| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | California State Teachers Retirement System | Institution | 252,114 | Added More | 200 | 0.07 % | $3,340,511 | $3,340,511 | $0 | 0.00 % | $0 | | | | | | News Article | History of California State Teachers Retirement System Ownership Of First Niagara Financial Group Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -189,750 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-19 | 2009-09-30 | N-Q | William Blair Funds - Value Discovery Fund | Multi-Cap Core | 40,710 | Added More | 21,585 | 112.86 % | $539,408 | $539,408 | $0 | 0.00 % | $0 | | | | | | News Article | History of William Blair Funds - Value Discovery Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 77,000 | New Holding | 77,000 | 100 % | $1,032,570 | $1,020,250 | $-12,320 | -1.19 % | $-12,320 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 12,743 | Sold Some | -80,067 | -86.26 % | $170,884 | $168,845 | $-2,039 | -1.19 % | $12,811 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 64,186 | Sold Some | -128,216 | -66.63 % | $860,092 | $850,465 | $-9,628 | -1.11 % | $19,232 | | | | | | News Article | History of Amvescap Plc Ownership Of First Niagara Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 186,866 | Sold Some | -132,424 | -41.47 % | $2,504,004 | $2,475,975 | $-28,030 | -1.11 % | $19,864 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of First Niagara Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Roxbury Capital Management | Institution | 860,945 | New Holding | 860,945 | 100 % | $11,536,663 | $11,407,521 | $-129,142 | -1.11 % | $-129,142 | | | | | | News Article | History of Roxbury Capital Management Ownership Of First Niagara Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 972,606 | Added More | 736,473 | 311.88 % | $13,032,920 | $12,887,030 | $-145,891 | -1.11 % | $-110,471 | | | | | | News Article | History of Wells Fargo And Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-11-13 | 13F-HR | Silver Point Capital L P | Institution | 150,000 | New Holding | 150,000 | 100 % | $1,993,500 | $1,987,500 | $-6,000 | -0.30 % | $-6,000 | | | | | | News Article | History of Silver Point Capital L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alyeska Investment Group Lp | No Data | 600,000 | New Holding | 600,000 | 100 % | $7,974,000 | $7,950,000 | $-24,000 | -0.30 % | $-24,000 | | | | | | News Article | History of Alyeska Investment Group Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 418,451 | Added More | 74,165 | 21.54 % | $5,561,214 | $5,544,476 | $-16,738 | -0.30 % | $-2,967 | | | | | | News Article | History of American International Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 535,945 | Added More | 22,076 | 4.29 % | $7,122,709 | $7,101,271 | $-21,438 | -0.30 % | $-883 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | | Sold All | -57,100 | -100 % | | | | -0.30 % | $2,284 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Basswood Capital Management Llc | Institution | 387 | Sold Some | -3,600 | -90.29 % | $5,143 | $5,128 | $-15 | -0.30 % | $144 | | | | | | News Article | History of Basswood Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 116,600 | Sold Some | -34,000 | -22.57 % | $1,549,614 | $1,544,950 | $-4,664 | -0.30 % | $1,360 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 32,250 | Sold Some | -50 | -0.15 % | $428,603 | $427,313 | $-1,290 | -0.30 % | $2 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Research Global Investors | Institution | | Sold All | -2,274,600 | -100 % | | | | -0.30 % | $90,984 | | | | | | News Article | History of Capital Research Global Investors Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital World Investors | Institution | 14,950,000 | Added More | 4,140,000 | 38.29 % | $198,685,500 | $198,087,500 | $-598,000 | -0.30 % | $-165,600 | | | | | | News Article | History of Capital World Investors Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | | Sold All | -18,875 | -100 % | | | | -0.30 % | $755 | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 769,036 | Added More | 733,386 | 2057.18 % | $10,220,488 | $10,189,727 | $-30,761 | -0.30 % | $-29,335 | | | | | | News Article | History of Citadel L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cnh Partners Llc | Institution | 28,000 | New Holding | 28,000 | 100 % | $372,120 | $371,000 | $-1,120 | -0.30 % | $-1,120 | | | | | | News Article | History of Cnh Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 113 | Added More | 74 | 189.74 % | $1,502 | $1,497 | $-5 | -0.30 % | $-3 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 185,808 | Added More | 33,054 | 21.63 % | $2,469,388 | $2,461,956 | $-7,432 | -0.30 % | $-1,322 | | | | | | News Article | History of Eaton Vance Management Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 185,808 | Added More | 29,144 | 18.60 % | $2,469,388 | $2,461,956 | $-7,432 | -0.30 % | $-1,166 | | | | | | News Article | History of Eaton Vance Management Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 173,100 | Added More | 51,000 | 41.76 % | $2,300,499 | $2,293,575 | $-6,924 | -0.30 % | $-2,040 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | 1,365,330 | Added More | 927,130 | 211.57 % | $18,145,236 | $18,090,623 | $-54,613 | -0.30 % | $-37,085 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 132,500 | Added More | 21,910 | 19.81 % | $1,760,925 | $1,755,625 | $-5,300 | -0.30 % | $-876 | | | | | | News Article | History of Fidelity International Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 120 | No Change | 0 | 0 % | $1,595 | $1,590 | $-5 | -0.30 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 4,430,940 | Added More | 3,902,090 | 737.84 % | $58,887,193 | $58,709,955 | $-177,238 | -0.30 % | $-156,084 | | | | | | News Article | History of Fmr Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Glazer Capital Llc | Institution | 84,330 | New Holding | 84,330 | 100 % | $1,120,746 | $1,117,373 | $-3,373 | -0.30 % | $-3,373 | | | | | | News Article | History of Glazer Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 61,630 | Sold Some | -179,036 | -74.39 % | $819,063 | $816,598 | $-2,465 | -0.30 % | $7,161 | | | | | | News Article | History of Ing Groep Nv Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Jana Partners Llc | Institution | 2,498,800 | New Holding | 2,498,800 | 100 % | $33,209,052 | $33,109,100 | $-99,952 | -0.30 % | $-99,952 | | | | | | News Article | History of Jana Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 1,015 | Sold Some | -3,586 | -77.93 % | $13,489 | $13,449 | $-41 | -0.30 % | $143 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | | Sold All | -36,428 | -100 % | | | | -0.30 % | $1,457 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Marsico Capital Management Llc | Institution | 6,490,834 | New Holding | 6,490,834 | 100 % | $86,263,184 | $86,003,551 | $-259,633 | -0.30 % | $-259,633 | | | | | | News Article | History of Marsico Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 918,317 | Added More | 449,829 | 96.01 % | $12,204,433 | $12,167,700 | $-36,733 | -0.30 % | $-17,993 | | | | | | News Article | History of Millennium Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 2,315,686 | Added More | 382,852 | 19.80 % | $30,775,467 | $30,682,840 | $-92,627 | -0.30 % | $-15,314 | | | | | | News Article | History of Morgan Stanley Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 204,600 | New Holding | 204,600 | 100 % | $2,719,134 | $2,710,950 | $-8,184 | -0.30 % | $-8,184 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -14,000 | -100 % | | | | -0.30 % | $560 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,280,548 | Sold Some | -774,438 | -37.68 % | $17,018,483 | $16,967,261 | $-51,222 | -0.30 % | $30,978 | | | | | | News Article | History of Northern Trust Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 2,807,800 | Added More | 2,520,460 | 877.16 % | $37,315,662 | $37,203,350 | $-112,312 | -0.30 % | $-100,818 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Oz Management Llc | Institution | 200,000 | Sold Some | -48,717 | -19.58 % | $2,658,000 | $2,650,000 | $-8,000 | -0.30 % | $1,949 | | | | | | News Article | History of Oz Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Provident Advisors Llc | Institution | 8,400 | Added More | 900 | 12.00 % | $111,636 | $111,300 | $-336 | -0.30 % | $-36 | | | | | | News Article | History of Provident Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 84,873 | Sold Some | -91,296 | -51.82 % | $1,127,962 | $1,124,567 | $-3,395 | -0.30 % | $3,652 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 400 | No Change | 0 | 0 % | $5,316 | $5,300 | $-16 | -0.30 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 93,874 | Sold Some | -60,988 | -39.38 % | $1,247,585 | $1,243,831 | $-3,755 | -0.30 % | $2,440 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Samlyn Capital Llc | Institution | 667,000 | Added More | 236,600 | 54.97 % | $8,864,430 | $8,837,750 | $-26,680 | -0.30 % | $-9,464 | | | | | | News Article | History of Samlyn Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 823,381 | Added More | 714,979 | 659.56 % | $10,942,733 | $10,909,798 | $-32,935 | -0.30 % | $-28,599 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Silvercrest Asset Management Group Llc | Institution | 1,536,433 | Added More | 340,915 | 28.51 % | $20,419,195 | $20,357,737 | $-61,457 | -0.30 % | $-13,637 | | | | | | News Article | History of Silvercrest Asset Management Group Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 115,900 | Added More | 19,500 | 20.22 % | $1,540,311 | $1,535,675 | $-4,636 | -0.30 % | $-780 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 258,792 | Added More | 131,973 | 104.06 % | $3,439,346 | $3,428,994 | $-10,352 | -0.30 % | $-5,279 