| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Institutional Funds Inc - Small Cap Value Fund | Small-Cap Value | 1,630 | No Compare | | | $10,905 | $10,595 | $-310 | -2.84 % | | | | | | | News Article | History of Mutual Of America Institutional Funds Inc - Small Cap Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Investment Corp - Small Cap Value Fund | Small-Cap Value | 81,490 | Sold Some | -83,840 | -50.71 % | $545,168 | $529,685 | $-15,483 | -2.84 % | $15,930 | | | | | | News Article | History of Mutual Of America Investment Corp - Small Cap Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 1,961,699 | Added More | 25,457 | 1.31 % | $13,221,851 | $12,751,044 | $-470,808 | -3.56 % | $-6,110 | | | | | | News Article | History of Amvescap Plc Ownership Of Fbr Capital Markets Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 190,496 | Added More | 30,568 | 19.11 % | $1,283,943 | $1,238,224 | $-45,719 | -3.56 % | $-7,336 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Fbr Capital Markets Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Par Capital Management Inc | Institution | 273,640 | New Holding | 273,640 | 100 % | $1,844,334 | $1,778,660 | $-65,674 | -3.56 % | $-65,674 | | | | | | News Article | History of Par Capital Management Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 1,078,010 | Added More | 118,010 | 12.29 % | $7,265,787 | $7,007,065 | $-258,722 | -3.56 % | $-28,322 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 14,662 | Added More | 806 | 5.81 % | $99,408 | $95,303 | $-4,105 | -4.12 % | $-226 | | | | | | News Article | History of American International Group Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | 100,000 | New Holding | 100,000 | 100 % | $678,000 | $650,000 | $-28,000 | -4.12 % | $-28,000 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Banc Funds Co Llc | Institution | 220,000 | No Change | 0 | 0 % | $1,491,600 | $1,430,000 | $-61,600 | -4.12 % | $0 | | | | | | News Article | History of Banc Funds Co Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 250,373 | Sold Some | -344 | -0.13 % | $1,697,529 | $1,627,425 | $-70,104 | -4.12 % | $96 | | | | | | News Article | History of Citadel L P Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Clough Capital Partners L P | Institution | 62,000 | Sold Some | -138,000 | -69.00 % | $420,360 | $403,000 | $-17,360 | -4.12 % | $38,640 | | | | | | News Article | History of Clough Capital Partners L P Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | H Partners Management Llc | Institution | 1,117,383 | No Change | 0 | 0 % | $7,575,857 | $7,262,990 | $-312,867 | -4.12 % | $0 | | | | | | News Article | History of H Partners Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Kensico Capital Management Corp | Institution | 1,409,790 | Added More | 18,300 | 1.31 % | $9,558,376 | $9,163,635 | $-394,741 | -4.12 % | $-5,124 | | | | | | News Article | History of Kensico Capital Management Corp Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | | Sold All | -22,541 | -100 % | | | | -4.12 % | $6,311 | | | | | | News Article | History of Morgan Stanley Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 286,952 | Added More | 18,620 | 6.93 % | $1,945,535 | $1,865,188 | $-80,347 | -4.12 % | $-5,214 | | | | | | News Article | History of Northern Trust Corp Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,200 | Added More | 100 | 9.09 % | $8,136 | $7,800 | $-336 | -4.12 % | $-28 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Qvt Financial Lp | Institution | 364,864 | Sold Some | -32,567 | -8.19 % | $2,473,778 | $2,371,616 | $-102,162 | -4.12 % | $9,119 | | | | | | News Article | History of Qvt Financial Lp Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 23,210 | Sold Some | -11,184 | -32.51 % | $157,364 | $150,865 | $-6,499 | -4.12 % | $3,132 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Raffles Associates Lp | Institution | 42,700 | New Holding | 42,700 | 100 % | $289,506 | $277,550 | $-11,956 | -4.12 % | $-11,956 | | | | | | News Article | History of Raffles Associates Lp Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 8,895 | No Change | 0 | 0 % | $60,308 | $57,818 | $-2,491 | -4.12 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 602,500 | Added More | 152,500 | 33.88 % | $4,084,950 | $3,916,250 | $-168,700 | -4.12 % | $-42,700 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 21,000 | New Holding | 21,000 | 100 % | $142,380 | $136,500 | $-5,880 | -4.12 % | $-5,880 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wooster Capital Management L P | Institution | | Sold All | -500,000 | -100 % | | | | -4.12 % | $140,000 | | | | | | News Article | History of Wooster Capital Management L P Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 39,498 | Sold Some | -502 | -1.25 % | $263,057 | $256,737 | $-6,320 | -2.40 % | $80 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 64,722 | Sold Some | -16,926 | -20.73 % | $431,049 | $420,693 | $-10,356 | -2.40 % | $2,708 | | | | | | News Article | History of Axa Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 37,162 | Sold Some | -7,381 | -16.57 % | $247,499 | $241,553 | $-5,946 | -2.40 % | $1,181 | | | | | | News Article | History of Barclays Plc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 614,600 | Sold Some | -56,400 | -8.40 % | $4,093,236 | $3,994,900 | $-98,336 | -2.40 % | $9,024 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Eubel Brady And Suttman Asset Management Inc | Institution | 402,802 | Sold Some | -22,925 | -5.38 % | $2,682,661 | $2,618,213 | $-64,448 | -2.40 % | $3,668 | | | | | | News Article | History of Eubel Brady And Suttman Asset Management Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 15,100 | No Change | 0 | 0 % | $100,566 | $98,150 | $-2,416 | -2.40 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 67 | Sold Some | -11,133 | -99.40 % | $446 | $436 | $-11 | -2.40 % | $1,781 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 61,374 | No Change | 0 | 0 % | $408,751 | $398,931 | $-9,820 | -2.40 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 137,712 | Sold Some | -192,166 | -58.25 % | $917,162 | $895,128 | $-22,034 | -2.40 % | $30,747 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 149 | Sold Some | -689 | -82.21 % | $992 | $969 | $-24 | -2.40 % | $110 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 3,153 | New Holding | 3,153 | 100 % | $20,999 | $20,495 | $-504 | -2.40 % | $-504 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 45,600 | New Holding | 45,600 | 100 % | $303,696 | $296,400 | $-7,296 | -2.40 % | $-7,296 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 16,571 | No Change | 0 | 0 % | $110,363 | $107,712 | $-2,651 | -2.40 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,636,391 | Added More | 97,896 | 6.36 % | $10,898,364 | $10,636,542 | $-261,823 | -2.40 % | $-15,663 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aegis Financial Corp | Institution | 226,906 | Sold Some | -1,000 | -0.43 % | $1,499,849 | $1,474,889 | $-24,960 | -1.66 % | $110 | | | | | | News Article | History of Aegis Financial Corp Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 609,548 | Added More | 51,689 | 9.26 % | $4,029,112 | $3,962,062 | $-67,050 | -1.66 % | $-5,686 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diversified Global Asset Management Corp | Institution | | Sold All | -12,820 | -100 % | | | | -1.66 % | $1,410 | | | | | | News Article | History of Diversified Global Asset Management Corp Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 121,700 | Added More | 108,700 | 836.15 % | $804,437 | $791,050 | $-13,387 | -1.66 % | $-11,957 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 9,840 | Added More | 1,440 | 17.14 % | $65,042 | $63,960 | $-1,082 | -1.66 % | $-158 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 2,760 | Sold Some | -140 | -4.82 % | $18,244 | $17,940 | $-304 | -1.66 % | $15 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 18,453 | New Holding | 18,453 | 100 % | $121,974 | $119,945 | $-2,030 | -1.66 % | $-2,030 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 600 | Added More | 40 | 7.14 % | $3,966 | $3,900 | $-66 | -1.66 % | $-4 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 780 | Added More | 320 | 69.56 % | $5,156 | $5,070 | $-86 | -1.66 % | $-35 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Palisade Capital Management Llc | Institution | 256,600 | Sold Some | -16,100 | -5.90 % | $1,696,126 | $1,667,900 | $-28,226 | -1.66 % | $1,771 | | | | | | News Article | History of Palisade Capital Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | 445,960 | Added More | 42,978 | 10.66 % | $2,947,796 | $2,898,740 | $-49,056 | -1.66 % | $-4,728 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | 13,000 | Sold Some | -12,500 | -49.01 % | $85,930 | $84,500 | $-1,430 | -1.66 % | $1,375 | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 1,020,259 | New Holding | 1,020,259 | 100 % | $6,743,912 | $6,631,684 | $-112,228 | -1.66 % | $-112,228 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 600 | No Change | 0 | 0 % | $3,966 | $3,900 | $-66 | -1.66 % | $0 | | | | | | News Article | History of Russell Frank Co Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -4,587 | -100 % | | | | -1.66 % | $505 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 74,972 | Added More | 63,114 | 532.24 % | $495,565 | $487,318 | $-8,247 | -1.66 % | $-6,943 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westfield Capital Management Co Llc | Institution | 40,500 | No Change | 0 | 0 % | $267,705 | $263,250 | $-4,455 | -1.66 % | $0 | | | | | | News Article | History of Westfield Capital Management Co Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 730,600 | Added More | 1,200 | 0.16 % | $4,756,206 | $4,748,900 | $-7,306 | -0.15 % | $-12 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 242,792 | Sold Some | -4,674 | -1.88 % | $1,580,576 | $1,578,148 | $-2,428 | -0.15 % | $47 | | | | | | News Article | History of Ubs Ag Ownership Of Fbr Capital Markets Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Vaughan Nelson Scarborough And Mccullough Lp | Institution | 1,722,800 | Added More | 103,750 | 6.40 % | $11,215,428 | $11,198,200 | $-17,228 | -0.15 % | $-1,038 | | | | | | News Article | History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Fbr Capital Markets Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 2,422,639 | Added More | 281,530 | 13.14 % | $15,722,927 | $15,747,154 | $24,226 | 0.15 % | $2,815 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 1,702,860 | Added More | 154,260 | 9.96 % | $10,762,075 | $11,068,590 | $306,515 | 2.84 % | $27,767 | | | | | | News Article | History of Blair William And Co Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 2,086 | New Holding | 2,086 | 100 % | $13,184 | $13,559 | $375 | 2.84 % | $375 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 45,800 | No Change | 0 | 0 % | $289,456 | $297,700 | $8,244 | 2.84 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 16,742 | Sold Some | -2,357 | -12.34 % | $105,809 | $108,823 | $3,014 | 2.84 % | $-424 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 99,340 | Sold Some | -9,300 | -8.56 % | $627,829 | $645,710 | $17,881 | 2.84 % | $-1,674 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Robeco Wpg Small Cap Value Fund | Small-Cap Value | 98,840 | New Holding | 98,840 | 100 % | $624,669 | $642,460 | $17,791 | 2.84 % | $17,791 | | | | | | News Article | History of Rbb Fund Inc - Robeco Wpg Small Cap Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Senbanc Fund | Financial Services | 91,760 | Added More | 63,970 | 230.19 % | $579,923 | $596,440 | $16,517 | 2.84 % | $11,515 | | | | | | News Article | History of Rbb Fund Inc - Senbanc Fund Ownership Of Fbr Capital Markets Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Cumberland Associates Llc | Institution | 1,110,000 | Sold Some | -145,100 | -11.56 % | $7,004,100 | $7,215,000 | $210,900 | 3.01 % | $-27,569 | | | | | | News Article | History of Cumberland Associates Llc Ownership Of Fbr Capital Markets Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 284,050 | Sold Some | -10,962 | -3.71 % | $1,744,067 | $1,846,325 | $102,258 | 5.86 % | $-3,946 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Fbr Capital Markets Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 