| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | California State Teachers Retirement System | Institution | 2,164,309 | Sold Some | -2,700 | -0.12 % | $35,105,092 | $35,105,092 | $0 | 0.00 % | $0 | | | | | | News Article | History of California State Teachers Retirement System Ownership Of Duke Energy Corp |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Ing Investment Management Europe B V | Institution | | Sold All | -560,182 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Ing Investment Management Europe B V Ownership Of Duke Energy Corp |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 293,737 | Added More | 5,675 | 1.97 % | $4,764,414 | $4,764,414 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Duke Energy Corp |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janus Capital Management Llc | Institution | 2,009,059 | Added More | 923,549 | 85.07 % | $32,586,937 | $32,586,937 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janus Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-20 | 2009-09-30 | N-Q | Stratus Fund Inc - Stratus Growth Portfolio | Multi-Cap Core | 32,000 | Sold Some | -32,000 | -50.00 % | $519,040 | $519,040 | $0 | 0.00 % | $0 | | | | | | News Article | History of Stratus Fund Inc - Stratus Growth Portfolio Ownership Of Duke Energy Corp |
| 2009-11-20 | 2009-09-30 | 13F-HR | Ziegler Capital Management Llc | Institution | 20,900 | Sold Some | -73 | -0.34 % | $338,998 | $338,998 | $0 | 0.00 % | $0 | | | | | | News Article | History of Ziegler Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-19 | 2009-09-30 | N-Q | Aarp Portfolios - International Stock Market Portfolio | No Data | 6,072 | New Holding | 6,072 | 100 % | $97,759 | $98,488 | $729 | 0.74 % | $729 | | | | | | News Article | History of Aarp Portfolios - International Stock Market Portfolio Ownership Of Duke Energy Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR | Mcmillion Capital Management Inc | Institution | 4,937 | No Change | 0 | 0 % | $79,486 | $80,078 | $592 | 0.74 % | $0 | | | | | | News Article | History of Mcmillion Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 106,200 | Added More | 8,700 | 8.92 % | $1,709,820 | $1,722,564 | $12,744 | 0.74 % | $1,044 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 22,382 | Added More | 10,450 | 87.57 % | $360,350 | $363,036 | $2,686 | 0.74 % | $1,254 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Duke Energy Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Capital Management Associates | Institution | 95,534 | New Holding | 95,534 | 100 % | $1,543,829 | $1,549,561 | $5,732 | 0.37 % | $5,732 | | | | | | News Article | History of Capital Management Associates Ownership Of Duke Energy Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -31,977 | -100 % | | | | 0.37 % | $-1,919 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Duke Energy Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | M And R Capital Management Inc | Institution | 39,956 | Sold Some | -300 | -0.74 % | $645,689 | $648,086 | $2,397 | 0.37 % | $-18 | | | | | | News Article | History of M And R Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Washington Trust Co | Institution | 47,372 | Added More | 10,870 | 29.77 % | $765,532 | $768,374 | $2,842 | 0.37 % | $652 | | | | | | News Article | History of Washington Trust Co Ownership Of Duke Energy Corp |
| 2009-11-18 | 2008-09-30 | 13F-HR/A | Yale Capital Corp | Institution | 14,869 | Added More | 1,625 | 12.26 % | $240,283 | $241,175 | $892 | 0.37 % | $98 | | | | | | News Article | History of Yale Capital Corp Ownership Of Duke Energy Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 846,217 | Sold Some | -1,276,364 | -60.13 % | $13,700,253 | $13,725,640 | $25,387 | 0.18 % | $-38,291 | | | | | | News Article | History of Amvescap Plc Ownership Of Duke Energy Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 2,766,805 | Sold Some | -266,715 | -8.79 % | $44,794,573 | $44,877,577 | $83,004 | 0.18 % | $-8,001 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Duke Energy Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Great Lakes Advisors Inc | Institution | 14,851,855 | Added More | 13,861,331 | 1399.39 % | $240,451,532 | $240,897,088 | $445,556 | 0.18 % | $415,840 | | | | | | News Article | History of Great Lakes Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | 84,689 | New Holding | 84,689 | 100 % | $1,371,115 | $1,373,656 | $2,541 | 0.18 % | $2,541 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Duke Energy Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 3,225,588 | Sold Some | -588,966 | -15.43 % | $52,222,270 | $52,319,037 | $96,768 | 0.18 % | $-17,669 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Duke Energy Corp |
| 2009-11-17 | 2008-12-31 | 13F-HR/A | Yale Capital Corp | Institution | 105,944 | Added More | 91,075 | 612.51 % | $1,715,233 | $1,718,412 | $3,178 | 0.18 % | $2,732 | | | | | | News Article | History of Yale Capital Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-11-13 | 13F-HR | First Wilshire Securities Management Inc | Institution | 82,300 | No Change | 0 | 0 % | $1,333,260 | $1,334,906 | $1,646 | 0.12 % | $0 | | | | | | News Article | History of First Wilshire Securities Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Acadia Trust Na | Institution | 9,500 | Sold Some | -75 | -0.78 % | $153,900 | $154,090 | $190 | 0.12 % | $-2 | | | | | | News Article | History of Acadia Trust Na Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aletheia Research And Management Inc | Institution | 506,290 | Sold Some | -4,290 | -0.84 % | $8,201,898 | $8,212,024 | $10,126 | 0.12 % | $-86 | | | | | | News Article | History of Aletheia Research And Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alger Fred Management Inc | Institution | 19,965 | Added More | 4,510 | 29.18 % | $323,433 | $323,832 | $399 | 0.12 % | $90 | | | | | | News Article | History of Alger Fred Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | | Sold All | -145 | -100 % | | | | 0.12 % | $-3 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 494,985 | Added More | 21,672 | 4.57 % | $8,018,757 | $8,028,657 | $9,900 | 0.12 % | $433 | | | | | | News Article | History of American International Group Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ancora Advisors Llc | Institution | 20,745 | No Change | 0 | 0 % | $336,069 | $336,484 | $415 | 0.12 % | $0 | | | | | | News Article | History of Ancora Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Argyll Research Llc | Institution | 86,240 | New Holding | 86,240 | 100 % | $1,397,088 | $1,398,813 | $1,725 | 0.12 % | $1,725 | | | | | | News Article | History of Argyll Research Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ashfield Capital Partners Llc | Institution | 19,117 | No Change | 0 | 0 % | $309,695 | $310,078 | $382 | 0.12 % | $0 | | | | | | News Article | History of Ashfield Capital Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ashford Capital Management Inc | Institution | 11,200 | Sold Some | -600 | -5.08 % | $181,440 | $181,664 | $224 | 0.12 % | $-12 | | | | | | News Article | History of Ashford Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bancorpsouth Inc | Institution | 3,083 | Added More | 1,034 | 50.46 % | $49,945 | $50,006 | $62 | 0.12 % | $21 | | | | | | News Article | History of Bancorpsouth Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Baring Asset Management Inc | Institution | | Sold All | -16,237 | -100 % | | | | 0.12 % | $-325 | | | | | | News Article | History of Baring Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bluestein R H And Co | Institution | 10,350 | New Holding | 10,350 | 100 % | $167,670 | $167,877 | $207 | 0.12 % | $207 | | | | | | News Article | History of Bluestein R H And Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgewater Investment Management Llc | Institution | 44,900 | Sold Some | -17,875 | -28.47 % | $727,380 | $728,278 | $898 | 0.12 % | $-358 | | | | | | News Article | History of Bridgewater Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brown Advisory Securities Llc | Institution | 12,060 | Sold Some | -201 | -1.63 % | $195,372 | $195,613 | $241 | 0.12 % | $-4 | | | | | | News Article | History of Brown Advisory Securities Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brown Brothers Harriman And Co | Institution | 106,921 | Sold Some | -11,488 | -9.70 % | $1,732,120 | $1,734,259 | $2,138 | 0.12 % | $-230 | | | | | | News Article | History of Brown Brothers Harriman And Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brown Investment Advisory And Trust Co | Institution | 63,216 | Added More | 6,286 | 11.04 % | $1,024,099 | $1,025,364 | $1,264 | 0.12 % | $126 | | | | | | News Article | History of Brown Investment Advisory And Trust Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Busey Trust Co | Institution | 6,824 | Sold Some | -3,179 | -31.78 % | $110,549 | $110,685 | $136 | 0.12 % | $-64 | | | | | | News Article | History of Busey Trust Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Research Global Investors | Institution | 4,725,000 | No Change | 0 | 0 % | $76,545,000 | $76,639,500 | $94,500 | 0.12 % | $0 | | | | | | News Article | History of Capital Research Global Investors Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital World Investors | Institution | 76,134,154 | Added More | 7,760,000 | 11.34 % | $1,233,373,295 | $1,234,895,978 | $1,522,683 | 0.12 % | $155,200 | | | | | | News Article | History of Capital World Investors Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Carret Asset Management | Institution | 22,577 | Sold Some | -124 | -0.54 % | $365,747 | $366,199 | $452 | 0.12 % | $-2 | | | | | | News Article | History of Carret Asset Management Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | 665,686 | New Holding | 665,686 | 100 % | $10,784,113 | $10,797,427 | $13,314 | 0.12 % | $13,314 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 131,857 | Sold Some | -36,873 | -21.85 % | $2,136,083 | $2,138,721 | $2,637 | 0.12 % | $-737 | | | | | | News Article | History of Citadel L P Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Clough Capital Partners L P | Institution | 220,000 | No Change | 0 | 0 % | $3,564,000 | $3,568,400 | $4,400 | 0.12 % | $0 | | | | | | News Article | History of Clough Capital Partners L P Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | 4,068 | Added More | 1,550 | 61.55 % | $65,902 | $65,983 | $81 | 0.12 % | $31 | | | | | | News Article | History of Cna Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 8,161 | Added More | 450 | 5.83 % | $132,208 | $132,371 | $163 | 0.12 % | $9 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Connor Clark And Lunn Investment Management Ltd | Institution | | Sold All | -17,839 | -100 % | | | | 0.12 % | $-357 | | | | | | News Article | History of Connor Clark And Lunn Investment Management Ltd Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cr Intrinsic Investors Llc | Institution | 50,000 | New Holding | 50,000 | 100 % | $810,000 | $811,000 | $1,000 | 0.12 % | $1,000 | | | | | | News Article | History of Cr Intrinsic Investors Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cutter And Co Brokerage Inc | Institution | 15,007 | Added More | 303 | 2.06 % | $243,113 | $243,414 | $300 | 0.12 % | $6 | | | | | | News Article | History of Cutter And Co Brokerage Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Decade Capital Management Llc | Institution | | Sold All | -328,700 | -100 % | | | | 0.12 % | $-6,574 | | | | | | News Article | History of Decade Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Dominick Dominick Llc | No Data | 71,950 | Added More | 25,700 | 55.56 % | $1,165,590 | $1,167,029 | $1,439 | 0.12 % | $514 | | | | | | News Article | History of Dominick Dominick Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 111,849 | Sold Some | -468,123 | -80.71 % | $1,811,954 | $1,814,191 | $2,237 | 0.12 % | $-9,362 | | | | | | News Article | History of Eaton Vance Management Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 589,000 | No Change | 0 | 0 % | $9,541,800 | $9,553,580 | $11,780 | 0.12 % | $0 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | 1,569,425 | Added More | 260,300 | 19.88 % | $25,424,685 | $25,456,074 | $31,389 | 0.12 % | $5,206 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | | Sold All | -1,820,457 | -100 % | | | | 0.12 % | $-36,409 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 143,643 | Sold Some | -83,199 | -36.67 % | $2,327,017 | $2,329,889 | $2,873 | 0.12 % | $-1,664 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 917,350 | Sold Some | -40,795 | -4.25 % | $14,861,070 | $14,879,417 | $18,347 | 0.12 % | $-816 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Financial Counselors Inc | Institution | 8,250 | Added More | 4,750 | 135.71 % | $133,650 | $133,815 | $165 | 0.12 % | $95 | | | | | | News Article | History of Financial Counselors Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | First National Bank Of Chester County | Institution | 8,076 | Sold Some | -3,588 | -30.76 % | $130,831 | $130,993 | $162 | 0.12 % | $-72 | | | | | | News Article | History of First National Bank Of Chester County Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 769,429 | Sold Some | -6,538 | -0.84 % | $12,464,750 | $12,480,138 | $15,389 | 0.12 % | $-131 | | | | | | News Article | History of Fmr Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Fuller And Thaler Asset Management Inc | Institution | 1,500 | Added More | 300 | 25.00 % | $24,300 | $24,330 | $30 | 0.12 % | $6 | | | | | | News Article | History of Fuller And Thaler Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Furgueson Capital Management | Institution | 2,388 | Added More | 1,224 | 105.15 % | $38,686 | $38,733 | $48 | 0.12 % | $24 | | | | | | News Article | History of Furgueson Capital Management Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Godsey And Gibb Associates | Institution | 15,171 | Added More | 600 | 4.11 % | $245,770 | $246,074 | $303 | 0.12 % | $12 | | | | | | News Article | History of Godsey And Gibb Associates Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 690,839 | Sold Some | -1,117,659 | -61.80 % | $11,191,592 | $11,205,409 | $13,817 | 0.12 % | $-22,353 | | | | | | News Article | History of Ing Groep Nv Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | 299,600 | Sold Some | -264,700 | -46.90 % | $4,853,520 | $4,859,512 | $5,992 | 0.12 % | $-5,294 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Keating Investment Counselors Inc | Institution | 12,527 | No Change | 0 | 0 % | $202,937 | $203,188 | $251 | 0.12 % | $0 | | | | | | News Article | History of Keating Investment Counselors Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Leuthold Weeden Capital Management Llc | Institution | | Sold All | -80,650 | -100 % | | | | 0.12 % | $-1,613 | | | | | | News Article | History of Leuthold Weeden Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | 282,899 | No Change | 0 | 0 % | $4,582,964 | $4,588,622 | $5,658 | 0.12 % | $0 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 59,500 | Sold Some | -13,696 | -18.71 % | $963,900 | $965,090 | $1,190 | 0.12 % | $-274 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Investment Advisors Inc | Institution | 159,275 | New Holding | 159,275 | 100 % | $2,580,255 | $2,583,441 | $3,186 | 0.12 % | $3,186 | | | | | | News Article | History of Madison Investment Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 472,278 | Sold Some | -72,693 | -13.33 % | $7,650,904 | $7,660,349 | $9,446 | 0.12 % | $-1,454 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 115,876 | Added More | 73,523 | 173.59 % | $1,877,191 | $1,879,509 | $2,318 | 0.12 % | $1,470 | | | | | | News Article | History of Millennium Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 6,469,080 | Added More | 2,444,482 | 60.73 % | $104,799,096 | $104,928,478 | $129,382 | 0.12 % | $48,890 | | | | | | News Article | History of Morgan Stanley Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 4,665,063 | New Holding | 4,665,063 | 100 % | $75,574,021 | $75,667,322 | $93,301 | 0.12 % | $93,301 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Newalliance Bank | Institution | | Sold All | -10,451 | -100 % | | | | 0.12 % | $-209 | | | | | | News Article | History of Newalliance Bank Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -308,698 | -100 % | | | | 0.12 % | $-6,174 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 15,781,612 | Added More | 403,286 | 2.62 % | $255,662,114 | $255,977,747 | $315,632 | 0.12 % | $8,066 | | | | | | News Article | History of Northern Trust Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 26,400 | Sold Some | -1,855,036 | -98.59 % | $427,680 | $428,208 | $528 | 0.12 % | $-37,101 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Philadelphia Investment Management Co | Institution | 23,487 | Added More | 4,600 | 24.35 % | $380,489 | $380,959 | $470 | 0.12 % | $92 | | | | | | News Article | History of Philadelphia Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Philadelphia Trust Co | Institution | 15,919 | Sold Some | -950 | -5.63 % | $257,888 | $258,206 | $318 | 0.12 % | $-19 | | | | | | News Article | History of Philadelphia Trust Co Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Provident Advisors Llc | Institution | | Sold All | -3,366 | -100 % | | | | 0.12 % | $-67 | | | | | | News Article | History of Provident Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 20,936 | Sold Some | -7,810 | -27.16 % | $339,163 | $339,582 | $419 | 0.12 % | $-156 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 74,179 | Added More | 62,043 | 511.23 % | $1,201,700 | $1,203,183 | $1,484 | 0.12 % | $1,241 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rockefeller Financial Services Inc | Institution | 22,484 | No Change | 0 | 0 % | $364,241 | $364,690 | $450 | 0.12 % | $0 | | | | | | News Article | History of Rockefeller Financial Services Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 1,149 | Sold Some | -13,578 | -92.19 % | $18,614 | $18,637 | $23 | 0.12 % | $-272 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sandell