| Albert D Mason Inc |
Institution |
-1.51 % |
2008-07-31 |
133,075 |
$3,839,214 |
$90,491 |
2.41 % |
Sold Some |
-4,206,812 |
-96.93 % |
$-2,860,632 |
| American Century Companies Inc |
Institution |
-0.39 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-69,900 |
-100.00 % |
$63,609 |
| American International Group Inc |
Institution |
-0.69 % |
2008-08-14 |
94 |
$2,712 |
$-64 |
-2.30 % |
No Change |
94 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
-0.95 % |
2008-08-12 |
1,374 |
$39,640 |
$0 |
0.00 % |
Added More |
174 |
14.50 % |
$0 |
| Amvescap Plc |
Institution |
-0.39 % |
2008-08-13 |
1,003,456 |
$28,949,706 |
$-913,145 |
-3.05 % |
Added More |
50,876 |
5.34 % |
$-46,297 |
| Arrow Capital Management Llc |
Institution |
-0.25 % |
2008-08-14 |
9,661 |
$278,720 |
$-6,569 |
-2.30 % |
Sold Some |
-19,322 |
-66.66 % |
$13,139 |
| Ascend Paragon Capital Llc |
Institution |
-0.99 % |
2008-08-13 |
29,721 |
$857,451 |
$-27,046 |
-3.05 % |
New Holding |
29,721 |
100.00 % |
$-27,046 |
| Baird Robert W And Co Inc |
Institution |
0.32 % |
2008-08-06 |
47,560 |
$1,372,106 |
$77,998 |
6.02 % |
Sold Some |
-1,903 |
-3.84 % |
$-3,121 |
| Bam Capital Llc |
Institution |
% |
2008-08-15 |
13,076 |
|
|
% |
Sold Some |
-280,394 |
-95.54 % |
|
| Barclays Plc |
Institution |
-2.19 % |
2008-08-12 |
347,708 |
$10,031,376 |
$0 |
0.00 % |
Sold Some |
-41,200 |
-10.59 % |
$0 |
| Blackrock Global Dynamic Equity Fund (Blackrock Global Dynamic Equity Fund) |
Global Multi-Cap Grow ... |
1.59 % |
2008-07-07 |
525,000 |
$15,146,250 |
$1,506,750 |
11.04 % |
New Holding |
525,000 |
100.00 % |
$1,506,750 |
| Blenheim Capital Management L L C |
Institution |
0.56 % |
2008-08-07 |
502,000 |
$14,482,700 |
$1,295,160 |
9.82 % |
Added More |
140,800 |
38.98 % |
$363,264 |
| Buffalo Jayhawk China Fund (Buffalo Funds) |
China Region |
-25.29 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-770,000 |
-100.00 % |
$3,364,900 |
| Cambridge Investment Research Advisors Inc. |
Institution |
1.36 % |
2008-07-14 |
None |
- |
- |
- % |
Sold All |
-6,850 |
-100.00 % |
$-12,056 |
| Choice Financial Partners Inc |
Institution |
0.14 % |
2008-08-13 |
85,600 |
$2,469,560 |
$-77,896 |
-3.05 % |
No Compare |
- |
- % |
- |
| Chronim Investments Inc |
Institution |
-4.44 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-2,200 |
-100.00 % |
$-704 |
| Citigroup Inc |
Institution |
-1.09 % |
2008-08-14 |
281,907 |
$8,133,017 |
$-191,697 |
-2.30 % |
Sold Some |
-25,821 |
-8.39 % |
$17,558 |
| Claymore Advisors Llc |
Institution |
-0.47 % |
2008-08-07 |
393,160 |
$11,342,666 |
$1,014,353 |
9.82 % |
Added More |
222,093 |
129.82 % |
$573,000 |
| Clough Capital Partners L P |
Institution |
-1.79 % |
2008-08-14 |
52,500 |
$1,514,625 |
$-35,700 |
-2.30 % |
New Holding |
52,500 |
100.00 % |
