| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2009-07-02 | 2009-07-01 | 4 | Stoner Thomas H Jr | No Data | 294,772 | Added More | 14,828 | 5.59 % | $250,556 | $250,556 | $0 | 0.00 % | $0 | X | X | | | President Ceo | History of Stoner Thomas H Jr Ownership Of Evergreen Energy Inc |
| 2009-07-02 | 2009-04-30 | N-CSRS | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 7,201 | Sold Some | -3,500 | -32.70 % | $6,121 | $6,121 | $0 | 0.00 % | $0 | | | | | | History of Old Westbury Funds Inc-International Fund Ownership Of Evergreen Energy Inc |
| 2009-07-02 | 2009-03-31 | 13F-HR/A | Managed Account Advisors Llc | Institution | | Sold All | -57,343 | -100 % | | | | 0.00 % | $0 | | | | | | History of Managed Account Advisors Llc Ownership Of Evergreen Energy Inc |
| 2009-07-01 | 2009-04-30 | N-CSRS | Nationwide Mutual Funds-Nationwide Small Cap Index Fund | Small-Cap Core | | Sold All | -23,660 | -100 % | | | | -7.60 % | $1,656 | | | | | | History of Nationwide Mutual Funds-Nationwide Small Cap Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Puritan Trust-Fidelity Balanced Fund | Flexible Portfolio | | Sold All | -3,512,366 | -100 % | | | | -15.00 % | $526,855 | | | | | | History of Fidelity Puritan Trust-Fidelity Balanced Fund Ownership Of Evergreen Energy Inc |
| 2009-06-12 | 2009-06-11 | 4 | Stoner Thomas H Jr | No Data | 279,944 | Added More | 195,300 | -176.49 % | $274,345 | $237,952 | $-36,393 | -13.26 % | $-25,389 | | X | | | Interim President Ceo | History of Stoner Thomas H Jr Ownership Of Evergreen Energy Inc |
| 2009-06-12 | 2009-06-10 | 4 | Stoner Thomas H Jr | No Data | 84,644 | Added More | 54,700 | -220.95 % | $82,951 | $71,947 | $-11,004 | -13.26 % | $-7,111 | | X | | | Interim President Ceo | History of Stoner Thomas H Jr Ownership Of Evergreen Energy Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Stock Portfolio | Multi-Cap Core | | Sold All | -11,100 | -100 % | | | | -16.66 % | $1,887 | | | | | | History of Easons Series Trust-Stock Portfolio Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 838,427 | Added More | 238,506 | 39.75 % | $863,580 | $712,663 | $-150,917 | -17.47 % | $-42,931 | | | | | | History of Ishares Trust-Ishares Russell 2000 Growth Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | 1,521,225 | Added More | 286,166 | 23.17 % | $1,566,862 | $1,293,041 | $-273,821 | -17.47 % | $-51,510 | | | | | | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 7,990 | Added More | 335 | 4.37 % | $8,230 | $6,792 | $-1,438 | -17.47 % | $-60 | | | | | | History of Ishares Trust-Ishares Russell 3000 Growth Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 27,421 | Added More | 674 | 2.51 % | $28,244 | $23,308 | $-4,936 | -17.47 % | $-121 | | | | | | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell Microcap Index Fund | Specialty & Misc | 149,258 | Added More | 14,604 | 10.84 % | $153,736 | $126,869 | $-26,866 | -17.47 % | $-2,629 | | | | | | History of Ishares Trust-Ishares Russell Microcap Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Banking Fund | Financial Services | 3,943 | Sold Some | -737 | -15.74 % | $4,061 | $3,352 | $-710 | -17.47 % | $133 | | | | | | History of Rydex Series Funds-Banking Fund Ownership Of Evergreen Energy Inc |
