| Ameriprise Financial Inc |
Institution |
-1.79 % |
2008-08-12 |
4,605 |
$78,147 |
$-6,908 |
-8.12 % |
Sold Some |
-68,918 |
-93.73 % |
$103,377 |
| Andreeff Equity Advisors Llc |
Institution |
-1.29 % |
2008-08-13 |
104,368 |
$1,771,125 |
$-149,246 |
-7.77 % |
Added More |
14,641 |
16.31 % |
$-20,937 |
| Austin Investment Management Inc |
Institution |
-1.56 % |
2008-08-14 |
25,000 |
$424,250 |
$-19,250 |
-4.34 % |
No Change |
25,000 |
0 % |
- |
| Axa |
Institution |
-2.02 % |
2008-08-14 |
30,670 |
$520,470 |
$-23,616 |
-4.34 % |
Added More |
150 |
0.49 % |
$-116 |
| Balyasny Asset Management Llc |
Institution |
-1.45 % |
2008-08-14 |
14,699 |
$249,442 |
$-11,318 |
-4.34 % |
No Compare |
- |
- % |
- |
| Bank Of America Corp |
Institution |
-1.54 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-14,854 |
-100.00 % |
$22,281 |
| Bank Of New York Mellon Corp |
Institution |
-1.58 % |
2008-08-14 |
1,221,042 |
$20,721,083 |
$-940,202 |
-4.34 % |
Added More |
165,196 |
15.64 % |
$-127,201 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
2.42 % |
2008-07-25 |
847,336 |
|
|
% |
Sold Some |
-6,614 |
-0.77 % |
|
| Barclays Plc |
Institution |
-3.06 % |
2008-08-12 |
61,491 |
$1,043,502 |
$-92,237 |
-8.12 % |
Added More |
61,233 |
23733.72 % |
$-91,850 |
| Bear Stearns And Co Inc |
Institution |
-7.95 % |
2008-05-15 |
19,213 |
$326,045 |
$-52,836 |
-13.94 % |
Sold Some |
-799 |
-3.99 % |
$2,197 |
| Bessemer Group Inc |
Institution |
-1.23 % |
2008-08-14 |
10,000 |
$169,700 |
$-7,700 |
-4.34 % |
No Change |
10,000 |
0 % |
- |
| Blackrock Investment Management Llc |
Institution |
1.69 % |
2008-08-04 |
79,966 |
$1,357,023 |
$-63,173 |
-4.44 % |
Sold Some |
-33,734 |
-29.66 % |
$26,650 |
| Bogle Investment Management L P |
Institution |
-2.36 % |
2008-08-14 |
32,118 |
$545,042 |
$-24,731 |
-4.34 % |
New Holding |
32,118 |
100.00 % |
$-24,731 |
| Brc Investment Management Llc |
Institution |
0.00 % |
2008-08-06 |
29,900 |
$507,403 |
$-37,375 |
-6.86 % |
New Holding |
29,900 |
100.00 % |
$-37,375 |
| Chicago Equity Partners Llc |
Institution |
-1.57 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-63,925 |
-100.00 % |
$91,413 |
| Claymore Advisors Llc |
Institution |
-0.92 % |
2008-08-07 |
457,081 |
$7,756,665 |
$-379,377 |
-4.66 % |
Added More |
233,238 |
104.19 % |
$-193,588 |
| Clough Capital Partners L P |
Institution |
-0.74 % |
2008-08-14 |
130,000 |
$2,206,100 |
$-100,100 |
-4.34 % |
Sold Some |
-20,000 |
-13.33 % |
$15,400 |
| Clough Global Allocation Fund |
Institution |
-19.17 % |
2008-06-09 |
10,500 |
$178,185 |
$-3,990 |
-2.19 % |
Sold Some |
-4,500 |
-30.00 % |
$1,710 |
| Clough Global Equity Fund |
Institution |
-18.26 % |
2008-06-09 |
48,700 |
$826,439 |
$-18,506 |
-2.19 % |
Sold Some |
-36,600 |
-42.90 % |
$13,908 |
| Clough Global Opportunities Fund |
Institution |
-16.42 % |
2008-06-09 |
32,000 |
$543,040 |
$-12,160 |
-2.19 % |
Sold Some |
-8,000 |
-20.00 % |
$3,040 |
| Core Equity Fund (Empiric Funds Inc) |
Multi-Cap Value |
0.89 % |
2008-06-05 |
None |
- |
- |
- % |
Sold All |
-13,000 |
-100.00 % |
$21,320 |
| Cornerstone Strategy Fund (Usaa Mutual Funds Trust) |
