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Gladstone Capital Corp (GLAD)

Hypotheticals Contact Info Isins Cusips Symbols Summary Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2009-11-19 Country: United StatesIndustry: Investment Companies

Transactions: Currently showing holdings/transactions Filed between 2009-08-21 and 2009-11-19
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2009-11-20

Hypotheticals

Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 

Contact Information

1521 Westbranch Drive,Suite 200,Mclean, Va 22102,United States
Phone: 703-287-5800 Fax: 703-287-5801 Website: HTTP://WWW.GLADSTONECOMPANIES.COM

ISIN International Securities Identification Number

US3765351008

CUSIP Committee on Uniform Securities Identification Procedures

376535100

Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
gladglad glad:us Nasdaq xnas nasdaqNew YorkUnited States WWW.NASDAQ.COM

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Owners Summary

Owners: 81Owners Buying: 38Buying Pct.: 46.91 %Owners Netrual: 17Neutral Pct.: 20.98 %Owners Selling: 26Selling Pct.: 32.09 %
Score: 3.28Brand New: 18Increase Existing: 20No Change: 17Sold Some: 19Dumped All: 7No Comparison: 0

Owners Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
A begin price of 1900-01-01 will use the date filed for begin price: Begin Price date: End Price date:
- report date span limited to 100 days, all dates in format of yyyy-mm-dd, all fields required!

Show/Hide Columns

Filed As Of/On Form Name
Fundclass Shares Activity Shares Change
Shares Change Pct. Hypothetical Old Value Hypothetical New Value Hypothetical Value Change
Hypothetical Return Hypothetical Results Director Ten Pct
Other Officer Officer Title History
News Article
   

