| Gjmb Growth Fund (Unified Series Trust) |
Multi-Cap Growth |
0.00 % |
2008-11-20 |
70,000 |
$152,600 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Allianz Global Investors Of America L P |
Institution |
0.00 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-82,100 |
-100.00 % |
$0 |
| Goldman Sachs Group Inc |
Institution |
-13.12 % |
2008-11-19 |
671,513 |
$1,463,898 |
$-718,519 |
-32.92 % |
Added More |
602,644 |
875.05 % |
$-644,829 |
| Jefferies Group Inc |
Institution |
-14.37 % |
2008-11-18 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$53,500 |
| Jane Street Holding Llc |
Institution |
-13.32 % |
2008-11-18 |
26,060 |
$56,811 |
$-27,884 |
-32.92 % |
New Holding |
26,060 |
100.00 % |
$-27,884 |
| Metlife Securities Inc |
Institution |
-82.79 % |
2008-11-18 |
None |
- |
- |
- % |
Sold All |
-200 |
-100.00 % |
$214 |
| Us Bancorp De |
Institution |
-12.06 % |
2008-11-17 |
8,948 |
$19,507 |
$89 |
0.46 % |
Added More |
887 |
11.00 % |
$9 |
| Sanders Morris Harris Inc Fa |
Institution |
-16.37 % |
2008-11-17 |
871,380 |
$1,899,608 |
$8,714 |
0.46 % |
Sold Some |
-220,820 |
-20.21 % |
$-2,208 |
| Geode Capital Management Llc |
Institution |
-13.46 % |
2008-11-14 |
17,992 |
$39,223 |
$180 |
0.46 % |
Added More |
7,738 |
75.46 % |
$77 |
| Axa |
Institution |
-14.62 % |
2008-11-14 |
421,350 |
$918,543 |
$4,214 |
0.46 % |
Added More |
355,000 |
535.04 % |
$3,550 |
| Shaw D E And Co Inc |
Institution |
-16.06 % |
2008-11-14 |
135,017 |
$294,337 |
$1,350 |
0.46 % |
Sold Some |
-35,484 |
-20.81 % |
$-355 |
| Swank Energy Income Advisors Lp |
Institution |
-24.69 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-75,000 |
-100.00 % |
$-750 |
| Diversified Global Asset Management Corp |
Institution |
-11.51 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-15,930 |
-100.00 % |
$-159 |
| Driehaus Capital Management Llc |
Institution |
-17.67 % |
2008-11-14 |
734,875 |
$1,602,028 |
$7,349 |
0.46 % |
Sold Some |
-694,880 |
-48.60 % |
$-6,949 |
| Hartford Investment Management Co |
Institution |
-14.32 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,091,989 |
-100.00 % |
$-10,920 |
| Citigroup Inc |
Institution |
-14.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-91,926 |
-100.00 % |
$-919 |
| Rbc Capital Markets Arbitrage S A |
Institution |
-13.96 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$-1 |
| Ing Investments Llc |
Institution |
-14.40 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-56,300 |
-100.00 % |
$-563 |
| Tiaa Cref Investment Management Llc |
Institution |
-13.72 % |
2008-11-14 |
627,604 |
$1,368,177 |
$6,276 |
0.46 % |
Sold Some |
-4,432 |
-0.70 % |
$-44 |
| American International Group Inc |
Institution |
-14.95 % |
2008-11-14 |
94,858 |
$206,790 |
$949 |
0.46 % |
Added More |
7,692 |
8.82 % |
$77 |
| Bank Of America Corp |
Institution |
-13.59 % |
2008-11-14 |
24,373 |
$53,133 |
$244 |
0.46 % |
Sold Some |
-100,223 |
-80.43 % |
$-1,002 |
| Susquehanna International Group Llp |
Institution |
-16.52 % |
2008-11-14 |
158,449 |
$345,419 |
$1,584 |
0.46 % |
No Compare |
- |
- % |
- |
| Sandell Asset Management Corp |
Institution |
-18.84 % |
2008-11-14 |
50,000 |
$109,000 |
$500 |
0.46 % |
Sold Some |
-50,000 |
-50.00 % |
$-500 |
| Zimmer Lucas Capital Llc |
Institution |
-13.36 % |
2008-11-14 |
135,100 |
