| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -22,282 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 114,183 | Added More | 59,592 | 109.16 % | $959,137 | $842,671 | $-116,467 | -12.14 % | $-60,784 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 52,176 | Added More | 7,405 | 16.53 % | $383,494 | $385,059 | $1,565 | 0.40 % | $222 | | | | | | News Article | History of Amvescap Plc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 89,900 | Added More | 51,687 | 135.26 % | $660,765 | $663,462 | $2,697 | 0.40 % | $1,551 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 12,094 | Added More | 5,897 | 95.15 % | $88,891 | $89,254 | $363 | 0.40 % | $177 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 200 | Sold Some | -100 | -33.33 % | $1,416 | $1,476 | $60 | 4.23 % | $-30 | | | | | | News Article | History of American International Group Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 24,000 | Sold Some | -1,800 | -6.97 % | $169,920 | $177,120 | $7,200 | 4.23 % | $-540 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 17,392 | Sold Some | -51,000 | -74.57 % | $123,135 | $128,353 | $5,218 | 4.23 % | $-15,300 | | | | | | News Article | History of Citadel L P Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 2,000 | New Holding | 2,000 | 100 % | $14,160 | $14,760 | $600 | 4.23 % | $600 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 900 | Sold Some | -800 | -47.05 % | $6,372 | $6,642 | $270 | 4.23 % | $-240 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 108,600 | Sold Some | -258,388 | -70.40 % | $768,888 | $801,468 | $32,580 | 4.23 % | $-77,516 | | | | | | News Article | History of Fmr Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 51,978 | Sold Some | -356,833 | -87.28 % | $368,004 | $383,598 | $15,593 | 4.23 % | $-107,050 | | | | | | News Article | History of Millennium Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 689,940 | Added More | 386,156 | 127.11 % | $4,884,775 | $5,091,757 | $206,982 | 4.23 % | $115,847 | | | | | | News Article | History of Morgan Stanley Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 52,212 | Added More | 1,505 | 2.96 % | $369,661 | $385,325 | $15,664 | 4.23 % | $452 | | | | | | News Article | History of Northern Trust Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | | Sold All | -34,457 | -100 % | | | | 4.23 % | $-10,337 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Perimeter Capital Partners Llc | Institution | | Sold All | -462,666 | -100 % | | | | 4.23 % | $-138,800 | | | | | | News Article | History of Perimeter Capital Partners Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 35,798 | Added More | 13,652 | 61.64 % | $253,450 | $264,189 | $10,739 | 4.23 % | $4,096 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 12,125 | Sold Some | -333,932 | -96.49 % | $85,845 | $89,483 | $3,638 | 4.23 % | $-100,180 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 40,298 | New Holding | 40,298 | 100 % | $285,310 | $297,399 | $12,089 | 4.23 % | $12,089 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1 | No Change | 0 | 0 % | $7 | $7 | $0 | 4.23 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 86,688 | Added More | 76,693 | 767.31 % | $613,751 | $639,757 | $26,006 | 4.23 % | $23,008 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 11,242 | Sold Some | -104,030 | -90.24 % | $74,197 | $82,966 | $8,769 | 11.81 % | $-81,143 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 81,435 | Added More | 13,170 | 19.29 % | $537,471 | $600,990 | $63,519 | 11.81 % | $10,273 | | | | | | News Article | History of Barclays Plc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | | Sold All | -767 | -100 % | | | | 11.81 % | $-598 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 1,222 | Sold Some | -2,000 | -62.07 % | $8,065 | $9,018 | $953 | 11.81 % | $-1,560 | | | | | | News Article | History of Credit Agricole S A Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fox Point Capital Management Llc | Institution | | Sold All | -250,000 | -100 % | | | | 11.81 % | $-195,000 | | | | | | News Article | History of Fox Point Capital Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 100,142 | Added More | 1,708 | 1.73 % | $660,937 | $739,048 | $78,111 | 11.81 % | $1,332 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 179,741 | Sold Some | -3,123 | -1.70 % | $1,186,291 | $1,326,489 | $140,198 | 11.81 % | $-2,436 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 75,000 | No Change | 0 | 0 % | $495,000 | $553,500 | $58,500 | 11.81 % | $0 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -2,534 | -100 % | | | | 11.81 % | $-1,977 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,608 | Sold Some | -1,550 | -37.27 % | $17,213 | $19,247 | $2,034 | 11.81 % | $-1,209 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 403,304 | New Holding | 403,304 | 100 % | $2,661,806 | $2,976,384 | $314,577 | 11.81 % | $314,577 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Thompson Siegel And Walmsley Inc | Institution | 53,000 | Added More | 13,500 | 34.17 % | $349,800 | $391,140 | $41,340 | 11.81 % | $10,530 | | | | | | News Article | History of Thompson Siegel And Walmsley Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 32,781 | Added More | 1,346 | 4.28 % | $216,355 | $241,924 | $25,569 | 11.81 % | $1,050 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | | Sold All | -284,500 | -100 % | | | | 12.50 % | $-233,290 