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 9,590 | Added More | 9,565 | 38260.00 % | $127,451 | $127,068 | $-384 | -0.30 % | $-383 | | | | | | News Article | History of Us Bancorp De Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 500,000 | Added More | 50,000 | 11.11 % | $6,645,000 | $6,625,000 | $-20,000 | -0.30 % | $-2,000 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 10,600 | Sold Some | -553,300 | -98.12 % | $140,874 | $140,450 | $-424 | -0.30 % | $22,132 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | | Sold All | -11,540 | -100 % | | | | 0.07 % | $-115 | | | | | | News Article | History of Wilmington Trust Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 70,916 | Added More | 35,586 | 100.72 % | $938,928 | $939,637 | $709 | 0.07 % | $356 | | | | | | News Article | History of Peak6 Investments L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Alesco Advisors Llc | Institution | 635,244 | Added More | 503,378 | 381.73 % | $8,410,631 | $8,416,983 | $6,352 | 0.07 % | $5,034 | | | | | | News Article | History of Alesco Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 540,150 | Sold Some | -58,296 | -9.74 % | $7,151,586 | $7,156,988 | $5,402 | 0.07 % | $-583 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 4,532,592 | Added More | 3,085,809 | 213.28 % | $60,011,518 | $60,056,844 | $45,326 | 0.07 % | $30,858 | | | | | | News Article | History of Axa Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bank Of Albuquerque Na | No Data | 15,120 | New Holding | 15,120 | 100 % | $200,189 | $200,340 | $151 | 0.07 % | $151 | | | | | | News Article | History of Bank Of Albuquerque Na Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bank Of Oklahoma National Association | No Data | 16,630 | New Holding | 16,630 | 100 % | $220,181 | $220,348 | $166 | 0.07 % | $166 | | | | | | News Article | History of Bank Of Oklahoma National Association Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 535,127 | Sold Some | -200,549 | -27.26 % | $7,085,081 | $7,090,433 | $5,351 | 0.07 % | $-2,005 | | | | | | News Article | History of Barclays Plc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 3,101 | No Change | 0 | 0 % | $41,057 | $41,088 | $31 | 0.07 % | $0 | | | | | | News Article | History of Bartlett And Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 142,559 | Sold Some | -35,257 | -19.82 % | $1,887,481 | $1,888,907 | $1,426 | 0.07 % | $-353 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bodri Capital Management Llc | Institution | 75,000 | New Holding | 75,000 | 100 % | $993,000 | $993,750 | $750 | 0.07 % | $750 | | | | | | News Article | History of Bodri Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 236,200 | Sold Some | -4,800 | -1.99 % | $3,127,288 | $3,129,650 | $2,362 | 0.07 % | $-48 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bryn Mawr Capital Management Inc | Institution | 273,978 | New Holding | 273,978 | 100 % | $3,627,469 | $3,630,209 | $2,740 | 0.07 % | $2,740 | | | | | | News Article | History of Bryn Mawr Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Carlson Capital L P | Institution | 676,473 | Sold Some | -295,302 | -30.38 % | $8,956,503 | $8,963,267 | $6,765 | 0.07 % | $-2,953 | | | | | | News Article | History of Carlson Capital L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 128,527 | Added More | 93,037 | 262.14 % | $1,701,697 | $1,702,983 | $1,285 | 0.07 % | $930 | | | | | | News Article | History of Credit Agricole S A Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 208,810 | Sold Some | -16,455 | -7.30 % | $2,764,644 | $2,766,733 | $2,088 | 0.07 % | $-165 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 480,341 | Added More | 101,544 | 26.80 % | $6,359,715 | $6,364,518 | $4,803 | 0.07 % | $1,015 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 80,500 | Sold Some | -48,800 | -37.74 % | $1,065,820 | $1,066,625 | $805 | 0.07 % | $-488 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fiduciary Asset Management Co | Institution | | Sold All | -12,000 | -100 % | | | | 0.07 % | $-120 | | | | | | News Article | History of Fiduciary Asset Management Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Financial Stocks Inc | Institution | 250,000 | Added More | 100,000 | 66.66 % | $3,310,000 | $3,312,500 | $2,500 | 0.07 % | $1,000 | | | | | | News Article | History of Financial Stocks Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 11,310 | Sold Some | -19,780 | -63.62 % | $149,744 | $149,858 | $113 | 0.07 % | $-198 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 5,757 | Sold Some | -401,914 | -98.58 % | $76,223 | $76,280 | $58 | 0.07 % | $-4,019 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 342,587 | Added More | 10,965 | 3.30 % | $4,535,852 | $4,539,278 | $3,426 | 0.07 % | $110 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 960,606 | Sold Some | -727,671 | -43.10 % | $12,718,423 | $12,728,030 | $9,606 | 0.07 % | $-7,277 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | 28,600 | Added More | 8,700 | 43.71 % | $378,664 | $378,950 | $286 | 0.07 % | $87 | | | | | | News Article | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | 33,400 | Added More | 19,266 | 136.30 % | $442,216 | $442,550 | $334 | 0.07 % | $193 | | | | | | News Article | History of Hbk Investments L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Heartland Advisors Inc | Institution | 997,875 | New Holding | 997,875 | 100 % | $13,211,865 | $13,221,844 | $9,979 | 0.07 % | $9,979 | | | | | | News Article | History of Heartland Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 338,952 | New Holding | 338,952 | 100 % | $4,487,724 | $4,491,114 | $3,390 | 0.07 % | $3,390 | | | | | | News Article | History of Henderson Group Plc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 111,955 | New Holding | 111,955 | 100 % | $1,482,284 | $1,483,404 | $1,120 | 0.07 % | $1,120 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hunter Global Investors L P | Institution | 1,100,000 | New Holding | 1,100,000 | 100 % | $14,564,000 | $14,575,000 | $11,000 | 0.07 % | $11,000 | | | | | | News Article | History of Hunter Global Investors L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 205,000 | New Holding | 205,000 | 100 % | $2,714,200 | $2,716,250 | $2,050 | 0.07 % | $2,050 | | | | | | News Article | History of Jefferies Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jobson Charles E | Institution | 10,700 | Sold Some | -2,900 | -21.32 % | $141,668 | $141,775 | $107 | 0.07 % | $-29 | | | | | | News Article | History of Jobson Charles E Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Karpus Management Inc | Institution | 12,020 | No Change | 0 | 0 % | $159,145 | $159,265 | $120 | 0.07 % | $0 | | | | | | News Article | History of Karpus Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 486,506 | Added More | 234,930 | 93.38 % | $6,441,339 | $6,446,205 | $4,865 | 0.07 % | $2,349 | | | | | | News Article | History of Keybank National Association Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 34,699 | Added More | 3,221 | 10.23 % | $459,415 | $459,762 | $347 | 0.07 % | $32 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 399 | No Change | 0 | 0 % | $5,283 | $5,287 | $4 | 0.07 % | $0 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 167,503 | New Holding | 167,503 | 100 % | $2,217,740 | $2,219,415 | $1,675 | 0.07 % | $1,675 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 88 | Sold Some | -326 | -78.74 % | $1,165 | $1,166 | $1 | 0.07 % | $-3 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martin Currie Inc | Institution | 13,900 | New Holding | 13,900 | 100 % | $184,036 | $184,175 | $139 | 0.07 % | $139 | | | | | | News Article | History of Martin Currie Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 63,100 | Sold Some | -64,252 | -50.45 % | $835,444 | $836,075 | $631 | 0.07 % | $-643 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 171,548 | Added More | 82,155 | 91.90 % | $2,271,296 | $2,273,011 | $1,715 | 0.07 % | $822 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 888,150 | Added More | 142,450 | 19.10 % | $11,759,106 | $11,767,988 | $8,882 | 0.07 % | $1,425 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 677 | Sold Some | -1,682 | -71.30 % | $8,963 | $8,970 | $7 | 0.07 % | $-17 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 90,000 | No Change | 0 | 0 % | $1,191,600 | $1,192,500 | $900 | 0.07 % | $0 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 35,062 | Added More | 4,380 | 14.27 % | $464,221 | $464,572 | $351 | 0.07 % | $44 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 11,200 | Sold Some | -23,700 | -67.90 % | $148,288 | $148,400 | $112 | 0.07 % | $-237 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Perkins Investment Management Llc | No Data | 1,595,000 | Added More | 418,000 | 35.51 % | $21,117,800 | $21,133,750 | $15,950 | 0.07 % | $4,180 | | | | | | News Article | History of Perkins Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 3,102,332 | Sold Some | -2,534,500 | -44.96 % | $41,074,876 | $41,105,899 | $31,023 | 0.07 % | $-25,345 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rainier Investment Management Inc | Institution | 2,175,620 | New Holding | 2,175,620 | 100 % | $28,805,209 | $28,826,965 | $21,756 | 0.07 % | $21,756 | | | | | | News Article | History of Rainier Investment Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 91,614 | Sold Some | -34,634 | -27.43 % | $1,212,969 | $1,213,886 | $916 | 0.07 % | $-346 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,705 | Added More | 542 | 25.05 % | $35,814 | $35,841 | $27 | 0.07 % | $5 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 1,739,554 | Added More | 900,200 | 107.24 % | $23,031,695 | $23,049,091 | $17,396 | 0.07 % | $9,002 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 