Specialty & Misc |
-1.78 % |
2008-08-01 |
2,613 |
$44,343 |
$-1,881 |
-4.07 % |
No Compare |
- |
- % |
- |
| Credit Agricole S A |
Institution |
-1.40 % |
2008-08-13 |
115,600 |
$1,961,732 |
$-165,308 |
-7.77 % |
Added More |
47,250 |
69.12 % |
$-67,568 |
| Credit Suisse/ |
Institution |
-1.70 % |
2008-08-14 |
27,253 |
$462,483 |
$-20,985 |
-4.34 % |
New Holding |
27,253 |
100.00 % |
$-20,985 |
| Davidson D A And Co |
Institution |
-1.33 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-2,000 |
-100.00 % |
$2,860 |
| Developing Leaders Portfolio (Dreyfus Variable Investment Fund) |
Specialty & Misc |
0.00 % |
2008-08-19 |
44,900 |
$761,953 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
-3.77 % |
2008-05-29 |
11,000 |
$186,670 |
$-18,260 |
-8.91 % |
No Compare |
- |
- % |
- |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-10.83 % |
2008-06-05 |
253,331 |
$4,299,027 |
$-415,463 |
-8.81 % |
Added More |
250,786 |
9854.06 % |
$-411,289 |
| Ferris Baker Watts Incorporated |
Institution |
0.49 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-4,200 |
-100.00 % |
$3,486 |
| Fifth Third Bancorp |
Institution |
-1.32 % |
2008-08-14 |
500 |
$8,485 |
$-385 |
-4.34 % |
No Change |
500 |
0 % |
- |
| Fixed Income Securities Inc. |
Institution |
-1.48 % |
2008-08-14 |
32,328 |
$548,606 |
$-24,893 |
-4.34 % |
Added More |
2,859 |
9.70 % |
$-2,201 |
| General Motors Investment Management Corp |
Institution |
-2.00 % |
2008-08-13 |
89,900 |
$1,525,603 |
$-128,557 |
-7.77 % |
New Holding |
89,900 |
100.00 % |
$-128,557 |
| Ghp Investment Advisors Inc. |
Institution |
-1.15 % |
2008-08-14 |
3,300 |
$56,001 |
$-2,541 |
-4.34 % |
Added More |
1,500 |
83.33 % |
$-1,155 |
| Global Resources Fund (Us Global Investors Funds) |
Natural Resources |
-25.16 % |
2008-05-29 |
400,000 |
$6,788,000 |
$-664,000 |
-8.91 % |
New Holding |
400,000 |
100.00 % |
$-664,000 |
| Gmo Value Fund (Gmo Trust) |
Multi-Cap Value |
-5.45 % |
2008-07-23 |
1,700 |
$28,849 |
$-1,870 |
-6.08 % |
No Compare |
- |
- % |
- |
| Goldman Sachs Group Inc |
Institution |
-1.74 % |
2008-08-14 |
91,590 |
$1,554,282 |
$-70,524 |
-4.34 % |
Added More |
13,036 |
16.59 % |
$-10,038 |
| Grantham Mayo Van Otterloo And Co Llc |
Institution |
-0.96 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-16,600 |
-100.00 % |
$23,738 |
| Great Oaks Capital Management Llc |
Institution |
-2.68 % |
2008-08-14 |
15,000 |
$254,550 |
$-11,550 |
-4.34 % |
New Holding |
15,000 |
100.00 % |
$-11,550 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-10.59 % |
2008-06-05 |
28,702 |
$487,073 |
$-47,071 |
-8.81 % |
New Holding |
28,702 |
100.00 % |
$-47,071 |
| Hartford Investment Management Co |
Institution |
-1.54 % |
2008-08-13 |
5,150 |
$87,396 |
$-7,365 |
-7.77 % |
No Change |
5,150 |
0 % |
- |
| Ing Investment Management Co |
Institution |
-1.47 % |
2008-08-14 |
4,300 |
$72,971 |
$-3,311 |
-4.34 % |
Added More |
3,600 |
514.28 % |
$-2,772 |
| J P Morgan Chase And Co |
Institution |
-1.50 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-192,828 |
-100.00 % |
$289,242 |
| Jane Street Holding Llc |
Institution |
% |
2008-08-15 |
39,900 |
|
|
% |
Added More |
