| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 2,926,700 | Sold Some | -77,213 | -2.57 % | $3,043,768 | $2,926,700 | $-117,068 | -3.84 % | $3,089 | | | | | | News Article | History of Amvescap Plc Ownership Of Emcore Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 158,995 | Added More | 51,995 | 48.59 % | $165,355 | $158,995 | $-6,360 | -3.84 % | $-2,080 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Emcore Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 565,072 | Added More | 162,965 | 40.52 % | $587,675 | $565,072 | $-22,603 | -3.84 % | $-6,519 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 63,958 | No Change | 0 | 0 % | $66,516 | $63,958 | $-2,558 | -3.84 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 24,976 | Added More | 12,723 | 103.83 % | $25,975 | $24,976 | $-999 | -3.84 % | $-509 | | | | | | News Article | History of Citadel L P Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 196,858 | No Change | 0 | 0 % | $204,732 | $196,858 | $-7,874 | -3.84 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 49,920 | Added More | 8,770 | 21.31 % | $51,917 | $49,920 | $-1,997 | -3.84 % | $-351 | | | | | | News Article | History of Ing Groep Nv Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Kingdon Capital Management Llc | Institution | 4,852,041 | No Change | 0 | 0 % | $5,046,123 | $4,852,041 | $-194,082 | -3.84 % | $0 | | | | | | News Article | History of Kingdon Capital Management Llc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -22,508 | -100 % | | | | -3.84 % | $900 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 144,666 | Sold Some | -576,278 | -79.93 % | $150,453 | $144,666 | $-5,787 | -3.84 % | $23,051 | | | | | | News Article | History of Millennium Management Llc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 48,617 | New Holding | 48,617 | 100 % | $50,562 | $48,617 | $-1,945 | -3.84 % | $-1,945 | | | | | | News Article | History of Morgan Stanley Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 936,929 | Added More | 47,427 | 5.33 % | $974,406 | $936,929 | $-37,477 | -3.84 % | $-1,897 | | | | | | News Article | History of Northern Trust Corp Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 2,100 | Added More | 300 | 16.66 % | $2,184 | $2,100 | $-84 | -3.84 % | $-12 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 1,060,794 | Added More | 247,859 | 30.48 % | $1,103,226 | $1,060,794 | $-42,432 | -3.84 % | $-9,914 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 364,900 | Added More | 224,500 | 159.90 % | $379,496 | $364,900 | $-14,596 | -3.84 % | $-8,980 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 5,521 | Added More | 3,821 | 224.76 % | $5,742 | $5,521 | $-221 | -3.84 % | $-153 | | | | | | News Article | History of Us Bancorp De Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 80,350 | Added More | 15,000 | 22.95 % | $83,564 | $80,350 | $-3,214 | -3.84 % | $-600 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Emcore Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 25,700 | New Holding | 25,700 | 100 % | $26,728 | $25,700 | $-1,028 | -3.84 % | $-1,028 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-11-13 | 13F-HR | Rodney Square Management Corp | Institution | 10,950 | New Holding | 10,950 | 100 % | $11,169 | $10,950 | $-219 | -1.96 % | $-219 | | | | | | News Article | History of Rodney Square Management Corp Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 450 | Sold Some | -23,100 | -98.08 % | $459 | $450 | $-9 | -1.96 % | $462 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 117,776 | Sold Some | -52,224 | -30.72 % | $120,132 | $117,776 | $-2,356 | -1.96 % | $1,044 | | | | | | News Article | History of Axa Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 25,806 | Sold Some | -32,730 | -55.91 % | $26,322 | $25,806 | $-516 | -1.96 % | $655 | | | | | | News Article | History of Barclays Plc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 27,184 | New Holding | 27,184 | 100 % | $27,728 | $27,184 | $-544 | -1.96 % | $-544 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 1,000 | New Holding | 1,000 | 100 % | $1,020 | $1,000 | $-20 | -1.96 % | $-20 | | | | | | News Article | History of Credit Agricole S A Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Del Mar Asset Management Lp | Institution | | Sold All | -19,463 | -100 % | | | | -1.96 % | $389 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | | Sold All | -50,000 | -100 % | | | | -1.96 % | $1,000 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 71 | Sold Some | -58,229 | -99.87 % | $72 | $71 | $-1 | -1.96 % | $1,165 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 116,486 | No Change | 0 | 0 % | $118,816 | $116,486 | $-2,330 | -1.96 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gmt