| Alpine Dynamic Dividend Fund (Alpine Series Trust) |
Specialty & Misc |
-8.30 % |
2008-03-31 |
122,000 |
$3,151,260 |
$8,540 |
0.27 % |
Sold Some |
-99,500 |
-44.92 % |
$-6,965 |
| Alpine Woods Capital Investors Llc |
Institution |
-15.59 % |
2008-05-09 |
122,000 |
$3,151,260 |
$-910,120 |
-22.40 % |
Sold Some |
-3,000 |
-2.40 % |
$22,380 |
| Alydar Partners Llc |
Institution |
% |
2008-05-14 |
1,040,000 |
|
|
% |
New Holding |
1,040,000 |
100.00 % |
|
| American Century Companies Inc |
Institution |
-9.44 % |
2008-05-13 |
85,186 |
$2,200,354 |
$-741,118 |
-25.19 % |
Sold Some |
-56,378 |
-39.82 % |
$490,489 |
| American International Group Inc |
Institution |
-10.58 % |
2008-05-15 |
136,588 |
$3,528,068 |
$-1,184,218 |
-25.13 % |
Sold Some |
-10,256 |
-6.98 % |
$88,920 |
| Ameriprise Financial Inc |
Institution |
-11.82 % |
2008-05-06 |
198,093 |
$5,116,742 |
$-954,808 |
-15.72 % |
Added More |
125,399 |
172.50 % |
$-604,423 |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
2,400 |
|
|
% |
Sold Some |
-1,311 |
-35.32 % |
|
| Artisan Partners Ltd Partnership |
Institution |
% |
2008-05-14 |
1,136,100 |
|
|
% |
Added More |
412,000 |
56.89 % |
|
| Ast International Value Portfolio (Advanced Series Trust) |
Multi-Cap Value |
11.75 % |
2008-03-07 |
39,100 |
$1,009,953 |
$14,076 |
1.41 % |
No Compare |
- |
- % |
- |
| Axa |
Institution |
-11.81 % |
2008-05-15 |
34,340 |
$887,002 |
$-297,728 |
-25.13 % |
Sold Some |
-1,100 |
-3.10 % |
$9,537 |
| Azl Neuberger Berman Regency Fund (Allianz Variable Insurance Products Trust) |
Specialty & Misc |
-11.04 % |
2008-05-30 |
48,000 |
$1,239,840 |
$-360,480 |
-22.52 % |
Added More |
10,400 |
27.65 % |
$-78,104 |
| Baird Robert W And Co Inc |
Institution |
-10.28 % |
2008-05-02 |
10,265 |
$265,145 |
$-59,640 |
-18.36 % |
New Holding |
10,265 |
100.00 % |
$-59,640 |
| Bam Capital Llc |
Institution |
-10.56 % |
2008-05-15 |
57,315 |
$1,480,446 |
$-496,921 |
-25.13 % |
New Holding |
57,315 |
100.00 % |
$-496,921 |
| Bank Of America Corp |
Institution |
-10.24 % |
2008-05-12 |
565,118 |
$14,596,998 |
$-5,040,853 |
-25.66 % |
Added More |
54,819 |
10.74 % |
$-488,985 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
152,581 |
|
|
% |
Added More |
2,324 |
1.54 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-8.65 % |
2008-04-30 |
1,814,186 |
$46,860,424 |
$-6,531,070 |
-12.23 % |
Sold Some |
-35,102 |
-1.89 % |
$126,367 |
| Barclays Plc |
Institution |
% |
2008-05-14 |
5,300 |
|
|
% |
New Holding |
5,300 |
100.00 % |
|
| Bear Stearns And Co Inc |
Institution |
-9.61 % |
2008-05-15 |
58,618 |
$1,514,103 |
$-508,218 |
-25.13 % |
Sold Some |
-85,681 |
-59.37 % |
$742,854 |
| Bennett Lawrence Management L L C |
Institution |
-6.77 % |
2008-04-21 |
None |
- |
- |
- % |
Sold All |
-328,550 |
-100.00 % |
$1,057,931 |
| Blackrock Advisors Llc |
Institution |
-6.59 % |
2008-04-23 |
376,800 |
$9,732,744 |
$-1,499,664 |
-13.35 % |
Added More |
125,700 |
50.05 % |
$-500,286 |
| Blackrock Inc |
Institution |
-2.14 % |
2008-04-23 |
None |
- |
- |
- % |
Sold All |
-5,250 |
-100.00 % |
$20,895 |
| Blackrock Investment Management Llc |
Institution |
-8.07 % |
2008-04-23 |
151,146 |
$3,904,101 |
$-601,561 |
-13.35 % |
Added More |
1,546 |
1.03 % |
$-6,153 |
| Blair William And Co |
Institution |
-9.62 % |
2008-05-13 |
10,545 |
$272,377 |
$-91,742 |
-25.19 % |
Sold Some |
-2,400 |
-18.53 % |
$20,880 |
| Bridgewater Investment Management Llc |
Institution |
-7.52 % |
2008-05-09 |
71,690 |
$1,851,753 |
$-534,807 |
-22.40 % |
Added More |
1,750 |
2.50 % |
$-13,055 |
| California Public Employees Retirement System |
Institution |
-9.02 % |
2008-04-28 |
218,710 |
$5,649,279 |
$-892,337 |
-13.64 % |