26,478 |
197.27 % |
|
| Jefferies Group Inc |
Institution |
-1.55 % |
2008-08-14 |
18,200 |
$308,854 |
$-14,014 |
-4.34 % |
New Holding |
18,200 |
100.00 % |
$-14,014 |
| Jnlmcm Jnl 5 Fund (Jnl Variable Fund Llc) |
Specialty & Misc |
-10.46 % |
2008-05-30 |
690 |
$11,709 |
$-966 |
-7.62 % |
Added More |
299 |
76.47 % |
$-419 |
| Jnlmcm Vip Fund (Jnl Variable Fund Llc) |
Specialty & Misc |
-12.27 % |
2008-05-30 |
45 |
$764 |
$-63 |
-7.62 % |
Added More |
18 |
66.66 % |
$-25 |
| Johnson Investment Counsel Inc |
Institution |
3.38 % |
2008-08-01 |
None |
- |
- |
- % |
Sold All |
-13,570 |
-100.00 % |
$9,770 |
| Liberty All Star Growth Fund Inc |
Institution |
-10.36 % |
2008-05-30 |
26,772 |
$454,321 |
$-37,481 |
-7.62 % |
Sold Some |
-11,191 |
-29.47 % |
$15,667 |
| Luxor Capital Group Lp |
Institution |
-1.69 % |
2008-08-14 |
2,815,349 |
$47,776,473 |
$-2,167,819 |
-4.34 % |
Added More |
126,797 |
4.71 % |
$-97,634 |
| Mainstay Small Cap Opportunity Fund (Eclipse Funds) |
Small-Cap Value |
6.90 % |
2008-07-02 |
77,440 |
$1,314,157 |
$-17,811 |
-1.33 % |
New Holding |
77,440 |
100.00 % |
$-17,811 |
| Megatrends Fund (U S Global Accolade Funds) |
Specialty & Misc |
-7.87 % |
2008-07-01 |
6,000 |
$101,820 |
$-1,440 |
-1.39 % |
Added More |
5,600 |
1400.00 % |
$-1,344 |
| Merrill Lynch And Co Inc |
Institution |
-0.51 % |
2008-08-07 |
33,416 |
$567,070 |
$-27,735 |
-4.66 % |
Added More |
12,434 |
59.26 % |
$-10,320 |
| Metropolitan Capital Advisors Inc |
Institution |
-4.03 % |
2008-08-11 |
727,605 |
$12,347,457 |
$-996,819 |
-7.47 % |
Added More |
360,177 |
98.02 % |
$-493,442 |
| Metropolitan Life Insurance Co |
Institution |
-2.37 % |
2008-08-11 |
31,261 |
$530,499 |
$-42,828 |
-7.47 % |
Added More |
2,178 |
7.48 % |
$-2,984 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-0.58 % |
2008-07-30 |
14,982 |
$254,245 |
$-18,278 |
-6.70 % |
Added More |
3,377 |
29.09 % |
$-4,120 |
| Morgan Stanley |
Institution |
% |
2008-08-15 |
169,439 |
|
|
% |
Sold Some |
-94,936 |
-35.90 % |
|
| Neuberger Berman Llc |
Institution |
% |
2008-08-15 |
256,550 |
|
|
% |
Sold Some |
-177,450 |
-40.88 % |
|
| New M&I Corp |
Institution |
-1.56 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-26,462 |
-100.00 % |
$21,170 |
| New York Life Investment Management Llc |
Institution |
-1.59 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-93,323 |
-100.00 % |
$71,859 |
| New York State Common Retirement Fund |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-107,400 |
-100.00 % |
|
| Northern Trust Corp |
Institution |
-1.29 % |
2008-08-13 |
195,867 |
$3,323,863 |
$-280,090 |
-7.77 % |
Added More |
11,321 |
6.13 % |
$-16,189 |
| Old Lane Lp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-10,660 |
-100.00 % |
|
| Oppenheimer And Co Inc |
Institution |
-1.59 % |
2008-08-13 |
13,600 |
$230,792 |
$-19,448 |
-7.77 % |
New Holding |
13,600 |
100.00 % |
$-19,448 |
| Oppenheimer Funds Inc |
Institution |
-0.91 % |
2008-08-18 |
None |
- |
- |
- % |
Sold All |
-64,250 |
-100.00 % |
$-643 |
| Padco Advisors Ii Inc |
Institution |
-1.63 % |
2008-08-14 |
160 |
$2,715 |
$-123 |
-4.34 % |
Sold Some |
-257 |
