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The Merger Arbitrage 1 Portfolio

 
Page Created: 2008-12-02 09:05:00-08
Fund Type: SPECIALTY & MISC Report Date: 2008-11-28 Current Value: $22,716,649 Total Performance: 0.00 %
Family of: Underlying Funds Trust
 
   
 

The Merger Arbitrage 1 Portfolio
Highlights

 

The Merger Arbitrage 1 Portfolio
Contact Information

600 Mamaroneck Avenue, Suite 400,Harrison Ny 10528,
Phone: 914-761-5800, Fax: , Website:

The Merger Arbitrage 1 Portfolio
Symbols

The Merger Arbitrage 1 Portfolio
Recent Source SEC Filings

2008-11-28 http://www.sec.gov/Archives/edgar/data/1360480/0000894189-08-003800.txt
2008-09-08 http://www.sec.gov/Archives/edgar/data/1360480/0000894189-08-002965.txt
 

The Merger Arbitrage 1 Portfolio
Holding and Details

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Stock Country Symbol Industry Current Shares Current Value Value Chng. Return Activity Shares Chng. Shares Chg.% Results
Advanced Medical Optics Inc (EYE) US EYE Optical Supplies 20,000 $116,200 $0 0.00 % No Compare - - -
Alcoa Inc (AA) US AA Metal-Aluminum 5,000 $53,800 $0 0.00 % No Compare - - -
Alliant Techsystems Inc (ATK) US ATK Aerospace/Defense- ... 5,365 $441,003 $0 0.00 % No Compare - - -
American Express Co (AXP) US AXP Finance-Credit Car ... 6,000 $139,860 $0 0.00 % No Compare - - -
Amgen Inc (AMGN) US AMGN Medical-Biomedical ... 1,750 $97,195 $0 0.00 % No Compare - - -
Amicas Inc (AMCS) US AMCS Medical Informatio ... 19,500 $29,250 $0 0.00 % No Compare - - -
Ampco-Pittsburgh Corp (AP) US AP Metal Processors A ... 5,000 $83,250 $0 0.00 % No Compare - - -
Anadarko Petroleum Corp (APC) US APC Oil Comp-Explor An ... 1,500 $61,575 $0 0.00 % No Compare - - -
Angelica Corp (AGL) US AGL Linen Supply And R ... 20,000 % No Compare - - -
Angiodynamics Inc (ANGO) US ANGO Medical Instrument ... 12,000 $143,160 $0 0.00 % No Compare - - -
Anheuser-Busch Cos Inc (BUD) US BUD Brewery 3,000 % No Compare - - -
Anixter International Inc (AXE) US AXE Networking Product ... 12,600 $345,240 $0 0.00 % No Compare - - -
Apria Healthcare Group Inc (AHG) US AHG Medical-Outptnt/Ho ... 12,000 % No Compare - - -
Aquila (ALAQU.PA) FR ALAQU.PA - 260,000 $1,482,000 $-31,200 -2.06 % No Compare - - -
Archer-Daniels-Midland Co (ADM) US ADM Agricultural Opera ... 13,000 $355,940 $0 0.00 % No Compare - - -
Arthrocare Corp (ARTC) US ARTC Medical Instrument ... 10,000 $130,800 $0 0.00 % No Compare - - -
Bank Of America Corp (BAC) US BAC Super-Regional Ban ... 1,720 $27,950 $0 0.00 % No Compare - - -
Barrick Gold Corp (ABX) CA ABX Gold Mining 6,000 $176,760 $0 0.00 % No Compare - - -
Beckman Coulter Inc (BEC) US BEC Medical Instrument ... 3,250 $141,635 $0 0.00 % No Compare - - -
Belden Inc (BDC) US BDC Wire And Cable Pro ... 1,000 $17,420 $0 0.00 % No Compare - - -
