| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2010-03-15 | 2010-01-31 | N-Q | Capstone Series Fund Inc - Steward International Enhanced Index Fund | No Data | 7,060 | New Holding | 7,060 | 100 % | $102,158 | $102,582 | $424 | 0.41 % | $424 | | | | | | History of Capstone Series Fund Inc - Steward International Enhanced Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-11 | 2009-12-31 | N-CSR | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | 903,587 | Added More | 800,870 | 779.68 % | $12,858,043 | $13,129,119 | $271,076 | 2.10 % | $240,261 | | | | | | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-11 | 2009-12-31 | 13F-HR/A | Pggm Investments | No Data | 188,669 | Added More | 24,234 | 14.73 % | $2,684,760 | $2,741,361 | $56,601 | 2.10 % | $7,270 | | | | | | History of Pggm Investments Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2010-03-08 | 4 | Harrington Michael W | Insider | 18,703 | Added More | 1,616 | 10.44 % | $263,525 | $271,755 | $8,229 | 3.12 % | $711 | | X | | | Chief Financial Officer | History of Harrington Michael W Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2010-03-08 | 4 | Harrington Michael W | Insider | 505 | New Holding | 505 | 100 % | $7,115 | $7,338 | $222 | 3.12 % | $222 | | X | | | Chief Financial Officer | History of Harrington Michael W Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Forward Funds - Forward Strategic Realty Fund | No Data | | Sold All | -15,400 | -100 % | | | | 3.12 % | $-6,776 | | | | | | History of Forward Funds - Forward Strategic Realty Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Variable Fund Llc - Jnlmcm Dow Dividend Fund | Specialty & Misc | | Sold All | -519 | -100 % | | | | 3.12 % | $-228 | | | | | | History of Jnl Variable Fund Llc - Jnlmcm Dow Dividend Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | | Sold All | -8,857 | -100 % | | | | 3.12 % | $-3,897 | | | | | | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Master Investment Portfolio - Active Stock Portfolio | Specialty & Misc | | Sold All | -310 | -100 % | | | | 3.12 % | $-136 | | | | | | History of Master Investment Portfolio - Active Stock Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSRS | Nuveen Investment Trust - Nuveen Enhanced Mid-Cap Fund | No Data | 40 | New Holding | 40 | 100 % | $564 | $581 | $18 | 3.12 % | $18 | | | | | | History of Nuveen Investment Trust - Nuveen Enhanced Mid-Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Series Funds - Banking Fund | Financial Services | 9,756 | Sold Some | -4,458 | -31.36 % | $137,462 | $141,755 | $4,293 | 3.12 % | $-1,962 | | | | | | History of Rydex Series Funds - Banking Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Banking Fund | Specialty & Misc | 4,728 | Sold Some | -7,944 | -62.68 % | $66,618 | $68,698 | $2,080 | 3.12 % | $-3,495 | | | | | | History of Rydex Variable Trust - Banking Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 2,170 | Added More | 710 | 48.63 % | $30,575 | $31,530 | $955 | 3.12 % | $312 | | | | | | History of Rydex Variable Trust - Biotechnology Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSRS | Advisors Series Trust - Castlerock Fund | Specialty & Misc | 17,112 | New Holding | 17,112 | 100 % | $238,370 | $248,637 | $10,267 | 4.30 % | $10,267 | | | | | | History of Advisors Series Trust - Castlerock Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Calvert Variable Series Inc - Calvert Income | Equity Income | 7,419 | New Holding | 7,419 | 100 % | $103,347 | $107,798 | $4,451 | 4.30 % | $4,451 | | | | | | History of Calvert Variable Series Inc - Calvert Income Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Diamond Hill Funds - Diamond Hill Select Fund | Multi-Cap Core | 8,760 | No Change | 0 | 0 % | $122,027 | $127,283 | $5,256 | 4.30 % | $0 | | | | | | History of Diamond Hill Funds - Diamond Hill Select Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Diamond Hill Funds - Diamond Hill Small Cap Fund | Small-Cap Core | 107,800 | No Change | 0 | 0 % | $1,501,654 | $1,566,334 | $64,680 | 4.30 % | $0 | | | | | | History of Diamond Hill Funds - Diamond Hill Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Funds Group - Value Fund | Multi-Cap Value | | Sold All | -7,700 | -100 % | | | | 4.30 % | $-4,620 | | | | | | History of Diversified Investors Funds Group - Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Funds Group Ii - Value Fund | Small-Cap Core | | Sold All | -7,700 | -100 % | | | | 4.30 % | $-4,620 | | | | | | History of Diversified Investors Funds Group Ii - Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Diversified Investors Portfolios - Value Portfolio | Multi-Cap Value | | Sold All | -7,700 | -100 % | | | | 4.30 % | $-4,620 | | | | | | History of Diversified Investors Portfolios - Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Pacific Select Fund - Pd Large-Cap Value Index Portfolio | No Data | 1,063 | Added More | 292 | 37.87 % | $14,808 | $15,445 | $638 | 4.30 % | $175 | | | | | | History of Pacific Select Fund - Pd Large-Cap Value Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Penn Series Funds Inc - Mid Cap Value Fund | Mid-Cap Value | 17,700 | Added More | 15,000 | 555.55 % | $246,561 | $257,181 | $10,620 | 4.30 % | $9,000 | | | | | | History of Penn Series Funds Inc - Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-09 | 2009-12-31 | N-CSR | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 20,727 | New Holding | 20,727 | 100 % | $288,727 | $301,163 | $12,436 | 4.30 % | $12,436 | | | | | | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-08 | 2009-12-31 | N-CSR | Ohio National Fund Inc - Equity Portfolio | Specialty & Misc | | Sold All | -34,567 | -100 % | | | | 4.45 % | $-21,432 | | | | | | History of Ohio National Fund Inc - Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-08 | 2009-12-31 | N-CSR | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 34,692 | Added More | 1,692 | 5.12 % | $482,566 | $504,075 | $21,509 | 4.45 % | $1,049 | | | | | | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-08 | 2009-12-31 | N-CSR | Wesmark Funds - Wesmark Balanced Fund | Mixed-Asset Target Allocation Growth | 9,500 | New Holding | 9,500 | 100 % | $132,145 | $138,035 | $5,890 | 4.45 % | $5,890 | | | | | | History of Wesmark Funds - Wesmark Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-08 | 2009-12-31 | N-CSR | Wesmark Funds - Wesmark Small Company Growth Fund | Small-Cap Core | 30,000 | New Holding | 30,000 | 100 % | $417,300 | $435,900 | $18,600 | 4.45 % | $18,600 | | | | | | History of Wesmark Funds - Wesmark Small Company Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio | No Data | | Sold All | -25,647 | -100 % | | | | 4.98 % | $-17,696 | | | | | | History of Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund | No Data | 12,694 | Added More | 4,059 | 47.00 % | $175,685 | $184,444 | $8,759 | 4.98 % | $2,801 | | | | | | History of Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 76,500 | Added More | 12,300 | 19.15 % | $1,058,760 | $1,111,545 | $52,785 | 4.98 % | $8,487 | | | | | | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSRS | Hirtle Callaghan Trust - The Value Equity Portfolio | Multi-Cap Value | | Sold All | -13,090 | -100 % | | | | 4.98 % | $-9,032 | | | | | | History of Hirtle Callaghan Trust - The Value Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Diversified Fund | Flexible Portfolio | | Sold All | -3 | -100 % | | | | 4.98 % | $-2 | | | | | | History of Jpmorgan Trust I - Jpmorgan Diversified Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | | Sold All | -66 | -100 % | | | | 4.98 % | $-46 | | | | | | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust I - Jpmorgan Small Cap Equity Fund | Small-Cap Core | | Sold All | -1,175 | -100 % | | | | 4.98 % | $-811 | | | | | | History of Jpmorgan Trust I - Jpmorgan Small Cap Equity Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund | Small-Cap Value | | Sold All | -20 | -100 % | | | | 4.98 % | $-14 | | | | | | History of Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio | Specialty & Misc | | Sold All | -58 | -100 % | | | | 4.98 % | $-40 | | | | | | History of Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Nationwide Variable Insurance Trust - Nvit Mid Cap Index Fund | Mid-Cap Core | 212,600 | New Holding | 212,600 | 100 % | $2,942,384 | $3,089,078 | $146,694 | 4.98 % | $146,694 | | | | | | History of Nationwide Variable Insurance Trust - Nvit Mid Cap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Nationwide Variable Insurance Trust - Nvit Nationwide Fund | Specialty & Misc | 119,396 | Added More | 112,949 | 1751.96 % | $1,652,441 | $1,734,824 | $82,383 | 4.98 % | $77,935 | | | | | | History of Nationwide Variable Insurance Trust - Nvit Nationwide Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | 13F-HR/A | Royal Bank Of Canada | Institution | 3,960 | New Holding | 3,960 | 100 % | $54,806 | $57,539 | $2,732 | 4.98 % | $2,732 | | | | | | History of Royal Bank Of Canada Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-12-31 | N-CSR | Rs Variable Products Trust - Rs Partners Vip Series | Specialty & Misc | 19,200 | Added More | 390 | 2.07 % | $265,728 | $278,976 | $13,248 | 4.98 % | $269 | | | | | | History of Rs Variable Products Trust - Rs Partners Vip Series Ownership Of First Niagara Financial Group Inc |
| 2010-03-05 | 2009-09-30 | 13F-HR/A | Pggm Investments | No Data | 164,435 | New Holding | 164,435 | 100 % | $2,275,780 | $2,389,241 | $113,460 | 4.98 % | $113,460 | | | | | | History of Pggm Investments Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 258,458 | Added More | 32,800 | 14.53 % | $3,548,628 | $3,755,395 | $206,766 | 5.82 % | $26,240 | | | | | | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 393,835 | Added More | 3,700 | 0.94 % | $5,407,355 | $5,722,423 | $315,068 | 5.82 % | $2,960 | | | | | | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Eq Advisors Trust - Eqmutual Shares Portfolio | Specialty & Misc | 131,537 | New Holding | 131,537 | 100 % | $1,806,003 | $1,911,233 | $105,230 | 5.82 % | $105,230 | | | | | | History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Investors Trust - Ing International Portfolio | Global Flex Port | 137,527 | New Holding | 137,527 | 100 % | $1,888,246 | $1,998,267 | $110,022 | 5.82 % | $110,022 | | | | | | History of Ing Investors Trust - Ing International Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Partners Inc - Ing American Century Select Portfolio | Specialty & Misc | 20,600 | New Holding | 20,600 | 100 % | $282,838 | $299,318 | $16,480 | 5.82 % | $16,480 | | | | | | History of Ing Partners Inc - Ing American Century Select Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Partners Inc - Ing Thornburg Value Portfolio | Multi-Cap Value | 120,000 | Sold Some | -85,000 | -41.46 % | $1,647,600 | $1,743,600 | $96,000 | 5.82 % | $-68,000 | | | | | | History of Ing Partners Inc - Ing Thornburg Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | | Sold All | -33,800 | -100 % | | | | 5.82 % | $-27,040 | | | | | | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing Vp Growth Portfolio | Multi-Cap Growth | 66,600 | New Holding | 66,600 | 100 % | $914,418 | $967,698 | $53,280 | 5.82 % | $53,280 | | | | | | History of Ing Variable Portfolios Inc - Ing Vp Growth Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio | Mid-Cap Core | | Sold All | -19,778 | -100 % | | | | 5.82 % | $-15,822 | | | | | | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -1,792 | -100 % | | | | 5.82 % | $-1,434 | | | | | | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Mutual Of America Institutional Funds Inc - Bond Fund | Specialty & Misc | | Sold All | -2,716 | -100 % | | | | 5.82 % | $-2,173 | | | | | | History of Mutual Of America Institutional Funds Inc - Bond Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Mutual Of America Institutional Funds Inc - Small Cap Value Fund | Small-Cap Value | 2,716 | New Holding | 2,716 | 100 % | $37,291 | $39,463 | $2,173 | 5.82 % | $2,173 | | | | | | History of Mutual Of America Institutional Funds Inc - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | | Sold All | -137,256 | -100 % | | | | 5.82 % | $-109,805 | | | | | | History of Mutual Of America Investment Corp - Bond Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Mutual Of America Investment Corp - Small Cap Value Fund | Small-Cap Value | 137,256 | New Holding | 137,256 | 100 % | $1,884,525 | $1,994,330 | $109,805 | 5.82 % | $109,805 | | | | | | History of Mutual Of America Investment Corp - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSRS | Streettracks Series Trust - Kbw Regional Banking Etf | Specialty & Misc | | Sold All | -623,394 | -100 % | | | | 5.82 % | $-498,715 | | | | | | History of Streettracks Series Trust - Kbw Regional Banking Etf Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSRS | Streettracks Series Trust - Spdr Pharmaceuticals Etf | Specialty & Misc | 35,899 | New Holding | 35,899 | 100 % | $492,893 | $521,612 | $28,719 | 5.82 % | $28,719 | | | | | | History of Streettracks Series Trust - Spdr Pharmaceuticals Etf Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Usaa Mutual Funds Trust - Global Opportunities Fund | No Data | | Sold All | -1,700 | -100 % | | | | 5.82 % | $-1,360 | | | | | | History of Usaa Mutual Funds Trust - Global Opportunities Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-04 | 2009-12-31 | N-CSR | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 82,400 | Added More | 26,300 | 46.88 % | $1,131,352 | $1,197,272 | $65,920 | 5.82 % | $21,040 | | | | | | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-03 | 2009-12-31 | N-CSR | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 2,151 | No Change | 0 | 0 % | $29,598 | $31,254 | $1,656 | 5.59 % | $0 | | | | | | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-03 | 2009-12-31 | N-CSR | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | | Sold All | -7,693 | -100 % | | | | 5.59 % | $-5,924 | | | | | | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of First Niagara Financial Group Inc |