Asset Management Corp | Institution | | Sold All | -50,000 | -100 % | | | | 0.12 % | $-1,000 | | | | | | News Article | History of Sandell Asset Management Corp Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 791,332 | Added More | 178,679 | 29.16 % | $12,819,578 | $12,835,405 | $15,827 | 0.12 % | $3,574 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Silvercrest Asset Management Group Llc | Institution | 49,873 | Added More | 4,290 | 9.41 % | $807,943 | $808,940 | $997 | 0.12 % | $86 | | | | | | News Article | History of Silvercrest Asset Management Group Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 1,225,302 | Sold Some | -8,300 | -0.67 % | $19,849,892 | $19,874,398 | $24,506 | 0.12 % | $-166 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | 50,984 | Added More | 12,404 | 32.15 % | $825,941 | $826,960 | $1,020 | 0.12 % | $248 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Transamerica Investment Management Llc | Institution | 37,697 | Sold Some | -267 | -0.70 % | $610,691 | $611,445 | $754 | 0.12 % | $-5 | | | | | | News Article | History of Transamerica Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trustmark National Bank Trust Department | Institution | 73,941 | Sold Some | -625 | -0.83 % | $1,197,844 | $1,199,323 | $1,479 | 0.12 % | $-13 | | | | | | News Article | History of Trustmark National Bank Trust Department Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 1,580,849 | Added More | 9,128 | 0.58 % | $25,609,754 | $25,641,371 | $31,617 | 0.12 % | $183 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Umb Bank N A | Institution | 304,765 | Added More | 11,058 | 3.76 % | $4,937,193 | $4,943,288 | $6,095 | 0.12 % | $221 | | | | | | News Article | History of Umb Bank N A Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,276,909 | Sold Some | -53,369 | -4.01 % | $20,685,926 | $20,711,464 | $25,538 | 0.12 % | $-1,067 | | | | | | News Article | History of Us Bancorp De Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | | Sold All | -1,453 | -100 % | | | | 0.12 % | $-29 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 1,087,195 | Added More | 254,580 | 30.57 % | $17,612,559 | $17,634,303 | $21,744 | 0.12 % | $5,092 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wealthtrust Advisors Inc | Institution | | Sold All | -13,821 | -100 % | | | | 0.12 % | $-276 | | | | | | News Article | History of Wealthtrust Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 520,800 | Sold Some | -800 | -0.15 % | $8,436,960 | $8,447,376 | $10,416 | 0.12 % | $-16 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wilkinson Ogrady And Co Inc | Institution | 13,175 | New Holding | 13,175 | 100 % | $213,435 | $213,699 | $264 | 0.12 % | $264 | | | | | | News Article | History of Wilkinson Ogrady And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-16 | 2009-06-30 | 13F-HR/A | Brown Brothers Harriman And Co | Institution | 118,409 | Sold Some | -13,246 | -10.06 % | $1,918,226 | $1,920,594 | $2,368 | 0.12 % | $-265 | | | | | | News Article | History of Brown Brothers Harriman And Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisor Partners Llc | No Data | 14,819 | Sold Some | -183 | -1.21 % | $237,697 | $240,364 | $2,667 | 1.12 % | $-33 | | | | | | News Article | History of Advisor Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 978,250 | Added More | 1,150 | 0.11 % | $15,691,130 | $15,867,215 | $176,085 | 1.12 % | $207 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 242,955 | Added More | 27,093 | 12.55 % | $3,896,998 | $3,940,730 | $43,732 | 1.12 % | $4,877 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 242,955 | Added More | 239,806 | 7615.30 % | $3,896,998 | $3,940,730 | $43,732 | 1.12 % | $43,165 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 5,159,474 | Sold Some | -1,892,624 | -26.83 % | $82,757,963 | $83,686,668 | $928,705 | 1.12 % | $-340,672 | | | | | | News Article | History of Axa Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bank Of Oklahoma National Association | No Data | 24,092 | No Change | 0 | 0 % | $386,436 | $390,772 | $4,337 | 1.12 % | $0 | | | | | | News Article | History of Bank Of Oklahoma National Association Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 222,477 | Sold Some | -1,047,900 | -82.48 % | $3,568,531 | $3,608,577 | $40,046 | 1.12 % | $-188,622 | | | | | | News Article | History of Barclays Plc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 63,012 | Sold Some | -677 | -1.06 % | $1,010,712 | $1,022,055 | $11,342 | 1.12 % | $-122 | | | | | | News Article | History of Bartlett And Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 88,951 | Sold Some | -5,795 | -6.11 % | $1,426,774 | $1,442,785 | $16,011 | 1.12 % | $-1,043 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 979,173 | Added More | 360,603 | 58.29 % | $15,705,935 | $15,882,186 | $176,251 | 1.12 % | $64,909 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Asset Management S A S | Institution | 48,135 | Added More | 1,320 | 2.81 % | $772,085 | $780,750 | $8,664 | 1.12 % | $238 | | | | | | News Article | History of Bnp Paribas Asset Management S A S Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bragg Financial Advisors Inc | Institution | 37,487 | Sold Some | -6,193 | -14.17 % | $601,291 | $608,039 | $6,748 | 1.12 % | $-1,115 | | | | | | News Article | History of Bragg Financial Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 100,090 | No Change | 0 | 0 % | $1,605,444 | $1,623,460 | $18,016 | 1.12 % | $0 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 8,960 | Sold Some | -26 | -0.28 % | $143,718 | $145,331 | $1,613 | 1.12 % | $-5 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 4,365,046 | Added More | 1,481,847 | 51.39 % | $70,015,338 | $70,801,046 | $785,708 | 1.12 % | $266,732 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cohen And Steers Inc | Institution | 4,443,768 | Sold Some | -551,400 | -11.03 % | $71,278,039 | $72,077,917 | $799,878 | 1.12 % | $-99,252 | | | | | | News Article | History of Cohen And Steers Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Colorado State Bank Trust | Institution | 19,657 | Added More | 5,794 | 41.79 % | $315,298 | $318,837 | $3,538 | 1.12 % | $1,043 | | | | | | News Article | History of Colorado State Bank Trust Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 493,676 | Added More | 97,459 | 24.59 % | $7,918,563 | $8,007,425 | $88,862 | 1.12 % | $17,543 | | | | | | News Article | History of Credit Agricole S A Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 230,322 | Added More | 7,892 | 3.54 % | $3,694,365 | $3,735,823 | $41,458 | 1.12 % | $1,421 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 32,600 | No Change | 0 | 0 % | $522,904 | $528,772 | $5,868 | 1.12 % | $0 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Delta Asset Management Llc | Institution | 155,355 | Added More | 1,036 | 0.67 % | $2,491,894 | $2,519,858 | $27,964 | 1.12 % | $186 | | | | | | News Article | History of Delta Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Denver Investment Advisors Llc | Institution | 319,946 | Added More | 5,709 | 1.81 % | $5,131,934 | $5,189,524 | $57,590 | 1.12 % | $1,028 | | | | | | News Article | History of Denver Investment Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | | Sold All | -27,521 | -100 % | | | | 1.12 % | $-4,954 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dixon Hubard And Feinour Inc | Institution | 12,702 | No Change | 0 | 0 % | $203,740 | $206,026 | $2,286 | 1.12 % | $0 | | | | | | News Article | History of Dixon Hubard And Feinour Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dnb Asset Management Us Inc | Institution | 172,604 | Sold Some | -145,361 | -45.71 % | $2,768,568 | $2,799,637 | $31,069 | 1.12 % | $-26,165 | | | | | | News Article | History of Dnb Asset Management Us Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Earnest Partners Llc | Institution | 1,937,663 | Sold Some | -20,244 | -1.03 % | $31,080,115 | $31,428,894 | $348,779 | 1.12 % | $-3,644 | | | | | | News Article | History of Earnest Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | F And C Asset Management Plc | Institution | 278,830 | Sold Some | -3,476 | -1.23 % | $4,472,433 | $4,522,623 | $50,189 | 1.12 % | $-626 | | | | | | News Article | History of F And C Asset Management Plc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fairfield Research Corp | Institution | 17,334 | No Change | 0 | 0 % | $278,037 | $281,157 | $3,120 | 1.12 % | $0 | | | | | | News Article | History of Fairfield Research Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 85,512 | Added More | 8,975 | 11.72 % | $1,371,612 | $1,387,005 | $15,392 | 1.12 % | $1,616 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fiduciary Asset Management Co | Institution | | Sold All | -174,500 | -100 % | | | | 1.12 % | $-31,410 | | | | | | News Article | History of Fiduciary Asset Management Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Investors Management Co Inc | Institution | 278,100 | Added More | 6,000 | 2.20 % | $4,460,724 | $4,510,782 | $50,058 | 1.12 % | $1,080 | | | | | | News Article | History of First Investors Management Co Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 2,255 | No Change | 0 | 0 % | $36,170 | $36,576 | $406 | 1.12 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First National Bank Of Omaha | Institution | 32,512 | No Change | 0 | 0 % | $521,492 | $527,345 | $5,852 | 1.12 % | $0 | | | | | | News Article | History of First National Bank Of Omaha Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fulton Breakefield Broenniman Llc | Institution | 19,692 | New Holding | 19,692 | 100 % | $315,860 | $319,404 | $3,545 | 1.12 % | $3,545 | | | | | | News Article | History of Fulton Breakefield Broenniman Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 8,893 | Sold Some | -558,179 | -98.43 % | $142,644 | $144,244 | $1,601 | 1.12 % | $-100,472 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 6,201,662 | Added More | 88,715 | 1.45 % | $99,474,658 | $100,590,958 | $1,116,299 | 1.12 % | $15,969 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Glg Partners Inc | Institution | 50,000 | New Holding | 50,000 | 100 % | $802,000 | $811,000 | $9,000 | 1.12 % | $9,000 | | | | | | News Article | History of Glg Partners Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 12,459,074 | Added More | 52,722 | 0.42 % | $199,843,547 | $202,086,180 | $2,242,633 | 1.12 % | $9,490 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | 894,100 | Sold Some | -101,755 | -10.21 % | $14,341,364 | $14,502,302 | $160,938 | 1.12 % | $-18,316 | | | | | | News Article | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grove Creek Asset Management | Institution | 650,751 | Added More | 161,062 | 32.89 % | $10,438,046 | $10,555,181 | $117,135 | 1.12 % | $28,991 | | | | | | News Article | History of Grove Creek Asset Management Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 220,092 | No Change | 0 | 0 % | $3,530,276 | $3,569,892 | $39,617 | 1.12 % | $0 | | | | | | News Article | History of Henderson Group Plc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 1,317,800 | Sold Some | -296,980 | -18.39 % | $21,137,512 | $21,374,716 | $237,204 | 1.12 % | $-53,456 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 691,484 | Sold Some | -107,388 | -13.44 % | $11,091,403 | $11,215,870 | $124,467 | 1.12 % | $-19,330 | | | | | | News Article | History of Keybank National Association Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -18,703 | -100 % | | | | 1.12 % | $-3,367 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 154,162 | Sold Some | -6,225 | -3.88 % | $2,472,758 | $2,500,508 | $27,749 | 1.12 % | $-1,121 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Trust Company National Association | Institution | 3,095 | Added More | 1,500 | 94.04 % | $49,644 | $50,201 | $557 | 1.12 % | $270 | | | | | | News Article | History of Legg Mason Trust Company National Association Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Logan Capital Management Inc | Institution | 127,800 | Added More | 5,800 | 4.75 % | $2,049,912 | $2,072,916 | $23,004 | 1.12 % | $1,044 | | | | | | News Article | History of Logan Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | London Co Of Virginia | Institution | 326,010 | Sold Some | -643,986 | -66.39 % | $5,229,200 | $5,287,882 | $58,682 | 1.12 % | $-115,917 | | | | | | News Article | History of London Co Of Virginia Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lorain National Bank | Institution | 42,436 | Added More | 150 | 0.35 % | $680,673 | $688,312 | $7,638 | 1.12 % | $27 | | | | | | News Article | History of Lorain National Bank Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 1,917,580 | New Holding | 1,917,580 | 100 % | $30,757,983 | $31,103,148 | $345,164 | 1.12 % | $345,164 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 306,233 | New Holding | 306,233 | 100 % | $4,911,977 | $4,967,099 | $55,122 | 1.12 % | $55,122 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lucas Capital Management | Institution | 11,200 | New Holding | 11,200 | 100 % | $179,648 | $181,664 | $2,016 | 1.12 % | $2,016 | | | | | | News Article | History of Lucas Capital Management Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 968,777 | Added More | 787,336 | 433.93 % | $15,539,183 | $15,713,563 | $174,380 | 1.12 % | $141,720 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 64,561 | Sold Some | -10,471 | -13.95 % | $1,035,558 | $1,047,179 | $11,621 | 1.12 % | $-1,885 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | | Sold All | -12,923 | -100 % | | | | 1.12 % | $-2,326 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 342,762 | Sold Some | -44,299 | -11.44 % | $5,497,902 | $5,559,600 | $61,697 | 1.12 % | $-7,974 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 24,900 | Sold Some | -700 | -2.73 % | $399,396 | $403,878 | $4,482 | 1.12 % | $-126 | | | | | | News Article | History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Munder Capital Management | Institution | 2,300 | Sold Some | -95,020 | -97.63 % | $36,892 | $37,306 | $414 | 1.12 % | $-17,104 | | | | | | News Article | History of Munder Capital Management Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Natixis | Institution | 324,705 | Added More | 102,726 | 46.27 % | $5,208,268 | $5,266,715 | $58,447 | 1.12 % | $18,491 | | | | | | News Article | History of Natixis Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Natixis | Institution | 287,705 | Added More | 65,726 | 29.60 % | $4,614,788 | $4,666,575 | $51,787 | 1.12 % | $11,831 | | | | | | News Article | History of Natixis Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 476,935 | Sold Some | -55,372 | -10.40 % | $7,650,037 | $7,735,886 | $85,848 | 1.12 % | $-9,967 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 5,372,439 | Added More | 11,000 | 0.20 % | $86,173,922 | $87,140,961 | $967,039 | 1.12 % | $1,980 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 6,231 | Sold Some | -8,702 | -58.27 % | $99,945 | $101,067 | $1,122 | 1.12 % | $-1,566 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Nuveen Hydepark Group Llc | Institution | 100,610 | Added More | 2,310 | 2.34 % | $1,613,784 | $1,631,894 | $18,110 | 1.12 % | $416 | | | | | | News Article | History of Nuveen Hydepark Group Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 721,573 | Added More | 125,392 | 21.03 % | $11,574,031 | $11,703,914 | $129,883 | 1.12 % | $22,571 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Orleans Capital Management Corp | Institution | 73,150 | Added More | 11,860 | 19.35 % | $1,173,326 | $1,186,493 | $13,167 | 1.12 % | $2,135 | | | | | | News Article | History of Orleans Capital Management Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pacific Global Investment Management Co | Institution | 25,633 | Added More | 100 | 0.39 % | $411,153 | $415,767 | $4,614 | 1.12 % | $18 | | | | | | News Article | History of Pacific Global Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 113,637 | Sold Some | -3,915 | -3.33 % | $1,822,737 | $1,843,192 | $20,455 | 1.12 % | $-705 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | | Sold All | -26,350 | -100 % | | | | 1.12 % | $-4,743 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Peoples United Financial Inc | Institution | | Sold All | -18,562 | -100 % | | | | 1.12 % | $-3,341 | | | | | | News Article | History of Peoples United Financial Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Plante Moran Financial Advisors Ltd Partnership | Institution | 1,466 | No Change | 0 | 0 % | $23,515 | $23,779 | $264 | 1.12 % | $0 | | | | | | News Article | History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 20,283,738 | Sold Some | -310,450 | -1.50 % | $325,351,158 | $329,002,230 | $3,651,073 | 1.12 % | $-55,881 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 95,119 | New Holding | 95,119 | 100 % | $1,525,709 | $1,542,830 | $17,121 | 1.12 % | $17,121 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Raymond James And Associates | Institution | 158,758 | Added More | 23,980 | 17.79 % | $2,546,478 | $2,575,055 | $28,576 | 1.12 % | $4,316 | | | | | | News Article | History of Raymond James And Associates Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 64,246 | Sold Some | -1,682,319 | -96.32 % | $1,030,506 | $1,042,070 | $11,564 | 1.12 % | $-302,817 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 989,302 | Added More | 53,091 | 5.67 % | $15,868,404 | $16,046,478 | $178,074 | 1.12 % | $9,556 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Inc | Institution | 6,890 | Sold Some | -300 | -4.17 % | $110,516 | $111,756 | $1,240 | 1.12 % | $-54 | | | | | | News Article | History of Rbc Private Counsel Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 38,100 | New Holding | 38,100 | 100 % | $611,124 | $617,982 | $6,858 | 1.12 % | $6,858 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -364,300 | -100 % | | | | 1.12 % | $-65,574 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 281,115 | Sold Some | -131,409 | -31.85 % | $4,509,085 | $4,559,685 | $50,601 | 1.12 % | $-23,654 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 85,729 | Added More | 54,271 | 172.51 % | $1,375,093 | $1,390,524 | $15,431 | 1.12 % | $9,769 | | | | | | News Article | History of Sarofim Fayez Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schafer Cullen Capital Management Inc | Institution | 41,290 | No Change | 0 | 0 % | $662,292 | $669,724 | $7,432 | 1.12 % | $0 | | | | | | News Article | History of Schafer Cullen Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 19,374 | Added More | 1,704 | 9.64 % | $310,759 | $314,246 | $3,487 | 1.12 % | $307 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | 32,900 | Added More | 20,500 | 165.32 % | $527,716 | $533,638 | $5,922 | 1.12 % | $3,690 | | | | | | News Article | History of Sei Trust Co Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 871,448 | Added More | 211,623 | 32.07 % | $13,978,026 | $14,134,887 | $156,861 | 1.12 % | $38,092 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spears Grisanti And Brown Llc | Institution | 2,000 | No Change | 0 | 0 % | $32,080 | $32,440 | $360 | 1.12 % | $0 | | | | | | News Article | History of Spears Grisanti And Brown Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sterling Capital Management Llc | No Data | 23,325 | Added More | 3,545 | 17.92 % | $374,133 | $378,332 | $4,199 | 1.12 % | $638 | | | | | | News Article | History of Sterling Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Stux Capital Management Llc | Institution | | Sold All | -24,300 | -100 % | | | | 1.12 % | $-4,374 | | | | | | News Article | History of Stux Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Swiss Re Asset Management Americas Inc | Institution | 12,402 | No Change | 0 | 0 % | $198,928 | $201,160 | $2,232 | 1.12 % | $0 | | | | | | News Article | History of Swiss Re Asset Management Americas Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Symons Capital Management Inc | Institution | 425,910 | Added More | 10,815 | 2.60 % | $6,831,596 | $6,908,260 | $76,664 | 1.12 % | $1,947 | | | | | | News Article | History of Symons Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 7,678 | Added More | 3,825 | 99.27 % | $123,155 | $124,537 | $1,382 | 1.12 % | $689 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 36,317 | Added More | 12,883 | 54.97 % | $582,525 | $589,062 | $6,537 | 1.12 % | $2,319 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 44,170,368 | Added More | 1,156,482 | 2.68 % | $708,492,703 | $716,443,369 | $7,950,666 | 1.12 % | $208,167 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vaughan David Investments Inc Il | Institution | 523,607 | Added More | 7,745 | 1.50 % | $8,398,656 | $8,492,906 | $94,249 | 1.12 % | $1,394 | | | | | | News Article | History of Vaughan David Investments Inc Il Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Williams Jones And Associates Inc | Institution | 35,124 | Sold Some | -5,454 | -13.44 % | $563,389 | $569,711 | $6,322 | 1.12 % | $-982 | | | | | | News Article | History of Williams Jones And Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 8,608 | Sold Some | -36 | -0.41 % | $138,072 | $139,622 | $1,549 | 1.12 % | $-6 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 703,305 | Added More | 13,400 | 1.94 % | $11,259,913 | $11,407,607 | $147,694 | 1.31 % | $2,814 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Usa Inc | Institution | 55,534 | Sold Some | -2,688 | -4.61 % | $889,099 | $900,761 | $11,662 | 1.31 % | $-564 | | | | | | News Article | History of Td Asset Management Usa Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agf Funds Inc | Institution | 1,900 | No Change | 0 | 0 % | $30,419 | $30,818 | $399 | 1.31 % | $0 | | | | | | News Article | History of Agf Funds Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 35,070 | Sold Some | -142,279 | -80.22 % | $561,471 | $568,835 | $7,365 | 1.31 % | $-29,879 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allstate Insurance Co | Institution | 150,391 | Added More | 9,466 | 6.71 % | $2,407,760 | $2,439,342 | $31,582 | 1.31 % | $1,988 | | | | | | News Article | History of Allstate Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Assets Investment Management Llc | Institution | 50,000 | No Change | 0 | 0 % | $800,500 | $811,000 | $10,500 | 1.31 % | $0 | | | | | | News Article | History of American Assets Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analytic Asset Management Inc | Institution | 165,105 | Added More | 27,155 | 19.68 % | $2,643,331 | $2,678,003 | $34,672 | 1.31 % | $5,703 | | | | | | News Article | History of Analytic Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 62,200 | Sold Some | -5,900 | -8.66 % | $995,822 | $1,008,884 | $13,062 | 1.31 % | $-1,239 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 356,587 | Added More | 7,363 | 2.10 % | $5,708,958 | $5,783,841 | $74,883 | 1.31 % | $1,546 | | | | | | News Article | History of Aviva Plc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baldwin Investment Management Llc | Institution | 11,396 | Sold Some | -724 | -5.97 % | $182,450 | $184,843 | $2,393 | 1.31 % | $-152 | | | | | | News Article | History of Baldwin Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baltimore-Washington Financial Advisors Inc | Institution | 553 | No Change | 0 | 0 % | $8,854 | $8,970 | $116 | 1.31 % | $0 | | | | | | News Article | History of Baltimore-Washington Financial Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 3,284,879 | Sold Some | -83,224 | -2.47 % | $52,590,913 | $53,280,737 | $689,825 | 1.31 % | $-17,477 | | | | | | News Article | History of Bank Of America Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 51,148,757 | Added More | 3,153,432 | 6.57 % | $818,891,600 | $829,632,839 | $10,741,239 | 1.31 % | $662,221 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barrow Hanley Mewhinney And Strauss Inc | Institution | 35,264,257 | Sold Some | -253,865 | -0.71 % | $564,580,755 | $571,986,249 | $7,405,494 | 1.31 % | $-53,312 | | | | | | News Article | History of Barrow Hanley Mewhinney And Strauss Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Boston Family Office Llc | Institution | 16,364 | New Holding | 16,364 | 100 % | $261,988 | $265,424 | $3,436 | 1.31 % | $3,436 | | | | | | News Article | History of Boston Family Office Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Boston Trust And Investment Management Co | Institution | 4,551 | Added More | 314 | 7.41 % | $72,862 | $73,817 | $956 | 1.31 % | $66 | | | | | | News Article | History of Boston Trust And Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Calamos Advisors Llc | Institution | 292,100 | No Change | 0 | 0 % | $4,676,521 | $4,737,862 | $61,341 | 1.31 % | $0 | | | | | | News Article | History of Calamos Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 496,690 | Added More | 74,764 | 17.71 % | $7,952,007 | $8,056,312 | $104,305 | 1.31 % | $15,700 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Capital Investment Counsel Inc | No Data | 53,480 | Sold Some | -1,200 | -2.19 % | $856,215 | $867,446 | $11,231 | 1.31 % | $-252 | | | | | | News Article | History of Capital Investment Counsel Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chesley Taft And Associates Llc | Institution | | Sold All | -16,152 | -100 % | | | | 1.31 % | $-3,392 | | | | | | News Article | History of Chesley Taft And Associates Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicago Equity Partners Llc | Institution | 132,985 | Added More | 145 | 0.10 % | $2,129,090 | $2,157,017 | $27,927 | 1.31 % | $30 | | | | | | News Article | History of Chicago Equity Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Clark Estates Inc | Institution | 500 | No Change | 0 | 0 % | $8,005 | $8,110 | $105 | 1.31 % | $0 | | | | | | News Article | History of Clark Estates Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 66,783 | Sold Some | -13,232 | -16.53 % | $1,069,196 | $1,083,220 | $14,024 | 1.31 % | $-2,779 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Community Bank System Inc | Institution | 3,012 | No Change | 0 | 0 % | $48,222 | $48,855 | $633 | 1.31 % | $0 | | | | | | News Article | History of Community Bank System Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 152 | No Change | 0 | 0 % | $2,434 | $2,465 | $32 | 1.31 % | $0 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cornerstone Advisors Inc | Institution | 22,400 | No Change | 0 | 0 % | $358,624 | $363,328 | $4,704 | 1.31 % | $0 | | | | | | News Article | History of Cornerstone Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 672,822 | New Holding | 672,822 | 100 % | $10,771,880 | $10,913,173 | $141,293 | 1.31 % | $141,293 | | | | | | News Article | History of Credit Suisse Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 55,016 | Sold Some | -1,601 | -2.82 % | $880,806 | $892,360 | $11,553 | 1.31 % | $-336 | | | | | | News Article | History of Davidson D A And Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 55,016 | Added More | 54,321 | 7815.97 % | $880,806 | $892,360 | $11,553 | 1.31 % | $11,407 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dodge And Cox | Institution | 254,334 | Sold Some | -26,400 | -9.40 % | $4,071,887 | $4,125,297 | $53,410 | 1.31 % | $-5,544 | | | | | | News Article | History of Dodge And Cox Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Edgewood Management Co | Institution | 23,404 | Added More | 5,900 | 33.70 % | $374,698 | $379,613 | $4,915 | 1.31 % | $1,239 | | | | | | News Article | History of Edgewood Management Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fiduciary Trust Co | Institution | 29,686 | Sold Some | -1,000 | -3.25 % | $475,273 | $481,507 | $6,234 | 1.31 % | $-210 | | | | | | News Article | History of Fiduciary Trust Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Dallas Securities Inc | Institution | 51,309 | Added More | 4,409 | 9.40 % | $821,457 | $832,232 | $10,775 | 1.31 % | $926 | | | | | | News Article | History of First Dallas Securities Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 195,200 | Sold Some | -26,600 | -11.99 % | $3,125,152 | $3,166,144 | $40,992 | 1.31 % | $-5,586 | | | | | | News Article | History of First Quadrant L P Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 170,414 | Added More | 23,349 | 15.87 % | $2,728,328 | $2,764,115 | $35,787 | 1.31 % | $4,903 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Folger Nolan Fleming Douglas Inc | Institution | 24,847 | Added More | 1,452 | 6.20 % | $397,800 | $403,018 | $5,218 | 1.31 % | $305 | | | | | | News Article | History of Folger Nolan Fleming Douglas Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 237,018 | Added More | 100,087 | 73.09 % | $3,794,658 | $3,844,432 | $49,774 | 1.31 % | $21,018 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Foyston Gordon And Payne Inc | Institution | 706,260 | Sold Some | -528,737 | -42.81 % | $11,307,223 | $11,455,537 | $148,315 | 1.31 % | $-111,035 | | | | | | News Article | History of Foyston Gordon And Payne Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 45,369,391 | Sold Some | -27,561 | -0.06 % | $726,363,950 | $735,891,522 | $9,527,572 | 1.31 % | $-5,788 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Freeman Investment Management Co Llc | No Data | | Sold All | -101,973 | -100 % | | | | 1.31 % | $-21,414 | | | | | | News Article | History of Freeman Investment Management Co Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 1,576,828 | Sold Some | -109,968 | -6.51 % | $25,245,016 | $25,576,150 | $331,134 | 1.31 % | $-23,093 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Grandfield And Dodd Llc | Institution | 17,097 | No Change | 0 | 0 % | $273,723 | $277,313 | $3,590 | 1.31 % | $0 | | | | | | News Article | History of Grandfield And Dodd Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | | Sold All | -12,013 | -100 % | | | | 1.31 % | $-2,523 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Halsey Associates Inc | Institution | 11,200 | No Change | 0 | 0 % | $179,312 | $181,664 | $2,352 | 1.31 % | $0 | | | | | | News Article | History of Halsey Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hartline Investment Corp | Institution | 43,837 | Sold Some | -624 | -1.40 % | $701,830 | $711,036 | $9,206 | 1.31 % | $-131 | | | | | | News Article | History of Hartline Investment Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hbos Plc | No Data | 150,863 | Sold Some | -4,086 | -2.63 % | $2,415,317 | $2,446,998 | $31,681 | 1.31 % | $-858 | | | | | | News Article | History of Hbos Plc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hodges Capital Management Inc | Institution | 32,820 | Added More | 3,369 | 11.43 % | $525,448 | $532,340 | $6,892 | 1.31 % | $707 | | | | | | News Article | History of Hodges Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hourglass Capital Llc | Institution | 120,335 | Added More | 24,450 | 25.49 % | $1,926,563 | $1,951,834 | $25,270 | 1.31 % | $5,135 | | | | | | News Article | History of Hourglass Capital Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 691,049 | Added More | 108,387 | 18.60 % | $11,063,694 | $11,208,815 | $145,120 | 1.31 % | $22,761 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 678,839 | Added More | 96,177 | 16.50 % | $10,868,212 | $11,010,769 | $142,556 | 1.31 % | $20,197 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intel Corp | Institution | | Sold All | -46,781 | -100 % | | | | 1.31 % | $-9,824 | | | | | | News Article | History of Intel Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Irish Life Investment Managers | Institution | 368,692 | Added More | 22,457 | 6.48 % | $5,902,759 | $5,980,184 | $77,425 | 1.31 % | $4,716 | | | | | | News Article | History of Irish Life Investment Managers Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Johnson Asset Management Inc | Institution | 2,622 | Sold Some | -295,935 | -99.12 % | $41,978 | $42,529 | $551 | 1.31 % | $-62,146 | | | | | | News Article | History of Johnson Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Karpas Strategies Llc | Institution | 15,600 | No Change | 0 | 0 % | $249,756 | $253,032 | $3,276 | 1.31 % | $0 | | | | | | News Article | History of Karpas Strategies Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 221,470 | Sold Some | -779 | -0.35 % | $3,545,735 | $3,592,243 | $46,509 | 1.31 % | $-164 | | | | | | News Article | History of Kbc Group Nv Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kcm Investment Advisors | Institution | 87,971 | Added More | 4,393 | 5.25 % | $1,408,416 | $1,426,890 | $18,474 | 1.31 % | $923 | | | | | | News Article | History of Kcm Investment Advisors Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Korea Investment Corp | No Data | 316,100 | Sold Some | -15,823 | -4.76 % | $5,060,761 | $5,127,142 | $66,381 | 1.31 % | $-3,323 | | | | | | News Article | History of Korea Investment Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 5,378,118 | Added More | 502,800 | 10.31 % | $86,103,669 | $87,233,074 | $1,129,405 | 1.31 % | $105,588 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Letko Brosseau And Associates Inc | Institution | 25,650 | No Change | 0 | 0 % | $410,657 | $416,043 | $5,387 | 1.31 % | $0 | | | | | | News Article | History of Letko Brosseau And Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Levin Capital Strategies L P | Institution | 182,626 | No Change | 0 | 0 % | $2,923,842 | $2,962,194 | $38,351 | 1.31 % | $0 | | | | | | News Article | History of Levin Capital Strategies L P Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Mutual Insurance Co | Institution | 22,707 | Sold Some | -325 | -1.41 % | $363,539 | $368,308 | $4,768 | 1.31 % | $-68 | | | | | | News Article | History of Liberty Mutual Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 760,800 | No Change | 0 | 0 % | $12,180,408 | $12,340,176 | $159,768 | 1.31 % | $0 | | | | | | News Article | History of Lsv Asset Management Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 260,055 | Sold Some | -13,917 | -5.07 % | $4,163,481 | $4,218,092 | $54,612 | 1.31 % | $-2,923 | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marco Investment Management Llc | Institution | 852 | Added More | 45 | 5.57 % | $13,641 | $13,819 | $179 | 1.31 % | $9 | | | | | | News Article | History of Marco Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mccarthy Group Advisors Llc | Institution | 30,591 | No Change | 0 | 0 % | $489,762 | $496,186 | $6,424 | 1.31 % | $0 | | | | | | News Article | History of Mccarthy Group Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mccormack Advisors International | Institution | | Sold All | -12,986 | -100 % | | | | 1.31 % | $-2,727 | | | | | | News Article | History of Mccormack Advisors International Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 1,855,441 | Sold Some | -814,418 | -30.50 % | $29,705,610 | $30,095,253 | $389,643 | 1.31 % | $-171,028 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 1,123,395 | Sold Some | -189,754 | -14.45 % | $17,985,554 | $18,221,467 | $235,913 | 1.31 % | $-39,848 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mycio Wealth Partners Llc | Institution | 14 | Added More | 2 | 16.66 % | $224 | $227 | $3 | 1.31 % | $0 | | | | | | News Article | History of Mycio Wealth Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 3,543,544 | Sold Some | -444,300 | -11.14 % | $56,732,139 | $57,476,284 | $744,144 | 1.31 % | $-93,303 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Singapore Ltd | No Data | 31,500 | Added More | 11,200 | 55.17 % | $504,315 | $510,930 | $6,615 | 1.31 % | $2,352 | | | | | | News Article | History of Nomura Asset Management Singapore Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management U K Ltd | Institution | 120,000 | New Holding | 120,000 | 100 % | $1,921,200 | $1,946,400 | $25,200 | 1.31 % | $25,200 | | | | | | News Article | History of Nomura Asset Management U K Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Norris Perne And French Llp | Institution | | Sold All | -11,210 | -100 % | | | | 1.31 % | $-2,354 | | | | | | News Article | History of Norris Perne And French Llp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | North Star Investment Management Corp | Institution | | Sold All | -218 | -100 % | | | | 1.31 % | $-46 | | | | | | News Article | History of North Star Investment Management Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northern Oak Capital Management Inc | Institution | 19,531 | Added More | 35 | 0.17 % | $312,691 | $316,793 | $4,102 | 1.31 % | $7 | | | | | | News Article | History of Northern Oak Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 280,613 | Added More | 38,944 | 16.11 % | $4,492,614 | $4,551,543 | $58,929 | 1.31 % | $8,178 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 125,224 | Added More | 39,115 | 45.42 % | $2,004,836 | $2,031,133 | $26,297 | 1.31 % | $8,214 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Palisade Capital Management Llc | Institution | 27,000 | No Change | 0 | 0 % | $432,270 | $437,940 | $5,670 | 1.31 % | $0 | | | | | | News Article | History of Palisade Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paydenfunds | Institution | 21,600 | Sold Some | -13,700 | -38.81 % | $345,816 | $350,352 | $4,536 | 1.31 % | $-2,877 | | | | | | News Article | History of Paydenfunds Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 52,806 | Sold Some | -19 | -0.03 % | $845,424 | $856,513 | $11,089 | 1.31 % | $-4 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 931,570 | Added More | 28,358 | 3.13 % | $14,914,436 | $15,110,065 | $195,630 | 1.31 % | $5,955 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 7,251 | Sold Some | -410 | -5.35 % | $116,089 | $117,611 | $1,523 | 1.31 % | $-86 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Quantum Capital Management | Institution | 58,387 | Added More | 2,145 | 3.81 % | $934,776 | $947,037 | $12,261 | 1.31 % | $450 | | | | | | News Article | History of Quantum Capital Management Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Raymond James Trust Co | Institution | 65,497 | Added More | 1,571 | 2.45 % | $1,048,607 | $1,062,361 | $13,754 | 1.31 % | $330 | | | | | | News Article | History of Raymond James Trust Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 400 | No Change | 0 | 0 % | $6,404 | $6,488 | $84 | 1.31 % | $0 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Reaves W H And Co Inc | Institution | 328,475 | Sold Some | -1,456,282 | -81.59 % | $5,258,885 | $5,327,865 | $68,980 | 1.31 % | $-305,819 | | | | | | News Article | History of Reaves W H And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Richard C Young Co Ltd | Institution | 161,342 | Added More | 9,874 | 6.51 % | $2,583,085 | $2,616,967 | $33,882 | 1.31 % | $2,074 | | | | | | News Article | History of Richard C Young Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 8,917,121 | Added More | 7,549 | 0.08 % | $142,763,107 | $144,635,703 | $1,872,595 | 1.31 % | $1,585 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 1,624,896 | Sold Some | -310,235 | -16.03 % | $26,014,585 | $26,355,813 | $341,228 | 1.31 % | $-65,149 | | | | | | News Article | History of Russell Frank Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | San Francisco Sentry Investment Group | Institution | 9,700 | No Change | 0 | 0 % | $155,297 | $157,334 | $2,037 | 1.31 % | $0 | | | | | | News Article | History of San Francisco Sentry Investment Group Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 10,849 | Sold Some | -1,986 | -15.47 % | $173,692 | $175,971 | $2,278 | 1.31 % | $-417 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sasco Capital Inc | Institution | 8,207,531 | Sold Some | -35,370 | -0.42 % | $131,402,571 | $133,126,153 | $1,723,582 | 1.31 % | $-7,428 | | | | | | News Article | History of Sasco Capital Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schmeidler A R And Co Inc | Institution | 164,787 | Sold Some | -4,525 | -2.67 % | $2,638,240 | $2,672,845 | $34,605 | 1.31 % | $-950 | | | | | | News Article | History of Schmeidler A R And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | 4,000 | Added More | 2,000 | 100.00 % | $64,040 | $64,880 | $840 | 1.31 % | $420 | | | | | | News Article | History of Signaturefd Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sm And R Investments Inc | Institution | 52,628 | Sold Some | -35 | -0.06 % | $842,574 | $853,626 | $11,052 | 1.31 % | $-7 | | | | | | News Article | History of Sm And R Investments Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 1,105,000 | Added More | 220,000 | 24.85 % | $17,691,050 | $17,923,100 | $232,050 | 1.31 % | $46,200 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | State Farm Mutual Automobile Insurance Co | Institution | 8,531,800 | No Change | 0 | 0 % | $136,594,118 | $138,385,796 | $1,791,678 | 1.31 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 594,731 | Sold Some | -56,400 | -8.66 % | $9,521,643 | $9,646,537 | $124,894 | 1.31 % | $-11,844 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 44,132 | Sold Some | -1,968 | -4.26 % | $706,553 | $715,821 | $9,268 | 1.31 % | $-413 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 663,001 | Sold Some | -25,506 | -3.70 % | $10,614,646 | $10,753,876 | $139,230 | 1.31 % | $-5,356 | | | | | | News Article | History of United Services Automobile Association Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 29,071 | Sold Some | -1,178 | -3.89 % | $465,427 | $471,532 | $6,105 | 1.31 % | $-247 | | | | | | News Article | History of Veritable L P Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 71,718 | Added More | 100 | 0.13 % | $1,148,205 | $1,163,266 | $15,061 | 1.31 % | $21 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 672,917 | Sold Some | -14,652 | -2.13 % | $10,773,401 | $10,914,714 | $141,313 | 1.31 % | $-3,077 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wealth Advisors Of Cincinnati Llc | Institution | | Sold All | -4,951 | -100 % | | | | 1.31 % | $-1,040 | | | | | | News Article | History of Wealth Advisors Of Cincinnati Llc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 303,832 | Added More | 10,369 | 3.53 % | $4,864,350 | $4,928,155 | $63,805 | 1.31 % | $2,177 | | | | | | News Article | History of World Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zacks Investment Management | Institution | 61,473 | Sold Some | -43,826 | -41.62 % | $984,183 | $997,092 | $12,909 | 1.31 % | $-9,203 | | | | | | News Article | History of Zacks Investment Management Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 286,458 | Added More | 2,710 | 0.95 % | $4,634,890 | $4,646,349 | $11,458 | 0.24 % | $108 | | | | | | News Article | History of American Century Companies Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 83,507 | Added More | 2,211 | 2.71 % | $1,351,143 | $1,354,484 | $3,340 | 0.24 % | $88 | | | | | | News Article | History of Aperio Group Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Asset Advisors Corp | Institution | 32,364 | Added More | 1,926 | 6.32 % | $523,650 | $524,944 | $1,295 | 0.24 % | $77 | | | | | | News Article | History of Asset Advisors Corp Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bahl And Gaynor Inc | Institution | 562,248 | Sold Some | -29,900 | -5.04 % | $9,097,173 | $9,119,663 | $22,490 | 0.24 % | $-1,196 | | | | | | News Article | History of Bahl And Gaynor Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bp Plc | Institution | 176,000 | No Change | 0 | 0 % | $2,847,680 | $2,854,720 | $7,040 | 0.24 % | $0 | | | | | | News Article | History of Bp Plc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 1,425,907 | Sold Some | -2,519,708 | -63.86 % | $23,071,175 | $23,128,212 | $57,036 | 0.24 % | $-100,788 | | | | | | News Article | History of Citigroup Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 1,006,771 | Added More | 24,773 | 2.52 % | $16,289,555 | $16,329,826 | $40,271 | 0.24 % | $991 | | | | | | News Article | History of Comerica Bank Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Asset Management Inc | Institution | 150,200 | Sold Some | -23,538 | -13.54 % | $2,430,236 | $2,436,244 | $6,008 | 0.24 % | $-942 | | | | | | News Article | History of Cypress Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Capital Group | Institution | 31,454 | Added More | 25 | 0.07 % | $508,926 | $510,184 | $1,258 | 0.24 % | $1 | | | | | | News Article | History of Cypress Capital Group Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | D L Carlson Investment Group Inc | Institution | 16,381 | Added More | 11 | 0.06 % | $265,045 | $265,700 | $655 | 0.24 % | $0 | | | | | | News Article | History of D L Carlson Investment Group Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dai Ichi Mutual Life Insurance Co | Institution | 234,178 | Sold Some | -5,525 | -2.30 % | $3,789,000 | $3,798,367 | $9,367 | 0.24 % | $-221 | | | | | | News Article | History of Dai Ichi Mutual Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 832,744 | Added More | 9,596 | 1.16 % | $13,473,798 | $13,507,108 | $33,310 | 0.24 % | $384 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Doheny Asset Management | Institution | 91,510 | Sold Some | -6,250 | -6.39 % | $1,480,632 | $1,484,292 | $3,660 | 0.24 % | $-250 | | | | | | News Article | History of Doheny Asset Management Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Duncker Streett And Co Inc | Institution | 12,354 | New Holding | 12,354 | 100 % | $199,888 | $200,382 | $494 | 0.24 % | $494 | | | | | | News Article | History of Duncker Streett And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Elca Board Of Pensions | Institution | 20,995 | No Change | 0 | 0 % | $339,699 | $340,539 | $840 | 0.24 % | $0 | | | | | | News Article | History of Elca Board Of Pensions Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 10,903 | Sold Some | -4,800 | -30.56 % | $176,411 | $176,847 | $436 | 0.24 % | $-192 | | | | | | News Article | History of First National Trust Co Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Flippin Bruce And Porter Inc | Institution | 30,200 | Added More | 377 | 1.26 % | $488,636 | $489,844 | $1,208 | 0.24 % | $15 | | | | | | News Article | History of Flippin Bruce And Porter Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 343,170 | Sold Some | -32,306 | -8.60 % | $5,552,491 | $5,566,217 | $13,727 | 0.24 % | $-1,292 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Hyman Charles D | Institution | 312,588 | New Holding | 312,588 | 100 % | $5,057,674 | $5,070,177 | $12,504 | 0.24 % | $12,504 | | | | | | News Article | History of Hyman Charles D Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 93,479 | Added More | 6,083 | 6.96 % | $1,512,490 | $1,516,229 | $3,739 | 0.24 % | $243 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Investment Management Of Virginia Llc | Institution | 7,348 | New Holding | 7,348 | 100 % | $118,891 | $119,185 | $294 | 0.24 % | $294 | | | | | | News Article | History of Investment Management Of Virginia Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ipswich Investment Management Co Inc | No Data | 54,065 | Added More | 27,585 | 104.17 % | $874,772 | $876,934 | $2,163 | 0.24 % | $1,103 | | | | | | News Article | History of Ipswich Investment Management Co Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 2,335,823 | Sold Some | -538,321 | -18.72 % | $37,793,616 | $37,887,049 | $93,433 | 0.24 % | $-21,533 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Kimelman And Baird Llc | Institution | 9,000 | No Change | 0 | 0 % | $145,620 | $145,980 | $360 | 0.24 % | $0 | | | | | | News Article | History of Kimelman And Baird Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Macquarie Group Ltd | Institution | 36,857 | Sold Some | -8,043 | -17.91 % | $596,346 | $597,821 | $1,474 | 0.24 % | $-322 | | | | | | News Article | History of Macquarie Group Ltd Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Marble Harbor Investment Counsel Llc | Institution | 86,340 | No Change | 0 | 0 % | $1,396,981 | $1,400,435 | $3,454 | 0.24 % | $0 | | | | | | News Article | History of Marble Harbor Investment Counsel Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pekin Singer Strauss Asset Management | Institution | 15,712 | Sold Some | -50 | -0.31 % | $254,220 | $254,849 | $628 | 0.24 % | $-2 | | | | | | News Article | History of Pekin Singer Strauss Asset Management Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Relative Value Partners Llc | Institution | 10,780 | New Holding | 10,780 | 100 % | $174,420 | $174,852 | $431 | 0.24 % | $431 | | | | | | News Article | History of Relative Value Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Seabridge Investment Advisors Llc | Institution | 800 | No Change | 0 | 0 % | $12,944 | $12,976 | $32 | 0.24 % | $0 | | | | | | News Article | History of Seabridge Investment Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Sfe Investment Counsel | Institution | 26,685 | Added More | 7,435 | 38.62 % | $431,763 | $432,831 | $1,067 | 0.24 % | $297 | | | | | | News Article | History of Sfe Investment Counsel Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Stephens Inc Ar | Institution | 81,582 | Added More | 1,411 | 1.75 % | $1,319,997 | $1,323,260 | $3,263 | 0.24 % | $56 | | | | | | News Article | History of Stephens Inc Ar Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tapke Asset Management Llc | Institution | 265,595 | Added More | 720 | 0.27 % | $4,297,327 | $4,307,951 | $10,624 | 0.24 % | $29 | | | | | | News Article | History of Tapke Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 1,445,198 | Added More | 106,141 | 7.92 % | $23,383,304 | $23,441,112 | $57,808 | 0.24 % | $4,246 | | | | | | News Article | History of Ubs Ag Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Verizon Communications Inc | Institution | 182,200 | No Change | 0 | 0 % | $2,947,996 | $2,955,284 | $7,288 | 0.24 % | $0 | | | | | | News Article | History of Verizon Communications Inc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wisconsin Capital Management Llc | Institution | 61,600 | Sold Some | -400 | -0.64 % | $996,688 | $999,152 | $2,464 | 0.24 % | $-16 | | | | | | News Article | History of Wisconsin Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Zeke Capital Advisors Llc | No Data | 95,671 | Sold Some | -366,818 | -79.31 % | $1,547,957 | $1,551,784 | $3,827 | 0.24 % | $-14,673 | | | | | | News Article | History of Zeke Capital Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-08-31 | N-CSR | Morgan Stanley S And P 500 Index Fund - None | Specialty & Misc | 81,678 | No Change | 0 | 0 % | $1,321,550 | $1,324,817 | $3,267 | 0.24 % | $0 | | | | | | News Article | History of Morgan Stanley S And P 500 Index Fund - None Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-06-30 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 823,148 | Added More | 26,070 | 3.27 % | $13,318,535 | $13,351,461 | $32,926 | 0.24 % | $1,043 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 797,078 | Added More | 24,404 | 3.15 % | $12,896,722 | $12,928,605 | $31,883 | 0.24 % | $976 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Yale Capital Corp | Institution | 103,969 | Sold Some | -1,975 | -1.86 % | $1,682,218 | $1,686,377 | $4,159 | 0.24 % | $-79 | | | | | | News Article | History of Yale Capital Corp Ownership Of Duke Energy Corp |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 772,674 | Sold Some | -201,207 | -20.66 % | $12,501,865 | $12,532,772 | $30,907 | 0.24 % | $-8,048 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Aberdeen Asset Management Plc | Institution | 132,592 | Sold Some | -2,318 | -1.71 % | $2,162,576 | $2,150,642 | $-11,933 | -0.55 % | $209 | | | | | | News Article | History of Aberdeen Asset Management Plc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bradley Foster And Sargent Inc | Institution | 98,294 | Sold Some | -12,445 | -11.23 % | $1,603,175 | $1,594,329 | $-8,846 | -0.55 % | $1,120 | | | | | | News Article | History of Bradley Foster And Sargent Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bridgewater Associates Inc | Institution | | Sold All | -12,700 | -100 % | | | | -0.55 % | $1,143 | | | | | | News Article | History of Bridgewater Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Burney Co | Institution | 17,608 | Sold Some | -4,057 | -18.72 % | $287,186 | $285,602 | $-1,585 | -0.55 % | $365 | | | | | | News Article | History of Burney Co Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Canadian Imperial Holdings Inc | Institution | 47,583 | Added More | 3,000 | 6.72 % | $776,079 | $771,796 | $-4,282 | -0.55 % | $-270 | | | | | | News Article | History of Canadian Imperial Holdings Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 19,782 | No Change | 0 | 0 % | $322,644 | $320,864 | $-1,780 | -0.55 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cibc World Markets Corp | Institution | 389,108 | Added More | 242,697 | 165.76 % | $6,346,351 | $6,311,332 | $-35,020 | -0.55 % | $-21,843 | | | | | | News Article | History of Cibc World Markets Corp Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Clifford Associates Llc | Institution | 12,544 | Sold Some | -200 | -1.56 % | $204,593 | $203,464 | $-1,129 | -0.55 % | $18 | | | | | | News Article | History of Clifford Associates Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Country Club Trust Company N A | Institution | 105,820 | Added More | 5,539 | 5.52 % | $1,725,924 | $1,716,400 | $-9,524 | -0.55 % | $-499 | | | | | | News Article | History of Country Club Trust Company N A Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 4,880,500 | Sold Some | -567,975 | -10.42 % | $79,600,955 | $79,161,710 | $-439,245 | -0.55 % | $51,118 | | | | | | News Article | History of Federated Investors Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | | Sold All | -48,847 | -100 % | | | | -0.55 % | $4,396 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Geneva Investment Management Of Chicago Llc | Institution | 15,854 | Sold Some | -1,676 | -9.56 % | $258,579 | $257,152 | $-1,427 | -0.55 % | $151 | | | | | | News Article | History of Geneva Investment Management Of Chicago Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Howe Barnes Capital Management Inc | Institution | 80,262 | Sold Some | -443 | -0.54 % | $1,309,073 | $1,301,850 | $-7,224 | -0.55 % | $40 | | | | | | News