| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | California State Teachers Retirement System | Institution | 838,457 | Added More | 550 | 0.06 % | $1,593,068 | $1,593,068 | $0 | 0.00 % | $0 | | | | | | News Article | History of California State Teachers Retirement System Ownership Of Dynegy Inc |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 17,261 | New Holding | 17,261 | 100 % | $32,796 | $32,796 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Dynegy Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Rs Variable Products Trust - Rs Large Cap Value Vip Series | Large-Cap Value | 47,700 | New Holding | 47,700 | 100 % | $90,630 | $90,630 | $0 | 0.00 % | $0 | | | | | | News Article | History of Rs Variable Products Trust - Rs Large Cap Value Vip Series Ownership Of Dynegy Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Rs Variable Products Trust - Rs Partners Vip Series | Specialty & Misc | | Sold All | -19,566 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Rs Variable Products Trust - Rs Partners Vip Series Ownership Of Dynegy Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 568,071 | Added More | 14,900 | 2.69 % | $1,113,419 | $1,079,335 | $-34,084 | -3.06 % | $-894 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Dynegy Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Capital Management Associates | Institution | 22,000 | New Holding | 22,000 | 100 % | $43,120 | $41,800 | $-1,320 | -3.06 % | $-1,320 | | | | | | News Article | History of Capital Management Associates Ownership Of Dynegy Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 108,243 | Sold Some | -8,149 | -7.00 % | $214,321 | $205,662 | $-8,659 | -4.04 % | $652 | | | | | | News Article | History of Amvescap Plc Ownership Of Dynegy Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 1,762,069 | Added More | 53,126 | 3.10 % | $3,488,897 | $3,347,931 | $-140,966 | -4.04 % | $-4,250 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Dynegy Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 354,792 | Sold Some | -64,252 | -15.33 % | $702,488 | $674,105 | $-28,383 | -4.04 % | $5,140 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American Independence Financial Services Llc | Institution | | Sold All | -55,500 | -100 % | | | | -5.94 % | $6,660 | | | | | | News Article | History of American Independence Financial Services Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 1,850,828 | Added More | 353,337 | 23.59 % | $3,738,673 | $3,516,573 | $-222,099 | -5.94 % | $-42,400 | | | | | | News Article | History of American International Group Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 58,700 | Added More | 29,000 | 97.64 % | $118,574 | $111,530 | $-7,044 | -5.94 % | $-3,480 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital World Investors | Institution | 34,920,000 | No Change | 0 | 0 % | $70,538,400 | $66,348,000 | $-4,190,400 | -5.94 % | $0 | | | | | | News Article | History of Capital World Investors Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Charter Oak Partners | Institution | 416,711 | No Change | 0 | 0 % | $841,756 | $791,751 | $-50,005 | -5.94 % | $0 | | | | | | News Article | History of Charter Oak Partners Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 298,801 | Added More | 111,853 | 59.83 % | $603,578 | $567,722 | $-35,856 | -5.94 % | $-13,422 | | | | | | News Article | History of Citadel L P Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | 956,710 | Sold Some | -227,450 | -19.20 % | $1,932,554 | $1,817,749 | $-114,805 | -5.94 % | $27,294 | | | | | | News Article | History of Cna Financial Corp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Contrarian Capital Management Llc | Institution | 3,002,400 | New Holding | 3,002,400 | 100 % | $6,064,848 | $5,704,560 | $-360,288 | -5.94 % | $-360,288 | | | | | | News Article | History of Contrarian Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Corriente Advisors Llc | Institution | 200,000 | New Holding | 200,000 | 100 % | $404,000 | $380,000 | $-24,000 | -5.94 % | $-24,000 | | | | | | News Article | History of Corriente Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Dsc Advisors L P | Institution | | Sold All | -200,000 | -100 % | | | | -5.94 % | $24,000 | | | | | | News Article | History of Dsc Advisors L P Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 130,000 | No Change | 0 | 0 % | $262,600 | $247,000 | $-15,600 | -5.94 % | $0 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | | Sold All | -2,013,570 | -100 % | | | | -5.94 % | $241,628 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 25,441 | Sold Some | -396 | -1.53 % | $51,391 | $48,338 | $-3,053 | -5.94 % | $48 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 1,285 | Sold Some | -62 | -4.60 % | $2,596 | $2,442 | $-154 | -5.94 % | $7 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 26,535,612 | Added More | 16,978,917 | 177.66 % | $53,601,936 | $50,417,663 | $-3,184,273 | -5.94 % | $-2,037,470 | | | | | | News Article | History of Fmr Corp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Hale And Dorr Capital Management Llc | Institution | 15,500 | Added More | 5,000 | 47.61 % | $31,310 | $29,450 | $-1,860 | -5.94 % | $-600 | | | | | | News Article | History of Hale And Dorr Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Hm Capital Management Llc | Institution | 65,175 | Sold Some | -20,390 | -23.82 % | $131,654 | $123,833 | $-7,821 | -5.94 % | $2,447 | | | | | | News Article | History of Hm Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | | Sold All | -165,548 | -100 % | | | | -5.94 % | $19,866 | | | | | | News Article | History of Ing Groep Nv Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | | Sold All | -20,000 | -100 % | | | | -5.94 % | $2,400 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Lasry Marc | Institution | 10,350,000 | New Holding | 10,350,000 | 100 % | $20,907,000 | $19,665,000 | $-1,242,000 | -5.94 % | $-1,242,000 | | | | | | News Article | History of Lasry Marc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 134,976 | Sold Some | -23,105 | -14.61 % | $272,652 | $256,454 | $-16,197 | -5.94 % | $2,773 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 12,976 | Sold Some | -711,225 | -98.20 % | $26,212 | $24,654 | $-1,557 | -5.94 % | $85,347 | | | | | | News Article | History of Millennium Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 5,093,853 | Added More | 3,482,640 | 216.15 % | $10,289,583 | $9,678,321 | $-611,262 | -5.94 % | $-417,917 | | | | | | News Article | History of Morgan Stanley Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 1,707,766 | New Holding | 1,707,766 | 100 % | $3,449,687 | $3,244,755 | $-204,932 | -5.94 % | $-204,932 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -636,527 | -100 % | | | | -5.94 % | $76,383 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 4,773,537 | Added More | 63,962 | 1.35 % | $9,642,545 | $9,069,720 | $-572,824 | -5.94 % | $-7,675 | | | | | | News Article | History of Northern Trust Corp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 10,300 | Sold Some | -7,695 | -42.76 % | $20,806 | $19,570 | $-1,236 | -5.94 % | $923 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Opus Trading Fund Llc | Institution | 25,429 | New Holding | 25,429 | 100 % | $51,367 | $48,315 | $-3,051 | -5.94 % | $-3,051 | | | | | | News Article | History of Opus Trading Fund Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 17,680 | Added More | 4,936 | 38.73 % | $35,714 | $33,592 | $-2,122 | -5.94 % | $-592 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,000 | No Change | 0 | 0 % | $2,020 | $1,900 | $-120 | -5.94 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 5,011,111 | New Holding | 5,011,111 | 100 % | $10,122,444 | $9,521,111 | $-601,333 | -5.94 % | $-601,333 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Seneca Capital Investments Lp | Institution | | Sold All | -4,364,299 | -100 % | | | | -5.94 % | $523,716 | | | | | | News Article | History of Seneca Capital Investments Lp Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 2,326,400 | Sold Some | -281,539 | -10.79 % | $4,699,328 | $4,420,160 | $-279,168 | -5.94 % | $33,785 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | | Sold All | -11,400 | -100 % | | | | -5.94 % | $1,368 | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 283,459 | Sold Some | -5,200 | -1.80 % | $572,587 | $538,572 | $-34,015 | -5.94 % | $624 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Taurus Asset Management Llc | Institution | | Sold All | -12,350 | -100 % | | | | -5.94 % | $1,482 | | | | | | News Article | History of Taurus Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Timescape Global Capital Management Llc | No Data | 998,100 | New Holding | 998,100 | 100 % | $2,016,162 | $1,896,390 | $-119,772 | -5.94 % | $-119,772 | | | | | | News Article | History of Timescape Global Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 215,600 | New Holding | 215,600 | 100 % | $435,512 | $409,640 | $-25,872 | -5.94 % | $-25,872 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 43,233,502 | Added More | 8,493,979 | 24.45 % | $87,331,674 | $82,143,654 | $-5,188,020 | -5.94 % | $-1,019,277 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 35,686 | Added More | 8,501 | 31.27 % | $72,086 | $67,803 | $-4,282 | -5.94 % | $-1,020 | | | | | | News Article | History of Us Bancorp De Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -450,000 | -100 % | | | | -5.94 % | $54,000 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | | Sold All | -289 | -100 % | | | | -5.94 % | $35 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wayzata Investment Partners Llc | Institution | | Sold All | -9,407,000 | -100 % | | | | -5.94 % | $1,128,840 | | | | | | News Article | History of Wayzata Investment Partners Llc Ownership Of Dynegy Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 337,912 | New Holding | 337,912 | 100 % | $682,582 | $642,033 | $-40,549 | -5.94 % | $-40,549 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 41,020 | New Holding | 41,020 | 100 % | $81,630 | $77,938 | $-3,692 | -4.52 % | $-3,692 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisory Research Inc | Institution | | Sold All | -18,705 | -100 % | | | | -4.52 % | $1,683 | | | | | | News Article | History of Advisory Research Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 57,405 | Added More | 12,473 | 27.75 % | $114,236 | $109,070 | $-5,166 | -4.52 % | $-1,123 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 909,560 | Added More | 37,712 | 4.32 % | $1,810,024 | $1,728,164 | $-81,860 | -4.52 % | $-3,394 | | | | | | News Article | History of Axa Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 3,547,520 | Added More | 334,697 | 10.41 % | $7,059,565 | $6,740,288 | $-319,277 | -4.52 % | $-30,123 | | | | | | News Article | History of Barclays Plc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | | Sold All | -105 | -100 % | | | | -4.52 % | $9 | | | | | | News Article | History of Bartlett And Co Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 14,760 | Sold Some | -593 | -3.86 % | $29,372 | $28,044 | $-1,328 | -4.52 % | $53 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 1,078,225 | Added More | 1,028,256 | 2057.78 % | $2,145,668 | $2,048,628 | $-97,040 | -4.52 % | $-92,543 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 126,292 | New Holding | 126,292 | 100 % | $251,321 | $239,955 | $-11,366 | -4.52 % | $-11,366 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Chicago Fundamental Investment Partners Llc | No Data | 532,726 | New Holding | 532,726 | 100 % | $1,060,125 | $1,012,179 | $-47,945 | -4.52 % | $-47,945 | | | | | | News Article | History of Chicago Fundamental Investment Partners Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clifton Group Investment Management Co | No Data | 27,500 | Sold Some | -5,900 | -17.66 % | $54,725 | $52,250 | $-2,475 | -4.52 % | $531 | | | | | | News Article | History of Clifton Group Investment Management Co Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 4,000 | New Holding | 4,000 | 100 % | $7,960 | $7,600 | $-360 | -4.52 % | $-360 | | | | | | News Article | History of Credit Agricole S A Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | | Sold All | -6,029,130 | -100 % | | | | -4.52 % | $542,622 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dynamic Capital Management Llc | Institution | | Sold All | -10,200 | -100 % | | | | -4.52 % | $918 | | | | | | News Article | History of Dynamic Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Everest Capital Ltd | Institution | 253,100 | New Holding | 253,100 | 100 % | $503,669 | $480,890 | $-22,779 | -4.52 % | $-22,779 | | | | | | News Article | History of Everest Capital Ltd Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | F And C Asset Management Plc | Institution | 11,700 | Added More | 1,000 | 9.34 % | $23,283 | $22,230 | $-1,053 | -4.52 % | $-90 | | | | | | News Article | History of F And C Asset Management Plc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | | Sold All | -76,835 | -100 % | | | | -4.52 % | $6,915 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Frontier Investment Mgmt Co | Institution | 60,000 | Added More | 30,000 | 100.00 % | $119,400 | $114,000 | $-5,400 | -4.52 % | $-2,700 | | | | | | News Article | History of Frontier Investment Mgmt Co Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 691 | Sold Some | -308,284 | -99.77 % | $1,375 | $1,313 | $-62 | -4.52 % | $27,746 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geduld E E | Institution | | Sold All | -50,000 | -100 % | | | | -4.52 % | $4,500 | | | | | | News Article | History of Geduld E E Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 2,357,548 | Sold Some | -222,461 | -8.62 % | $4,691,521 | $4,479,341 | $-212,179 | -4.52 % | $20,021 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 3,348,846 | Sold Some | -14,677,933 | -81.42 % | $6,664,204 | $6,362,807 | $-301,396 | -4.52 % | $1,321,014 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | 75,387 | New Holding | 75,387 | 100 % | $150,020 | $143,235 | $-6,785 | -4.52 % | $-6,785 | | | | | | News Article | History of Hbk Investments L P Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 209,845 | New Holding | 209,845 | 100 % | $417,592 | $398,706 | $-18,886 | -4.52 % | $-18,886 | | | | | | News Article | History of Henderson Group Plc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Interlachen Capital Group Lp | Institution | 1,705,300 | New Holding | 1,705,300 | 100 % | $3,393,547 | $3,240,070 | $-153,477 | -4.52 % | $-153,477 | | | | | | News Article | History of Interlachen Capital Group Lp Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 16,700 | New Holding | 16,700 | 100 % | $33,233 | $31,730 | $-1,503 | -4.52 % | $-1,503 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 25,682 | Sold Some | -517 | -1.97 % | $51,107 | $48,796 | $-2,311 | -4.52 % | $47 | | | | | | News Article | History of Keybank National Association Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 13,651 | Sold Some | -170,936 | -92.60 % | $27,165 | $25,937 | $-1,229 | -4.52 % | $15,384 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 28 | No Change | 0 | 0 % | $56 | $53 | $-3 | -4.52 % | $0 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Loeb Partners Corp | Insider | 737,630 | Sold Some | -69,570 | -8.61 % | $1,467,884 | $1,401,497 | $-66,387 | -4.52 % | $6,261 | | | | | | News Article | History of Loeb Partners Corp Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 203,725 | New Holding | 203,725 | 100 % | $405,413 | $387,078 | $-18,335 | -4.52 % | $-18,335 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 3,837,498 | New Holding | 3,837,498 | 100 % | $7,636,621 | $7,291,246 | $-345,375 | -4.52 % | $-345,375 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 102,986 | Sold Some | -19,714 | -16.06 % | $204,942 | $195,673 | $-9,269 | -4.52 % | $1,774 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Metropolitan Capital Advisors Inc | Institution | | Sold All | -689,050 | -100 % | | | | -4.52 % | $62,015 | | | | | | News Article | History of Metropolitan Capital Advisors Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mt Lucas Management Corp | Institution | 101,892 | New Holding | 101,892 | 100 % | $202,765 | $193,595 | $-9,170 | -4.52 % | $-9,170 | | | | | | News Article | History of Mt Lucas Management Corp Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Natixis | Institution | 83,161 | Sold Some | -223 | -0.26 % | $165,490 | $158,006 | $-7,484 | -4.52 % | $20 | | | | | | News Article | History of Natixis Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 20,686 | Sold Some | -32,033 | -60.76 % | $41,165 | $39,303 | $-1,862 | -4.52 % | $2,883 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 2,431,404 | Sold Some | -33,692 | -1.36 % | $4,838,494 | $4,619,668 | $-218,826 | -4.52 % | $3,032 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 166,600 | Added More | 66,700 | 66.76 % | $331,534 | $316,540 | $-14,994 | -4.52 % | $-6,003 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 164,496 | Added More | 127,220 | 341.29 % | $327,347 | $312,542 | $-14,805 | -4.52 % | $-11,450 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Perella Weinberg Partners Capital Management Lp | Institution | | Sold All | -982,800 | -100 % | | | | -4.52 % | $88,452 | | | | | | News Article | History of Perella Weinberg Partners Capital Management Lp Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Plante Moran Financial Advisors Ltd Partnership | Institution | 8 | Sold Some | -60 | -88.23 % | $16 | $15 | $-1 | -4.52 % | $5 | | | | | | News Article | History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 917,878 | Sold Some | -15,608,038 | -94.44 % | $1,826,577 | $1,743,968 | $-82,609 | -4.52 % | $1,404,723 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 37,396 | New Holding | 37,396 | 100 % | $74,418 | $71,052 | $-3,366 | -4.52 % | $-3,366 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 640,099 | Sold Some | -19,822 | -3.00 % | $1,273,797 | $1,216,188 | $-57,609 | -4.52 % | $1,784 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 176,145 | Added More | 25,745 | 17.11 % | $350,529 | $334,676 | $-15,853 | -4.52 % | $-2,317 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 7,373,600 | Sold Some | -1,630,700 | -18.11 % | $14,673,464 | $14,009,840 | $-663,624 | -4.52 % | $146,763 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 213,681 | Sold Some | -115,131 | -35.01 % | $425,225 | $405,994 | $-19,231 | -4.52 % | $10,362 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sentinel Asset Management Inc | Institution | 1,131 | Sold Some | -35,000 | -96.86 % | $2,251 | $2,149 | $-102 | -4.52 % | $3,150 | | | | | | News Article | History of Sentinel Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 2,378,110 | Sold Some | -123,050 | -4.91 % | $4,732,439 | $4,518,409 | $-214,030 | -4.52 % | $11,075 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spears Grisanti And Brown Llc | Institution | 111,400 | Sold Some | -40,900 | -26.85 % | $221,686 | $211,660 | $-10,026 | -4.52 % | $3,681 | | | | | | News Article | History of Spears Grisanti And Brown Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Talon Asset Management Llc | Institution | 18,000 | New Holding | 18,000 | 100 % | $35,820 | $34,200 | $-1,620 | -4.52 % | $-1,620 | | | | | | News Article | History of Talon Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 24,080,968 | Added More | 579,715 | 2.46 % | $47,921,126 | $45,753,839 | $-2,167,287 | -4.52 % | $-52,174 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Dynegy Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 40,807 | New Holding | 40,807 | 100 % | $81,206 | $77,533 | $-3,673 | -4.52 % | $-3,673 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 158,290 | Added More | 18,700 | 13.39 % | $311,831 | $300,751 | $-11,080 | -3.55 % | $-1,309 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 14,010 | Added More | 247 | 1.79 % | $27,600 | $26,619 | $-981 | -3.55 % | $-17 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allstate Insurance Co | Institution | 53,208 | Added More | 36,978 | 227.83 % | $104,820 | $101,095 | $-3,725 | -3.55 % | $-2,588 | | | | | | News Article | History of Allstate Insurance Co Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allstate Retirement Plan | Institution | 37,261 | Added More | 5,921 | 18.89 % | $73,404 | $70,796 | $-2,608 | -3.55 % | $-414 | | | | | | News Article | History of Allstate Retirement Plan Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analytic Investors Inc | Institution | 553,311 | Sold Some | -294,852 | -34.76 % | $1,090,023 | $1,051,291 | $-38,732 | -3.55 % | $20,640 | | | | | | News Article | History of Analytic Investors Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arrow Investment Advisors Llc | No Data | 88,800 | New Holding | 88,800 | 100 % | $174,936 | $168,720 | $-6,216 | -3.55 % | $-6,216 | | | | | | News Article | History of Arrow Investment Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 412,612 | Sold Some | -25,710 | -5.86 % | $812,846 | $783,963 | $-28,883 | -3.55 % | $1,800 | | | | | | News Article | History of Bank Of America Corp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 18,067,502 | Added More | 433,276 | 2.45 % | $35,592,979 | $34,328,254 | $-1,264,725 | -3.55 % | $-30,329 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brandes Investment Partners Lp | Institution | 458,055 | Added More | 184,900 | 67.69 % | $902,368 | $870,305 | $-32,064 | -3.55 % | $-12,943 | | | | | | News Article | History of Brandes Investment Partners Lp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | | Sold All | -6,293 | -100 % | | | | -3.55 % | $441 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 190,553 | Added More | 85,362 | 81.14 % | $375,389 | $362,051 | $-13,339 | -3.55 % | $-5,975 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 64,865 | New Holding | 64,865 | 100 % | $127,784 | $123,244 | $-4,541 | -3.55 % | $-4,541 | | | | | | News Article | History of Credit Suisse Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 127,021 | Added More | 16,309 | 14.73 % | $250,231 | $241,340 | $-8,891 | -3.55 % | $-1,142 | | | | | | News Article | History of First Quadrant L P Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 281,529 | Sold Some | -111,889 | -28.44 % | $554,612 | $534,905 | $-19,707 | -3.55 % | $7,832 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | | Sold All | -759,281 | -100 % | | | | -3.55 % | $53,150 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 35,810 | No Change | 0 | 0 % | $70,546 | $68,039 | $-2,507 | -3.55 % | $0 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 60,500 | Sold Some | -3,000 | -4.72 % | $119,185 | $114,950 | $-4,235 | -3.55 % | $210 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | 11,200 | No Change | 0 | 0 % | $22,064 | $21,280 | $-784 | -3.55 % | $0 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hbos Plc | No Data | 51,844 | Sold Some | -15,079 | -22.53 % | $102,133 | $98,504 | $-3,629 | -3.55 % | $1,056 | | | | | | News Article | History of Hbos Plc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hecht Nikos | Institution | | Sold All | -98,000 | -100 % | | | | -3.55 % | $6,860 | | | | | | News Article | History of Hecht Nikos Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Horizon Global Advisers Llc | Institution | | Sold All | -1,423,360 | -100 % | | | | -3.55 % | $99,635 | | | | | | News Article | History of Horizon Global Advisers Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 207,350 | Added More | 44,705 | 27.48 % | $408,480 | $393,965 | $-14,515 | -3.55 % | $-3,129 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intel Corp | Institution | | Sold All | -18,685 | -100 % | | | | -3.55 % | $1,308 | | | | | | News Article | History of Intel Corp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | N-Q | Johnson Mutual Funds Trust - Johnson Growth Fund | Multi-Cap Growth | 25,000 | New Holding | 25,000 | 100 % | $49,250 | $47,500 | $-1,750 | -3.55 % | $-1,750 | | | | | | News Article | History of Johnson Mutual Funds Trust - Johnson Growth Fund Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 243,761 | Added More | 22,604 | 10.22 % | $480,209 | $463,146 | $-17,063 | -3.55 % | $-1,582 | | | | | | News Article | History of Kbc Group Nv Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 86,405 | No Change | 0 | 0 % | $170,218 | $164,170 | $-6,048 | -3.55 % | $0 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Levin Capital Strategies L P | Institution | 3,296,086 | Sold Some | -1,939,218 | -37.04 % | $6,493,289 | $6,262,563 | $-230,726 | -3.55 % | $135,745 | | | | | | News Article | History of Levin Capital Strategies L P Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Loews Corp | Institution | 464,720 | Sold Some | -216,730 | -31.80 % | $915,498 | $882,968 | $-32,530 | -3.55 % | $15,171 | | | | | | News Article | History of Loews Corp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 94,039 | Added More | 8,546 | 9.99 % | $185,257 | $178,674 | $-6,583 | -3.55 % | $-598 | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 654,287 | Sold Some | -623,707 | -48.80 % | $1,288,945 | $1,243,145 | $-45,800 | -3.55 % | $43,659 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 453,840 | Sold Some | -1,274 | -0.27 % | $894,065 | $862,296 | $-31,769 | -3.55 % | $89 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Minneapolis Portfolio Management Group Llc | Institution | 5,418,010 | Added More | 3,336,788 | 160.32 % | $10,673,480 | $10,294,219 | $-379,261 | -3.55 % | $-233,575 | | | | | | News Article | History of Minneapolis Portfolio Management Group Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 141,899 | Sold Some | -600 | -0.42 % | $279,541 | $269,608 | $-9,933 | -3.55 % | $42 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 938,269 | Added More | 61,492 | 7.01 % | $1,848,390 | $1,782,711 | $-65,679 | -3.55 % | $-4,304 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 1,548,872 | Added More | 346,338 | 28.80 % | $3,051,278 | $2,942,857 | $-108,421 | -3.55 % | $-24,244 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 35,660 | Sold Some | -155,884 | -81.38 % | $70,250 | $67,754 | $-2,496 | -3.55 % | $10,912 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 83,896 | New Holding | 83,896 | 100 % | $165,275 | $159,402 | $-5,873 | -3.55 % | $-5,873 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 347,430 | Added More | 28,217 | 8.83 % | $684,437 | $660,117 | $-24,320 | -3.55 % | $-1,975 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 1,000 | No Change | 0 | 0 % | $1,970 | $1,900 | $-70 | -3.55 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 108,837 | Added More | 66,475 | 156.92 % | $214,409 | $206,790 | $-7,619 | -3.55 % | $-4,653 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 36,319 | Sold Some | -645,722 | -94.67 % | $71,548 | $69,006 | $-2,542 | -3.55 % | $45,201 | | | | | | News Article | History of Russell Frank Co Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sasco Capital Inc | Institution | 20,270,498 | Added More | 328,300 | 1.64 % | $39,932,881 | $38,513,946 | $-1,418,935 | -3.55 % | $-22,981 | | | | | | News Article | History of Sasco Capital Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 34,120 | Added More | 7,021 | 25.90 % | $67,216 | $64,828 | $-2,388 | -3.55 % | $-491 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 126,844 | Added More | 20,585 | 19.37 % | $249,883 | $241,004 | $-8,879 | -3.55 % | $-1,441 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Systematic Financial Management Lp | Institution | 11,835 | New Holding | 11,835 | 100 % | $23,315 | $22,487 | $-828 | -3.55 % | $-828 | | | | | | News Article | History of Systematic Financial Management Lp Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 1,879,025 | Added More | 1,622,825 | 633.42 % | $3,701,679 | $3,570,148 | $-131,532 | -3.55 % | $-113,598 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 413,670 | Sold Some | -3,200 | -0.76 % | $814,930 | $785,973 | $-28,957 | -3.55 % | $224 | | | | | | News Article | History of United Services Automobile Association Ownership Of Dynegy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 117,135 | Added More | 7,458 | 6.79 % | $230,756 | $222,557 | $-8,199 | -3.55 % | $-522 | | | | | | News Article | History of World Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 52,868 | Added More | 29,662 | 127.82 % | $108,379 | $100,449 | $-7,930 | -7.31 % | $-4,449 | | | | | | News Article | History of Aperio Group Llc Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bp Plc | Institution | 83,000 | No Change | 0 | 0 % | $170,150 | $157,700 | $-12,450 | -7.31 % | $0 | | | | | | News Article | History of Bp Plc Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 588,094 | Sold Some | -1,955,882 | -76.88 % | $1,205,593 | $1,117,379 | $-88,214 | -7.31 % | $293,382 | | | | | | News Article | History of Citigroup Inc Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 251,105 | Added More | 26,471 | 11.78 % | $514,765 | $477,100 | $-37,666 | -7.31 % | $-3,971 | | | | | | News Article | History of Comerica Bank Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 2,422 | No Change | 0 | 0 % | $4,965 | $4,602 | $-363 | -7.31 % | $0 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 400 | New Holding | 400 | 100 % | $820 | $760 | $-60 | -7.31 % | $-60 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 9,704 | Sold Some | -273,259 | -96.57 % | $19,893 | $18,438 | $-1,456 | -7.31 % | $40,989 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 2,834,940 | Added More | 543,399 | 23.71 % | $5,811,627 | $5,386,386 | $-425,241 | -7.31 % | $-81,510 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Summit Capital Management Llc | Institution | 22,700 | No Change | 0 | 0 % | $46,535 | $43,130 | $-3,405 | -7.31 % | $0 | | | | | | News Article | History of Summit Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 2,226,072 | Added More | 747,558 | 50.56 % | $4,563,448 | $4,229,537 | $-333,911 | -7.31 % | $-112,134 | | | | | | News Article | History of Ubs Ag Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-08-31 | N-CSR | Morgan Stanley S And P 500 Index Fund - None | Specialty & Misc | 34,593 | No Change | 0 | 0 % | $70,916 | $65,727 | $-5,189 | -7.31 % | $0 | | | | | | News Article | History of Morgan Stanley S And P 500 Index Fund - None Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-06-30 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 2,422 | Sold Some | -51,810 | -95.53 % | $4,965 | $4,602 | $-363 | -7.31 % | $7,772 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Dynegy Inc |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 54,232 | No Change | 0 | 0 % | $111,176 | $103,041 | $-8,135 | -7.31 % | $0 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Dynegy Inc |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 54,232 | Sold Some | -1,807 | -3.22 % | $111,176 | $103,041 | $-8,135 | -7.31 % | $271 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Aberdeen Asset Management Plc | Institution | 43,115 | No Change | 0 | 0 % | $87,523 | $81,919 | $-5,605 | -6.40 % | $0 | | | | | | News Article | History of Aberdeen Asset Management Plc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 4,200 | No Change | 0 | 0 % | $8,526 | $7,980 | $-546 | -6.40 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cibc World Markets Corp | Institution | 151,984 | Added More | 96,258 | 172.73 % | $308,528 | $288,770 | $-19,758 | -6.40 % | $-12,514 | | | | | | News Article | History of Cibc World Markets Corp Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | | Sold All | -11 | -100 % | | | | -6.40 % | $1 | | | | | | News Article | History of Federated Investors Inc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Howe Barnes Capital Management Inc | Institution | 112,017 | No Change | 0 | 0 % | $227,395 | $212,832 | $-14,562 | -6.40 % | $0 | | | | | | News Article | History of Howe Barnes Capital Management Inc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 152,300 | Added More | 34,300 | 29.06 % | $309,169 | $289,370 | $-19,799 | -6.40 % | $-4,459 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Massachusetts Financial Services Co | Institution | | Sold All | -11,299,670 | -100 % | | | | -6.40 % | $1,468,957 | | | | | | News Article | History of Massachusetts Financial Services Co Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | | Sold All | -1,117,200 | -100 % | | | | -6.40 % | $145,236 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 453,843 | Added More | 40,560 | 9.81 % | $921,301 | $862,302 | $-59,000 | -6.40 % | $-5,273 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -121 | -100 % | | | | -6.40 % | $16 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-08-31 | N-CSRS | Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust | Specialty & Misc | 18 | No Change | 0 | 0 % | $37 | $34 | $-2 | -6.40 % | $0 | | | | | | News Article | History of Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust Ownership Of Dynegy Inc |
| 2009-11-09 | 2009-08-31 | N-CSRS | Trust For Professional Managers - Bristlecone Fund | No Data | | Sold All | -16,400 | -100 % | | | | -6.40 % | $2,132 | | | | | | News Article | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 133,375 | Sold Some | -4,900 | -3.54 % | $257,414 | $253,413 | $-4,001 | -1.55 % | $147 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Markston International Llc | Institution | 374,445 | Sold Some | -3,000 | -0.79 % | $722,679 | $711,446 | $-11,233 | -1.55 % | $90 | | | | | | News Article | History of Markston International Llc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 5,519 | No Change | 0 | 0 % | $10,652 | $10,486 | $-166 | -1.55 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 431,228 | Sold Some | -16,317 | -3.64 % | $832,270 | $819,333 | $-12,937 | -1.55 % | $490 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 303 | Sold Some | -45,586 | -99.33 % | $585 | $576 | $-9 | -1.55 % | $1,368 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 783,022 | Added More | 46,496 | 6.31 % | $1,511,232 | $1,487,742 | $-23,491 | -1.55 % | $-1,395 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | N-Q | Stratton Multi-Cap Fund Inc - Stratton Multi-Cap Fund | Specialty & Misc | 1,000,000 | Added More | 200,000 | 25.00 % | $1,930,000 | $1,900,000 | $-30,000 | -1.55 % | $-6,000 | | | | | | News Article | History of Stratton Multi-Cap Fund Inc - Stratton Multi-Cap Fund Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 2,699,054 | Sold Some | -6,000 | -0.22 % | $5,209,174 | $5,128,203 | $-80,972 | -1.55 % | $180 | | | | | | News Article | History of Tcw Group Inc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 199,494 | No Change | 0 | 0 % | $385,023 | $379,039 | $-5,985 | -1.55 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 3,019,661 | Sold Some | -104,510 | -3.34 % | $5,827,946 | $5,737,356 | $-90,590 | -1.55 % | $3,135 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Dynegy Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | | Sold All | -3 | -100 % | | | | -1.55 % | $0 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | | Sold All | -2 | -100 % | | | | -7.31 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Cumberland Associates Llc | Institution | 3,500,000 | Added More | 2,635,000 | 304.62 % | $7,175,000 | $6,650,000 | $-525,000 | -7.31 % | $-395,250 | | | | | | News Article | History of Cumberland Associates Llc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 4,700 | Sold Some | -200 | -4.08 % | $9,635 | $8,930 | $-705 | -7.31 % | $30 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Guardian Investor Services Llc | Institution | 14,057 | No Change | 0 | 0 % | $28,817 | $26,708 | $-2,109 | -7.31 % | $0 | | | | | | News Article | History of Guardian Investor Services Llc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | | Sold All | -22,393 | -100 % | | | | -7.31 % | $3,359 | | | | | | News Article | History of Huntington National Bank Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Ironwood Investment Management Llc | Institution | 603,055 | Sold Some | -3,190 | -0.52 % | $1,236,263 | $1,145,805 | $-90,458 | -7.31 % | $479 | | | | | | News Article | History of Ironwood Investment Management Llc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 186,784 | Sold Some | -194,297 | -50.98 % | $382,907 | $354,890 | $-28,018 | -7.31 % | $29,145 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 912,238 | Added More | 197,337 | 27.60 % | $1,870,088 | $1,733,252 | $-136,836 | -7.31 % | $-29,601 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 60,880 | Added More | 3,758 | 6.57 % | $124,804 | $115,672 | $-9,132 | -7.31 % | $-564 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 107,953 | Sold Some | -59,183 | -35.41 % | $221,304 | $205,111 | $-16,193 | -7.31 % | $8,877 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Stratton Management Co | Institution | 1,010,000 | Added More | 200,000 | 24.69 % | $2,070,500 | $1,919,000 | $-151,500 | -7.31 % | $-30,000 | | | | | | News Article | History of Stratton Management Co Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | | Sold All | -55,434 | -100 % | | | | -7.31 % | $8,315 | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 177,414 | Sold Some | -3,941,336 | -95.69 % | $363,699 | $337,087 | $-26,612 | -7.31 % | $591,200 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-08-31 | N-CSRS | Columbia Funds Series Trust - Columbia Large Cap Enhanced Core Fund | Large-Cap Core | | Sold All | -4,110 | -100 % | | | | -7.31 % | $617 | | | | | | News Article | History of Columbia Funds Series Trust - Columbia Large Cap Enhanced Core Fund Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-08-31 | N-CSRS | Columbia Funds Series Trust - Columbia Large Cap Index Fund | Large-Cap Core | 125,333 | Added More | 13,483 | 12.05 % | $256,933 | $238,133 | $-18,800 | -7.31 % | $-2,022 | | | | | | News Article | History of Columbia Funds Series Trust - Columbia Large Cap Index Fund Ownership Of Dynegy Inc |
| 2009-11-05 | 2009-08-31 | N-CSRS | Columbia Funds Series Trust - Columbia Large Cap Value Fund | Large-Cap Value | | Sold All | -10,642 | -100 % | | | | -7.31 % | $1,596 | | | | | | News Article | History of Columbia Funds Series Trust - Columbia Large Cap Value Fund Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 25,709 | No Change | 0 | 0 % | $48,076 | $48,847 | $771 | 1.60 % | $0 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 175,110 | Sold Some | -19,369 | -9.95 % | $327,456 | $332,709 | $5,253 | 1.60 % | $-581 | | | | | | News Article | History of Curian Capital Llc Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 2,000 | Added More | 1,000 | 100.00 % | $3,740 | $3,800 | $60 | 1.60 % | $30 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 54,107 | No Change | 0 | 0 % | $101,180 | $102,803 | $1,623 | 1.60 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 3,238,337 | Sold Some | -257,363 | -7.36 % | $6,055,690 | $6,152,840 | $97,150 | 1.60 % | $-7,721 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 12,815 | New Holding | 12,815 | 100 % | $23,964 | $24,349 | $384 | 1.60 % | $384 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Miller Howard Investments Inc | Institution | | Sold All | -207,518 | -100 % | | | | 1.60 % | $-6,226 | | | | | | News Article | History of Miller Howard Investments Inc Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 125,733 | Added More | 3,094 | 2.52 % | $235,121 | $238,893 | $3,772 | 1.60 % | $93 | | | | | | News Article | History of Tradeworx Inc Ownership Of Dynegy Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Disciplined Equity Fund | Specialty & Misc | 7,500 | No Change | 0 | 0 % | $14,025 | $14,250 | $225 | 1.60 % | $0 | | | | | | News Article | History of Ssga Funds - Ssga Disciplined Equity Fund Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | | Sold All | -495,917 | -100 % | | | | -3.55 % | $34,714 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Bidwell C M And Associates Ltd | Institution | 11,100 | No Change | 0 | 0 % | $21,867 | $21,090 | $-777 | -3.55 % | $0 | | | | | | News Article | History of Bidwell C M And Associates Ltd Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 63,254 | Sold Some | -1,306 | -2.02 % | $124,610 | $120,183 | $-4,428 | -3.55 % | $91 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 760,396 | Sold Some | -9,232 | -1.19 % | $1,497,980 | $1,444,752 | $-53,228 | -3.55 % | $646 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 194,480 | New Holding | 194,480 | 100 % | $383,126 | $369,512 | $-13,614 | -3.55 % | $-13,614 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Dynegy Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P 500 Index Fund | S&P 500 Index | 4,200 | No Change | 0 | 0 % | $8,274 | $7,980 | $-294 | -3.55 % | $0 | | | | | | News Article | History of California Investment Trust - S And P 500 Index Fund Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 10,381 | No Change | 0 | 0 % | $20,243 | $19,724 | $-519 | -2.56 % | $0 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 30,000 | New Holding | 30,000 | 100 % | $58,500 | $57,000 | $-1,500 | -2.56 % | $-1,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Meridian Investment Counsel Inc | Institution | 44,500 | No Change | 0 | 0 % | $86,775 | $84,550 | $-2,225 | -2.56 % | $0 | | | | | | News Article | History of Meridian Investment Counsel Inc Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -404,113 | -100 % | | | | -2.56 % | $20,206 | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Natural Gas Portfolio | Natural Resources | | Sold All | -1,245,200 | -100 % | | | | -2.56 % | $62,260 | | | | | | News Article | History of Fidelity Select Portfolios - Natural Gas Portfolio Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Mainstream Investment Advisers Llc | Institution | 11,000 | Sold Some | -9,500 | -46.34 % | $22,000 | $20,900 | $-1,100 | -5.00 % | $950 | | | | | | News Article | History of Mainstream Investment Advisers Llc Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -458,128 | -100 % | | | | -5.00 % | $45,813 | | | | | | News Article | History of Oxford Asset Management Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR/A | Sterneck Capital Management Llc | No Data | 10,623 | New Holding | 10,623 | 100 % | $21,246 | $20,184 | $-1,062 | -5.00 % | $-1,062 | | | | | | News Article | History of Sterneck Capital Management Llc Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Stonebridge Capital Management Inc | Institution | 10,000 | No Change | 0 | 0 % | $20,000 | $19,000 | $-1,000 | -5.00 % | $0 | | | | | | News Article | History of Stonebridge Capital Management Inc Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 435,874 | Sold Some | -1,332 | -0.30 % | $871,748 | $828,161 | $-43,587 | -5.00 % | $133 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Wesbanco Bank Inc | Institution | 10,611 | No Change | 0 | 0 % | $21,222 | $20,161 | $-1,061 | -5.00 % | $0 | | | | | | News Article | History of Wesbanco Bank Inc Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -34,100 | -100 % | | | | -5.00 % | $3,410 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Value Strategies | Multi-Cap Core | | Sold All | -51,774 | -100 % | | | | -5.00 % | $5,177 | | | | | | News Article | History of Fidelity Advisor Series I - Value Strategies Ownership Of Dynegy Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Growth Fund Of America Inc - Growth Fund Of America Inc | Multi-Cap Growth | 21,020,000 | No Change | 0 | 0 % | $42,040,000 | $39,938,000 | $-2,102,000 | -5.00 % | $0 | | | | | | News Article | History of Growth Fund Of America Inc - Growth Fund Of America Inc Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Burnham Asset Management Corp | Institution | 79,988 | Sold Some | -5,200 | -6.10 % | $164,775 | $151,977 | $-12,798 | -7.76 % | $832 | | | | | | News Article | History of Burnham Asset Management Corp Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 2,185,113 | Added More | 866,782 | 65.74 % | $4,501,333 | $4,151,715 | $-349,618 | -7.76 % | $-138,685 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wealthtrust Axiom Llc | Institution | 216,300 | Sold Some | -9,000 | -3.99 % | $445,578 | $410,970 | $-34,608 | -7.76 % | $1,440 | | | | | | News Article | History of Wealthtrust Axiom Llc Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Fund | Specialty & Misc | 14,741 | Sold Some | -47,291 | -76.23 % | $30,366 | $28,008 | $-2,359 | -7.76 % | $7,567 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | 45,206 | Sold Some | -1,589 | -3.39 % | $93,124 | $85,891 | $-7,233 | -7.76 % | $254 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 42,802 | New Holding | 42,802 | 100 % | $88,172 | $81,324 | $-6,848 | -7.76 % | $-6,848 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 33,826 | New Holding | 33,826 | 100 % | $69,682 | $64,269 | $-5,412 | -7.76 % | $-5,412 | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Dynegy Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 22,393 | Added More | 4,762 | 27.00 % | $46,130 | $42,547 | $-3,583 | -7.76 % | $-762 | | | | | | News Article | History of Huntington National Bank Ownership Of Dynegy Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 480,986 | Sold Some | -14,360 | -2.89 % | $1,014,880 | $913,873 | $-101,007 | -9.95 % | $3,016 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Dynegy Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 39,535 | New Holding | 39,535 | 100 % | $83,419 | $75,117 | $-8,302 | -9.95 % | $-8,302 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Dynegy Inc |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | | Sold All | -1,162,800 | -100 % | | | | -9.95 % | $244,188 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Dynegy Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Proshares Trust - Ultra Utilities Proshares | Utility | 25,090 | New Holding | 25,090 | 100 % | $52,940 | $47,671 | $-5,269 | -9.95 % | $-5,269 | | | | | | News Article | History of Proshares Trust - Ultra Utilities Proshares Ownership Of Dynegy Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | 608,420 | Sold Some | -4,800 | -0.78 % | $1,344,608 | $1,155,998 | $-188,610 | -14.02 % | $1,488 | | | | | | News Article | History of Dupont Capital Management Ownership Of Dynegy Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hartford Financial Management Inc | Institution | 800 | No Change | 0 | 0 % | $1,768 | $1,520 | $-248 | -14.02 % | $0 | | | | | | News Article | History of Hartford Financial Management Inc Ownership Of Dynegy Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Capital Advisors Inc | Institution | 15,880 | No Change | 0 | 0 % | $34,936 | $30,172 | $-4,764 | -13.63 % | $0 | | | | | | News Article | History of Capital Advisors Inc Ownership Of Dynegy Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 44,932 | Sold Some | -983,134 | -95.62 % | $98,850 | $85,371 | $-13,480 | -13.63 % | $294,940 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Dynegy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 17,300 | New Holding | 17,300 | 100 % | $38,752 | $32,870 | $-5,882 | -15.17 % | $-5,882 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Dynegy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 11,240 | No Change | 0 | 0 % | $25,178 | $21,356 | $-3,822 | -15.17 % | $0 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Dynegy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | 300 | No Change | 0 | 0 % | $672 | $570 | $-102 | -15.17 % | $0 | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 3,594,894 | Added More | 3,564,500 | 11727.64 % | $8,519,899 | $6,830,299 | $-1,689,600 | -19.83 % | $-1,675,315 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 449,400 | Added More | 282,800 | 169.74 % | $1,065,078 | $853,860 | $-211,218 | -19.83 % | $-132,916 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 160,351 | Sold Some | -197,899 | -55.24 % | $380,032 | $304,667 | $-75,365 | -19.83 % | $93,013 | | | | | | News Article | History of Blackrock Inc Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 17,794,667 | Added More | 13,343,960 | 299.81 % | $42,173,361 | $33,809,867 | $-8,363,493 | -19.83 % | $-6,271,661 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | 8,809 | New Holding | 8,809 | 100 % | $20,877 | $16,737 | $-4,140 | -19.83 % | $-4,140 | | | | | | News Article | History of Ned Davis Research Ownership Of Dynegy Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | 70,790 | Added More | 3,480 | 5.17 % | $167,772 | $134,501 | $-33,271 | -19.83 % | $-1,636 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of Dynegy Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 4,830,727 | Sold Some | -1,189,006 | -19.75 % | $11,352,208 | $9,178,381 | $-2,173,827 | -19.14 % | $535,053 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Dynegy Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 1,175,603 | Added More | 169,027 | 16.79 % | $2,762,667 | $2,233,646 | $-529,021 | -19.14 % | $-76,062 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Dynegy Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 241,049 | No Change | 0 | 0 % | $554,413 | $457,993 | $-96,420 | -17.39 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Dynegy Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 637,292 | No Change | 0 | 0 % | $1,465,772 | $1,210,855 | $-254,917 | -17.39 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Dynegy Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 824,054 | Added More | 152,186 | 22.65 % | $1,994,211 | $1,565,703 | $-428,508 | -21.48 % | $-79,137 | | | | | | News Article | History of Strs Ohio Ownership Of Dynegy Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 16,384 | Added More | 100 | 0.61 % | $40,796 | $31,130 | $-9,667 | -23.69 % | $-59 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Dynegy Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 11,992 | No Change | 0 | 0 % | $29,860 | $22,785 | $-7,075 | -23.69 % | $0 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Exxonmobil Investment Management Inc | Institution | 192,897 | Sold Some | -20,293 | -9.51 % | $507,319 | $366,504 | $-140,815 | -27.75 % | $14,814 | | | | | | News Article | History of Exxonmobil Investment Management Inc Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 149,823 | Sold Some | -14,617 | -8.88 % | $394,034 | $284,664 | $-109,371 | -27.75 % | $10,670 | | | | | | News Article | History of Harris Financial Corp Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Nordea Investment Management Ab | Institution | 6,479 | No Change | 0 | 0 % | $17,040 | $12,310 | $-4,730 | -27.75 % | $0 | | | | | | News Article | History of Nordea Investment Management Ab Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 1,025,675 | Sold Some | -171,629 | -14.33 % | $2,697,525 | $1,948,783 | $-748,743 | -27.75 % | $125,289 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 22,700,426 | No Change | 0 | 0 % | $59,702,120 | $43,130,809 | $-16,571,311 | -27.75 % | $0 | | | | | | News Article | History of Standard Life Investments Ownership Of Dynegy Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 9,057,524 | Sold Some | -13,642,902 | -60.09 % | $23,821,288 | $17,209,296 | $-6,611,993 | -27.75 % | $9,959,318 | | | | | | News Article | History of Standard Life Investments Ownership Of Dynegy Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | First Citizens Bank And Trust Co | Institution | 100,323 | Sold Some | -37,211 | -27.05 % | $257,830 | $190,614 | $-67,216 | -26.07 % | $24,931 | | | | | | News Article | History of First Citizens Bank And Trust Co Ownership Of Dynegy Inc |