24,134 | No Change | 0 | 0 % | $319,534 | $319,776 | $241 | 0.07 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sandler Oneill Asset Management Llc | Institution | 375,000 | New Holding | 375,000 | 100 % | $4,965,000 | $4,968,750 | $3,750 | 0.07 % | $3,750 | | | | | | News Article | History of Sandler Oneill Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 115,991 | Sold Some | -53,448 | -31.54 % | $1,535,721 | $1,536,881 | $1,160 | 0.07 % | $-534 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 11,600 | New Holding | 11,600 | 100 % | $153,584 | $153,700 | $116 | 0.07 % | $116 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 7,057,592 | Added More | 1,322,976 | 23.07 % | $93,442,518 | $93,513,094 | $70,576 | 0.07 % | $13,230 | | | | | | News Article | History of Vanguard Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 14,900 | New Holding | 14,900 | 100 % | $197,276 | $197,425 | $149 | 0.07 % | $149 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 16,700 | Sold Some | -32,000 | -65.70 % | $220,440 | $221,275 | $835 | 0.37 % | $-1,600 | | | | | | News Article | History of Td Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analytic Investors Inc | Institution | 165,674 | New Holding | 165,674 | 100 % | $2,186,897 | $2,195,181 | $8,284 | 0.37 % | $8,284 | | | | | | News Article | History of Analytic Investors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 1,908,467 | Added More | 135,760 | 7.65 % | $25,191,764 | $25,287,188 | $95,423 | 0.37 % | $6,788 | | | | | | News Article | History of Bank Of America Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 9,817,529 | Added More | 2,220,391 | 29.22 % | $129,591,383 | $130,082,259 | $490,876 | 0.37 % | $111,020 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Blackthorn Investment Group Llc | Institution | 93,063 | Added More | 48,063 | 106.80 % | $1,228,432 | $1,233,085 | $4,653 | 0.37 % | $2,403 | | | | | | News Article | History of Blackthorn Investment Group Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 66,890 | Added More | 23,520 | 54.23 % | $882,948 | $886,293 | $3,345 | 0.37 % | $1,176 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 28,443 | New Holding | 28,443 | 100 % | $375,448 | $376,870 | $1,422 | 0.37 % | $1,422 | | | | | | News Article | History of Credit Suisse Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diamond Hill Capital Management Inc | Institution | 160,270 | New Holding | 160,270 | 100 % | $2,115,564 | $2,123,578 | $8,014 | 0.37 % | $8,014 | | | | | | News Article | History of Diamond Hill Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Findlay Park Partners Llp | Institution | 1,613,000 | Added More | 605,000 | 60.01 % | $21,291,600 | $21,372,250 | $80,650 | 0.37 % | $30,250 | | | | | | News Article | History of Findlay Park Partners Llp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 68,100 | Added More | 50,400 | 284.74 % | $898,920 | $902,325 | $3,405 | 0.37 % | $2,520 | | | | | | News Article | History of First Quadrant L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 1,314,685 | Added More | 185,265 | 16.40 % | $17,353,842 | $17,419,576 | $65,734 | 0.37 % | $9,263 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 23,113 | No Change | 0 | 0 % | $305,092 | $306,247 | $1,156 | 0.37 % | $0 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 25,000 | New Holding | 25,000 | 100 % | $330,000 | $331,250 | $1,250 | 0.37 % | $1,250 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 38,000 | New Holding | 38,000 | 100 % | $501,600 | $503,500 | $1,900 | 0.37 % | $1,900 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | 40,335 | Added More | 23,902 | 145.45 % | $532,422 | $534,439 | $2,017 | 0.37 % | $1,195 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 61,930 | Sold Some | -179,036 | -74.29 % | $817,476 | $820,573 | $3,097 | 0.37 % | $-8,952 | | | | | | News Article | History of Ing Investment Management Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Irish Life Investment Managers | Institution | 6,678 | Added More | 4,659 | 230.75 % | $88,150 | $88,484 | $334 | 0.37 % | $233 | | | | | | News Article | History of Irish Life Investment Managers Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Keeley Asset Management Corp | Institution | 3,243,585 | Sold Some | -142,030 | -4.19 % | $42,815,322 | $42,977,501 | $162,179 | 0.37 % | $-7,102 | | | | | | News Article | History of Keeley Asset Management Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 103,885 | Added More | 41,308 | 66.01 % | $1,371,282 | $1,376,476 | $5,194 | 0.37 % | $2,065 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 266,519 | Sold Some | -112,765 | -29.73 % | $3,518,051 | $3,531,377 | $13,326 | 0.37 % | $-5,638 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 16,782 | Added More | 1,188 | 7.61 % | $221,522 | $222,362 | $839 | 0.37 % | $59 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 14,214 | No Change | 0 | 0 % | $187,625 | $188,336 | $711 | 0.37 % | $0 | | | | | | News Article | History of Padco Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Palisades Investment Partners Llc | Institution | 77,800 | New Holding | 77,800 | 100 % | $1,026,960 | $1,030,850 | $3,890 | 0.37 % | $3,890 | | | | | | News Article | History of Palisades Investment Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 209,535 | Added More | 42,648 | 25.55 % | $2,765,862 | $2,776,339 | $10,477 | 0.37 % | $2,132 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 2,547,788 | Added More | 470,952 | 22.67 % | $33,630,802 | $33,758,191 | $127,389 | 0.37 % | $23,548 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 1,039,472 | Added More | 257,482 | 32.92 % | $13,721,030 | $13,773,004 | $51,974 | 0.37 % | $12,874 | | | | | | News Article | History of Russell Frank Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 22,914 | Added More | 5,174 | 29.16 % | $302,465 | $303,611 | $1,146 | 0.37 % | $259 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 97,734 | Sold Some | -175,353 | -64.21 % | $1,290,089 | $1,294,976 | $4,887 | 0.37 % | $-8,768 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Systematic Financial Management Lp | Institution | 5,283,552 | Added More | 1,271,549 | 31.69 % | $69,742,886 | $70,007,064 | $264,178 | 0.37 % | $63,577 | | | | | | News Article | History of Systematic Financial Management Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 20,600 | New Holding | 20,600 | 100 % | $271,920 | $272,950 | $1,030 | 0.37 % | $1,030 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -248,948 | -100 % | | | | 0.37 % | $-12,447 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | | Sold All | -23,070 | -100 % | | | | 0.37 % | $-1,154 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 33,605 | Sold Some | -5,102 | -13.18 % | $443,586 | $445,266 | $1,680 | 0.37 % | $-255 | | | | | | News Article | History of United Services Automobile Association Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westwood Management Corp | Institution | 428,400 | Added More | 37,600 | 9.62 % | $5,654,880 | $5,676,300 | $21,420 | 0.37 % | $1,880 | | | | | | News Article | History of Westwood Management Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 25,646 | Added More | 9,444 | 58.28 % | $338,527 | $339,810 | $1,282 | 0.37 % | $472 | | | | | | News Article | History of World Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zweig Dimenna Partners L P | Institution | 1,845,000 | Sold Some | -230,000 | -11.08 % | $24,354,000 | $24,446,250 | $92,250 | 0.37 % | $-11,500 | | | | | | News Article | History of Zweig Dimenna Partners L P Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Alphabet Management Llc | No Data | 27,889 | New Holding | 27,889 | 100 % | $363,394 | $369,529 | $6,136 | 1.68 % | $6,136 | | | | | | News Article | History of Alphabet Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 1,174,528 | Added More | 692,297 | 143.56 % | $15,304,100 | $15,562,496 | $258,396 | 1.68 % | $152,305 | | | | | | News Article | History of American Century Companies Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 79,063 | Sold Some | -154,644 | -66.17 % | $1,030,191 | $1,047,585 | $17,394 | 1.68 % | $-34,022 | | | | | | News Article | History of Citigroup Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | 81,500 | No Change | 0 | 0 % | $1,061,945 | $1,079,875 | $17,930 | 1.68 % | $0 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 147,089 | Added More | 30,082 | 25.70 % | $1,916,570 | $1,948,929 | $32,360 | 1.68 % | $6,618 | | | | | | News Article | History of Comerica Bank Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 1,558,674 | Added More | 523,278 | 50.53 % | $20,309,522 | $20,652,431 | $342,908 | 1.68 % | $115,121 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 2,134,358 | Added More | 366,367 | 20.72 % | $27,810,685 | $28,280,244 | $469,559 | 1.68 % | $80,601 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ramsey Asset Management | Institution | 12,750 | New Holding | 12,750 | 100 % | $166,133 | $168,938 | $2,805 | 1.68 % | $2,805 | | | | | | News Article | History of Ramsey Asset Management Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 700 | Sold Some | -7,592 | -91.55 % | $9,121 | $9,275 | $154 | 1.68 % | $-1,670 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 27,814 | Sold Some | -86,430 | -75.65 % | $362,416 | $368,536 | $6,119 | 1.68 % | $-19,015 | | | | | | News Article | History of Ubs Ag Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 21,109 | Added More | 2,775 | 15.13 % | $270,406 | $279,694 | $9,288 | 3.43 % | $1,221 | | | | | | News Article | History of Ccm Partners Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Deprince Race And Zollo Inc | Institution | 889,550 | Added More | 263,350 | 42.05 % | $11,395,136 | $11,786,538 | $391,402 | 3.43 % | $115,874 | | | | | | News Article | History of Deprince Race And Zollo Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 153,205 | Sold Some | -104,115 | -40.46 % | $1,962,556 | $2,029,966 | $67,410 | 3.43 % | $-45,811 | | | | | | News Article | History of Federated Investors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Goldman Jay G | Institution | 50,000 | New Holding | 50,000 | 100 % | $640,500 | $662,500 | $22,000 | 3.43 % | $22,000 | | | | | | News Article | History of Goldman Jay G Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lockwood Financial Services Inc | Institution | | Sold All | -13,436 | -100 % | | | | 3.43 % | $-5,912 | | | | | | News Article | History of Lockwood Financial Services Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mcglinn Capital Management Inc | Institution | 25,000 | No Change | 0 | 0 % | $320,250 | $331,250 | $11,000 | 3.43 % | $0 | | | | | | News Article | History of Mcglinn Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Nmf Asset Management Llc | Institution | 105,000 | Added More | 2,000 | 1.94 % | $1,345,050 | $1,391,250 | $46,200 | 3.43 % | $880 | | | | | | News Article | History of Nmf Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 1,585,645 | Added More | 920,790 | 138.49 % | $20,312,112 | $21,009,796 | $697,684 | 3.43 % | $405,148 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 32,500 | New Holding | 32,500 | 100 % | $416,325 | $430,625 | $14,300 | 3.43 % | $14,300 | | | | | | News Article | History of Numeric Investors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 124,040 | Added More | 12,200 | 10.90 % | $1,588,952 | $1,643,530 | $54,578 | 3.43 % | $5,368 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -18 | -100 % | | | | 3.43 % | $-8 | | | | | | News Article | History of Vtl Associates Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-09 | 2009-08-31 | N-CSR | American Performance Funds - Balanced Fund | Flexible Portfolio | 4,805 | New Holding | 4,805 | 100 % | $61,552 | $63,666 | $2,114 | 3.43 % | $2,114 | | | | | | News Article | History of American Performance Funds - Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 63,620 | Added More | 8,245 | 14.88 % | $800,340 | $842,965 | $42,625 | 5.32 % | $5,524 | | | | | | News Article | History of Blair William And Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 26,780 | Added More | 4,620 | 20.84 % | $336,892 | $354,835 | $17,943 | 5.32 % | $3,095 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Kahn Brothers And Co Inc De | Institution | 909,954 | Sold Some | -18,488 | -1.99 % | $11,447,221 | $12,056,891 | $609,669 | 5.32 % | $-12,387 | | | | | | News Article | History of Kahn Brothers And Co Inc De Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Laurion Capital Management Lp | Institution | | Sold All | -14,600 | -100 % | | | | 5.32 % | $-9,782 | | | | | | News Article | History of Laurion Capital Management Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Menta Capital Llc | Institution | 17,769 | New Holding | 17,769 | 100 % | $223,534 | $235,439 | $11,905 | 5.32 % | $11,905 | | | | | | News Article | History of Menta Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 100 | No Change | 0 | 0 % | $1,258 | $1,325 | $67 | 5.32 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 92,856 | Added More | 13,246 | 16.63 % | $1,168,128 | $1,230,342 | $62,214 | 5.32 % | $8,875 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 6,451 | No Change | 0 | 0 % | $81,154 | $85,476 | $4,322 | 5.32 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,000 | Sold Some | -72,755 | -98.64 % | $12,580 | $13,250 | $670 | 5.32 % | $-48,746 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 76,507 | No Change | 0 | 0 % | $962,458 | $1,013,718 | $51,260 | 5.32 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 58,838 | Sold Some | -13,937 | -19.15 % | $740,182 | $779,604 | $39,421 | 5.32 % | $-9,338 | | | | | | News Article | History of Tcw Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 108,577 | Added More | 1,750 | 1.63 % | $1,365,899 | $1,438,645 | $72,747 | 5.32 % | $1,173 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 691,576 | Sold Some | -18,523 | -2.60 % | $8,700,026 | $9,163,382 | $463,356 | 5.32 % | $-12,410 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 252,500 | New Holding | 252,500 | 100 % | $3,176,450 | $3,345,625 | $169,175 | 5.32 % | $169,175 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Valic Co Ii - Small Cap Value Fund | Small-Cap Value | | Sold All | -122,900 | -100 % | | | | 5.32 % | $-82,343 | | | | | | News Article | History of Valic Co Ii - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 15,603 | Sold Some | -9,000 | -36.58 % | $197,378 | $206,740 | $9,362 | 4.74 % | $-5,400 | | | | | | News Article | History of Bank Of Hawaii Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Becker Capital Management Inc | Institution | 83,425 | New Holding | 83,425 | 100 % | $1,055,326 | $1,105,381 | $50,055 | 4.74 % | $50,055 | | | | | | News Article | History of Becker Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | | Sold All | -23,909 | -100 % | | | | 4.74 % | $-14,345 | | | | | | News Article | History of Campbell And Co Investment Adviser Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 5,800 | Sold Some | -500 | -7.93 % | $73,370 | $76,850 | $3,480 | 4.74 % | $-300 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 15,120 | No Change | 0 | 0 % | $191,268 | $200,340 | $9,072 | 4.74 % | $0 | | | | | | News Article | History of Huntington National Bank Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 40,859 | Sold Some | -4,928 | -10.76 % | $516,866 | $541,382 | $24,515 | 4.74 % | $-2,957 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 46,299 | Added More | 12,269 | 36.05 % | $585,682 | $613,462 | $27,779 | 4.74 % | $7,361 | | | | | | News Article | History of Profund Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 164,408 | Sold Some | -84,534 | -33.95 % | $2,079,761 | $2,178,406 | $98,645 | 4.74 % | $-50,720 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Stratton Management Co | Institution | 577,000 | No Change | 0 | 0 % | $7,299,050 | $7,645,250 | $346,200 | 4.74 % | $0 | | | | | | News Article | History of Stratton Management Co Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 53,382 | New Holding | 53,382 | 100 % | $675,282 | $707,312 | $32,029 | 4.74 % | $32,029 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of First Niagara Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Wcm Investment Management | Institution | 445,509 | Sold Some | -27,993 | -5.91 % | $5,635,689 | $5,902,994 | $267,305 | 4.74 % | $-16,796 | | | | | | News Article | History of Wcm Investment Management Ownership Of First Niagara Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 4,200 | No Change | 0 | 0 % | $52,458 | $55,650 | $3,192 | 6.08 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of First Niagara Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | | Sold All | -37,620 | -100 % | | | | 6.08 % | $-28,591 | | | | | | News Article | History of Tradeworx Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -2,600 | -100 % | | | | 6.08 % | $-1,976 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | | Sold All | -3,900 | -100 % | | | | 6.08 % | $-2,964 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Small Cap Fund | Small-Cap Core | | Sold All | -2,700 | -100 % | | | | 6.08 % | $-2,052 | | | | | | News Article | History of Ssga Funds - Ssga Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Fox Asset Management Llc | Institution | 726,726 | Added More | 112,045 | 18.22 % | $9,200,351 | $9,629,120 | $428,768 | 4.66 % | $66,107 | | | | | | News Article | History of Fox Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 49,142 | Added More | 48,625 | 9405.22 % | $622,138 | $651,132 | $28,994 | 4.66 % | $28,689 | | | | | | News Article | History of M And T Bank Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Phocas Financial Corp | Institution | 141,356 | New Holding | 141,356 | 100 % | $1,789,567 | $1,872,967 | $83,400 | 4.66 % | $83,400 | | | | | | News Article | History of Phocas Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 116,975 | Added More | 17,950 | 18.12 % | $1,480,904 | $1,549,919 | $69,015 | 4.66 % | $10,591 | | | | | | News Article | History of Prudential Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | 60,220 | Added More | 9,820 | 19.48 % | $762,385 | $797,915 | $35,530 | 4.66 % | $5,794 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 897,381 | Sold Some | -320,608 | -26.32 % | $11,360,843 | $11,890,298 | $529,455 | 4.66 % | $-189,159 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Midcap Index Fund | Mid-Cap Core | 21,109 | Added More | 2,775 | 15.13 % | $267,240 | $279,694 | $12,454 | 4.66 % | $1,637 | | | | | | News Article | History of California Investment Trust - S And P Midcap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-03 | 2009-03-01 | N-CSRS | Managers Amg Funds - Systematic Mid Cap Value Fund | Mid-Cap Value | 151,400 | New Holding | 151,400 | 100 % | $1,916,724 | $2,006,050 | $89,326 | 4.66 % | $89,326 | | | | | | News Article | History of Managers Amg Funds - Systematic Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 14,067 | Sold Some | -13,167 | -48.34 % | $177,948 | $186,388 | $8,440 | 4.74 % | $-7,900 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of First Niagara Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | 15,400 | Sold Some | -2,466 | -13.80 % | $194,810 | $204,050 | $9,240 | 4.74 % | $-1,480 | | | | | | News Article | History of Emerald Mutual Fund Advisers Trust Ownership Of First Niagara Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 300,000 | New Holding | 300,000 | 100 % | $3,795,000 | $3,975,000 | $180,000 | 4.74 % | $180,000 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of First Niagara Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Home Finance Portfolio | Financial Services | 256,300 | Added More | 6,300 | 2.52 % | $3,242,195 | $3,395,975 | $153,780 | 4.74 % | $3,780 | | | | | | News Article | History of Fidelity Select Portfolios - Home Finance Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Clinton Group Inc | Institution | 174,726 | Added More | 39,765 | 29.46 % | $2,243,482 | $2,315,120 | $71,638 | 3.19 % | $16,304 | | | | | | News Article | History of Clinton Group Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -437,000 | -100 % | | | | 3.19 % | $-179,170 | | | | | | News Article | History of Oxford Asset Management Ownership Of First Niagara Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 247,922 | Added More | 4,898 | 2.01 % | $3,183,318 | $3,284,967 | $101,648 | 3.19 % | $2,008 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 5,918 | No Compare | | | $75,987 | $78,414 | $2,426 | 3.19 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of First Niagara Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | | Sold All | -56,525 | -100 % | | | | 3.19 % | $-23,175 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 4,765,530 | Sold Some | -719,959 | -13.12 % | $63,381,549 | $63,143,273 | $-238,277 | -0.37 % | $35,998 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Smith Graham Co Investment Advisors Lp | No Data | 821,441 | No Compare | | | $10,925,165 | $10,884,093 | $-41,072 | -0.37 % | | | | | | | News Article | History of Smith Graham Co Investment Advisors Lp Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | 13,592 | New Holding | 13,592 | 100 % | $180,774 | $180,094 | $-680 | -0.37 % | $-680 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Marathon Value Portfolio | Multi-Cap Value | | Sold All | -11,500 | -100 % | | | | -0.37 % | $575 | | | | | | News Article | History of Unified Series Trust - Marathon Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -33,400 | -100 % | | | | -0.37 % | $1,670 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -1,800 | -100 % | | | | -0.37 % | $90 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Fund | Small-Cap Core | 25,400 | New Holding | 25,400 | 100 % | $337,820 | $336,550 | $-1,270 | -0.37 % | $-1,270 | | | | | | News Article | History of Valic Co I - Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 15,120 | No Change | 0 | 0 % | $201,096 | $200,340 | $-756 | -0.37 % | $0 | | | | | | News Article | History of Huntington National Bank Ownership Of First Niagara Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Courier Capital Corp | Institution | 37,959 | Added More | 406 | 1.08 % | $494,226 | $502,957 | $8,731 | 1.76 % | $93 | | | | | | News Article | History of Courier Capital Corp Ownership Of First Niagara Financial Group Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Trust - Alliancebernstein Value Fund | Multi-Cap Value | 666,000 | Added More | 374,200 | 128.23 % | $8,671,320 | $8,824,500 | $153,180 | 1.76 % | $86,066 | | | | | | News Article | History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | | Sold All | -572,943 | -100 % | | | | 0.83 % | $-63,024 | | | | | | News Article | History of Dupont Capital Management Ownership Of First Niagara Financial Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hartford Financial Management Inc | Institution | 9,230 | No Change | 0 | 0 % | $121,282 | $122,298 | $1,015 | 0.83 % | $0 | | | | | | News Article | History of Hartford Financial Management Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 58 | No Change | 0 | 0 % | $755 | $769 | $14 | 1.84 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of First Niagara Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Convertible Fund | Specialty & Misc | 630 | Sold Some | -300 | -32.25 % | $8,196 | $8,348 | $151 | 1.84 % | $-72 | | | | | | News Article | History of Ing Equity Trust - Ing Convertible Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 2,842 | New Holding | 2,842 | 100 % | $36,974 | $37,657 | $682 | 1.84 % | $682 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Index Plus Midcap Fund | Mid-Cap Core | 38,261 | Sold Some | -700 | -1.79 % | $497,776 | $506,958 | $9,183 | 1.84 % | $-168 | | | | | | News Article | History of Ing Series Fund Inc - Ing Index Plus Midcap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 598,446 | Added More | 84,381 | 16.41 % | $7,785,782 | $7,929,410 | $143,627 | 1.84 % | $20,251 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Columbus Circle Investors | Institution | | Sold All | -355,250 | -100 % | | | | 0.60 % | $-28,420 | | | | | | News Article | History of Columbus Circle Investors Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 733,615 | Sold Some | -1,029,900 | -58.40 % | $9,749,743 | $9,720,399 | $-29,345 | -0.30 % | $41,196 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 110,651 | Sold Some | -273,500 | -71.19 % | $1,470,552 | $1,466,126 | $-4,426 | -0.30 % | $10,940 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 514,185 | Sold Some | -33,084 | -6.04 % | $6,833,519 | $6,812,951 | $-20,567 | -0.30 % | $1,323 | | | | | | News Article | History of Blackrock Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 580,236 | Added More | 254,123 | 77.92 % | $7,711,336 | $7,688,127 | $-23,209 | -0.30 % | $-10,165 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | 17,000 | New Holding | 17,000 | 100 % | $225,930 | $225,250 | $-680 | -0.30 % | $-680 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of First Niagara Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 18,375 | New Holding | 18,375 | 100 % | $244,204 | $243,469 | $-735 | -0.30 % | $-735 | | | | | | News Article | History of Regions Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 2,271,218 | Added More | 164,684 | 7.81 % | $29,094,303 | $30,093,639 | $999,336 | 3.43 % | $72,461 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of First Niagara Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Boston Advisors Llc | Institution | | Sold All | -13,955 | -100 % | | | | 3.43 % | $-6,140 | | | | | | News Article | History of Boston Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 438,683 | Added More | 110,287 | 33.58 % | $5,619,529 | $5,812,550 | $193,021 | 3.43 % | $48,526 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of First Niagara Financial Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 58,635 | No Change | 0 | 0 % | $767,532 | $776,914 | $9,382 | 1.22 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of First Niagara Financial Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 66,900 | Sold Some | -6,700 | -9.10 % | $875,721 | $886,425 | $10,704 | 1.22 % | $-1,072 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of First Niagara Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | | Sold All | -4,300 | -100 % | | | | -1.34 % | $774 | | | | | | News Article | History of Strs Ohio Ownership Of First Niagara Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Tompkins Trustco Inc | Institution | 1,011 | No Change | 0 | 0 % | $13,578 | $13,396 | $-182 | -1.34 % | $0 | | | | | | News Article | History of Tompkins Trustco Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Manning And Napier Advisors Inc | Institution | 576,380 | Sold Some | -3,453 | -0.59 % | $7,752,311 | $7,637,035 | $-115,276 | -1.48 % | $691 | | | | | | News Article | History of Manning And Napier Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 278,230 | Added More | 2,091 | 0.75 % | $3,686,548 | $3,686,548 | $0 | 0.00 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of First Niagara Financial Group Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Arrow Financial Corp | Institution | 7,000 | Sold Some | -1,500 | -17.64 % | $92,050 | $92,750 | $700 | 0.76 % | $-150 | | | | | | News Article | History of Arrow Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Harold C Brown And Co Llc | Institution | 14,278 | No Change | 0 | 0 % | $188,327 | $189,184 | $857 | 0.45 % | $0 | | | | | | News Article | History of Harold C Brown And Co Llc Ownership Of First Niagara Financial Group Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | First Trust Exchange-Traded Alphadex Fund - First Trust Energy Alphadex Fund | Specialty & Misc | 3,078 | New Holding | 3,078 | 100 % | $41,461 | $40,784 | $-677 | -1.63 % | $-677 | | | | | | News Article | History of First Trust Exchange-Traded Alphadex Fund - First Trust Energy Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | First Trust Exchange-Traded Alphadex Fund - First Trust Mid Cap Core Alphadex Fund | Mid-Cap Core | 2,370 | New Holding | 2,370 | 100 % | $31,924 | $31,403 | $-521 | -1.63 % | $-521 | | | | | | News Article | History of First Trust Exchange-Traded Alphadex Fund - First Trust Mid Cap Core Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | First Trust Exchange-Traded Alphadex Fund - First Trust Multi Cap Value Alphadex Fund | Multi-Cap Value | 1,431 | New Holding | 1,431 | 100 % | $19,276 | $18,961 | $-315 | -1.63 % | $-315 | | | | | | News Article | History of First Trust Exchange-Traded Alphadex Fund - First Trust Multi Cap Value Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 338,714 | Sold Some | -5,118 | -1.48 % | $4,460,863 | $4,487,961 | $27,097 | 0.60 % | $-409 | | | | | | News Article | History of Rhumbline Advisers Ownership Of First Niagara Financial Group Inc |