Sold Some |
-24,070 |
-9.91 % |
$98,206 |
| Carret Asset Management |
Institution |
% |
2008-05-14 |
11,847 |
|
|
% |
Sold Some |
-16,591 |
-58.34 % |
|
| Chartwell Investment Partners |
Institution |
-8.31 % |
2008-04-24 |
100,375 |
$2,592,686 |
$-359,343 |
-12.17 % |
No Change |
100,375 |
0 % |
- |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
260,603 |
|
|
% |
Sold Some |
-262,979 |
-50.22 % |
|
| Citizens Bank Wealth Management Na |
Institution |
-9.31 % |
2008-05-07 |
300 |
$7,749 |
$-2,577 |
-24.95 % |
No Change |
300 |
0 % |
- |
| Clarivest Asset Management Llc |
Institution |
-7.15 % |
2008-04-23 |
None |
- |
- |
- % |
Sold All |
-25,300 |
-100.00 % |
$100,694 |
| Claymore Advisors Llc |
Institution |
-11.64 % |
2008-05-09 |
580,478 |
$14,993,747 |
$-4,330,366 |
-22.40 % |
Sold Some |
-55,849 |
-8.77 % |
$416,634 |
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-12.97 % |
2008-04-29 |
23 |
$594 |
$-81 |
-12.05 % |
No Change |
23 |
0 % |
- |
| Cohen Lawrence B |
Institution |
-7.26 % |
2008-04-24 |
8,000 |
$206,640 |
$-28,640 |
-12.17 % |
Sold Some |
-8,000 |
-50.00 % |
$28,640 |
| Columbia Small Cap Value Fund Ii (Columbia Funds Series Trust) |
Small-Cap Value |
-14.38 % |
2008-05-08 |
395,000 |
|
|
% |
No Compare |
- |
- % |
- |
| Columbia Small Cap Value Master Portfolio (Columbia Funds Master Investment Trust Llc) |
Small-Cap Value |
-14.38 % |
2008-05-08 |
395,000 |
|
|
% |
No Compare |
- |
- % |
- |
| Credit Suisse/ |
Institution |
-10.74 % |
2008-05-15 |
77,358 |
$1,998,157 |
$-670,694 |
-25.13 % |
Added More |
44,200 |
133.30 % |
$-383,214 |
| Cutter & Co Brokerage Inc. |
Institution |
1.00 % |
2008-05-05 |
12,983 |
$335,351 |
$-71,666 |
-17.60 % |
Sold Some |
-300 |
-2.25 % |
$1,656 |
| Davidson D A And Co |
Institution |
-9.76 % |
2008-05-13 |
29,100 |
$751,653 |
$-253,170 |
-25.19 % |
Added More |
2,500 |
9.39 % |
$-21,750 |
| Denver Investment Advisors Llc |
Institution |
% |
2008-05-14 |
852,516 |
|
|
% |
New Holding |
852,516 |
100.00 % |
|
| Dimensional Fund Advisors Inc |
Institution |
-11.47 % |
2008-05-05 |
586,234 |
$15,142,424 |
$-3,236,012 |
-17.60 % |
Sold Some |
-154,803 |
-20.89 % |
$854,513 |
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-4.93 % |
2008-05-23 |
None |
- |
- |
- % |
Sold All |
-1,200 |
-100.00 % |
$7,764 |
| Dreman Claymore Dividend & Income Fund |
Institution |
-2.12 % |
2008-03-31 |
56,800 |
$1,467,144 |
$3,976 |
0.27 % |
No Change |
56,800 |
0 % |
- |
| Dreman Value Management L L C |
Institution |
-12.76 % |
2008-05-13 |
952,800 |
$24,610,824 |
$-8,289,360 |
-25.19 % |
No Change |
952,800 |
0 % |
- |
| Driehaus Capital Management Llc |
Institution |
-7.41 % |
2008-05-15 |
60,699 |
$1,567,855 |
$-526,260 |
-25.13 % |
Sold Some |
-16,641 |
-21.51 % |
$144,277 |
| Dws Dreman Value Income Edge Fund Inc |
Institution |
-8.75 % |
2008-06-05 |
891,700 |
$23,032,611 |
$-7,365,442 |
-24.22 % |
No Change |
891,700 |
0 % |
- |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
-10.20 % |
2008-05-29 |
14,600 |
$377,118 |
$-113,004 |
-23.05 % |
No Compare |
- |
- % |
- |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-8.87 % |
2008-06-05 |
459,352 |
$11,865,062 |
$-3,794,248 |
-24.22 % |
Added More |
456,302 |
14960.72 % |
$-3,769,055 |
| Federated Investors Inc |
Institution |
-10.71 % |
2008-05-15 |
51 |
$1,317 |
$-442 |
-25.13 % |
No Change |
51 |
0 % |
- |
| Ferris Baker Watts Incorporated |
Institution |
-11.79 % |
2008-05-12 |
12,462 |
$321,893 |
$-111,161 |
-25.66 % |
Sold Some |
-10,977 |
-46.83 % |
$97,915 |
| Fidelity Growth Discovery Fund (Fidelity Hastings Street Trust) |
Multi-Cap Growth |
-6.44 % |
2008-05-30 |
104,830 |
$2,707,759 |
$-787,273 |
-22.52 % |
