| Royce Premier Fund (Royce Fund) |
Small-Cap Core |
-2.03 % |
2008-11-26 |
303,200 |
$11,591,336 |
$745,872 |
6.87 % |
New Holding |
303,200 |
100.00 % |
$745,872 |
| Glenmede Trust Co Na |
Institution |
4.35 % |
2008-11-26 |
1,250 |
$47,788 |
$3,075 |
6.87 % |
No Change |
0 |
0 % |
- |
| Royce Value Fund (Royce Fund) |
Small-Cap Core |
-2.02 % |
2008-11-26 |
550,000 |
$21,026,500 |
$1,353,000 |
6.87 % |
New Holding |
550,000 |
100.00 % |
$1,353,000 |
| Bnp Paribas Arbitrage Sa |
Institution |
4.92 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-7,480 |
-100.00 % |
$-18,401 |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
5,647 |
$215,885 |
$27,219 |
14.42 % |
New Holding |
5,647 |
100.00 % |
$27,219 |
| Precious Metals And Minerals Fund (Usaa Mutual Funds Trust) |
Specialty & Misc |
12.23 % |
2008-11-24 |
530,000 |
$20,261,900 |
$2,554,600 |
14.42 % |
No Compare |
- |
- % |
- |
| Stifel Nicolaus And Co Inc Mo |
Institution |
21.26 % |
2008-11-20 |
37,980 |
$1,451,975 |
$436,770 |
43.02 % |
Sold Some |
-7,700 |
-16.85 % |
$-88,550 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
299,306 |
$11,442,468 |
$3,151,692 |
38.01 % |
Added More |
41,473 |
16.08 % |
$436,711 |
| Jefferies Group Inc |
Institution |
4.99 % |
2008-11-18 |
5,100 |
$194,973 |
$53,703 |
38.01 % |
New Holding |
5,100 |
100.00 % |
$53,703 |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
36,516 |
$1,396,007 |
$384,513 |
38.01 % |
Sold Some |
-76,876 |
-67.79 % |
$-809,504 |
| Diamondback Capital Management Llc |
Institution |
0.84 % |
2008-11-17 |
62,500 |
$2,389,375 |
$648,750 |
37.27 % |
Sold Some |
-300 |
-0.47 % |
$-3,114 |
| Van Eck Associates Corp |
Institution |
13.90 % |
2008-11-17 |
5,162,160 |
$197,349,377 |
$53,583,221 |
37.27 % |
Added More |
1,175,194 |
29.47 % |
$12,198,514 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
13,214 |
$505,171 |
$137,161 |
37.27 % |
New Holding |
13,214 |
100.00 % |
$137,161 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
500 |
$19,115 |
$5,190 |
37.27 % |
No Change |
0 |
0 % |
- |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-12,061 |
-100.00 % |
$-125,193 |
| Dresdner Bank Ag |
Institution |
2.39 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-11,757 |
-100.00 % |
$-122,038 |
| Ing Investments Llc |
Institution |
2.75 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-27,400 |
-100.00 % |
$-284,412 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-4,406 |
-100.00 % |
$-45,734 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
18,188 |
$695,327 |
$188,791 |
37.27 % |
Sold Some |
-11,200 |
-38.11 % |
$-116,256 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
10,651,985 |
$407,225,387 |
$110,567,604 |
37.27 % |
New Holding |
10,651,985 |
100.00 % |
$110,567,604 |
| Hbk Investments L P |
Institution |
1.02 % |
2008-11-14 |
22,017 |
$841,710 |
$228,536 |
37.27 % |
New Holding |
22,017 |
100.00 % |
$228,536 |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
1,880,000 |
$71,872,400 |
$19,514,400 |
37.27 % |
Added More |
370,000 |
24.50 % |
$3,840,600 |
| Baring Asset Management Inc |
Institution |
2.71 % |
2008-11-14 |
489,600 |
$18,717,408 |
$5,082,048 |
37.27 % |
Added More |
6,200 |
1.28 % |
$64,356 |
| Agf Funds Inc |
Institution |
3.36 % |
2008-11-14 |
1,406,302 |
$53,762,925 |
$14,597,415 |
37.27 % |
Added More |
219,740 |
18.51 % |
$2,280,901 |