Biogen Idec Inc (BIIB) US BIIB Medical-Biomedical ... 2,000 $84,620 $0 0.00 % No Compare - - -
Bjs Wholesale Club Inc (BJ) US BJ Retail-Discount 500 $17,890 $0 0.00 % No Compare - - -
Blackrock Inc (BLQA.BE) US BLQA.BE Invest Mgmnt/Advis ... 2,665 $325,077 $16,017 5.18 % No Compare - - -
Borland Software Corp (BORL) US BORL Software Tools 5,000 $6,500 $0 0.00 % No Compare - - -
Boyd Gaming Corp (BYD) US BYD Casino Hotels 21,000 $92,400 $0 0.00 % No Compare - - -
Bunge Ltd Fin Corp (BGEPF.PK) US BGEPF.PK Agricultural Opera ... 2,450 $129,850 $0 0.00 % No Compare - - -
Cablevision Systems Corp (CVC) US CVC Cable Tv 25,000 $366,500 $0 0.00 % No Compare - - -
Cadence Design Systems Inc (CDNS) US CDNS Electronic Design ... 22,900 $88,394 $0 0.00 % No Compare - - -
Cameron International Corp (CAM) US CAM Oil Field Mach And ... 12,500 $263,750 $0 0.00 % No Compare - - -
Campbell Soup Co (CPB) US CPB Food-Misc/Diversif ... 4,000 $128,200 $0 0.00 % No Compare - - -
Cbiz Inc (CBZ) US CBZ Commercial Serv-Fi ... 21,730 $174,492 $0 0.00 % No Compare - - -
Cbs Corp (CBS) US CBS Television 4,500 $29,970 $0 0.00 % No Compare - - -
Centennial Communications Corp (CYCL) US CYCL Cellular Telecom 23,000 $177,790 $0 0.00 % No Compare - - -
Central European Distribution Cor ... (CEDC) US CEDC Beverages-Wine/Spi ... 3,510 $82,976 $0 0.00 % No Compare - - -
Chemed Corp (CHE) US CHE Divers Oper/Commer ... 5,000 $203,800 $0 0.00 % No Compare - - -
Chesapeake Energy Corp (CHK) US CHK Oil Comp-Explor An ... 6,740 $115,793 $0 0.00 % No Compare - - -
Chevron Corp (CVX) BE CVX Oil Comp-Integrate ... 1,000 $79,010 $0 0.00 % No Compare - - -
Choicepoint Inc (CPS) US CPS Commercial Service ... 31,000 % No Compare - - -
Church And Dwight Co Inc (CHD) US CHD Soap And Cleaning ... 16,882 $1,003,466 $0 0.00 % No Compare - - -
Churchill Downs Inc (CHDN) US CHDN Racetracks 6,000 $210,360 $0 0.00 % No Compare - - -
Ciena Corp (CIEN) US CIEN Telecom Eq Fiber O ... 8,000 $59,200 $0 0.00 % No Compare - - -
Cincinnati Bell Inc (CBB-B) US CBB-B Telephone-Integrat ... 20,000 % No Compare - - -
Citigroup Inc (C) US C Finance-Invest Bnk ... 18,000 $149,220 $0 0.00 % No Compare - - -
Cna Surety Corp (SUR) US SUR Property/Casualty ... 12,000 $145,320 $0 0.00 % No Compare - - -
Conceptus Inc (CPTS) US CPTS Medical Instrument ... 10,000 $147,000 $0 0.00 % No Compare - - -
Conmed Corp (CNMD) RO CNMD Medical Instrument ... 2,500 $58,775 $0 0.00 % No Compare - - -
Corinthian Colleges Inc (COCO) US COCO Schools 35,000 $562,800 $0 0.00 % No Compare - - -
Csk Auto Corp (CAO) US CAO Retail-Auto Parts 60,000 % No Compare - - -
Dicks Sporting Goods Inc (DKS) US DKS Retail-Sporting Go ... 8,845 $111,535 $0 0.00 % No Compare - - -
Diebold Inc (DBD) US DBD Computers-Integrat ... 30,000 $840,000 $0 0.00 % No Compare - - -