Capital Corp | Institution | 678,331 | No Change | 0 | 0 % | $691,898 | $678,331 | $-13,567 | -1.96 % | $0 | | | | | | News Article | History of Gmt Capital Corp Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 12,361 | New Holding | 12,361 | 100 % | $12,608 | $12,361 | $-247 | -1.96 % | $-247 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 331,100 | Added More | 277,126 | 513.44 % | $337,722 | $331,100 | $-6,622 | -1.96 % | $-5,543 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 38,200 | New Holding | 38,200 | 100 % | $38,964 | $38,200 | $-764 | -1.96 % | $-764 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 16,100 | No Change | 0 | 0 % | $16,422 | $16,100 | $-322 | -1.96 % | $0 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 12,391 | Added More | 11,641 | 1552.13 % | $12,639 | $12,391 | $-248 | -1.96 % | $-233 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 200 | No Change | 0 | 0 % | $204 | $200 | $-4 | -1.96 % | $0 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 21,744 | New Holding | 21,744 | 100 % | $22,179 | $21,744 | $-435 | -1.96 % | $-435 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 24,621 | Sold Some | -6,669 | -21.31 % | $25,113 | $24,621 | $-492 | -1.96 % | $133 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Emcore Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 3,328,846 | Added More | 162,907 | 5.14 % | $3,395,423 | $3,328,846 | $-66,577 | -1.96 % | $-3,258 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 3,702,860 | Added More | 445,391 | 13.67 % | $3,628,803 | $3,702,860 | $74,057 | 2.04 % | $8,908 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 49,920 | Added More | 8,770 | 21.31 % | $48,922 | $49,920 | $998 | 2.04 % | $175 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 1,000 | No Change | 0 | 0 % | $980 | $1,000 | $20 | 2.04 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 69 | Sold Some | -12,681 | -99.45 % | $68 | $69 | $1 | 2.04 % | $-254 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 83,353 | Added More | 7,831 | 10.36 % | $81,686 | $83,353 | $1,667 | 2.04 % | $157 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,648 | Added More | 184 | 7.46 % | $2,595 | $2,648 | $53 | 2.04 % | $4 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 3,361 | Added More | 1,341 | 66.38 % | $3,294 | $3,361 | $67 | 2.04 % | $27 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 311,112 | Added More | 221,302 | 246.41 % | $304,890 | $311,112 | $6,222 | 2.04 % | $4,426 | | | | | | News Article | History of Russell Frank Co Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 47,730 | Added More | 9,971 | 26.40 % | $46,775 | $47,730 | $955 | 2.04 % | $199 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Emcore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 13,000 | Sold Some | -3,200 | -19.75 % | $12,740 | $13,000 | $260 | 2.04 % | $-64 | | | | | | News Article | History of United Services Automobile Association Ownership Of Emcore Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -28,697 | -100 % | | | | -1.96 % | $574 | | | | | | News Article | History of Citigroup Inc Ownership Of Emcore Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 44,300 | No Change | 0 | 0 % | $45,186 | $44,300 | $-886 | -1.96 % | $0 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Emcore Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Sivest Group Inc | No Data | 100,000 | No Compare | | | $102,000 | $100,000 | $-2,000 | -1.96 % | | | | | | | News Article | History of Sivest Group Inc Ownership Of Emcore Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 24,452 | Added More | 4,438 | 22.17 % | $24,941 | $24,452 | $-489 | -1.96 % | $-89 | | | | | | News Article | History of Ubs Ag Ownership Of Emcore Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 21,500 | New Holding | 21,500 | 100 % | $23,005 | $21,500 | $-1,505 | -6.54 % | $-1,505 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Harding Loevner Management L P | Institution | 10,180 | No Change | 0 | 0 % | $10,994 | $10,180 | $-814 | -7.40 % | $0 | | | | | | News Article | History of Harding Loevner Management L P Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 68,259 | No Change | 0 | 0 % | $73,720 | $68,259 | $-5,461 | -7.40 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 700 | Sold Some | -2,000 | -74.07 % | $756 | $700 | $-56 | -7.40 % | $160 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 20 | New Holding | 20 | 100 % | $22 | $20 | $-2 | -7.40 % | $-2 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 64,700 | No Change | 0 | 0 % | $69,876 | $64,700 | $-5,176 | -7.40 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 629,186 | Added More | 19,500 | 3.19 % | $679,521 | $629,186 | $-50,335 | -7.40 % | $-1,560 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kopp Investment Advisors Llc | Institution | 4,301,925 | Sold Some | -994,383 | -18.77 % | $4,387,964 | $4,301,925 | $-86,039 | -1.96 % | $19,888 | | | | | | News Article | History of Kopp Investment Advisors Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 18,630 | Sold Some | -9,857 | -34.60 % | $19,003 | $18,630 | $-373 | -1.96 % | $197 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf | Specialty & Misc | 84 | No Change | 0 | 0 % | $86 | $84 | $-2 | -1.96 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf Ownership Of Emcore Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 230,020 | No Change | 0 | 0 % | $234,620 | $230,020 | $-4,600 | -1.96 % | $0 | | | | | | News Article | History of General Electric Co Ownership Of Emcore Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 28,825 | Added More | 2,300 | 8.67 % | $29,402 | $28,825 | $-577 | -1.96 % | $-46 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Emcore Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,736 | No Compare | | | $2,791 | $2,736 | $-55 | -1.96 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Emcore Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,431,347 | Sold Some | -7,200 | -0.50 % | $1,531,541 | $1,431,347 | $-100,194 | -6.54 % | $504 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Emcore Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 13,000 | No Change | 0 | 0 % | $13,910 | $13,000 | $-910 | -6.54 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Emcore Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 60,958 | New Holding | 60,958 | 100 % | $65,225 | $60,958 | $-4,267 | -6.54 % | $-4,267 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Emcore Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Global Equity Llc | Institution | | Sold All | -11,500 | -100 % | | | | -1.96 % | $230 | | | | | | News Article | History of Global Equity Llc Ownership Of Emcore Corp |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Services | Institution | 1,000 | No Change | 0 | 0 % | $1,070 | $1,000 | $-70 | -6.54 % | $0 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Services Ownership Of Emcore Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Socratic Fund Management Lp | Institution | 1,000,000 | No Change | 0 | 0 % | $1,080,000 | $1,000,000 | $-80,000 | -7.40 % | $0 | | | | | | News Article | History of Socratic Fund Management Lp Ownership Of Emcore Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 23,550 | Added More | 23,100 | 5133.33 % | $25,434 | $23,550 | $-1,884 | -7.40 % | $-1,848 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Emcore Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bmi Capital Corp | Institution | 32,000 | New Holding | 32,000 | 100 % | $35,840 | $32,000 | $-3,840 | -10.71 % | $-3,840 | | | | | | News Article | History of Bmi Capital Corp Ownership Of Emcore Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -35,317 | -100 % | | | | -14.52 % | $6,004 | | | | | | News Article | History of Blackrock Inc Ownership Of Emcore Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 262,763 | Added More | 73,976 | 39.18 % | $307,433 | $262,763 | $-44,670 | -14.52 % | $-12,576 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Emcore Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 281,959 | Sold Some | -35,414 | -11.15 % | $327,072 | $281,959 | $-45,113 | -13.79 % | $5,666 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Emcore Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 110,415 | Added More | 4,200 | 3.95 % | $128,081 | $110,415 | $-17,666 | -13.79 % | $-672 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Emcore Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 78,300 | No Change | 0 | 0 % | $97,092 | $78,300 | $-18,792 | -19.35 % | $0 | | | | | | News Article | History of Strs Ohio Ownership Of Emcore Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 20,000 | No Change | 0 | 0 % | $25,400 | $20,000 | $-5,400 | -21.25 % | $0 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Emcore Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 91,850 | No Change | 0 | 0 % | $121,242 | $91,850 | $-29,392 | -24.24 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Emcore Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Kempner Capital Management Inc | Institution | 50,000 | No Change | 0 | 0 % | $64,500 | $50,000 | $-14,500 | -22.48 % | $0 | | | | | | News Article | History of Kempner Capital Management Inc Ownership Of Emcore Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 161,748 | Added More | 2,350 | 1.47 % | $213,507 | $161,748 | $-51,759 | -24.24 % | $-752 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Emcore Corp |