| 2010-03-03 | 2009-12-31 | 13F-HR/A | Vanguard Group Inc | Institution | 7,578,465 | Added More | 520,873 | 7.38 % | $104,279,678 | $110,115,096 | $5,835,418 | 5.59 % | $401,072 | | | | | | History of Vanguard Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-03-02 | 2009-12-31 | 13F-HR/A | Financial Stocks Inc | Institution | 240,131 | Sold Some | -9,869 | -3.94 % | $3,364,235 | $3,489,103 | $124,868 | 3.71 % | $-5,132 | | | | | | History of Financial Stocks Inc Ownership Of First Niagara Financial Group Inc |
| 2010-03-02 | 2009-12-31 | N-CSR | Ixis Advisor Funds Trust I - Hansberger International Fund | Global Flex Port | 2,993 | New Holding | 2,993 | 100 % | $41,932 | $43,488 | $1,556 | 3.71 % | $1,556 | | | | | | History of Ixis Advisor Funds Trust I - Hansberger International Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-02 | 2009-12-31 | 13F-HR/A | Susquehanna International Group Llp | Institution | 16,102 | Sold Some | -81,632 | -83.52 % | $225,589 | $233,962 | $8,373 | 3.71 % | $-42,449 | | | | | | History of Susquehanna International Group Llp Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-CSR | Columbia Funds Variable Insurance Trust I - Columbia Marsico 21st Century Fund Variable Series | Specialty & Misc | 160,727 | New Holding | 160,727 | 100 % | $2,267,858 | $2,335,363 | $67,505 | 2.97 % | $67,505 | | | | | | History of Columbia Funds Variable Insurance Trust I - Columbia Marsico 21st Century Fund Variable Series Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 1,152 | New Holding | 1,152 | 100 % | $16,255 | $16,739 | $484 | 2.97 % | $484 | | | | | | History of Dekabank Deutsche Girozentrale Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Fidelity Destiny Portfolios - Diversified Stock Fund | Large-Cap Growth | 600,000 | New Holding | 600,000 | 100 % | $8,466,000 | $8,718,000 | $252,000 | 2.97 % | $252,000 | | | | | | History of Fidelity Destiny Portfolios - Diversified Stock Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-CSR | Heartland Group Inc - Heartland Value Fund | Small-Cap Core | 950,000 | No Change | 0 | 0 % | $13,404,500 | $13,803,500 | $399,000 | 2.97 % | $0 | | | | | | History of Heartland Group Inc - Heartland Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | 85,871 | Added More | 17,162 | 24.97 % | $1,211,640 | $1,247,706 | $36,066 | 2.97 % | $7,208 | | | | | | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 304,818 | Added More | 70,440 | 30.05 % | $4,300,982 | $4,429,006 | $128,024 | 2.97 % | $29,585 | | | | | | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 46,183 | Added More | 7,078 | 18.09 % | $651,642 | $671,039 | $19,397 | 2.97 % | $2,973 | | | | | | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 11,610 | Added More | 1,198 | 11.50 % | $163,817 | $168,693 | $4,876 | 2.97 % | $503 | | | | | | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | 298,675 | Added More | 64,704 | 27.65 % | $4,214,304 | $4,339,748 | $125,444 | 2.97 % | $27,176 | | | | | | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 338,156 | Added More | 49,777 | 17.26 % | $4,771,381 | $4,913,407 | $142,026 | 2.97 % | $20,906 | | | | | | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P 1500 Index Fund | S&P 500 Index | 5,045 | No Compare | | | $71,185 | $73,304 | $2,119 | 2.97 % | | | | | | | History of Ishares Trust - Ishares S And P 1500 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Ishares Trust - Ishares S And P Midcap 400 Index Fund | Mid-Cap Core | 2,118,022 | No Compare | | | $29,885,290 | $30,774,860 | $889,569 | 2.97 % | | | | | | | History of Ishares Trust - Ishares S And P Midcap 400 Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-CSR | Manning And Napier Fund Inc Ny - Financial Services Series | Specialty & Misc | 198,000 | Sold Some | -87,000 | -30.52 % | $2,793,780 | $2,876,940 | $83,160 | 2.97 % | $-36,540 | | | | | | History of Manning And Napier Fund Inc Ny - Financial Services Series Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-CSRS | Putnam Funds Trust - Putnam Income Strategies Fund | Equity Income | | Sold All | -524 | -100 % | | | | 2.97 % | $-220 | | | | | | History of Putnam Funds Trust - Putnam Income Strategies Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Seasons Series Trust - Mid Cap Value Portfolio | Mid-Cap Value | 5,351 | New Holding | 5,351 | 100 % | $75,503 | $77,750 | $2,247 | 2.97 % | $2,247 | | | | | | History of Seasons Series Trust - Mid Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 18,547 | Added More | 4,870 | 35.60 % | $261,698 | $269,488 | $7,790 | 2.97 % | $2,045 | | | | | | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 11,080 | New Holding | 11,080 | 100 % | $156,339 | $160,992 | $4,654 | 2.97 % | $4,654 | | | | | | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Dividend Fund | Mid-Cap Core | 38,397 | Added More | 24,619 | 178.68 % | $541,782 | $557,908 | $16,127 | 2.97 % | $10,340 | | | | | | History of Wisdomtree Trust - Wisdomtree Midcap Dividend Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 5,211 | Added More | 4,205 | 417.99 % | $73,527 | $75,716 | $2,189 | 2.97 % | $1,766 | | | | | | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 4,694 | Added More | 2,538 | 117.71 % | $66,232 | $68,204 | $1,971 | 2.97 % | $1,066 | | | | | | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of First Niagara Financial Group Inc |
| 2010-03-01 | 2009-12-31 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 179 | No Change | 0 | 0 % | $2,526 | $2,601 | $75 | 2.97 % | $0 | | | | | | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2010-02-26 | N-Q | Calvert Social Index Series Inc - Calvert Social Index Fund | Multi-Cap Core | | Sold All | -2,353 | -100 % | | | | 3.49 % | $-1,153 | | | | | | History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-CSR | Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund | Flexible Portfolio | | Sold All | -43,300 | -100 % | | | | 3.49 % | $-21,217 | | | | | | History of Eaton Vance Special Investment Trust - Eaton Vance Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-CSRS | Janus Investment Fund - Intech Risk-Managed Value Fund | No Data | | Sold All | -1,300 | -100 % | | | | 3.49 % | $-637 | | | | | | History of Janus Investment Fund - Intech Risk-Managed Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-CSRS | Janus Investment Fund - Janus Small Cap Value Fund | Small-Cap Core | 1,700,000 | Added More | 200,000 | 13.33 % | $23,868,000 | $24,701,000 | $833,000 | 3.49 % | $98,000 | | | | | | History of Janus Investment Fund - Janus Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Laudus Trust - Laudus Rosenberg International Discovery Fund | Global Flex Port | 54,000 | New Holding | 54,000 | 100 % | $758,160 | $784,620 | $26,460 | 3.49 % | $26,460 | | | | | | History of Laudus Trust - Laudus Rosenberg International Discovery Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | 13F-HR/A | Mesirow Advanced Strategies Inc | No Data | 10,535 | No Compare | | | $147,911 | $153,074 | $5,162 | 3.49 % | | | | | | | History of Mesirow Advanced Strategies Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Morgan Stanley Institutional Fund Trust - Value Portfolio | Multi-Cap Value | | Sold All | -372,300 | -100 % | | | | 3.49 % | $-182,427 | | | | | | History of Morgan Stanley Institutional Fund Trust - Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Northern Funds - Northern Technology Fund | Science & Tech | 294,550 | New Holding | 294,550 | 100 % | $4,135,482 | $4,279,812 | $144,330 | 3.49 % | $144,330 | | | | | | History of Northern Funds - Northern Technology Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Rainier Investment Management Mutual Funds - Rainier Mid Cap Equity Portfolio | Mid-Cap Core | 3,032,130 | Added More | 2,848,060 | 1547.27 % | $42,571,105 | $44,056,849 | $1,485,744 | 3.49 % | $1,395,549 | | | | | | History of Rainier Investment Management Mutual Funds - Rainier Mid Cap Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Smallcap World Fund Inc - Smallcap World Fund Inc | Small-Cap Core | 3,300,000 | No Change | 0 | 0 % | $46,332,000 | $47,949,000 | $1,617,000 | 3.49 % | $0 | | | | | | History of Smallcap World Fund Inc - Smallcap World Fund Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | 13F-HR | Three Zero Three Capital Partners Llc | No Data | 9,300 | New Holding | 9,300 | 100 % | $130,572 | $135,129 | $4,557 | 3.49 % | $4,557 | | | | | | History of Three Zero Three Capital Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-26 | 2009-12-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -600 | -100 % | | | | 3.49 % | $-294 | | | | | | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2010-02-24 | 4 | Bowers G Thomas | Insider | 94,268 | Sold Some | -5,680 | -5.68 % | $1,339,548 | $1,369,714 | $30,166 | 2.25 % | $-1,818 | X | | | | | History of Bowers G Thomas Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | 520,000 | Added More | 195,000 | 60.00 % | $7,389,200 | $7,555,600 | $166,400 | 2.25 % | $62,400 | | | | | | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | N-Q | Ivy Funds - Ivy Small Cap Value Fund | Small-Cap Value | 220 | Added More | 94 | 74.60 % | $3,126 | $3,197 | $70 | 2.25 % | $30 | | | | | | History of Ivy Funds - Ivy Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | 13F-HR/A | Northern Trust Corp | Institution | 1,497,466 | Added More | 216,918 | 16.93 % | $21,278,992 | $21,758,181 | $479,189 | 2.25 % | $69,414 | | | | | | History of Northern Trust Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | N-Q | Unified Series Trust - Dean Small Cap Value Fund | Small-Cap Value | 12,510 | New Holding | 12,510 | 100 % | $177,767 | $181,770 | $4,003 | 2.25 % | $4,003 | | | | | | History of Unified Series Trust - Dean Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | N-Q | Van Kampen Equity Trust - Van Kampen Small Cap Value Fund | Small-Cap Value | 416,400 | Added More | 44,900 | 12.08 % | $5,917,044 | $6,050,292 | $133,248 | 2.25 % | $14,368 | | | | | | History of Van Kampen Equity Trust - Van Kampen Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-25 | 2009-12-31 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | | Sold All | -35,900 | -100 % | | | | 2.25 % | $-11,488 | | | | | | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-24 | 2009-12-31 | N-Q | Keeley Funds Inc - Keeley Small Cap Value Fund | No Data | 1,750,683 | New Holding | 1,750,683 | 100 % | $25,017,260 | $25,437,424 | $420,164 | 1.67 % | $420,164 | | | | | | History of Keeley Funds Inc - Keeley Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-24 | 2009-12-31 | N-Q | Keeley Funds Inc - Keeley Small-Mid Cap Value Fund | No Data | 18,000 | New Holding | 18,000 | 100 % | $257,220 | $261,540 | $4,320 | 1.67 % | $4,320 | | | | | | History of Keeley Funds Inc - Keeley Small-Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-23 | 2009-12-31 | N-CSRS | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 700,500 | New Holding | 700,500 | 100 % | $9,849,030 | $10,178,265 | $329,235 | 3.34 % | $329,235 | | | | | | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-23 | 2009-12-31 | N-CSR | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 142,200 | New Holding | 142,200 | 100 % | $1,999,332 | $2,066,166 | $66,834 | 3.34 % | $66,834 | | | | | | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of First Niagara Financial Group Inc |