Digital River Inc (DRIV) US DRIV E-Marketing/Info 4,800 $101,424 $0 0.00 % No Compare - - -
Diodes Inc (DIOD) US DIOD Electronic Compo-S ... 8,450 $39,462 $0 0.00 % No Compare - - -
Directv Group Incthe (DTV) US DTV Cable Tv 29,000 $638,290 $0 0.00 % No Compare - - -
Discovery Communications Inc (DISCA) US DISCA Broadcast Serv/Pro ... 2,000 $30,000 $0 0.00 % No Compare - - -
Dover Motorsports Inc (DVD) US DVD Racetracks 2,000 $3,000 $0 0.00 % No Compare - - -
Dpl Inc (DPL) US DPL Electric-Integrate ... 2,000 $41,640 $0 0.00 % No Compare - - -
Drs Technologies Inc (DRS) US DRS Aerospace/Defense- ... 13,000 % No Compare - - -
Dst Systems Inc (DST) US DST Computer Services 4,565 $172,603 $0 0.00 % No Compare - - -
El Paso Corp (EP) US EP Pipelines 24,285 $179,466 $0 0.00 % No Compare - - -
Electronic Data Systems Corp (EDS) US EDS Computer Services 70,000 % No Compare - - -
Emc Corpmassachusetts (EMC) US EMC Computers-Memory D ... 24,000 $253,680 $0 0.00 % No Compare - - -
Endo Pharmaceuticals Holdings Inc (ENDP) US ENDP Medical-Drugs 7,600 $167,124 $0 0.00 % No Compare - - -
Energy East Corp (EAS) US EAS Electric-Integrate ... 20,000 % No Compare - - -
Enersys (ENS) US ENS Batteries/Battery ... 5,550 $47,342 $0 0.00 % No Compare - - -
Enzon Pharmaceuticals Inc (ENZN) US ENZN Medical-Biomedical ... 24,665 $121,105 $0 0.00 % No Compare - - -
Equinix Inc (EQIX) US EQIX Web Hosting/Design 8,200 $372,362 $0 0.00 % No Compare - - -
Excel Technology Inc (XLTC) US XLTC Lasers-Syst/Compon ... 11,100 % No Compare - - -
Exchange Fs Group Plc (EXH.BE) US EXH.BE E-Services/Consult ... 4,575 $94,291 $16,287 20.87 % No Compare - - -
Ferro Corp (FOE) US FOE Chemicals-Specialt ... 15,000 $96,450 $0 0.00 % No Compare - - -
Fisher Communications Inc (FSCI) US FSCI Broadcast Serv/Pro ... 8,109 $181,642 $0 0.00 % No Compare - - -
Gatx Corp (GMT) US GMT Transport-Equip An ... 3,000 $84,450 $0 0.00 % No Compare - - -
Global Crossing Ltd (GLBC) US GLBC Telecom Services 9,685 $74,284 $0 0.00 % No Compare - - -
Greatbatch Inc (GB) US GB Batteries/Battery ... 3,040 $76,821 $0 0.00 % No Compare - - -
Griffon Corp (GFF) US GFF Diversified Manufa ... 10,000 $80,000 $0 0.00 % No Compare - - -
H And R Block Inc (HRB) US HRB Commercial Serv-Fi ... 8,000 $153,040 $0 0.00 % No Compare - - -
Harman International Industries I ... (HAR) US HAR Audio/Video Produc ... 2,000 $30,100 $0 0.00 % No Compare - - -
Helix Energy Solutions Group Inc (HLX) US HLX Oil-Field Services 9,500 $61,085 $0 0.00 % No Compare - - -
Henry Schein Inc (HSIC) US HSIC Medical Products 8,800 $314,424 $0 0.00 % No Compare - - -
Hercules Offshore Inc (HERO) US HERO Oil-Field Services 3,600 $20,952 $0 0.00 % No Compare - - -
Hilb Rogal And Hobbs Co (HRH) US HRH Insurance Brokers 20,000 % No Compare - - -
