| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Chwab Charles Investment Management Inc | Institution | 20 | New Holding | 20 | 100 % | $22 | $22 | $0 | 0.00 % | $0 | | | | | | News Article | History of Chwab Charles Investment Management Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Credit Suisse First Boston | Institution | 158,995 | Added More | 51,995 | 48.59 % | $171,715 | $171,715 | $0 | 0.00 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Harding Loevner Management L P | Institution | 10,180 | No Change | 0 | 0 % | $10,994 | $10,994 | $0 | 0.00 % | $0 | | | | | | News Article | History of Harding Loevner Management L P Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 68,259 | No Change | 0 | 0 % | $73,720 | $73,720 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 700 | Sold Some | -2,000 | -74.07 % | $756 | $756 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 64,700 | No Change | 0 | 0 % | $69,876 | $69,876 | $0 | 0.00 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Emcore Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 629,186 | Added More | 19,500 | 3.19 % | $679,521 | $679,521 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kopp Investment Advisors Llc | Institution | 4,301,925 | Sold Some | -994,383 | -18.77 % | $4,387,964 | $4,646,079 | $258,116 | 5.88 % | $-59,663 | | | | | | News Article | History of Kopp Investment Advisors Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 18,630 | Sold Some | -9,857 | -34.60 % | $19,003 | $20,120 | $1,118 | 5.88 % | $-591 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Emcore Corp |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust-Claymoreocean Tomo Patent Etf | Specialty & Misc | 84 | No Change | 0 | 0 % | $86 | $91 | $5 | 5.88 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust-Claymoreocean Tomo Patent Etf Ownership Of Emcore Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 230,020 | No Change | 0 | 0 % | $234,620 | $248,422 | $13,801 | 5.88 % | $0 | | | | | | News Article | History of General Electric Co Ownership Of Emcore Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 28,825 | Added More | 2,300 | 8.67 % | $29,402 | $31,131 | $1,730 | 5.88 % | $138 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Emcore Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,736 | No Compare | | | $2,791 | $2,955 | $164 | 5.88 % | | | | | | | News Article | History of Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Emcore Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,431,347 | Sold Some | -7,200 | -0.50 % | $1,531,541 | $1,545,855 | $14,313 | 0.93 % | $-72 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Emcore Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | 13,000 | No Change | 0 | 0 % | $13,910 | $14,040 | $130 | 0.93 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Emcore Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Small Cap Index Fund | Small-Cap Core | 60,958 | New Holding | 60,958 | 100 % | $65,225 | $65,835 | $610 | 0.93 % | $610 | | | | | | News Article | History of Valic Co I-Small Cap Index Fund Ownership Of Emcore Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Global Equity Llc | Institution | | Sold All | -11,500 | -100 % | | | | 5.88 % | $-690 | | | | | | News Article | History of Global Equity Llc Ownership Of Emcore Corp |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Service | Institution | 1,000 | No Change | 0 | 0 % | $1,070 | $1,080 | $10 | 0.93 % | $0 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Service Ownership Of Emcore Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -35,317 | -100 % | | | | -7.69 % | $3,179 | | | | | | News Article | History of Blackrock Inc Ownership Of Emcore Corp |
| 2009-10-08 | 2009-07-31 | N-CSR | Bhirud Funds Inc-Apex Midcap Growth Fund | Mid-Cap Growth | 3,000 | New Holding | 3,000 | 100 % | $3,960 | $3,240 | $-720 | -18.18 % | $-720 | | | | | | News Article | History of Bhirud Funds Inc-Apex Midcap Growth Fund Ownership Of Emcore Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii-Fidelity Advisor Biotechnology Fund | Health/Biotech | | Sold All | -4,600 | -100 % | | | | -16.27 % | $966 | | | | | | News Article | History of Fidelity Advisor Series Vii-Fidelity Advisor Biotechnology Fund Ownership Of Emcore Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii-Fidelity Advisor Communications Equipment Fund | Specialty & Misc | 9,200 | No Change | 0 | 0 % | $11,868 | $9,936 | $-1,932 | -16.27 % | $0 | | | | | | News Article | History of Fidelity Advisor Series Vii-Fidelity Advisor Communications Equipment Fund Ownership Of Emcore Corp |