193,782 | Sold Some | -16,218 | -7.72 % | $1,182,070 | $1,259,583 | $77,513 | 6.55 % | $-6,487 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Fbr Capital Markets Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Old National Bancorp | Institution | 100,524 | Added More | 10,061 | 11.12 % | $613,196 | $653,406 | $40,210 | 6.55 % | $4,024 | | | | | | News Article | History of Old National Bancorp Ownership Of Fbr Capital Markets Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 2,810,179 | Added More | 401,184 | 16.65 % | $17,142,092 | $18,266,164 | $1,124,072 | 6.55 % | $160,474 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Fbr Capital Markets Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Aegis Value Fund Inc - Aegis Value Fund Inc | Small-Cap Value | 98,556 | No Change | 0 | 0 % | $601,192 | $640,614 | $39,422 | 6.55 % | $0 | | | | | | News Article | History of Aegis Value Fund Inc - Aegis Value Fund Inc Ownership Of Fbr Capital Markets Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,895 | No Compare | | | $17,660 | $18,818 | $1,158 | 6.55 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Fbr Capital Markets Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 16,274 | Added More | 6,282 | 62.87 % | $99,271 | $105,781 | $6,510 | 6.55 % | $2,513 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -1,200 | -100 % | | | | 4.50 % | $-336 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Fbr Capital Markets Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 14,662 | New Holding | 14,662 | 100 % | $91,198 | $95,303 | $4,105 | 4.50 % | $4,105 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 40,000 | New Holding | 40,000 | 100 % | $252,000 | $260,000 | $8,000 | 3.17 % | $8,000 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Fbr Capital Markets Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 6,000 | No Change | 0 | 0 % | $36,180 | $39,000 | $2,820 | 7.79 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Fbr Capital Markets Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -5,500 | -100 % | | | | 7.79 % | $-2,585 | | | | | | News Article | History of Blackrock Inc Ownership Of Fbr Capital Markets Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 59,469 | Added More | 19,862 | 50.14 % | $358,598 | $386,549 | $27,950 | 7.79 % | $9,335 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 870,139 | Sold Some | -1,516 | -0.17 % | $5,246,938 | $5,655,904 | $408,965 | 7.79 % | $-713 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Fbr Capital Markets Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 2,065,932 | Added More | 308,059 | 17.52 % | $12,395,592 | $13,428,558 | $1,032,966 | 8.33 % | $154,030 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Fbr Capital Markets Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 21,458 | Added More | 7,207 | 50.57 % | $128,748 | $139,477 | $10,729 | 8.33 % | $3,604 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Fbr Capital Markets Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 78,485 | Sold Some | -18,400 | -18.99 % | $545,471 | $510,153 | $-35,318 | -6.47 % | $8,280 | | | | | | News Article | History of Strs Ohio Ownership Of Fbr Capital Markets Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Evercore Asset Management Llc | Institution | 1,039,366 | Added More | 29,692 | 2.94 % | $7,109,263 | $6,755,879 | $-353,384 | -4.97 % | $-10,095 | | | | | | News Article | History of Evercore Asset Management Llc Ownership Of Fbr Capital Markets Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 20,878 | No Change | 0 | 0 % | $142,806 | $135,707 | $-7,099 | -4.97 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Fbr Capital Markets Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 38,887 | Added More | 500 | 1.30 % | $237,988 | $252,766 | $14,777 | 6.20 % | $190 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Fbr Capital Markets Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Putnam Investment Funds - Putnam Capital Opportunities Fund | Small-Cap Core | 50,557 | Sold Some | -45,800 | -47.53 % | $296,264 | $328,621 | $32,356 | 10.92 % | $-29,312 | | | | | | News Article | History of Putnam Investment Funds - Putnam Capital Opportunities Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Small Company Growth Fund | Small-Cap Growth | 79,652 | New Holding | 79,652 | 100 % | $478,709 | $517,738 | $39,029 | 8.15 % | $39,029 | | | | | | News Article | History of Harbor Funds - Harbor Small Company Growth Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Lord Abbett Securities Trust - Lord Abbett All Value Fund | Multi-Cap Value | 2,351 | New Holding | 2,351 | 100 % | $14,130 | $15,282 | $1,152 | 8.15 % | $1,152 | | | | | | News Article | History of Lord Abbett Securities Trust - Lord Abbett All Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 24,559 | New Holding | 24,559 | 100 % | $147,600 | $159,634 | $12,034 | 8.15 % | $12,034 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 41,800 | New Holding | 41,800 | 100 % | $251,218 | $271,700 | $20,482 | 8.15 % | $20,482 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 29,142 | New Holding | 29,142 | 100 % | $166,692 | $189,423 | $22,731 | 13.63 % | $22,731 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Fbr Capital Markets Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 370 | New Holding | 370 | 100 % | $1,976 | $2,405 | $429 | 21.72 % | $429 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Fbr Capital Markets Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 557,859 | Sold Some | -300,327 | -34.99 % | $2,984,546 | $3,626,084 | $641,538 | 21.49 % | $-345,376 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Fbr Capital Markets Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 460 | Sold Some | -363 | -44.10 % | $2,383 | $2,990 | $607 | 25.48 % | $-479 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 220 | Added More | 2 | 0.91 % | $1,140 | $1,430 | $290 | 25.48 % | $3 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Aim Funds Group - Aim Mid Cap Basic Value Fund | Mid-Cap Core | 609,493 | No Change | 0 | 0 % | $3,248,598 | $3,961,705 | $713,107 | 21.95 % | $0 | | | | | | News Article | History of Aim Funds Group - Aim Mid Cap Basic Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 19,000 | Sold Some | -9,800 | -34.02 % | $101,270 | $123,500 | $22,230 | 21.95 % | $-11,466 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 22,400 | No Change | 0 | 0 % | $119,392 | $145,600 | $26,208 | 21.95 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 2,730 | New Holding | 2,730 | 100 % | $14,551 | $17,745 | $3,194 | 21.95 % | $3,194 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 59,248 | Added More | 21,448 | 56.74 % | $315,792 | $385,112 | $69,320 | 21.95 % | $25,094 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 30,106 | New Holding | 30,106 | 100 % | $160,465 | $195,689 | $35,224 | 21.95 % | $35,224 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 7,839 | New Holding | 7,839 | 100 % | $41,860 | $50,954 | $9,093 | 21.72 % | $9,093 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -506 | -100 % | | | | 21.72 % | $-587 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Fbr Capital Markets Corp |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -5,300 | -100 % | | | | 22.87 % | $-6,413 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 1,936,242 | Sold Some | -1,892,616 | -49.43 % | $10,378,257 | $12,585,573 | $2,207,316 | 21.26 % | $-2,157,582 | | | | | | News Article | History of Amvescap Plc Ownership Of Fbr Capital Markets Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Cdc Nvest Funds Trust Ii - Vaughan Nelson Value Opportunity Fund | No Data | 386,025 | New Holding | 386,025 | 100 % | $2,069,094 | $2,509,163 | $440,069 | 21.26 % | $440,069 | | | | | | News Article | History of Cdc Nvest Funds Trust Ii - Vaughan Nelson Value Opportunity Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Ixis Advisor Funds Trust I - Vaughan Nelson Small Cap Value Fund | Small-Cap Value | 386,025 | New Holding | 386,025 | 100 % | $2,069,094 | $2,509,163 | $440,069 | 21.26 % | $440,069 | | | | | | News Article | History of Ixis Advisor Funds Trust I - Vaughan Nelson Small Cap