No Compare |
- |
- % |
- |
| Fidelity Independence Fund (Fidelity Financial Trust) |
Specialty & Misc |
-2.52 % |
2008-04-29 |
367,300 |
$9,487,359 |
$-1,300,242 |
-12.05 % |
No Compare |
- |
- % |
- |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-6.83 % |
2008-04-29 |
1,225 |
$31,642 |
$-4,337 |
-12.05 % |
No Compare |
- |
- % |
- |
| Fifth Third Bancorp |
Institution |
-10.57 % |
2008-05-15 |
3,000 |
$77,490 |
$-26,010 |
-25.13 % |
No Change |
3,000 |
0 % |
- |
| Fifth Third Securities |
Institution |
-10.66 % |
2008-05-15 |
1,116 |
$28,826 |
$-9,676 |
-25.13 % |
New Holding |
1,116 |
100.00 % |
$-9,676 |
| Financial Architects Inc |
Institution |
-9.95 % |
2008-05-06 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$2,892 |
| First Horizon National Corp |
Institution |
-7.34 % |
2008-05-08 |
1,000 |
|
|
% |
No Change |
1,000 |
0 % |
- |
| Fixed Income Securities Inc. |
Institution |
% |
2008-05-14 |
22,390 |
|
|
% |
No Compare |
- |
- % |
- |
| Fmr Corp |
Institution |
% |
2008-05-14 |
1,195,400 |
|
|
% |
Added More |
1,184,300 |
10669.36 % |
|
| Friess Associates Llc |
Institution |
% |
2008-05-14 |
987,400 |
|
|
% |
Added More |
123,955 |
14.35 % |
|
| Gateway Investment Advisers Lp |
Institution |
-10.24 % |
2008-05-01 |
31,790 |
$821,136 |
$-147,824 |
-15.25 % |
Added More |
11,118 |
53.78 % |
$-51,699 |
| Geewax Terker And Co |
Institution |
-3.26 % |
2008-05-09 |
55,000 |
$1,420,650 |
$-410,300 |
-22.40 % |
Sold Some |
-30,000 |
-35.29 % |
$223,800 |
| Genworth Financial Inc |
Institution |
-10.11 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-150 |
-100.00 % |
$828 |
| Geode Capital Management Llc |
Institution |
-10.49 % |
2008-05-15 |
86,204 |
$2,226,649 |
$-747,389 |
-25.13 % |
Added More |
7,619 |
9.69 % |
$-66,057 |
| Glickenhaus And Co |
Institution |
-8.54 % |
2008-04-29 |
974,628 |
$25,174,641 |
$-3,450,183 |
-12.05 % |
Added More |
35,590 |
3.79 % |
$-125,989 |
| Goldman Sachs Group Inc |
Institution |
-10.15 % |
2008-05-13 |
145,491 |
$3,758,033 |
$-1,265,772 |
-25.19 % |
Sold Some |
-107,846 |
-42.57 % |
$938,260 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-7.37 % |
2008-06-05 |
69,063 |
$1,783,897 |
$-570,460 |
-24.22 % |
New Holding |
69,063 |
100.00 % |
$-570,460 |
| Growth Portfolio (Variable Insurance Products Fund) |
Multi-Cap Growth |
-9.02 % |
2008-05-30 |
400,570 |
$10,346,723 |
$-3,008,281 |
-22.52 % |
No Compare |
- |
- % |
- |
| Haberer Registered Investment Advisor Inc |
Institution |
-7.26 % |
2008-04-29 |
605 |
$15,627 |
$-2,142 |
-12.05 % |
Sold Some |
-994 |
-62.16 % |
$3,519 |
| Hamlin Capital Management Llc |
Institution |
-9.22 % |
2008-05-07 |
88,150 |
$2,276,915 |
$-757,209 |
-24.95 % |
New Holding |
88,150 |
100.00 % |
$-757,209 |
| Harris Financial Corp |
Institution |
% |
2008-04-15 |
11,643 |
|
|
% |
Sold Some |
-57 |
-0.48 % |
|
| Hartford Investment Management Co |
Institution |
-9.67 % |
2008-05-15 |
10,610 |
$274,056 |
$-91,989 |
-25.13 % |
No Change |
10,610 |
0 % |
- |
| Henderson Group Plc |
Institution |
-9.68 % |
2008-05-15 |
68,529 |
$1,770,104 |
$-594,146 |
-25.13 % |
No Change |
68,529 |
0 % |
- |
| Hershey Trust Co |
Institution |
0.00 % |
2008-07-03 |
70,700 |
$1,826,181 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Ims Capital Management |
Institution |
% |
2008-05-14 |
44,500 |
|
|
% |
New Holding |
44,500 |
100.00 % |
|
| Ims Strategic Income Fund (Unified Series Trust) |
Equity Income |
-9.51 % |
2008-05-30 |
44,500 |
$1,149,435 |
$-334,195 |
-22.52 % |
No Compare |
- |
- % |
- |
| Ing Columbia Small Cap Value Ii Portfolio (Ing Partners Inc) |
Small-Cap Value |
-12.95 % |
2008-05-30 |
102,300 |
$2,642,409 |
$-768,273 |