| 2009-06-05 | 2009-03-31 | 13F-HR/A | Teachers Advisors Inc | Institution | 87,122 | Added More | 18,781 | 27.48 % | $89,736 | $74,054 | $-15,682 | -17.47 % | $-3,381 | | | | | | History of Teachers Advisors Inc Ownership Of Evergreen Energy Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 30,253 | No Change | 0 | 0 % | $31,463 | $25,715 | $-5,748 | -18.26 % | $0 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Evergreen Energy Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Growth Equity Fund | Multi-Cap Growth | 43,408 | Added More | 18,781 | 76.26 % | $45,144 | $36,897 | $-8,248 | -18.26 % | $-3,568 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Growth Equity Fund Ownership Of Evergreen Energy Inc |
| 2009-06-01 | 2009-03-31 | N-Q/A | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 91,600 | New Holding | 91,600 | 100 % | $98,928 | $77,860 | $-21,068 | -21.29 % | $-21,068 | | | | | | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Evergreen Energy Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Dynamic Funds-Dynamic Russell 2000 Fund | No Data | 2,093 | New Holding | 2,093 | 100 % | $2,260 | $1,779 | $-481 | -21.29 % | $-481 | | | | | | History of Rydex Dynamic Funds-Dynamic Russell 2000 Fund Ownership Of Evergreen Energy Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 983 | Sold Some | -716 | -42.14 % | $1,062 | $836 | $-226 | -21.29 % | $165 | | | | | | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Evergreen Energy Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Investments Vit Funds-Dws Small Cap Index Vip | Small-Cap Core | 32,100 | No Change | 0 | 0 % | $32,742 | $27,285 | $-5,457 | -16.66 % | $0 | | | | | | History of Dws Investments Vit Funds-Dws Small Cap Index Vip Ownership Of Evergreen Energy Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 137,400 | New Holding | 137,400 | 100 % | $140,148 | $116,790 | $-23,358 | -16.66 % | $-23,358 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Evergreen Energy Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 347,300 | Added More | 207,200 | 147.89 % | $354,246 | $295,205 | $-59,041 | -16.66 % | $-35,224 | | | | | | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Evergreen Energy Inc |
| 2009-05-29 | 2009-03-31 | 13F-HR/A | Fmr Corp | Institution | 5,300,464 | Sold Some | -6,425,185 | -54.79 % | $5,406,473 | $4,505,394 | $-901,079 | -16.66 % | $1,092,281 | | | | | | History of Fmr Corp Ownership Of Evergreen Energy Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Manning And Napier Fund Inc Ny-Small Cap Serie | Small-Cap Core | | Sold All | -11,231 | -100 % | | | | -16.66 % | $1,909 | | | | | | History of Manning And Napier Fund Inc Ny-Small Cap Serie Ownership Of Evergreen Energy Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Bank Of America Corp | Institution | | Sold All | -121,842 | -100 % | | | | -20.56 % | $26,805 | | | | | | History of Bank Of America Corp Ownership Of Evergreen Energy Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Merrill Lynch And Co Inc | Institution | | Sold All | -44,965 | -100 % | | | | -20.56 % | $9,892 | | | | | | History of Merrill Lynch And Co Inc Ownership Of Evergreen Energy Inc |
| 2009-05-26 | 2009-03-31 | 13F-HR | Qa3 Financial Llc | No Data | 223 | No Change | 0 | 0 % | $245 | $190 | $-56 | -22.72 % | $0 | | | | | | History of Qa3 Financial Llc Ownership Of Evergreen Energy Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 1,464 | No Change | 0 | 0 % | $1,610 | $1,244 | $-366 | -22.72 % | $0 | | | | | | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Evergreen Energy Inc |