$294,518 |
$1,351 |
0.46 % |
Added More |
104,200 |
337.21 % |
$1,042 |
| Renaissance Technologies Corp |
Institution |
-13.73 % |
2008-11-14 |
474,000 |
$1,033,320 |
$4,740 |
0.46 % |
Added More |
172,100 |
57.00 % |
$1,721 |
| Citadel L P |
Institution |
-14.79 % |
2008-11-14 |
9,955 |
$21,702 |
$100 |
0.46 % |
Sold Some |
-270 |
-2.64 % |
$-3 |
| Sac Capital Advisors Llc |
Institution |
-16.47 % |
2008-11-14 |
104,924 |
$228,734 |
$1,049 |
0.46 % |
No Compare |
- |
- % |
- |
| U S Global Investors Inc |
Institution |
-18.51 % |
2008-11-14 |
3,453,000 |
$7,527,540 |
$34,530 |
0.46 % |
Sold Some |
-187,600 |
-5.15 % |
$-1,876 |
| Morgan Stanley |
Institution |
-15.02 % |
2008-11-14 |
603,913 |
$1,316,530 |
$6,039 |
0.46 % |
Added More |
24,035 |
4.14 % |
$240 |
| Rbc Dominion Securities Inc |
Institution |
-17.19 % |
2008-11-14 |
2,500 |
$5,450 |
$25 |
0.46 % |
No Change |
0 |
0 % |
- |
| Barclays Plc |
Institution |
-15.62 % |
2008-11-14 |
5,108 |
$11,135 |
$51 |
0.46 % |
New Holding |
5,108 |
100.00 % |
$51 |
| Credit Agricole S A |
Institution |
-14.39 % |
2008-11-14 |
10,000 |
$21,800 |
$100 |
0.46 % |
New Holding |
10,000 |
100.00 % |
$100 |
| Teachers Advisors Inc |
Institution |
-14.41 % |
2008-11-14 |
268,161 |
$584,591 |
$2,682 |
0.46 % |
Added More |
209,530 |
357.37 % |
$2,095 |
| Credit Suisse |
Institution |
-12.66 % |
2008-11-13 |
124,396 |
$271,183 |
$17,415 |
6.86 % |
Added More |
61,832 |
98.82 % |
$8,656 |
| California Public Employees Retirement System |
Institution |
-11.18 % |
2008-11-13 |
3,730 |
$8,131 |
$522 |
6.86 % |
New Holding |
3,730 |
100.00 % |
$522 |
| Canada Pension Plan Investment Board |
Institution |
-13.01 % |
2008-11-13 |
443,200 |
$966,176 |
$62,048 |
6.86 % |
New Holding |
443,200 |
100.00 % |
$62,048 |
| Ubs Ag |
Institution |
-14.66 % |
2008-11-13 |
42,600 |
$92,868 |
$5,964 |
6.86 % |
Added More |
22,600 |
113.00 % |
$3,164 |
| Dcf Capital Llc |
Institution |
-9.73 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-86,000 |
-100.00 % |
$-12,040 |
| Rab Capital Plc |
Institution |
-14.47 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-233,334 |
-100.00 % |
$-32,667 |
| Gartmore Mutual Fund Capital Trust |
Institution |
-12.38 % |
2008-11-13 |
58,700 |
$127,966 |
$8,218 |
6.86 % |
No Compare |
- |
- % |
- |
| J P Morgan Chase And Co |
Institution |
-11.71 % |
2008-11-13 |
286,950 |
$625,551 |
$40,173 |
6.86 % |
Added More |
47,115 |
19.64 % |
$6,596 |
| Merrill Lynch And Co Inc |
Institution |
-9.60 % |
2008-11-13 |
144,400 |
$314,792 |
$20,216 |
6.86 % |
Added More |
51,640 |
55.67 % |
$7,230 |
| Amvescap Plc |
Institution |
-12.85 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-885,547 |
-100.00 % |
$-123,977 |
| American Century Companies Inc |
Institution |
-11.18 % |
2008-11-13 |
437,221 |
$953,142 |
$61,211 |
6.86 % |
New Holding |
437,221 |
100.00 % |
$61,211 |
| Summit Investment Partners Inc |
Institution |
-12.19 % |
2008-11-13 |
7,606 |
$16,581 |
$1,065 |
6.86 % |
New Holding |
7,606 |
100.00 % |
$1,065 |
| Northern Trust Corp |
Institution |
-11.31 % |
2008-11-13 |
695,774 |
$1,516,787 |
$97,408 |
6.86 % |
Added More |
578,895 |
495.29 % |
$81,045 |
| First New York Securities Llc |
Institution |
% |
2008-11-12 |
15,000 |
|
|
% |
New Holding |
15,000 |
100.00 % |
|
| Royce And Associates Llc |