Value Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust - Rs Diversified Growth Fund | Multi-Cap Growth | 333,970 | New Holding | 333,970 | 100 % | $1,790,079 | $2,170,805 | $380,726 | 21.26 % | $380,726 | | | | | | News Article | History of Rs Investment Trust - Rs Diversified Growth Fund Ownership Of Fbr Capital Markets Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 1,478 | Sold Some | -822 | -35.73 % | $7,922 | $9,607 | $1,685 | 21.26 % | $-937 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Fbr Capital Markets Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | 81,490 | New Holding | 81,490 | 100 % | $440,861 | $529,685 | $88,824 | 20.14 % | $88,824 | | | | | | News Article | History of Mutual Of America Investment Corp - Bond Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 300 | No Change | 0 | 0 % | $1,623 | $1,950 | $327 | 20.14 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Westwood Funds - Westwood Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -6,850 | -100 % | | | | 20.14 % | $-7,467 | | | | | | News Article | History of Westwood Funds - Westwood Balanced Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 11,098 | New Holding | 11,098 | 100 % | $61,483 | $72,137 | $10,654 | 17.32 % | $10,654 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 205,267 | Sold Some | -135,104 | -39.69 % | $1,137,179 | $1,334,236 | $197,056 | 17.32 % | $-129,700 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 129,575 | Sold Some | -80,389 | -38.28 % | $717,846 | $842,238 | $124,392 | 17.32 % | $-77,173 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 95 | New Holding | 95 | 100 % | $526 | $618 | $91 | 17.32 % | $91 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 8,284 | Added More | 480 | 6.15 % | $45,893 | $53,846 | $7,953 | 17.32 % | $461 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 1,680 | Added More | 48 | 2.94 % | $9,307 | $10,920 | $1,613 | 17.32 % | $46 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 25,617 | Sold Some | -9,055 | -26.11 % | $141,918 | $166,511 | $24,592 | 17.32 % | $-8,693 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Capital Opportunities Fund | Specialty & Misc | | Sold All | -4,400 | -100 % | | | | 17.32 % | $-4,224 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Capital Opportunities Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 960,000 | New Holding | 960,000 | 100 % | $5,318,400 | $6,240,000 | $921,600 | 17.32 % | $921,600 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 14,540 | Sold Some | -695 | -4.56 % | $78,080 | $94,510 | $16,430 | 21.04 % | $-785 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 95,170 | New Holding | 95,170 | 100 % | $511,063 | $618,605 | $107,542 | 21.04 % | $107,542 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 220,067 | New Holding | 220,067 | 100 % | $1,181,760 | $1,430,436 | $248,676 | 21.04 % | $248,676 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 449,127 | Added More | 7,079 | 1.60 % | $2,411,812 | $2,919,326 | $507,514 | 21.04 % | $7,999 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 122,164 | New Holding | 122,164 | 100 % | $656,021 | $794,066 | $138,045 | 21.04 % | $138,045 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Wells Fargo Master Trust - Small Company Growth Portfolio | Small-Cap Growth | 565,450 | New Holding | 565,450 | 100 % | $3,036,467 | $3,675,425 | $638,959 | 21.04 % | $638,959 | | | | | | News Article | History of Wells Fargo Master Trust - Small Company Growth Portfolio Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 4,292 | No Change | 0 | 0 % | $23,048 | $27,898 | $4,850 | 21.04 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 14,232 | Added More | 9,940 | 231.59 % | $76,426 | $92,508 | $16,082 | 21.04 % | $11,232 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Fbr Capital Markets Corp |
| 2009-08-21 | 2009-03-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 49,679 | New Holding | 49,679 | 100 % | $282,674 | $322,914 | $40,240 | 14.23 % | $40,240 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Fbr Capital Markets Corp |
RSS feed for FBCM