| 2009-10-09 | 2009-09-30 | 13F-HR | Meeder Asset Management Inc | Institution | 47,697 | Sold Some | -9,941 | -17.24 % | $120,673 | $90,624 | $-30,049 | -24.90 % | $6,263 | | | | | | News Article | History of Meeder Asset Management Inc Ownership Of Dynegy Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | First Trust Exchange-Traded Alphadex Fund - First Trust Utilities Alphadex Fund | Utility | 173,867 | New Holding | 173,867 | 100 % | $439,884 | $330,347 | $-109,536 | -24.90 % | $-109,536 | | | | | | News Article | History of First Trust Exchange-Traded Alphadex Fund - First Trust Utilities Alphadex Fund Ownership Of Dynegy Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 888,224 | Sold Some | -8,955 | -0.99 % | $2,229,442 | $1,687,626 | $-541,817 | -24.30 % | $5,463 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Dynegy Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Utilities Fund | Utility | | Sold All | -171,900 | -100 % | | | | -21.48 % | $89,388 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Utilities Fund Ownership Of Dynegy Inc |
| 2009-10-07 | 2009-07-31 | N-CSRS | Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund | No Data | | Sold All | -480,500 | -100 % | | | | -21.48 % | $249,860 | | | | | | News Article | History of Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund Ownership Of Dynegy Inc |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - Telecom Utility Portfolio | Telecommunication | 86,380 | Sold Some | -6,800 | -7.29 % | $209,040 | $164,122 | $-44,918 | -21.48 % | $3,536 | | | | | | News Article | History of Sunamerica Series Trust - Telecom Utility Portfolio Ownership Of Dynegy Inc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Diana Brenda S | Institution | 250 | New Holding | 250 | 100 % | $595 | $475 | $-120 | -20.16 % | $-120 | | | | | | News Article | History of Diana Brenda S Ownership Of Dynegy Inc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Hall Martin | Institution | 6,500 | No Change | 0 | 0 % | $15,470 | $12,350 | $-3,120 | -20.16 % | $0 | | | | | | News Article | History of Hall Martin Ownership Of Dynegy Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | First American Bank | Institution | 12,235 | No Change | 0 | 0 % | $29,119 | $23,247 | $-5,873 | -20.16 % | $0 | | | | | | News Article | History of First American Bank Ownership Of Dynegy Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | State Bank And Trust | Institution | 2 | No Change | 0 | 0 % | $5 | $4 | $-1 | -20.16 % | $0 | | | | | | News Article | History of State Bank And Trust Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | 43,700 | Added More | 40,688 | 1350.86 % | $111,435 | $83,030 | $-28,405 | -25.49 % | $-26,447 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 495,705 | Added More | 492,905 | 17603.75 % | $1,264,048 | $941,840 | $-322,208 | -25.49 % | $-320,388 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 228,560 | New Holding | 228,560 | 100 % | $582,828 | $434,264 | $-148,564 | -25.49 % | $-148,564 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - Global Large Company Series | Large-Cap Core | 189,111 | Sold Some | -105 | -0.05 % | $482,233 | $359,311 | $-122,922 | -25.49 % | $68 | | | | | | News Article | History of Dfa Investment Trust Co - Global Large Company Series Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay S And P 500 Index Fund | S&P 500 Index | 62,118 | New Holding | 62,118 | 100 % | $158,401 | $118,024 | $-40,377 | -25.49 % | $-40,377 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay S And P 500 Index Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Spartan 500 Index Fund | S&P 500 Index | 729,556 | Added More | 24,516 | 3.47 % | $1,860,368 | $1,386,156 | $-474,211 | -25.49 % | $-15,935 | | | | | | News Article | History of Fidelity Commonwealth Trust - Spartan 500 Index Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Mid Core Index Fund | Mid-Cap Core | | Sold All | -58,829 | -100 % | | | | -25.49 % | $38,239 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Mid Core Index Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Value Index Fund | Small-Cap Value | 194,089 | New Holding | 194,089 | 100 % | $494,927 | $368,769 | $-126,158 | -25.49 % | $-126,158 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Value Index Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Equity Index Fund | Specialty & Misc | 13,446 | No Change | 0 | 0 % | $34,287 | $25,547 | $-8,740 | -25.49 % | $0 | | | | | | News Article | History of Mainstay Funds - Mainstay Equity Index Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Map Fund | Multi-Cap Core | 338,000 | No Change | 0 | 0 % | $861,900 | $642,200 | $-219,700 | -25.49 % | $0 | | | | | | News Article | History of Mainstay Funds - Mainstay Map Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 3,332 | New Holding | 3,332 | 100 % | $8,497 | $6,331 | $-2,166 | -25.49 % | $-2,166 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | | Sold All | -3,332 | -100 % | | | | -25.49 % | $2,166 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Dynegy Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Select Value Fund | Multi-Cap Value | 2,043 | No Change | 0 | 0 % | $5,210 | $3,882 | $-1,328 | -25.49 % | $0 | | | | | | News Article | History of Russell Investment Co - Select Value Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Franklin Strategic Series - Franklin Aggressive Growth Fund | Multi-Cap Growth | | Sold All | -5,892,300 | -100 % | | | | -20.50 % | $2,887,227 | | | | | | News Article | History of Franklin Strategic Series - Franklin Aggressive Growth Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Balanced Fund | Mixed-Asset Target Allocation Growth | 4,100 | No Change | 0 | 0 % | $9,799 | $7,790 | $-2,009 | -20.50 % | $0 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Balanced Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund | Large-Cap Core | 900 | No Change | 0 | 0 % | $2,151 | $1,710 | $-441 | -20.50 % | $0 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 25,716 | New Holding | 25,716 | 100 % | $61,461 | $48,860 | $-12,601 | -20.50 % | $-12,601 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 96,200 | New Holding | 96,200 | 100 % | $229,918 | $182,780 | $-47,138 | -20.50 % | $-47,138 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 383,608 | New Holding | 383,608 | 100 % | $916,823 | $728,855 | $-187,968 | -20.50 % | $-187,968 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Windsor Funds - Vanguard Windsor Fund | Multi-Cap Value | | Sold All | -251,000 | -100 % | | | | -20.50 % | $122,990 | | | | | | News Article | History of Vanguard Windsor Funds - Vanguard Windsor Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios - Victory Stock Index Fund | S&P 500 Index | 1,909 | Sold Some | -65 | -3.29 % | $4,563 | $3,627 | $-935 | -20.50 % | $32 | | | | | | News Article | History of Victory Portfolios - Victory Stock Index Fund Ownership Of Dynegy Inc |
| 2009-09-28 | 2009-05-31 | N-CSRS/A | Trust For Professional Managers - Bristlecone Fund | No Data | 16,400 | New Holding | 16,400 | 100 % | $39,196 | $31,160 | $-8,036 | -20.50 % | $-8,036 | | | | | | News Article | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Dynegy Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares | No Data | 14,600 | New Holding | 14,600 | 100 % | $33,288 | $27,740 | $-5,548 | -16.66 % | $-5,548 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares Ownership Of Dynegy Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 221,157 | Sold Some | -384,402 | -63.47 % | $504,238 | $420,198 | $-84,040 | -16.66 % | $146,073 | | | | | | News Article | History of Kbc Group Nv Ownership Of Dynegy Inc |
| 2009-09-25 | 2009-05-31 | N-CSR/A | Proshares Trust - Ultra Utilities Proshares | Utility | | Sold All | -30,482 | -100 % | | | | -16.66 % | $11,583 | | | | | | News Article | History of Proshares Trust - Ultra Utilities Proshares Ownership Of Dynegy Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Forum Funds - Liberty Street Horizon Fund | Specialty & Misc | 496,711 | No Change | 0 | 0 % | $1,127,534 | $943,751 | $-183,783 | -16.29 % | $0 | | | | | | News Article | History of Forum Funds - Liberty Street Horizon Fund Ownership Of Dynegy Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Tfs Capital Investment Trust - Tfs Market Neutral Fund | Specialty & Misc | 646,400 | New Holding | 646,400 | 100 % | $1,467,328 | $1,228,160 | $-239,168 | -16.29 % | $-239,168 | | | | | | News Article | History of Tfs Capital Investment Trust - Tfs Market Neutral Fund Ownership Of Dynegy Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | | Sold All | -72,257 | -100 % | | | | -16.29 % | $26,735 | | | | | | News Article | History of Credit Agricole S A Ownership Of Dynegy Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 17,634,226 | Sold Some | -555,488 | -3.05 % | $37,560,901 | $33,505,029 | $-4,055,872 | -10.79 % | $127,762 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund | S&P 500 Index | 23,760 | Added More | 7,963 | 50.40 % | $44,906 | $45,144 | $238 | 0.52 % | $80 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Barclays Global Investors Funds - Bond Index Fund | Specialty & Misc | 104,575 | No Change | 0 | 0 % | $197,647 | $198,693 | $1,046 | 0.52 % | $0 | | | | | | News Article | History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - S And P 500 Index Master Portfolio | S&P 500 Index | 104,575 | No Change | 0 | 0 % | $197,647 | $198,693 | $1,046 | 0.52 % | $0 | | | | | | News Article | History of Master Investment