| U S Global Investors Inc |
Institution |
10.96 % |
2008-11-14 |
1,238,584 |
$47,351,066 |
$12,856,502 |
37.27 % |
Added More |
50,000 |
4.20 % |
$519,000 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
116 |
$4,435 |
$1,204 |
37.27 % |
Sold Some |
-600 |
-83.79 % |
$-6,228 |
| Gamco Investors Inc Et Al |
Institution |
3.39 % |
2008-11-14 |
1,651,583 |
$63,140,018 |
$17,143,432 |
37.27 % |
Sold Some |
-9,917 |
-0.59 % |
$-102,938 |
| Great West Life Assurance Co |
Institution |
-1.84 % |
2008-11-14 |
136,790 |
$5,229,482 |
$1,419,880 |
37.27 % |
New Holding |
136,790 |
100.00 % |
$1,419,880 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
4,700 |
$179,681 |
$48,786 |
37.27 % |
Sold Some |
-6,359 |
-57.50 % |
$-66,006 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
300,963 |
$11,505,815 |
$3,123,996 |
37.27 % |
No Change |
0 |
0 % |
- |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
167,341 |
$6,397,446 |
$1,737,000 |
37.27 % |
No Compare |
- |
- % |
- |
| Capital Fund Management S A |
Institution |
3.54 % |
2008-11-14 |
43,600 |
$1,666,828 |
$452,568 |
37.27 % |
Added More |
24,198 |
124.71 % |
$251,175 |
| Sc Bvi Partners |
Institution |
6.75 % |
2008-11-14 |
13,700 |
$523,751 |
$142,206 |
37.27 % |
New Holding |
13,700 |
100.00 % |
$142,206 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
5,774,112 |
$220,744,302 |
$59,935,283 |
37.27 % |
Sold Some |
-58,309 |
-0.99 % |
$-605,247 |
| Hsbc Holdings Plc |
Institution |
1.87 % |
2008-11-14 |
34,780 |
$1,329,639 |
$361,016 |
37.27 % |
New Holding |
34,780 |
100.00 % |
$361,016 |
| Geologic Resource Partners Llc |
Institution |
5.43 % |
2008-11-14 |
96,900 |
$3,704,487 |
$1,005,822 |
37.27 % |
New Holding |
96,900 |
100.00 % |
$1,005,822 |
| Sc Fundamental Llc |
Institution |
1.99 % |
2008-11-14 |
11,300 |
$431,999 |
$117,294 |
37.27 % |
New Holding |
11,300 |
100.00 % |
$117,294 |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
68,504 |
$2,618,908 |
$711,072 |
37.27 % |
Sold Some |
-4,120 |
-5.67 % |
$-42,766 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
72,202 |
$2,760,282 |
$749,457 |
37.27 % |
New Holding |
72,202 |
100.00 % |
$749,457 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
977,500 |
$37,369,825 |
$10,146,450 |
37.27 % |
Sold Some |
-140,700 |
-12.58 % |
$-1,460,466 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
77,082 |
$2,946,845 |
$800,111 |
37.27 % |
Added More |
58,477 |
314.30 % |
$606,991 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
186,916 |
$7,145,799 |
$1,940,188 |
37.27 % |
Sold Some |
-56,327 |
-23.15 % |
$-584,674 |
| Natixis Asset Management |
Institution |
3.25 % |
2008-11-14 |
923,600 |
$35,309,228 |
$9,586,968 |
37.27 % |
No Compare |
- |
- % |
- |
| Putnam Investment Management Llc |
Institution |
7.88 % |
2008-11-14 |
75,234,430 |
$2,876,212,259 |
$780,933,383 |
37.27 % |
No Change |
0 |
0 % |
- |
| Suntrust Banks Inc |
Institution |
2.91 % |
2008-11-14 |
9,606 |
$367,237 |
$99,710 |
37.27 % |
No Change |
0 |
0 % |
- |
| Weiss Multi-Strategy Advisers Llc |
Institution |
3.21 % |
2008-11-14 |
32,700 |
$1,250,121 |
$339,426 |
37.27 % |
Added More |
500 |
1.55 % |
$5,190 |
| Royal Bank Of Scotland Group Plc |
Institution |
3.05 % |
2008-11-14 |
178,391 |
$6,819,888 |
$1,851,699 |
37.27 % |
Sold Some |
-39,744 |
-18.21 % |
$-412,543 |
| Aperio Group Llc |
Institution |
2.64 % |
2008-11-14 |
8,167 |
