| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -25,660 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Hanmi Financial Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -62,231 | -100 % | | | | 7.82 % | $-5,601 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Hanmi Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 26,131 | Added More | 2,799 | 11.99 % | $29,789 | $32,402 | $2,613 | 8.77 % | $280 | | | | | | News Article | History of Amvescap Plc Ownership Of Hanmi Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -206,771 | -100 % | | | | 8.77 % | $-20,677 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Hanmi Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 30,796 | Added More | 5,037 | 19.55 % | $35,107 | $38,187 | $3,080 | 8.77 % | $504 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-11-13 | 13F-HR | First Wilshire Securities Management Inc | Institution | 204,336 | No Change | 0 | 0 % | $247,247 | $253,377 | $6,130 | 2.47 % | $0 | | | | | | News Article | History of First Wilshire Securities Management Inc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 30,749 | Added More | 5,652 | 22.52 % | $37,206 | $38,129 | $922 | 2.47 % | $170 | | | | | | News Article | History of American International Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 103,796 | Sold Some | -197,265 | -65.52 % | $125,593 | $128,707 | $3,114 | 2.47 % | $-5,918 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Banc Funds Co Llc | Institution | 394,351 | No Change | 0 | 0 % | $477,165 | $488,995 | $11,831 | 2.47 % | $0 | | | | | | News Article | History of Banc Funds Co Llc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 8,138 | No Change | 0 | 0 % | $9,847 | $10,091 | $244 | 2.47 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 1,554,996 | No Change | 0 | 0 % | $1,881,545 | $1,928,195 | $46,650 | 2.47 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 27,219 | Sold Some | -289,272 | -91.39 % | $32,935 | $33,752 | $817 | 2.47 % | $-8,678 | | | | | | News Article | History of Morgan Stanley Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 181,350 | Sold Some | -163,595 | -47.42 % | $219,434 | $224,874 | $5,441 | 2.47 % | $-4,908 | | | | | | News Article | History of Northern Trust Corp Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,000 | Sold Some | -37,970 | -97.43 % | $1,210 | $1,240 | $30 | 2.47 % | $-1,139 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 19,800 | Sold Some | -19,592 | -49.73 % | $23,958 | $24,552 | $594 | 2.47 % | $-588 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -22,300 | -100 % | | | | 2.47 % | $-669 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Hanmi Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 33,962 | New Holding | 33,962 | 100 % | $41,094 | $42,113 | $1,019 | 2.47 % | $1,019 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisory Research Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $12,100 | $12,400 | $300 | 2.47 % | $300 | | | | | | News Article | History of Advisory Research Inc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 24,102 | Sold Some | -18,078 | -42.85 % | $29,163 | $29,886 | $723 | 2.47 % | $-542 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 870 | Added More | 150 | 20.83 % | $1,053 | $1,079 | $26 | 2.47 % | $5 | | | | | | News Article | History of Axa Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -190,316 | -100 % | | | | 2.47 % | $-5,709 | | | | | | News Article | History of Barclays Plc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Del Mar Asset Management Lp | Institution | | Sold All | -13,117 | -100 % | | | | 2.47 % | $-394 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | | Sold All | -29,100 | -100 % | | | | 2.47 % | $-873 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 113,719 | No Change | 0 | 0 % | $137,600 | $141,012 | $3,412 | 2.47 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 144,436 | Sold Some | -488,194 | -77.16 % | $174,768 | $179,101 | $4,333 | 2.47 % | $-14,646 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -21,366 | -100 % | | | | 2.47 % | $-641 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 42,276 | New Holding | 42,276 | 100 % | $51,154 | $52,422 | $1,268 | 2.47 % | $1,268 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 2,849 | Added More | 617 | 27.64 % | $3,447 | $3,533 | $85 | 2.47 % | $19 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 55,300 | No Change | 0 | 0 % | $66,913 | $68,572 | $1,659 | 2.47 % | $0 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 34,100 | New Holding | 34,100 | 100 % | $41,261 | $42,284 | $1,023 | 2.47 % | $1,023 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 11,060 | No Change | 0 | 0 % | $13,383 | $13,714 | $332 | 2.47 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | | Sold All | -23,000 | -100 % | | | | 2.47 % | $-690 | | | | | | News Article | History of Spark Lp Ownership Of Hanmi Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,228,245 | Added More | 143,142 | 6.86 % | $2,696,176 | $2,763,024 | $66,847 | 2.47 % | $4,294 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 177,110 | Added More | 26,550 | 17.63 % | $219,616 | $219,616 | $0 | 0.00 % | $0 | | | | | | News Article | History of Bank Of America