Institution |
% |
2008-11-12 |
1,030,448 |
|
|
% |
Added More |
940,448 |
1044.94 % |
|
| Padco Advisors Ii Inc |
Institution |
% |
2008-11-12 |
2,172 |
|
|
% |
Added More |
1,753 |
418.37 % |
|
| Proshare Advisors Llc |
Institution |
% |
2008-11-12 |
28,345 |
|
|
% |
Added More |
16,675 |
142.88 % |
|
| Padco Advisors Inc |
Institution |
% |
2008-11-12 |
5,480 |
|
|
% |
New Holding |
5,480 |
100.00 % |
|
| Cambrian Capital Limited Partnership |
Institution |
% |
2008-11-12 |
700,000 |
|
|
% |
New Holding |
700,000 |
100.00 % |
|
| Chicago Equity Partners Llc |
Institution |
% |
2008-11-12 |
21,300 |
|
|
% |
New Holding |
21,300 |
100.00 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
% |
2008-11-12 |
3,629,867 |
|
|
% |
Added More |
1,108,892 |
43.98 % |
|
| Lyz Capital Advisors Llc |
Institution |
% |
2008-11-12 |
36,188 |
|
|
% |
New Holding |
36,188 |
100.00 % |
|
| Ellington Management Group Llc |
Institution |
% |
2008-11-10 |
18,600 |
|
|
% |
New Holding |
18,600 |
100.00 % |
|
| Ameriprise Financial Inc |
Institution |
% |
2008-11-10 |
55,080 |
|
|
% |
Added More |
54,610 |
11619.14 % |
|
| Bank Of Hawaii |
Institution |
-16.39 % |
2008-11-06 |
None |
- |
- |
- % |
Sold All |
-34,400 |
-100.00 % |
$-2,752 |
| Sg Americas Securities Llc |
Institution |
-18.10 % |
2008-11-06 |
10,411 |
$22,696 |
$833 |
3.80 % |
Sold Some |
-1,650 |
-13.68 % |
$-132 |
| Metropolitan Life Insurance Co |
Institution |
-17.04 % |
2008-11-06 |
93,586 |
$204,017 |
$7,487 |
3.80 % |
Added More |
6,012 |
6.86 % |
$481 |
| Vanguard Group Inc |
Institution |
-17.44 % |
2008-11-06 |
81,764 |
$178,246 |
$6,541 |
3.80 % |
Added More |
81,144 |
13087.74 % |
$6,492 |
| Davidson D A And Co |
Institution |
-21.93 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-3,000 |
-100.00 % |
$420 |
| Ing Investment Management Co |
Institution |
-20.96 % |
2008-11-05 |
26,300 |
$57,334 |
$-3,682 |
-6.03 % |
Added More |
13,100 |
99.24 % |
$-1,834 |
| Mackenzie Financial Corp |
Institution |
-25.95 % |
2008-11-05 |
134,975 |
$294,246 |
$-18,897 |
-6.03 % |
Added More |
60,700 |
81.72 % |
$-8,498 |
| Goodman And Company Investment Counsel Ltd |
Institution |
-29.75 % |
2008-11-04 |
948,700 |
$2,068,166 |
$-512,298 |
-19.85 % |
New Holding |
948,700 |
100.00 % |
$-512,298 |
| Russell Frank Co |
Institution |
-24.68 % |
2008-11-03 |
94,390 |
$205,770 |
$-4,720 |
-2.24 % |
Sold Some |
-2,685 |
-2.76 % |
$134 |
| Mindshare Capital Management Llc |
Institution |
-31.65 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-132,550 |
-100.00 % |
$6,628 |
| Strs Ohio |
Institution |
-22.76 % |
2008-11-03 |
0 |
$0 |
|
% |
No Change |
0 |
0 % |
- |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-23.46 % |
2008-10-30 |
87,462 |
$190,667 |
$-14,869 |
-7.23 % |
New Holding |
87,462 |
100.00 % |
$-14,869 |
| Blackrock Investment Management Llc |
Institution |
-20.73 % |
2008-10-30 |
209,200 |
$456,056 |
$-35,564 |
-7.23 % |
Sold Some |
-6,700 |
-3.10 % |
$1,139 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-20.86 % |
2008-10-30 |
29,300 |
$63,874 |
$-4,981 |
-7.23 % |
No Change |
0 |
0 % |
- |
| Fidelity Small Cap Enhanced Index Fund (Fidelity Commonwealth Trust Ii) |
Small-Cap Core |
-20.20 % |
2008-10-29 |
3,000 |
$6,540 |
$-270 |
-3.96 % |
No Compare |
- |
- % |
- |
