| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Sam Sustainable Climate Fund | No Data | 900 | New Holding | 900 | 100 % | | | | - % | | | | | | | News Article | History of Rbb Fund Inc - Sam Sustainable Climate Fund Ownership Of Ener1 Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | 85,747 | Added More | 13,300 | 18.35 % | | | | - % | | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Ener1 Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 4,096 | No Compare | | | | | | - % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Ener1 Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Dws Securities Trust - Dws Climate Change Fund | No Data | 59,300 | Added More | 37,900 | 177.10 % | | | | - % | | | | | | | News Article | History of Dws Securities Trust - Dws Climate Change Fund Ownership Of Ener1 Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 38,690 | New Holding | 38,690 | 100 % | | | | - % | | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Ener1 Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf | Specialty & Misc | 38 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf Ownership Of Ener1 Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Industrials Fund | Specialty & Misc | 240,346 | Added More | 120,173 | 100.00 % | | | | - % | | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Industrials Fund Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Fund | Small-Cap Growth | 54,943 | New Holding | 54,943 | 100 % | | | | - % | | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Fund Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Ii | Small-Cap Growth | 185,329 | New Holding | 185,329 | 100 % | | | | - % | | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Ii Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 140,897 | New Holding | 140,897 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 26,288 | New Holding | 26,288 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,000 | New Holding | 1,000 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Ener1 Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | 17,195 | Added More | 2,948 | 20.69 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Growth Index Fund Ownership Of Ener1 Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 12,700 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Ener1 Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 5,260,192 | New Holding | 5,260,192 | 100 % | | | | - % | | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Ener1 Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 766 | New Holding | 766 | 100 % | | | | - % | | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Ener1 Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,020 | New Holding | 1,020 | 100 % | | | | - % | | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Ener1 Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Lazard Funds Inc - Lazard Equity Portfolio | Specialty & Misc | 44,800 | New Holding | 44,800 | 100 % | | | | - % | | | | | | | News Article | History of Lazard Funds Inc - Lazard Equity Portfolio Ownership Of Ener1 Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,283 | Sold Some | -14 | -1.07 % | | | | - % | | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Ener1 Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 604 | Added More | 290 | 92.35 % | | | | - % | | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Ener1 Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 26,700 | Sold Some | -3,500 | -11.58 % | | | | - % | | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Ener1 Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 30,676 | Sold Some | -41,190 | -57.31 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Ener1 Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 14,280 | Added More | 9,280 | 185.60 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Ener1 Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 129,700 | Added More | 29,350 | 29.24 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Ener1 Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 24,414 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Ener1 Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 854 | No Compare | | | | | | - % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Ener1 Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 8,552 | Added More | 7,639 | 836.69 % | | | | - % | | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Ener1 Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Lazard Retirement Series Inc - Lazard Retirement Us Strategic Equity Portfolio | No Data | 35,400 | New Holding | 35,400 | 100 % | | | | - % | | | | | | | News Article | History of Lazard Retirement Series Inc - Lazard Retirement Us Strategic Equity Portfolio Ownership Of Ener1 Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 2,145 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Ener1 Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Industrials | Specialty & Misc | 284,048 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Industrials Ownership Of Ener1 Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 583 | Added More | 175 | 42.89 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Ener1 Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 338,119 | Added More | 63,921 | 23.31 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Ener1 Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 575,868 | Added More | 71,590 | 14.19 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Ener1 Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 3,184 | Added More | 557 | 21.20 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Ener1 Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 14,133 | Added More | 4,730 | 50.30 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 32,314 | Added More | 22,382 | 225.35 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -15,142 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -794,461 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 181,610 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 277,338 | Added More | 13,670 | 5.18 % | | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Ener1 Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 14,326 | New Holding | 14,326 | 100 % | | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Ener1 Inc |
| 2009-08-21 | 2009-06-30 | N-CSRS | Variable Insurance Products Fund Iv - Industrials Portfolio | Specialty & Misc | | Sold All | -20,732 | -100 % | | | | - % | | | | | | | News Article | History of Variable Insurance Products Fund Iv - Industrials Portfolio Ownership Of Ener1 Inc |
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