| 2009-10-08 | 2008-07-31 | N-CSR | Morgan Stanley Special Value Fund - None | Specialty & Misc | 177,500 | New Holding | 177,500 | 100 % | $2,337,675 | $2,351,875 | $14,200 | 0.60 % | $14,200 | | | | | | News Article | History of Morgan Stanley Special Value Fund - None Ownership Of First Niagara Financial Group Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 12,641 | Added More | 1,911 | 17.80 % | $164,333 | $167,493 | $3,160 | 1.92 % | $478 | | | | | | News Article | History of Bb And T Corp Ownership Of First Niagara Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | 15,603 | Sold Some | -49,350 | -75.97 % | $201,435 | $206,740 | $5,305 | 2.63 % | $-16,779 | | | | | | News Article | History of Pacific Capital Funds - Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 1,800 | New Holding | 1,800 | 100 % | $23,238 | $23,850 | $612 | 2.63 % | $612 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Stock Fund | Equity Income | 17,200 | New Holding | 17,200 | 100 % | $222,052 | $227,900 | $5,848 | 2.63 % | $5,848 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-30 | 2009-07-31 | N-CSR | Income Fund Of America Inc - Income Fund Of America Inc | Equity Income | 9,730,000 | Added More | 1,507,243 | 18.33 % | $119,970,900 | $128,922,500 | $8,951,600 | 7.46 % | $1,386,664 | | | | | | News Article | History of Income Fund Of America Inc - Income Fund Of America Inc Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Beacon Funds - American Beacon Small Cap Value Fund | Small-Cap Value | 181,200 | Added More | 52,500 | 40.79 % | $2,288,556 | $2,400,900 | $112,344 | 4.90 % | $32,550 | | | | | | News Article | History of American Beacon Funds - American Beacon Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Fund | Small-Cap Growth | | Sold All | -49,056 | -100 % | | | | 4.90 % | $-30,415 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Ii | Small-Cap Growth | | Sold All | -181,870 | -100 % | | | | 4.90 % | $-112,759 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Ii Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - Veedot Fund | Mid-Cap Core | | Sold All | -64,500 | -100 % | | | | 4.90 % | $-39,990 | | | | | | News Article | History of American Century Mutual Funds Inc - Veedot Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 292,855 | Added More | 1,450 | 0.49 % | $3,698,759 | $3,880,329 | $181,570 | 4.90 % | $899 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 85,353 | No Change | 0 | 0 % | $1,078,008 | $1,130,927 | $52,919 | 4.90 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,800 | No Change | 0 | 0 % | $22,734 | $23,850 | $1,116 | 4.90 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 40,583 | No Change | 0 | 0 % | $512,563 | $537,725 | $25,161 | 4.90 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 1,990,271 | Sold Some | -1,278,584 | -39.11 % | $25,137,123 | $26,371,091 | $1,233,968 | 4.90 % | $-792,722 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 191,382 | New Holding | 191,382 | 100 % | $2,417,155 | $2,535,812 | $118,657 | 4.90 % | $118,657 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Dow Jones Select Dividend Index Fund | Specialty & Misc | 915,539 | Sold Some | -314,531 | -25.57 % | $11,563,258 | $12,130,892 | $567,634 | 4.90 % | $-195,009 | | | | | | News Article | History of Ishares Trust - Ishares Dow Jones Select Dividend Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Mid Value Index Fund | Mid-Cap Value | 17,772 | Added More | 3,379 | 23.47 % | $224,460 | $235,479 | $11,019 | 4.90 % | $2,095 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Mid Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Intech Risk-Managed Value Fund | No Data | 1,300 | No Compare | | | $16,419 | $17,225 | $806 | 4.90 % | | | | | | | News Article | History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Mid Cap Value Fund | Mid-Cap Value | 1,500,000 | New Holding | 1,500,000 | 100 % | $18,945,000 | $19,875,000 | $930,000 | 4.90 % | $930,000 | | | | | | News Article | History of Janus Investment Fund - Janus Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 1,575 | Sold Some | -1,700 | -51.90 % | $19,892 | $20,869 | $977 | 4.90 % | $-1,054 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Vip Fund | No Data | 568 | Sold Some | -231 | -28.91 % | $7,174 | $7,526 | $352 | 4.90 % | $-143 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Vip Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Common Stock Fund | Large-Cap Core | | Sold All | -10,879 | -100 % | | | | 4.90 % | $-6,745 | | | | | | News Article | History of Mainstay Funds - Mainstay Common Stock Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Small Cap Growth Fund | Small-Cap Growth | 71,200 | New Holding | 71,200 | 100 % | $899,256 | $943,400 | $44,144 | 4.90 % | $44,144 | | | | | | News Article | History of Mainstay Funds - Mainstay Small Cap Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Fremont Global Fund | Global Flex Port | | Sold All | -3,200 | -100 % | | | | 4.90 % | $-1,984 | | | | | | News Article | History of Managers Trust I - Managers Fremont Global Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Manning And Napier Fund Inc Ny - Technology Series | Science & Tech | 49,880 | New Holding | 49,880 | 100 % | $629,984 | $660,910 | $30,926 | 4.90 % | $30,926 | | | | | | News Article | History of Manning And Napier Fund Inc Ny - Technology Series Ownership Of First Niagara Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | 295,300 | Added More | 93,290 | 46.18 % | $3,729,639 | $3,912,725 | $183,086 | 4.90 % | $57,840 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Pegasus Small Cap Fund | Small-Cap Growth | 17,000 | Added More | 3,100 | 22.30 % | $213,520 | $225,250 | $11,730 | 5.49 % | $2,139 | | | | | | News Article | History of Fbr Funds - Fbr Pegasus Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Financial Fund | Financial Services | 66,300 | Sold Some | -48,700 | -42.34 % | $832,728 | $878,475 | $45,747 | 5.49 % | $-33,603 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Financial Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Small Company Growth Fund | Small-Cap Growth | 49,563 | New Holding | 49,563 | 100 % | $622,511 | $656,710 | $34,198 | 5.49 % | $34,198 | | | | | | News Article | History of Harbor Funds - Harbor Small Company Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 14,700 | No Change | 0 | 0 % | $184,632 | $194,775 | $10,143 | 5.49 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 12,835 | New Holding | 12,835 | 100 % | $161,208 | $170,064 | $8,856 | 5.49 % | $8,856 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios - Victory Small Company Opportunity Fund | Small-Cap Value | 187,000 | Added More | 28,000 | 17.61 % | $2,348,720 | $2,477,750 | $129,030 | 5.49 % | $19,320 | | | | | | News Article | History of Victory Portfolios - Victory Small Company Opportunity Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares | No Data | 89,627 | New Holding | 89,627 | 100 % | $1,085,383 | $1,187,558 | $102,175 | 9.41 % | $102,175 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of First Niagara Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares | No Data | 3,652 | New Holding | 3,652 | 100 % | $44,226 | $48,389 | $4,163 | 9.41 % | $4,163 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares Ownership Of First Niagara Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | | Sold All | -47,726 | -100 % | | | | 9.41 % | $-54,408 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of First Niagara Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Tax Managed Small Cap Value Portfolio - Tax Managed Small Cap Value Portfolio | Small-Cap Value | 101,100 | New Holding | 101,100 | 100 % | $1,224,321 | $1,339,575 | $115,254 | 9.41 % | $115,254 | | | | | | News Article | History of Tax Managed Small Cap Value Portfolio - Tax Managed Small Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Unified Series Trust - Marathon Value Portfolio | Multi-Cap Value | 11,500 | New Holding | 11,500 | 100 % | $139,265 | $152,375 | $13,110 | 9.41 % | $13,110 | | | | | | News Article | History of Unified Series Trust - Marathon Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund | Mid-Cap Core | 128,100 | Added More | 23,900 | 22.93 % | $1,560,258 | $1,697,325 | $137,067 | 8.78 % | $25,573 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 35,490 | New Holding | 35,490 | 100 % | $432,268 | $470,243 | $37,974 | 8.78 % | $37,974 | | | | | | News Article | History of Credit Agricole S A Ownership Of First Niagara Financial Group Inc |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 156,664 | New Holding | 156,664 | 100 % | $2,039,765 | $2,075,798 | $36,033 | 1.76 % | $36,033 | | | | | | News Article | History of Eaton Vance Management Ownership Of First Niagara Financial Group Inc |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 152,754 | New Holding | 152,754 | 100 % | $1,988,857 | $2,023,991 | $35,133 | 1.76 % | $35,133 | | | | | | News Article | History of Eaton Vance Management Ownership Of First Niagara Financial Group Inc |