| 2009-05-22 | 2009-03-31 | 13F-HR | Hm Payson And Co | Institution | | Sold All | -15,000 | -100 % | | | | -17.47 % | $2,700 | | | | | | History of Hm Payson And Co Ownership Of Evergreen Energy Inc |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | Ecurity Management Co Llc | Institution | 7,781,178 | Added More | 1,487,465 | 23.63 % | $8,559,296 | $6,614,001 | $-1,945,295 | -22.72 % | $-371,866 | | | | | | History of Ecurity Management Co Llc Ownership Of Evergreen Energy Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Carret Asset Management | Institution | 21,000 | New Holding | 21,000 | 100 % | $22,890 | $17,850 | $-5,040 | -22.01 % | $-5,040 | | | | | | History of Carret Asset Management Ownership Of Evergreen Energy Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 1,078,684 | Sold Some | -555,132 | -33.97 % | $1,175,766 | $916,881 | $-258,884 | -22.01 % | $133,232 | | | | | | History of Highbridge Capital Management Llc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-05-15 | 13F-HR | Credit Suisse | Institution | | Sold All | -805,855 | -100 % | | | | -22.01 % | $193,405 | | | | | | History of Credit Suisse Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-05-14 | 4 | Mith Morris Richard | Insider | 40,829 | New Holding | 40,829 | 100 % | $44,504 | $34,705 | $-9,799 | -22.01 % | $-9,799 | X | | | | | History of Mith Morris Richard Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Axa | Institution | 489,760 | Added More | 344,600 | 237.39 % | $533,838 | $416,296 | $-117,542 | -22.01 % | $-82,704 | | | | | | History of Axa Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Citadel L P | Institution | 2,608 | New Holding | 2,608 | 100 % | $2,843 | $2,217 | $-626 | -22.01 % | $-626 | | | | | | History of Citadel L P Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Citigroup Inc | Institution | 18,967 | Sold Some | -104,688 | -84.66 % | $20,674 | $16,122 | $-4,552 | -22.01 % | $25,125 | | | | | | History of Citigroup Inc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 64,260 | Added More | 19,400 | 43.24 % | $70,043 | $54,621 | $-15,422 | -22.01 % | $-4,656 | | | | | | History of Gartmore Mutual Fund Capital Trust Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Geode Capital Management Llc | Institution | 89,262 | Sold Some | -301 | -0.33 % | $97,296 | $75,873 | $-21,423 | -22.01 % | $72 | | | | | | History of Geode Capital Management Llc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Great Oaks Capital Management Llc | Institution | 28,000 | Added More | 11,300 | 67.66 % | $30,520 | $23,800 | $-6,720 | -22.01 % | $-2,712 | | | | | | History of Great Oaks Capital Management Llc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Haw D E And Co Inc | Institution | 213,659 | Sold Some | -71,659 | -25.11 % | $232,888 | $181,610 | $-51,278 | -22.01 % | $17,198 | | | | | | History of Haw D E And Co Inc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Morgan Stanley | Institution | 217,285 | Sold Some | -411,562 | -65.44 % | $236,841 | $184,692 | $-52,148 | -22.01 % | $98,775 | | | | | | History of Morgan Stanley Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Northern Trust Corp | Institution | 805,320 | Added More | 62,650 | 8.43 % | $877,799 | $684,522 | $-193,277 | -22.01 % | $-15,036 | | | | | | History of Northern Trust Corp Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Partner Fund Management Lp | Institution | 195,816 | New Holding | 195,816 | 100 % | $213,439 | $166,444 | $-46,996 | -22.01 % | $-46,996 | | | | | | History of Partner Fund Management Lp Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Partner Investment Management Lp | Institution | 85,412 | New Holding | 85,412 | 100 % | $93,099 | $72,600 | $-20,499 | -22.01 % | $-20,499 | | | | | | History of Partner Investment Management Lp Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Teelhead Partners Llc | Institution | 5,400,000 | Added More | 135,853 | 2.58 % | $5,886,000 | $4,590,000 | $-1,296,000 | -22.01 % | $-32,605 | | | | | | History of Teelhead Partners Llc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ubs Ag | Institution | 8,305 | Sold Some | -34,576 | -80.63 % | $9,052 | $7,059 | $-1,993 | -22.01 % | $8,298 | | | | | | History of Ubs Ag Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Usquehanna International Group Llp | Institution | 108,645 | Sold Some | -314,481 | -74.32 % | $118,423 | $92,348 | $-26,075 | -22.01 % | $75,475 | | | | | | History of Usquehanna International Group Llp Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR/A | Vanguard Group Inc | Institution | 1,160,130 | Added More | 297,739 | 34.52 % | $1,264,542 | $986,111 | $-278,431 | -22.01 % | $-71,457 | | | | | | History of Vanguard Group Inc Ownership Of Evergreen Energy Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Westcliff Capital Management Llc Ca | Institution | 7,025,863 | Sold Some | -65,994 | -0.93 % | $7,658,191 | $5,971,984 | $-1,686,207 | -22.01 % | $15,839 | | | | | | History of Westcliff Capital Management Llc Ca Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | American International Group Inc | Institution | 100,265 | Added More | 23,461 | 30.54 % | $100,265 | $85,225 | $-15,040 | -15.00 % | $-3,519 | | | | | | History of American International Group Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 5,298,189 | Added More | 677,592 | 14.66 % | $5,298,189 | $4,503,461 | $-794,728 | -15.00 % | $-101,639 | | | | | | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 30,764 | Added More | 6,680 | 27.73 % | $30,764 | $26,149 | $-4,615 | -15.00 % | $-1,002 | | | | | | History of Bnp Paribas Arbitrage Sa Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Broadmark Asset Management Llc | Institution | | Sold All | -11,984 | -100 % | | | | -15.00 % | $1,798 | | | | | | History of Broadmark Asset Management Llc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Credit Suisse First Boston | Institution | 174,148 | No Compare | | | $174,148 | $148,026 | $-26,122 | -15.00 % | | | | | | | History of Credit Suisse First Boston Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Goldman Sachs Group Inc | Institution | 160,726 | Sold Some | -380,772 | -70.31 % | $160,726 | $136,617 | $-24,109 | -15.00 % | $57,116 | | | | | | History of Goldman Sachs Group Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Hound Partners Llc | Institution | | Sold All | -105,000 | -100 % | | | | -15.00 % | $15,750 | | | | | | History of Hound Partners Llc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Ound Energy Partners Inc | Institution | 1,181,400 | Added More | 577,700 | 95.69 % | $1,181,400 | $1,004,190 | $-177,210 | -15.00 % | $-86,655 | | | | | | History of Ound Energy Partners Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Price T Rowe Associates Inc | Institution | 10,500 | No Change | 0 | 0 % | $10,500 | $8,925 | $-1,575 | -15.00 % | $0 | | | | | | History of Price T Rowe Associates Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Proshare Advisors Llc | Institution | 58,735 | Added More | 9,591 | 19.51 % | $58,735 | $49,925 | $-8,810 | -15.00 % | $-1,439 | | | | | | History of Proshare Advisors Llc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Prudential Financial Inc | Institution | 15,780 | Added More | 3,365 | 27.10 % | $15,780 | $13,413 | $-2,367 | -15.00 % | $-505 | | | | | | History of Prudential Financial Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 67,765 | Added More | 42,765 | 171.06 % | $67,765 | $57,600 | $-10,165 | -15.00 % | $-6,415 | | | | | | History of Rbc Dain Rauscher Inc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 59,000 | Sold Some | -17,091 | -22.46 % | $59,000 | $50,150 | $-8,850 | -15.00 % | $2,564 | | | | | | History of Royal Bank Of Scotland Group Plc Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Us Bancorp De | Institution | 8,800 | Added More | 2,683 | 43.86 % | $8,800 | $7,480 | $-1,320 | -15.00 % | $-402 | | | | | | History of Us Bancorp De Ownership Of Evergreen Energy Inc |