$-35,700 |
| Comerica Bank |
Institution |
-0.36 % |
2008-08-13 |
400,767 |
$11,562,128 |
$-364,698 |
-3.05 % |
Sold Some |
-2,016 |
-0.50 % |
$1,835 |
| Comerica Securities Inc |
Institution |
-0.39 % |
2008-08-13 |
45,578 |
$1,314,925 |
$-41,476 |
-3.05 % |
Sold Some |
-2,623 |
-5.44 % |
$2,387 |
| Credit Suisse/ |
Institution |
-0.92 % |
2008-08-14 |
116,748 |
$3,368,180 |
$-79,389 |
-2.30 % |
Added More |
87,386 |
297.61 % |
$-59,422 |
| Ct Mason |
Institution |
-0.48 % |
2008-08-01 |
270 |
$7,790 |
$473 |
6.45 % |
No Compare |
- |
- % |
- |
| Dassori F Davis Jr |
Institution |
2.00 % |
2008-07-01 |
20,000 |
$577,000 |
$32,800 |
6.02 % |
No Change |
20,000 |
0 % |
- |
| Dearborn Partners Llc |
Institution |
0.50 % |
2008-08-06 |
600 |
$17,310 |
$984 |
6.02 % |
No Change |
600 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
1.85 % |
2008-08-01 |
127,112 |
$3,667,181 |
$222,446 |
6.45 % |
Added More |
11,100 |
9.56 % |
$19,425 |
| Diversified International Fund (Principal Investors Fund Inc) |
International Multi-C ... |
-10.80 % |
2008-07-07 |
1,030,000 |
$29,715,500 |
$2,956,100 |
11.04 % |
No Compare |
- |
- % |
- |
| Eaton Vance Structured Emerging Markets Fund (Eaton Vance Mutual Funds Trust) |
Emerging Markets |
-11.16 % |
2008-06-26 |
264,000 |
$7,616,400 |
$166,320 |
2.23 % |
No Compare |
- |
- % |
- |
| Edgemoor Capital Management Inc |
Institution |
4.41 % |
2008-07-18 |
58,208 |
$1,679,301 |
$40,746 |
2.48 % |
New Holding |
58,208 |
100.00 % |
$40,746 |
| Elfun Diversified Fund (Elfun Diversified Fund) |
Mixed-Asset Target Al ... |
0.00 % |
2008-08-18 |
14,107 |
$406,987 |
$0 |
0.00 % |
New Holding |
14,107 |
100.00 % |
$0 |
| Everett Harris And Co |
Institution |
% |
2008-08-15 |
12,160 |
|
|
% |
Sold Some |
-170 |
-1.37 % |
|
| Ferris Baker Watts Incorporated |
Institution |
1.45 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-2,200 |
-100.00 % |
$-5,676 |
| Fifth Third Bancorp |
Institution |
-0.39 % |
2008-08-14 |
1,587 |
$45,785 |
$-1,079 |
-2.30 % |
Added More |
1,187 |
296.75 % |
$-807 |
| First National Bank Of Omaha |
Institution |
% |
2008-08-15 |
170 |
|
|
% |
Sold Some |
-137 |
-44.62 % |
|
| First Trust Advisors Lp |
Institution |
-0.76 % |
2008-08-08 |
17,667 |
$509,693 |
$12,544 |
2.52 % |
Sold Some |
-376 |
-2.08 % |
$-267 |
| Fixed Income Securities Inc. |
Institution |
-0.39 % |
2008-08-14 |
11,570 |
$333,795 |
$-7,868 |
-2.30 % |
Added More |
648 |
5.93 % |
$-441 |
| Franklin Resources Inc |
Institution |
1.63 % |
2008-08-07 |
16,700 |
$481,795 |
$43,086 |
9.82 % |
Added More |
3,400 |
25.56 % |
$8,772 |
| Gamco Investors Inc Et Al |
Institution |
-0.04 % |
2008-08-13 |
45,500 |
$1,312,675 |
$-41,405 |
-3.05 % |
Added More |
14,000 |
44.44 % |
$-12,740 |
| Gateway Investment Advisers Lp |