| 2010-02-23 | 2009-10-31 | N-CSR/A | American Beacon Funds - American Beacon Small Cap Value Fund | Small-Cap Value | 181,200 | No Change | 0 | 0 % | $2,547,672 | $2,632,836 | $85,164 | 3.34 % | $0 | | | | | | History of American Beacon Funds - American Beacon Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-22 | 2009-12-31 | N-CSR | Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value Portfolio | Multi-Cap Value | 363,700 | No Change | 0 | 0 % | $5,059,067 | $5,284,561 | $225,494 | 4.45 % | $0 | | | | | | History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-02-22 | 2009-12-31 | 13F-HR/A | Basswood Capital Management Llc | Institution | | Sold All | -387 | -100 % | | | | 4.45 % | $-240 | | | | | | History of Basswood Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-22 | 2009-12-31 | N-Q | Icon Funds - Icon Equity Income Fund | Equity Income | 22,600 | New Holding | 22,600 | 100 % | $314,366 | $328,378 | $14,012 | 4.45 % | $14,012 | | | | | | History of Icon Funds - Icon Equity Income Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-22 | 2009-12-31 | N-Q | Icon Funds - Icon Financial Fund | Financial Services | 48,900 | New Holding | 48,900 | 100 % | $680,199 | $710,517 | $30,318 | 4.45 % | $30,318 | | | | | | History of Icon Funds - Icon Financial Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-22 | 2009-12-31 | 13F-HR | Jefferies Group Inc | Institution | 158,600 | Sold Some | -46,400 | -22.63 % | $2,206,126 | $2,304,458 | $98,332 | 4.45 % | $-28,768 | | | | | | History of Jefferies Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-18 | 2009-12-31 | 13F-HR/A | American International Group Inc | Institution | 428,501 | Added More | 10,050 | 2.40 % | $5,857,609 | $6,226,120 | $368,511 | 6.29 % | $8,643 | | | | | | History of American International Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-18 | 2009-12-31 | 13F-HR | New York State Teachers Retirement System | Institution | 203,800 | Sold Some | -800 | -0.39 % | $2,785,946 | $2,961,214 | $175,268 | 6.29 % | $-688 | | | | | | History of New York State Teachers Retirement System Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2010-02-16 | 4 | Polino Frank J | Insider | 56,249 | Added More | 15,000 | 57.14 % | $774,549 | $817,298 | $42,749 | 5.51 % | $11,400 | | X | | | Evp - Operations | History of Polino Frank J Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2010-02-16 | 4 | Polino Frank J | Insider | 103,332 | Added More | 23,283 | 41.01 % | $1,422,882 | $1,501,414 | $78,532 | 5.51 % | $17,695 | | X | | | Evp - Operations | History of Polino Frank J Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2010-02-16 | 4 | Polino Frank J | Insider | 80,049 | Added More | 23,800 | 73.34 % | $1,102,275 | $1,163,112 | $60,837 | 5.51 % | $18,088 | | X | | | Evp - Operations | History of Polino Frank J Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2009-12-31 | 13F-HR | Barclays Plc | Institution | 578,450 | Added More | 43,323 | 8.09 % | $7,965,257 | $8,404,879 | $439,622 | 5.51 % | $32,925 | | | | | | History of Barclays Plc Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2009-12-31 | 13F-HR/A | Credit Suisse | Institution | 29,943 | Added More | 1,500 | 5.27 % | $412,315 | $435,072 | $22,757 | 5.51 % | $1,140 | | | | | | History of Credit Suisse Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2009-12-31 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -12,743 | -100 % | | | | 5.51 % | $-9,685 | | | | | | History of Jane Street Holding Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2009-12-31 | 13F-HR/A | Oregon Public Employees Retirement Fund | No Data | 20,826 | No Compare | | | $286,774 | $302,602 | $15,828 | 5.51 % | | | | | | | History of Oregon Public Employees Retirement Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-17 | 2009-12-31 | 13F-HR | Us Bancorp De | Institution | 9,837 | Added More | 247 | 2.57 % | $135,455 | $142,932 | $7,476 | 5.51 % | $188 | | | | | | History of Us Bancorp De Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2010-02-16 | 13F-HR | Brandywine Asset Management Llc | Institution | 227,700 | Sold Some | -8,500 | -3.59 % | $3,149,091 | $3,308,481 | $159,390 | 5.06 % | $-5,950 | | | | | | History of Brandywine Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2010-02-16 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 399 | No Change | 0 | 0 % | $5,518 | $5,797 | $279 | 5.06 % | $0 | | | | | | History of Legg Mason Investment Counsel Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2010-02-11 | 4 | Baker Thomas E | Insider | 30,272 | Added More | 252 | 0.84 % | $418,662 | $439,852 | $21,190 | 5.06 % | $176 | X | | | | | History of Baker Thomas E Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2010-02-11 | 4 | Judge Daniel W | Insider | 127,525 | Added More | 89 | 0.06 % | $1,763,671 | $1,852,938 | $89,268 | 5.06 % | $62 | X | | | | | History of Judge Daniel W Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2010-02-11 | 4 | Philip George M | Insider | 22,720 | Added More | 63 | 0.27 % | $314,218 | $330,122 | $15,904 | 5.06 % | $44 | X | | | | | History of Philip George M Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Adage Capital Partners Gp Llc | Institution | 200,000 | Added More | 123,000 | 159.74 % | $2,766,000 | $2,906,000 | $140,000 | 5.06 % | $86,100 | | | | | | History of Adage Capital Partners Gp Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Alesco Advisors Llc | Institution | 635,244 | No Change | 0 | 0 % | $8,785,425 | $9,230,095 | $444,671 | 5.06 % | $0 | | | | | | History of Alesco Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Alyeska Investment Group Lp | No Data | 558,782 | Sold Some | -41,218 | -6.86 % | $7,727,955 | $8,119,102 | $391,147 | 5.06 % | $-28,853 | | | | | | History of Alyeska Investment Group Lp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Amvescap Plc | Institution | 48,306 | Sold Some | -15,880 | -24.74 % | $668,072 | $701,886 | $33,814 | 5.06 % | $-11,116 | | | | | | History of Amvescap Plc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Aqr Capital Management Llc | Institution | 77,056 | Sold Some | -458,889 | -85.62 % | $1,065,684 | $1,119,624 | $53,939 | 5.06 % | $-321,222 | | | | | | History of Aqr Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Black River Asset Management Llc | Institution | 21,800 | Sold Some | -94,800 | -81.30 % | $301,494 | $316,754 | $15,260 | 5.06 % | $-66,360 | | | | | | History of Black River Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Blue Ridge Capital Holdings Llc | Institution | 2,115,000 | New Holding | 2,115,000 | 100 % | $29,250,450 | $30,730,950 | $1,480,500 | 5.06 % | $1,480,500 | | | | | | History of Blue Ridge Capital Holdings Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Broadmark Asset Management Llc | Institution | 31,650 | Sold Some | -600 | -1.86 % | $437,720 | $459,875 | $22,155 | 5.06 % | $-420 | | | | | | History of Broadmark Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Bryn Mawr Capital Management Inc | Institution | 139,126 | Sold Some | -134,852 | -49.22 % | $1,924,113 | $2,021,501 | $97,388 | 5.06 % | $-94,396 | | | | | | History of Bryn Mawr Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Capstone Investment Advisors Llc | Institution | 12,064 | New Holding | 12,064 | 100 % | $166,845 | $175,290 | $8,445 | 5.06 % | $8,445 | | | | | | History of Capstone Investment Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 66,890 | No Change | 0 | 0 % | $925,089 | $971,912 | $46,823 | 5.06 % | $0 | | | | | | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Citadel Advisors Llc | Insider | 807,367 | No Compare | | | $11,165,886 | $11,731,043 | $565,157 | 5.06 % | | | | | | | History of Citadel Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Cnh Partners Llc | Institution | | Sold All | -28,000 | -100 % | | | | 5.06 % | $-19,600 | | | | | | History of Cnh Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Concert Wealth Management Inc | No Data | 144 | Added More | 31 | 27.43 % | $1,992 | $2,092 | $101 | 5.06 % | $22 | | | | | | History of Concert Wealth Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Credit Suisse First Boston | Institution | 574,923 | Added More | 388,057 | 207.66 % | $7,951,185 | $8,353,631 | $402,446 | 5.06 % | $271,640 | | | | | | History of Credit Suisse First Boston Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Epoch Investment Partners Inc | Institution | 2,260,540 | Added More | 895,210 | 65.56 % | $31,263,268 | $32,845,646 | $1,582,378 | 5.06 % | $626,647 | | | | | | History of Epoch Investment Partners Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fbr Capital Markets Corp | Insider | 273,700 | Added More | 193,200 | 240.00 % | $3,785,271 | $3,976,861 | $191,590 | 5.06 % | $135,240 | | | | | | History of Fbr Capital Markets Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Federated Investors Inc | Institution | 147,810 | Sold Some | -5,395 | -3.52 % | $2,044,212 | $2,147,679 | $103,467 | 5.06 % | $-3,777 | | | | | | History of Federated Investors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fidelity International Ltd | Institution | 146,900 | Added More | 14,400 | 10.86 % | $2,031,627 | $2,134,457 | $102,830 | 5.06 % | $10,080 | | | | | | History of Fidelity International Ltd Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fifth Third Bancorp | Institution | | Sold All | -120 | -100 % | | | | 5.06 % | $-84 | | | | | | History of Fifth Third Bancorp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Findlay Park Partners Llp | Institution | 1,610,000 | Sold Some | -3,000 | -0.18 % | $22,266,300 | $23,393,300 | $1,127,000 | 5.06 % | $-2,100 | | | | | | History of Findlay Park Partners Llp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Fmr Corp | Institution | 6,950,220 | Added More | 2,519,280 | 56.85 % | $96,121,543 | $100,986,697 | $4,865,154 | 5.06 % | $1,763,496 | | | | | | History of Fmr Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Goldman Jay G | Institution | | Sold All | -50,000 | -100 % | | | | 5.06 % | $-35,000 | | | | | | History of Goldman Jay G Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Goldman Sachs Group Inc | Institution | 689,347 | Sold Some | -271,259 | -28.23 % | $9,533,669 | $10,016,212 | $482,543 | 5.06 % | $-189,881 | | | | | | History of Goldman Sachs Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Great Oaks Capital Management Llc | Institution | 31,000 | Sold Some | -7,000 | -18.42 % | $428,730 | $450,430 | $21,700 | 5.06 % | $-4,900 | | | | | | History of Great Oaks Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Henderson Group Plc | Institution | 101,174 | Sold Some | -237,778 | -70.15 % | $1,399,236 | $1,470,058 | $70,822 | 5.06 % | $-166,445 | | | | | | History of Henderson Group Plc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Icon Advisers Inc | Institution | 71,500 | New Holding | 71,500 | 100 % | $988,845 | $1,038,895 | $50,050 | 5.06 % | $50,050 | | | | | | History of Icon Advisers Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ing Groep Nv | Institution | 290,030 | Added More | 228,400 | 370.59 % | $4,011,115 | $4,214,136 | $203,021 | 5.06 % | $159,880 | | | | | | History of Ing Groep Nv Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Jana Partners Llc | Institution | 3,103,201 | Added More | 604,401 | 24.18 % | $42,917,270 | $45,089,511 | $2,172,241 | 5.06 % | $423,081 | | | | | | History of Jana Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Magnetar Financial Llc | Institution | 14,912 | New Holding | 14,912 | 100 % | $206,233 | $216,671 | $10,438 | 5.06 % | $10,438 | | | | | | History of Magnetar Financial Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Managed Account Advisors Llc | Institution | | Sold All | -88 | -100 % | | | | 5.06 % | $-62 | | | | | | History of Managed Account Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 336,551 | Added More | 70,032 | 26.27 % | $4,654,500 | $4,890,086 | $235,586 | 5.06 % | $49,022 | | | | | | History of Mfc Global Investment Management Usa Ltd Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Millennium Management Llc | Institution | 200,900 | Sold Some | -717,417 | -78.12 % | $2,778,447 | $2,919,077 | $140,630 | 5.06 % | $-502,192 | | | | | | History of Millennium Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Morgan Stanley | Institution | 1,593,445 | Sold Some | -722,241 | -31.18 % | $22,037,344 | $23,152,756 | $1,115,412 | 5.06 % | $-505,569 | | | | | | History of Morgan Stanley Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Neuberger Berman Group Llc | No Data | 69,423 | Sold Some | -102,125 | -59.53 % | $960,120 | $1,008,716 | $48,596 | 5.06 % | $-71,488 | | | | | | History of Neuberger Berman Group Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | North Pointe Capital Llc | Institution | 335,045 | Sold Some | -1,250,600 | -78.87 % | $4,633,672 | $4,868,204 | $234,532 | 5.06 % | $-875,420 | | | | | | History of North Pointe Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Oz Management Llc | Institution | | Sold All | -200,000 | -100 % | | | | 5.06 % | $-140,000 | | | | | | History of Oz Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Principal Financial Group Inc | Institution | 456,596 | Added More | 247,061 | 117.90 % | $6,314,723 | $6,634,340 | $319,617 | 5.06 % | $172,943 | | | | | | History of Principal Financial Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Provident Advisors Llc | Institution | | Sold All | -8,400 | -100 % | | | | 5.06 % | $-5,880 | | | | | | History of Provident Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Prudential Financial Inc | Institution | 126,925 | Added More | 9,950 | 8.50 % | $1,755,373 | $1,844,220 | $88,848 | 5.06 % | $6,965 | | | | | | History of Prudential Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ridgecrest Investment Management Llc | Institution | 25,000 | New Holding | 25,000 | 100 % | $345,750 | $363,250 | $17,500 | 5.06 % | $17,500 | | | | | | History of Ridgecrest Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Roxbury Capital Management | Institution | 895,245 | Added More | 34,300 | 3.98 % | $12,381,238 | $13,007,910 | $626,672 | 5.06 % | $24,010 | | | | | | History of Roxbury Capital Management Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Sac Capital Advisors Lp | No Data | 44,427 | Sold Some | -49,447 | -52.67 % | $614,425 | $645,524 | $31,099 | 5.06 % | $-34,613 | | | | | | History of Sac Capital Advisors Lp Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Samlyn Capital Llc | Institution | | Sold All | -667,000 | -100 % | | | | 5.06 % | $-466,900 | | | | | | History of Samlyn Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Santa Fe Partners Llc | Institution | | Sold All | -22,914 | -100 % | | | | 5.06 % | $-16,040 | | | | | | History of Santa Fe Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Shaw D E And Co Inc | Institution | 921,193 | Added More | 97,812 | 11.87 % | $12,740,099 | $13,384,934 | $644,835 | 5.06 % | $68,468 | | | | | | History of Shaw D E And Co Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Silver Point Capital L P | Institution | | Sold All | -150,000 | -100 % | | | | 5.06 % | $-105,000 | | | | | | History of Silver Point Capital L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Silvercrest Asset Management Group Llc | Institution | 2,300,113 | Added More | 763,680 | 49.70 % | $31,810,563 | $33,420,642 | $1,610,079 | 5.06 % | $534,576 | | | | | | History of Silvercrest Asset Management Group Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Soros Fund Management Llc | Institution | 34,500 | New Holding | 34,500 | 100 % | $477,135 | $501,285 | $24,150 | 5.06 % | $24,150 | | | | | | History of Soros Fund Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | State Treasurer State Of Michigan | Institution | 119,500 | Added More | 3,600 | 3.10 % | $1,652,685 | $1,736,335 | $83,650 | 5.06 % | $2,520 | | | | | | History of State Treasurer State Of Michigan Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ten Asset Management | Institution | 200,900 | New Holding | 200,900 | 100 % | $2,778,447 | $2,919,077 | $140,630 | 5.06 % | $140,630 | | | | | | History of Ten Asset Management Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Two Sigma Investments Llc | Institution | 141,000 | Sold Some | -117,792 | -45.51 % | $1,950,030 | $2,048,730 | $98,700 | 5.06 % | $-82,454 | | | | | | History of Two Sigma Investments Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Ubs Ag | Institution | 53,865 | Added More | 26,051 | 93.66 % | $744,953 | $782,658 | $37,706 | 5.06 % | $18,236 | | | | | | History of Ubs Ag Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 200,000 | Sold Some | -300,000 | -60.00 % | $2,766,000 | $2,906,000 | $140,000 | 5.06 % | $-210,000 | | | | | | History of Weiss Multi-Strategy Advisers Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Wells Fargo And Co | Institution | 984,089 | Added More | 11,483 | 1.18 % | $13,609,951 | $14,298,813 | $688,862 | 5.06 % | $8,038 | | | | | | History of Wells Fargo And Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-12-31 | 13F-HR | Zebra Capital Management Llc | Institution | 1,717 | New Holding | 1,717 | 100 % | $23,746 | $24,948 | $1,202 | 5.06 % | $1,202 | | | | | | History of Zebra Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-16 | 2009-09-30 | 13F-HR/A | Ubs Ag | Institution | 27,814 | Sold Some | -86,430 | -75.65 % | $384,668 | $404,137 | $19,470 | 5.06 % | $-60,501 | | | | | | History of Ubs Ag Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2010-02-12 | 13F-HR | Bartlett And Co | Institution | 3,101 | No Change | 0 | 0 % | $42,453 | $45,058 | $2,605 | 6.13 % | $0 | | | | | | History of Bartlett And Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2010-02-12 | 13F-HR | Legg Mason Inc | Institution | 590 | New Holding | 590 | 100 % | $8,077 | $8,573 | $496 | 6.13 % | $496 | | | | | | History of Legg Mason Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2010-02-11 | 4 | Little J Lanier | Insider | 13,805 | Sold Some | -1,086 | -7.29 % | $188,990 | $200,587 | $11,596 | 6.13 % | $-912 | | X | | | Evp Consumer Banking | History of Little J Lanier Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Allstate Insurance Co | Institution | 44,380 | New Holding | 44,380 | 100 % | $607,562 | $644,841 | $37,279 | 6.13 % | $37,279 | | | | | | History of Allstate Insurance Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Allstate Retirement Plan | Institution | 10,120 | New Holding | 10,120 | 100 % | $138,543 | $147,044 | $8,501 | 6.13 % | $8,501 | | | | | | History of Allstate Retirement Plan Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Alphabet Management Llc | No Data | | Sold All | -27,889 | -100 % | | | | 6.13 % | $-23,427 | | | | | | History of Alphabet Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Ameriprise Financial Inc | Institution | 345,032 | Sold Some | -195,118 | -36.12 % | $4,723,488 | $5,013,315 | $289,827 | 6.13 % | $-163,899 | | | | | | History of Ameriprise Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Analytic Investors Inc | Institution | 165,674 | No Change | 0 | 0 % | $2,268,077 | $2,407,243 | $139,166 | 6.13 % | $0 | | | | | | History of Analytic Investors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Axa | Institution | 4,494,783 | Sold Some | -37,809 | -0.83 % | $61,533,579 | $65,309,197 | $3,775,618 | 6.13 % | $-31,760 | | | | | | History of Axa Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Barclays Global Investors Na Ca | Institution | 6,893,236 | Sold Some | -53,285 | -0.76 % | $94,368,401 | $100,158,719 | $5,790,318 | 6.13 % | $-44,759 | | | | | | History of Barclays Global Investors Na Ca Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Advisors Llc | Institution | 2,009,565 | Added More | 1,275,950 | 173.92 % | $27,510,945 | $29,198,979 | $1,688,035 | 6.13 % | $1,071,798 | | | | | | History of Blackrock Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Fund Advisors | No Data | 4,720,300 | No Compare | | | $64,620,907 | $68,585,959 | $3,965,052 | 6.13 % | | | | | | | History of Blackrock Fund Advisors Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Group Ltd | Institution | 295,680 | Added More | 185,029 | 167.21 % | $4,047,859 | $4,296,230 | $248,371 | 6.13 % | $155,424 | | | | | | History of Blackrock Group Ltd Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Inc | No Data | 289,853 | Sold Some | -224,332 | -43.62 % | $3,968,088 | $4,211,564 | $243,477 | 6.13 % | $-188,439 | | | | | | History of Blackrock Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Blackrock Investment Management Llc | Institution | 469,147 | Sold Some | -111,089 | -19.14 % | $6,422,622 | $6,816,706 | $394,083 | 6.13 % | $-93,315 | | | | | | History of Blackrock Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Bodri Capital Management Llc | Institution | 220,000 | Added More | 145,000 | 193.33 % | $3,011,800 | $3,196,600 | $184,800 | 6.13 % | $121,800 | | | | | | History of Bodri Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Capital World Investors | Institution | 14,950,000 | No Change | 0 | 0 % | $204,665,500 | $217,223,500 | $12,558,000 | 6.13 % | $0 | | | | | | History of Capital World Investors Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Carlson Capital L P | Institution | | Sold All | -676,473 | -100 % | | | | 6.13 % | $-568,237 | | | | | | History of Carlson Capital L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Citigroup Inc | Institution | 14,750 | Sold Some | -64,313 | -81.34 % | $201,928 | $214,318 | $12,390 | 6.13 % | $-54,023 | | | | | | History of Citigroup Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Credit Agricole S A | Institution | 31,417 | Sold Some | -97,110 | -75.55 % | $430,099 | $456,489 | $26,390 | 6.13 % | $-81,572 | | | | | | History of Credit Agricole S A Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Delaware Management Business Trust | Institution | | Sold All | -208,810 | -100 % | | | | 6.13 % | $-175,400 | | | | | | History of Delaware Management Business Trust Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Diamondback Capital Management Llc | Institution | | Sold All | -480,341 | -100 % | | | | 6.13 % | $-403,486 | | | | | | History of Diamondback Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 24,893 | Added More | 1,780 | 7.70 % | $340,785 | $361,695 | $20,910 | 6.13 % | $1,495 | | | | | | History of Fortis Investments Management Usa Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Genesee Valley Trust Co | No Data | 37,585 | No Compare | | | $514,539 | $546,110 | $31,571 | 6.13 % | | | | | | | History of Genesee Valley Trust Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Geode Capital Management Llc | Institution | 443,293 | Added More | 100,706 | 29.39 % | $6,068,681 | $6,441,047 | $372,366 | 6.13 % | $84,593 | | | | | | History of Geode Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Glazer Capital Llc | Institution | | Sold All | -84,330 | -100 % | | | | 6.13 % | $-70,837 | | | | | | History of Glazer Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | | Sold All | -28,600 | -100 % | | | | 6.13 % | $-24,024 | | | | | | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Heartland Advisors Inc | Institution | 996,775 | Sold Some | -1,100 | -0.11 % | $13,645,850 | $14,483,141 | $837,291 | 6.13 % | $-924 | | | | | | History of Heartland Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hsbc Holdings Plc | Institution | 22,536 | No Change | 0 | 0 % | $308,518 | $327,448 | $18,930 | 6.13 % | $0 | | | | | | History of Hsbc Holdings Plc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 142,460 | Added More | 30,505 | 27.24 % | $1,950,277 | $2,069,944 | $119,666 | 6.13 % | $25,624 | | | | | | History of Hudson Bay Capital Management Lp Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Hunter Global Investors L P | Institution | | Sold All | -1,100,000 | -100 % | | | | 6.13 % | $-924,000 | | | | | | History of Hunter Global Investors L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Irish Life Investment Managers | Institution | 8,678 | Added More | 2,000 | 29.94 % | $118,802 | $126,091 | $7,290 | 6.13 % | $1,680 | | | | | | History of Irish Life Investment Managers Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Jobson Charles E | Institution | | Sold All | -10,700 | -100 % | | | | 6.13 % | $-8,988 | | | | | | History of Jobson Charles E Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Keeley Asset Management Corp | Institution | 3,137,475 | Sold Some | -106,110 | -3.27 % | $42,952,033 | $45,587,512 | $2,635,479 | 6.13 % | $-89,132 | | | | | | History