Portfolio - S And P 500 Index Master Portfolio Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Morgan Stanley Equally Weighted S And P 500 Fund - None | Specialty & Misc | 785,875 | Sold Some | -7,594 | -0.95 % | $1,485,304 | $1,493,163 | $7,859 | 0.52 % | $-76 | | | | | | News Article | History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio | Utility | 77,097 | Sold Some | -9,200 | -10.66 % | $145,713 | $146,484 | $771 | 0.52 % | $-92 | | | | | | News Article | History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Variable Investment Series - Information Portfolio | Specialty & Misc | 7,142 | No Change | 0 | 0 % | $13,498 | $13,570 | $71 | 0.52 % | $0 | | | | | | News Article | History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Nuveen Investment Trust - Nuveen Enhanced Mid-Cap Fund | No Data | 770 | New Holding | 770 | 100 % | $1,455 | $1,463 | $8 | 0.52 % | $8 | | | | | | News Article | History of Nuveen Investment Trust - Nuveen Enhanced Mid-Cap Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Large Cap Fund | Large-Cap Core | 10,324 | Added More | 1,934 | 23.05 % | $19,512 | $19,616 | $103 | 0.52 % | $19 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Large Cap Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 188,504 | Added More | 180,539 | 2266.65 % | $356,273 | $358,158 | $1,885 | 0.52 % | $1,805 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 61,490 | Added More | 60,922 | 10725.70 % | $116,216 | $116,831 | $615 | 0.52 % | $609 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Nova Fund | Specialty & Misc | 1,790 | Added More | 435 | 32.10 % | $3,383 | $3,401 | $18 | 0.52 % | $4 | | | | | | News Article | History of Rydex Variable Trust - Nova Fund Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Balanced Index Portfolio | Flexible Portfolio | 500 | No Change | 0 | 0 % | $945 | $950 | $5 | 0.52 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 14,109 | No Change | 0 | 0 % | $26,666 | $26,807 | $141 | 0.52 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Dynegy Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Ubs Relationship Funds - Ubs International Equity Relationship Fund | Global Flex Port | | Sold All | -250,600 | -100 % | | | | 0.52 % | $-2,506 | | | | | | News Article | History of Ubs Relationship Funds - Ubs International Equity Relationship Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - 500 Index Trust | S&P 500 Index | 309,762 | New Holding | 309,762 | 100 % | $573,060 | $588,548 | $15,488 | 2.70 % | $15,488 | | | | | | News Article | History of John Hancock Trust - 500 Index Trust Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Large Cap Trust | Large-Cap Core | 133,200 | New Holding | 133,200 | 100 % | $246,420 | $253,080 | $6,660 | 2.70 % | $6,660 | | | | | | News Article | History of John Hancock Trust - Large Cap Trust Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Small Cap Opportunities Trust | Small-Cap Core | 24,725 | New Holding | 24,725 | 100 % | $45,741 | $46,978 | $1,236 | 2.70 % | $1,236 | | | | | | News Article | History of John Hancock Trust - Small Cap Opportunities Trust Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Total Stock Market Index Trust | Specialty & Misc | 23,598 | New Holding | 23,598 | 100 % | $43,656 | $44,836 | $1,180 | 2.70 % | $1,180 | | | | | | News Article | History of John Hancock Trust - Total Stock Market Index Trust Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Utilities Trust | Utility | 340,000 | New Holding | 340,000 | 100 % | $629,000 | $646,000 | $17,000 | 2.70 % | $17,000 | | | | | | News Article | History of John Hancock Trust - Utilities Trust Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Pimco Total Return Bond Portfolio | Specialty & Misc | | Sold All | -430,600 | -100 % | | | | 2.70 % | $-21,530 | | | | | | News Article | History of Advanced Series Trust - Ast Pimco Total Return Bond Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast T Rowe Price Natural Resources Portfolio | Specialty & Misc | 1,129,800 | Added More | 170,100 | 17.72 % | $2,090,130 | $2,146,620 | $56,490 | 2.70 % | $8,505 | | | | | | News Article | History of Advanced Series Trust - Ast T Rowe Price Natural Resources Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | American Funds Insurance Series - Growth Fund | Multi-Cap Growth | 13,900,000 | No Change | 0 | 0 % | $25,715,000 | $26,410,000 | $695,000 | 2.70 % | $0 | | | | | | News Article | History of American Funds Insurance Series - Growth Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 190,300 | Added More | 124,600 | 189.64 % | $352,055 | $361,570 | $9,515 | 2.70 % | $6,230 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio | Multi-Cap Growth | 102,800 | Sold Some | -8,500 | -7.63 % | $190,180 | $195,320 | $5,140 | 2.70 % | $-425 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 646,906 | Added More | 74,800 | 13.07 % | $1,196,776 | $1,229,121 | $32,345 | 2.70 % | $3,740 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 6,350 | New Holding | 6,350 | 100 % | $11,748 | $12,065 | $318 | 2.70 % | $318 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqequity 500 Index Portfolio | S&P 500 Index | 145,815 | Added More | 2,400 | 1.67 % | $269,758 | $277,049 | $7,291 | 2.70 % | $120 | | | | | | News Article | History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 10,600 | New Holding | 10,600 | 100 % | $19,610 | $20,140 | $530 | 2.70 % | $530 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqmutual Shares Portfolio | Specialty & Misc | 18,400 | New Holding | 18,400 | 100 % | $34,040 | $34,960 | $920 | 2.70 % | $920 | | | | | | News Article | History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 32,071 | New Holding | 32,071 | 100 % | $59,331 | $60,935 | $1,604 | 2.70 % | $1,604 | | | | | | News Article | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -14,500 | -100 % | | | | 2.70 % | $-725 | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Equity Index | S&P 500 Index | 18,824 | No Change | 0 | 0 % | $34,824 | $35,766 | $941 | 2.70 % | $0 | | | | | | News Article | History of Guidestone Funds - Equity Index Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Stock Index Fund | Specialty & Misc | | Sold All | -104,575 | -100 % | | | | 2.70 % | $-5,229 | | | | | | News Article | History of Homestead Funds Inc - Stock Index Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Value Fund | Multi-Cap Value | 104,575 | No Change | 0 | 0 % | $193,464 | $198,693 | $5,229 | 2.70 % | $0 | | | | | | News Article | History of Homestead Funds Inc - Value Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Indexed Equity Fund | S&P 500 Index | 88,307 | Added More | 2,000 | 2.31 % | $163,368 | $167,783 | $4,415 | 2.70 % | $100 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Indexed Equity Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Goldman Sachs Mid Cap Value Fund | No Data | 330,063 | Sold Some | -52,279 | -13.67 % | $610,617 | $627,120 | $16,503 | 2.70 % | $-2,614 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Goldman Sachs Mid Cap Value Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 3,893,290 | Added More | 102,993 | 2.71 % | $7,202,587 | $7,397,251 | $194,665 | 2.70 % | $5,150 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Balanced Portfolio | Flexible Portfolio | 181,474 | Added More | 5,500 | 3.12 % | $335,727 | $344,801 | $9,074 | 2.70 % | $275 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Balanced Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Equity Index Portfolio | Specialty & Misc | 98,269 | No Change | 0 | 0 % | $181,798 | $186,711 | $4,913 | 2.70 % | $0 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Equity Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio | Specialty & Misc | 4,667 | Sold Some | -49 | -1.03 % | $8,634 | $8,867 | $233 | 2.70 % | $-2 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Flex Funds - The Quantex Fund | Multi-Cap Core | 29,000 | New Holding | 29,000 | 100 % | $53,070 | $55,100 | $2,030 | 3.82 % | $2,030 | | | | | | News Article | History of Flex Funds - The Quantex Fund Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Flex Funds - The Total Return Utilities Fund | Utility | 33,485 | New Holding | 33,485 | 100 % | $61,278 | $63,622 | $2,344 | 3.82 % | $2,344 | | | | | | News Article | History of Flex Funds - The Total Return Utilities Fund Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Value Portfolio | Multi-Cap Value | | Sold All | -50,196 | -100 % | | | | 3.82 % | $-3,514 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Value Portfolio Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Equity Index | Specialty & Misc | 15,809 | No Change | 0 | 0 % | $28,930 | $30,037 | $1,107 | 3.82 % | $0 | | | | | | News Article | History of Mml Series Investment Fund - Mml Equity Index Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Blend Fund | Specialty & Misc | 20,500 | No Change | 0 | 0 % | $37,515 | $38,950 | $1,435 | 3.82 % | $0 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Blend Fund Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Equity Portfolio | Specialty & Misc | 7,499 | New Holding | 7,499 | 100 % | $13,723 | $14,248 | $525 | 3.82 % | $525 | | | | | | News Article | History of Ohio National Fund Inc - Equity Portfolio Ownership Of Dynegy Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 35,703 | Sold Some | -35,388 | -49.77 % | $65,336 | $67,836 | $2,499 | 3.82 % | $-2,477 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Dynegy Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -370,308 | -100 % | | | | 6.74 % | $-44,437 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 116,392 | Sold Some | -227,402 | -66.14 % | $211,833 | $221,145 | $9,311 | 4.39 % | $-18,192 | | | | | | News Article | History of Amvescap Plc Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 2,013,570 | New Holding | 2,013,570 | 100 % | $3,664,697 | $3,825,783 | $161,086 | 4.39 % | $161,086 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 9,556,695 | Added More | 1,430,756 | 17.60 % | $17,393,185 | $18,157,721 | $764,536 | 4.39 % | $114,460 | | | | | | News Article | History of Fmr Corp Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-CSR | Munder