| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 341,499 | Added More | 231,916 | 211.63 % | $3,664,284 | $3,671,114 | $6,830 | 0.18 % | $4,638 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | 70,738 | Added More | 3,557 | 5.29 % | $759,019 | $760,434 | $1,415 | 0.18 % | $71 | | | | | | News Article | History of Timber Hill Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 309,100 | Sold Some | -223,970 | -42.01 % | $3,369,190 | $3,322,825 | $-46,365 | -1.37 % | $33,596 | | | | | | News Article | History of Amvescap Plc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 411,567 | Added More | 203,032 | 97.36 % | $4,486,080 | $4,424,345 | $-61,735 | -1.37 % | $-30,455 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Van Eck Associates Corp | Institution | 17,590,284 | Sold Some | -2,455,422 | -12.24 % | $191,734,096 | $189,095,553 | $-2,638,543 | -1.37 % | $368,313 | | | | | | News Article | History of Van Eck Associates Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 188,291 | Sold Some | -311,039 | -62.29 % | $2,052,372 | $2,024,128 | $-28,244 | -1.37 % | $46,656 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alpha Equity Management Llc | Institution | 73,100 | New Holding | 73,100 | 100 % | $801,907 | $785,825 | $-16,082 | -2.00 % | $-16,082 | | | | | | News Article | History of Alpha Equity Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bam Management Llc | No Data | 129,929 | Added More | 59,929 | 85.61 % | $1,425,321 | $1,396,737 | $-28,584 | -2.00 % | $-13,184 | | | | | | News Article | History of Bam Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Guardian Trust Co | Institution | 89,800 | Sold Some | -1,386,400 | -93.91 % | $985,106 | $965,350 | $-19,756 | -2.00 % | $305,008 | | | | | | News Article | History of Capital Guardian Trust Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International Inc | Institution | 1,497,494 | Added More | 261,472 | 21.15 % | $16,427,509 | $16,098,061 | $-329,449 | -2.00 % | $-57,524 | | | | | | News Article | History of Capital International Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International Ltd | Institution | 309,032 | Sold Some | -10,768 | -3.36 % | $3,390,081 | $3,322,094 | $-67,987 | -2.00 % | $2,369 | | | | | | News Article | History of Capital International Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International S A | Institution | | Sold All | -22,400 | -100 % | | | | -2.00 % | $4,928 | | | | | | News Article | History of Capital International S A Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 143,638 | New Holding | 143,638 | 100 % | $1,575,709 | $1,544,109 | $-31,600 | -2.00 % | $-31,600 | | | | | | News Article | History of Citadel L P Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eton Park Capital Management L P | Institution | | Sold All | -2,310,000 | -100 % | | | | -2.00 % | $508,200 | | | | | | News Article | History of Eton Park Capital Management L P Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 5,730,100 | Sold Some | -44,400 | -0.76 % | $62,859,197 | $61,598,575 | $-1,260,622 | -2.00 % | $9,768 | | | | | | News Article | History of Fmr Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | 533,550 | New Holding | 533,550 | 100 % | $5,853,044 | $5,735,663 | $-117,381 | -2.00 % | $-117,381 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Leuthold Weeden Capital Management Llc | Institution | | Sold All | -625,525 | -100 % | | | | -2.00 % | $137,616 | | | | | | News Article | History of Leuthold Weeden Capital Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -369,213 | -100 % | | | | -2.00 % | $81,227 | | | | | | News Article | History of Millennium Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 625,596 | Added More | 100,880 | 19.22 % | $6,862,788 | $6,725,157 | $-137,631 | -2.00 % | $-22,194 | | | | | | News Article | History of Morgan Stanley Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 15,542 | Added More | 1,070 | 7.39 % | $170,496 | $167,077 | $-3,419 | -2.00 % | $-235 | | | | | | News Article | History of Northern Trust Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 359,797 | Sold Some | -1,950,203 | -84.42 % | $3,946,973 | $3,867,818 | $-79,155 | -2.00 % | $429,045 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Orrell Capital Management Inc | Institution | 100,000 | No Change | 0 | 0 % | $1,097,000 | $1,075,000 | $-22,000 | -2.00 % | $0 | | | | | | News Article | History of Orrell Capital Management Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 15,371 | Added More | 610 | 4.13 % | $168,620 | $165,238 | $-3,382 | -2.00 % | $-134 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,700 | No Change | 0 | 0 % | $18,649 | $18,275 | $-374 | -2.00 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 58,381 | Added More | 33,354 | 133.27 % | $640,440 | $627,596 | $-12,844 | -2.00 % | $-7,338 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 20,000 | Sold Some | -31,005 | -60.78 % | $219,400 | $215,000 | $-4,400 | -2.00 % | $6,821 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -59,500 | -100 % | | | | -2.00 % | $13,090 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | | Sold All | -286,300 | -100 % | | | | -2.00 % | $62,986 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,099 | No Change | 0 | 0 % | $12,056 | $11,814 | $-242 | -2.00 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 35,305 | New Holding | 35,305 | 100 % | $387,296 | $379,529 | $-7,767 | -2.00 % | $-7,767 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 36,700 | New Holding | 36,700 | 100 % | $402,599 | $394,525 | $-8,074 | -2.00 % | $-8,074 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 3,963,400 | Added More | 1,674,900 | 73.18 % | $43,478,498 | $42,606,550 | $-871,948 | -2.00 % | $-368,478 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 44,700 | Sold Some | -6,300 | -12.35 % | $490,359 | $480,525 | $-9,834 | -2.00 % | $1,386 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 41,309 | Added More | 20,839 | 101.80 % | $435,810 | $444,072 | $8,262 | 1.89 % | $4,168 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | | Sold All | -347,337 | -100 % | | | | 1.89 % | $-69,467 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 985,599 | Sold Some | -473,209 | -32.43 % | $10,398,069 | $10,595,189 | $197,120 | 1.89 % | $-94,642 | | | | | | News Article | History of Barclays Plc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital Fund Management S A | Institution | 1,747 | New Holding | 1,747 | 100 % | $18,431 | $18,780 | $349 | 1.89 % | $349 | | | | | | News Article | History of Capital Fund Management S A Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 30,182 | New Holding | 30,182 | 100 % | $318,420 | $324,457 | $6,036 | 1.89 % | $6,036 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 6,900 | Added More | 3,500 | 102.94 % | $72,795 | $74,175 | $1,380 | 1.89 % | $700 | | | | | | News Article | History of Credit Agricole S A Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dnb Asset Management Us Inc | Institution | 90,000 | New Holding | 90,000 | 100 % | $949,500 | $967,500 | $18,000 | 1.89 % | $18,000 | | | | | | News Article | History of Dnb Asset Management Us Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 876,624 | Added More | 11,299 | 1.30 % | $9,248,383 | $9,423,708 | $175,325 | 1.89 % | $2,260 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Harvard Management Co Inc | Institution | 100,000 | No Change | 0 | 0 % | $1,055,000 | $1,075,000 | $20,000 | 1.89 % | $0 | | | | | | News Article | History of Harvard Management Co Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | 43,000 | Sold Some | -40,600 | -48.56 % | $453,650 | $462,250 | $8,600 | 1.89 % | $-8,120 | | | | | | News Article | History of Hbk Investments L P Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 10,700 | New Holding | 10,700 | 100 % | $112,885 | $115,025 | $2,140 | 1.89 % | $2,140 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 14,995 | Added More | 4,503 | 42.91 % | $158,197 | $161,196 | $2,999 | 1.89 % | $901 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Labranche And Co Inc | Institution | 90,954 | Added More | 18,600 | 25.70 % | $959,565 | $977,756 | $18,191 | 1.89 % | $3,720 | | | | | | News Article | History of Labranche And Co Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Natixis Asset Management | Institution | 875,199 | Added More | 204,399 | 30.47 % | $9,233,349 | $9,408,389 | $175,040 | 1.89 % | $40,880 | | | | | | News Article | History of Natixis Asset Management Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 15,000 | New Holding | 15,000 | 100 % | $158,250 | $161,250 | $3,000 | 1.89 % | $3,000 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 5,356 | Sold Some | -2,652 | -33.11 % | $56,506 | $57,577 | $1,071 | 1.89 % | $-530 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 22,050 | No Change | 0 | 0 % | $232,628 | $237,038 | $4,410 | 1.89 % | $0 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 1,288,100 | Sold Some | -646,100 | -33.40 % | $13,589,455 | $13,847,075 | $257,620 | 1.89 % | $-129,220 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Symons Capital Management Inc | Institution | 95,826 | Added More | 1,615 | 1.71 % | $1,010,964 | $1,030,130 | $19,165 | 1.89 % | $323 | | | | | | News Article | History of Symons Capital Management Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 1,980 | Added More | 500 | 33.78 % | $20,889 | $21,285 | $396 | 1.89 % | $100 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Touchstone Investment Managers Llc | Institution | 250,000 | Sold Some | -687,000 | -73.31 % | $2,637,500 | $2,687,500 | $50,000 | 1.89 % | $-137,400 | | | | | | News Article | History of Touchstone Investment Managers Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | U S Global Investors Inc | Institution | 480,000 | Added More | 230,000 | 92.00 % | $5,064,000 | $5,160,000 | $96,000 | 1.89 % | $46,000 | | | | | | News Article | History of U S Global Investors Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 82,297 | Sold Some | -26,566 | -24.40 % | $868,233 | $884,693 | $16,459 | 1.89 % | $-5,313 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | | Sold All | -253,600 | -100 % | | | | 4.77 % | $-124,264 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arnhold And S Bleichroeder Advisers Llc | Institution | 17,364,708 | Added More | 1,104,970 | 6.79 % | $178,161,904 | $186,670,611 | $8,508,707 | 4.77 % | $541,435 | | | | | | News Article | History of Arnhold And S Bleichroeder Advisers Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 2,458,281 | Added More | 423,508 | 20.81 % | $25,221,963 | $26,426,521 | $1,204,558 | 4.77 % | $207,519 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 179,875 | Added More | 50,922 | 39.48 % | $1,845,518 | $1,933,656 | $88,139 | 4.77 % | $24,952 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 2,800,000 | Sold Some | -326,309 | -10.43 % | $28,728,000 | $30,100,000 | $1,372,000 | 4.77 % | $-159,891 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 1,921,876 | Sold Some | -66,100 | -3.32 % | $19,718,448 | $20,660,167 | $941,719 | 4.77 % | $-32,389 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Grandfield And Dodd Llc | Institution | 16,000 | No Change | 0 | 0 % | $164,160 | $172,000 | $7,840 | 4.77 % | $0 | | | | | | News Article | History of Grandfield And Dodd Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | | Sold All | -14,916 | -100 % | | | | 4.77 % | $-7,309 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 193,841 | Added More | 118,396 | 156.93 % | $1,988,809 | $2,083,791 | $94,982 | 4.77 % | $58,014 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 206,102 | Sold Some | -66,909 | -24.50 % | $2,114,607 | $2,215,597 | $100,990 | 4.77 % | $-32,785 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 608,723 | Sold Some | -261,959 | -30.08 % | $6,245,498 | $6,543,772 | $298,274 | 4.77 % | $-128,360 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | | Sold All | -741,475 | -100 % | | | | 4.77 % | $-363,323 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -140,200 | -100 % | | | | 4.77 % | $-68,698 | | | | | | News Article | History of Russell Frank Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 14,643 | Added More | 2,893 | 24.62 % | $150,237 | $157,412 | $7,175 | 4.77 % | $1,418 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 491,194 | Added More | 248,347 | 102.26 % | $5,039,650 | $5,280,336 | $240,685 | 4.77 % | $121,690 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -22,462 | -100 % | | | | 4.77 % | $-11,006 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 58,367 | No Change | 0 | 0 % | $598,845 | $627,445 | $28,600 | 4.77 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ws Management Llp | Institution | 188,700 | No Change | 0 | 0 % | $1,936,062 | $2,028,525 | $92,463 | 4.77 % | $0 | | | | | | News Article | History of Ws Management Llp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Alphabet Management Llc | No Data | 21,432 | Sold Some | -32,638 | -60.36 % | $234,466 | $230,394 | $-4,072 | -1.73 % | $6,201 | | | | | | News Article | History of Alphabet Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 1,098,200 | Sold Some | -17,974 | -1.61 % | $12,014,308 | $11,805,650 | $-208,658 | -1.73 % | $3,415 | | | | | | News Article | History of American Century Companies Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 498,854 | Added More | 91,561 | 22.48 % | $5,457,463 | $5,362,681 | $-94,782 | -1.73 % | $-17,397 | | | | | | News Article | History of Citigroup Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 47,776 | Added More | 10,109 | 26.83 % | $522,669 | $513,592 | $-9,077 | -1.73 % | $-1,921 | | | | | | News Article | History of Comerica Bank Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 740,636 | Added More | 163,405 | 28.30 % | $8,102,558 | $7,961,837 | $-140,721 | -1.73 % | $-31,047 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 354,007 | Added More | 265,560 | 300.24 % | $3,872,837 | $3,805,575 | $-67,261 | -1.73 % | $-50,456 | | | | | | News Article | History of Ubs Ag Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 2,319,800 | Added More | 363,800 | 18.59 % | $25,285,820 | $24,937,850 | $-347,970 | -1.37 % | $-54,570 | | | | | | News Article | History of Federated Investors Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Reilly Financial Advisors Llc | Institution | 197 | No Change | 0 | 0 % | $2,147 | $2,118 | $-30 | -1.37 % | $0 | | | | | | News Article | History of Reilly Financial Advisors Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,950 | No Change | 0 | 0 % | $20,846 | $20,963 | $117 | 0.56 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | | Sold All | -20,468 | -100 % | | | | 2.38 % | $-5,117 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 272,003 | New Holding | 272,003 | 100 % | $2,856,032 | $2,924,032 | $68,001 | 2.38 % | $68,001 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 30,000 | No Change | 0 | 0 % | $315,000 | $322,500 | $7,500 | 2.38 % | $0 | | | | | | News Article | History of Value Line Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | | Sold All | -375,100 | -100 % | | | | 3.66 % | $-142,538 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 116 | No Change | 0 | 0 % | $1,203 | $1,247 | $44 | 3.66 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hussman Econometrics Advisors Inc | Institution | 10,000 | No Change | 0 | 0 % | $98,300 | $107,500 | $9,200 | 9.35 % | $0 | | | | | | News Article | History of Hussman Econometrics Advisors Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 1,990,712 | Added More | 551,122 | 38.28 % | $19,827,492 | $21,400,154 | $1,572,662 | 7.93 % | $435,386 | | | | | | News Article | History of General Electric Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-30 | 2009-09-30 | 13F-HR | Quantitative Investment Management Llc | Institution | 124,500 | New Holding | 124,500 | 100 % | $1,240,020 | $1,338,375 | $98,355 | 7.93 % | $98,355 | | | | | | News Article | History of Quantitative Investment Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,399,708 | Sold Some | -1,051 | -0.03 % | $35,220,975 | $36,546,861 | $1,325,886 | 3.76 % | $-410 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | | Sold All | -10,000 | -100 % | | | | 3.76 % | $-3,900 | | | | | | News Article | History of Huntington National Bank Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-27 | 2009-09-30 | 13F-HR | Asa Bermuda Ltd | Institution | 503,100 | No Change | 0 | 0 % | $5,322,798 | $5,408,325 | $85,527 | 1.60 % | $0 | | | | | | News Article | History of Asa Bermuda Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 347,337 | Sold Some | -7,525 | -2.12 % | $3,664,405 | $3,733,873 | $69,467 | 1.89 % | $-1,505 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 17,159,022 | Added More | 825,000 | 5.05 % | $191,666,276 | $184,459,487 | $-7,206,789 | -3.76 % | $-346,500 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 8,000 | No Change | 0 | 0 % | $89,360 | $86,000 | $-3,360 | -3.76 % | $0 | | | | | | News Article | History of Blackrock Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | | Sold All | -31,625 | -100 % | | | | -3.76 % | $13,283 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 300,000 | Added More | 100,000 | 50.00 % | $3,351,000 | $3,225,000 | $-126,000 | -3.76 % | $-42,000 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-19 | 2009-09-30 | 13F-HR | Ci Investments Inc | Institution | 4,700 | No Change | 0 | 0 % | $54,473 | $50,525 | $-3,948 | -7.24 % | $0 | | | | | | News Article | History of Ci Investments Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 100 | Sold Some | -100 | -50.00 % | $1,152 | $1,075 | $-77 | -6.68 % | $77 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 102,867 | Added More | 48,858 | 90.46 % | $1,185,028 | $1,105,820 | $-79,208 | -6.68 % | $-37,621 | | | | | | News Article | History of Harris Financial Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-10-14 | 2009-09-30 | 13F-HR | Hexavest Inc | Institution | 190,857 | Added More | 52,057 | 37.50 % | $2,242,570 | $2,051,713 | $-190,857 | -8.51 % | $-52,057 | | | | | | News Article | History of Hexavest Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 3,400 | Added More | 1,400 | 70.00 % | $36,074 | $36,550 | $476 | 1.31 % | $196 | | | | | | News Article | History of Credit Agricole S A Ownership Of Harmony Gold Mining Co Ltd |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 2,034,773 | Sold Some | -185,201 | -8.34 % | $23,257,455 | $21,873,810 | $-1,383,646 | -5.94 % | $125,937 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Harmony Gold Mining Co Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 533,070 | Sold Some | -479,278 | -47.34 % | $4,813,622 | $5,730,503 | $916,880 | 19.04 % | $-824,358 | | | | | | News Article | History of Amvescap Plc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 5,774,500 | Sold Some | -1,175,100 | -16.90 % | $52,143,735 | $62,075,875 | $9,932,140 | 19.04 % | $-2,021,172 | | | | | | News Article | History of Fmr Corp Ownership Of Harmony Gold Mining Co Ltd |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 499,330 | Added More | 391,835 | 364.51 % | $4,678,722 | $5,367,798 | $689,075 | 14.72 % | $540,732 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Harmony Gold Mining Co Ltd |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | | Sold All | -22,900 | -100 % | | | | 14.72 % | $-31,602 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Harmony Gold Mining Co Ltd |
| 2009-08-21 | 2009-06-30 | 13F-HR/A | Sac Capital Advisors Lp | No Data | 25,027 | New Holding | 25,027 | 100 % | $234,753 | $269,040 | $34,287 | 14.60 % | $34,287 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Harmony Gold Mining Co Ltd |
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