-22.52 % |
No Compare |
- |
- % |
- |
| Ing Investment Management Co |
Institution |
% |
2008-05-14 |
1,100 |
|
|
% |
New Holding |
1,100 |
100.00 % |
|
| Ing Investments Llc |
Institution |
% |
2008-05-14 |
117,600 |
|
|
% |
Added More |
30,900 |
35.64 % |
|
| Inverness Counsel Inc |
Institution |
-6.82 % |
2008-04-02 |
43,000 |
$1,110,690 |
$-29,670 |
-2.60 % |
Added More |
3,000 |
7.50 % |
$-2,070 |
| Ishares Russell 2000 Growth Index Fund (Ishares Trust) |
Multi-Cap Growth |
-7.70 % |
2008-06-09 |
56,746 |
$1,465,749 |
$-381,333 |
-20.64 % |
No Compare |
- |
- % |
- |
| Ishares Russell 2000 Index Fund (Ishares Trust) |
Specialty & Misc |
-8.96 % |
2008-06-09 |
426,631 |
$11,019,879 |
$-2,866,960 |
-20.64 % |
No Compare |
- |
- % |
- |
| Ishares Russell 2000 Value Index Fund (Ishares Trust) |
Multi-Cap Value |
-10.51 % |
2008-06-09 |
208,233 |
$5,378,658 |
$-1,399,326 |
-20.64 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Growth Index Fund (Ishares Trust) |
Multi-Cap Growth |
-6.95 % |
2008-06-09 |
649 |
$16,764 |
$-4,361 |
-20.64 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Index Fund (Ishares Trust) |
Specialty & Misc |
-7.39 % |
2008-06-09 |
8,693 |
$224,540 |
$-58,417 |
-20.64 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Value Index Fund (Ishares Trust) |
Multi-Cap Value |
-7.91 % |
2008-06-09 |
2,847 |
$73,538 |
$-19,132 |
-20.64 % |
No Compare |
- |
- % |
- |
| J P Morgan Chase And Co |
Institution |
-9.27 % |
2008-05-09 |
134,824 |
$3,482,504 |
$-1,005,787 |
-22.40 % |
Sold Some |
-41,151 |
-23.38 % |
$306,986 |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-4.69 % |
2008-03-26 |
303 |
$7,826 |
$173 |
2.25 % |
No Change |
303 |
0 % |
- |
| Kayne Anderson Capital Advisors Lp |
Institution |
-7.87 % |
2008-05-15 |
1,461,974 |
$37,762,788 |
$-12,675,315 |
-25.13 % |
Sold Some |
-33,055 |
-2.21 % |
$286,587 |
| Kayne Anderson Energy Total Return Fund Inc. |
Institution |
-0.82 % |
2008-04-25 |
1,040 |
$26,863 |
$-4,181 |
-13.46 % |
Added More |
3 |
0.28 % |
$-12 |
| Keybank National Association |
Institution |
-10.95 % |
2008-05-13 |
28,212 |
$728,716 |
$-245,444 |
-25.19 % |
Added More |
4,347 |
18.21 % |
$-37,819 |
| Lakepoint Investment Partners Llc |
Institution |
-11.93 % |
2008-05-01 |
97,710 |
$2,523,849 |
$-454,352 |
-15.25 % |
Added More |
7,883 |
8.77 % |
$-36,656 |
| Liberty Mutual Insurance Co |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-18,500 |
-100.00 % |
|
| Lighthouse Capital Management |
Institution |
-6.71 % |
2008-04-30 |
227,201 |
$5,868,602 |
$-817,924 |
-12.23 % |
Added More |
66,927 |
41.75 % |
$-240,937 |
| M And T Bank Corp |
Institution |
-10.70 % |
2008-05-06 |
1,000 |
$25,830 |
$-4,820 |
-15.72 % |
New Holding |
1,000 |
100.00 % |
$-4,820 |
| Managed Account Advisors Llc |
Institution |
-8.40 % |
2008-05-01 |
26,625 |
$687,724 |
$-123,806 |
-15.25 % |
Added More |
23,649 |
794.65 % |
$-109,968 |
| Mercury Asset Management International Ltd |
Institution |
-9.34 % |
2008-04-23 |
9,950 |
$257,009 |
$-39,601 |
-13.35 % |
New Holding |
9,950 |
100.00 % |
$-39,601 |
| Merrill Lynch And Co Inc |
Institution |
-11.72 % |
2008-05-01 |
42,525 |
$1,098,421 |
$-197,741 |
-15.25 % |
Sold Some |
-1,285 |
-2.93 % |
$5,975 |
| Metropolitan Life Insurance Co |
Institution |
-9.24 % |
2008-05-09 |
38,261 |
$988,282 |
$-285,427 |
-22.40 % |
Added More |
10,096 |
35.84 % |
$-75,316 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-10.05 % |
2008-05-12 |
17,339 |
$447,866 |
$-154,664 |
-25.66 % |
Added More |
220 |
1.28 % |
$-1,962 |
| Mid Cap Value Fund (Penn Series Funds Inc) |
Mid-Cap Value |
-10.77 % |
2008-05-30 |
59,700 |
$1,542,051 |
$-448,347 |
-22.52 % |
No Compare |