$312,224 |
$84,773 |
37.27 % |
Added More |
692 |
9.25 % |
$7,183 |
| Fidelity International Ltd |
Institution |
2.96 % |
2008-11-14 |
263,981 |
$10,091,994 |
$2,740,123 |
37.27 % |
New Holding |
263,981 |
100.00 % |
$2,740,123 |
| Rbc Asset Management Inc |
Institution |
-2.13 % |
2008-11-14 |
545,000 |
$20,835,350 |
$5,657,100 |
37.27 % |
Added More |
45,000 |
9.00 % |
$467,100 |
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
200 |
$7,646 |
$2,076 |
37.27 % |
New Holding |
200 |
100.00 % |
$2,076 |
| Ota Financial Group L P |
Institution |
3.36 % |
2008-11-14 |
19,000 |
$726,370 |
$197,220 |
37.27 % |
New Holding |
19,000 |
100.00 % |
$197,220 |
| Td Asset Management Inc |
Institution |
0.36 % |
2008-11-13 |
70,000 |
$2,676,100 |
$761,600 |
39.78 % |
Sold Some |
-30,000 |
-30.00 % |
$-326,400 |
| American Century Companies Inc |
Institution |
5.15 % |
2008-11-13 |
919,600 |
$35,156,308 |
$10,005,248 |
39.78 % |
New Holding |
919,600 |
100.00 % |
$10,005,248 |
| Arnhold And S Bleichroeder Advisers Llc |
Institution |
9.86 % |
2008-11-13 |
1,384,770 |
$52,939,757 |
$15,066,298 |
39.78 % |
Sold Some |
-166,040 |
-10.70 % |
$-1,806,515 |
| Security Global Investors Llc |
Institution |
4.40 % |
2008-11-13 |
150,600 |
$5,757,438 |
$1,638,528 |
39.78 % |
New Holding |
150,600 |
100.00 % |
$1,638,528 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
24,913 |
$952,424 |
$271,053 |
39.78 % |
Sold Some |
-5,103 |
-17.00 % |
$-55,521 |
| Sentinel Asset Management Inc |
Institution |
4.11 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-20,000 |
-100.00 % |
$-217,600 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
405,817 |
$15,514,384 |
$4,415,289 |
39.78 % |
Sold Some |
-123 |
-0.03 % |
$-1,338 |
| Ig Investment Management Ltd |
Institution |
-2.92 % |
2008-11-13 |
285,859 |
$10,928,390 |
$3,110,146 |
39.78 % |
Added More |
64,100 |
28.90 % |
$697,408 |
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
10,355 |
$395,872 |
$112,662 |
39.78 % |
No Change |
0 |
0 % |
- |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
1,361,893 |
$52,065,169 |
$14,817,396 |
39.78 % |
Sold Some |
-360,507 |
-20.93 % |
$-3,922,316 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
139,471 |
$5,331,976 |
$1,517,444 |
39.78 % |
Sold Some |
-145,396 |
-51.03 % |
$-1,581,908 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
45,223 |
$1,728,875 |
$492,026 |
39.78 % |
Sold Some |
-79,557 |
-63.75 % |
$-865,580 |
| Orrell Capital Management Inc |
Institution |
32.45 % |
2008-11-12 |
185,000 |
$7,072,550 |
$2,012,800 |
39.78 % |
No Change |
0 |
0 % |
- |
| Toronto Dominion Bank |
Institution |
-3.27 % |
2008-11-12 |
1,079 |
$41,250 |
$11,740 |
39.78 % |
New Holding |
1,079 |
100.00 % |
$11,740 |
| Eastbourne Capital Management Llc |
Institution |
5.27 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-245,113 |
-100.00 % |
$-2,666,829 |
| Paradigm Asset Management Co Llc |
Institution |
4.20 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-400 |
-100.00 % |
$-4,352 |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
6,534 |
$249,795 |
$71,090 |
39.78 % |
No Change |
0 |
0 % |
- |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
172,413 |
$6,591,349 |
$1,875,853 |
39.78 % |
Added More |
34,300 |
24.83 % |
$373,184 |
| Glencrest Investment Advisors Inc |
Institution |
7.83 % |
2008-11-12 |
16,010 |
$612,062 |
$174,189 |