Article | History of Howe Barnes Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 83,928 | Added More | 543 | 0.65 % | $1,368,866 | $1,361,312 | $-7,554 | -0.55 % | $-49 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Jp Marvel Investment Advisors Llc | Institution | 21,952 | Sold Some | -1,500 | -6.39 % | $358,037 | $356,061 | $-1,976 | -0.55 % | $135 | | | | | | News Article | History of Jp Marvel Investment Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lakeshore Capital Llc | Institution | 222,907 | Added More | 44,235 | 24.75 % | $3,635,613 | $3,615,552 | $-20,062 | -0.55 % | $-3,981 | | | | | | News Article | History of Lakeshore Capital Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | 1,000 | No Change | 0 | 0 % | $16,310 | $16,220 | $-90 | -0.55 % | $0 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Maryland Capital Management Llc | Institution | 34,495 | Added More | 2,639 | 8.28 % | $562,613 | $559,509 | $-3,105 | -0.55 % | $-238 | | | | | | News Article | History of Maryland Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Massachusetts Financial Services Co | Institution | 10,130 | Sold Some | -9,560 | -48.55 % | $165,220 | $164,309 | $-912 | -0.55 % | $860 | | | | | | News Article | History of Massachusetts Financial Services Co Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mondrian Investment Partners Ltd | Institution | 1,500 | No Change | 0 | 0 % | $24,465 | $24,330 | $-135 | -0.55 % | $0 | | | | | | News Article | History of Mondrian Investment Partners Ltd Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Nmf Asset Management Llc | Institution | 13,800 | No Change | 0 | 0 % | $225,078 | $223,836 | $-1,242 | -0.55 % | $0 | | | | | | News Article | History of Nmf Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Pitcairn Group L P | Institution | 18,336 | Sold Some | -93 | -0.50 % | $299,060 | $297,410 | $-1,650 | -0.55 % | $8 | | | | | | News Article | History of Pitcairn Group L P Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Proffitt And Goodson Inc | Institution | 43,310 | Added More | 1,607 | 3.85 % | $706,386 | $702,488 | $-3,898 | -0.55 % | $-145 | | | | | | News Article | History of Proffitt And Goodson Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Reilly Financial Advisors Llc | Institution | 1,912 | Added More | 1,111 | 138.70 % | $31,185 | $31,013 | $-172 | -0.55 % | $-100 | | | | | | News Article | History of Reilly Financial Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Rochdale Investment Management Llc | Institution | 387,623 | Added More | 86,225 | 28.60 % | $6,322,131 | $6,287,245 | $-34,886 | -0.55 % | $-7,760 | | | | | | News Article | History of Rochdale Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Simmons First Trust Co Na | Institution | 15,862 | Sold Some | -782 | -4.69 % | $258,709 | $257,282 | $-1,428 | -0.55 % | $70 | | | | | | News Article | History of Simmons First Trust Co Na Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 1,172,799 | Added More | 104,740 | 9.80 % | $19,128,352 | $19,022,800 | $-105,552 | -0.55 % | $-9,427 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Stewart Charles Mott Foundation | Institution | 16,400 | No Change | 0 | 0 % | $267,484 | $266,008 | $-1,476 | -0.55 % | $0 | | | | | | News Article | History of Stewart Charles Mott Foundation Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Tsp Capital Management Group Llc | Institution | 97,250 | Sold Some | -200 | -0.20 % | $1,586,148 | $1,577,395 | $-8,753 | -0.55 % | $18 | | | | | | News Article | History of Tsp Capital Management Group Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Twin Capital Management Inc | Institution | 122,350 | Sold Some | -22,800 | -15.70 % | $1,995,529 | $1,984,517 | $-11,012 | -0.55 % | $2,052 | | | | | | News Article | History of Twin Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -353 | -100 % | | | | -0.55 % | $32 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-31 | N-CSRS | Copley Fund Inc Ma - Copley Fund Inc Ma | Multi-Cap Value | 54,600 | No Change | 0 | 0 % | $890,526 | $885,612 | $-4,914 | -0.55 % | $0 | | | | | | News Article | History of Copley Fund Inc Ma - Copley Fund Inc Ma Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-31 | N-CSRS | Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust | Specialty & Misc | | Sold All | -45 | -100 % | | | | -0.55 % | $4 | | | | | | News Article | History of Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | Monteagle Funds - Monteagle Value Fund | Multi-Cap Value | | Sold All | -25,550 | -100 % | | | | -0.55 % | $2,300 | | | | | | News Article | History of Monteagle Funds - Monteagle Value Fund Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-31 | N-CSRS | Trust For Professional Managers - Alternative Strategies Mutual Fund | No Data | 701 | Sold Some | -1,599 | -69.52 % | $11,433 | $11,370 | $-63 | -0.55 % | $144 | | | | | | News Article | History of Trust For Professional Managers - Alternative Strategies Mutual Fund Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | Unified Series Trust - Archer Balanced Fund | Flexible Portfolio | 8,000 | No Change | 0 | 0 % | $130,480 | $129,760 | $-720 | -0.55 % | $0 | | | | | | News Article | History of Unified Series Trust - Archer Balanced Fund Ownership Of Duke Energy Corp |
| 2009-11-09 | 2009-08-30 | 13F-HR | Hbk Sorce Advisory Llc | Institution | 24,621 | Sold Some | -100 | -0.40 % | $401,569 | $399,353 | $-2,216 | -0.55 % | $9 | | | | | | News Article | History of Hbk Sorce Advisory Llc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 193,392 | Added More | 63,930 | 49.38 % | $3,103,942 | $3,136,818 | $32,877 | 1.05 % | $10,868 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 75,476 | Added More | 7,450 | 10.95 % | $1,211,390 | $1,224,221 | $12,831 | 1.05 % | $1,267 | | | | | | News Article | History of Blair William And Co Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Chelsea Counsel Co | Institution | 318,017 | Added More | 2,357 | 0.74 % | $5,104,173 | $5,158,236 | $54,063 | 1.05 % | $401 | | | | | | News Article | History of Chelsea Counsel Co Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 157,941 | Added More | 9,005 | 6.04 % | $2,534,953 | $2,561,803 | $26,850 | 1.05 % | $1,531 | | | | | | News Article | History of Deere And Co Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | | Sold All | -12 | -100 % | | | | 1.05 % | $-2 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Dunvegan Associates Inc | Institution | 96,930 | Sold Some | -2,670 | -2.68 % | $1,555,727 | $1,572,205 | $16,478 | 1.05 % | $-454 | | | | | | News Article | History of Dunvegan Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Genworth Financial Inc | Institution | 54,601 | Sold Some | -3,483 | -5.99 % | $876,346 | $885,628 | $9,282 | 1.05 % | $-592 | | | | | | News Article | History of Genworth Financial Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 375,302 | Sold Some | -11,170 | -2.89 % | $6,023,597 | $6,087,398 | $63,801 | 1.05 % | $-1,899 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Markston International Llc | Institution | 1,170,158 | Added More | 19,800 | 1.72 % | $18,781,036 | $18,979,963 | $198,927 | 1.05 % | $3,366 | | | | | | News Article | History of Markston International Llc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Mclean Budden Ltd | Institution | | Sold All | -16,000 | -100 % | | | | 1.05 % | $-2,720 | | | | | | News Article | History of Mclean Budden Ltd Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 3,397 | Added More | 801 | 30.85 % | $54,522 | $55,099 | $577 | 1.05 % | $136 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 1,103,261 | Sold Some | -34,446 | -3.02 % | $17,707,339 | $17,894,893 | $187,554 | 1.05 % | $-5,856 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 7,320 | No Change | 0 | 0 % | $117,486 | $118,730 | $1,244 | 1.05 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Palmerdodge Advisors Llc | Institution | 33,501 | Added More | 8,550 | 34.26 % | $537,691 | $543,386 | $5,695 | 1.05 % | $1,454 | | | | | | News Article | History of Palmerdodge Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 973,179 | Sold Some | -5,278 | -0.53 % | $15,619,523 | $15,784,963 | $165,440 | 1.05 % | $-897 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 324,405 | Sold Some | -955,127 | -74.64 % | $5,206,700 | $5,261,849 | $55,149 | 1.05 % | $-162,372 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Sam Sustainable Asset Management Ltd | Institution | 16,400 | Sold Some | -2,800 | -14.58 % | $263,220 | $266,008 | $2,788 | 1.05 % | $-476 | | | | | | News Article | History of Sam Sustainable Asset Management Ltd Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schulhoff And Co Inc | Institution | 23,228 | No Change | 0 | 0 % | $372,809 | $376,758 | $3,949 | 1.05 % | $0 | | | | | | News Article | History of Schulhoff And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 2,779,624 | Added More | 187,030 | 7.21 % | $44,612,965 | $45,085,501 | $472,536 | 1.05 % | $31,795 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Synovus Financial Corp | Institution | 63,247 | Sold Some | -2,712 | -4.11 % | $1,015,114 | $1,025,866 | $10,752 | 1.05 % | $-461 | | | | | | News Article | History of Synovus Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 780,595 | Sold Some | -58,437 | -6.96 % | $12,528,550 | $12,661,251 | $132,701 | 1.05 % | $-9,934 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 7,402,313 | Sold Some | -1,197,828 | -13.92 % | $118,807,124 | $120,065,517 | $1,258,393 | 1.05 % | $-203,631 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 156,086 | Sold Some | -4,278 | -2.66 % | $2,505,180 | $2,531,715 | $26,535 | 1.05 % | $-727 | | | | | | News Article | History of Unionbancal Corp Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | | Sold All | -427,441 | -100 % | | | | 1.05 % | $-72,665 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 32,091 | Added More | 3,225 | 11.17 % | $515,061 | $520,516 | $5,455 | 1.05 % | $548 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Duke Energy Corp |
| 2009-11-06 | 2009-08-31 | N-CSRS | Mp63 Fund Inc - Mp63 Fund | Specialty & Misc | 22,400 | Added More | 700 | 3.22 % | $359,520 | $363,328 | $3,808 | 1.05 % | $119 | | | | | | News Article | History of Mp63 Fund Inc - Mp63 Fund Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Atwood And Palmer Inc | Institution | 10,454 | No Change | 0 | 0 % | $167,787 | $169,564 | $1,777 | 1.05 % | $0 | | | | | | News Article | History of Atwood And Palmer Inc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 78,227 | Sold Some | -397 | -0.50 % | $1,255,543 | $1,268,842 | $13,299 | 1.05 % | $-67 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Buckhead Capital Management Llc | Institution | 424,707 | Added More | 36,005 | 9.26 % | $6,816,547 | $6,888,748 | $72,200 | 1.05 % | $6,121 | | | | | | News Article | History of Buckhead Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Davidson And Garrard Inc | Institution | 193,608 | Added More | 6,926 | 3.71 % | $3,107,408 | $3,140,322 | $32,913 | 1.05 % | $1,177 | | | | | | News Article | History of Davidson And Garrard Inc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fiduciary Services Corp | Institution | 83,804 | Sold Some | -3,820 | -4.35 % | $1,345,054 | $1,359,301 | $14,247 | 1.05 % | $-649 | | | | | | News Article | History of Fiduciary Services Corp Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 14,599 | Sold Some | -2,357 | -13.90 % | $234,314 | $236,796 | $2,482 | 1.05 % | $-401 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Guardian Investor Services Llc | Institution | 35,448 | Sold Some | -924 | -2.54 % | $568,940 | $574,967 | $6,026 | 1.05 % | $-157 | | | | | | News Article | History of Guardian Investor Services Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | High Point Bank And Trust Co | Institution | 33,588 | Sold Some | -880 | -2.55 % | $539,087 | $544,797 | $5,710 | 1.05 % | $-150 | | | | | | News Article | History of High Point Bank And Trust Co Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 284,793 | Sold Some | -26,572 | -8.53 % | $4,570,928 | $4,619,342 | $48,415 | 1.05 % | $-4,517 | | | | | | News Article | History of Huntington National Bank Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Laird Norton Tyee Trust Co | Institution | 11,821 | Sold Some | -721 | -5.74 % | $189,727 | $191,737 | $2,010 | 1.05 % | $-123 | | | | | | News Article | History of Laird Norton Tyee Trust Co Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Luminous Capital Llc | No Data | 14,732 | Sold Some | -5,924 | -28.67 % | $236,449 | $238,953 | $2,504 | 1.05 % | $-1,007 | | | | | | News Article | History of Luminous Capital Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 365,000 | Sold Some | -7,300 | -1.96 % | $5,858,250 | $5,920,300 | $62,050 | 1.05 % | $-1,241 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 75,388 | Sold Some | -24,100 | -24.22 % | $1,209,977 | $1,222,793 | $12,816 | 1.05 % | $-4,097 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Old Mutual Asset Managers Uk Ltd | Institution | 448,591 | Sold Some | -149,010 | -24.93 % | $7,199,886 | $7,276,146 | $76,260 | 1.05 % | $-25,332 | | | | | | News Article | History of Old Mutual Asset Managers Uk Ltd Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 1,219,387 | Sold Some | -69,834 | -5.41 % | $19,571,161 | $19,778,457 | $207,296 | 1.05 % | $-11,872 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Pool Capital Partners Llc | Institution | | Sold All | -62,510 | -100 % | | | | 1.05 % | $-10,627 | | | | | | News Article | History of Pool Capital Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 156,098 | Added More | 9,744 | 6.65 % | $2,505,373 | $2,531,910 | $26,537 | 1.05 % | $1,656 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 259,029 | Sold Some | -152,914 | -37.12 % | $4,157,415 | $4,201,450 | $44,035 | 1.05 % | $-25,995 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Punch And Associates Investment Management Inc | Institution | 145,706 | Sold Some | -1,855 | -1.25 % | $2,338,581 | $2,363,351 | $24,770 | 1.05 % | $-315 | | | | | | News Article | History of Punch And Associates Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Roosevelt Investment Group Inc | Institution | 81,800 | New Holding | 81,800 | 100 % | $1,312,890 | $1,326,796 | $13,906 | 1.05 % | $13,906 | | | | | | News Article | History of Roosevelt Investment Group Inc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Stratton Management Co | Institution | 733,350 | Sold Some | -12,022 | -1.61 % | $11,770,268 | $11,894,937 | $124,670 | 1.05 % | $-2,044 | | | | | | News Article | History of Stratton Management Co Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | 283,194 | Sold Some | -37,673 | -11.74 % | $4,545,264 | $4,593,407 | $48,143 | 1.05 % | $-6,404 | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 1,285,561 | Sold Some | -764,490 | -37.29 % | $20,633,254 | $20,851,799 | $218,545 | 1.05 % | $-129,963 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb | Insider | 41,381 | Sold Some | -8,971 | -17.81 % | $664,165 | $671,200 | $7,035 | 1.05 % | $-1,525 | | | | | | News Article | History of Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-08-31 | N-CSRS | Columbia Funds Series Trust - Columbia Large Cap Index Fund | Large-Cap Core | 318,475 | Added More | 40,688 | 14.64 % | $5,111,524 | $5,165,665 | $54,141 | 1.05 % | $6,917 | | | | | | News Article | History of Columbia Funds Series Trust - Columbia Large Cap Index Fund Ownership Of Duke Energy Corp |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - Global Shareholder Yield Fund | Global Flex Port | 377,400 | Added More | 175,400 | 86.83 % | $6,057,270 | $6,121,428 | $64,158 | 1.05 % | $29,818 | | | | | | News Article | History of John Hancock Funds Iii - Global Shareholder Yield Fund Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | 1st Source Bank | Institution | 19,048 | Added More | 1,720 | 9.92 % | $300,958 | $308,959 | $8,000 | 2.65 % | $722 | | | | | | News Article | History of 1st Source Bank Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Atlas Browninc | Institution | 14,823 | New Holding | 14,823 | 100 % | $234,203 | $240,429 | $6,226 | 2.65 % | $6,226 | | | | | | News Article | History of Atlas Browninc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 111,583 | Sold Some | -50,600 | -31.19 % | $1,763,011 | $1,809,876 | $46,865 | 2.65 % | $-21,252 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR/A | Boys Arnold And Co Inc | Institution | 29,935 | Sold Some | -1,237 | -3.96 % | $472,973 | $485,546 | $12,573 | 2.65 % | $-520 | | | | | | News Article | History of Boys Arnold And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Capital One National Association | Institution | 94,539 | Sold Some | -1,043 | -1.09 % | $1,493,716 | $1,533,423 | $39,706 | 2.65 % | $-438 | | | | | | News Article | History of Capital One National Association Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Cincinnati Casualty Co | Institution | 198,900 | No Change | 0 | 0 % | $3,142,620 | $3,226,158 | $83,538 | 2.65 % | $0 | | | | | | News Article | History of Cincinnati Casualty Co Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Cincinnati Financial Corp | Institution | 1,256,000 | No Change | 0 | 0 % | $19,844,800 | $20,372,320 | $527,520 | 2.65 % | $0 | | | | | | News Article | History of Cincinnati Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Cincinnati Insurance Co | Institution | 1,945,800 | No Change | 0 | 0 % | $30,743,640 | $31,560,876 | $817,236 | 2.65 % | $0 | | | | | | News Article | History of Cincinnati Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Cincinnati Life Insurance Co | Institution | 838,500 | No Change | 0 | 0 % | $13,248,300 | $13,600,470 | $352,170 | 2.65 % | $0 | | | | | | News Article | History of Cincinnati Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 14,155 | Added More | 1,124 | 8.62 % | $223,649 | $229,594 | $5,945 | 2.65 % | $472 | | | | | | News Article | History of Curian Capital