-61.63 % |
$198 |
| Padco Advisors Inc |
Institution |
-1.89 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-1,810 |
-100.00 % |
$1,394 |
| Parkcentral Capital Management L P |
Institution |
0.31 % |
2008-07-29 |
None |
- |
- |
- % |
Sold All |
-68,600 |
-100.00 % |
$84,378 |
| Peak6 Investments L P |
Institution |
-1.65 % |
2008-08-14 |
5,431 |
$92,164 |
$-4,182 |
-4.34 % |
Added More |
5,322 |
4882.56 % |
$-4,098 |
| Peapack Gladstone Financial Corp |
Institution |
2.39 % |
2008-07-10 |
200 |
$3,394 |
$46 |
1.37 % |
New Holding |
200 |
100.00 % |
$46 |
| Rafferty Asset Management Llc |
Institution |
0.30 % |
2008-08-11 |
1,193 |
$20,245 |
$-1,634 |
-7.47 % |
New Holding |
1,193 |
100.00 % |
$-1,634 |
| Ralph Parks Cyclical Equity Fund (Ralph Parks Portfolios Trust) |
Specialty & Misc |
-6.30 % |
2008-05-28 |
None |
- |
- |
- % |
Sold All |
-2,929 |
-100.00 % |
$8,289 |
| Rbc Capital Markets Arbitrage S A |
Institution |
-1.57 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-52 |
-100.00 % |
$40 |
| Rbc Dain Rauscher Inc |
Institution |
-0.99 % |
2008-08-14 |
540 |
$9,164 |
$-416 |
-4.34 % |
Added More |
100 |
22.72 % |
$-77 |
| Renaissance Technologies Corp |
Institution |
-1.65 % |
2008-08-14 |
802,992 |
$13,626,774 |
$-618,304 |
-4.34 % |
Sold Some |
-256,400 |
-24.20 % |
$197,428 |
| Research Affiliates Llc |
Institution |
-3.04 % |
2008-08-11 |
41,513 |
$704,476 |
$-56,873 |
-7.47 % |
New Holding |
41,513 |
100.00 % |
$-56,873 |
| Ridgecrest Investment Management Llc |
Institution |
-0.64 % |
2008-08-18 |
40,000 |
$678,800 |
$400 |
0.05 % |
New Holding |
40,000 |
100.00 % |
$400 |
| Riversource Disciplined Small Cap Value Fund (Riversource Dimensions Series Inc) |
Small-Cap Value |
-14.47 % |
2008-06-27 |
4,421 |
$75,024 |
$5,173 |
7.40 % |
Sold Some |
-4,198 |
-48.70 % |
$-4,912 |
| Riversource Fundamental Value Fund (Riversource Managers Series Inc) |
Multi-Cap Core |
-5.39 % |
2008-08-01 |
21,600 |
$366,552 |
$-15,552 |
-4.07 % |
No Compare |
- |
- % |
- |
| Riversource Small Cap Value Fund (Riversource Managers Series Inc) |
Small-Cap Core |
-5.38 % |
2008-08-01 |
29,300 |
$497,221 |
$-21,096 |
-4.07 % |
No Compare |
- |
- % |
- |
| Schroder Investment Management Group |
Institution |
-2.09 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-140,700 |
-100.00 % |
$108,339 |
| Sentinel Asset Management Inc |
Institution |
-1.36 % |
2008-08-13 |
743,600 |
$12,618,892 |
$-1,063,348 |
-7.77 % |
Added More |
288,700 |
63.46 % |
$-412,841 |
| Sg Americas Securities Llc |
Institution |
0.08 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-79,509 |
-100.00 % |
$65,992 |
| Shaw D E And Co Inc |
Institution |
-1.75 % |
2008-08-14 |
59,749 |
$1,013,941 |
$-46,007 |
-4.34 % |
Added More |
35,549 |
146.89 % |
$-27,373 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-0.14 % |
2008-08-08 |
27,938 |
$474,108 |
$-22,350 |
-4.50 % |
Sold Some |
-1,735 |
-5.84 % |
$1,388 |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-5.17 % |
2008-05-30 |
10,203 |
$173,145 |
$-14,284 |
-7.62 % |
Sold Some |
-724 |
-6.62 % |
$1,014 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-3.58 % |