Hireright Inc (HIRE) US HIRE Human Resources 5,000 % No Compare - - -
Honeywell International Inc (HON) US HON Diversified Manufa ... 1,000 $27,860 $0 0.00 % No Compare - - -
Hornbeck Offshore Services Inc (HOS) US HOS Oil-Field Services 10,000 $168,800 $0 0.00 % No Compare - - -
Hutchinson Technology Inc (HTCH) US HTCH Computers-Memory D ... 5,120 $14,336 $0 0.00 % No Compare - - -
Iconix Brand Group Inc (ICON) US ICON Footwear And Relat ... 20,400 $172,788 $0 0.00 % No Compare - - -
Incyte Corp Ltd (INCY) US INCY Medical-Biomedical ... 11,020 $36,807 $0 0.00 % No Compare - - -
Intel Corp (INTC) US INTC Electronic Compo-S ... 12,000 $165,600 $0 0.00 % No Compare - - -
Itron Inc (ITRI) US ITRI Electronic Measur ... 7,000 $331,660 $0 0.00 % No Compare - - -
Itt Corp (ITT) BE ITT Diversified Manufa ... 2,000 $83,720 $0 0.00 % No Compare - - -
Jetblue Airways Corp (JBLU) US JBLU Airlines 7,000 $36,680 $0 0.00 % No Compare - - -
Kaman Corp (KAMN) US KAMN Aerospace/Defense- ... 8,500 $200,175 $0 0.00 % No Compare - - -
Kendle International Inc (KNDL) US KNDL Research And Devel ... 18,430 $377,262 $0 0.00 % No Compare - - -
Kensey Nash Corp (KNSY) US KNSY Medical Instrument ... 1,000 $18,480 $0 0.00 % No Compare - - -
Kinetic Concepts Inc (KCI) US KCI Hospital Beds/Equi ... 4,375 $94,675 $0 0.00 % No Compare - - -
Kkr Financial Holdings Llc (KFN) US KFN Investment Compani ... 40,720 $39,906 $0 0.00 % No Compare - - -
L-3 Communications Holdings Inc (LLL) US LLL Electronics-Milita ... 5,400 $362,718 $0 0.00 % No Compare - - -
Ladbrokes Plc (LDBKY.PK) GB LDBKY.PK Gambling (Non-Hote ... 10,294 $29,338 $0 0.00 % No Compare - - -
Leucadia National Corp (LUK) US LUK Diversified Operat ... 19,595 $383,082 $0 0.00 % No Compare - - -
Lifepoint Hospitals Inc (LPNT) US LPNT Medical-Hospitals 1,500 $30,090 $0 0.00 % No Compare - - -
Linear Technology Corp (LLTC) US LLTC Semicon Compo-Intg ... 2,500 $49,875 $0 0.00 % No Compare - - -
Lions Gate Entertainment Corp (LGF) CA LGF Motion Pictures An ... 18,370 $118,854 $0 0.00 % No Compare - - -
Mentor Graphics Corp (MENT) US MENT Electronic Design ... 18,000 $122,040 $0 0.00 % No Compare - - -
Mgm Mirage (MGM) US MGM Casino Hotels 15,000 $179,700 $0 0.00 % No Compare - - -
Midas Inc (MDS) DE MDS Auto Repair Center ... 6,000 $49,680 $0 0.00 % No Compare - - -
Millicom International Cellular S ... (MICC) SE MICC Cellular Telecom 2,500 $95,825 $0 0.00 % No Compare - - -
Millipore Corp (MIL) US MIL Medical-Biomedical ... 1,700 $86,122 $0 0.00 % No Compare - - -
Newalliance Bancshares Inc (NAL) US NAL S And L/Thrifts-Ea ... 18,000 $248,040 $0 0.00 % No Compare - - -
Nii Holdings Inc (NIHD) US NIHD Cellular Telecom 1,315 $25,564 $0 0.00 % No Compare - - -
Nobility Homes Inc (NOBH) US NOBH Bldg-Mobil Home/Mf ... 8,000 $85,040 $0 0.00 % No Compare - - -