| 2009-09-30 | 2009-07-31 | N-CSR | Wells Fargo Funds Trust-Value Fund | Multi-Cap Value | 217,250 | Added More | 45,885 | 26.77 % | $282,425 | $234,630 | $-47,795 | -16.92 % | $-10,095 | | | | | | News Article | History of Wells Fargo Funds Trust-Value Fund Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 51,895 | Added More | 50,695 | 4224.58 % | $69,539 | $56,047 | $-13,493 | -19.40 % | $-13,181 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-Va Small Value Portfolio | Small-Cap Value | 93,441 | No Change | 0 | 0 % | $125,211 | $100,916 | $-24,295 | -19.40 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va Small Value Portfolio Ownership Of Emcore Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust-Jackson Perspective Index 5 Fund | Specialty & Misc | 808 | No Change | 0 | 0 % | $1,083 | $873 | $-210 | -19.40 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust-Jackson Perspective Index 5 Fund Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 11,472 | No Change | 0 | 0 % | $15,831 | $12,390 | $-3,442 | -21.73 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc-International Fund Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust-Powershares Dividend Achievers Portfolio | Specialty & Misc | 2,929,357 | New Holding | 2,929,357 | 100 % | $4,042,513 | $3,163,706 | $-878,807 | -21.73 % | $-878,807 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Dividend Achievers Portfolio Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust-Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 1,170 | New Holding | 1,170 | 100 % | $1,615 | $1,264 | $-351 | -21.73 % | $-351 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Dynamic Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Tocqueville Trust-The Tocqueville Fund | Specialty & Misc | 225,000 | No Change | 0 | 0 % | $310,500 | $243,000 | $-67,500 | -21.73 % | $0 | | | | | | News Article | History of Tocqueville Trust-The Tocqueville Fund Ownership Of Emcore Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust-Direxion Daily Small Cap Bull 3x Shares | No Data | | Sold All | -23,939 | -100 % | | | | -18.79 % | $5,985 | | | | | | News Article | History of Direxion Shares Etf Trust-Direxion Daily Small Cap Bull 3x Shares Ownership Of Emcore Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust-Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,610 | New Holding | 1,610 | 100 % | $2,109 | $1,739 | $-370 | -17.55 % | $-370 | | | | | | News Article | History of Rydex Etf Trust-Rydex Inverse Russell 2000 Etf Ownership Of Emcore Corp |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc-Wilshire Small Company Growth Portfolio | Small-Cap Growth | 300 | New Holding | 300 | 100 % | $375 | $324 | $-51 | -13.60 % | $-51 | | | | | | News Article | History of Wilshire Mutual Funds Inc-Wilshire Small Company Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | 2,020 | Sold Some | -340 | -14.40 % | $2,283 | $2,182 | $-101 | -4.42 % | $17 | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Emcore Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 964 | Added More | 359 | 59.33 % | $1,089 | $1,041 | $-48 | -4.42 % | $-18 | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -62,200 | -100 % | | | | -1.81 % | $1,244 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | 93,200 | New Holding | 93,200 | 100 % | $102,520 | $100,656 | $-1,864 | -1.81 % | $-1,864 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -8,200 | -100 % | | | | -1.81 % | $164 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 13,420 | New Holding | 13,420 | 100 % | $14,762 | $14,494 | $-268 | -1.81 % | $-268 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 170,000 | No Change | 0 | 0 % | $187,000 | $183,600 | $-3,400 | -1.81 % | $0 | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Firsthand Funds-Firsthand Alternative Energy Fund | No Data | 100,000 | No Change | 0 | 0 % | $110,000 | $108,000 | $-2,000 | -1.81 % | $0 | | | | | | News Article | History of Firsthand Funds-Firsthand Alternative Energy Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii-Jpmorgan Core Bond Fund | Multi-Cap Core | | Sold All | -104 | -100 % | | | | -1.81 % | $2 | | | | | | News Article | History of Jpmorgan Trust Ii-Jpmorgan Core Bond Fund Ownership Of Emcore Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | 97,668 | No Change | 0 | 0 % | $107,435 | $105,481 | $-1,953 | -1.81 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Emcore Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pd Small-Cap Value Index Portfolio | No Data | 1,467 | No Compare | | | $1,599 | $1,584 | $-15 | -0.91 % | | | | | | | News Article | History of Pacific Select Fund-Pd Small-Cap Value Index Portfolio Ownership Of Emcore Corp |
| 2009-09-01 | 2008-12-31 | N-CSRS | Wells Fargo Variable Trust-Vt Discovery Fund | Specialty & Misc | 11,540 | Added More | 4,470 | 63.22 % | $11,886 | $12,463 | $577 | 4.85 % | $224 | | | | | | News Article | History of Wells Fargo Variable Trust-Vt Discovery Fund Ownership Of Emcore Corp |
