| Royce Opportunity Fund (Royce Fund) |
Small-Cap Value |
-2.02 % |
2008-11-26 |
664,834 |
$2,659,336 |
$804,449 |
43.36 % |
Added More |
12,800 |
1.96 % |
$15,488 |
| Transamerica Balanced (Aegontransamerica Series Trust) |
Flexible Portfolio |
21.26 % |
2008-11-21 |
510,600 |
$2,042,400 |
$607,614 |
42.34 % |
New Holding |
510,600 |
100.00 % |
$607,614 |
| Wellington Management Co Llp |
Institution |
20.58 % |
2008-11-21 |
1,977,502 |
$7,910,008 |
$2,353,227 |
42.34 % |
Sold Some |
-106,098 |
-5.09 % |
$-126,257 |
| Transamerica Premier Institutional Small Cap Value Fund (Transamerica Investors Inc) |
Small-Cap Value |
31.30 % |
2008-11-21 |
24,620 |
$98,480 |
$29,298 |
42.34 % |
Added More |
5,140 |
26.38 % |
$6,117 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
86,500 |
$346,000 |
$13,840 |
4.16 % |
Sold Some |
-16,100 |
-15.69 % |
$-2,576 |
| Forward Uniplan Advisors Inc |
Institution |
0.20 % |
2008-11-17 |
94,200 |
$376,800 |
$1,884 |
0.50 % |
New Holding |
94,200 |
100.00 % |
$1,884 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
11,100 |
$44,400 |
$222 |
0.50 % |
New Holding |
11,100 |
100.00 % |
$222 |
| Wexford Capital Llc |
Institution |
3.58 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-22,100 |
-100.00 % |
$-442 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
117,184 |
$468,736 |
$2,344 |
0.50 % |
Added More |
16,832 |
16.77 % |
$337 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
30,419 |
$121,676 |
$608 |
0.50 % |
Sold Some |
-7,768 |
-20.34 % |
$-155 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
226,000 |
$904,000 |
$4,520 |
0.50 % |
Added More |
5,800 |
2.63 % |
$116 |
| Bessemer Group Inc |
Institution |
5.95 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-2,094,200 |
-100.00 % |
$-41,884 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-24,903 |
-100.00 % |
$-498 |
| Grt Capital Partners Llc |
Institution |
3.90 % |
2008-11-14 |
149,883 |
$599,532 |
$2,998 |
0.50 % |
Sold Some |
-8,241 |
-5.21 % |
$-165 |
| Fifth Third Securities |
Institution |
2.08 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-79 |
-100.00 % |
$-2 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
24,800 |
$99,200 |
$496 |
0.50 % |
Added More |
290 |
1.18 % |
$6 |
| Zesiger Capital Group Llc |
Institution |
4.86 % |
2008-11-14 |
1,270,553 |
$5,082,212 |
$25,411 |
0.50 % |
Sold Some |
-22,547 |
-1.74 % |
$-451 |
| Fifth Third Asset Management Inc |
Institution |
2.07 % |
2008-11-14 |
95,903 |
$383,612 |
$1,918 |
0.50 % |
Added More |
4,920 |
5.40 % |
$98 |
| Seligman J And W And Co Inc |
Institution |
1.78 % |
2008-11-14 |
55,800 |
$223,200 |
$1,116 |
0.50 % |
Sold Some |
-3,700 |
-6.21 % |
$-74 |
| Placemark Investments Inc |
Institution |
1.89 % |
2008-11-14 |
19,134 |
$76,536 |
$383 |
0.50 % |
Added More |
3,496 |
22.35 % |
$70 |
| Principal Financial Group Inc |
Institution |
2.68 % |
2008-11-14 |
20,512 |
$82,048 |
$410 |
0.50 % |
New Holding |
20,512 |
100.00 % |
$410 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
265 |
$1,060 |
$5 |
0.50 % |
New Holding |
265 |
100.00 % |
$5 |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-17,000 |
-100.00 % |
$-340 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
14,228 |
$56,912 |
$-9,675 |
-14.52 % |
Sold Some |
-333 |
-2.28 % |
$226 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-4,651 |
-100.00 % |
$3,163 |
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
44,600 |
$178,400 |
$-30,328 |
-14.52 % |
Added More |
3,919 |
9.63 % |
$-2,665 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
724 |
$2,896 |
$-492 |
-14.52 % |
No Change |
0 |
0 % |
- |
| Brandywine Asset Management Llc |
Institution |
5.03 % |
2008-11-13 |
2,300 |
$9,200 |
$-1,564 |
-14.52 % |