- |
- % |
- |
| Millennium Management L.L.C. |
Institution |
-9.62 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-17,848 |
-100.00 % |
$154,742 |
| Morgan Stanley |
Institution |
-11.27 % |
2008-05-15 |
176,025 |
$4,546,726 |
$-1,526,137 |
-25.13 % |
Added More |
67,280 |
61.86 % |
$-583,318 |
| National City Corp |
Institution |
-9.50 % |
2008-05-13 |
11,882 |
$306,912 |
$-103,373 |
-25.19 % |
Added More |
174 |
1.48 % |
$-1,514 |
| Neuberger Berman Llc |
Institution |
-9.98 % |
2008-05-12 |
1,459,050 |
$37,687,262 |
$-13,014,726 |
-25.66 % |
Added More |
179,750 |
14.05 % |
$-1,603,370 |
| New Opportunities Fund (American Century Mutual Funds Inc) |
Small-Cap Growth |
0.14 % |
2008-03-28 |
24,337 |
$628,625 |
$2,920 |
0.46 % |
No Compare |
- |
- % |
- |
| New Opportunities Ii (American Century Mutual Funds Inc) |
Small-Cap Growth |
-0.03 % |
2008-03-28 |
60,849 |
$1,571,730 |
$7,302 |
0.46 % |
No Compare |
- |
- % |
- |
| New York Life Investment Management Llc |
Institution |
-10.66 % |
2008-05-15 |
34,179 |
$882,844 |
$-296,332 |
-25.13 % |
No Change |
34,179 |
0 % |
- |
| Nicholas Advisors Inc |
Institution |
-8.53 % |
2008-05-06 |
20,100 |
$519,183 |
$-96,882 |
-15.72 % |
Sold Some |
-4,250 |
-17.45 % |
$20,485 |
| Nicholas Co Inc |
Institution |
% |
2008-05-14 |
25,000 |
|
|
% |
No Change |
25,000 |
0 % |
- |
| Nicholas High Income Fund Inc (Nicholas High Income Fund Inc) |
Equity Income |
-24.92 % |
2008-05-28 |
25,000 |
$645,750 |
$-193,750 |
-23.07 % |
No Change |
25,000 |
0 % |
- |
| Nisa Investment Advisors L L C |
Institution |
% |
2008-04-15 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
|
| Northern Trust Corp |
Institution |
-10.32 % |
2008-05-15 |
355,909 |
$9,193,129 |
$-3,085,731 |
-25.13 % |
Added More |
28,504 |
8.70 % |
$-247,130 |
| Northwestern Mutual Wealth Management Co |
Institution |
-11.10 % |
2008-05-16 |
None |
- |
- |
- % |
Sold All |
-305 |
-100.00 % |
$3,007 |
| Numeric Investors Llc |
Institution |
% |
2008-05-14 |
164,200 |
|
|
% |
New Holding |
164,200 |
100.00 % |
|
| Nuveen Equity Premium Opportunity Fund |
Institution |
-9.42 % |
2008-05-30 |
31,233 |
$806,748 |
$-234,560 |
-22.52 % |
No Compare |
- |
- % |
- |
| Nvit International Value Fund (Nationwide Variable Insurance Trust) |
Multi-Cap Value |
-2.84 % |
2008-03-10 |
23,100 |
$596,673 |
$47,817 |
8.71 % |
No Compare |
- |
- % |
- |
| Oppenheimer And Co Inc |
Institution |
-10.59 % |
2008-05-13 |
15,045 |
$388,612 |
$-130,892 |
-25.19 % |
Sold Some |
-5,443 |
-26.56 % |
$47,354 |
| Oppenheimer Capital Income Fund (Oppenheimer Capital Income Fund) |
Equity Income |
-6.19 % |
2008-04-25 |
175,000 |
$4,520,250 |
$-703,500 |
-13.46 % |
New Holding |
175,000 |
100.00 % |
$-703,500 |
| Oppenheimer Funds Inc |
Institution |
% |
2008-05-14 |
1,123,010 |
|
|
% |
Sold Some |
-1,843,839 |
-62.14 % |
|
| Oppenheimer Quest Capital Value Fund Inc (Oppenheimer Quest Capital Value Fund Inc) |
Multi-Cap Value |
-3.00 % |
2008-06-20 |
2 |
$52 |
$-4 |
-7.55 % |
New Holding |
2 |
100.00 % |
$-4 |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
-10.22 % |
2008-03-07 |
52,400 |
$1,353,492 |
$18,864 |
1.41 % |
No Compare |
- |
- % |
- |
| Padco Advisors Ii Inc |
Institution |
-7.59 % |
2008-05-15 |
860 |
$22,214 |
$-7,456 |
-25.13 % |
Sold Some |
-26,883 |
-96.90 % |
$233,076 |
| Padco Advisors Inc |
Institution |
-7.93 % |
2008-05-15 |
4,060 |
$104,870 |
$-35,200 |
-25.13 % |
Sold Some |
-94,768 |
-95.89 % |
$821,639 |
| Parametric Portfolio Associates |
Institution |
-8.70 % |
2008-04-21 |
11,000 |
$284,130 |
$-35,420 |
-11.08 % |
Sold Some |
-8,444 |
-43.42 % |
$27,190 |
| Partners Smallcap Value Fund I (Principal Investors Fund Inc) |