of Keeley Asset Management Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Keybank National Association | Institution | 152,206 | Sold Some | -334,300 | -68.71 % | $2,083,700 | $2,211,553 | $127,853 | 6.13 % | $-280,812 | | | | | | History of Keybank National Association Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -34,699 | -100 % | | | | 6.13 % | $-29,147 | | | | | | History of Knight Capital Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Madison Square Investors Llc | No Data | 58 | Sold Some | -957 | -94.28 % | $794 | $843 | $49 | 6.13 % | $-804 | | | | | | History of Madison Square Investors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR/A | Manning And Napier Advisors Inc | Institution | 602,990 | Added More | 26,610 | 4.61 % | $8,254,933 | $8,761,445 | $506,512 | 6.13 % | $22,352 | | | | | | History of Manning And Napier Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Marsico Capital Management Llc | Institution | 6,669,080 | Added More | 178,246 | 2.74 % | $91,299,705 | $96,901,732 | $5,602,027 | 6.13 % | $149,727 | | | | | | History of Marsico Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Mason Street Advisors Llc | Institution | 78,700 | Added More | 15,600 | 24.72 % | $1,077,403 | $1,143,511 | $66,108 | 6.13 % | $13,104 | | | | | | History of Mason Street Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 123,981 | New Holding | 123,981 | 100 % | $1,697,300 | $1,801,444 | $104,144 | 6.13 % | $104,144 | | | | | | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Northern Trust Co Of Connecticut | Institution | 34,210 | New Holding | 34,210 | 100 % | $468,335 | $497,071 | $28,736 | 6.13 % | $28,736 | | | | | | History of Northern Trust Co Of Connecticut Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 600 | Sold Some | -77 | -11.37 % | $8,214 | $8,718 | $504 | 6.13 % | $-65 | | | | | | History of Northwestern Mutual Wealth Management Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Oppenheimer And Co Inc | Institution | 91,200 | Added More | 1,200 | 1.33 % | $1,248,528 | $1,325,136 | $76,608 | 6.13 % | $1,008 | | | | | | History of Oppenheimer And Co Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Oppenheimer Funds Inc | Institution | 2,913,032 | Added More | 105,232 | 3.74 % | $39,879,408 | $42,326,355 | $2,446,947 | 6.13 % | $88,395 | | | | | | History of Oppenheimer Funds Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Perkins Investment Management Llc | No Data | 1,815,900 | Added More | 220,900 | 13.84 % | $24,859,671 | $26,385,027 | $1,525,356 | 6.13 % | $185,556 | | | | | | History of Perkins Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Price T Rowe Associates Inc | Institution | 84,393 | Sold Some | -3,017,939 | -97.27 % | $1,155,340 | $1,226,230 | $70,890 | 6.13 % | $-2,535,069 | | | | | | History of Price T Rowe Associates Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Putnam Investment Management Llc | Institution | 90,828 | New Holding | 90,828 | 100 % | $1,243,435 | $1,319,731 | $76,296 | 6.13 % | $76,296 | | | | | | History of Putnam Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Rainier Investment Management Inc | Institution | 4,648,900 | Added More | 2,473,280 | 113.68 % | $63,643,441 | $67,548,517 | $3,905,076 | 6.13 % | $2,077,555 | | | | | | History of Rainier Investment Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Renaissance Technologies Corp | Institution | 1,876,854 | Added More | 137,300 | 7.89 % | $25,694,131 | $27,270,689 | $1,576,557 | 6.13 % | $115,332 | | | | | | History of Renaissance Technologies Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Sandler Oneill Asset Management Llc | Institution | 347,800 | Sold Some | -27,200 | -7.25 % | $4,761,382 | $5,053,534 | $292,152 | 6.13 % | $-22,848 | | | | | | History of Sandler Oneill Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 76,507 | No Change | 0 | 0 % | $1,047,381 | $1,111,647 | $64,266 | 6.13 % | $0 | | | | | | History of Schwab Charles Investment Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Td Asset Management Inc | Institution | | Sold All | -16,700 | -100 % | | | | 6.13 % | $-14,028 | | | | | | History of Td Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Teacher Retirement System Of Texas | Institution | | Sold All | -53,382 | -100 % | | | | 6.13 % | $-44,841 | | | | | | History of Teacher Retirement System Of Texas Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Technical Financial Services Llc | Institution | 38,606 | Added More | 18,006 | 87.40 % | $528,516 | $560,945 | $32,429 | 6.13 % | $15,125 | | | | | | History of Technical Financial Services Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR/A | Thrivent Financial For Lutherans | Institution | 393,400 | Added More | 93,400 | 31.13 % | $5,385,646 | $5,716,102 | $330,456 | 6.13 % | $78,456 | | | | | | History of Thrivent Financial For Lutherans Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Tudor Investment Corp Et Al | Institution | | Sold All | -11,600 | -100 % | | | | 6.13 % | $-9,744 | | | | | | History of Tudor Investment Corp Et Al Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | United Services Automobile Association | Institution | 86,803 | Added More | 53,198 | 158.30 % | $1,188,333 | $1,261,248 | $72,915 | 6.13 % | $44,686 | | | | | | History of United Services Automobile Association Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Verition Fund Managegment Llc | No Data | 48,630 | New Holding | 48,630 | 100 % | $665,745 | $706,594 | $40,849 | 6.13 % | $40,849 | | | | | | History of Verition Fund Managegment Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-12 | 2009-12-31 | 13F-HR | Wellington Management Co Llp | Institution | | Sold All | -10,600 | -100 % | | | | 6.13 % | $-8,904 | | | | | | History of Wellington Management Co Llp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Advisor Partners Llc | No Data | 1,297 | New Holding | 1,297 | 100 % | $17,613 | $18,845 | $1,232 | 6.99 % | $1,232 | | | | | | History of Advisor Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | American Century Companies Inc | Institution | 738,260 | Sold Some | -436,268 | -37.14 % | $10,025,571 | $10,726,918 | $701,347 | 6.99 % | $-414,455 | | | | | | History of American Century Companies Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Bank Of Albuquerque Na | No Data | 15,150 | Added More | 30 | 0.19 % | $205,737 | $220,130 | $14,393 | 6.99 % | $29 | | | | | | History of Bank Of Albuquerque Na Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Bank Of America Corp | Institution | 1,958,497 | Added More | 50,030 | 2.62 % | $26,596,389 | $28,456,961 | $1,860,572 | 6.99 % | $47,529 | | | | | | History of Bank Of America Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Bank Of Oklahoma National Association | No Data | 33,530 | Added More | 16,900 | 101.62 % | $455,337 | $487,191 | $31,854 | 6.99 % | $16,055 | | | | | | History of Bank Of Oklahoma National Association Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Davidson D A And Co | Institution | 64 | New Holding | 64 | 100 % | $869 | $930 | $61 | 6.99 % | $61 | | | | | | History of Davidson D A And Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Diamond Hill Capital Management Inc | Institution | 161,285 | Added More | 1,015 | 0.63 % | $2,190,250 | $2,343,471 | $153,221 | 6.99 % | $964 | | | | | | History of Diamond Hill Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Employees Retirement System Of Texas | Institution | 94,100 | Sold Some | -79,000 | -45.63 % | $1,277,878 | $1,367,273 | $89,395 | 6.99 % | $-75,050 | | | | | | History of Employees Retirement System Of Texas Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Gamco Investors Inc Et Al | Institution | 25,000 | No Change | 0 | 0 % | $339,500 | $363,250 | $23,750 | 6.99 % | $0 | | | | | | History of Gamco Investors Inc Et Al Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Gsa Capital Partners Llp | Institution | 24,597 | Sold Some | -15,738 | -39.01 % | $334,027 | $357,394 | $23,367 | 6.99 % | $-14,951 | | | | | | History of Gsa Capital Partners Llp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Hbk Investments L P | Institution | 23,533 | Sold Some | -9,867 | -29.54 % | $319,578 | $341,934 | $22,356 | 6.99 % | $-9,374 | | | | | | History of Hbk Investments L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Highbridge Capital Management Llc | Institution | 848,182 | Sold Some | -710,492 | -45.58 % | $11,518,312 | $12,324,084 | $805,773 | 6.99 % | $-674,967 | | | | | | History of Highbridge Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Ing Investment Management Co | Institution | 67,030 | Added More | 5,100 | 8.23 % | $910,267 | $973,946 | $63,679 | 6.99 % | $4,845 | | | | | | History of Ing Investment Management Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Martin Currie Inc | Institution | | Sold All | -13,900 | -100 % | | | | 6.99 % | $-13,205 | | | | | | History of Martin Currie Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Metropolitan Life Insurance Co | Institution | 104,034 | Added More | 11,178 | 12.03 % | $1,412,782 | $1,511,614 | $98,832 | 6.99 % | $10,619 | | | | | | History of Metropolitan Life Insurance Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Omers Administration Corp | Institution | 25,560 | New Holding | 25,560 | 100 % | $347,105 | $371,387 | $24,282 | 6.99 % | $24,282 | | | | | | History of Omers Administration Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Padco Advisors Ii Inc | Institution | 9,888 | Sold Some | -6,894 | -41.07 % | $134,279 | $143,673 | $9,394 | 6.99 % | $-6,549 | | | | | | History of Padco Advisors Ii Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Padco Advisors Inc | Institution | 10,006 | Sold Some | -4,208 | -29.60 % | $135,881 | $145,387 | $9,506 | 6.99 % | $-3,998 | | | | | | History of Padco Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Rs Investment Management Co Llc | Institution | 2,580,438 | Added More | 32,650 | 1.28 % | $35,042,348 | $37,493,764 | $2,451,416 | 6.99 % | $31,018 | | | | | | History of Rs Investment Management Co Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Russell Frank Co | Institution | 955,542 | Sold Some | -83,930 | -8.07 % | $12,976,260 | $13,884,025 | $907,765 | 6.99 % | $-79,734 | | | | | | History of Russell Frank Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | State Of Wisconsin Investment Board | Institution | 157,220 | Added More | 33,180 | 26.74 % | $2,135,048 | $2,284,407 | $149,359 | 6.99 % | $31,521 | | | | | | History of State Of Wisconsin Investment Board Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Systematic Financial Management Lp | Institution | 5,788,783 | Added More | 505,231 | 9.56 % | $78,611,673 | $84,111,017 | $5,499,344 | 6.99 % | $479,969 | | | | | | History of Systematic Financial Management Lp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Teachers Advisors Inc | Institution | 56,348 | Sold Some | -52,229 | -48.10 % | $765,206 | $818,736 | $53,531 | 6.99 % | $-49,618 | | | | | | History of Teachers Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 849,992 | Added More | 158,416 | 22.90 % | $11,542,891 | $12,350,384 | $807,492 | 6.99 % | $150,495 | | | | | | History of Tiaa Cref Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 17,100 | New Holding | 17,100 | 100 % | $232,218 | $248,463 | $16,245 | 6.99 % | $16,245 | | | | | | History of Virginia Retirement Systems Et Al Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Westwood Management Corp | Institution | 393,900 | Sold Some | -34,500 | -8.05 % | $5,349,162 | $5,723,367 | $374,205 | 6.99 % | $-32,775 | | | | | | History of Westwood Management Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-12-31 | 13F-HR | Zweig Dimenna Partners L P | Institution | 1,837,200 | Sold Some | -7,800 | -0.42 % | $24,949,176 | $26,694,516 | $1,745,340 | 6.99 % | $-7,410 | | | | | | History of Zweig Dimenna Partners L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-11 | 2009-11-30 | N-CSRS | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 58 | No Change | 0 | 0 % | $788 | $843 | $55 | 6.99 % | $0 | | | | | | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,193,906 | Sold Some | -1,571,624 | -32.97 % | $42,862,219 | $46,407,454 | $3,545,236 | 8.27 % | $-1,744,503 | | | | | | History of Dimensional Fund Advisors Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | First Quadrant L P | Institution | 65,400 | Sold Some | -2,700 | -3.96 % | $877,668 | $950,262 | $72,594 | 8.27 % | $-2,997 | | | | | | History of First Quadrant L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Marshall Wace North America L P | Institution | 2,595 | Sold Some | -364,011 | -99.29 % | $34,825 | $37,705 | $2,880 | 8.27 % | $-404,052 | | | | | | History of Marshall Wace North America L P Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Nmf Asset Management Llc | Institution | 105,000 | No Change | 0 | 0 % | $1,409,100 | $1,525,650 | $116,550 | 8.27 % | $0 | | | | | | History of Nmf Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Numeric Investors Llc | Institution | | Sold All | -32,500 | -100 % | | | | 8.27 % | $-36,075 | | | | | | History of Numeric Investors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Palisades Investment Partners Llc | Institution | 78,900 | Added More | 1,100 | 1.41 % | $1,058,838 | $1,146,417 | $87,579 | 8.27 % | $1,221 | | | | | | History of Palisades Investment Partners Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Panagora Asset Management Inc | Institution | 60,292 | Added More | 25,230 | 71.95 % | $809,119 | $876,043 | $66,924 | 8.27 % | $28,005 | | | | | | History of Panagora Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Parametric Portfolio Associates | Institution | 69,366 | Added More | 28,507 | 69.76 % | $930,892 | $1,007,888 | $76,996 | 8.27 % | $31,643 | | | | | | History of Parametric Portfolio Associates Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Plural Investments Llc | No Data | 53,077 | No Compare | | | $712,293 | $771,209 | $58,915 | 8.27 % | | | | | | | History of Plural Investments Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Profund Advisors Llc | Institution | 37,077 | Sold Some | -9,222 | -19.91 % | $497,573 | $538,729 | $41,155 | 8.27 % | $-10,236 | | | | | | History of Profund Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Proshare Advisors Llc | Institution | 165,776 | Added More | 1,368 | 0.83 % | $2,224,714 | $2,408,725 | $184,011 | 8.27 % | $1,518 | | | | | | History of Proshare Advisors Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Tcw Group Inc | Institution | 46,263 | Sold Some | -12,575 | -21.37 % | $620,849 | $672,201 | $51,352 | 8.27 % | $-13,958 | | | | | | History of Tcw Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-10 | 2009-12-31 | 13F-HR | Tesseract Capital Llc | No Data | 149 | Sold Some | -551 | -78.71 % | $2,000 | $2,165 | $165 | 8.27 % | $-612 | | | | | | History of Tesseract Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | | Sold All | -142,559 | -100 % | | | | 8.51 % | $-162,517 | | | | | | History of Bnp Paribas Arbitrage Sa Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | California Public Employees Retirement System | Institution | 352,940 | New Holding | 352,940 | 100 % | $4,725,867 | $5,128,218 | $402,352 | 8.51 % | $402,352 | | | | | | History of California Public Employees Retirement System Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Ccm Partners | Institution | 21,109 | No Change | 0 | 0 % | $282,650 | $306,714 | $24,064 | 8.51 % | $0 | | | | | | History of Ccm Partners Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR/A | Eagle Asset Management Inc | Institution | 994,523 | New Holding | 994,523 | 100 % | $13,316,663 | $14,450,419 | $1,133,756 | 8.51 % | $1,133,756 | | | | | | History of Eagle Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Gw Capital Management Incco | Institution | | Sold All | -4,200 | -100 % | | | | 8.51 % | $-4,788 | | | | | | History of Gw Capital Management Incco Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Hartford Investment Management Co | Institution | 27,810 | Added More | 1,030 | 3.84 % | $372,376 | $404,079 | $31,703 | 8.51 % | $1,174 | | | | | | History of Hartford Investment Management Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | J P Morgan Chase And Co | Institution | 2,175,607 | Added More | 41,249 | 1.93 % | $29,131,378 | $31,611,570 | $2,480,192 | 8.51 % | $47,024 | | | | | | History of J P Morgan Chase And Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Marco Investment Management Llc | Institution | 11 | New Holding | 11 | 100 % | $147 | $160 | $13 | 8.51 % | $13 | | | | | | History of Marco Investment Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | New York State Common Retirement Fund | Institution | 1,080,750 | Added More | 192,600 | 21.68 % | $14,471,243 | $15,703,298 | $1,232,055 | 8.51 % | $219,564 | | | | | | History of New York State Common Retirement Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Rafferty Asset Management Llc | Institution | 116,791 | Added More | 31,918 | 37.60 % | $1,563,831 | $1,696,973 | $133,142 | 8.51 % | $36,387 | | | | | | History of Rafferty Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Ramsey Asset Management | Institution | | Sold All | -12,750 | -100 % | | | | 8.51 % | $-14,535 | | | | | | History of Ramsey Asset Management Ownership Of First Niagara Financial Group Inc |
| 2010-02-09 | 2009-12-31 | 13F-HR | Stratton Management Co | Institution | 577,000 | No Change | 0 | 0 % | $7,726,030 | $8,383,810 | $657,780 | 8.51 % | $0 | | | | | | History of Stratton Management Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Becker Capital Management Inc | Institution | 82,975 | Sold Some | -450 | -0.53 % | $1,103,568 | $1,205,627 | $102,059 | 9.24 % | $-554 | | | | | | History of Becker Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | First Trust Advisors Lp | Institution | 1,052,564 | Sold Some | -262,121 | -19.93 % | $13,999,101 | $15,293,755 | $1,294,654 | 9.24 % | $-322,409 | | | | | | History of First Trust Advisors Lp Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 122,253 | Sold Some | -45,250 | -27.01 % | $1,625,965 | $1,776,336 | $150,371 | 9.24 % | $-55,658 | | | | | | History of Los Angeles Capital Management And Equity Research Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Mcglinn Capital Management Inc | Institution | 25,000 | No Change | 0 | 0 % | $332,500 | $363,250 | $30,750 | 9.24 % | $0 | | | | | | History of Mcglinn Capital Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Menta Capital Llc | Institution | 33,469 | Added More | 15,700 | 88.35 % | $445,138 | $486,305 | $41,167 | 9.24 % | $19,311 | | | | | | History of Menta Capital Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 11,500 | Added More | 300 | 2.67 % | $152,950 | $167,095 | $14,145 | 9.24 % | $369 | | | | | | History of Paradigm Asset Management Co Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | Wesbanco Bank Inc | Institution | 39,900 | New Holding | 39,900 | 100 % | $530,670 | $579,747 | $49,077 | 9.24 % | $49,077 | | | | | | History of Wesbanco Bank Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-08 | 2009-12-31 | 13F-HR | World Asset Management Inc | Institution | 30,888 | Added More | 5,242 | 20.43 % | $410,810 | $448,803 | $37,992 | 9.24 % | $6,448 | | | | | | History of World Asset Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | California State Teachers Retirement System | Institution | 369,824 | Added More | 117,710 | 46.68 % | $4,907,564 | $5,373,543 | $465,978 | 9.49 % | $148,315 | | | | | | History of California State Teachers Retirement System Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Ctc Fund Management Llc | Institution | 4,300 | New Holding | 4,300 | 100 % | $57,061 | $62,479 | $5,418 | 9.49 % | $5,418 | | | | | | History of Ctc Fund Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 6,809 | Added More | 1,052 | 18.27 % | $90,355 | $98,935 | $8,579 | 9.49 % | $1,326 | | | | | | History of Gartmore Mutual Fund Capital Trust Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Karpus Management Inc | Institution | 12,020 | No Change | 0 | 0 % | $159,505 | $174,651 | $15,145 | 9.49 % | $0 | | | | | | History of Karpus Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Nbt Bank N A | Institution | 6,606 | Added More | 155 | 2.40 % | $87,662 | $95,985 | $8,324 | 9.49 % | $195 | | | | | | History of Nbt Bank N A Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Phocas Financial Corp | Institution | 193,293 | Added More | 51,937 | 36.74 % | $2,564,998 | $2,808,547 | $243,549 | 9.49 % | $65,441 | | | | | | History of Phocas Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,000 | No Change | 0 | 0 % | $13,270 | $14,530 | $1,260 | 9.49 % | $0 | | | | | | History of Pnc Financial Services Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Research Affiliates Llc | Institution | | Sold All | -24,134 | -100 % | | | | 9.49 % | $-30,409 | | | | | | History of Research Affiliates Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Rhumbline Advisers | Institution | 297,640 | Sold Some | -41,074 | -12.12 % | $3,949,683 | $4,324,709 | $375,026 | 9.49 % | $-51,753 | | | | | | History of Rhumbline Advisers Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Sg Americas Securities Llc | Institution | 24,515 | Sold Some | -91,476 | -78.86 % | $325,314 | $356,203 | $30,889 | 9.49 % | $-115,260 | | | | | | History of Sg Americas Securities Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-12-31 | 13F-HR | Waddell And Reed Financial Inc | Institution | 429,900 | Added More | 177,400 | 70.25 % | $5,704,773 | $6,246,447 | $541,674 | 9.49 % | $223,524 | | | | | | History of Waddell And Reed Financial Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-11-30 | N-CSR | Unified Series Trust - Marathon Value Portfolio | Multi-Cap Value | | Sold All | -11,500 | -100 % | | | | 9.49 % | $-14,490 | | | | | | History of Unified Series Trust - Marathon Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-02-05 | 2009-11-30 | N-CSRS | Valic Co I - Small Cap Fund | Small-Cap Core | | Sold All | -25,400 | -100 % | | | | 9.49 % | $-32,004 | | | | | | History of Valic Co I - Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Blair William And Co | Institution | 64,636 | Added More | 1,016 | 1.59 % | $853,842 | $939,161 | $85,320 | 9.99 % | $1,341 | | | | | | History of Blair William And Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Clarivest Asset Management Llc | Institution | | Sold All | -81,500 | -100 % | | | | 9.99 % | $-107,580 | | | | | | History of Clarivest Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Comerica Bank | Institution | 151,679 | Added More | 4,590 | 3.12 % | $2,003,680 | $2,203,896 | $200,216 | 9.99 % | $6,059 | | | | | | History of Comerica Bank Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Dean C H And Associates Inc | Institution | 31,490 | New Holding | 31,490 | 100 % | $415,983 | $457,550 | $41,567 | 9.99 % | $41,567 | | | | | | History of Dean C H And Associates Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 19,400 | New Holding | 19,400 | 100 % | $256,274 | $281,882 | $25,608 | 9.99 % | $25,608 | | | | | | History of Yorktown Management And Research Co Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Equity Trust - Ing Convertible Fund | Specialty & Misc | 530 | Sold Some | -100 | -15.87 % | $7,001 | $7,701 | $700 | 9.99 % | $-132 | | | | | | History of Ing Equity Trust - Ing Convertible Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -2,842 | -100 % | | | | 9.99 % | $-3,751 | | | | | | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-04 | 2009-11-30 | N-CSRS | Ing Series Fund Inc - Ing Index Plus Midcap Fund | Mid-Cap Core | | Sold All | -38,261 | -100 % | | | | 9.99 % | $-50,505 | | | | | | History of Ing Series Fund Inc - Ing Index Plus Midcap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-03 | 2009-12-31 | 13F-HR | Bank Of Hawaii | Institution | 6,103 | Sold Some | -9,500 | -60.88 % | $82,085 | $88,677 | $6,591 | 8.02 % | $-10,260 | | | | | | History of Bank Of Hawaii Ownership Of First Niagara Financial Group Inc |
| 2010-02-03 | 2009-12-31 | 13F-HR | Deprince Race And Zollo Inc | Institution | 960,850 | Added More | 71,300 | 8.01 % | $12,923,433 | $13,961,151 | $1,037,718 | 8.02 % | $77,004 | | | | | | History of Deprince Race And Zollo Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-03 | 2009-12-31 | 13F-HR | First Mercantile Trust Co | Institution | 11,310 | No Change | 0 | 0 % | $152,120 | $164,334 | $12,215 | 8.02 % | $0 | | | | | | History of First Mercantile Trust Co Ownership Of First Niagara Financial Group Inc |