| International Opportunities Fund (American Century World Mutual Funds Inc) |
International Small-M ... |
3.98 % |
2008-10-28 |
121,345 |
$264,532 |
$9,708 |
3.80 % |
Sold Some |
-75,895 |
-38.47 % |
$-6,072 |
| Sunnymeath Asset Management Inc |
Institution |
-9.39 % |
2008-10-27 |
25,000 |
$54,500 |
$7,250 |
15.34 % |
Sold Some |
-25,000 |
-50.00 % |
$-7,250 |
| Public Employees Retirement System Of Ohio |
Institution |
-11.80 % |
2008-10-27 |
129,430 |
$282,157 |
$37,535 |
15.34 % |
No Change |
0 |
0 % |
- |
| Magee Thomson Investment Partners Llc |
Institution |
-17.08 % |
2008-10-22 |
None |
- |
- |
- % |
Sold All |
-401 |
-100.00 % |
$-8 |
| Harris Financial Corp |
Institution |
-29.10 % |
2008-10-07 |
682,960 |
$1,488,853 |
$-307,332 |
-17.11 % |
Added More |
637,260 |
1394.44 % |
$-286,767 |
| Small Cap Fund (Pacific Capital Funds) |
Small-Cap Value |
-34.32 % |
2008-10-06 |
84,000 |
$183,120 |
$-52,080 |
-22.14 % |
New Holding |
84,000 |
100.00 % |
$-52,080 |
| Powershares Dynamic Energy Sector Portfolio (Powershares Exchange Traded Fund Trust) |
Specialty & Misc |
-38.15 % |
2008-09-29 |
100,237 |
$218,517 |
$-99,235 |
-31.23 % |
No Compare |
- |
- % |
- |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-40.59 % |
2008-09-23 |
871 |
$1,899 |
$-1,690 |
-47.08 % |
New Holding |
871 |
100.00 % |
$-1,690 |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
-39.99 % |
2008-09-08 |
55,100 |
$120,118 |
$-122,322 |
-50.45 % |
No Compare |
- |
- % |
- |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
-45.59 % |
2008-09-08 |
7,606 |
$16,581 |
$-16,885 |
-50.45 % |
No Compare |
- |
- % |
- |
| Phoenix Insight Equity Fund (Phoenix Insight Funds Trust) |
Specialty & Misc |
-48.94 % |
2008-09-05 |
39,360 |
$85,805 |
$-89,347 |
-51.01 % |
No Compare |
- |
- % |
- |
| Global Resources Fund (Us Global Investors Funds) |
Natural Resources |
-50.94 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-3,717,100 |
-100.00 % |
$7,174,003 |
| Eqbond Index Portfolio (Eq Advisors Trust) |
Specialty & Misc |
-46.30 % |
2008-09-03 |
59,300 |
$129,274 |
$-115,042 |
-47.08 % |
No Compare |
- |
- % |
- |
| Stock Index Fund (Tiaa Cref Life Fund) |
Specialty & Misc |
-40.12 % |
2008-08-29 |
1,080 |
$2,354 |
$-2,938 |
-55.51 % |
New Holding |
1,080 |
100.00 % |
$-2,938 |
| Small Cap Growth Fund (Sei Institutional Managed Trust) |
Small-Cap Growth |
-51.31 % |
2008-08-29 |
19,147 |
$41,740 |
$-52,080 |
-55.51 % |
No Compare |
- |
- % |
- |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-47.45 % |
2008-08-29 |
6,063 |
$13,217 |
$-16,491 |
-55.51 % |
New Holding |
6,063 |
100.00 % |
$-16,491 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-40.90 % |
2008-08-25 |
18,478 |
$40,282 |
$-43,793 |
-52.08 % |
New Holding |
18,478 |
100.00 % |
$-43,793 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-42.77 % |
2008-08-25 |
24,295 |
$52,963 |
$-57,579 |
-52.08 % |
New Holding |
24,295 |
100.00 % |
$-57,579 |
| Kiewit Investment Fund Lllp |
Institution |
-41.33 % |
2008-08-20 |
400 |
$872 |
$-900 |
-50.79 % |
No Compare |
- |
- % |
- |
| Rainier Group Investment Advisory Llc |
Institution |
% |
2008-08-15 |
500 |
|
|
% |
No Compare |
- |
- % |
- |
| Cqs Cayman Lp |
Institution |
-41.95 % |
2008-08-13 |
350,000 |
$763,000 |
$-910,000 |
-54.39 % |
New Holding |
350,000 |
100.00 % |
$-910,000 |