Llc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Emerson Investment Management Inc | Institution | 73,617 | Sold Some | -725 | -0.97 % | $1,163,149 | $1,194,068 | $30,919 | 2.65 % | $-305 | | | | | | News Article | History of Emerson Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 11,277 | Added More | 600 | 5.61 % | $178,177 | $182,913 | $4,736 | 2.65 % | $252 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Fort Washington Investment Advisors Inc | Institution | 30,739 | Added More | 150 | 0.49 % | $485,676 | $498,587 | $12,910 | 2.65 % | $63 | | | | | | News Article | History of Fort Washington Investment Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | 3,400 | New Holding | 3,400 | 100 % | $53,720 | $55,148 | $1,428 | 2.65 % | $1,428 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Greylin Investment Mangement Inc | Institution | 17,200 | No Change | 0 | 0 % | $271,760 | $278,984 | $7,224 | 2.65 % | $0 | | | | | | News Article | History of Greylin Investment Mangement Inc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 376,813 | Sold Some | -376 | -0.09 % | $5,953,645 | $6,111,907 | $158,261 | 2.65 % | $-158 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Haverford Trust Co | Institution | 33,196 | New Holding | 33,196 | 100 % | $524,497 | $538,439 | $13,942 | 2.65 % | $13,942 | | | | | | News Article | History of Haverford Trust Co Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Meyer Handelman Co | Institution | 230,300 | Added More | 9,000 | 4.06 % | $3,638,740 | $3,735,466 | $96,726 | 2.65 % | $3,780 | | | | | | News Article | History of Meyer Handelman Co Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Trust Banking Corp | No Data | 1,195,934 | Added More | 12,905 | 1.09 % | $18,895,757 | $19,398,049 | $502,292 | 2.65 % | $5,420 | | | | | | News Article | History of Mitsubishi Ufj Trust Banking Corp Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Strategic Investment Advisors Inc | No Data | 44,525 | Added More | 995 | 2.28 % | $703,495 | $722,196 | $18,701 | 2.65 % | $418 | | | | | | News Article | History of Strategic Investment Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Valenzuela Capital Partners Llc | Institution | 2,648,151 | Added More | 97,893 | 3.83 % | $41,840,786 | $42,953,009 | $1,112,223 | 2.65 % | $41,115 | | | | | | News Article | History of Valenzuela Capital Partners Llc Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | | Sold All | -54,900 | -100 % | | | | 2.65 % | $-23,058 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Developed World Stock Fund | Specialty & Misc | | Sold All | -53,100 | -100 % | | | | 2.65 % | $-22,302 | | | | | | News Article | History of Gmo Trust - Gmo Developed World Stock Fund Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Disciplined Equity Fund | Specialty & Misc | 36,253 | Sold Some | -1,548 | -4.09 % | $572,797 | $588,024 | $15,226 | 2.65 % | $-650 | | | | | | News Article | History of Ssga Funds - Ssga Disciplined Equity Fund Ownership Of Duke Energy Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Iam Shares Fund | Specialty & Misc | 19,496 | No Change | 0 | 0 % | $308,037 | $316,225 | $8,188 | 2.65 % | $0 | | | | | | News Article | History of Ssga Funds - Ssga Iam Shares Fund Ownership Of Duke Energy Corp |
| 2009-11-04 | 2008-06-30 | 13F-HR/A | State Farm Mutual Automobile Insurance Co | Institution | 8,981,700 | No Change | 0 | 0 % | $141,910,860 | $145,683,174 | $3,772,314 | 2.65 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | 1,398,475 | Sold Some | -1,168,164 | -45.51 % | $21,984,027 | $22,683,265 | $699,238 | 3.18 % | $-584,082 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Cannell Peter B And Co Inc | Institution | 44,600 | No Change | 0 | 0 % | $701,112 | $723,412 | $22,300 | 3.18 % | $0 | | | | | | News Article | History of Cannell Peter B And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 54,672 | Sold Some | -10,356 | -15.92 % | $859,444 | $886,780 | $27,336 | 3.18 % | $-5,178 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Duff And Phelps Investment Management Co | Institution | | Sold All | -2,730,000 | -100 % | | | | 3.18 % | $-1,365,000 | | | | | | News Article | History of Duff And Phelps Investment Management Co Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Encore Trust Co Na | Institution | 33,839 | Added More | 1,928 | 6.04 % | $531,949 | $548,869 | $16,920 | 3.18 % | $964 | | | | | | News Article | History of Encore Trust Co Na Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | First State Investment Management Uk Ltd | Institution | | Sold All | -187,123 | -100 % | | | | 3.18 % | $-93,562 | | | | | | News Article | History of First State Investment Management Uk Ltd Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 30,610 | Added More | 1,976 | 6.90 % | $481,189 | $496,494 | $15,305 | 3.18 % | $988 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Kanaly Trust Co | Institution | | Sold All | -15,529 | -100 % | | | | 3.18 % | $-7,765 | | | | | | News Article | History of Kanaly Trust Co Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | King Luther Capital Management Corp | Institution | 546,786 | Added More | 48,300 | 9.68 % | $8,595,476 | $8,868,869 | $273,393 | 3.18 % | $24,150 | | | | | | News Article | History of King Luther Capital Management Corp Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR/A | Leavell T And Associates Inc | Institution | 187,156 | Added More | 416 | 0.22 % | $2,942,092 | $3,035,670 | $93,578 | 3.18 % | $208 | | | | | | News Article | History of Leavell T And Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Lee Danner And Bass Inc | Institution | 100,327 | Added More | 74,100 | 282.53 % | $1,577,140 | $1,627,304 | $50,164 | 3.18 % | $37,050 | | | | | | News Article | History of Lee Danner And Bass Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Linscomb And Williams Inc | Institution | 10,406 | Sold Some | -2,427 | -18.91 % | $163,582 | $168,785 | $5,203 | 3.18 % | $-1,214 | | | | | | News Article | History of Linscomb And Williams Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Loyalis Financial Services Nv | Institution | 14,637 | Sold Some | -11,300 | -43.56 % | $230,094 | $237,412 | $7,319 | 3.18 % | $-5,650 | | | | | | News Article | History of Loyalis Financial Services Nv Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 90,884 | Sold Some | -1,942 | -2.09 % | $1,428,696 | $1,474,138 | $45,442 | 3.18 % | $-971 | | | | | | News Article | History of M And T Bank Corp Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ntv Asset Management Llc | Institution | 46,995 | Added More | 4,508 | 10.61 % | $738,761 | $762,259 | $23,498 | 3.18 % | $2,254 | | | | | | News Article | History of Ntv Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Phocas Financial Corp | Institution | 141,180 | New Holding | 141,180 | 100 % | $2,219,350 | $2,289,940 | $70,590 | 3.18 % | $70,590 | | | | | | News Article | History of Phocas Financial Corp Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -25,126 | -100 % | | | | 3.18 % | $-12,563 | | | | | | News Article | History of Private Trust Co Na Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 4,708,458 | Added More | 170,963 | 3.76 % | $74,016,960 | $76,371,189 | $2,354,229 | 3.18 % | $85,482 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Qwest Asset Management Co | Institution | 88,582 | No Change | 0 | 0 % | $1,392,509 | $1,436,800 | $44,291 | 3.18 % | $0 | | | | | | News Article | History of Qwest Asset Management Co Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Saybrook Capital | Institution | 55,468 | Added More | 36,580 | 193.66 % | $871,957 | $899,691 | $27,734 | 3.18 % | $18,290 | | | | | | News Article | History of Saybrook Capital Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 23,974 | Added More | 1,869 | 8.45 % | $376,871 | $388,858 | $11,987 | 3.18 % | $935 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - Equity Income Fund | Equity Income | 9,200 | No Change | 0 | 0 % | $144,624 | $149,224 | $4,600 | 3.18 % | $0 | | | | | | News Article | History of California Investment Trust - Equity Income Fund Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P 500 Index Fund | S&P 500 Index | 10,582 | No Change | 0 | 0 % | $166,349 | $171,640 | $5,291 | 3.18 % | $0 | | | | | | News Article | History of California Investment Trust - S And P 500 Index Fund Ownership Of Duke Energy Corp |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | 65,647 | Sold Some | -472,425 | -87.79 % | $1,031,971 | $1,064,794 | $32,824 | 3.18 % | $-236,213 | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bbva Usa Bancshares Inc | Institution | 51,098 | Sold Some | -4,606 | -8.26 % | $806,326 | $828,810 | $22,483 | 2.78 % | $-2,027 | | | | | | News Article | History of Bbva Usa Bancshares Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bryn Mawr Trust Co | Institution | 35,665 | No Change | 0 | 0 % | $562,794 | $578,486 | $15,693 | 2.78 % | $0 | | | | | | News Article | History of Bryn Mawr Trust Co Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 28,524 | Sold Some | -1,185 | -3.98 % | $450,109 | $462,659 | $12,551 | 2.78 % | $-521 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | First United Bank Trust | Institution | 11,226 | Sold Some | -196 | -1.71 % | $177,146 | $182,086 | $4,939 | 2.78 % | $-86 | | | | | | News Article | History of First United Bank Trust Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | 2,200 | No Change | 0 | 0 % | $34,716 | $35,684 | $968 | 2.78 % | $0 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lane Douglas C And Associates Inc | Institution | 85,411 | Added More | 3,543 | 4.32 % | $1,347,786 | $1,385,366 | $37,581 | 2.78 % | $1,559 | | | | | | News Article | History of Lane Douglas C And Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Meridian Investment Counsel Inc | Institution | 11,092 | No Change | 0 | 0 % | $175,032 | $179,912 | $4,880 | 2.78 % | $0 | | | | | | News Article | History of Meridian Investment Counsel Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Montag A And Associates Inc | Institution | 14,158 | Sold Some | -32 | -0.22 % | $223,413 | $229,643 | $6,230 | 2.78 % | $-14 | | | | | | News Article | History of Montag A And Associates Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Moody National Bank Trust Division | Institution | 42,593 | No Change | 0 | 0 % | $672,118 | $690,858 | $18,741 | 2.78 % | $0 | | | | | | News Article | History of Moody National Bank Trust Division Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Morse Williams And Co Inc | Institution | 44,216 | New Holding | 44,216 | 100 % | $697,728 | $717,184 | $19,455 | 2.78 % | $19,455 | | | | | | News Article | History of Morse Williams And Co Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 109,337 | Added More | 4,093 | 3.88 % | $1,725,338 | $1,773,446 | $48,108 | 2.78 % | $1,801 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Rodgers Brothers Inc | Institution | 28,432 | Added More | 600 | 2.15 % | $448,657 | $461,167 | $12,510 | 2.78 % | $264 | | | | | | News Article | History of Rodgers Brothers Inc Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 87,150 | Sold Some | -235,806 | -73.01 % | $1,375,227 | $1,413,573 | $38,346 | 2.78 % | $-103,755 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | 65,647 | Added More | 8,061 | 13.99 % | $1,035,910 | $1,064,794 | $28,885 | 2.78 % | $3,547 | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Duke Energy Corp |
| 2009-11-02 | 2009-06-30 | 13F-HR/A | Yale Capital Corp | Institution | 104,119 | Added More | 150 | 0.14 % | $1,642,998 | $1,688,810 | $45,812 | 2.78 % | $66 | | | | | | News Article | History of Yale Capital Corp Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Clinton Group Inc | Institution | | Sold All | -77,955 | -100 % | | | | 2.52 % | $-31,182 | | | | | | News Article | History of Clinton Group Inc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Davidson Trust Co | Institution | 16,631 | Added More | 1,300 | 8.47 % | $263,102 | $269,755 | $6,652 | 2.52 % | $520 | | | | | | News Article | History of Davidson Trust Co Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Edgemoor Capital Management Inc | Institution | 133,054 | Sold Some | -2,590 | -1.90 % | $2,104,914 | $2,158,136 | $53,222 | 2.52 % | $-1,036 | | | | | | News Article | History of Edgemoor Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 87,575 | Sold Some | -118,556 | -57.51 % | $1,385,437 | $1,420,467 | $35,030 | 2.52 % | $-47,422 | | | | | | News Article | History of General Electric Co Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Macnealy Hoover Investment Management Inc | Institution | 16,752 | Added More | 1,600 | 10.55 % | $265,017 | $271,717 | $6,701 | 2.52 % | $640 | | | | | | News Article | History of Macnealy Hoover Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Middleton And Co Inc | Institution | 32,828 | Sold Some | -4,460 | -11.96 % | $519,339 | $532,470 | $13,131 | 2.52 % | $-1,784 | | | | | | News Article | History of Middleton And Co Inc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Old National Bancorp | Institution | 12,577 | No Change | 0 | 0 % | $198,968 | $203,999 | $5,031 | 2.52 % | $0 | | | | | | News Article | History of Old National Bancorp Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -43,334 | -100 % | | | | 2.52 % | $-17,334 | | | | | | News Article | History of Oxford Asset Management Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR/A | Sterneck Capital Management Llc | No Data | 19,400 | Added More | 1,000 | 5.43 % | $306,908 | $314,668 | $7,760 | 2.52 % | $400 | | | | | | News Article | History of Sterneck Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Taylor Cottrill Llc | Institution | 21,853 | Added More | 1,400 | 6.84 % | $345,714 | $354,456 | $8,741 | 2.52 % | $560 | | | | | | News Article | History of Taylor Cottrill Llc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 1,114,850 | Added More | 3,900 | 0.35 % | $17,636,927 | $18,082,867 | $445,940 | 2.52 % | $1,560 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 117,925 | Sold Some | -2,125 | -1.77 % | $1,865,574 | $1,912,744 | $47,170 | 2.52 % | $-850 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Wesbanco Bank Inc | Institution | 91,945 | Added More | 44,150 | 92.37 % | $1,454,570 | $1,491,348 | $36,778 | 2.52 % | $17,660 | | | | | | News Article | History of Wesbanco Bank Inc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Woodmont Investment Counsel Llc | Institution | 79,450 | Sold Some | -900 | -1.12 % | $1,256,899 | $1,288,679 | $31,780 | 2.52 % | $-360 | | | | | | News Article | History of Woodmont Investment Counsel Llc Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Yale Capital Corp | Institution | 99,329 | Sold Some | -4,790 | -4.60 % | $1,571,385 | $1,611,116 | $39,732 | 2.52 % | $-1,916 | | | | | | News Article | History of Yale Capital Corp Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund | Large-Cap Value | 12,161 | Added More | 4,416 | 57.01 % | $192,387 | $197,251 | $4,864 | 2.52 % | $1,766 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Oppenheimer Main Street Funds Inc - Oppenheimer Main Street Fund | Large-Cap Core | | Sold All | -1,116,800 | -100 % | | | | 2.52 % | $-446,720 | | | | | | News Article | History of Oppenheimer Main Street Funds Inc - Oppenheimer Main Street Fund Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Sei Institutional Investments Trust - Siit Large Cap Fund | Large-Cap Core | | Sold All | -12,900 | -100 % | | | | 2.52 % | $-5,160 | | | | | | News Article | History of Sei Institutional Investments Trust - Siit Large Cap Fund Ownership Of Duke Energy Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Mega Cap 300 Index Fund | No Data | 117,134 | Added More | 73,163 | 166.38 % | $1,853,060 | $1,899,913 | $46,854 | 2.52 % | $29,265 | | | | | | News Article | History of Vanguard World Fund - Vanguard Mega Cap 300 Index Fund Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Burnham Asset Management Corp | Institution | 13,822 | Added More | 803 | 6.16 % | $222,672 | $224,193 | $1,520 | 0.68 % | $88 | | | | | | News Article | History of Burnham Asset Management Corp Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Catawba Capital Management | Institution | 100,099 | Sold Some | -625 | -0.62 % | $1,612,595 | $1,623,606 | $11,011 | 0.68 % | $-69 | | | | | | News Article | History of Catawba Capital Management Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,106,268 | Added More | 9,208 | 0.83 % | $17,821,977 | $17,943,667 | $121,689 | 0.68 % | $1,013 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Fma Advisory Inc | Institution | 25,228 | New Holding | 25,228 | 100 % | $406,423 | $409,198 | $2,775 | 0.68 % | $2,775 | | | | | | News Article | History of Fma Advisory Inc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | John G Ullman And Associates Inc | Institution | 278,124 | Added More | 62,619 | 29.05 % | $4,480,578 | $4,511,171 | $30,594 | 0.68 % | $6,888 | | | | | | News Article | History of John G Ullman And Associates Inc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Marshwinds Advisory Co | Institution | 36,468 | Sold Some | -3,342 | -8.39 % | $587,499 | $591,511 | $4,011 | 0.68 % | $-368 | | | | | | News Article | History of Marshwinds Advisory Co Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Monarch Capital Management Inc | Institution | 26,348 | No Change | 0 | 0 % | $424,466 | $427,365 | $2,898 | 0.68 % | $0 | | | | | | News Article | History of Monarch Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Ontario Teachers Pension Plan Board | Institution | 13,253 | No Change | 0 | 0 % | $213,506 | $214,964 | $1,458 | 0.68 % | $0 | | | | | | News Article | History of Ontario Teachers Pension Plan Board Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Prudential Corp Plc | Institution | | Sold All | -16,220 | -100 % | | | | 0.68 % | $-1,784 | | | | | | News Article | History of Prudential Corp Plc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wealthtrust Axiom Llc | Institution | 104,255 | Added More | 84,100 | 417.26 % | $1,679,548 | $1,691,016 | $11,468 | 0.68 % | $9,251 | | | | | | News Article | History of Wealthtrust Axiom Llc Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Fund | Specialty & Misc | 37,457 | Sold Some | -120,629 | -76.30 % | $603,432 | $607,553 | $4,120 | 0.68 % | $-13,269 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | 116,817 | Sold Some | -2,695 | -2.25 % | $1,881,922 | $1,894,772 | $12,850 | 0.68 % | $-296 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Marathon Value Portfolio | Multi-Cap Value | 66,350 | New Holding | 66,350 | 100 % | $1,068,899 | $1,076,197 | $7,299 | 0.68 % | $7,299 | | | | | | News Article | History of Unified Series Trust - Marathon Value Portfolio Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Balanced Strategy Fund | Flexible Portfolio | | Sold All | -29,200 | -100 % | | | | 0.68 % | $-3,212 | | | | | | News Article | History of Usaa Mutual Funds Trust - Balanced Strategy Fund Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 1,183 | New Holding | 1,183 | 100 % | $19,058 | $19,188 | $130 | 0.68 % | $130 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 311,365 | Sold Some | -158,020 | -33.66 % | $5,016,090 | $5,050,340 | $34,250 | 0.68 % | $-17,382 | | | | | | News Article | History of Huntington National Bank Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Argyle Capital Management Inc | Institution | 158,750 | No Change | 0 | 0 % | $2,514,600 | $2,574,925 | $60,325 | 2.39 % | $0 | | | | | | News Article | History of Argyle Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Capital City Trust Co | Institution | 240 | No Change | 0 | 0 % | $3,802 | $3,893 | $91 | 2.39 % | $0 | | | | | | News Article | History of Capital City Trust Co Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 1,254,443 | Sold Some | -28,751 | -2.24 % | $19,870,377 | $20,347,065 | $476,688 | 2.39 % | $-10,925 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 1,782,117 | New Holding | 1,782,117 | 100 % | $28,228,733 | $28,905,938 | $677,204 | 2.39 % | $677,204 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 9,384 | Added More | 334 | 3.69 % | $148,643 | $152,208 | $3,566 | 2.39 % | $127 | | | | | | News Article | History of Guaranty Trust Co Of Missouri Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Northstar Investment Advisors Llc | Institution | 22,903 | Sold Some | -10,313 | -31.04 % | $362,784 | $371,487 | $8,703 | 2.39 % | $-3,919 | | | | | | News Article | History of Northstar Investment Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Novare Capital Management Llc | Institution | 21,215 | Sold Some | -2,172 | -9.28 % | $336,046 | $344,107 | $8,062 | 2.39 % | $-825 | | | | | | News Article | History of Novare Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Quotient Investors Llc | No Data | 16,400 | No Change | 0 | 0 % | $259,776 | $266,008 | $6,232 | 2.39 % | $0 | | | | | | News Article | History of Quotient Investors Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sandy Spring Bank | No Data | 6,308 | No Change | 0 | 0 % | $99,919 | $102,316 | $2,397 | 2.39 % | $0 | | | | | | News Article | History of Sandy Spring Bank Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Schaper Benz And Wise Investment Counsel Inc | Institution | 23,150 | New Holding | 23,150 | 100 % | $366,696 | $375,493 | $8,797 | 2.39 % | $8,797 | | | | | | News Article | History of Schaper Benz And Wise Investment Counsel Inc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Solaris Asset Management Llc | Institution | | Sold All | -1,000 | -100 % | | | | 2.39 % | $-380 | | | | | | News Article | History of Solaris Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | South Financial Group Inc | Institution | 17,881 | Sold Some | -575 | -3.11 % | $283,235 | $290,030 | $6,795 | 2.39 % | $-219 | | | | | | News Article | History of South Financial Group Inc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Spf Beheer Bv | Institution | 129,102 | New Holding | 129,102 | 100 % | $2,044,976 | $2,094,034 | $49,059 | 2.39 % | $49,059 | | | | | | News Article | History of Spf Beheer Bv Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Spirit Of America Management Corpny | Institution | 25,420 | No Change | 0 | 0 % | $402,653 | $412,312 | $9,660 | 2.39 % | $0 | | | | | | News Article | History of Spirit Of America Management Corpny Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | United Fire And Casualty Co | Institution | 148,192 | No Change | 0 | 0 % | $2,347,361 | $2,403,674 | $56,313 | 2.39 % | $0 | | | | | | News Article | History of United Fire And Casualty Co Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Wallington Asset Management Llc | Institution | 733 | No Change | 0 | 0 % | $11,611 | $11,889 | $279 | 2.39 % | $0 | | | | | | News Article | History of Wallington Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Wilbanks Smith And Thomas Asset Management Llc | Institution | 22,071 | Added More | 6,741 | 43.97 % | $349,605 | $357,992 | $8,387 | 2.39 % | $2,562 | | | | | | News Article | History of Wilbanks Smith And Thomas Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Utility Income Fund Inc - Alliancebernstein Utility Income Fund Inc | Utility | 129,784 | Sold Some | -59,400 | -31.39 % | $2,055,779 | $2,105,096 | $49,318 | 2.39 % | $-22,572 | | | | | | News Article | History of Alliancebernstein Utility Income Fund Inc - Alliancebernstein Utility Income Fund Inc Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Dws Value Series Inc - Dws Large Cap Value Fund | Large-Cap Value | 1,505,876 | Added More | 157,058 | 11.64 % | $23,853,076 | $24,425,309 | $572,233 | 2.39 % | $59,682 | | | | | | News Article | History of Dws Value Series Inc - Dws Large Cap Value Fund Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | | Sold All | -2,942,952 | -100 % | | | | 2.39 % | $-1,118,322 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Duke Energy Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Proshares Trust - Ultra Utilities Proshares | Utility | 64,041 | New Holding | 64,041 | 100 % | $1,014,409 | $1,038,745 | $24,336 | 2.39 % | $24,336 | | | | | | News Article | History of Proshares Trust - Ultra Utilities Proshares Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Aull Monroe Investment Management Corp | Institution | 237,724 | Sold Some | -6,950 | -2.84 % | $3,779,812 | $3,855,883 | $76,072 | 2.01 % | $-2,224 | | | | | | News Article | History of Aull Monroe Investment Management Corp Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Buffington Mohr Mcneal | Institution | 13,500 | Added More | 225 | 1.69 % | $214,650 | $218,970 | $4,320 | 2.01 % | $72 | | | | | | News Article | History of Buffington Mohr Mcneal Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | | Sold All | -313,614 | -100 % | | | | 2.01 % | $-100,356 | | | | | | News Article | History of Dupont Capital Management Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 2,521 | No Change | 0 | 0 % | $40,084 | $40,891 | $807 | 2.01 % | $0 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 33,201 | Sold Some | -100 | -0.30 % | $527,896 | $538,520 | $10,624 | 2.01 % | $-32 | | | | | | News Article | History of First Manhattan Co Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Fruth Investment Management | Institution | 38,961 | Added More | 18,300 | 88.57 % | $619,480 | $631,947 | $12,468 | 2.01 % | $5,856 | | | | | | News Article | History of Fruth Investment Management Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hartford Financial Management Inc | Institution | 33,401 | Sold Some | -589 | -1.73 % | $531,076 | $541,764 | $10,688 | 2.01 % | $-188 | | | | | | News Article | History of Hartford Financial Management Inc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hl Financial Services Llc | Institution | 103,332 | Added More | 4,696 | 4.76 % | $1,642,979 | $1,676,045 | $33,066 | 2.01 % | $1,503 | | | | | | News Article | History of Hl Financial Services Llc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Investors Capital Advisory Services | Institution | 17,472 | Added More | 1,112 | 6.79 % | $277,805 | $283,396 | $5,591 | 2.01 % | $356 | | | | | | News Article | History of Investors Capital Advisory Services Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Nicholas Co Inc | Institution | 51,800 | No Change | 0 | 0 % | $823,620 | $840,196 | $16,576 | 2.01 % | $0 | | | | | | News Article | History of Nicholas Co Inc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Parametric Risk Advisors Llc | Institution | 6,500 | No Change | 0 | 0 % | $103,350 | $105,430 | $2,080 | 2.01 % | $0 | | | | | | News Article | History of Parametric Risk Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sabal Trust Co | Institution | 361,195 | Added More | 59,289 | 19.63 % | $5,743,001 | $5,858,583 | $115,582 | 2.01 % | $18,972 | | | | | | News Article | History of Sabal Trust Co Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sigma Investment Counselors Inc | Institution | 69,918 | Added More | 6,240 | 9.79 % | $1,111,696 | $1,134,070 | $22,374 | 2.01 % | $1,997 | | | | | | News Article | History of Sigma Investment Counselors Inc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | St Germain D J Co Inc | Institution | 18,192 | Added More | 1,320 | 7.82 % | $289,253 | $295,074 | $5,821 | 2.01 % | $422 | | | | | | News Article | History of St Germain D J Co Inc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Tower Bridge Advisors | Institution | 119,592 | No Change | 0 | 0 % | $1,901,513 | $1,939,782 | $38,269 | 2.01 % | $0 | | | | | | News Article | History of Tower Bridge Advisors Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Wagner Investment Management Inc | Institution | 1,000 | No Change | 0 | 0 % | $15,900 | $16,220 | $320 | 2.01 % | $0 | | | | | | News Article | History of Wagner Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Services | Institution | 1,432 | Sold Some | -400 | -21.83 % | $22,769 | $23,227 | $458 | 2.01 % | $-128 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Services Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-08-31 | N-Q | Bragg Capital Trust - Queens Road Value Fund | Multi-Cap Value | 10,900 | New Holding | 10,900 | 100 % | $173,310 | $176,798 | $3,488 | 2.01 % | $3,488 | | | | | | News Article | History of Bragg Capital Trust - Queens Road Value Fund Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-08-31 | N-Q | Claymore Trust - Zacks Market Neutral Fund | No Data | 17,083 | New Holding | 17,083 | 100 % | $271,620 | $277,086 | $5,467 | 2.01 % | $5,467 | | | | | | News Article | History of Claymore Trust - Zacks Market Neutral Fund Ownership Of Duke Energy Corp |
| 2009-10-27 | 2009-08-31 | N-Q | State Farm Associates Funds Trusts - State Farm Growth Fund | Multi-Cap Growth | 1,227,500 | No Change | 0 | 0 % | $19,517,250 | $19,910,050 | $392,800 | 2.01 % | $0 | | | | | | News Article | History of State Farm Associates Funds Trusts - State Farm Growth Fund Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Birmingham Capital Management Co Inc | Institution | 75,930 | New Holding | 75,930 | 100 % | $1,210,324 | $1,231,585 | $21,260 | 1.75 % | $21,260 | | | | | | News Article | History of Birmingham Capital Management Co Inc Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Bourgeon Capital Management Llc | Institution | 16,900 | Added More | 1,100 | 6.96 % | $269,386 | $274,118 | $4,732 | 1.75 % | $308 | | | | | | News Article | History of Bourgeon Capital Management Llc Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Coho Partners Ltd | Institution | 10,000 | No Change | 0 | 0 % | $159,400 | $162,200 | $2,800 | 1.75 % | $0 | | | | | | News Article | History of Coho Partners Ltd Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Glickenhaus And Co | Institution | 77,408 | Sold Some | -3,700 | -4.56 % | $1,233,884 | $1,255,558 | $21,674 | 1.75 % | $-1,036 | | | | | | News Article | History of Glickenhaus And Co Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Marathon Capital Management | Institution | 43,009 | Sold Some | -2,500 | -5.49 % | $685,563 | $697,606 | $12,043 | 1.75 % | $-700 | | | | | | News Article | History of Marathon Capital Management Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR/A | Obermeyer Asset Management Co | Institution | 336,745 | Added More | 3,385 | 1.01 % | $5,367,715 | $5,462,004 | $94,289 | 1.75 % | $948 | | | | | | News Article | History of Obermeyer Asset Management Co Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Parsons Capital Management Inc | Institution | 32,038 | Sold Some | -28 | -0.08 % | $510,686 | $519,656 | $8,971 | 1.75 % | $-8 | | | | | | News Article | History of Parsons Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Piedmont Investment Advisors Llc | Institution | | Sold All | -161,480 | -100 % | | | | 1.75 % | $-45,214 | | | | | | News Article | History of Piedmont Investment Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Ray Gerald L And Associates Ltd | Institution | 60,982 | Sold Some | -4,042 | -6.21 % | $972,053 | $989,128 | $17,075 | 1.75 % | $-1,132 | | | | | | News Article | History of Ray Gerald L And Associates Ltd Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Ray Gerald L And Associates Ltd | Institution | 60,982 | Sold Some | -2,476 | -3.90 % | $972,053 | $989,128 | $17,075 | 1.75 % | $-693 | | | | | | News Article | History of Ray Gerald L And Associates Ltd Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 39,754 | Added More | 854 | 2.19 % | $633,679 | $644,810 | $11,131 | 1.75 % | $239 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Smith Asset Management Group Lp | Institution | 19,627 | No Change | 0 | 0 % | $312,854 | $318,350 | $5,496 | 1.75 % | $0 | | | | | | News Article | History of Smith Asset Management Group Lp Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf | Specialty & Misc | 934 | Added More | 27 | 2.97 % | $14,888 | $15,149 | $262 | 1.75 % | $8 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf Ownership Of Duke Energy Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 977,100 | Sold Some | -84,462 | -7.95 % | $15,574,974 | $15,848,562 | $273,588 | 1.75 % | $-23,649 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Duke Energy Corp |
| 2009-10-26 | 2008-09-30 | 13F-HR/A | State Farm Mutual Automobile Insurance Co | Institution | 8,981,700 | No Change | 0 | 0 % | $143,168,298 | $145,683,174 | $2,514,876 | 1.75 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cadinha And Co Llc | Institution | 24,200 | New Holding | 24,200 | 100 % | $389,620 | $392,524 | $2,904 | 0.74 % | $2,904 | | | | | | News Article | History of Cadinha And Co Llc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 61,876 | Added More | 984 | 1.61 % | $996,204 | $1,003,629 | $7,425 | 0.74 % | $118 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Commerce Bank N A | Institution | 248,224 | Sold Some | -5,987 | -2.35 % | $3,996,406 | $4,026,193 | $29,787 | 0.74 % | $-718 | | | | | | News Article | History of Commerce Bank N A Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 2,561,358 | Sold Some | -330,694 | -11.43 % | $41,237,864 | $41,545,227 | $307,363 | 0.74 % | $-39,683 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | 62,742 | Sold Some | -9,134 | -12.70 % | $1,010,146 | $1,017,675 | $7,529 | 0.74 % | $-1,096 | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 188,656 | Added More | 1,392 | 0.74 % | $3,037,362 | $3,060,000 | $22,639 | 0.74 % | $167 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 11,727 | Sold Some | -25,649 | -68.62 % | $188,805 | $190,212 | $1,407 | 0.74 % | $-3,078 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Schmidt P J Investment Management Inc | Institution | 87,511 | Added More | 26,100 | 42.50 % | $1,408,927 | $1,419,428 | $10,501 | 0.74 % | $3,132 | | | | | | News Article | History of Schmidt P J Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | United Bank Inc | Institution | | Sold All | -10,810 | -100 % | | | | 0.74 % | $-1,297 | | | | | | News Article | History of United Bank Inc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 11,298 | New Holding | 11,298 | 100 % | $181,898 | $183,254 | $1,356 | 0.74 % | $1,356 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Welch Group Llc | Institution | | Sold All | -11,553 | -100 % | | | | 0.74 % | $-1,386 | | | | | | News Article | History of Welch Group Llc Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-08-31 | N-Q | Performance Funds Trust - Large Cap | Large-Cap Core | 14,000 | No Change | 0 | 0 % | $225,400 | $227,080 | $1,680 | 0.74 % | $0 | | | | | | News Article | History of Performance Funds Trust - Large Cap Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-08-31 | N-Q | Performance Funds Trust - Strategic Dividend | Specialty & Misc | 32,050 | No Change | 0 | 0 % | $516,005 | $519,851 | $3,846 | 0.74 % | $0 | | | | | | News Article | History of Performance Funds Trust - Strategic Dividend Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Baker Ellis Asset Management Llc | Institution | 7,346 | New Holding | 7,346 | 100 % | $118,932 | $119,152 | $220 | 0.18 % | $220 | | | | | | News Article | History of Baker Ellis Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 2,013,716 | Sold Some | -900 | -0.04 % | $32,602,062 | $32,662,474 | $60,411 | 0.18 % | $-27 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 480,822 | Added More | 1,521 | 0.31 % | $7,784,508 | $7,798,933 | $14,425 | 0.18 % | $46 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 82,930 | Sold Some | -340,967 | -80.43 % | $1,342,637 | $1,345,125 | $2,488 | 0.18 % | $-10,229 | | | | | | News Article | History of Blackrock Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 4,379,628 | Added More | 485,819 | 12.47 % | $70,906,177 | $71,037,566 | $131,389 | 0.18 % | $14,575 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Farmers And Merchants Investments Inc | Institution | 275,343 | New Holding | 275,343 | 100 % | $4,457,803 | $4,466,063 | $8,260 | 0.18 % | $8,260 | | | | | | News Article | History of Farmers And Merchants Investments Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Founders