Institution |
1.84 % |
2008-07-29 |
10,700 |
$308,695 |
$11,342 |
3.81 % |
No Change |
10,700 |
0 % |
- |
| Genworth Financial Inc |
Institution |
-0.17 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
0 |
-100.00 % |
$0 |
| Glenmede Trust Co Na |
Institution |
-6.94 % |
2008-05-13 |
500 |
$14,425 |
$-1,255 |
-8.00 % |
Sold Some |
-2,200 |
-81.48 % |
$5,522 |
| Goldman Sachs Group Inc |
Institution |
-1.02 % |
2008-08-14 |
27,791 |
$801,770 |
$-18,898 |
-2.30 % |
Added More |
6,145 |
28.38 % |
$-4,179 |
| Haberer Registered Investment Advisor Inc |
Institution |
2.86 % |
2008-07-29 |
100 |
$2,885 |
$106 |
3.81 % |
New Holding |
100 |
100.00 % |
$106 |
| Harris Financial Corp |
Institution |
-2.28 % |
2008-07-09 |
None |
- |
- |
- % |
Sold All |
-9,232 |
-100.00 % |
$-25,665 |
| Hartford Investment Management Co |
Institution |
-0.56 % |
2008-08-13 |
1,062 |
$30,639 |
$-966 |
-3.05 % |
Sold Some |
-10 |
-0.93 % |
$9 |
| Harvard Management Co Inc |
Institution |
-0.08 % |
2008-08-11 |
30,253 |
$872,799 |
$9,681 |
1.12 % |
Added More |
25,000 |
475.91 % |
$8,000 |
| Hbk Investments L P |
Institution |
-0.39 % |
2008-08-14 |
28,100 |
$810,685 |
$-19,108 |
-2.30 % |
New Holding |
28,100 |
100.00 % |
$-19,108 |
| Hite Capital Management Llc |
Institution |
-9.79 % |
2008-05-19 |
360 |
$10,386 |
$-1,184 |
-10.23 % |
New Holding |
360 |
100.00 % |
$-1,184 |
| Horizon Global Advisers Llc |
Institution |
-1.68 % |
2008-08-13 |
207,761 |
$5,993,905 |
$-189,063 |
-3.05 % |
Added More |
13,726 |
7.07 % |
$-12,491 |
| Ing Asia Pacific High Dividend Equity Income Fund |
Institution |
-7.22 % |
2008-07-30 |
3,450,000 |
$99,532,500 |
$621,000 |
0.62 % |
No Compare |
- |
- % |
- |
| Ing Investment Management Co |
Institution |
-0.86 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-1,000 |
-100.00 % |
$680 |
| Insight 2811 Inc |
Institution |
-0.20 % |
2008-07-30 |
22,843 |
$659,021 |
$4,112 |
0.62 % |
New Holding |
22,843 |
100.00 % |
$4,112 |
| International Emerging Markets Fund (Principal Investors Fund Inc) |
Emerging Markets |
-11.39 % |
2008-07-07 |
4,884,000 |
$140,903,400 |
$14,017,080 |
11.04 % |
No Compare |
- |
- % |
- |
| Iwamoto Kong & Co. Inc. |
Institution |
2.82 % |
2008-08-04 |
200 |
$5,770 |
$460 |
8.66 % |
New Holding |
200 |
100.00 % |
$460 |
| Ixis Asset Management Advisors L P |
Institution |
-0.85 % |
2008-08-12 |
17,786 |
$513,126 |
$0 |
0.00 % |
Sold Some |
-14,968 |
-45.69 % |
$0 |
| J P Morgan Chase And Co |
Institution |
-0.73 % |
2008-08-12 |
50,827 |
$1,466,359 |
$0 |
0.00 % |
New Holding |
50,827 |
100.00 % |
$0 |
| Jane Street Holding Llc |
Institution |
% |
2008-08-15 |
298,730 |
|
|
% |
Added More |
236,030 |
376.44 % |
|
| Janney Montgomery Scott Llc |
Institution |
-8.44 % |
2008-05-13 |
36,828 |
$1,062,488 |
$-92,438 |
