| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 1,000 | No Change | 0 | 0 % | $7,820 | $7,850 | $30 | 0.38 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Gladstone Capital Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 76,274 | New Holding | 76,274 | 100 % | $614,006 | $598,751 | $-15,255 | -2.48 % | $-15,255 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Gladstone Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 93,372 | Sold Some | -92,485 | -49.76 % | $755,379 | $732,970 | $-22,409 | -2.96 % | $22,196 | | | | | | News Article | History of Amvescap Plc Ownership Of Gladstone Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 56,389 | Added More | 27,879 | 97.78 % | $456,187 | $442,654 | $-13,533 | -2.96 % | $-6,691 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Gladstone Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 7,200 | No Change | 0 | 0 % | $58,248 | $56,520 | $-1,728 | -2.96 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 55,447 | Added More | 12,954 | 30.48 % | $448,012 | $435,259 | $-12,753 | -2.84 % | $-2,979 | | | | | | News Article | History of American International Group Inc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 19,311 | New Holding | 19,311 | 100 % | $156,033 | $151,591 | $-4,442 | -2.84 % | $-4,442 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 200,955 | Added More | 45,091 | 28.92 % | $1,623,716 | $1,577,497 | $-46,220 | -2.84 % | $-10,371 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 14,920 | Added More | 4,420 | 42.09 % | $120,554 | $117,122 | $-3,432 | -2.84 % | $-1,017 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 11,390 | New Holding | 11,390 | 100 % | $92,031 | $89,412 | $-2,620 | -2.84 % | $-2,620 | | | | | | News Article | History of Ing Groep Nv Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 202,242 | New Holding | 202,242 | 100 % | $1,634,115 | $1,587,600 | $-46,516 | -2.84 % | $-46,516 | | | | | | News Article | History of Millennium Management Llc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 115,573 | Added More | 91,727 | 384.66 % | $933,830 | $907,248 | $-26,582 | -2.84 % | $-21,097 | | | | | | News Article | History of Morgan Stanley Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 201,619 | Added More | 6,659 | 3.41 % | $1,629,082 | $1,582,709 | $-46,372 | -2.84 % | $-1,532 | | | | | | News Article | History of Northern Trust Corp Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 460,693 | Added More | 442,732 | 2464.96 % | $3,722,399 | $3,616,440 | $-105,959 | -2.84 % | $-101,828 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 23,230 | New Holding | 23,230 | 100 % | $187,698 | $182,356 | $-5,343 | -2.84 % | $-5,343 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,580 | No Change | 0 | 0 % | $12,766 | $12,403 | $-363 | -2.84 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Gladstone Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 29,910 | New Holding | 29,910 | 100 % | $241,673 | $234,794 | $-6,879 | -2.84 % | $-6,879 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -3,500 | -100 % | | | | -1.62 % | $455 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | | Sold All | -24,900 | -100 % | | | | -1.62 % | $3,237 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 35,463 | Sold Some | -7,987 | -18.38 % | $282,995 | $278,385 | $-4,610 | -1.62 % | $1,038 | | | | | | News Article | History of Axa Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 13,554 | Added More | 13,470 | 16035.71 % | $108,161 | $106,399 | $-1,762 | -1.62 % | $-1,751 | | | | | | News Article | History of Barclays Plc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 217 | Sold Some | -15,811 | -98.64 % | $1,732 | $1,703 | $-28 | -1.62 % | $2,055 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 244,161 | Added More | 196,123 | 408.26 % | $1,948,405 | $1,916,664 | $-31,741 | -1.62 % | $-25,496 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 485,861 | Sold Some | -138,160 | -22.14 % | $3,877,171 | $3,814,009 | $-63,162 | -1.62 % | $17,961 | | | | | | News Article | History of Jennison Associates Llc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 33,947 | New Holding | 33,947 | 100 % | $270,897 | $266,484 | $-4,413 | -1.62 % | $-4,413 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | 145,300 | New Holding | 145,300 | 100 % | $1,159,494 | $1,140,605 | $-18,889 | -1.62 % | $-18,889 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 634,300 | Added More | 2,200 | 0.34 % | $5,061,714 | $4,979,255 | $-82,459 | -1.62 % | $-286 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 155,583 | Sold Some | -3,525 | -2.21 % | $1,241,552 | $1,221,327 | $-20,226 | -1.62 % | $458 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 17,600 | New Holding | 17,600 | 100 % | $140,448 | $138,160 | $-2,288 | -1.62 % | $-2,288 