Holdings/Transactions

FiledAs-Of/OnFormFullnameFund ClassSharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypotheticals Return Hypotheticals Results Director Other Ten Pct Officer Officer Title News Article History
2009-11-192009-09-30 13F-HR/ARoyal Bank Of CanadaInstitution 1,000No Change00 %$7,820$7,850$300.38 % $0News Article History of Royal Bank Of Canada Ownership Of Gladstone Capital Corp
2009-11-182009-09-30 13F-HRJane Street Holding LlcInstitution 76,274New Holding76,274100 %$614,006$598,751$-15,255-2.48 % $-15,255News Article History of Jane Street Holding Llc Ownership Of Gladstone Capital Corp
2009-11-172009-09-30 13F-HR/AAmvescap PlcInstitution 93,372Sold Some-92,485-49.76 %$755,379$732,970$-22,409-2.96 % $22,196News Article History of Amvescap Plc Ownership Of Gladstone Capital Corp
2009-11-172009-09-30 13F-HR/ACredit Suisse First BostonInstitution 56,389Added More27,87997.78 %$456,187$442,654$-13,533-2.96 % $-6,691News Article History of Credit Suisse First Boston Ownership Of Gladstone Capital Corp
2009-11-172009-09-30 13F-HRWells Fargo And CoInstitution 7,200No Change00 %$58,248$56,520$-1,728-2.96 % $0News Article History of Wells Fargo And Co Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRAmerican International Group IncInstitution 55,447Added More12,95430.48 %$448,012$435,259$-12,753-2.84 % $-2,979News Article History of American International Group Inc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRBridgeway Capital Management IncInstitution 19,311New Holding19,311100 %$156,033$151,591$-4,442-2.84 % $-4,442News Article History of Bridgeway Capital Management Inc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRFifth Third Asset Management IncInstitution 200,955Added More45,09128.92 %$1,623,716$1,577,497$-46,220-2.84 % $-10,371News Article History of Fifth Third Asset Management Inc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRFifth Third BancorpInstitution 14,920Added More4,42042.09 %$120,554$117,122$-3,432-2.84 % $-1,017News Article History of Fifth Third Bancorp Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRIng Groep NvInstitution 11,390New Holding11,390100 %$92,031$89,412$-2,620-2.84 % $-2,620News Article History of Ing Groep Nv Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRMillennium Management LlcInstitution 202,242New Holding202,242100 %$1,634,115$1,587,600$-46,516-2.84 % $-46,516News Article History of Millennium Management Llc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRMorgan StanleyInstitution 115,573Added More91,727384.66 %$933,830$907,248$-26,582-2.84 % $-21,097News Article History of Morgan Stanley Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRNorthern Trust CorpInstitution 201,619Added More6,6593.41 %$1,629,082$1,582,709$-46,372-2.84 % $-1,532News Article History of Northern Trust Corp Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HR/AOppenheimer Funds IncInstitution 460,693Added More442,7322464.96 %$3,722,399$3,616,440$-105,959-2.84 % $-101,828News Article History of Oppenheimer Funds Inc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRTwo Sigma Investments LlcInstitution 23,230New Holding23,230100 %$187,698$182,356$-5,343-2.84 % $-5,343News Article History of Two Sigma Investments Llc Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRUs Bancorp DeInstitution 1,580No Change00 %$12,766$12,403$-363-2.84 % $0News Article History of Us Bancorp De Ownership Of Gladstone Capital Corp
2009-11-162009-09-30 13F-HRWeiss Multi-Strategy Advisers LlcInstitution 29,910New Holding29,910100 %$241,673$234,794$-6,879-2.84 % $-6,879News Article History of Weiss Multi-Strategy Advisers Llc Ownership Of Gladstone Capital Corp
2009-11-132009-10-31 13F-HRPeak6 Investments L PInstitution Sold All-3,500-100 %-1.62 % $455News Article History of Peak6 Investments L P Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRAmeriprise Financial IncInstitution Sold All-24,900-100 %-1.62 % $3,237News Article History of Ameriprise Financial Inc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRAxaInstitution 35,463Sold Some-7,987-18.38 %$282,995$278,385$-4,610-1.62 % $1,038News Article History of Axa Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRBarclays PlcInstitution 13,554Added More13,47016035.71 %$108,161$106,399$-1,762-1.62 % $-1,751News Article History of Barclays Plc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRGartmore Mutual Fund Capital TrustInstitution 217Sold Some-15,811-98.64 %$1,732$1,703$-28-1.62 % $2,055News Article History of Gartmore Mutual Fund Capital Trust Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRGoldman Sachs Group IncInstitution 244,161Added More196,123408.26 %$1,948,405$1,916,664$-31,741-1.62 % $-25,496News Article History of Goldman Sachs Group Inc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRJennison Associates LlcInstitution 485,861Sold Some-138,160-22.14 %$3,877,171$3,814,009$-63,162-1.62 % $17,961News Article History of Jennison Associates Llc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRLos Angeles Capital Management And Equity Research IncInstitution 33,947New Holding33,947100 %$270,897$266,484$-4,413-1.62 % $-4,413News Article History of Los Angeles Capital Management And Equity Research Inc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRMartingale Asset Management L PInstitution 145,300New Holding145,300100 %$1,159,494$1,140,605$-18,889-1.62 % $-18,889News Article History of Martingale Asset Management L P Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRPrice T Rowe Associates IncInstitution 634,300Added More2,2000.34 %$5,061,714$4,979,255$-82,459-1.62 % $-286News Article History of Price T Rowe Associates Inc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRRbc Dain Rauscher IncInstitution 155,583Sold Some-3,525-2.21 %$1,241,552$1,221,327$-20,226-1.62 % $458News Article History of Rbc Dain Rauscher Inc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRRenaissance Technologies CorpInstitution 17,600New Holding17,600100 %$140,448$138,160$-2,288-1.62 % $-2,288News Article History of Renaissance Technologies Corp Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HR/AResearch Affiliates LlcInstitution 13,848No Change00 %$110,507$108,707$-1,800-1.62 % $0News Article History of Research Affiliates Llc Ownership Of Gladstone Capital Corp