| 2009-09-01 | 2008-12-31 | N-CSRS | Wells Fargo Variable Trust-Vt Discovery Fund | Specialty & Misc | 8,555 | Added More | 1,485 | 21.00 % | $8,812 | $9,239 | $428 | 4.85 % | $74 | | | | | | News Article | History of Wells Fargo Variable Trust-Vt Discovery Fund Ownership Of Emcore Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 834 | No Change | 0 | 0 % | $884 | $901 | $17 | 1.88 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -497,814 | -100 % | | | | -2.70 % | $14,934 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | 904,954 | Sold Some | -9,552 | -1.04 % | $1,004,499 | $977,350 | $-27,149 | -2.70 % | $287 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 626,186 | New Holding | 626,186 | 100 % | $695,066 | $676,281 | $-18,786 | -2.70 % | $-18,786 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Value Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -4,783 | -100 % | | | | -2.70 % | $143 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 20,307 | Added More | 1,200 | 6.28 % | $22,541 | $21,932 | $-609 | -2.70 % | $-36 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 4,216 | New Holding | 4,216 | 100 % | $4,680 | $4,553 | $-126 | -2.70 % | $-126 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Emcore Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Microcap Index Fund | Specialty & Misc | 110,204 | Added More | 66,504 | 152.18 % | $122,326 | $119,020 | $-3,306 | -2.70 % | $-1,995 | | | | | | News Article | History of Ishares Trust-Ishares Russell Microcap Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds Inc-Ivy Science And Technology Fund | Science & Tech | | Sold All | -416 | -100 % | | | | -3.57 % | $17 | | | | | | News Article | History of Ivy Funds Inc-Ivy Science And Technology Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 51,244 | Added More | 34,934 | 214.18 % | $57,393 | $55,344 | $-2,050 | -3.57 % | $-1,397 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Growth Equity Fund | Multi-Cap Growth | | Sold All | -26,233 | -100 % | | | | -3.57 % | $1,049 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Growth Equity Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -1,293,875 | -100 % | | | | -3.57 % | $51,755 | | | | | | News Article | History of Vanguard Index Funds-Vanguard 500 Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | 338,597 | Added More | 5,400 | 1.62 % | $379,229 | $365,685 | $-13,544 | -3.57 % | $-216 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Growth Index Fund | Large-Cap Growth | 373,473 | New Holding | 373,473 | 100 % | $418,290 | $403,351 | $-14,939 | -3.57 % | $-14,939 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Growth Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,044,387 | No Change | 0 | 0 % | $1,169,713 | $1,127,938 | $-41,775 | -3.57 % | $0 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Value Index Fund | Large-Cap Value | 206,863 | New Holding | 206,863 | 100 % | $231,687 | $223,412 | $-8,275 | -3.57 % | $-8,275 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Value Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 14,577 | No Change | 0 | 0 % | $16,326 | $15,743 | $-583 | -3.57 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Emcore Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 46,977 | Added More | 32,400 | 222.26 % | $52,614 | $50,735 | $-1,879 | -3.57 % | $-1,296 | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Emcore Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 3,257,469 | Added More | 259,571 | 8.65 % | $3,550,641 | $3,518,067 | $-32,575 | -0.91 % | $-2,596 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Emcore Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Gmt Capital Corp | Institution | 678,331 | No Change | 0 | 0 % | $739,381 | $732,597 | $-6,783 | -0.91 % | $0 | | | | | | News Article | History of Gmt Capital Corp Ownership Of Emcore Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | 1,700 | No Change | 0 | 0 % | $1,853 | $1,836 | $-17 | -0.91 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Emcore Corp |
| 2009-08-17 | 2009-06-30 | 13F-HR | Madison Square Investors Llc | No Data | 22,508 | New Holding | 22,508 | 100 % | $26,785 | $24,309 | $-2,476 | -9.24 % | $-2,476 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Emcore Corp |