Bank And Trust | Institution | 2,368 | No Change | 0 | 0 % | $38,338 | $38,409 | $71 | 0.18 % | $0 | | | | | | News Article | History of Founders Bank And Trust Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 1,099,889 | Sold Some | -16,300 | -1.46 % | $17,807,203 | $17,840,200 | $32,997 | 0.18 % | $-489 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Montgomery Investment Management Inc | Institution | 173,972 | Added More | 800 | 0.46 % | $2,816,607 | $2,821,826 | $5,219 | 0.18 % | $24 | | | | | | News Article | History of Montgomery Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | 169,147 | Added More | 971 | 0.57 % | $2,738,490 | $2,743,564 | $5,074 | 0.18 % | $29 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 78,289 | Added More | 36,952 | 89.39 % | $1,267,499 | $1,269,848 | $2,349 | 0.18 % | $1,109 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Pinnacle Financial Partners Inc | Institution | 50,685 | Added More | 5,970 | 13.35 % | $820,590 | $822,111 | $1,521 | 0.18 % | $179 | | | | | | News Article | History of Pinnacle Financial Partners Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 1,137,123 | Added More | 23,568 | 2.11 % | $18,410,021 | $18,444,135 | $34,114 | 0.18 % | $707 | | | | | | News Article | History of Regions Financial Corp Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Robeco Institutional Asset Management Bv | Institution | 75,800 | Sold Some | -540,400 | -87.69 % | $1,227,202 | $1,229,476 | $2,274 | 0.18 % | $-16,212 | | | | | | News Article | History of Robeco Institutional Asset Management Bv Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | S And T Bank | Institution | 1,930 | Sold Some | -498 | -20.51 % | $31,247 | $31,305 | $58 | 0.18 % | $-15 | | | | | | News Article | History of S And T Bank Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Smith Hayes Advisers Inc | Institution | 33,645 | Sold Some | -98 | -0.29 % | $544,713 | $545,722 | $1,009 | 0.18 % | $-3 | | | | | | News Article | History of Smith Hayes Advisers Inc Ownership Of Duke Energy Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Wood George F | Institution | 56,763 | No Change | 0 | 0 % | $918,993 | $920,696 | $1,703 | 0.18 % | $0 | | | | | | News Article | History of Wood George F Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 12,482,800 | Sold Some | -682,710 | -5.18 % | $201,597,220 | $202,471,016 | $873,796 | 0.43 % | $-47,790 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 568,928 | New Holding | 568,928 | 100 % | $9,188,187 | $9,228,012 | $39,825 | 0.43 % | $39,825 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 572,513 | New Holding | 572,513 | 100 % | $9,246,085 | $9,286,161 | $40,076 | 0.43 % | $40,076 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bkd Wealth Advisors Llc | Institution | 11,506 | New Holding | 11,506 | 100 % | $185,822 | $186,627 | $805 | 0.43 % | $805 | | | | | | News Article | History of Bkd Wealth Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Boston Advisors Llc | Institution | 163,847 | Sold Some | -137,450 | -45.61 % | $2,646,129 | $2,657,598 | $11,469 | 0.43 % | $-9,622 | | | | | | News Article | History of Boston Advisors Llc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Firstmerit Bank N A Trustee | Institution | 335,064 | Added More | 24,689 | 7.95 % | $5,411,284 | $5,434,738 | $23,454 | 0.43 % | $1,728 | | | | | | News Article | History of Firstmerit Bank N A Trustee Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | 2,133 | Sold Some | -121 | -5.36 % | $34,448 | $34,597 | $149 | 0.43 % | $-8 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Orrstown Financial Services Inc | Institution | 40,783 | Sold Some | -11,092 | -21.38 % | $658,645 | $661,500 | $2,855 | 0.43 % | $-776 | | | | | | News Article | History of Orrstown Financial Services Inc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Patten And Patten Inc | Institution | 176,231 | Added More | 32,438 | 22.55 % | $2,846,131 | $2,858,467 | $12,336 | 0.43 % | $2,271 | | | | | | News Article | History of Patten And Patten Inc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Pittenger And Anderson Inc | Institution | 30,124 | Added More | 125 | 0.41 % | $486,503 | $488,611 | $2,109 | 0.43 % | $9 | | | | | | News Article | History of Pittenger And Anderson Inc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | River Road Asset Management Llc | Institution | 1,282,101 | Sold Some | -136,000 | -9.59 % | $20,705,931 | $20,795,678 | $89,747 | 0.43 % | $-9,520 | | | | | | News Article | History of River Road Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Security National Trust Co | Institution | 55,572 | Added More | 500 | 0.90 % | $897,488 | $901,378 | $3,890 | 0.43 % | $35 | | | | | | News Article | History of Security National Trust Co Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 3,723,077 | Added More | 528,997 | 16.56 % | $60,127,694 | $60,388,309 | $260,615 | 0.43 % | $37,030 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Stifel Nicolaus And Co Inc Mo | Institution | 77,428 | Added More | 38,780 | 100.34 % | $1,250,462 | $1,255,882 | $5,420 | 0.43 % | $2,715 | | | | | | News Article | History of Stifel Nicolaus And Co Inc Mo Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Town And Country Bank And Trust Co Dba First Bankers Trust Co | Institution | 104,085 | Sold Some | -200 | -0.19 % | $1,680,973 | $1,688,259 | $7,286 | 0.43 % | $-14 | | | | | | News Article | History of Town And Country Bank And Trust Co Dba First Bankers Trust Co Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Wagner Capital Management Corp | Institution | 36,108 | Added More | 2,267 | 6.69 % | $583,144 | $585,672 | $2,528 | 0.43 % | $159 | | | | | | News Article | History of Wagner Capital Management Corp Ownership Of Duke Energy Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Woodley Farra Manion Portfolio Management Inc | Institution | | Sold All | -10,750 | -100 % | | | | 0.43 % | $-753 | | | | | | News Article | History of Woodley Farra Manion Portfolio Management Inc Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | 1st Global Advisors Inc | Institution | | Sold All | -12,353 | -100 % | | | | 1.69 % | $-3,335 | | | | | | News Article | History of 1st Global Advisors Inc Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Leeb Capital Management Inc | Institution | 28,419 | Sold Some | -841 | -2.87 % | $453,283 | $460,956 | $7,673 | 1.69 % | $-227 | | | | | | News Article | History of Leeb Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mackay Shields Llc | Institution | | Sold All | -150,764 | -100 % | | | | 1.69 % | $-40,706 | | | | | | News Article | History of Mackay Shields Llc Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mechanics Bank Trust Department | Institution | 404,426 | Added More | 32,425 | 8.71 % | $6,450,595 | $6,559,790 | $109,195 | 1.69 % | $8,755 | | | | | | News Article | History of Mechanics Bank Trust Department Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 1,488,572 | Sold Some | -15,100 | -1.00 % | $23,742,723 | $24,144,638 | $401,914 | 1.69 % | $-4,077 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Stralem And Co Inc | Institution | 4,723,371 | Added More | 158,950 | 3.48 % | $75,337,767 | $76,613,078 | $1,275,310 | 1.69 % | $42,917 | | | | | | News Article | History of Stralem And Co Inc Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 347,484 | Sold Some | -13,300 | -3.68 % | $5,542,370 | $5,636,190 | $93,821 | 1.69 % | $-3,591 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Duke Energy Corp |
| 2009-10-20 | 2009-08-31 | N-Q | Philadelphia Fund Inc - Philadelphia Fund Inc | Multi-Cap Value | 124,800 | New Holding | 124,800 | 100 % | $1,990,560 | $2,024,256 | $33,696 | 1.69 % | $33,696 | | | | | | News Article | History of Philadelphia Fund Inc - Philadelphia Fund Inc Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | American National Bank And Trust Co | Institution | 152,408 | Sold Some | -857 | -0.55 % | $2,435,480 | $2,472,058 | $36,578 | 1.50 % | $-206 | | | | | | News Article | History of American National Bank And Trust Co Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Berkshire Asset Management Inc Pa | Institution | 66,175 | New Holding | 66,175 | 100 % | $1,057,477 | $1,073,359 | $15,882 | 1.50 % | $15,882 | | | | | | News Article | History of Berkshire Asset Management Inc Pa Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Ci Investments Inc | Institution | | Sold All | -49,400 | -100 % | | | | 1.50 % | $-11,856 | | | | | | News Article | History of Ci Investments Inc Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Cibc World Markets Inc | Institution | | Sold All | -753,067 | -100 % | | | | 1.50 % | $-180,736 | | | | | | News Article | History of Cibc World Markets Inc Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Rothschild Investment Corp | Institution | 137,134 | Added More | 8,950 | 6.98 % | $2,191,401 | $2,224,313 | $32,912 | 1.50 % | $2,148 | | | | | | News Article | History of Rothschild Investment Corp Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 1,773,312 | Added More | 9,100 | 0.51 % | $28,337,526 | $28,763,121 | $425,595 | 1.50 % | $2,184 | | | | | | News Article | History of Strs Ohio Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Tompkins Trustco Inc | Institution | 6,389 | Added More | 602 | 10.40 % | $102,096 | $103,630 | $1,533 | 1.50 % | $144 | | | | | | News Article | History of Tompkins Trustco Inc Ownership Of Duke Energy Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Trust Co Of Virginia | Institution | 14,022 | Added More | 804 | 6.08 % | $224,072 | $227,437 | $3,365 | 1.50 % | $193 | | | | | | News Article | History of Trust Co Of Virginia Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Amg National Trust Bank | Institution | 49,859 | Sold Some | -964 | -1.89 % | $787,274 | $808,713 | $21,439 | 2.72 % | $-415 | | | | | | News Article | History of Amg National Trust Bank Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 141,164 | Sold Some | -2,880 | -1.99 % | $2,228,980 | $2,289,680 | $60,701 | 2.72 % | $-1,238 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 134,780 | Sold Some | -2,619 | -1.90 % | $2,128,176 | $2,186,132 | $57,955 | 2.72 % | $-1,126 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | First Horizon National Corp | Institution | 60,950 | Sold Some | -500 | -0.81 % | $962,401 | $988,609 | $26,209 | 2.72 % | $-215 | | | | | | News Article | History of First Horizon National Corp Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Gartmore Investment Management Ltd | Institution | 14,560 | New Holding | 14,560 | 100 % | $229,902 | $236,163 | $6,261 | 2.72 % | $6,261 | | | | | | News Article | History of Gartmore Investment Management Ltd Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Highland Capital Management Corp | Institution | 15,934 | No Change | 0 | 0 % | $251,598 | $258,449 | $6,852 | 2.72 % | $0 | | | | | | News Article | History of Highland Capital Management Corp Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Independence Trust Co | Institution | 45,765 | Added More | 8,257 | 22.01 % | $722,629 | $742,308 | $19,679 | 2.72 % | $3,551 | | | | | | News Article | History of Independence Trust Co Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Members Capital Advisors Inc | Institution | 54,500 | Sold Some | -376,000 | -87.34 % | $860,555 | $883,990 | $23,435 | 2.72 % | $-161,680 | | | | | | News Article | History of Members Capital Advisors Inc Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | National Bank Of Indianapolis Corp | Institution | 2,535 | No Change | 0 | 0 % | $40,028 | $41,118 | $1,090 | 2.72 % | $0 | | | | | | News Article | History of National Bank Of Indianapolis Corp Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Princeton Capital Management Inc | Institution | 133,034 | Added More | 12,200 | 10.09 % | $2,100,607 | $2,157,811 | $57,205 | 2.72 % | $5,246 | | | | | | News Article | History of Princeton Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Regentatlantic Capital Llc | Institution | 14,665 | Sold Some | -2,922 | -16.61 % | $231,560 | $237,866 | $6,306 | 2.72 % | $-1,256 | | | | | | News Article | History of Regentatlantic Capital Llc Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Resnick Paul Gerson And Bilodeau Kenneth Robert Jr Dba Akj As | Institution | 48,840 | Added More | 9,530 | 24.24 % | $771,184 | $792,185 | $21,001 | 2.72 % | $4,098 | | | | | | News Article | History of Resnick Paul Gerson And Bilodeau Kenneth Robert Jr Dba Akj As Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 12,863 | Added More | 1,875 | 17.06 % | $203,107 | $208,638 | $5,531 | 2.72 % | $806 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Welch And Forbes Llc | Institution | 23,869 | Added More | 400 | 1.70 % | $376,892 | $387,155 | $10,264 | 2.72 % | $172 | | | | | | News Article | History of Welch And Forbes Llc Ownership Of Duke Energy Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Wright Investors Service Inc | Institution | 96,612 | Sold Some | -6,549 | -6.34 % | $1,525,503 | $1,567,047 | $41,543 | 2.72 % | $-2,816 | | | | | | News Article | History of Wright Investors Service Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Exxonmobil Investment Management Inc | Institution | 493,379 | Sold Some | -48,341 | -8.92 % | $7,820,057 | $8,002,607 | $182,550 | 2.33 % | $-17,886 | | | | | | News Article | History of Exxonmobil Investment Management Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Hardesty Capital Management Corp | Institution | 13,895 | Added More | 2,400 | 20.87 % | $220,236 | $225,377 | $5,141 | 2.33 % | $888 | | | | | | News Article | History of Hardesty Capital Management Corp Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 625,198 | Added More | 47,154 | 8.15 % | $9,909,388 | $10,140,712 | $231,323 | 2.33 % | $17,447 | | | | | | News Article | History of Harris Financial Corp Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | New England Asset Management Llc | Institution | | Sold All | -10,900 | -100 % | | | | 2.33 % | $-4,033 | | | | | | News Article | History of New England Asset Management Llc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Nordea Investment Management Ab | Institution | 618,635 | Sold Some | -440,642 | -41.59 % | $9,805,365 | $10,034,260 | $228,895 | 2.33 % | $-163,038 | | | | | | News Article | History of Nordea Investment Management Ab Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 3,187,827 | Added More | 17,649 | 0.55 % | $50,527,058 | $51,706,554 | $1,179,496 | 2.33 % | $6,530 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Raymond James Financial Services Advisors Inc | No Data | 202,620 | Sold Some | -7,553 | -3.59 % | $3,211,527 | $3,286,496 | $74,969 | 2.33 % | $-2,795 | | | | | | News Article | History of Raymond James Financial Services Advisors Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Salem Capital Management Inc | Institution | 194,657 | Added More | 5,600 | 2.96 % | $3,085,313 | $3,157,337 | $72,023 | 2.33 % | $2,072 | | | | | | News Article | History of Salem Capital Management Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Scott And Stringfellow Financial Inc | Institution | 127,014 | Added More | 23,590 | 22.80 % | $2,013,172 | $2,060,167 | $46,995 | 2.33 % | $8,728 | | | | | | News Article | History of Scott And Stringfellow Financial Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Sena Weller Rohs Williams Inc | Institution | 68,356 | Sold Some | -390 | -0.56 % | $1,083,443 | $1,108,734 | $25,292 | 2.33 % | $-144 | | | | | | News Article | History of Sena Weller Rohs Williams Inc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 68,175 | Added More | 1,296 | 1.93 % | $1,080,574 | $1,105,799 | $25,225 | 2.33 % | $480 | | | | | | News Article | History of Standard Life Investments Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 66,879 | No Change | 0 | 0 % | $1,060,032 | $1,084,777 | $24,745 | 2.33 % | $0 | | | | | | News Article | History of Standard Life Investments Ownership Of Duke Energy Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Windsor Financial Group Llc | Institution | 104,681 | New Holding | 104,681 | 100 % | $1,659,194 | $1,697,926 | $38,732 | 2.33 % | $38,732 | | | | | | News Article | History of Windsor Financial Group Llc Ownership Of Duke Energy Corp |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -328 | -100 % | | | | 2.33 % | $-121 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR/A | Adirondack Trust Co | Institution | 100 | No Change | 0 | 0 % | $1,578 | $1,622 | $44 | 2.78 % | $0 | | | | | | News Article | History of Adirondack Trust Co Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Alpha Windward Llc | Institution | 233 | Added More | 110 | 89.43 % | $3,677 | $3,779 | $103 | 2.78 % | $48 | | | | | | News Article | History of Alpha Windward Llc Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Arrow Financial Corp | Institution | 980 | Sold Some | -166 | -14.48 % | $15,464 | $15,896 | $431 | 2.78 % | $-73 | | | | | | News Article | History of Arrow Financial Corp Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | First Citizens Bank And Trust Co | Institution | 497,687 | Sold Some | -84,779 | -14.55 % | $7,853,501 | $8,072,483 | $218,982 | 2.78 % | $-37,303 | | | | | | News Article | History of First Citizens Bank And Trust Co Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | First National Bank Sioux Falls | Institution | 2,028 | No Change | 0 | 0 % | $32,002 | $32,894 | $892 | 2.78 % | $0 | | | | | | News Article | History of First National Bank Sioux Falls Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Intrust Bank Na | Institution | 133,099 | Added More | 45,891 | 52.62 % | $2,100,302 | $2,158,866 | $58,564 | 2.78 % | $20,192 | | | | | | News Article | History of Intrust Bank Na Ownership Of Duke Energy Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Lynch And Associates | Institution | 32,810 | Added More | 1,350 | 4.29 % | $517,742 | $532,178 | $14,436 | 2.78 % | $594 | | | | | |
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