2009-11-132009-09-30 13F-HRVanguard Group IncInstitution 360,826Added More17,9375.23 %$2,879,391$2,832,484$-46,907-1.62 % $-2,332News Article History of Vanguard Group Inc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRBank Of America CorpInstitution 17,089No Change00 %$135,003$134,149$-854-0.63 % $0News Article History of Bank Of America Corp Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRBarclays Global Investors Uk Holdings LtdInstitution 904,015Added More61,9017.35 %$7,141,719$7,096,518$-45,201-0.63 % $-3,095News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HR/AIng Investment Management CoInstitution 11,390Added More1,49015.05 %$89,981$89,412$-570-0.63 % $-75News Article History of Ing Investment Management Co Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRLegal And General Group PlcInstitution 10,500No Change00 %$82,950$82,425$-525-0.63 % $0News Article History of Legal And General Group Plc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRMerrill Lynch And Co IncInstitution 700Sold Some-3,550-83.52 %$5,530$5,495$-35-0.63 % $178News Article History of Merrill Lynch And Co Inc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRMfc Global Investment Management Usa LtdInstitution 21,040Added More1,7999.34 %$166,216$165,164$-1,052-0.63 % $-90News Article History of Mfc Global Investment Management Usa Ltd Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRPadco Advisors Ii IncInstitution 749Added More568.08 %$5,917$5,880$-37-0.63 % $-3News Article History of Padco Advisors Ii Inc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRPadco Advisors IncInstitution 937Added More36664.09 %$7,402$7,355$-47-0.63 % $-18News Article History of Padco Advisors Inc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRRussell Frank CoInstitution 5,800New Holding5,800100 %$45,820$45,530$-290-0.63 % $-290News Article History of Russell Frank Co Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRSignaturefd LlcNo Data Sold All-1,000-100 %-0.63 % $50News Article History of Signaturefd Llc Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRSusquehanna International Group LlpInstitution Sold All-398-100 %-0.63 % $20News Article History of Susquehanna International Group Llp Ownership Of Gladstone Capital Corp
2009-11-122009-09-30 13F-HRTechnical Financial Services LlcInstitution 12,417New Holding12,417100 %$98,094$97,473$-621-0.63 % $-621News Article History of Technical Financial Services Llc Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRCitigroup IncInstitution 32,367Sold Some-18,996-36.98 %$259,583$254,081$-5,502-2.11 % $3,229News Article History of Citigroup Inc Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRComerica BankInstitution 15,251Sold Some-5,356-25.99 %$122,313$119,720$-2,593-2.11 % $911News Article History of Comerica Bank Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRJ P Morgan Chase And CoInstitution 69,379New Holding69,379100 %$556,420$544,625$-11,794-2.11 % $-11,794News Article History of J P Morgan Chase And Co Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRRoyce And Associates LlcInstitution 80,000No Change00 %$641,600$628,000$-13,600-2.11 % $0News Article History of Royce And Associates Llc Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRUbs AgInstitution 9,914Added More5,407119.96 %$79,510$77,825$-1,685-2.11 % $-919News Article History of Ubs Ag Ownership Of Gladstone Capital Corp
2009-11-102009-09-30 13F-HRWisconsin Capital Management LlcInstitution 43,113New Holding43,113100 %$345,766$338,437$-7,329-2.11 % $-7,329News Article History of Wisconsin Capital Management Llc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HR/ABaird Robert W And Co IncInstitution 195,534Sold Some-21,814-10.03 %$1,570,138$1,534,942$-35,196-2.24 % $3,927News Article History of Baird Robert W And Co Inc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRDeere And CoInstitution 15,238New Holding15,238100 %$122,361$119,618$-2,743-2.24 % $-2,743News Article History of Deere And Co Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRMetlife Securities IncInstitution 4No Change00 %$32$31$-1-2.24 % $0News Article History of Metlife Securities Inc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRMetropolitan Life Insurance CoInstitution 21,124No Change00 %$169,626$165,823$-3,802-2.24 % $0News Article History of Metropolitan Life Insurance Co Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRPnc Financial Services Group IncInstitution 1,000No Change00 %$8,030$7,850$-180-2.24 % $0News Article History of Pnc Financial Services Group Inc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRSchwab Charles Investment Management IncInstitution 6,600No Change00 %$52,998$51,810$-1,188-2.24 % $0News Article History of Schwab Charles Investment Management Inc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRTeachers Advisors IncInstitution 18,158No Change00 %$145,809$142,540$-3,268-2.24 % $0News Article History of Teachers Advisors Inc Ownership Of Gladstone Capital Corp