Small-Cap Value |
-8.79 % |
2008-04-01 |
20,600 |
$532,098 |
$-14,832 |
-2.71 % |
Sold Some |
-2,000 |
-8.84 % |
$1,440 |
| Peak6 Investments L P |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-17,528 |
-100.00 % |
|
| Placemark Investments Inc |
Institution |
-10.82 % |
2008-05-19 |
22,085 |
$570,456 |
$-188,164 |
-24.80 % |
Sold Some |
-6,404 |
-22.47 % |
$54,562 |
| Pnc Financial Services Group Inc |
Institution |
-9.30 % |
2008-05-12 |
1,500 |
$38,745 |
$-13,380 |
-25.66 % |
No Change |
1,500 |
0 % |
- |
| Principal Financial Group Inc |
Institution |
-10.61 % |
2008-05-15 |
278,745 |
$7,199,983 |
$-2,416,719 |
-25.13 % |
Added More |
1,808 |
0.65 % |
$-15,675 |
| Private Trust Co Na |
Institution |
-7.97 % |
2008-04-29 |
500 |
$12,915 |
$-1,770 |
-12.05 % |
No Change |
500 |
0 % |
- |
| Profund Advisors Llc |
Institution |
-8.35 % |
2008-05-13 |
8,568 |
$221,311 |
$-74,542 |
-25.19 % |
Sold Some |
-600 |
-6.54 % |
$5,220 |
| Quaker Core Equity Fund (Quaker Investment Trust) |
Multi-Cap Core |
-8.79 % |
2008-05-30 |
None |
- |
- |
- % |
Sold All |
-1,000 |
-100.00 % |
$7,510 |
| Qvt Financial Lp |
Institution |
-9.52 % |
2008-05-15 |
837,738 |
$21,638,773 |
$-7,263,188 |
-25.13 % |
Added More |
454,941 |
118.84 % |
$-3,944,338 |
| Rainier Investment Management Inc |
Institution |
% |
2008-05-14 |
391,800 |
|
|
% |
New Holding |
391,800 |
100.00 % |
|
| Rainier Mid Cap Equity Portfolio (Rainier Investment Management Mutual Funds) |
Mid-Cap Core |
-8.87 % |
2008-06-06 |
278,425 |
$7,191,718 |
$-2,026,934 |
-21.98 % |
New Holding |
278,425 |
100.00 % |
$-2,026,934 |
| Ralph Parks Cyclical Equity Fund (Ralph Parks Portfolios Trust) |
Specialty & Misc |
-8.21 % |
2008-05-28 |
None |
- |
- |
- % |
Sold All |
-2,453 |
-100.00 % |
$19,011 |
| Ramond James Financial Services Inc |
Institution |
-8.23 % |
2008-05-07 |
None |
- |
- |
- % |
Sold All |
-20,320 |
-100.00 % |
$174,549 |
| Raymond James And Associates |
Institution |
% |
2008-05-14 |
64,610 |
|
|
% |
Sold Some |
-21,725 |
-25.16 % |
|
| Rbc Capital Markets Arbitrage S A |
Institution |
% |
2008-05-14 |
732 |
|
|
% |
New Holding |
732 |
100.00 % |
|
| Rbc Dain Rauscher Inc |
Institution |
% |
2008-05-14 |
44,500 |
|
|
% |
Sold Some |
-28,999 |
-39.45 % |
|
| Rbc Professional Trader Group Llc |
Institution |
-12.63 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-200 |
-100.00 % |
$1,740 |
| Riversource Disciplined Small Cap Value Fund (Riversource Dimensions Series Inc) |
Small-Cap Value |
-3.31 % |
2008-06-27 |
904 |
$23,350 |
$-2,956 |
-11.23 % |
Sold Some |
-2,730 |
-75.12 % |
$8,927 |
| Rochdale Atlas Portfolio (Rochdale Investment Trust) |
Specialty & Misc |
-9.96 % |
2008-05-30 |
6,000 |
$154,980 |
$-45,060 |
-22.52 % |
No Change |
6,000 |
0 % |
- |
| Royal Bank Of Canada |
Institution |
-10.40 % |
2008-05-15 |
1,600 |
$41,328 |
$-13,872 |
-25.13 % |
Added More |
800 |
100.00 % |
$-6,936 |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-8.45 % |
2008-05-23 |
15,000 |
$387,450 |
$-97,050 |
-20.03 % |
New Holding |
15,000 |
100.00 % |
$-97,050 |
| Schwab Charles Investment Management Inc |
Institution |
% |
2008-05-14 |
58,120 |
|
|
% |
No Change |
58,120 |
0 % |
- |
| Seabridge Investment Advisors Llc |
Institution |
-11.29 % |
2008-05-07 |
None |
- |
- |
- % |
Sold All |
-1,700 |
-100.00 % |
$14,603 |
| Seascape Focus Growth Fund (Trust For Professional Managers) |
Multi-Cap Growth |
-9.49 % |
2008-04-24 |
1,945 |
$50,239 |
$-6,963 |
-12.17 % |
Added More |
1,625 |
507.81 % |
$-5,818 |
| Shaw D E And Co Inc |
Institution |
-10.70 % |
2008-05-15 |
16,700 |
$431,361 |
$-144,789 |
-25.13 % |
New Holding |
16,700 |
100.00 % |
$-144,789 |