-8.00 % |
Added More |
2,805 |
8.24 % |
$-7,041 |
| Labranche And Co Inc |
Institution |
-1.72 % |
2008-08-14 |
8,765 |
$252,870 |
$-5,960 |
-2.30 % |
Sold Some |
-1,531 |
-14.86 % |
$1,041 |
| Lauolmstead Llc |
Institution |
1.03 % |
2008-07-22 |
64,400 |
$1,857,940 |
$-78,568 |
-4.05 % |
Sold Some |
-500 |
-0.77 % |
$610 |
| Legal & General Group Plc |
Institution |
-0.43 % |
2008-08-13 |
20 |
$577 |
$-18 |
-3.05 % |
No Change |
20 |
0 % |
- |
| Lowell William A |
Institution |
2.36 % |
2008-07-01 |
None |
- |
- |
- % |
Sold All |
-7,000 |
-100.00 % |
$-11,480 |
| M And T Bank Corp |
Institution |
1.58 % |
2008-07-29 |
2,620 |
$75,587 |
$2,777 |
3.81 % |
No Change |
2,620 |
0 % |
- |
| Mainstream Investment Advisers Llc |
Institution |
-0.94 % |
2008-07-29 |
None |
- |
- |
- % |
Sold All |
-6,900 |
-100.00 % |
$-7,314 |
| Managed Account Advisors Llc |
Institution |
1.15 % |
2008-08-07 |
289 |
$8,338 |
$746 |
9.82 % |
New Holding |
289 |
100.00 % |
$746 |
| Maple Securities Usa Inc |
Institution |
5.95 % |
2008-07-14 |
None |
- |
- |
- % |
Sold All |
-6,600 |
-100.00 % |
$-11,616 |
| Matthews International Capital Management Llc/Ca |
Institution |
3.98 % |
2008-08-13 |
230,900 |
$6,661,465 |
$-210,119 |
-3.05 % |
No Change |
230,900 |
0 % |
- |
| Merrill Lynch And Co Inc |
Institution |
0.38 % |
2008-08-07 |
39,438 |
$1,137,786 |
$101,750 |
9.82 % |
Sold Some |
-34,122 |
-46.38 % |
$-88,035 |
| Metlife Securities Inc |
Institution |
2.11 % |
2008-07-24 |
300 |
$8,655 |
$-3 |
-0.03 % |
No Compare |
- |
- % |
- |
| Millennium Management L.L.C. |
Institution |
-0.99 % |
2008-08-14 |
67,490 |
$1,947,087 |
$-45,893 |
-2.30 % |
Added More |
56,990 |
542.76 % |
$-38,753 |
| Miller Howard Investments Inc |
Institution |
6.16 % |
2008-07-25 |
24,610 |
|
|
% |
Added More |
15,880 |
181.90 % |
|
| Morgan Stanley |
Institution |
% |
2008-08-15 |
321,254 |
|
|
% |
Added More |
120,180 |
59.76 % |
|
| Mrm-Horizon Advisors Llc |
Institution |
-4.41 % |
2008-07-21 |
57,733 |
$1,665,597 |
$-17,897 |
-1.06 % |
Added More |
200 |
0.34 % |
$-62 |
| Newgate Capital Management Llc |
Institution |
-6.55 % |
2008-07-28 |
None |
- |
- |
- % |
Sold All |
-133,954 |
-100.00 % |
$-221,024 |
| None (Morgan Stanley Pacific Growth Fund Inc) |
Specialty & Misc |
-3.11 % |
2008-07-09 |
928,000 |
$26,772,800 |
$2,579,840 |
10.66 % |
No Compare |
- |
- % |
- |
| None (Morgan Stanley International Fund) |
Specialty & Misc |
-5.31 % |
2008-07-09 |
48,000 |
$1,384,800 |
$133,440 |
10.66 % |
No Compare |
- |
- % |
- |
| Northwestern Mutual Wealth Management Co |
Institution |
-0.93 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-470 |
-100.00 % |
$320 |
| Nuveen Equity Premium Advantage Fund |
Institution |
-6.09 % |
2008-05-30 |
10,700 |
$308,695 |
$-52,323 |
-14.49 % |