2008-06-06 |
1,984 |
$33,668 |
$-1,686 |
-4.76 % |
Added More |
68 |
3.54 % |
$-58 |
| Spiderrock Trading Llc |
Institution |
-0.33 % |
2008-08-08 |
1,805 |
$30,631 |
$-1,444 |
-4.50 % |
New Holding |
1,805 |
100.00 % |
$-1,444 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-0.88 % |
2008-07-30 |
23,246 |
$394,485 |
$-28,360 |
-6.70 % |
Added More |
6,400 |
37.99 % |
$-7,808 |
| Steinberg Asset Management Llc |
Institution |
-3.17 % |
2008-08-14 |
8,415,904 |
$142,817,891 |
$-6,480,246 |
-4.34 % |
Added More |
1,241,312 |
17.30 % |
$-955,810 |
| Sterne Agee And Leach Group Inc |
Institution |
-0.32 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-8 |
-100.00 % |
$12 |
| Strs Ohio |
Institution |
1.22 % |
2008-07-24 |
19,636 |
$333,223 |
$-10,211 |
-2.97 % |
Sold Some |
-152,154 |
-88.56 % |
$79,120 |
| Summit Investment Partners Inc |
Institution |
-1.81 % |
2008-08-14 |
2,684 |
$45,547 |
$-2,067 |
-4.34 % |
No Change |
2,684 |
0 % |
- |
| Teachers Advisors Inc |
Institution |
-1.84 % |
2008-08-14 |
21,094 |
$357,965 |
$-16,242 |
-4.34 % |
Added More |
587 |
2.86 % |
$-452 |
| Tiaa Cref Investment Management Llc |
Institution |
-1.65 % |
2008-08-14 |
219,578 |
$3,726,239 |
$-169,075 |
-4.34 % |
Added More |
2,034 |
0.93 % |
$-1,566 |
| Trust Co Of Vermont |
Institution |
1.28 % |
2008-07-29 |
200 |
$3,394 |
$-246 |
-6.75 % |
No Change |
200 |
0 % |
- |
| U S Global Investors Inc |
Institution |
-1.94 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-408,000 |
-100.00 % |
$314,160 |
| Ubs Ag |
Institution |
-2.11 % |
2008-08-11 |
16,267 |
$276,051 |
$-22,286 |
-7.47 % |
Added More |
15,267 |
1526.70 % |
$-20,916 |
| Ultra Russell2000 Growth Proshares (Proshares Trust) |
Multi-Cap Growth |
-0.52 % |
2008-08-08 |
89 |
$1,510 |
$-71 |
-4.50 % |
No Compare |
- |
- % |
- |
| Ultra Russell2000 Value Proshares (Proshares Trust) |
Multi-Cap Value |
0.22 % |
2008-08-08 |
416 |
$7,060 |
$-333 |
-4.50 % |
No Compare |
- |
- % |
- |
| Us Bancorp De |
Institution |
-1.48 % |
2008-08-14 |
200 |
$3,394 |
$-154 |
-4.34 % |
Sold Some |
-2,819 |
-93.37 % |
$2,171 |
| Vanguard Group Inc |
Institution |
0.67 % |
2008-08-06 |
948 |
$16,088 |
$-1,185 |
-6.86 % |
Sold Some |
-34,435 |
-97.32 % |
$43,044 |
| Wasatch Strategic Income Fund (Wasatch Funds Inc) |
Equity Income |
-11.47 % |
2008-05-30 |
None |
- |
- |
- % |
Sold All |
-11,000 |
-100.00 % |
$15,400 |
| Weatherbie M A And Co Inc |
Institution |
-2.87 % |
2008-08-14 |
154,702 |
$2,625,293 |
$-119,121 |
-4.34 % |
Sold Some |
-591,028 |
-79.25 % |
$455,092 |
| Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) |
Large-Cap Core |
-8.92 % |
2008-05-29 |
90 |
$1,527 |
$-149 |
-8.91 % |
No Compare |
- |
- % |
- |
| World Asset Management Inc |
Institution |
-1.67 % |
2008-08-14 |
9,101 |
$154,444 |
$-7,008 |
-4.34 % |
Sold Some |
-1,138 |
-11.11 % |
$876 |
| Zebra Capital Management Llc |
Institution |
5.63 % |
2008-07-15 |
30,252 |
$513,376 |
$10,891 |
2.16 % |
New Holding |
30,252 |
100.00 % |
$10,891 |
| Zephyr Management L.P. |
Institution |
-0.46 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-28,675 |
-100.00 % |
$41,005 |