| 2009-05-14 | 2009-03-31 | 13F-HR | Ymons Capital Management Inc | Institution | 69,250 | Added More | 3,390 | 5.14 % | $69,250 | $58,863 | $-10,388 | -15.00 % | $-509 | | | | | | History of Ymons Capital Management Inc Ownership Of Evergreen Energy Inc |
| 2009-05-13 | 2009-03-31 | 13F-HR | Barclays Plc | Institution | 172,541 | Added More | 521 | 0.30 % | $181,168 | $146,660 | $-34,508 | -19.04 % | $-104 | | | | | | History of Barclays Plc Ownership Of Evergreen Energy Inc |
| 2009-05-13 | 2009-03-31 | 13F-HR | Catalyst Investment Management Co Llc | Institution | 238,092 | Sold Some | -3,691 | -1.52 % | $249,997 | $202,378 | $-47,618 | -19.04 % | $738 | | | | | | History of Catalyst Investment Management Co Llc Ownership Of Evergreen Energy Inc |
| 2009-05-13 | 2009-03-31 | 13F-HR | Claymore Advisors Llc | Institution | 745,423 | Sold Some | -72,589 | -8.87 % | $782,694 | $633,610 | $-149,085 | -19.04 % | $14,518 | | | | | | History of Claymore Advisors Llc Ownership Of Evergreen Energy Inc |
| 2009-05-13 | 2009-03-31 | 13F-HR | Neuberger Berman Llc | Institution | 24,692 | No Change | 0 | 0 % | $25,927 | $20,988 | $-4,938 | -19.04 % | $0 | | | | | | History of Neuberger Berman Llc Ownership Of Evergreen Energy Inc |
| 2009-05-13 | 2009-03-31 | 13F-HR | Untrust Banks Inc | Institution | 108,023 | New Holding | 108,023 | 100 % | $113,424 | $91,820 | $-21,605 | -19.04 % | $-21,605 | | | | | | History of Untrust Banks Inc Ownership Of Evergreen Energy Inc |
| 2009-05-12 | 2009-03-31 | 13F-HR | Ameriprise Financial Inc | Institution | 2,205 | No Change | 0 | 0 % | $2,426 | $1,874 | $-551 | -22.72 % | $0 | | | | | | History of Ameriprise Financial Inc Ownership Of Evergreen Energy Inc |
| 2009-05-12 | 2009-03-31 | 13F-HR | G Americas Securities Llc | Institution | 43,694 | New Holding | 43,694 | 100 % | $48,063 | $37,140 | $-10,924 | -22.72 % | $-10,924 | | | | | | History of G Americas Securities Llc Ownership Of Evergreen Energy Inc |
| 2009-05-12 | 2009-03-31 | 13F-HR | Padco Advisors Ii Inc | Institution | 3,543 | Added More | 74 | 2.13 % | $3,897 | $3,012 | $-886 | -22.72 % | $-19 | | | | | | History of Padco Advisors Ii Inc Ownership Of Evergreen Energy Inc |
| 2009-05-12 | 2009-03-31 | 13F-HR | Padco Advisors Inc | Institution | 6,036 | Sold Some | -2,224 | -26.92 % | $6,640 | $5,131 | $-1,509 | -22.72 % | $556 | | | | | | History of Padco Advisors Inc Ownership Of Evergreen Energy Inc |
| 2009-05-12 | 2009-03-31 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 587,917 | Added More | 87,170 | 17.40 % | $646,709 | $499,729 | $-146,979 | -22.72 % | $-21,793 | | | | | | History of Tiaa Cref Investment Management Llc Ownership Of Evergreen Energy Inc |
| 2009-05-11 | 2009-03-31 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 45,000 | No Compare | | | $49,500 | $38,250 | $-11,250 | -22.72 % | | | | | | | History of Chevy Chase Trust Holdings Inc Ownership Of Evergreen Energy Inc |
| 2009-05-11 | 2009-03-31 | 13F-HR | Keybank National Association | Institution | | Sold All | -24,800 | -100 % | | | | -22.72 % | $6,200 | | | | | | History of Keybank National Association Ownership Of Evergreen Energy Inc |