No Compare |
- |
- % |
- |
| Nuveen Global Value Opportunities Fund |
Institution |
-21.56 % |
2008-05-30 |
3,400 |
$98,090 |
$-16,626 |
-14.49 % |
New Holding |
3,400 |
100.00 % |
$-16,626 |
| Oaktree Asset Management Llc |
Institution |
2.24 % |
2008-07-15 |
2,100 |
$60,585 |
$7,014 |
13.09 % |
New Holding |
2,100 |
100.00 % |
$7,014 |
| Oxford Asset Management |
Institution |
3.53 % |
2008-08-04 |
62,712 |
$1,809,241 |
$144,238 |
8.66 % |
No Compare |
- |
- % |
- |
| Peak6 Investments L P |
Institution |
-1.36 % |
2008-08-14 |
34,284 |
$989,093 |
$-23,313 |
-2.30 % |
Added More |
33,984 |
11328.00 % |
$-23,109 |
| Peoples United Financial Inc. |
Institution |
-0.62 % |
2008-08-14 |
400 |
$11,540 |
$-272 |
-2.30 % |
No Change |
400 |
0 % |
- |
| Petersen Flynn And Dinsmore Inc |
Institution |
-0.48 % |
2008-08-06 |
10,400 |
$300,040 |
$17,056 |
6.02 % |
No Change |
10,400 |
0 % |
- |
| Pnc Financial Services Group Inc |
Institution |
-0.54 % |
2008-08-14 |
1,530 |
$44,141 |
$-1,040 |
-2.30 % |
Added More |
114 |
8.05 % |
$-78 |
| Putnam Vt Global Asset Allocation Fund (Putnam Variable Trust) |
Global Flex Port |
-11.00 % |
2008-05-30 |
56,000 |
$1,615,600 |
$-273,840 |
-14.49 % |
New Holding |
56,000 |
100.00 % |
$-273,840 |
| Qvt Financial Lp |
Institution |
-0.66 % |
2008-08-14 |
30,600 |
$882,810 |
$-20,808 |
-2.30 % |
Sold Some |
-5,530 |
-15.30 % |
$3,760 |
| Rafferty Asset Management Llc |
Institution |
-0.02 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-5,922 |
-100.00 % |
$-1,895 |
| Ramond James Financial Services Inc |
Institution |
0.78 % |
2008-07-29 |
11,162 |
$322,024 |
$11,832 |
3.81 % |
New Holding |
11,162 |
100.00 % |
$11,832 |
| Rbc Dain Rauscher Inc |
Institution |
-0.54 % |
2008-08-14 |
208 |
$6,001 |
$-141 |
-2.30 % |
Sold Some |
-9,157 |
-97.77 % |
$6,227 |
| Rbc Private Counsel Inc |
Institution |
-1.39 % |
2008-08-14 |
150 |
$4,328 |
$-102 |
-2.30 % |
Sold Some |
-150 |
-50.00 % |
$102 |
| Renaissance Technologies Corp |
Institution |
-0.85 % |
2008-08-14 |
162,800 |
$4,696,780 |
$-110,704 |
-2.30 % |
Sold Some |
-381,300 |
-70.07 % |
$259,284 |
| Rmb Capital Management Llc |
Institution |
0.47 % |
2008-08-06 |
43,032 |
$1,241,473 |
$70,572 |
6.02 % |
No Compare |
- |
- % |
- |
| Royal Bank Of Canada |
Institution |
-0.66 % |
2008-08-14 |
300 |
$8,655 |
$-204 |
-2.30 % |
No Change |
300 |
0 % |
- |
| Series 1 (Cohen And Steers Utility Fund Inc) |
Specialty & Misc |
-11.94 % |
2008-05-30 |
200,000 |
$5,770,000 |
$-978,000 |
-14.49 % |
New Holding |
200,000 |
100.00 % |
$-978,000 |
| Shapiro Robert N |
Institution |
-1.21 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-5 |
-100.00 % |
$3 |
| Sit Emerging Markets Equity Fund (Sei Institutional International Trust) |
Emerging Markets |
-16.51 % |