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 13,848 | No Change | 0 | 0 % | $110,507 | $108,707 | $-1,800 | -1.62 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Gladstone Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 360,826 | Added More | 17,937 | 5.23 % | $2,879,391 | $2,832,484 | $-46,907 | -1.62 % | $-2,332 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 17,089 | No Change | 0 | 0 % | $135,003 | $134,149 | $-854 | -0.63 % | $0 | | | | | | News Article | History of Bank Of America Corp Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 904,015 | Added More | 61,901 | 7.35 % | $7,141,719 | $7,096,518 | $-45,201 | -0.63 % | $-3,095 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 11,390 | Added More | 1,490 | 15.05 % | $89,981 | $89,412 | $-570 | -0.63 % | $-75 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 10,500 | No Change | 0 | 0 % | $82,950 | $82,425 | $-525 | -0.63 % | $0 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 700 | Sold Some | -3,550 | -83.52 % | $5,530 | $5,495 | $-35 | -0.63 % | $178 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 21,040 | Added More | 1,799 | 9.34 % | $166,216 | $165,164 | $-1,052 | -0.63 % | $-90 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 749 | Added More | 56 | 8.08 % | $5,917 | $5,880 | $-37 | -0.63 % | $-3 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 937 | Added More | 366 | 64.09 % | $7,402 | $7,355 | $-47 | -0.63 % | $-18 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 5,800 | New Holding | 5,800 | 100 % | $45,820 | $45,530 | $-290 | -0.63 % | $-290 | | | | | | News Article | History of Russell Frank Co Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | | Sold All | -1,000 | -100 % | | | | -0.63 % | $50 | | | | | | News Article | History of Signaturefd Llc Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -398 | -100 % | | | | -0.63 % | $20 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Gladstone Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 12,417 | New Holding | 12,417 | 100 % | $98,094 | $97,473 | $-621 | -0.63 % | $-621 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 32,367 | Sold Some | -18,996 | -36.98 % | $259,583 | $254,081 | $-5,502 | -2.11 % | $3,229 | | | | | | News Article | History of Citigroup Inc Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 15,251 | Sold Some | -5,356 | -25.99 % | $122,313 | $119,720 | $-2,593 | -2.11 % | $911 | | | | | | News Article | History of Comerica Bank Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 69,379 | New Holding | 69,379 | 100 % | $556,420 | $544,625 | $-11,794 | -2.11 % | $-11,794 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 80,000 | No Change | 0 | 0 % | $641,600 | $628,000 | $-13,600 | -2.11 % | $0 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 9,914 | Added More | 5,407 | 119.96 % | $79,510 | $77,825 | $-1,685 | -2.11 % | $-919 | | | | | | News Article | History of Ubs Ag Ownership Of Gladstone Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wisconsin Capital Management Llc | Institution | 43,113 | New Holding | 43,113 | 100 % | $345,766 | $338,437 | $-7,329 | -2.11 % | $-7,329 | | | | | | News Article | History of Wisconsin Capital Management Llc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 195,534 | Sold Some | -21,814 | -10.03 % | $1,570,138 | $1,534,942 | $-35,196 | -2.24 % | $3,927 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 15,238 | New Holding | 15,238 | 100 % | $122,361 | $119,618 | $-2,743 | -2.24 % | $-2,743 | | | | | | News Article | History of Deere And Co Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 4 | No Change | 0 | 0 % | $32 | $31 | $-1 | -2.24 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 21,124 | No Change | 0 | 0 % | $169,626 | $165,823 | $-3,802 | -2.24 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,000 | No Change | 0 | 0 % | $8,030 | $7,850 | $-180 | -2.24 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 6,600 | No Change | 0 | 0 % | $52,998 | $51,810 | $-1,188 | -2.24 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 18,158 | No Change | 0 | 0 % | $145,809 | $142,540 | $-3,268 | -2.24 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Gladstone Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 123,896 | No Change | 0 | 0 % | $994,885 | $972,584 | $-22,301 | -2.24 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Gladstone Capital Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 12,188 | Sold Some | -3,374 | -21.68 % | $97,260 | $95,676 | $-1,584 | -1.62 % | $439 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Gladstone Capital Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -16,700 | -100 % | | | | -0.63 % | $835 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Gladstone Capital Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 393,615 | Sold