | $0 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Cel-Sci Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 13,784 | New Holding | 13,784 | 100 % | $12,681 | $17,919 | $5,238 | 41.30 % | $5,238 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cel-Sci Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | | Sold All | -100 | -100 % | | | | -2.25 % | $3 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Cel-Sci Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 61,500 | Added More | 51,100 | 491.34 % | $80,565 | $79,950 | $-615 | -0.76 % | $-511 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Cel-Sci Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 23,000 | Sold Some | -6,900 | -23.07 % | $30,590 | $29,900 | $-690 | -2.25 % | $207 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cel-Sci Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Smith Chas P And Associates Pa Cpas | Institution | 12,300 | New Holding | 12,300 | 100 % | $17,097 | $15,990 | $-1,107 | -6.47 % | $-1,107 | | | | | | News Article | History of Smith Chas P And Associates Pa Cpas Ownership Of Cel-Sci Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Winslow Asset Management Inc | Institution | 10,000 | No Change | 0 | 0 % | $14,300 | $13,000 | $-1,300 | -9.09 % | $0 | | | | | | News Article | History of Winslow Asset Management Inc Ownership Of Cel-Sci Corp |
| 2009-10-07 | 2009-06-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 10,000 | No Change | 0 | 0 % | $14,700 | $13,000 | $-1,700 | -11.56 % | $0 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Cel-Sci Corp |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | | Sold All | -100,000 | -100 % | | | | -4.41 % | $6,000 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Cel-Sci Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 60,099 | No Change | 0 | 0 % | $47,478 | $78,129 | $30,650 | 64.55 % | $0 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cel-Sci Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 43,850 | Added More | 40,000 | 1038.96 % | $31,134 | $57,005 | $25,872 | 83.09 % | $23,600 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Cel-Sci Corp |
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