39.78 % |
No Change |
0 |
0 % |
- |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
48,478 |
$1,853,314 |
$527,441 |
39.78 % |
Sold Some |
-8,350 |
-14.69 % |
$-90,848 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
1,016,900 |
$38,876,087 |
$11,063,872 |
39.78 % |
Added More |
681,500 |
203.19 % |
$7,414,720 |
| Labranche And Co Inc |
Institution |
5.16 % |
2008-11-12 |
30,630 |
$1,170,985 |
$333,254 |
39.78 % |
Added More |
22,386 |
271.54 % |
$243,560 |
| Ewt Llc |
Institution |
-0.49 % |
2008-11-12 |
8,668 |
$331,378 |
$94,308 |
39.78 % |
New Holding |
8,668 |
100.00 % |
$94,308 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
443,385 |
$16,950,609 |
$4,824,029 |
39.78 % |
Added More |
4,553 |
1.03 % |
$49,537 |
| Columbia Wanger Asset Management Lp |
Institution |
-3.48 % |
2008-11-10 |
884,500 |
$33,814,435 |
$5,183,170 |
18.10 % |
No Compare |
- |
- % |
- |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
138,315 |
$5,287,782 |
$810,526 |
18.10 % |
Sold Some |
-58,613 |
-29.76 % |
$-343,472 |
| Selz Capital Llc |
Institution |
-14.85 % |
2008-11-10 |
60,000 |
$2,293,800 |
$351,600 |
18.10 % |
Sold Some |
-50,000 |
-45.45 % |
$-293,000 |
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
13,772 |
$526,504 |
$80,704 |
18.10 % |
Added More |
3,048 |
28.42 % |
$17,861 |
| Sun Valley Gold Llc |
Institution |
3.84 % |
2008-11-10 |
132,300 |
$5,057,829 |
$775,278 |
18.10 % |
No Change |
0 |
0 % |
- |
| Asa Bermuda Ltd |
Institution |
23.22 % |
2008-11-07 |
1,094,700 |
$41,850,381 |
$8,067,939 |
23.88 % |
No Change |
0 |
0 % |
- |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
6,224 |
$237,944 |
$59,004 |
32.97 % |
New Holding |
6,224 |
100.00 % |
$59,004 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
86,880 |
$3,321,422 |
$416,155 |
14.32 % |
Sold Some |
-111,270 |
-56.15 % |
$-532,983 |
| Mackenzie Financial Corp |
Institution |
-11.65 % |
2008-11-05 |
2,468,800 |
$94,382,224 |
$11,825,552 |
14.32 % |
Sold Some |
-256,700 |
-9.41 % |
$-1,229,593 |
| Franklin Resources Inc |
Institution |
-10.86 % |
2008-11-04 |
2,177,600 |
$83,249,648 |
$3,658,368 |
4.59 % |
Sold Some |
-2,277,600 |
-51.12 % |
$-3,826,368 |
| Shell Asset Management Co |
Institution |
-12.76 % |
2008-11-04 |
16,995 |
$649,719 |
$28,552 |
4.59 % |
No Change |
0 |
0 % |
- |
| Natcan Investment Management Inc |
Institution |
-9.40 % |
2008-11-03 |
34,300 |
$1,311,289 |
$204,428 |
18.46 % |
No Change |
0 |
0 % |
- |
| Hussman Econometrics Advisors Inc |
Institution |
-8.23 % |
2008-11-03 |
35,000 |
$1,338,050 |
$208,600 |
18.46 % |
Added More |
25,000 |
250.00 % |
$149,000 |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
6,077,500 |
$232,342,825 |
$44,061,875 |
23.40 % |
Added More |
750,000 |
14.07 % |
$5,437,500 |
| Merrill Lynch Mercury Asset Management Japan Ltd |
Institution |
-6.29 % |
2008-10-30 |
207,000 |
$7,913,610 |
$1,500,750 |
23.40 % |
Added More |
27,000 |
15.00 % |
$195,750 |
| Midas Fund Inc (Midas Fund Inc) |
Gold Oriented |
-13.95 % |
2008-10-24 |
150,000 |
$5,734,500 |
$1,872,000 |
48.46 % |
New Holding |
150,000 |
100.00 % |
$1,872,000 |
| Harris Financial Corp |
Institution |
-15.62 % |
2008-10-07 |
68,840 |
$2,631,753 |
$299,454 |
12.83 % |
New Holding |
68,840 |
100.00 % |
$299,454 |
| Parallax Fund Lp |
Institution |
-35.93 % |
2008-07-31 |
None |
- |
- |
- % |
Sold All |
-500 |
-100.00 % |
$6,475 |