2009-11-062009-09-30 13F-HRTiaa Cref Investment Management LlcInstitution 123,896No Change00 %$994,885$972,584$-22,301-2.24 % $0News Article History of Tiaa Cref Investment Management Llc Ownership Of Gladstone Capital Corp
2009-11-052009-09-30 13F-HRParametric Portfolio AssociatesInstitution 12,188Sold Some-3,374-21.68 %$97,260$95,676$-1,584-1.62 % $439News Article History of Parametric Portfolio Associates Ownership Of Gladstone Capital Corp
2009-11-042009-09-30 13F-HRGeewax Plus Partners LlcInstitution Sold All-16,700-100 %-0.63 % $835News Article History of Geewax Plus Partners Llc Ownership Of Gladstone Capital Corp
2009-11-032009-09-30 13F-HRM And T Bank CorpInstitution 393,615Sold Some-28,900-6.83 %$3,204,026$3,089,878$-114,148-3.56 % $8,381News Article History of M And T Bank Corp Ownership Of Gladstone Capital Corp
2009-10-302009-09-30 13F-HRRobeco Investment Management IncInstitution 67,465Sold Some-1,340-1.94 %$553,888$529,600$-24,287-4.38 % $482News Article History of Robeco Investment Management Inc Ownership Of Gladstone Capital Corp
2009-10-302009-09-30 13F-HRTocqueville Asset Management LpInstitution 10,000New Holding10,000100 %$82,100$78,500$-3,600-4.38 % $-3,600News Article History of Tocqueville Asset Management Lp Ownership Of Gladstone Capital Corp
2009-10-282009-09-30 13F-HRDavenport And Co LlcInstitution 220,455New Holding220,455100 %$1,809,936$1,730,572$-79,364-4.38 % $-79,364News Article History of Davenport And Co Llc Ownership Of Gladstone Capital Corp
2009-10-282009-09-30 13F-HRSandy Spring BankNo Data 400Sold Some-400-50.00 %$3,284$3,140$-144-4.38 % $144News Article History of Sandy Spring Bank Ownership Of Gladstone Capital Corp
2009-10-262009-09-30 13F-HRSchroder Investment Management GroupInstitution 154,100New Holding154,100100 %$1,336,047$1,209,685$-126,362-9.45 % $-126,362News Article History of Schroder Investment Management Group Ownership Of Gladstone Capital Corp
2009-10-262009-06-30 13F-HR/AAmeriprise Financial IncInstitution 24,900Sold Some-4,700-15.87 %$215,883$195,465$-20,418-9.45 % $3,854News Article History of Ameriprise Financial Inc Ownership Of Gladstone Capital Corp
2009-10-222009-09-30 13F-HRBlackrock IncNo Data Sold All-4,100-100 %-12.68 % $4,674News Article History of Blackrock Inc Ownership Of Gladstone Capital Corp
2009-10-222009-09-30 13F-HRBlackrock Investment Management LlcInstitution 47,194Added More8,48721.92 %$424,274$370,473$-53,801-12.68 % $-9,675News Article History of Blackrock Investment Management Llc Ownership Of Gladstone Capital Corp
2009-10-212009-09-30 13F-HRBank Of New York Mellon CorpInstitution 102,704Sold Some-448-0.43 %$905,849$806,226$-99,623-10.99 % $435News Article History of Bank Of New York Mellon Corp Ownership Of Gladstone Capital Corp
2009-10-212009-09-30 13F-HRState Board Of Administration Of Florida Retirement SystemInstitution 35,043Added More9,55737.49 %$309,079$275,088$-33,992-10.99 % $-9,270News Article History of State Board Of Administration Of Florida Retirement System Ownership Of Gladstone Capital Corp
2009-10-192009-09-30 13F-HRConfluence Investment Management LlcInstitution 550,672Sold Some-139,774-20.24 %$5,115,743$4,322,775$-792,968-15.50 % $201,275News Article History of Confluence Investment Management Llc Ownership Of Gladstone Capital Corp
2009-10-192009-09-30 13F-HRStrs OhioInstitution 21,900No Change00 %$203,451$171,915$-31,536-15.50 % $0News Article History of Strs Ohio Ownership Of Gladstone Capital Corp
2009-10-162009-09-30 13F-HRTrust Co Of VermontInstitution 1,000No Change00 %$9,290$7,850$-1,440-15.50 % $0News Article History of Trust Co Of Vermont Ownership Of Gladstone Capital Corp
2009-10-152009-09-30 13F-HRHarris Financial CorpInstitution 22,895No Change00 %$214,297$179,726$-34,571-16.13 % $0News Article History of Harris Financial Corp Ownership Of Gladstone Capital Corp
2009-10-152009-09-30 13F-HRPublic Employees Retirement System Of OhioInstitution 25,727No Change00 %$240,805$201,957$-38,848-16.13 % $0News Article History of Public Employees Retirement System Of Ohio Ownership Of Gladstone Capital Corp
2009-10-082009-09-30 13F-HRRhumbline AdvisersInstitution 43,608Sold Some-1,121-2.50 %$408,171$342,323$-65,848-16.13 % $1,693News Article History of Rhumbline Advisers Ownership Of Gladstone Capital Corp
2009-09-112009-06-30 13F-HR/ABarclays Global Investors Uk Holdings LtdInstitution 842,114Added More15,1391.83 %$6,619,016$6,610,595$-8,421-0.12 % $-151News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Gladstone Capital Corp
2009-09-102009-06-30 13F-HR/AVeritable L PInstitution Sold All-20,000-100 %-0.63 % $1,000News Article History of Veritable L P Ownership Of Gladstone Capital Corp
2009-09-102009-03-31 13F-HR/AVeritable L PInstitution 20,000New Holding20,000100 %$158,000$157,000$-1,000-0.63 % $-1,000News Article History of Veritable L P Ownership Of Gladstone Capital Corp
2009-09-012009-06-30 13F-HR/AAmvescap PlcInstitution 185,857Sold Some-96,541-34.18 %$1,353,039$1,458,977$105,9387.82 % $-55,028News Article History of Amvescap Plc Ownership Of Gladstone Capital Corp
2009-08-282009-06-30 13F-HR/AWells Fargo And CoInstitution 7,200Sold Some-300-4.00 %$54,432$56,520$2,0883.83 % $-87News Article History of Wells Fargo And Co Ownership Of Gladstone Capital Corp
Returned 81 Records!
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss!
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