Nortel Networks Corp (NT) US NT Telecommunication ... 2,940 $1,676 $0 0.00 % No Compare - - -
Northwestern Corp (NWEC) US NWEC Electric-Integrate ... 15,000 % No Compare - - -
Nrg Energy Inc (NRG) US NRG Independ Power Pro ... 4,000 $94,760 $0 0.00 % No Compare - - -
Nstar (NST) US NST Electric-Integrate ... 3,000 $106,500 $0 0.00 % No Compare - - -
On Semiconductor Corp (ONNN) US ONNN Electronic Compo-S ... 43,000 $125,560 $0 0.00 % No Compare - - -
Osteotech Inc (OSTE) US OSTE Medical Products 1,000 $1,960 $0 0.00 % No Compare - - -
Park Electrochemical Corp (PKE) US PKE Circuit Boards 8,000 $142,240 $0 0.00 % No Compare - - -
Penn Virginia Corp (PVA) US PVA Oil Comp-Explor An ... 5,240 $157,357 $0 0.00 % No Compare - - -
Pier 1 Imports Inc (PIR) US PIR Retail-Home Furnis ... 3,000 $2,670 $0 0.00 % No Compare - - -
Pnc Financial Services Group Inc (PNC-D) US PNC-D Super-Regional Ban ... 3,000 % No Compare - - -
Quanta Services Inc (PWR) US PWR Commercial Service ... 20,000 $325,200 $0 0.00 % No Compare - - -
Radyne Corp (RADN) US RADN Wireless Equipment 50,000 % No Compare - - -
Republic Services Inc (RSG) US RSG Non-Hazardous Wast ... 3,000 $72,000 $0 0.00 % No Compare - - -
Rowan Cos Inc (RDC) US RDC Oil And Gas Drilli ... 2,000 $34,700 $0 0.00 % No Compare - - -
Safeco Corp (SAF) US SAF Property/Casualty ... 22,000 % No Compare - - -
Sandisk Corp (SNDK) US SNDK Computers-Memory D ... 2,700 $21,600 $0 0.00 % No Compare - - -
Sara Lee Corp (SLE) US SLE Food-Misc/Diversif ... 13,400 $123,012 $0 0.00 % No Compare - - -
Savvis Inc (SVVS) US SVVS Telecom Services 3,000 $23,610 $0 0.00 % No Compare - - -
School Specialty Inc (SCHS) US SCHS Retail-Office Supp ... 4,520 $72,410 $0 0.00 % No Compare - - -
Scientific Games Corp (SGMS) US SGMS Casino Services 22,000 $330,220 $0 0.00 % No Compare - - -
Seacor Holdings Inc (CKH) US CKH Oil-Field Services 4,285 $283,367 $0 0.00 % No Compare - - -
Sensient Technologies Corp (SXT) US SXT Chemicals-Specialt ... 7,000 $168,280 $0 0.00 % No Compare - - -
Skyline Corp (SKY) US SKY Bldg-Mobil Home/Mf ... 3,000 $69,210 $0 0.00 % No Compare - - -
Slm Corp (ISM) US ISM - 32,000 $296,000 $0 0.00 % No Compare - - -
Sonosite Inc (SONO) US SONO Ultra Sound Imagin ... 8,800 $159,192 $0 0.00 % No Compare - - -
St Mary Land And Exploration Co (SM) US SM Oil Comp-Explor An ... 5,180 $104,170 $0 0.00 % No Compare - - -
Suez Sa (SZEZY.PK) DE SZEZY.PK Electric-Integrate ... 3,200 % No Compare - - -
Superior Energy Services Inc (SPN) US SPN Oil-Field Services 16,600 $279,710 $0 0.00 % No Compare - - -
Superior Essex Inc (SPSX) US SPSX Wire And Cable Pro ... 2,000 % No Compare - - -
Supervalu Inc (SVU) US SVU Food-Retail 3,000 $35,730 $0 0.00 % No Compare - - -
Sws Group Inc (SWS) US SWS Finance-Invest Bnk ... 11,000 $160,820 $0 0.00 % No Compare - - -