| 2009-08-17 | 2009-06-30 | 13F-HR | Morgan Stanley | Institution | | Sold All | -29,883 | -100 % | | | | -9.24 % | $3,287 | | | | | | News Article | History of Morgan Stanley Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | American International Group Inc | Institution | 63,958 | Added More | 1,312 | 2.09 % | $78,029 | $69,075 | $-8,954 | -11.47 % | $-184 | | | | | | News Article | History of American International Group Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Axa | Institution | 170,000 | Sold Some | -13,600 | -7.40 % | $207,400 | $183,600 | $-23,800 | -11.47 % | $1,904 | | | | | | News Article | History of Axa Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Chilton Investment Co Llc | Institution | | Sold All | -305,880 | -100 % | | | | -11.47 % | $42,823 | | | | | | News Article | History of Chilton Investment Co Llc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citadel L P | Institution | 12,253 | Sold Some | -11,475 | -48.36 % | $14,949 | $13,233 | $-1,715 | -11.47 % | $1,607 | | | | | | News Article | History of Citadel L P Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citigroup Inc | Institution | 28,697 | Added More | 9,573 | 50.05 % | $35,010 | $30,993 | $-4,018 | -11.47 % | $-1,340 | | | | | | News Article | History of Citigroup Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fmr Corp | Institution | 196,858 | Added More | 20,000 | 11.30 % | $240,167 | $212,607 | $-27,560 | -11.47 % | $-2,800 | | | | | | News Article | History of Fmr Corp Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | 116,486 | Added More | 546 | 0.47 % | $142,113 | $125,805 | $-16,308 | -11.47 % | $-76 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Goldman Sachs Group Inc | Institution | | Sold All | -36,722 | -100 % | | | | -11.47 % | $5,141 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Haw D E And Co Inc | Institution | 812,935 | Sold Some | -166,986 | -17.04 % | $991,781 | $877,970 | $-113,811 | -11.47 % | $23,378 | | | | | | News Article | History of Haw D E And Co Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Ing Groep Nv | Institution | 41,150 | Added More | 2,400 | 6.19 % | $50,203 | $44,442 | $-5,761 | -11.47 % | $-336 | | | | | | News Article | History of Ing Groep Nv Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 53,974 | New Holding | 53,974 | 100 % | $65,848 | $58,292 | $-7,556 | -11.47 % | $-7,556 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kbc Group Nv | Institution | 1,000 | No Change | 0 | 0 % | $1,220 | $1,080 | $-140 | -11.47 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kingdon Capital Management Llc | Institution | 4,852,041 | No Change | 0 | 0 % | $5,919,490 | $5,240,204 | $-679,286 | -11.47 % | $0 | | | | | | News Article | History of Kingdon Capital Management Llc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Labranche And Co Inc | Institution | | Sold All | -15,467 | -100 % | | | | -11.47 % | $2,165 | | | | | | News Article | History of Labranche And Co Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 12,750 | New Holding | 12,750 | 100 % | $15,555 | $13,770 | $-1,785 | -11.47 % | $-1,785 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Millennium Management Llc | Institution | 720,944 | Added More | 618,809 | 605.87 % | $879,552 | $778,620 | $-100,932 | -11.47 % | $-86,633 | | | | | | News Article | History of Millennium Management Llc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | 889,502 | Added More | 280,745 | 46.11 % | $1,085,192 | $960,662 | $-124,530 | -11.47 % | $-39,304 | | | | | | News Article | History of Northern Trust Corp Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oppenheimer Funds Inc | Institution | 1,800 | Added More | 200 | 12.50 % | $2,196 | $1,944 | $-252 | -11.47 % | $-28 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 16,100 | No Change | 0 | 0 % | $19,642 | $17,388 | $-2,254 | -11.47 % | $0 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -8,700 | -100 % | | | | -11.47 % | $1,218 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 750 | New Holding | 750 | 100 % | $915 | $810 | $-105 | -11.47 % | $-105 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Russell Frank Co | Institution | 89,810 | New Holding | 89,810 | 100 % | $109,568 | $96,995 | $-12,573 | -11.47 % | $-12,573 | | | | | | News Article | History of Russell Frank Co Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Two Sigma Investments Llc | Institution | 140,400 | Added More | 32,000 | 29.52 % | $171,288 | $151,632 | $-19,656 | -11.47 % | $-4,480 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | 3,165,939 | Added More | 238,698 | 8.15 % | $3,862,446 | $3,419,214 | $-443,231 | -11.47 % | $-33,418 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Emcore Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 65,350 | Sold Some | -9,000 | -12.10 % | $79,727 | $70,578 | $-9,149 | -11.47 % | $1,260 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ameriprise Financial Inc | Institution | 23,550 | Added More | 23,100 | 5133.33 % | $29,673 | $25,434 | $-4,239 | -14.28 % | $-4,158 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 