| 2009-09-18 | 2009-07-31 | N-Q | Credit Suisse Mid Cap Core Fund Inc - Credit Suisse Mid Cap Core Fund Inc | Mid-Cap Core | | Sold All | -1,727 | -100 % | | | | 0.45 % | $-104 | | | | | | News Article | History of Credit Suisse Mid Cap Core Fund Inc - Credit Suisse Mid Cap Core Fund Inc Ownership Of First Niagara Financial Group Inc |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 225,265 | Added More | 68,750 | 43.92 % | $2,980,256 | $2,984,761 | $4,505 | 0.15 % | $1,375 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of First Niagara Financial Group Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | | Sold All | -1,175 | -100 % | | | | 5.07 % | $-752 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio | Small-Cap Value | | Sold All | -5,400 | -100 % | | | | 5.07 % | $-3,456 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 119,157 | Sold Some | -66,632 | -35.86 % | $1,502,570 | $1,578,830 | $76,260 | 5.07 % | $-42,644 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 7,597,138 | Sold Some | -1,343,504 | -15.02 % | $94,736,311 | $100,662,079 | $5,925,768 | 6.25 % | $-1,047,933 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Perkins Investment Management Llc | No Data | 1,177,000 | Added More | 251,515 | 27.17 % | $14,712,500 | $15,595,250 | $882,750 | 6.00 % | $188,636 | | | | | | News Article | History of Perkins Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2009-09-09 | 2009-06-30 | N-CSRS | Penn Series Funds Inc - Mid Cap Value Fund | Mid-Cap Value | 2,700 | Added More | 400 | 17.39 % | $34,479 | $35,775 | $1,296 | 3.75 % | $192 | | | | | | News Article | History of Penn Series Funds Inc - Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl First Trust Target Double Play Fund | Specialty & Misc | 100,839 | Sold Some | -851 | -0.83 % | $1,289,731 | $1,336,117 | $46,386 | 3.59 % | $-391 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl First Trust Target Double Play Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund | No Data | 5,689 | No Compare | | | $72,762 | $75,379 | $2,617 | 3.59 % | | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund | Flexible Portfolio | 35,101 | Added More | 3,390 | 10.69 % | $448,942 | $465,088 | $16,146 | 3.59 % | $1,559 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Equity Fund | Specialty & Misc | 39,429 | Sold Some | -281 | -0.70 % | $504,297 | $522,434 | $18,137 | 3.59 % | $-129 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Equity Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund | Multi-Cap Growth | 38,826 | Added More | 1,598 | 4.29 % | $496,585 | $514,445 | $17,860 | 3.59 % | $735 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund | Specialty & Misc | 24,943 | Added More | 137 | 0.55 % | $319,021 | $330,495 | $11,474 | 3.59 % | $63 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | First Defined Portfolio Fund Llc - First Trust Pharmaceutical Portfolio | Specialty & Misc | 13,640 | Added More | 8,539 | 167.39 % | $174,456 | $180,730 | $6,274 | 3.59 % | $3,928 | | | | | | News Article | History of First Defined Portfolio Fund Llc - First Trust Pharmaceutical Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | First Defined Portfolio Fund Llc - The Dow Target Dividend Portfolio | Specialty & Misc | 114,568 | Added More | 62,463 | 119.87 % | $1,465,325 | $1,518,026 | $52,701 | 3.59 % | $28,733 | | | | | | News Article | History of First Defined Portfolio Fund Llc - The Dow Target Dividend Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Mid Cap Fund | Mid-Cap Core | 832 | Added More | 416 | 100.00 % | $10,641 | $11,024 | $383 | 3.59 % | $191 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Mid Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 9,244 | Sold Some | -17,457 | -65.37 % | $118,231 | $122,483 | $4,252 | 3.59 % | $-8,030 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Banking Fund | Specialty & Misc | 8,442 | Added More | 39 | 0.46 % | $107,973 | $111,857 | $3,883 | 3.59 % | $18 | | | | | | News Article | History of Rydex Variable Trust - Banking Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,170 | Sold Some | -793 | -40.39 % | $14,964 | $15,503 | $538 | 3.59 % | $-365 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Financial Services Fund | Specialty & Misc | 4,022 | Added More | 1,936 | 92.80 % | $51,441 | $53,292 | $1,850 | 3.59 % | $891 | | | | | | News Article | History of Rydex Variable Trust - Financial Services Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 18,532 | Added More | 3,877 | 26.45 % | $237,024 | $245,549 | $8,525 | 3.59 % | $1,783 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Timothy Plan - Timothy Small Cap Value Fund | Small-Cap Value | 90,100 | New Holding | 90,100 | 100 % | $1,152,379 | $1,193,825 | $41,446 | 3.59 % | $41,446 | | | | | | News Article | History of Timothy Plan - Timothy Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Viking Mutual Funds - Viking Small-Cap Value Fund | No Data | 4,600 | New Holding | 4,600 | 100 % | $58,834 | $60,950 | $2,116 | 3.59 % | $2,116 | | | | | | News Article | History of Viking Mutual Funds - Viking Small-Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Mid Value Trust | Mid-Cap Value | 224,300 | New Holding | 224,300 | 100 % | $2,810,479 | $2,971,975 | $161,496 | 5.74 % | $161,496 | | | | | | News Article | History of John Hancock Trust - Mid Value Trust Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Focus Four Plus Portfolio | No Data | 145,064 | Added More | 73,606 | 103.00 % | $1,817,652 | $1,922,098 | $104,446 | 5.74 % | $52,996 | | | | | | News Article | History of Advanced Series Trust - Ast Focus Four Plus Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -45,317 | -100 % | | | | 5.74 % | $-32,628 | | | | | | News Article | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | American Funds Insurance Series - Global Small Capitalization Fund | Small-Cap Core | 824,800 | Added More | 120,000 | 17.02 % | $10,334,744 | $10,928,600 | $593,856 | 5.74 % | $86,400 | | | | | | News Article | History of American Funds Insurance Series - Global Small Capitalization Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 21,700 | Sold Some | -122,900 | -84.99 % | $271,901 | $287,525 | $15,624 | 5.74 % | $-88,488 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -78,300 | -100 % | | | | 5.74 % | $-56,376 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 189,264 | New Holding | 189,264 | 100 % | $2,371,478 | $2,507,748 | $136,270 | 5.74 % | $136,270 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 410,607 | Added More | 45,864 | 12.57 % | $5,144,906 | $5,440,543 | $295,637 | 5.74 % | $33,022 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Forward Funds - Forward Legato Fund | Small-Cap Core | | Sold All | -52,100 | -100 % | | | | 5.74 % | $-37,512 | | | | | | News Article | History of Forward Funds - Forward Legato Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | | Sold All | -72 | -100 % | | | | 5.74 % | $-52 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund | Small-Cap Value | | Sold All | -167 | -100 % | | | | 5.74 % | $-120 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 9,040 | Added More | 6,240 | 222.85 % | $113,271 | $119,780 | $6,509 | 5.74 % | $4,493 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | | Sold All | -103,344 | -100 % | | | | 5.74 % | $-74,408 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio | No Data | | Sold All | -17,264 | -100 % | | | | 6.08 % | $-13,121 | | | | | | News Article | History of Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio | Small-Cap Value | 6,700 | Sold Some | -6,600 | -49.62 % | $83,683 | $88,775 | $5,092 | 6.08 % | $-5,016 | | | | | | News Article | History of Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio | Small-Cap Core | 123,237 | New Holding | 123,237 | 100 % | $1,539,230 | $1,632,890 | $93,660 | 6.08 % | $93,660 | | | | | | News Article | History of Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc - Ing American Century Large Company Value Portfolio | Large-Cap Value | 15,100 | Added More | 9,400 | 164.91 % | $188,599 | $200,075 | $11,476 | 6.08 % | $7,144 | | | | | | News Article | History of Ing Partners Inc - Ing American Century Large Company Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | 21,500 | New Holding | 21,500 | 100 % | $268,535 | $284,875 | $16,340 | 6.08 % | $16,340 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio | Mid-Cap Core | 155,513 | Added More | 89,559 | 135.79 % | $1,942,357 | $2,060,547 | $118,190 | 6.08 % | $68,065 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Small Company Portfolio | Small-Cap Core | | Sold All | -287,190 | -100 % | | | | 6.08 % | $-218,264 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Small Company Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -6,559 | -100 % | | | | 6.08 % | $-4,985 | | | | | | News Article | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 13 | Added More | 3 | 30.00 % | $162 | $172 | $10 | 6.08 % | $2 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Vip Fund | Specialty & Misc | 110 | Added More | 5 | 4.76 % | $1,374 | $1,458 | $84 | 6.08 % | $4 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Vip Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio | Specialty & Misc | | Sold All | -11,171 | -100 % | | | | 6.08 % | $-8,490 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Nationwide Variable Insurance Trust - Nvit Mid Cap Index Fund | Mid-Cap Core | | Sold All | -149,800 | -100 % | | | | 6.08 % | $-113,848 | | | | | | News Article | History of Nationwide Variable Insurance Trust - Nvit Mid Cap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Nationwide Variable Insurance Trust - Nvit Nationwide Fund | Specialty & Misc | 6,825 | Sold Some | -2,841 | -29.39 % | $85,244 | $90,431 | $5,187 | 6.08 % | $-2,159 | | | | | | News Article | History of Nationwide Variable Insurance Trust - Nvit Nationwide Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio | No Data | | Sold All | -51,000 | -100 % | | | | 6.08 % | $-38,760 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Income Opportunity Portfolio | Equity Income | | Sold All | -37,326 | -100 % | | | | 6.08 % | $-28,368 | | | | | | News Article | History of Ohio National Fund Inc - Income Opportunity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Large-Cap Value Index Portfolio | No Data | 456 | No Compare | | | $5,695 | $6,042 | $347 | 6.08 % | | | | | | | News Article | History of Pacific Select Fund - Pd Large-Cap Value Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | | Sold All | -63,538 | -100 % | | | | 6.08 % | $-48,289 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Kbw Regional Banking Etf | Specialty & Misc | | Sold All | -1,193,817 | -100 % | | | | 6.08 % | $-907,301 | | | | | | News