2008-06-05 |
1,796,800 |
$51,837,680 |
$-12,038,560 |
-18.84 % |
No Compare |
- |
- % |
- |
| Spiderrock Trading Llc |
Institution |
0.03 % |
2008-08-08 |
9,144 |
$263,804 |
$6,492 |
2.52 % |
New Holding |
9,144 |
100.00 % |
$6,492 |
| Stewardship Partners Investment Counsel Inc |
Institution |
-0.65 % |
2008-08-08 |
7,274 |
$209,855 |
$5,165 |
2.52 % |
Sold Some |
-531 |
-6.80 % |
$-377 |
| Strs Ohio |
Institution |
2.18 % |
2008-07-24 |
0 |
$0 |
|
% |
New Holding |
0 |
100.00 % |
$0 |
| Tealwood Asset Management Inc |
Institution |
-2.49 % |
2008-07-10 |
113,200 |
$3,265,820 |
$176,592 |
5.71 % |
Added More |
10,625 |
10.35 % |
$16,575 |
| Texas Capital Bancshares Inc |
Institution |
1.79 % |
2008-07-29 |
None |
- |
- |
- % |
Sold All |
-1,367 |
-100.00 % |
$-1,449 |
| Tradewinds Global Investors Llc |
Institution |
% |
2008-08-15 |
15,725 |
|
|
% |
New Holding |
15,725 |
100.00 % |
|
| Trust Co Of Vermont |
Institution |
2.16 % |
2008-07-29 |
100 |
$2,885 |
$106 |
3.81 % |
No Change |
100 |
0 % |
- |
| Ubs Ag |
Institution |
-1.30 % |
2008-08-11 |
236,586 |
$6,825,506 |
$75,708 |
1.12 % |
Sold Some |
-178,672 |
-43.02 % |
$-57,175 |
| Unionbancal Corp |
Institution |
0.29 % |
2008-07-22 |
1,400 |
$40,390 |
$-1,708 |
-4.05 % |
Added More |
700 |
100.00 % |
$-854 |
| Us Bancorp De |
Institution |
-0.66 % |
2008-08-14 |
600 |
$17,310 |
$-408 |
-2.30 % |
Sold Some |
-66 |
-9.90 % |
$45 |
| Value Line Inc |
Institution |
-0.91 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
$-4,800 |
| Value Line Income And Growth Fund Inc (Value Line Income And Growth Fund Inc) |
Multi-Cap Growth |
-6.68 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
$61,200 |
| Wellington Hg And Co Inc |
Institution |
-0.46 % |
2008-08-12 |
11,600 |
$334,660 |
$0 |
0.00 % |
Sold Some |
-5,000 |
-30.12 % |
$0 |
| Wellington Management Co Llp |
Institution |
-0.82 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-134,400 |
-100.00 % |
$91,392 |
| Wells Fargo And Co |
Institution |
-0.46 % |
2008-08-13 |
3,441 |
$99,273 |
$-3,131 |
-3.05 % |
Added More |
1,999 |
138.62 % |
$-1,819 |
| Wetherby Asset Management Inc |
Institution |
-0.21 % |
2008-08-06 |
14,567 |
$420,258 |
$23,890 |
6.02 % |
Sold Some |
-960 |
-6.18 % |
$-1,574 |
| Wilmington Trust Co |
Institution |
-0.99 % |
2008-08-13 |
27,360 |
$789,336 |
$-24,898 |
-3.05 % |
Added More |
641 |
2.39 % |
$-583 |
| World Asset Management Inc |
Institution |
-0.90 % |
2008-08-14 |
10,441 |
$301,223 |
$-7,100 |
-2.30 % |
Sold Some |
-494 |
-4.51 % |
$336 |
| York Asset Management Ltd |
Institution |
-0.42 % |
2008-08-11 |
23,070 |
$665,570 |
$7,382 |
1.12 % |
No Change |
23,070 |
0 % |
- |
| Zacks Investment Management |
Institution |
-0.46 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-957 |
-100.00 % |
$0 |