Some | -28,900 | -6.83 % | $3,204,026 | $3,089,878 | $-114,148 | -3.56 % | $8,381 | | | | | | News Article | History of M And T Bank Corp Ownership Of Gladstone Capital Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 67,465 | Sold Some | -1,340 | -1.94 % | $553,888 | $529,600 | $-24,287 | -4.38 % | $482 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Gladstone Capital Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 10,000 | New Holding | 10,000 | 100 % | $82,100 | $78,500 | $-3,600 | -4.38 % | $-3,600 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Gladstone Capital Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 220,455 | New Holding | 220,455 | 100 % | $1,809,936 | $1,730,572 | $-79,364 | -4.38 % | $-79,364 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Gladstone Capital Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sandy Spring Bank | No Data | 400 | Sold Some | -400 | -50.00 % | $3,284 | $3,140 | $-144 | -4.38 % | $144 | | | | | | News Article | History of Sandy Spring Bank Ownership Of Gladstone Capital Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 154,100 | New Holding | 154,100 | 100 % | $1,336,047 | $1,209,685 | $-126,362 | -9.45 % | $-126,362 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Gladstone Capital Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 24,900 | Sold Some | -4,700 | -15.87 % | $215,883 | $195,465 | $-20,418 | -9.45 % | $3,854 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Gladstone Capital Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -4,100 | -100 % | | | | -12.68 % | $4,674 | | | | | | News Article | History of Blackrock Inc Ownership Of Gladstone Capital Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 47,194 | Added More | 8,487 | 21.92 % | $424,274 | $370,473 | $-53,801 | -12.68 % | $-9,675 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Gladstone Capital Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 102,704 | Sold Some | -448 | -0.43 % | $905,849 | $806,226 | $-99,623 | -10.99 % | $435 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Gladstone Capital Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 35,043 | Added More | 9,557 | 37.49 % | $309,079 | $275,088 | $-33,992 | -10.99 % | $-9,270 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Gladstone Capital Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Confluence Investment Management Llc | Institution | 550,672 | Sold Some | -139,774 | -20.24 % | $5,115,743 | $4,322,775 | $-792,968 | -15.50 % | $201,275 | | | | | | News Article | History of Confluence Investment Management Llc Ownership Of Gladstone Capital Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 21,900 | No Change | 0 | 0 % | $203,451 | $171,915 | $-31,536 | -15.50 % | $0 | | | | | | News Article | History of Strs Ohio Ownership Of Gladstone Capital Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 1,000 | No Change | 0 | 0 % | $9,290 | $7,850 | $-1,440 | -15.50 % | $0 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Gladstone Capital Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 22,895 | No Change | 0 | 0 % | $214,297 | $179,726 | $-34,571 | -16.13 % | $0 | | | | | | News Article | History of Harris Financial Corp Ownership Of Gladstone Capital Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 25,727 | No Change | 0 | 0 % | $240,805 | $201,957 | $-38,848 | -16.13 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Gladstone Capital Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 43,608 | Sold Some | -1,121 | -2.50 % | $408,171 | $342,323 | $-65,848 | -16.13 % | $1,693 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Gladstone Capital Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 842,114 | Added More | 15,139 | 1.83 % | $6,619,016 | $6,610,595 | $-8,421 | -0.12 % | $-151 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Gladstone Capital Corp |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Veritable L P | Institution | | Sold All | -20,000 | -100 % | | | | -0.63 % | $1,000 | | | | | | News Article | History of Veritable L P Ownership Of Gladstone Capital Corp |
| 2009-09-10 | 2009-03-31 | 13F-HR/A | Veritable L P | Institution | 20,000 | New Holding | 20,000 | 100 % | $158,000 | $157,000 | $-1,000 | -0.63 % | $-1,000 | | | | | | News Article | History of Veritable L P Ownership Of Gladstone Capital Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 185,857 | Sold Some | -96,541 | -34.18 % | $1,353,039 | $1,458,977 | $105,938 | 7.82 % | $-55,028 | | | | | | News Article | History of Amvescap Plc Ownership Of Gladstone Capital Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 7,200 | Sold Some | -300 | -4.00 % | $54,432 | $56,520 | $2,088 | 3.83 % | $-87 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Gladstone Capital Corp |
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