| 2009-05-11 | 2009-03-31 | 13F-HR | Pnc Financial Services Group Inc | Institution | 4,688 | No Change | 0 | 0 % | $5,157 | $3,985 | $-1,172 | -22.72 % | $0 | | | | | | History of Pnc Financial Services Group Inc Ownership Of Evergreen Energy Inc |
| 2009-05-08 | 2009-03-31 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 304,500 | Sold Some | -74,270 | -19.60 % | $337,995 | $258,825 | $-79,170 | -23.42 % | $19,310 | | | | | | History of Dimensional Fund Advisors Inc Ownership Of Evergreen Energy Inc |
| 2009-05-08 | 2009-03-31 | 13F-HR | First New York Securities Llc | Institution | | Sold All | -150,000 | -100 % | | | | -23.42 % | $39,000 | | | | | | History of First New York Securities Llc Ownership Of Evergreen Energy Inc |
| 2009-05-06 | 2009-03-31 | 13F-HR | Trust Co Of Vermont | Institution | 100 | No Change | 0 | 0 % | $117 | $85 | $-32 | -27.35 % | $0 | | | | | | History of Trust Co Of Vermont Ownership Of Evergreen Energy Inc |
| 2009-05-05 | 2009-03-31 | 13F-HR | Gme Capital Llc | Institution | 93,400 | No Change | 0 | 0 % | $108,344 | $79,390 | $-28,954 | -26.72 % | $0 | | | | | | History of Gme Capital Llc Ownership Of Evergreen Energy Inc |
| 2009-05-05 | 2009-03-31 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 100 | No Change | 0 | 0 % | $116 | $85 | $-31 | -26.72 % | $0 | | | | | | History of Guaranty Trust Co Of Missouri Ownership Of Evergreen Energy Inc |
| 2009-05-05 | 2009-02-28 | N-CSRS | Fidelity Advisor Series I-Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -403,960 | -100 % | | | | -26.72 % | $125,228 | | | | | | History of Fidelity Advisor Series I-Balanced Fund Ownership Of Evergreen Energy Inc |
| 2009-05-04 | 2009-03-31 | 13F-HR | Bank Of New York Mellon Corp | Institution | 388,975 | Added More | 13,411 | 3.57 % | $431,762 | $330,629 | $-101,134 | -23.42 % | $-3,487 | | | | | | History of Bank Of New York Mellon Corp Ownership Of Evergreen Energy Inc |
| 2009-05-04 | 2009-03-31 | 13F-HR | Wells Fargo And Co | Institution | 60,600 | Sold Some | -1,000 | -1.62 % | $67,266 | $51,510 | $-15,756 | -23.42 % | $260 | | | | | | History of Wells Fargo And Co Ownership Of Evergreen Energy Inc |
| 2009-05-01 | 2009-03-31 | 13F-HR | Blackrock Advisors Llc | Institution | 404,900 | No Change | 0 | 0 % | $449,439 | $344,165 | $-105,274 | -23.42 % | $0 | | | | | | History of Blackrock Advisors Llc Ownership Of Evergreen Energy Inc |
| 2009-05-01 | 2009-03-31 | 13F-HR | Blackrock Investment Management Llc | Institution | 209,619 | Added More | 45,900 | 28.03 % | $232,677 | $178,176 | $-54,501 | -23.42 % | $-11,934 | | | | | | History of Blackrock Investment Management Llc Ownership Of Evergreen Energy Inc |
| 2009-04-30 | 2009-03-31 | 13F-HR/A | M And T Bank Corp | Institution | 20,000 | No Change | 0 | 0 % | $21,800 | $17,000 | $-4,800 | -22.01 % | $0 | | | | | | History of M And T Bank Corp Ownership Of Evergreen Energy Inc |
| 2009-04-30 | 2009-03-31 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 96,073 | New Holding | 96,073 | 100 % | $104,720 | $81,662 | $-23,058 | -22.01 % | $-23,058 | | | | | | History of Mfc Global Investment Management Usa Ltd Ownership Of Evergreen Energy Inc |
| 2009-04-29 | 2009-02-28 | N-Q | Putnam Funds Trust-Putnam Asset Allocation Equity Portfolio | No Data | 3,437 | No Compare | | | $3,781 | $2,921 | $-859 | -22.72 % | | | | | | | History of Putnam Funds Trust-Putnam Asset Allocation Equity Portfolio Ownership Of Evergreen Energy Inc |