| 2009-10-08 | 2009-07-31 | N-CSR | Bhirud Funds Inc - Apex Midcap Growth Fund | Mid-Cap Growth | 3,000 | New Holding | 3,000 | 100 % | $3,960 | $3,000 | $-960 | -24.24 % | $-960 | | | | | | News Article | History of Bhirud Funds Inc - Apex Midcap Growth Fund Ownership Of Emcore Corp |
| 2009-10-08 | 2009-06-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 19,463 | New Holding | 19,463 | 100 % | $25,691 | $19,463 | $-6,228 | -24.24 % | $-6,228 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Emcore Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund | Health/Biotech | | Sold All | -4,600 | -100 % | | | | -22.48 % | $1,334 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund Ownership Of Emcore Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Communications Equipment Fund | Specialty & Misc | 9,200 | No Change | 0 | 0 % | $11,868 | $9,200 | $-2,668 | -22.48 % | $0 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Communications Equipment Fund Ownership Of Emcore Corp |
| 2009-09-30 | 2009-07-31 | N-CSR | Wells Fargo Funds Trust - Value Fund | Multi-Cap Value | 217,250 | Added More | 45,885 | 26.77 % | $282,425 | $217,250 | $-65,175 | -23.07 % | $-13,766 | | | | | | News Article | History of Wells Fargo Funds Trust - Value Fund Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 51,895 | Added More | 50,695 | 4224.58 % | $69,539 | $51,895 | $-17,644 | -25.37 % | $-17,236 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 93,441 | No Change | 0 | 0 % | $125,211 | $93,441 | $-31,770 | -25.37 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 808 | No Change | 0 | 0 % | $1,083 | $808 | $-275 | -25.37 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 11,472 | No Change | 0 | 0 % | $15,831 | $11,472 | $-4,359 | -27.53 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 2,929,357 | New Holding | 2,929,357 | 100 % | $4,042,513 | $2,929,357 | $-1,113,156 | -27.53 % | $-1,113,156 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 1,170 | New Holding | 1,170 | 100 % | $1,615 | $1,170 | $-445 | -27.53 % | $-445 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Tocqueville Trust - The Tocqueville Fund | Specialty & Misc | 225,000 | No Change | 0 | 0 % | $310,500 | $225,000 | $-85,500 | -27.53 % | $0 | | | | | | News Article | History of Tocqueville Trust - The Tocqueville Fund Ownership Of Emcore Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | | Sold All | -23,939 | -100 % | | | | -24.81 % | $7,900 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Emcore Corp |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 1,000 | No Change | 0 | 0 % | $1,330 | $1,000 | $-330 | -24.81 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Emcore Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,610 | New Holding | 1,610 | 100 % | $2,109 | $1,610 | $-499 | -23.66 % | $-499 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Emcore Corp |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | 300 | New Holding | 300 | 100 % | $375 | $300 | $-75 | -20.00 % | $-75 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 47,829 | Sold Some | -200 | -0.41 % | $59,786 | $47,829 | $-11,957 | -20.00 % | $50 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Emcore Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 3,257,469 | Added More | 259,571 | 8.65 % | $3,941,537 | $3,257,469 | $-684,068 | -17.35 % | $-54,510 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Emcore Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 2,020 | Sold Some | -340 | -14.40 % | $2,283 | $2,020 | $-263 | -11.50 % | $44 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Emcore Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 964 | Added More | 359 | 59.33 % | $1,089 | $964 | $-125 | -11.50 % | $-47 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -62,200 | -100 % | | | | -9.09 % | $6,220 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 93,200 | New Holding | 93,200 | 100 % | $102,520 | $93,200 | $-9,320 | -9.09 % | $-9,320 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -8,200 | -100 % | | | | -9.09 % | $820 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 13,420 | New Holding | 13,420 | 100 % | $14,762 | $13,420 | $-1,342 | -9.09 % | $-1,342 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 170,000 | No Change | 0 | 0 % | $187,000 | $170,000 | $-17,000 | -9.09 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Firsthand Funds - Firsthand Alternative Energy Fund | No Data | 100,000 | No Change | 0 | 0 % | $110,000 | $100,000 | $-10,000 | -9.09 % | $0 | | | | | | News Article | History of Firsthand Funds - Firsthand Alternative Energy Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | | Sold