| 2010-02-03 | 2009-12-31 | 13F-HR | Turner Investment Partners Inc | Institution | 656,434 | Sold Some | -240,947 | -26.85 % | $8,829,037 | $9,537,986 | $708,949 | 8.02 % | $-260,223 | | | | | | History of Turner Investment Partners Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-03 | 2009-11-30 | N-CSR | Alliancebernstein Trust - Alliancebernstein Value Fund | Multi-Cap Value | 939,100 | Added More | 273,100 | 41.00 % | $12,630,895 | $13,645,123 | $1,014,228 | 8.02 % | $294,948 | | | | | | History of Alliancebernstein Trust - Alliancebernstein Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2010-02-01 | 4 | O Bryan Kevin M | Insider | 52,703 | Sold Some | -1,086 | -2.01 % | $719,923 | $765,775 | $45,852 | 6.36 % | $-945 | | X | | | Senior Vice President Credit | History of O Bryan Kevin M Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Blackthorn Investment Group Llc | Institution | 61,213 | Sold Some | -31,850 | -34.22 % | $836,170 | $889,425 | $53,255 | 6.36 % | $-27,710 | | | | | | History of Blackthorn Investment Group Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Courier Capital Corp | Institution | 10,623 | Sold Some | -27,336 | -72.01 % | $145,110 | $154,352 | $9,242 | 6.36 % | $-23,782 | | | | | | History of Courier Capital Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Fox Asset Management Llc | Institution | 722,406 | Sold Some | -4,320 | -0.59 % | $9,868,066 | $10,496,559 | $628,493 | 6.36 % | $-3,758 | | | | | | History of Fox Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Hartford Financial Management Inc | Institution | 9,230 | No Change | 0 | 0 % | $126,082 | $134,112 | $8,030 | 6.36 % | $0 | | | | | | History of Hartford Financial Management Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 85,044 | Added More | 26,409 | 45.03 % | $1,161,701 | $1,235,689 | $73,988 | 6.36 % | $22,976 | | | | | | History of Public Employees Retirement Association Of Colorado Ownership Of First Niagara Financial Group Inc |
| 2010-02-02 | 2009-11-30 | N-CSRS | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 1,100 | New Holding | 1,100 | 100 % | $15,026 | $15,983 | $957 | 6.36 % | $957 | | | | | | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of First Niagara Financial Group Inc |
| 2010-02-01 | 2009-12-31 | 13F-HR | Emerald Advisers Inc | Institution | 14,067 | No Change | 0 | 0 % | $192,999 | $204,394 | $11,394 | 5.90 % | $0 | | | | | | History of Emerald Advisers Inc Ownership Of First Niagara Financial Group Inc |
| 2010-02-01 | 2009-12-31 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | 15,400 | No Change | 0 | 0 % | $211,288 | $223,762 | $12,474 | 5.90 % | $0 | | | | | | History of Emerald Mutual Fund Advisers Trust Ownership Of First Niagara Financial Group Inc |
| 2010-02-01 | 2009-12-31 | 13F-HR | Lpl Financial Corp | Institution | 10,201 | New Holding | 10,201 | 100 % | $139,958 | $148,221 | $8,263 | 5.90 % | $8,263 | | | | | | History of Lpl Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2010-02-01 | 2009-12-31 | 13F-HR | M And T Bank Corp | Institution | 517 | Sold Some | -48,625 | -98.94 % | $7,093 | $7,512 | $419 | 5.90 % | $-39,386 | | | | | | History of M And T Bank Corp Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR/A | Kahn Brothers And Co Inc De | Institution | 899,007 | Sold Some | -10,947 | -1.20 % | $12,343,366 | $13,062,572 | $719,206 | 5.82 % | $-8,758 | | | | | | History of Kahn Brothers And Co Inc De Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Regions Financial Corp | Institution | 18,375 | No Change | 0 | 0 % | $252,289 | $266,989 | $14,700 | 5.82 % | $0 | | | | | | History of Regions Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Spectrum Advisory Services Inc | Institution | 20,000 | Added More | 2,500 | 14.28 % | $274,600 | $290,600 | $16,000 | 5.82 % | $2,000 | | | | | | History of Spectrum Advisory Services Inc Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Texas Permanent School Fund | Institution | 300,437 | Added More | 52,515 | 21.18 % | $4,125,000 | $4,365,350 | $240,350 | 5.82 % | $42,012 | | | | | | History of Texas Permanent School Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Wcm Investment Management | Institution | 458,245 | Added More | 12,736 | 2.85 % | $6,291,704 | $6,658,300 | $366,596 | 5.82 % | $10,189 | | | | | | History of Wcm Investment Management Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Wolverine Asset Management Llc | Institution | | Sold All | -14,900 | -100 % | | | | 5.82 % | $-11,920 | | | | | | History of Wolverine Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-11-30 | N-Q | American Performance Funds - Balanced Fund | Flexible Portfolio | 4,830 | Added More | 25 | 0.52 % | $66,316 | $70,180 | $3,864 | 5.82 % | $20 | | | | | | History of American Performance Funds - Balanced Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-11-30 | N-Q | Fidelity Select Portfolios - Home Finance Portfolio | Financial Services | 450,000 | Added More | 193,700 | 75.57 % | $6,178,500 | $6,538,500 | $360,000 | 5.82 % | $154,960 | | | | | | History of Fidelity Select Portfolios - Home Finance Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-11-30 | N-Q | Managers Amg Funds - Systematic Mid Cap Value Fund | Mid-Cap Value | 170,700 | Added More | 72,100 | 73.12 % | $2,343,711 | $2,480,271 | $136,560 | 5.82 % | $57,680 | | | | | | History of Managers Amg Funds - Systematic Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-11-30 | N-Q | Valic Co Ii - Small Cap Value Fund | Small-Cap Value | 17,100 | New Holding | 17,100 | 100 % | $234,783 | $248,463 | $13,680 | 5.82 % | $13,680 | | | | | | History of Valic Co Ii - Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-29 | 2009-09-30 | 13F-HR/A | Wolverine Asset Management Llc | Institution | 14,900 | New Holding | 14,900 | 100 % | $204,577 | $216,497 | $11,920 | 5.82 % | $11,920 | | | | | | History of Wolverine Asset Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-28 | 2009-12-31 | 13F-HR | Advisors Capital Management Llc | Institution | 32,150 | New Holding | 32,150 | 100 % | $447,207 | $467,140 | $19,933 | 4.45 % | $19,933 | | | | | | History of Advisors Capital Management Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-28 | 2009-12-31 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 466,083 | Added More | 27,400 | 6.24 % | $6,483,215 | $6,772,186 | $288,971 | 4.45 % | $16,988 | | | | | | History of State Board Of Administration Of Florida Retirement System Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-26 | 4 | Cantara Daniel E | Insider | 86,665 | Added More | 25,868 | 74.05 % | $1,219,377 | $1,259,242 | $39,866 | 3.26 % | $11,899 | | X | | | Evp Commercial Business Svcs | History of Cantara Daniel E Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-26 | 4 | Cantara Daniel E | Insider | 119,000 | Added More | 32,335 | 59.51 % | $1,674,330 | $1,729,070 | $54,740 | 3.26 % | $14,874 | | X | | | Evp Commercial Business Svcs | History of Cantara Daniel E Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Baker Thomas E | Insider | 30,020 | Added More | 3,463 | 14.99 % | $422,381 | $436,191 | $13,809 | 3.26 % | $1,593 | X | | | | | History of Baker Thomas E Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Bauman Elizabeth A | Insider | 17,121 | Added More | 6,925 | 211.70 % | $240,892 | $248,768 | $7,876 | 3.26 % | $3,186 | | X | | | Svp Human Resources | History of Bauman Elizabeth A Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Bowers G Thomas | Insider | 99,948 | Added More | 3,463 | 3.72 % | $1,406,268 | $1,452,244 | $45,976 | 3.26 % | $1,593 | X | | | | | History of Bowers G Thomas Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Cantara Daniel E | Insider | 60,797 | Added More | 5,194 | 10.30 % | $855,414 | $883,380 | $27,967 | 3.26 % | $2,389 | | X | | | Evp Commercial Business Svcs | History of Cantara Daniel E Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Crosby Gary M | No Data | 15,325 | Added More | 6,925 | 469.49 % | $215,623 | $222,672 | $7,050 | 3.26 % | $3,186 | | X | | | Chief Administrative Officer | History of Crosby Gary M Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Florio Carl A | Insider | 700,232 | Added More | 3,463 | 0.49 % | $9,852,264 | $10,174,371 | $322,107 | 3.26 % | $1,593 | X | | | | | History of Florio Carl A Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Harrington Michael W | Insider | 17,087 | Added More | 1,731 | 12.70 % | $240,414 | $248,274 | $7,860 | 3.26 % | $796 | | X | | | Chief Financial Officer | History of Harrington Michael W Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Jones William H | Insider | 131,869 | Added More | 3,463 | 2.77 % | $1,855,397 | $1,916,057 | $60,660 | 3.26 % | $1,593 | X | | | X | | History of Jones William H Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Judge Daniel W | Insider | 127,436 | Added More | 3,463 | 2.87 % | $1,793,025 | $1,851,645 | $58,621 | 3.26 % | $1,593 | X | | | | | History of Judge Daniel W Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Koelmel John R | Insider | 158,751 | Added More | 20,776 | 17.72 % | $2,233,627 | $2,306,652 | $73,025 | 3.26 % | $9,557 | X | X | | | President Ceo | History of Koelmel John R Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Mineo John | Insider | 15,699 | Added More | 1,731 | 14.14 % | $220,885 | $228,106 | $7,222 | 3.26 % | $796 | | X | | | Senior Vp - General Counsel | History of Mineo John Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | O Bryan Kevin M | Insider | 53,789 | Added More | 1,731 | 3.43 % | $756,811 | $781,554 | $24,743 | 3.26 % | $796 | | X | | | Senior Vice President Credit | History of O Bryan Kevin M Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Philip George M | Insider | 22,657 | Added More | 3,463 | 22.01 % | $318,784 | $329,206 | $10,422 | 3.26 % | $1,593 | X | | | | | History of Philip George M Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Polino Frank J | Insider | 41,249 | Added More | 3,463 | 10.08 % | $580,373 | $599,348 | $18,975 | 3.26 % | $1,593 | | X | | | Evp - Operations | History of Polino Frank J Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Woerner Louise | Insider | 81,791 | Added More | 3,463 | 4.62 % | $1,150,799 | $1,188,423 | $37,624 | 3.26 % | $1,593 | X | | | | | History of Woerner Louise Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2010-01-25 | 4 | Zebro David M | Insider | 46,423 | Added More | 3,463 | 8.76 % | $653,172 | $674,526 | $21,355 | 3.26 % | $1,593 | X | | | | | History of Zebro David M Ownership Of First Niagara Financial Group Inc |
| 2010-01-27 | 2009-11-30 | N-CSR | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Fund | Specialty & Misc | 12,699 | Sold Some | -1,378 | -9.78 % | $178,675 | $184,516 | $5,842 | 3.26 % | $-634 | | | | | | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-26 | 2009-12-31 | 13F-HR | Eaton Vance Management | Institution | 183,740 | Sold Some | -2,068 | -1.11 % | $2,576,035 | $2,669,742 | $93,707 | 3.63 % | $-1,055 | | | | | | History of Eaton Vance Management Ownership Of First Niagara Financial Group Inc |
| 2010-01-26 | 2009-12-31 | 13F-HR | Metlife Securities Inc | Institution | 100 | No Change | 0 | 0 % | $1,402 | $1,453 | $51 | 3.63 % | $0 | | | | | | History of Metlife Securities Inc Ownership Of First Niagara Financial Group Inc |
| 2010-01-26 | 2009-12-31 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 56,300 | Sold Some | -10,600 | -15.84 % | $789,326 | $818,039 | $28,713 | 3.63 % | $-5,406 | | | | | | History of Teachers Retirement System Of The State Of Kentucky Ownership Of First Niagara Financial Group Inc |
| 2010-01-26 | 2009-11-30 | N-Q | Schwab Strategic Trust | No Data | 700 | No Compare | | | $9,814 | $10,171 | $357 | 3.63 % | | | | | | | History of Schwab Strategic Trust Ownership Of First Niagara Financial Group Inc |
| 2010-01-25 | 2009-12-31 | 13F-HR | Arrow Financial Corp | Institution | 5,500 | Sold Some | -1,500 | -21.42 % | $79,420 | $79,915 | $495 | 0.62 % | $-135 | | | | | | History of Arrow Financial Corp Ownership Of First Niagara Financial Group Inc |
| 2010-01-25 | 2009-12-31 | 13F-HR | Harold C Brown And Co Llc | Institution | 13,778 | Sold Some | -500 | -3.50 % | $198,954 | $200,194 | $1,240 | 0.62 % | $-45 | | | | | | History of Harold C Brown And Co Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-22 | 2009-12-31 | 13F-HR | Strs Ohio | Institution | 52,466 | New Holding | 52,466 | 100 % | $759,708 | $762,331 | $2,623 | 0.34 % | $2,623 | | | | | | History of Strs Ohio Ownership Of First Niagara Financial Group Inc |
| 2010-01-21 | 2009-12-31 | 13F-HR | Oakbrook Investments Llc | Institution | 22,762 | Added More | 5,762 | 33.89 % | $333,691 | $330,732 | $-2,959 | -0.88 % | $-749 | | | | | | History of Oakbrook Investments Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-20 | 2009-12-31 | 13F-HR | Gerry Farber Llc | Institution | 39,000 | New Holding | 39,000 | 100 % | $564,330 | $566,670 | $2,340 | 0.41 % | $2,340 | | | | | | History of Gerry Farber Llc Ownership Of First Niagara Financial Group Inc |