Series Trust - Munder Index 500 Fund | S&P 500 Index | 18,391 | Sold Some | -772 | -4.02 % | $33,472 | $34,943 | $1,471 | 4.39 % | $-62 | | | | | | News Article | History of Munder Series Trust - Munder Index 500 Fund Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs Partners Vip Series | Specialty & Misc | 19,566 | New Holding | 19,566 | 100 % | $35,610 | $37,175 | $1,565 | 4.39 % | $1,565 | | | | | | News Article | History of Rs Variable Products Trust - Rs Partners Vip Series Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds - Nova Fund | Large-Cap Core | 3,040 | Sold Some | -132 | -4.16 % | $5,533 | $5,776 | $243 | 4.39 % | $-11 | | | | | | News Article | History of Rydex Series Funds - Nova Fund Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | State Street Institutional Investment Trust - State Street Equity 500 Index Fund | S&P 500 Index | 82,690 | No Change | 0 | 0 % | $150,496 | $157,111 | $6,615 | 4.39 % | $0 | | | | | | News Article | History of State Street Institutional Investment Trust - State Street Equity 500 Index Fund Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | State Street Master Funds - State Street Equity 500 Index Portfolio | S&P 500 Index | 82,690 | No Change | 0 | 0 % | $150,496 | $157,111 | $6,615 | 4.39 % | $0 | | | | | | News Article | History of State Street Master Funds - State Street Equity 500 Index Portfolio Ownership Of Dynegy Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Stratton Multi-Cap Fund Inc - Stratton Multi-Cap Fund | Specialty & Misc | 800,000 | No Change | 0 | 0 % | $1,456,000 | $1,520,000 | $64,000 | 4.39 % | $0 | | | | | | News Article | History of Stratton Multi-Cap Fund Inc - Stratton Multi-Cap Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Adirondack Funds - Adirondack Small Cap Fund | Small-Cap Value | 35,000 | Sold Some | -14,000 | -28.57 % | $66,500 | $66,500 | $0 | 0.00 % | $0 | | | | | | News Article | History of Adirondack Funds - Adirondack Small Cap Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Bb And T Funds - Equity Index Fund | S&P 500 Index | 104,575 | No Change | 0 | 0 % | $198,693 | $198,693 | $0 | 0.00 % | $0 | | | | | | News Article | History of Bb And T Funds - Equity Index Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Dryden Index Series Fund - Dryden Stock Index Fund | Specialty & Misc | 33,100 | New Holding | 33,100 | 100 % | $62,890 | $62,890 | $0 | 0.00 % | $0 | | | | | | News Article | History of Dryden Index Series Fund - Dryden Stock Index Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Utilities | Utility | | Sold All | -609,800 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Utilities Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Select Sector Spdr Trust - Utilities Select Sector Spdr Fund | Utility | | Sold All | -3,607,257 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Select Sector Spdr Trust - Utilities Select Sector Spdr Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 5,637 | No Change | 0 | 0 % | $10,710 | $10,710 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Dynegy Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 4,051 | No Change | 0 | 0 % | $7,697 | $7,697 | $0 | 0.00 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series | Global Flex Port | 1,376 | Sold Some | -45 | -3.16 % | $2,669 | $2,614 | $-55 | -2.06 % | $2 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Forum Funds - Absolute Strategies Fund | Equity Mkt Neutral Funds | | Sold All | -176,000 | -100 % | | | | -2.06 % | $7,040 | | | | | | News Article | History of Forum Funds - Absolute Strategies Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | 240,282 | Sold Some | -1,890 | -0.78 % | $466,147 | $456,536 | $-9,611 | -2.06 % | $76 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 813,769 | Sold Some | -14,522 | -1.75 % | $1,578,712 | $1,546,161 | $-32,551 | -2.06 % | $581 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 136,189 | Added More | 7,920 | 6.17 % | $264,207 | $258,759 | $-5,448 | -2.06 % | $-317 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 34,015 | Added More | 981 | 2.96 % | $65,989 | $64,629 | $-1,361 | -2.06 % | $-39 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | 749,788 | Sold Some | -54,353 | -6.75 % | $1,454,589 | $1,424,597 | $-29,992 | -2.06 % | $2,174 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 844,943 | Sold Some | -36,004 | -4.08 % | $1,639,189 | $1,605,392 | $-33,798 | -2.06 % | $1,440 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Value Fund | No Data | 2,420,900 | No Change | 0 | 0 % | $4,696,546 | $4,599,710 | $-96,836 | -2.06 % | $0 | | | | | | News Article | History of Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Value Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Large Cap Composite Portfolio | Large-Cap Core | 443 | New Holding | 443 | 100 % | $859 | $842 | $-18 | -2.06 % | $-18 | | | | | | News Article | History of Seasons Series Trust - Large Cap Composite Portfolio Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Large Cap Value Portfolio | Large-Cap Value | 10,835 | New Holding | 10,835 | 100 % | $21,020 | $20,587 | $-433 | -2.06 % | $-433 | | | | | | News Article | History of Seasons Series Trust - Large Cap Value Portfolio Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Mid Cap Value Portfolio | Mid-Cap Value | 14,837 | New Holding | 14,837 | 100 % | $28,784 | $28,190 | $-593 | -2.06 % | $-593 | | | | | | News Article | History of Seasons Series Trust - Mid Cap Value Portfolio Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Iii - Balanced Portfolio | Flexible Portfolio | 288,200 | New Holding | 288,200 | 100 % | $559,108 | $547,580 | $-11,528 | -2.06 % | $-11,528 | | | | | | News Article | History of Variable Insurance Products Iii - Balanced Portfolio Ownership Of Dynegy Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 419,044 | Sold Some | -4,500 | -1.06 % | $812,945 | $796,184 | $-16,762 | -2.06 % | $180 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Dynegy Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Fenway Funds - Vanguard Growth Equity Fund | Large-Cap Growth | 943,910 | New Holding | 943,910 | 100 % | $1,831,185 | $1,793,429 | $-37,756 | -2.06 % | $-37,756 | | | | | | News Article | History of Vanguard Fenway Funds - Vanguard Growth Equity Fund Ownership Of Dynegy Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Asset Allocation Fund | Flexible Portfolio | 309,173 | Sold Some | -70,210 | -18.50 % | $599,796 | $587,429 | $-12,367 | -2.06 % | $2,808 | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Asset Allocation Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Mgi Funds - Mgi Us Large Cap Value Equity Fund | Large-Cap Value | 29,700 | New Holding | 29,700 | 100 % | $57,618 | $56,430 | $-1,188 | -2.06 % | $-1,188 | | | | | | News Article | History of Mgi Funds - Mgi Us Large Cap Value Equity Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 99,407 | Sold Some | -83,889 | -45.76 % | $192,850 | $188,873 | $-3,976 | -2.06 % | $3,356 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Van Kampen Equity Trust - Van Kampen Utility Fund | Utility | 7,300 | Sold Some | -13,900 | -65.56 % | $14,162 | $13,870 | $-292 | -2.06 % | $556 | | | | | | News Article | History of Van Kampen Equity Trust - Van Kampen Utility Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | 4,849,993 | New Holding | 4,849,993 | 100 % | $9,408,986 | $9,214,987 | $-194,000 | -2.06 % | $-194,000 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 4,705,566 | Added More | 148,148 | 3.25 % | $9,128,798 | $8,940,575 | $-188,223 | -2.06 % | $-5,926 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 1,621,745 | New Holding | 1,621,745 | 100 % | $3,146,185 | $3,081,316 | $-64,870 | -2.06 % | $-64,870 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 190,502 | Sold Some | -4,400 | -2.25 % | $369,574 | $361,954 | $-7,620 | -2.06 % | $176 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Dynegy Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 234,602 | Added More | 39,700 | 20.36 % | $455,128 | $445,744 | $-9,384 | -2.06 % | $-1,588 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 118,000 | New Holding | 118,000 | 100 % | $225,380 | $224,200 | $-1,180 | -0.52 % | $-1,180 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Bond Index Portfolio | No Data | 39,900 | Added More | 2,195 | 5.82 % | $76,209 | $75,810 | $-399 | -0.52 % | $-22 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Bond Index Portfolio Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Loomis Sayles Small-Cap Value Portfolio | No Data | | Sold All | -318,618 | -100 % | | | | -0.52 % | $3,186 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Loomis Sayles Small-Cap Value Portfolio Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Midcap Value Portfolio | No Data | 294,056 | Added More | 134,091 | 83.82 % | $561,647 | $558,706 | $-2,941 | -0.52 % | $-1,341 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Midcap Value Portfolio Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Series Fund Inc | Specialty & Misc | 50,000 | New Holding | 50,000 | 100 % | $95,500 | $95,000 | $-500 | -0.52 % | $-500 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Series Fund Inc Ownership Of Dynegy Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Stock Index Portfolio | No Data | 14,207 | Sold Some | -238 | -1.64 % | $27,135 | $26,993 | $-142 | -0.52 % | $2 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Stock Index Portfolio Ownership Of Dynegy Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Franklin Templeton Variable Insurance Products Trust - Franklin Flex Cap Growth Securities Fund | Multi-Cap Growth | | Sold All | -1,355,000 | -100 % | | | | -4.04 % | $108,400 | | | | | | News Article | History of Franklin Templeton Variable Insurance Products Trust - Franklin Flex Cap Growth Securities Fund Ownership Of Dynegy Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund | Gold Oriented | 483,012 | New Holding | 483,012 | 100 % | $956,364 | $917,723 | $-38,641 | -4.04 % | $-38,641 | | | | | | News Article | History of Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund Ownership Of Dynegy Inc |
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