Added More |
900 |
64.28 % |
$-612 |
| Managed Account Advisors Llc |
Institution |
4.39 % |
2008-11-13 |
13,664 |
$54,656 |
$-9,292 |
-14.52 % |
Added More |
3,872 |
39.54 % |
$-2,633 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
882,006 |
$3,528,024 |
$-599,764 |
-14.52 % |
Added More |
7,400 |
0.84 % |
$-5,032 |
| Neuberger Berman Llc |
Institution |
4.68 % |
2008-11-12 |
142,200 |
$568,800 |
$-96,696 |
-14.52 % |
Sold Some |
-8,500 |
-5.64 % |
$5,780 |
| Research Affiliates Llc |
Institution |
5.06 % |
2008-11-12 |
10,830 |
$43,320 |
$-7,364 |
-14.52 % |
New Holding |
10,830 |
100.00 % |
$-7,364 |
| Delphi Management Inc |
Institution |
3.75 % |
2008-11-12 |
688,109 |
$2,752,436 |
$-467,914 |
-14.52 % |
Added More |
18,013 |
2.68 % |
$-12,249 |
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
306,063 |
$1,224,252 |
$-639,672 |
-34.31 % |
Sold Some |
-5,623 |
-1.80 % |
$11,752 |
| Perritt Capital Management Inc |
Institution |
-9.73 % |
2008-11-07 |
316,000 |
$1,264,000 |
$-666,760 |
-34.53 % |
No Change |
0 |
0 % |
- |
| Becker Capital Management Inc |
Institution |
-1.21 % |
2008-11-06 |
74,961 |
$299,844 |
$-158,917 |
-34.64 % |
Sold Some |
-6,345 |
-7.80 % |
$13,451 |
| Davidson D A And Co |
Institution |
-6.99 % |
2008-11-05 |
8,800 |
$35,200 |
$-19,272 |
-35.37 % |
Added More |
2,148 |
32.29 % |
$-4,704 |
| Turner Investment Partners Inc |
Institution |
-8.63 % |
2008-11-05 |
198,380 |
$793,520 |
$-434,452 |
-35.37 % |
Added More |
840 |
0.42 % |
$-1,840 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-50,100 |
-100.00 % |
$109,719 |
| Transamerica Investment Management Llc |
Institution |
-11.84 % |
2008-11-04 |
1,726,787 |
$6,907,148 |
$-5,059,486 |
-42.27 % |
Sold Some |
-22,646 |
-1.29 % |
$66,353 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
133,409 |
$533,636 |
$-386,886 |
-42.02 % |
Added More |
4,130 |
3.19 % |
$-11,977 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
762 |
$3,048 |
$-2,256 |
-42.52 % |
No Compare |
- |
- % |
- |
| Blackrock Inc |
Institution |
-7.99 % |
2008-10-30 |
1,500 |
$6,000 |
$-4,440 |
-42.52 % |
No Change |
0 |
0 % |
- |
| Gruber And Mcbaine Capital Management Llc |
Institution |
-1.09 % |
2008-10-24 |
61,825 |
$247,300 |
$-278,213 |
-52.94 % |
Sold Some |
-14,750 |
-19.26 % |
$66,375 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
146 |
$584 |
$-1,314 |
-69.23 % |
No Compare |
- |
- % |
- |
| Special Growth Fund (Russell Investment Co) |
Small-Cap Core |
-34.82 % |
2008-09-26 |
95,909 |
$383,636 |
$-950,458 |
-71.24 % |
Added More |
4,130 |
4.49 % |
$-40,928 |
| Real Return Fund (Old Westbury Funds Inc) |
Flexible Portfolio |
-40.89 % |
2008-09-25 |
2,094,200 |
$8,376,800 |
$-19,978,668 |
-70.45 % |
No Compare |
- |
- % |
- |
| Perritt Emerging Opportunities Fund (Perritt Funds Inc) |
Small-Cap Value |
-42.89 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-315,000 |
-100.00 % |
$3,764,250 |
| Perritt Microcap Opportunities Fund (Perritt Microcap Opportunities Fund Inc) |
Specialty & Misc |
-44.83 % |
2008-09-08 |
315,000 |
$1,260,000 |
$-3,764,250 |
-74.92 % |
No Change |
0 |
0 % |
- |
| Vantagepoint Growth Fund (Vantagepoint Funds) |
Large-Cap Core |
-29.26 % |
2008-09-08 |
54,800 |
$219,200 |
$-654,860 |
-74.92 % |
New Holding |
54,800 |
100.00 % |
$-654,860 |
| Small Cap Growth Fund (Sei Institutional Managed Trust) |
Small-Cap Growth |
-41.58 % |
2008-08-29 |
110,000 |
$440,000 |
$-1,406,900 |
-76.17 % |
No Compare |
- |
- % |
- |
| Turner Emerging Growth Fund (Turner Funds) |
Small-Cap Growth |
-47.19 % |
2008-08-28 |
143,010 |
$572,040 |
$-1,840,539 |
-76.28 % |
No Change |
0 |
0 % |
- |
| Lvm Capital Management Ltd |
Institution |
% |
2008-08-22 |
161,225 |
|
|
% |
No Compare |
- |
- % |
- |