317,373 | Sold Some | -4,182 | -1.30 % | $399,890 | $342,763 | $-57,127 | -14.28 % | $753 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | 58,536 | Added More | 47,282 | 420.13 % | $73,755 | $63,219 | $-10,536 | -14.28 % | $-8,511 | | | | | | News Article | History of Barclays Plc Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Firsthand Capital Management Inc | Institution | 100,000 | No Change | 0 | 0 % | $126,000 | $108,000 | $-18,000 | -14.28 % | $0 | | | | | | News Article | History of Firsthand Capital Management Inc Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 44,300 | Sold Some | -3,529 | -7.37 % | $55,818 | $47,844 | $-7,974 | -14.28 % | $635 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ing Investment Management Co | Institution | 41,150 | Added More | 2,400 | 6.19 % | $51,849 | $44,442 | $-7,407 | -14.28 % | $-432 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | J P Morgan Chase And Co | Institution | | Sold All | -28,923 | -100 % | | | | -14.28 % | $5,206 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -25,855 | -100 % | | | | -14.28 % | $4,654 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 20,014 | Added More | 12,939 | 182.88 % | $25,218 | $21,615 | $-3,603 | -14.28 % | $-2,329 | | | | | | News Article | History of Ubs Ag Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | 402,107 | Added More | 97,057 | 31.81 % | $506,655 | $434,276 | $-72,379 | -14.28 % | $-17,470 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Emcore Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wexford Capital Llc | Institution | | Sold All | -35,400 | -100 % | | | | -14.28 % | $6,372 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Amity Advisers Llc | Institution | | Sold All | -113,200 | -100 % | | | | -15.62 % | $22,640 | | | | | | News Article | History of Amity Advisers Llc Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Credit Suisse First Boston | Institution | 107,000 | Added More | 43,550 | 68.63 % | $136,960 | $115,560 | $-21,400 | -15.62 % | $-8,710 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | First Mercantile Trust Co | Institution | 50,000 | Added More | 12,500 | 33.33 % | $64,000 | $54,000 | $-10,000 | -15.62 % | $-2,500 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Intel Corp | Institution | | Sold All | -3,700,000 | -100 % | | | | -15.62 % | $740,000 | | | | | | News Article | History of Intel Corp Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Prescott Group Capital Management Llc | Institution | | Sold All | -438,084 | -100 % | | | | -15.62 % | $87,617 | | | | | | News Article | History of Prescott Group Capital Management Llc Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 200 | No Change | 0 | 0 % | $256 | $216 | $-40 | -15.62 % | $0 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Emcore Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Usquehanna International Group Llp | Institution | 37,759 | Added More | 19,036 | 101.67 % | $48,332 | $40,780 | $-7,552 | -15.62 % | $-3,807 | | | | | | News Article | History of Usquehanna International Group Llp Ownership Of Emcore Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Amvescap Plc | Institution | 3,003,913 | Sold Some | -4,536,753 | -60.16 % | $3,664,774 | $3,244,226 | $-420,548 | -11.47 % | $635,145 | | | | | | News Article | History of Amvescap Plc Ownership Of Emcore Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Blackrock Inc | No Data | 35,317 | New Holding | 35,317 | 100 % | $43,087 | $38,142 | $-4,944 | -11.47 % | $-4,944 | | | | | | News Article | History of Blackrock Inc Ownership Of Emcore Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,464 | Added More | 279 | 12.76 % | $3,006 | $2,661 | $-345 | -11.47 % | $-39 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Emcore Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Inc | Institution | 2,020 | Sold Some | -1,575 | -43.81 % | $2,464 | $2,182 | $-283 | -11.47 % | $221 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Emcore Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,438,547 | Sold Some | -61,214 | -4.08 % | $1,826,955 | $1,553,631 | $-273,324 | -14.96 % | $11,631 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Emcore Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | G Americas Securities Llc | Institution | 31,290 | Sold Some | -19,742 | -38.68 % | $39,738 | $33,793 | $-5,945 | -14.96 % | $3,751 | | | | | | News Article | History of G Americas Securities Llc Ownership Of Emcore Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 75,522 | Added More | 5,984 | 8.60 % | $95,913 | $81,564 | $-14,349 | -14.96 % | $-1,137 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Emcore Corp |
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