All | -104 | -100 % | | | | -9.09 % | $10 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 97,668 | No Change | 0 | 0 % | $107,435 | $97,668 | $-9,767 | -9.09 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Emcore Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 1,467 | No Compare | | | $1,599 | $1,467 | $-132 | -8.25 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Emcore Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 3,003,913 | Sold Some | -4,536,753 | -60.16 % | $3,094,030 | $3,003,913 | $-90,117 | -2.91 % | $136,103 | | | | | | News Article | History of Amvescap Plc Ownership Of Emcore Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 196,858 | Added More | 20,000 | 11.30 % | $202,764 | $196,858 | $-5,906 | -2.91 % | $-600 | | | | | | News Article | History of Fmr Corp Ownership Of Emcore Corp |
| 2009-09-01 | 2008-12-31 | N-CSRS | Wells Fargo Variable Trust - Vt Discovery Fund | Specialty & Misc | 11,540 | Added More | 4,470 | 63.22 % | $11,886 | $11,540 | $-346 | -2.91 % | $-134 | | | | | | News Article | History of Wells Fargo Variable Trust - Vt Discovery Fund Ownership Of Emcore Corp |
| 2009-09-01 | 2008-12-31 | N-CSRS | Wells Fargo Variable Trust - Vt Discovery Fund | Specialty & Misc | 8,555 | Added More | 1,485 | 21.00 % | $8,812 | $8,555 | $-257 | -2.91 % | $-45 | | | | | | News Article | History of Wells Fargo Variable Trust - Vt Discovery Fund Ownership Of Emcore Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 834 | No Change | 0 | 0 % | $884 | $834 | $-50 | -5.66 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -497,814 | -100 % | | | | -9.90 % | $54,760 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 904,954 | Sold Some | -9,552 | -1.04 % | $1,004,499 | $904,954 | $-99,545 | -9.90 % | $1,051 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 626,186 | New Holding | 626,186 | 100 % | $695,066 | $626,186 | $-68,880 | -9.90 % | $-68,880 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -4,783 | -100 % | | | | -9.90 % | $526 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 20,307 | Added More | 1,200 | 6.28 % | $22,541 | $20,307 | $-2,234 | -9.90 % | $-132 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 4,216 | New Holding | 4,216 | 100 % | $4,680 | $4,216 | $-464 | -9.90 % | $-464 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 110,204 | Added More | 66,504 | 152.18 % | $122,326 | $110,204 | $-12,122 | -9.90 % | $-7,315 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 402,107 | Added More | 97,057 | 31.81 % | $446,339 | $402,107 | $-44,232 | -9.90 % | $-10,676 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds Inc - Ivy Science And Technology Fund | Science & Tech | | Sold All | -416 | -100 % | | | | -10.71 % | $50 | | | | | | News Article | History of Ivy Funds Inc - Ivy Science And Technology Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 51,244 | Added More | 34,934 | 214.18 % | $57,393 | $51,244 | $-6,149 | -10.71 % | $-4,192 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -26,233 | -100 % | | | | -10.71 % | $3,148 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -1,293,875 | -100 % | | | | -10.71 % | $155,265 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 338,597 | Added More | 5,400 | 1.62 % | $379,229 | $338,597 | $-40,632 | -10.71 % | $-648 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 373,473 | New Holding | 373,473 | 100 % | $418,290 | $373,473 | $-44,817 | -10.71 % | $-44,817 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,044,387 | No Change | 0 | 0 % | $1,169,713 | $1,044,387 | $-125,326 | -10.71 % | $0 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 206,863 | New Holding | 206,863 | 100 % | $231,687 | $206,863 | $-24,824 | -10.71 % | $-24,824 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 46,977 | Added More | 32,400 | 222.26 % | $52,614 | $46,977 | $-5,637 | -10.71 % | $-3,888 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 14,577 | No Change | 0 | 0 % | $16,326 | $14,577 | $-1,749 | -10.71 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Emcore Corp |
| 2009-08-21 | 2009-03-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 37,500 | Sold Some | -27,500 | -42.30 % | $42,000 | $37,500 | $-4,500 | -10.71 % | $3,300 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Emcore Corp |
| 2009-08-21 | 2008-12-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 65,000 | New Holding | 65,000 | 100 % | $72,800 | $65,000 | $-7,800 | -10.71 % | $-7,800 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Emcore Corp |
| 2009-08-19 | 2009-06-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | | Sold All | -154,000 | -100 % | | | | -8.25 % | $13,860 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Emcore Corp |