Corp Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 2,048,748 | Added More | 341,113 | 19.97 % | $2,540,448 | $2,540,448 | $0 | 0.00 % | $0 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 1,600 | No Change | 0 | 0 % | $1,984 | $1,984 | $0 | 0.00 % | $0 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | 582,982 | Sold Some | -39,471 | -6.34 % | $722,898 | $722,898 | $0 | 0.00 % | $0 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mccarthy Group Advisors Llc | Institution | | Sold All | -17,400 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Mccarthy Group Advisors Llc Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 6,340 | Added More | 2,539 | 66.79 % | $7,862 | $7,862 | $0 | 0.00 % | $0 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 165,843 | Added More | 32,257 | 24.14 % | $205,645 | $205,645 | $0 | 0.00 % | $0 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Hanmi Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 165,609 | Sold Some | -28,562 | -14.70 % | $205,355 | $205,355 | $0 | 0.00 % | $0 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -57,595 | -100 % | | | | -3.87 % | $2,880 | | | | | | News Article | History of Citigroup Inc Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 43,262 | Added More | 4,307 | 11.05 % | $55,808 | $53,645 | $-2,163 | -3.87 % | $-215 | | | | | | News Article | History of Comerica Bank Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 39,868 | Sold Some | -183,156 | -82.12 % | $51,430 | $49,436 | $-1,993 | -3.87 % | $9,158 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | Institution | | Sold All | -20,200 | -100 % | | | | -3.87 % | $1,010 | | | | | | News Article | History of Nomura Holdings Inc Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -17,727 | -100 % | | | | -3.87 % | $886 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Hanmi Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 5,539 | Sold Some | -87,513 | -94.04 % | $7,145 | $6,868 | $-277 | -3.87 % | $4,376 | | | | | | News Article | History of Ubs Ag Ownership Of Hanmi Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 2,300 | No Change | 0 | 0 % | $3,082 | $2,852 | $-230 | -7.46 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Hanmi Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -4 | -100 % | | | | -7.46 % | $0 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Hanmi Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 41,970 | No Change | 0 | 0 % | $57,919 | $52,043 | $-5,876 | -10.14 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Hanmi Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 3,080 | New Holding | 3,080 | 100 % | $4,250 | $3,819 | $-431 | -10.14 % | $-431 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Hanmi Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 68,795 | Sold Some | -3,293 | -4.56 % | $96,313 | $85,306 | $-11,007 | -11.42 % | $527 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Hanmi Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 12,194 | New Holding | 12,194 | 100 % | $17,072 | $15,121 | $-1,951 | -11.42 % | $-1,951 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Hanmi Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 20,201 | No Change | 0 | 0 % | $30,099 | $25,049 | $-5,050 | -16.77 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Hanmi Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 385,127 | Added More | 9,973 | 2.65 % | $573,839 | $477,557 | $-96,282 | -16.77 % | $-2,493 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Hanmi Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 92,276 | Sold Some | -8,995 | -8.88 % | $145,796 | $114,422 | $-31,374 | -21.51 % | $3,058 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Hanmi Financial Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 2,300 | No Change | 0 | 0 % | $3,634 | $2,852 | $-782 | -21.51 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Hanmi Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -104,230 | -100 % | | | | -18.95 % | $30,227 | | | | | | News Article | History of Oxford Asset Management Ownership Of Hanmi Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Sit Investment Associates Inc | Institution | | Sold All | -2,900 | -100 % | | | | -18.95 % | $841 | | | | | | News Article | History of Sit Investment Associates Inc Ownership Of Hanmi Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 74,124 | Added More | 13,736 | 22.74 % | $113,410 | $91,914 | $-21,496 | -18.95 % | $-3,983 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Hanmi Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,175 | No Compare | | | $3,328 | $2,697 | $-631 | -18.95 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Hanmi Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 13,704 | Sold Some | -1,971 | -12.57 % | $20,967 | $16,993 | $-3,974 | -18.95 % | $572 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Hanmi Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,133,751 | Sold Some | -11,498 | -1.00 % | $1,768,652 | $1,405,851 | $-362,800 | -20.51 % | $3,679 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Hanmi Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -2,200 | -100 % | | | | -20.51 % | $704 