| Silver Capital Management Llc |
Institution |
-15.48 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-102,140 |
-100.00 % |
$885,554 |
| Small Cap Index Fund (John Hancock Funds Ii) |
Small-Cap Core |
-7.26 % |
2008-05-05 |
1,864 |
$48,147 |
$-10,289 |
-17.60 % |
No Compare |
- |
- % |
- |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-6.73 % |
2008-04-29 |
39,753 |
$1,026,820 |
$-140,726 |
-12.05 % |
Sold Some |
-1,097,183 |
-96.50 % |
$3,884,028 |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-11.02 % |
2008-05-30 |
13,480 |
$348,188 |
$-101,235 |
-22.52 % |
Added More |
376 |
2.86 % |
$-2,824 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-9.84 % |
2008-06-06 |
2,656 |
$68,604 |
$-19,336 |
-21.98 % |
Added More |
102 |
3.99 % |
$-743 |
| Small Capitalization Value (Target Portfolio Trust) |
Small-Cap Value |
-4.22 % |
2008-03-31 |
None |
- |
- |
- % |
Sold All |
-2,300 |
-100.00 % |
$-161 |
| Small Company Growth Portfolio (Vanguard Variable Insurance Funds) |
Small-Cap Growth |
-9.18 % |
2008-05-30 |
12,400 |
$320,292 |
$-93,124 |
-22.52 % |
New Holding |
12,400 |
100.00 % |
$-93,124 |
| Smallcap Value Fund (Principal Investors Fund Inc) |
- |
-5.58 % |
2008-04-01 |
129,190 |
$3,336,978 |
$-93,017 |
-2.71 % |
Sold Some |
-122,630 |
-48.69 % |
$88,294 |
| Spiderrock Trading Llc |
Institution |
-6.01 % |
2008-05-08 |
884 |
|
|
% |
New Holding |
884 |
100.00 % |
|
| Stark Offshore Management Llc |
Institution |
-9.37 % |
2008-05-15 |
19,166 |
$495,058 |
$-166,169 |
-25.13 % |
New Holding |
19,166 |
100.00 % |
$-166,169 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-8.35 % |
2008-04-23 |
13,907 |
$359,218 |
$-55,350 |
-13.35 % |
Added More |
4,100 |
41.80 % |
$-16,318 |
| State Farm Equity Fund (State Farm Mutual Fund Trust) |
Specialty & Misc |
-2.01 % |
2008-03-07 |
9,300 |
$240,219 |
$3,348 |
1.41 % |
No Compare |
- |
- % |
- |
| Strs Ohio |
Institution |
-8.00 % |
2008-04-17 |
3,000 |
$77,490 |
$-7,380 |
-8.69 % |
New Holding |
3,000 |
100.00 % |
$-7,380 |
| Summit Investment Partners Inc |
Institution |
% |
2008-05-14 |
3,595 |
|
|
% |
Added More |
837 |
30.34 % |
|
| Systematic Financial Management Lp |
Institution |
-11.72 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-288,700 |
-100.00 % |
$2,575,204 |
| Teachers Advisors Inc |
Institution |
% |
2008-05-14 |
27,439 |
|
|
% |
Sold Some |
-72,430 |
-72.52 % |
|
| Texas Capital Bancshares Inc |
Institution |
-7.31 % |
2008-04-22 |
6,020 |
$155,497 |
$-22,455 |
-12.61 % |
New Holding |
6,020 |
100.00 % |
$-22,455 |
| The Small Capitalization Equity Portfolio (Hirtle Callaghan Trust) |
Small-Cap Core |
4.10 % |
2008-03-07 |
77,200 |
$1,994,076 |
$27,792 |
1.41 % |
No Compare |
- |
- % |
- |
| Third Coast Capital Management L P |
Institution |
-13.01 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-25,000 |
-100.00 % |
$216,750 |
| Tiaa Cref Investment Management Llc |
Institution |
% |
2008-05-14 |
267,794 |
|
|
% |
Added More |
2,700 |
1.01 % |
|
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-8.83 % |
2008-05-30 |
1,242 |
$32,081 |
$-9,327 |
-22.52 % |
No Change |
1,242 |
0 % |
- |
| Touradji Capital Management Lp |
Institution |
4.13 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-1 |
-100.00 % |
$9 |
| Transportation Portfolio (Fidelity Select Portfolios) |
Specialty & Misc |
-17.97 % |
2008-04-29 |
12,400 |
$320,292 |
$-43,896 |
-12.05 % |
Added More |
1,300 |
11.71 % |
$-4,602 |
| Trust Co Of Vermont |
Institution |
-8.67 % |
2008-04-28 |
200 |
$5,166 |
$-816 |
-13.64 % |
No Change |
200 |
0 % |
- |
| Two Sigma Investments Llc |
Institution |
-10.21 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-90,500 |
-100.00 % |