Synenco Energy Inc (SYEYF.PK) CA SYEYF.PK Oil Comp-Explor An ... 100,000 % No Compare - - -
Synnex Corp (SNX) US SNX Enterprise Softwar ... 7,600 $79,496 $0 0.00 % No Compare - - -
Tech Data Corp (TECD) US TECD Distribution/Whole ... 4,000 $69,760 $0 0.00 % No Compare - - -
Telephone And Data Sys Inc (TDA) US TDA - 2,000 $27,640 $0 0.00 % No Compare - - -
Tennant Co (TNC) US TNC Machinery-General ... 1,000 $24,090 $0 0.00 % No Compare - - -
Tercica Inc (TRCA) US TRCA Medical-Biomedical ... 15,000 % No Compare - - -
Thermo Fisher Scientific Inc (TMO) US TMO Instruments-Scient ... 10,140 $361,795 $0 0.00 % No Compare - - -
Third Wave Technologies Inc (TWTI) US TWTI Medical-Biomedical ... 100,000 % No Compare - - -
Thomas And Betts Corp (TNB) US TNB Electronic Connect ... 5,000 $94,950 $0 0.00 % No Compare - - -
Time Warner Inc (TWX) US TWX Multimedia 8,600 $77,830 $0 0.00 % No Compare - - -
Trico Marine Services Inc (TRMA) US TRMA Oil-Field Services 2,765 $10,562 $0 0.00 % No Compare - - -
Triumph Group Inc (TGI) US TGI Aerospace/Defense- ... 6,765 $231,363 $0 0.00 % No Compare - - -
Ttm Technologies Inc (TTMI) US TTMI Circuit Boards 15,000 $76,650 $0 0.00 % No Compare - - -
Unisource Energy Corp (UNS) US UNS Electric-Integrate ... 3,900 $109,473 $0 0.00 % No Compare - - -
Vertex Pharmaceuticals Inc (VRTX) US VRTX Medical-Biomedical ... 12,800 $314,752 $0 0.00 % No Compare - - -
Warner Music Group Corp (WMG) US WMG Music 15,000 $44,700 $0 0.00 % No Compare - - -
Waste Connections Inc (WCN) US WCN Non-Hazardous Wast ... 15,625 $441,094 $0 0.00 % No Compare - - -
Watts Water Technologies Inc (WTS) US WTS Instruments-Contro ... 2,000 $45,000 $0 0.00 % No Compare - - -
Westar Energy Inc (WR) US WR Electric-Integrate ... 3,000 $60,690 $0 0.00 % No Compare - - -
Westernzagros Resources Ltd (WZGRF.PK) CA WZGRF.PK Oil Comp-Explor An ... 20,000 $12,600 $0 0.00 % No Compare - - -
Whx Corp (WXCPW.PK) US WXCPW.PK - 7,000 % No Compare - - -
Wm Wrigley Jr Co (WWY) US WWY Food-Confectionery 22,000 % No Compare - - -
Wright Medical Group Inc (WMGI) FR WMGI Medical Products 9,600 $162,816 $0 0.00 % No Compare - - -
Xilinx Inc (XLNX) US XLNX Electronic Compo-S ... 25,905 $423,806 $0 0.00 % No Compare - - -
Yahoo Inc (YHOO) US YHOO Web Portals/Isp 25,000 $287,750 $0 0.00 % No Compare - - -
Young Broadcasting Inc (YBTVA) US YBTVA Television 10,000 $400 $0 0.00 % No Compare - - -
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Listed 166 holdings.
 

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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss!
There has been no adjustmentsfor splits!
Note: All amounts in USD, converted using Intrabank Exchange Rate on Date Reported/Today
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