Article | History of Streettracks Series Trust - Kbw Regional Banking Etf Ownership Of First Niagara Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -8,107 | -100 % | | | | 6.08 % | $-6,161 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of First Niagara Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSR/A | Hirtle Callaghan Trust - The Value Equity Portfolio | Multi-Cap Value | 6,998 | New Holding | 6,998 | 100 % | $87,405 | $92,724 | $5,318 | 6.08 % | $5,318 | | | | | | News Article | History of Hirtle Callaghan Trust - The Value Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 192,402 | Sold Some | -315,316 | -62.10 % | $2,455,050 | $2,549,327 | $94,277 | 3.84 % | $-154,505 | | | | | | News Article | History of Amvescap Plc Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 110,590 | New Holding | 110,590 | 100 % | $1,411,128 | $1,465,318 | $54,189 | 3.84 % | $54,189 | | | | | | News Article | History of Fidelity International Ltd Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 528,850 | Added More | 123,390 | 30.43 % | $6,748,126 | $7,007,263 | $259,137 | 3.84 % | $60,461 | | | | | | News Article | History of Fmr Corp Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio | Flexible Portfolio | 2,441 | Sold Some | -3,820 | -61.01 % | $31,147 | $32,343 | $1,196 | 3.84 % | $-1,872 | | | | | | News Article | History of Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust - Rs Partners Fund | Specialty & Misc | 1,496,335 | Added More | 664,732 | 79.93 % | $19,093,235 | $19,826,439 | $733,204 | 3.84 % | $325,719 | | | | | | News Article | History of Rs Investment Trust - Rs Partners Fund Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs Partners Vip Series | Specialty & Misc | 15,780 | Added More | 6,720 | 74.17 % | $201,353 | $209,085 | $7,732 | 3.84 % | $3,293 | | | | | | News Article | History of Rs Variable Products Trust - Rs Partners Vip Series Ownership Of First Niagara Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds - Financial Services Fund | Financial Services | 4,970 | Sold Some | -789 | -13.70 % | $63,417 | $65,853 | $2,435 | 3.84 % | $-387 | | | | | | News Article | History of Rydex Series Funds - Financial Services Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | 137,256 | Sold Some | -10,950 | -7.38 % | $1,795,308 | $1,818,642 | $23,334 | 1.29 % | $-1,862 | | | | | | News Article | History of Mutual Of America Investment Corp - Bond Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 1,701 | Added More | 400 | 30.74 % | $22,249 | $22,538 | $289 | 1.29 % | $68 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Dividend Fund | Mid-Cap Core | 14,588 | Added More | 1,652 | 12.77 % | $190,811 | $193,291 | $2,480 | 1.29 % | $281 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Dividend Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 1,006 | No Change | 0 | 0 % | $13,158 | $13,330 | $171 | 1.29 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 2,088 | Added More | 102 | 5.13 % | $27,311 | $27,666 | $355 | 1.29 % | $17 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 179 | Added More | 14 | 8.48 % | $2,341 | $2,372 | $30 | 1.29 % | $2 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | 325,000 | Added More | 270,000 | 490.90 % | $4,290,000 | $4,306,250 | $16,250 | 0.37 % | $13,500 | | | | | | News Article | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Blackrock Funds - Blackrock Asset Allocation | Flexible Portfolio | | Sold All | -9,700 | -100 % | | | | 0.37 % | $-485 | | | | | | News Article | History of Blackrock Funds - Blackrock Asset Allocation Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Social Index Series Inc - Calvert Social Index Fund | Multi-Cap Core | 2,353 | Added More | 505 | 27.32 % | $31,060 | $31,177 | $118 | 0.37 % | $25 | | | | | | News Article | History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund | Flexible Portfolio | | Sold All | -30,700 | -100 % | | | | 0.37 % | $-1,535 | | | | | | News Article | History of Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | 72,809 | New Holding | 72,809 | 100 % | $961,079 | $964,719 | $3,640 | 0.37 % | $3,640 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 237,416 | New Holding | 237,416 | 100 % | $3,133,891 | $3,145,762 | $11,871 | 0.37 % | $11,871 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -1,467,080 | -100 % | | | | 0.37 % | $-73,354 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -959,689 | -100 % | | | | 0.37 % | $-47,984 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 42,180 | Added More | 10,798 | 34.40 % | $556,776 | $558,885 | $2,109 | 0.37 % | $540 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 10,028 | Added More | 2,010 | 25.06 % | $132,370 | $132,871 | $501 | 0.37 % | $101 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | 225,349 | New Holding | 225,349 | 100 % | $2,974,607 | $2,985,874 | $11,267 | 0.37 % | $11,267 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 255,096 | New Holding | 255,096 | 100 % | $3,367,267 | $3,380,022 | $12,755 | 0.37 % | $12,755 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Manning And Napier Fund Inc Ny - Financial Services Series | Specialty & Misc | 240,000 | Added More | 148,200 | 161.43 % | $3,168,000 | $3,180,000 | $12,000 | 0.37 % | $7,410 | | | | | | News Article | History of Manning And Napier Fund Inc Ny - Financial Services Series Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Mid Cap Value Portfolio | Mid-Cap Value | 4,461 | New Holding | 4,461 | 100 % | $58,885 | $59,108 | $223 | 0.37 % | $223 | | | | | | News Article | History of Seasons Series Trust - Mid Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Smallcap World Fund Inc - Smallcap World Fund Inc | Small-Cap Core | 2,849,800 | Added More | 1,520,000 | 114.30 % | $37,617,360 | $37,759,850 | $142,490 | 0.37 % | $76,000 | | | | | | News Article | History of Smallcap World Fund Inc - Smallcap World Fund Inc Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 236,133 | Added More | 55,809 | 30.94 % | $3,116,956 | $3,128,762 | $11,807 | 0.37 % | $2,790 | | | | | | News Article | History of Wells Fargo And Co Ownership Of First Niagara Financial Group Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | 35,900 | Sold Some | -30,100 | -45.60 % | $473,880 | $475,675 | $1,795 | 0.37 % | $-1,505 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds - Ivy Small Cap Value Fund | Small-Cap Value | 119 | Added More | 23 | 23.95 % | $1,583 | $1,577 | $-6 | -0.37 % | $-1 | | | | | | News Article | History of Ivy Funds - Ivy Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley All Cap Value Fund | Mid-Cap Core | 65,000 | New Holding | 65,000 | 100 % | $864,500 | $861,250 | $-3,250 | -0.37 % | $-3,250 | | | | | | News Article | History of Keeley Funds Inc - Keeley All Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley Small Cap Value Fund | No Data | 1,750,683 | New Holding | 1,750,683 | 100 % | $23,284,084 | $23,196,550 | $-87,534 | -0.37 % | $-87,534 | | | | | | News Article | History of Keeley Funds Inc - Keeley Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley Small-Mid Cap Value Fund | No Data | 16,000 | New Holding | 16,000 | 100 % | $212,800 | $212,000 | $-800 | -0.37 % | $-800 | | | | | | News Article | History of Keeley Funds Inc - Keeley Small-Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Mgi Funds - Mgi Us Large Cap Value Equity Fund | Large-Cap Value | 112,700 | New Holding | 112,700 | 100 % | $1,498,910 | $1,493,275 | $-5,635 | -0.37 % | $-5,635 | | | | | | News Article | History of Mgi Funds - Mgi Us Large Cap Value Equity Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 12,377 | Sold Some | -62,268 | -83.41 % | $164,614 | $163,995 | $-619 | -0.37 % | $3,113 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Van Kampen Equity Trust - Van Kampen Small Cap Value Fund | Small-Cap Value | 181,200 | New Holding | 181,200 | 100 % | $2,409,960 | $2,400,900 | $-9,060 | -0.37 % | $-9,060 | | | | | | News Article | History of Van Kampen Equity Trust - Van Kampen Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -2,136,017 | -100 % | | | | -0.37 % | $106,801 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 910,589 | Added More | 215,439 | 30.99 % | $12,110,834 | $12,065,304 | $-45,529 | -0.37 % | $-10,772 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,356,498 | Added More | 337,348 | 33.10 % | $18,041,423 | $17,973,599 | $-67,825 | -0.37 % | $-16,867 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 1,153,379 | New Holding | 1,153,379 | 100 % | $15,339,941 | $15,282,272 | $-57,669 | -0.37 % | $-57,669 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 40,600 | Sold Some | -4,100 | -9.17 % | $539,980 | $537,950 | $-2,030 | -0.37 % | $205 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 68,900 | Added More | 24,200 | 54.13 % | $916,370 | $912,925 | $-3,445 | -0.37 % | $-1,210 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Discovery Fund | Global Flex Port | | Sold All | -32,709 | -100 % | | | | 0.30 % | $-1,308 | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Discovery Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Small Capitalization Fund | Small-Cap Core | | Sold All | -114,780 | -100 % | | | | 0.30 % | $-4,591 | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Small Capitalization Fund Ownership Of First Niagara Financial Group Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Value Portfolio | No Data | 49,800 | No Compare | | | $657,858 | $659,850 | $1,992 | 0.30 % | | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 44,400 | New Holding | 44,400 | 100 % | $586,968 | $588,300 | $1,332 | 0.22 % | $1,332 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of First Niagara Financial Group Inc |
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