$784,635 |
| Ubs Ag |
Institution |
-11.30 % |
2008-05-13 |
403,304 |
$10,417,342 |
$-3,508,745 |
-25.19 % |
Added More |
25,422 |
6.72 % |
$-221,171 |
| Ultra Russell2000 Growth Proshares (Proshares Trust) |
Multi-Cap Growth |
-4.69 % |
2008-04-25 |
145 |
$3,745 |
$-583 |
-13.46 % |
Sold Some |
-19 |
-11.58 % |
$76 |
| Ultra Russell2000 Value Proshares (Proshares Trust) |
Multi-Cap Value |
-9.81 % |
2008-04-25 |
523 |
$13,509 |
$-2,102 |
-13.46 % |
No Compare |
- |
- % |
- |
| Us Bancorp De |
Institution |
-9.13 % |
2008-05-15 |
1,500 |
$38,745 |
$-13,005 |
-25.13 % |
No Change |
1,500 |
0 % |
- |
| Vanguard 500 Index Fund (Vanguard Index Funds) |
S&P 500 Index |
-10.00 % |
2008-05-30 |
269,737 |
$6,967,307 |
$-2,025,725 |
-22.52 % |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-9.99 % |
2008-05-30 |
18,233 |
$470,958 |
$-136,930 |
-22.52 % |
Added More |
900 |
5.19 % |
$-6,759 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-9.80 % |
2008-05-30 |
223,172 |
$5,764,533 |
$-1,676,022 |
-22.52 % |
Added More |
2,000 |
0.90 % |
$-15,020 |
| Vanguard Group Inc |
Institution |
-10.04 % |
2008-05-01 |
1,366,454 |
$35,295,507 |
$-6,354,011 |
-15.25 % |
Added More |
1,328,469 |
3497.35 % |
$-6,177,381 |
| Vanguard Institutional Total Stock Market Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
-10.02 % |
2008-05-30 |
32,360 |
$835,859 |
$-243,024 |
-22.52 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-9.94 % |
2008-05-30 |
335,156 |
$8,657,079 |
$-2,517,022 |
-22.52 % |
Added More |
23,425 |
7.51 % |
$-175,922 |
| Vanguard Value Index Fund (Vanguard Index Funds) |
Large-Cap Value |
-11.24 % |
2008-05-30 |
None |
- |
- |
- % |
Sold All |
-270,452 |
-100.00 % |
$2,031,095 |
| Vinik Asset Management L P |
Institution |
-12.16 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-30,000 |
-100.00 % |
$260,100 |
| Virginia Retirement Systems Et Al |
Institution |
-9.20 % |
2008-05-09 |
21,300 |
$550,179 |
$-158,898 |
-22.40 % |
Sold Some |
-22,700 |
-51.59 % |
$169,342 |
| Wasatch Ultra Growth Fund (Wasatch Funds Inc) |
Small-Cap Growth |
-10.00 % |
2008-05-30 |
129,635 |
$3,348,472 |
$-973,559 |
-22.52 % |
Added More |
24,725 |
23.56 % |
$-185,685 |
| Wellington Management Co Llp |
Institution |
-8.50 % |
2008-05-15 |
710,200 |
$18,344,466 |
$-6,157,434 |
-25.13 % |
Sold Some |
-900 |
-0.12 % |
$7,803 |
| Wells Fargo And Co |
Institution |
-10.02 % |
2008-05-15 |
16,708 |
$431,568 |
$-144,858 |
-25.13 % |
Sold Some |
-1,311 |
-7.27 % |
$11,366 |
| Westcore Growth Fund (Westcore Trust) |
Multi-Cap Core |
-10.21 % |
2008-05-30 |
152,600 |
$3,941,658 |
$-1,146,026 |
-22.52 % |
New Holding |
152,600 |
100.00 % |
$-1,146,026 |
| Westcore Small Cap Opportunity Fund (Westcore Trust) |
Small-Cap Core |
-9.55 % |
2008-05-30 |
20,240 |
$522,799 |
$-152,002 |
-22.52 % |
No Compare |
- |
- % |
- |
| Westwood Equity Fund (Westwood Funds) |
Large-Cap Value |
-3.34 % |
2008-06-02 |
None |
- |
- |
- % |
Sold All |
-84,100 |
-100.00 % |
$566,834 |
| Westwood Management Corp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-1,757,366 |
-100.00 % |
|
| Williams Jones And Associates Inc |
Institution |
-1.87 % |
2008-04-14 |
171,150 |
$4,420,805 |
$-51,345 |
-1.14 % |
Sold Some |
-34,000 |
-16.57 % |
$10,200 |
| Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) |
Large-Cap Core |
-11.76 % |
2008-05-29 |
180 |
$4,649 |
$-1,393 |
-23.05 % |
No Compare |
- |
- % |
- |
| World Asset Management Inc |
Institution |
% |
2008-05-14 |
7,085 |
|
|
% |
Added More |
666 |
10.37 % |
|
| Zacks Investment Management |
Institution |
-10.56 % |
2008-05-16 |
1,000 |
$25,830 |
$-9,860 |
-27.62 % |
New Holding |
1,000 |
100.00 % |
$-9,860 |