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Hanmi Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 294 | New Holding | 294 | 100 % | $459 | $365 | $-94 | -20.51 % | $-94 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Hanmi Financial Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 42,180 | No Change | 0 | 0 % | $68,753 | $52,303 | $-16,450 | -23.92 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Hanmi Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 7,456 | Sold Some | -17,200 | -69.75 % | $11,631 | $9,245 | $-2,386 | -20.51 % | $5,504 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Hanmi Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 227,995 | Added More | 8,034 | 3.65 % | $357,952 | $282,714 | $-75,238 | -21.01 % | $-2,651 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Hanmi Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 55,582 | No Change | 0 | 0 % | $88,931 | $68,922 | $-20,010 | -22.50 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Hanmi Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 16,100 | No Change | 0 | 0 % | $25,760 | $19,964 | $-5,796 | -22.50 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Hanmi Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 14,860 | No Change | 0 | 0 % | $23,033 | $18,426 | $-4,607 | -20.00 % | $0 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Hanmi Financial Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 13,601 | No Change | 0 | 0 % | $21,626 | $16,865 | $-4,760 | -22.01 % | $0 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Hanmi Financial Corp |
| 2009-10-08 | 2009-06-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 13,117 | New Holding | 13,117 | 100 % | $20,856 | $16,265 | $-4,591 | -22.01 % | $-4,591 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Hanmi Financial Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 3,933 | Sold Some | -12,159 | -75.55 % | $6,450 | $4,877 | $-1,573 | -24.39 % | $4,864 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 34,982 | No Change | 0 | 0 % | $57,720 | $43,378 | $-14,343 | -24.84 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 26,100 | No Change | 0 | 0 % | $43,065 | $32,364 | $-10,701 | -24.84 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 5,000 | No Change | 0 | 0 % | $8,250 | $6,200 | $-2,050 | -24.84 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 389,963 | No Change | 0 | 0 % | $643,439 | $483,554 | $-159,885 | -24.84 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 6,300 | New Holding | 6,300 | 100 % | $10,395 | $7,812 | $-2,583 | -24.84 % | $-2,583 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Hanmi Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | | Sold All | -727 | -100 % | | | | -24.84 % | $298 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Hanmi Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -1,170 | -100 % | | | | -25.30 % | $491 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Hanmi Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -2,100 | -100 % | | | | -25.30 % | $882 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Hanmi Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 4,768 | No Change | 0 | 0 % | $7,915 | $5,912 | $-2,003 | -25.30 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Hanmi Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 402 | New Holding | 402 | 100 % | $667 | $498 | $-169 | -25.30 % | $-169 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 41,970 | New Holding | 41,970 | 100 % | $69,670 | $52,043 | $-17,627 | -25.30 % | $-17,627 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Hanmi Financial Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund | Mid-Cap Growth | | Sold All | -49,400 | -100 % | | | | -25.30 % | $20,748 | | | | | | News Article | History of Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund Ownership Of Hanmi Financial Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Primecap Odyssey Funds - Primecap Odyssey Growth Fund | Multi-Cap Core | | Sold All | -50,000 | -100 % | | | | -25.30 % | $21,000 | | | | | | News Article | History of Primecap Odyssey Funds - Primecap Odyssey Growth Fund Ownership Of Hanmi Financial Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,707,635 | Sold Some | -1,328,069 | -43.74 % | $2,902,980 | $2,117,467 | $-785,512 | -27.05 % | $610,912 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Hanmi Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 13,750 | No Change | 0 | 0 % | $22,138 | $17,050 | $-5,088 | -22.98 % | $0 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Hanmi Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 6,749 | Added More | 3,787 | 127.85 % | $10,866 | $8,369 | $-2,497 | -22.98 % | $-1,401 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Hanmi Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | | Sold All | -1,200 | -100 % | | | | -22.98 % | $444 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Hanmi Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | | Sold All | -300 | -100 % | | | | -22.98 % | $111 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -57,500 | -100 % | | | | -13.88 % | $11,500 | | | | | | News Article | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -49,900 | -100 % | | | | -13.88 % | $9,980 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -60,300 | -100 % | | | | -13.88 % | $12,060 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | | Sold All | -32,800 | -100 % | | | | -13.88 % | $6,560 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | | Sold All | -85 | -100 % | | | | -13.88 % | $17 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | | Sold All | -147 | -100 % | | | | -13.88 % | $29 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | | Sold All | -42,400 | -100 % | | | | -13.88 % | $8,480 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 16,092 | Added More | 13,429 | 504.28 % | $23,172 | $19,954 | $-3,218 | -13.88 % | $-2,686 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 1,170 | Sold Some | -2,230 | -65.58 % | $1,685 | $1,451 | $-234 | -13.88 % | $446 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Hanmi Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 39,333 | No Change | 0 | 0 % | $56,640 | $48,773 | $-7,867 | -13.88 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Hanmi Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Cap Index Fund | Small-Cap Core | 3,900 | No Change | 0 | 0 % | $6,357 | $4,836 | $-1,521 | -23.92 % | $0 | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Cap Index Fund Ownership Of Hanmi Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 1,120 | Sold Some | -1,100 | -49.54 % | $1,826 | $1,389 | $-437 | -23.92 % | $429 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Hanmi Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 7,021 | Added More | 6,301 | 875.13 % | $11,444 | $8,706 | $-2,738 | -23.92 % | $-2,457 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Hanmi Financial Corp |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -5,870 | -100 % | | | | -16.21 % | $1,409 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Hanmi Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 23,332 | Sold Some | -21,224 | -47.63 % | $34,065 | $28,932 | $-5,133 | -15.06 % | $4,669 | | | | | | News Article | History of Amvescap Plc Ownership Of Hanmi Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 1,554,996 | No Change | 0 | 0 % | $2,270,294 | $1,928,195 | $-342,099 | -15.06 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Hanmi Financial Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | | Sold All | -384 | -100 % | | | | -17.88 % | $104 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | | Sold All | -455,000 | -100 % | | | | -17.88 % | $122,850 | | | | | | News Article | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -462,097 | -100 % | | | | -17.88 % | $124,766 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -308,601 | -100 % | | | | -17.88 % | $83,322 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -10,002 | -100 % | | | | -17.88 % | $2,701 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -2,236 | -100 % | | | | -17.88 % | $604 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 96,944 | Added More | 43,083 | 79.98 % | $146,385 | $120,211 | $-26,175 | -17.88 % | $-11,632 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 5,258 | New Holding | 5,258 | 100 % | $7,940 | $6,520 | $-1,420 | -17.88 % | $-1,420 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Hanmi Financial Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 25,759 | Added More | 1,793 | 7.48 % | $38,896 | $31,941 | $-6,955 | -17.88 % | $-484 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Mgi Funds - Mgi Us Large Cap Value Equity Fund | Large-Cap Value | 23,900 | New Holding | 23,900 | 100 % | $37,762 | $29,636 | $-8,126 | -21.51 % | $-8,126 | | | | | | News Article | History of Mgi Funds - Mgi Us Large Cap Value Equity Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | | Sold All | -22,714 | -100 % | | | | -21.51 % | $7,723 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -746,456 | -100 % | | | | -21.51 % | $253,795 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 414,461 | Sold Some | -16,400 | -3.80 % | $654,848 | $513,932 | $-140,917 | -21.51 % | $5,576 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 97,855 | New Holding | 97,855 | 100 % | $154,611 | $121,340 | $-33,271 | -21.51 % | $-33,271 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 746,995 | No Change | 0 | 0 % | $1,180,252 | $926,274 | $-253,978 | -21.51 % | $0 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 189,397 | New Holding | 189,397 | 100 % | $299,247 | $234,852 | $-64,395 | -21.51 % | $-64,395 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 49,169 | Added More | 36,500 | 288.10 % | $77,687 | $60,970 | $-16,717 | -21.51 % | $-12,410 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 12,669 | No Change | 0 | 0 % | $20,017 | $15,710 | $-4,307 | -21.51 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Hanmi Financial Corp |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 21,366 | New Holding | 21,366 | 100 % | $36,322 | $26,494 | $-9,828 | -27.05 % | $-9,828 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Hanmi Financial Corp |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 6,000 | New Holding | 6,000 | 100 % | $10,200 | $7,440 | $-2,760 | -27.05 % | $-2,760 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Hanmi Financial Corp |
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