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analytic Asset Management Inc | Institution | 21,500 | No Change | 0 | 0 % | $141,040 | $158,670 | $17,630 | 12.50 % | $0 | | | | | | News Article | History of Analytic Asset Management Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 314,489 | Sold Some | -8,773 | -2.71 % | $2,063,048 | $2,320,929 | $257,881 | 12.50 % | $-7,194 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 343,077 | Sold Some | -70,841 | -17.11 % | $2,250,585 | $2,531,908 | $281,323 | 12.50 % | $-58,090 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 22,587 | New Holding | 22,587 | 100 % | $148,171 | $166,692 | $18,521 | 12.50 % | $18,521 | | | | | | News Article | History of Credit Suisse Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 5,437 | Sold Some | -4,624 | -45.95 % | $35,667 | $40,125 | $4,458 | 12.50 % | $-3,792 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | | Sold All | -3,636 | -100 % | | | | 12.50 % | $-2,982 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 2,460 | Added More | 1,460 | 146.00 % | $16,138 | $18,155 | $2,017 | 12.50 % | $1,197 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 304,771 | Added More | 57,857 | 23.43 % | $1,999,298 | $2,249,210 | $249,912 | 12.50 % | $47,443 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 47,840 | Added More | 8,840 | 22.66 % | $313,830 | $353,059 | $39,229 | 12.50 % | $7,249 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 62,000 | No Change | 0 | 0 % | $406,720 | $457,560 | $50,840 | 12.50 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 176,483 | Sold Some | -118,963 | -40.26 % | $1,039,485 | $1,302,445 | $262,960 | 25.29 % | $-177,255 | | | | | | News Article | History of Citigroup Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | | Sold All | -49,092 | -100 % | | | | 25.29 % | $-73,147 | | | | | | News Article | History of Comerica Bank Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 68,590 | New Holding | 68,590 | 100 % | $403,995 | $506,194 | $102,199 | 25.29 % | $102,199 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pinnacle Global Group Inc | Institution | 12,720 | No Change | 0 | 0 % | $74,921 | $93,874 | $18,953 | 25.29 % | $0 | | | | | | News Article | History of Pinnacle Global Group Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 39,555 | Added More | 38,412 | 3360.62 % | $232,979 | $291,916 | $58,937 | 25.29 % | $57,234 | | | | | | News Article | History of Ubs Ag Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bard Associates Inc | Institution | 64,166 | Sold Some | -264 | -0.40 % | $392,696 | $473,545 | $80,849 | 20.58 % | $-333 | | | | | | News Article | History of Bard Associates Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 59 | No Change | 0 | 0 % | $352 | $435 | $84 | 23.82 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 397 | No Change | 0 | 0 % | $2,366 | $2,930 | $564 | 23.82 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 39 | New Holding | 39 | 100 % | $232 | $288 | $55 | 23.82 % | $55 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 140,363 | Added More | 13,739 | 10.85 % | $836,563 | $1,035,879 | $199,315 | 23.82 % | $19,509 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-06 | 2009-08-31 | N-CSR | John Hancock Funds Ii - Growth Fund | Large-Cap Growth | 31,200 | New Holding | 31,200 | 100 % | $185,952 | $230,256 | $44,304 | 23.82 % | $44,304 | | | | | | News Article | History of John Hancock Funds Ii - Growth Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 14,769 | Sold Some | -7,753 | -34.42 % | $90,091 | $108,995 | $18,904 | 20.98 % | $-9,924 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 15,000 | No Change | 0 | 0 % | $91,500 | $110,700 | $19,200 | 20.98 % | $0 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 52,570 | New Holding | 52,570 | 100 % | $305,432 | $387,967 | $82,535 | 27.02 % | $82,535 | | | | | | News Article | History of Tradeworx Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | | Sold All | -112,280 | -100 % | | | | 26.80 % | $-175,157 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 36,000 | New Holding | 36,000 | 100 % | $198,000 | $265,680 | $67,680 | 34.18 % | $67,680 | | | | | | News Article | History of First New York Securities Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Auer Growth Fund | No Data | 112,000 | No Change | 0 | 0 % | $674,240 | $826,560 | $152,320 | 22.59 % | $0 | | | | | | News Article | History of Unified Series Trust - Auer Growth Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-26 | 2009-09-30 | 13F-HR | Glickenhaus And Co | Institution | 1,046,783 | Sold Some | -15,166 | -1.42 % | $6,751,750 | $7,725,259 | $973,508 | 14.41 % | $-14,104 | | | | | | News Article | History of Glickenhaus And Co Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | | Sold All | -1 | -100 % | | | | 14.41 % | $-1 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoredelta Global Shipping Index Etf | No Data | 249,603 | Sold Some | -50,585 | -16.85 % | $1,609,939 | $1,842,070 | $232,131 | 14.41 % | $-47,044 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoredelta Global Shipping Index Etf Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 115,272 | Added More | 111,700 | 3127.09 % | $743,504 | $850,707 | $107,203 | 14.41 % | $103,881 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 17,250 | Sold Some | -4,700 | -21.41 % | $116,955 | $127,305 | $10,350 | 8.84 % | $-2,820 