| 2009-04-29 | 2009-02-28 | N-Q | Unified Series Trust-Symons Small Cap Institutional Fund | No Data | 3,980 | No Change | 0 | 0 % | $4,378 | $3,383 | $-995 | -22.72 % | $0 | | | | | | History of Unified Series Trust-Symons Small Cap Institutional Fund Ownership Of Evergreen Energy Inc |
| 2009-04-29 | 2009-02-28 | N-Q | Valic Co I-Small Cap Index Fund | Small-Cap Core | 100,265 | New Holding | 100,265 | 100 % | $110,292 | $85,225 | $-25,066 | -22.72 % | $-25,066 | | | | | | History of Valic Co I-Small Cap Index Fund Ownership Of Evergreen Energy Inc |
| 2009-04-29 | 2008-12-31 | N-CSR/A | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 1,699 | Added More | 760 | 80.93 % | $1,869 | $1,444 | $-425 | -22.72 % | $-190 | | | | | | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Evergreen Energy Inc |
| 2009-04-28 | 2009-03-31 | 13F-HR | Labranche And Co Inc | Institution | 40,673 | Sold Some | -1,580,480 | -97.49 % | $45,554 | $34,572 | $-10,982 | -24.10 % | $426,730 | | | | | | History of Labranche And Co Inc Ownership Of Evergreen Energy Inc |
| 2009-04-27 | 2009-03-31 | 13F-HR | Hollencrest Securities Llc | Institution | 302,950 | Sold Some | -3,775 | -1.23 % | $342,334 | $257,508 | $-84,826 | -24.77 % | $1,057 | | | | | | History of Hollencrest Securities Llc Ownership Of Evergreen Energy Inc |
| 2009-04-23 | 2009-03-31 | 13F-HR | California Public Employees Retirement System | Institution | 115,874 | Added More | 1,530 | 1.33 % | $134,414 | $98,493 | $-35,921 | -26.72 % | $-474 | | | | | | History of California Public Employees Retirement System Ownership Of Evergreen Energy Inc |
| 2009-04-23 | 2009-03-31 | 13F-HR | Tate Board Of Administration Of Florida Retirement System | Institution | 95,511 | No Change | 0 | 0 % | $110,793 | $81,184 | $-29,608 | -26.72 % | $0 | | | | | | History of Tate Board Of Administration Of Florida Retirement System Ownership Of Evergreen Energy Inc |
| 2009-04-22 | 2009-03-31 | 13F-HR/A | Financial Architects Inc | Institution | | Sold All | -250 | -100 % | | | | -26.72 % | $78 | | | | | | History of Financial Architects Inc Ownership Of Evergreen Energy Inc |
| 2009-04-21 | 2009-03-31 | 13F-HR | Unionbancal Corp | Institution | 9,000 | No Change | 0 | 0 % | $9,900 | $7,650 | $-2,250 | -22.72 % | $0 | | | | | | History of Unionbancal Corp Ownership Of Evergreen Energy Inc |
| 2009-04-21 | 2009-03-31 | 13F-HR | Wood George F | Institution | 713,066 | Sold Some | -42,300 | -5.59 % | $784,373 | $606,106 | $-178,267 | -22.72 % | $10,575 | | | | | | History of Wood George F Ownership Of Evergreen Energy Inc |
| 2009-04-17 | 2008-12-31 | 13F-HR/A | Prudential Financial Inc | Institution | 12,415 | No Change | 0 | 0 % | $14,153 | $10,553 | $-3,600 | -25.43 % | $0 | | | | | | History of Prudential Financial Inc Ownership Of Evergreen Energy Inc |
| 2009-04-15 | 2009-03-31 | 13F-HR | Hartwell J M Limited Partnership | Institution | 1,627,900 | Sold Some | -26,000 | -1.57 % | $1,741,853 | $1,383,715 | $-358,138 | -20.56 % | $5,720 | | | | | | History of Hartwell J M Limited Partnership Ownership Of Evergreen Energy Inc |
| 2009-04-15 | 2009-03-31 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 114,746 | No Change | 0 | 0 % | $122,778 | $97,534 | $-25,244 | -20.56 % | $0 | | | | | | History of Public Employees Retirement System Of Ohio Ownership Of Evergreen Energy Inc |
| 2009-04-13 | 2009-03-31 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 34,800 | No Change | 0 | 0 % | $37,236 | $29,580 | $-7,656 | -20.56 % | $0 | | | | | | History of Public Employees Retirement Association Of Colorado Ownership Of Evergreen Energy Inc |