| 2010-01-20 | 2009-11-30 | N-Q | California Investment Trust - S And P Midcap Index Fund | Mid-Cap Core | 21,109 | No Change | 0 | 0 % | $305,447 | $306,714 | $1,267 | 0.41 % | $0 | | | | | | History of California Investment Trust - S And P Midcap Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-19 | 2009-12-31 | 13F-HR | Bank Of New York Mellon Corp | Institution | 2,481,609 | Added More | 210,391 | 9.26 % | $35,834,434 | $36,057,779 | $223,345 | 0.62 % | $18,935 | | | | | | History of Bank Of New York Mellon Corp Ownership Of First Niagara Financial Group Inc |
| 2010-01-19 | 2009-12-31 | 13F-HR | Clinton Group Inc | Institution | 55,009 | Sold Some | -119,717 | -68.51 % | $794,330 | $799,281 | $4,951 | 0.62 % | $-10,775 | | | | | | History of Clinton Group Inc Ownership Of First Niagara Financial Group Inc |
| 2010-01-15 | 2009-10-31 | N-CSR/A | Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares | No Data | 116,055 | Added More | 26,428 | 29.48 % | $1,661,908 | $1,686,279 | $24,372 | 1.46 % | $5,550 | | | | | | History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of First Niagara Financial Group Inc |
| 2010-01-15 | 2009-10-31 | N-CSR/A | Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares | No Data | 4,188 | Added More | 536 | 14.67 % | $59,972 | $60,852 | $879 | 1.46 % | $113 | | | | | | History of Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares Ownership Of First Niagara Financial Group Inc |
| 2010-01-14 | 2009-12-31 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 333,499 | Added More | 55,269 | 19.86 % | $4,822,396 | $4,845,740 | $23,345 | 0.48 % | $3,869 | | | | | | History of Public Employees Retirement System Of Ohio Ownership Of First Niagara Financial Group Inc |
| 2010-01-13 | 2009-12-31 | 13F-HR/A | Huntington National Bank | Institution | 15,120 | No Change | 0 | 0 % | $215,006 | $219,694 | $4,687 | 2.18 % | $0 | | | | | | History of Huntington National Bank Ownership Of First Niagara Financial Group Inc |
| 2010-01-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 61,930 | Sold Some | -179,036 | -74.29 % | $857,731 | $899,843 | $42,112 | 4.90 % | $-121,744 | | | | | | History of Ing Investment Management Co Ownership Of First Niagara Financial Group Inc |
| 2010-01-11 | 2009-10-31 | N-CSR/A | Unified Series Trust - Marathon Value Portfolio | Multi-Cap Value | 11,500 | New Holding | 11,500 | 100 % | $161,345 | $167,095 | $5,750 | 3.56 % | $5,750 | | | | | | History of Unified Series Trust - Marathon Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-11 | 2009-10-31 | N-CSR | Victory Portfolios - Victory Small Company Opportunity Fund | Small-Cap Value | 363,000 | Added More | 176,000 | 94.11 % | $5,092,890 | $5,274,390 | $181,500 | 3.56 % | $88,000 | | | | | | History of Victory Portfolios - Victory Small Company Opportunity Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-12-31 | 13F-HR | Tompkins Trustco Inc | Institution | 1,811 | Added More | 800 | 79.12 % | $25,789 | $26,314 | $525 | 2.03 % | $232 | | | | | | History of Tompkins Trustco Inc Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Advisors Series Trust - Castlerock Fund | Specialty & Misc | | Sold All | -13,579 | -100 % | | | | 2.03 % | $-3,938 | | | | | | History of Advisors Series Trust - Castlerock Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 744,150 | Added More | 451,295 | 154.10 % | $10,596,696 | $10,812,500 | $215,804 | 2.03 % | $130,876 | | | | | | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 85,353 | No Change | 0 | 0 % | $1,215,427 | $1,240,179 | $24,752 | 2.03 % | $0 | | | | | | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 3,200 | Added More | 1,400 | 77.77 % | $45,568 | $46,496 | $928 | 2.03 % | $406 | | | | | | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 40,807 | Added More | 224 | 0.55 % | $581,092 | $592,926 | $11,834 | 2.03 % | $65 | | | | | | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 1,531,621 | Sold Some | -458,650 | -23.04 % | $21,810,283 | $22,254,453 | $444,170 | 2.03 % | $-133,009 | | | | | | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 292,108 | Added More | 100,726 | 52.63 % | $4,159,618 | $4,244,329 | $84,711 | 2.03 % | $29,211 | | | | | | History of Dfa Investment Trust Co - International Value Series Ownership Of First Niagara Financial Group Inc |
| 2010-01-08 | 2009-10-31 | N-CSRS | Ishares Trust - Ishares Dow Jones Select Dividend Index Fund | Specialty & Misc | | Sold All | -915,539 | -100 % | | | | 2.03 % | $-265,506 | | | | | | History of Ishares Trust - Ishares Dow Jones Select Dividend Index Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-07 | 2009-12-31 | 13F-HR | Bb And T Corp | Institution | 18,369 | Added More | 5,728 | 45.31 % | $262,860 | $266,902 | $4,041 | 1.53 % | $1,260 | | | | | | History of Bb And T Corp Ownership Of First Niagara Financial Group Inc |
| 2010-01-07 | 2009-10-31 | N-CSR | Jpmorgan Trust I - Highbridge Statistical Market Neutral Fund | Specialty & Misc | | Sold All | -204 | -100 % | | | | 1.53 % | $-45 | | | | | | History of Jpmorgan Trust I - Highbridge Statistical Market Neutral Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-07 | 2009-10-31 | N-CSR | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 14,700 | No Change | 0 | 0 % | $210,357 | $213,591 | $3,234 | 1.53 % | $0 | | | | | | History of Old Westbury Funds Inc - International Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-07 | 2009-10-31 | N-CSR | Russell Investment Co - International Fund | International Multi-Cap Core | 405,750 | Added More | 110,450 | 37.40 % | $5,806,283 | $5,895,548 | $89,265 | 1.53 % | $24,299 | | | | | | History of Russell Investment Co - International Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-05 | 2009-10-31 | N-CSR | Fbr Funds - Fbr Pegasus Small Cap Fund | Small-Cap Growth | 25,300 | Added More | 8,300 | 48.82 % | $361,790 | $367,609 | $5,819 | 1.60 % | $1,909 | | | | | | History of Fbr Funds - Fbr Pegasus Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-05 | 2009-10-31 | N-CSR | Fbr Funds - Fbr Small Cap Financial Fund | Financial Services | 201,300 | Added More | 135,000 | 203.61 % | $2,878,590 | $2,924,889 | $46,299 | 1.60 % | $31,050 | | | | | | History of Fbr Funds - Fbr Small Cap Financial Fund Ownership Of First Niagara Financial Group Inc |
| 2010-01-04 | 2009-09-30 | 13F-HR/A | California Public Employees Retirement System | Institution | | Sold All | -342,101 | -100 % | | | | 1.82 % | $-88,946 | | | | | | History of California Public Employees Retirement System Ownership Of First Niagara Financial Group Inc |
| 2009-12-31 | 2009-09-30 | N-Q/A | Rydex Dynamic Funds - Dynamic Russell 2000 Fund | No Data | | Sold All | -1,998 | -100 % | | | | 4.45 % | $-1,239 | | | | | | History of Rydex Dynamic Funds - Dynamic Russell 2000 Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-31 | 2009-09-30 | N-Q/A | Rydex Variable Trust - Banking Fund | Specialty & Misc | 12,672 | Added More | 4,230 | 50.10 % | $176,268 | $184,124 | $7,857 | 4.45 % | $2,623 | | | | | | History of Rydex Variable Trust - Banking Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-31 | 2009-09-30 | N-Q/A | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,460 | Added More | 290 | 24.78 % | $20,309 | $21,214 | $905 | 4.45 % | $180 | | | | | | History of Rydex Variable Trust - Biotechnology Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-31 | 2009-09-30 | N-Q/A | Rydex Variable Trust - Financial Services Fund | Specialty & Misc | | Sold All | -4,022 | -100 % | | | | 4.45 % | $-2,494 | | | | | | History of Rydex Variable Trust - Financial Services Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | Fidelity Devonshire Trust - Fidelity Mid Cap Value Fund | Mid-Cap Value | 885,800 | New Holding | 885,800 | 100 % | $12,427,774 | $12,870,674 | $442,900 | 3.56 % | $442,900 | | | | | | History of Fidelity Devonshire Trust - Fidelity Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | Fidelity Securities Fund - Small Cap Growth Fund | Small-Cap Growth | 950,000 | New Holding | 950,000 | 100 % | $13,328,500 | $13,803,500 | $475,000 | 3.56 % | $475,000 | | | | | | History of Fidelity Securities Fund - Small Cap Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | First Trust Exchange-Traded Alphadex Fund - First Trust Energy Alphadex Fund | Specialty & Misc | 8,600 | Added More | 5,522 | 179.40 % | $120,658 | $124,958 | $4,300 | 3.56 % | $2,761 | | | | | | History of First Trust Exchange-Traded Alphadex Fund - First Trust Energy Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | First Trust Exchange-Traded Alphadex Fund - First Trust Mid Cap Core Alphadex Fund | Mid-Cap Core | 3,553 | Added More | 1,183 | 49.91 % | $49,849 | $51,625 | $1,777 | 3.56 % | $592 | | | | | | History of First Trust Exchange-Traded Alphadex Fund - First Trust Mid Cap Core Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | First Trust Exchange-Traded Alphadex Fund - First Trust Multi Cap Value Alphadex Fund | Multi-Cap Value | 1,174 | Sold Some | -257 | -17.95 % | $16,471 | $17,058 | $587 | 3.56 % | $-129 | | | | | | History of First Trust Exchange-Traded Alphadex Fund - First Trust Multi Cap Value Alphadex Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | Morgan Stanley Special Value Fund - None | Specialty & Misc | 177,800 | Added More | 75,000 | 72.95 % | $2,494,534 | $2,583,434 | $88,900 | 3.56 % | $37,500 | | | | | | History of Morgan Stanley Special Value Fund - None Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-CSR | Tax Managed Small Cap Value Portfolio - Tax Managed Small Cap Value Portfolio | Small-Cap Value | | Sold All | -101,100 | -100 % | | | | 3.56 % | $-50,550 | | | | | | History of Tax Managed Small Cap Value Portfolio - Tax Managed Small Cap Value Portfolio Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 600 | New Holding | 600 | 100 % | $8,418 | $8,718 | $300 | 3.56 % | $300 | | | | | | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-30 | 2009-10-31 | N-Q | Usaa Mutual Funds Trust - Income Stock Fund | Equity Income | 128,500 | Added More | 111,300 | 647.09 % | $1,802,855 | $1,867,105 | $64,250 | 3.56 % | $55,650 | | | | | | History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-29 | 2009-10-31 | N-Q | Income Fund Of America Inc - Income Fund Of America Inc | Equity Income | 11,650,000 | Added More | 1,920,000 | 19.73 % | | $169,274,500 | | - % | | | | | | | History of Income Fund Of America Inc - Income Fund Of America Inc Ownership Of First Niagara Financial Group Inc |
| 2009-12-29 | 2009-10-31 | N-CSR | Janus Investment Fund - Janus Mid Cap Value Fund | Mid-Cap Value | | Sold All | -1,500,000 | -100 % | | | | - % | | | | | | | History of Janus Investment Fund - Janus Mid Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-29 | 2009-10-31 | N-CSR | Janus Investment Fund - Janus Small Cap Value Fund | Small-Cap Core | 1,500,000 | Added More | 574,315 | 62.04 % | | $21,795,000 | | - % | | | | | | | History of Janus Investment Fund - Janus Small Cap Value Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-23 | 2009-10-31 | N-Q | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | 7,003 | Sold Some | -8,600 | -55.11 % | $100,283 | $101,754 | $1,471 | 1.46 % | $-1,806 | | | | | | History of Pacific Capital Funds - Small Cap Fund Ownership Of First Niagara Financial Group Inc |
| 2009-12-22 | 2009-12-18 | 4 | Baker Thomas E | Insider | 26,557 | Added More | 782 | 3.12 % | $377,906 | $385,873 | $7,967 | 2.10 % | $235 | X | | | | | History of Baker Thomas E Ownership Of First Niagara Financial Group Inc |
| 2009-12-22 | 2009-12-18 | 4 | Judge Daniel W | Insider | 123,973 | Added More | 370 | 0.30 % | $1,764,136 | $1,801,328 | $37,192 | 2.10 % | $111 | X | | | | | History of Judge Daniel W Ownership Of First Niagara Financial Group Inc |
| 2009-12-22 | 2009-12-18 | 4 | Philip George M | Insider | 19,194 | Added More | 204 | 1.08 % | $273,131 | $278,889 | $5,758 | 2.10 % | $61 | X | | | | | History of Philip George M Ownership Of First Niagara Financial Group Inc |
| 2009-12-21 | 2009-06-30 | 13F-HR/A | Basswood Capital Management Llc | Institution | 3,987 | Added More | 3,600 | 930.23 % | $55,340 | $57,931 | $2,592 | 4.68 % | $2,340 | | | | | | History of Basswood Capital Management Llc Ownership Of First Niagara Financial Group Inc |