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 17,983 | No Change | 0 | 0 % | $126,780 | $132,715 | $5,934 | 4.68 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 3,600 | Added More | 600 | 20.00 % | $25,380 | $26,568 | $1,188 | 4.68 % | $198 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 204,627 | Added More | 137,979 | 207.02 % | $1,444,667 | $1,510,147 | $65,481 | 4.53 % | $44,153 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 117,395 | Added More | 61,400 | 109.65 % | $833,505 | $866,375 | $32,871 | 3.94 % | $17,192 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Core Index Fund | Small-Cap Core | | Sold All | -15,004 | -100 % | | | | 11.31 % | $-11,253 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Core Index Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | 7,270 | Added More | 2,250 | 44.82 % | $46,819 | $53,653 | $6,834 | 14.59 % | $2,115 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | 14,800 | New Holding | 14,800 | 100 % | $95,312 | $109,224 | $13,912 | 14.59 % | $13,912 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 10,565 | New Holding | 10,565 | 100 % | $68,039 | $77,970 | $9,931 | 14.59 % | $9,931 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 76,424 | New Holding | 76,424 | 100 % | $492,171 | $564,009 | $71,839 | 14.59 % | $71,839 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 3,222 | Sold Some | -1,980 | -38.06 % | $21,233 | $23,778 | $2,545 | 11.98 % | $-1,564 | | | | | | News Article | History of Credit Agricole S A Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 323,262 | Added More | 252,845 | 359.06 % | $2,346,882 | $2,385,674 | $38,791 | 1.65 % | $30,341 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -7,300 | -100 % | | | | 7.73 % | $-3,869 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Select Small-Cap Fund | No Data | | Sold All | -93 | -100 % | | | | 8.21 % | $-52 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Select Small-Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 1,140 | New Holding | 1,140 | 100 % | $7,775 | $8,413 | $638 | 8.21 % | $638 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -618 | -100 % | | | | 8.21 % | $-346 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-02 | 2009-06-30 | N-CSRS | Navellier Performance Funds - Navellier Fundamental A Portfolio | Mid-Cap Core | | Sold All | -49,000 | -100 % | | | | 11.64 % | $-37,730 | | | | | | News Article | History of Navellier Performance Funds - Navellier Fundamental A Portfolio Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 44,771 | Sold Some | -19,279 | -30.09 % | $292,355 | $330,410 | $38,055 | 13.01 % | $-16,387 | | | | | | News Article | History of Amvescap Plc Ownership Of Excel Maritime Carriers Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 366,988 | New Holding | 366,988 | 100 % | $2,396,432 | $2,708,371 | $311,940 | 13.01 % | $311,940 | | | | | | News Article | History of Fmr Corp Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-31 | 2009-06-30 | N-Q | Davlin Philanthropic Funds - Davlin Philanthropic Fund | No Data | 2,500 | No Change | 0 | 0 % | $16,950 | $18,450 | $1,500 | 8.84 % | $0 | | | | | | News Article | History of Davlin Philanthropic Funds - Davlin Philanthropic Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Funds Group - Value Fund | Multi-Cap Value | 84,253 | Sold Some | -18,500 | -18.00 % | $571,235 | $621,787 | $50,552 | 8.84 % | $-11,100 | | | | | | News Article | History of Diversified Investors Funds Group - Value Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Funds Group Ii - Value Fund | Small-Cap Core | 84,253 | Sold Some | -18,500 | -18.00 % | $571,235 | $621,787 | $50,552 | 8.84 % | $-11,100 | | | | | | News Article | History of Diversified Investors Funds Group Ii - Value Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Portfolios - Value Portfolio | Multi-Cap Value | 84,253 | Sold Some | -18,500 | -18.00 % | $571,235 | $621,787 | $50,552 | 8.84 % | $-11,100 | | | | | | News Article | History of Diversified Investors Portfolios - Value Portfolio Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 6,197 | Added More | 3,494 | 129.26 % | $44,123 | $45,734 | $1,611 | 3.65 % | $908 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Global Equity Fund | Global Flex Port | | Sold All | -250,378 | -100 % | | | | 3.65 % | $-65,098 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Mid Cap Fund | Mid-Cap Core | 39,500 | Added More | 2,700 | 7.33 % | $289,535 | $291,510 | $1,975 | 0.68 % | $135 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Mid Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Microcap Value Fund | Multi-Cap Value | 62,000 | No Change | 0 | 0 % | $454,460 | $457,560 | $3,100 | 0.68 % | $0 | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Microcap Value Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-24 | 2009-06-30 | N-Q | Mellon Institutional Funds Investment Trust - The Boston Company International Small Cap Fund | Small-Cap Core | | Sold All | -36,430 | -100 % | | | | 2.92 % | $-7,650 | | | | | | News Article | History of Mellon Institutional Funds Investment Trust - The Boston Company International Small Cap Fund Ownership Of Excel Maritime Carriers Ltd |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 5,157 | New Holding | 5,157 | 100 % | $36,976 | $38,059 | $1,083 | 2.92 % | $1,083 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Excel Maritime Carriers Ltd |