| Allianz Global Investors Of America L P |
Institution |
-3.15 % |
2008-08-13 |
90,398 |
$1,296,307 |
$-131,981 |
-9.24 % |
New Holding |
90,398 |
100.00 % |
$-131,981 |
| American International Group Inc |
Institution |
-4.02 % |
2008-08-14 |
5,675 |
$81,380 |
$-8,853 |
-9.81 % |
New Holding |
5,675 |
100.00 % |
$-8,853 |
| Amvescap Plc |
Institution |
-3.31 % |
2008-08-21 |
124 |
$1,778 |
$-150 |
-7.78 % |
New Holding |
124 |
100.00 % |
$-150 |
| Ardsley Advisory Partners |
Institution |
-8.49 % |
2008-08-14 |
1,150,000 |
$16,491,000 |
$-1,794,000 |
-9.81 % |
Added More |
575,000 |
100.00 % |
$-897,000 |
| Argyll Research Llc |
Institution |
-4.03 % |
2008-08-08 |
220,000 |
$3,154,800 |
$-310,200 |
-8.95 % |
Added More |
50,000 |
29.41 % |
$-70,500 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-0.63 % |
2008-07-25 |
116,032 |
|
|
% |
Added More |
110,212 |
1893.67 % |
|
| Bear Stearns And Co Inc |
Institution |
-9.57 % |
2008-05-15 |
5,100 |
$73,134 |
$-17,391 |
-19.21 % |
Added More |
4,700 |
1175.00 % |
$-16,027 |
| Bear Stearns Asset Management Inc |
Institution |
% |
2008-05-14 |
18,279 |
|
|
% |
Added More |
1,755 |
10.62 % |
|
| Bernard L. Madoff Investment Securities Llc |
Institution |
-3.22 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-44,595 |
-100.00 % |
$65,109 |
| Black River Asset Management Llc |
Institution |
% |
2008-08-15 |
495,400 |
|
|
% |
Added More |
485,100 |
4709.70 % |
|
| Blackrock Investment Management Llc |
Institution |
-0.74 % |
2008-08-04 |
22,900 |
$328,386 |
$-26,564 |
-7.48 % |
New Holding |
22,900 |
100.00 % |
$-26,564 |
| Bogle Investment Management L P |
Institution |
-5.99 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-133,655 |
-100.00 % |
$208,502 |
| Brazos Micro Cap Portfolio (Brazos Mutual Funds) |
Small-Cap Growth |
-4.03 % |
2008-07-31 |
40,800 |
$585,072 |
$-27,744 |
-4.52 % |
No Compare |
- |
- % |
- |
| Brazos Small Cap Portfolio (Brazos Mutual Funds) |
Small-Cap Growth |
-8.27 % |
2008-07-31 |
15,000 |
$215,100 |
$-10,200 |
-4.52 % |
No Compare |
- |
- % |
- |
| Cabot Money Management Inc |
Institution |
-7.02 % |
2008-07-24 |
60,736 |
$870,954 |
$8,503 |
0.98 % |
New Holding |
60,736 |
100.00 % |
$8,503 |
| Ci Investments Inc |
Institution |
-5.27 % |
2008-07-23 |
None |
- |
- |
- % |
Sold All |
-10,000 |
-100.00 % |
$7,700 |
| Citigroup Inc |
Institution |
-3.93 % |
2008-08-14 |
25,296 |
$362,745 |
$-39,462 |
-9.81 % |
Sold Some |
-30,343 |
-54.53 % |
$47,335 |
| Clarivest Asset Management Llc |
Institution |
-4.51 % |
2008-07-31 |
None |
- |
- |
- % |
Sold All |
-34,213 |
-100.00 % |
$23,265 |
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys |
Institution |
-3.90 % |
2008-08-13 |
38,810 |
$556,535 |
$-56,663 |
-9.24 % |
Added More |
19,540 |
101.40 % |
$-28,528 |
| Deere And Co |
Institution |
-2.95 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-27,647 |
-100.00 % |
$38,982 |
| Dynamic Vp Hy Bond Fund (Direxion Insurance Trust) |
Specialty & Misc |
0.00 % |
2008-09-05 |
5,225 |
$74,927 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| First Wilshire Securities Management Inc |
Institution |
-4.01 % |
2008-08-14 |
1,255,060 |
$17,997,560 |
$-1,957,894 |
-9.81 % |
Sold Some |
-205,086 |
-14.04 % |
$319,934 |
| Fmr Corp |
Institution |
-2.71 % |
2008-09-03 |
64 |
$918 |
$-92 |
-9.12 % |
No Change |
64 |
0 % |
- |
| Gam Usa Inc |
Institution |
-6.77 % |
2008-08-11 |
87,756 |
$1,258,421 |
$-141,287 |
-10.09 % |
New Holding |
87,756 |
100.00 % |
$-141,287 |
| Goodman And Company Investment Counsel Ltd |
Institution |
-6.32 % |
2008-08-05 |
13,600 |
$195,024 |
$-12,104 |
-5.84 % |
New Holding |
13,600 |
100.00 % |
$-12,104 |
| Hanson Investment Management |
Institution |
-12.92 % |
2008-07-24 |
8,235 |
$118,090 |
$1,153 |
0.98 % |
New Holding |
8,235 |
100.00 % |
$1,153 |
| Hudson Bay Capital Management L.P. |
Institution |
-3.87 % |
2008-08-14 |
10,000 |
$143,400 |
$-15,600 |
-9.81 % |
New Holding |
10,000 |
100.00 % |
$-15,600 |
| International Growth Fund (Nicholas Applegate Institutional Funds) |
Multi-Cap Growth |
-2.88 % |
2008-08-26 |
24,516 |
$351,559 |
$-26,477 |
-7.00 % |
No Compare |
- |
- % |
- |
| J P Morgan Chase And Co |
Institution |
-3.92 % |
2008-08-12 |
14,515 |
$208,145 |
$-21,192 |
-9.24 % |
New Holding |
14,515 |
100.00 % |
$-21,192 |
| Julius Baer Investment Management Llc |
Institution |
% |
2008-08-15 |
106,420 |
|
|
% |
New Holding |
106,420 |
100.00 % |
|
| Legg Mason Investment Counsel Llc |
Institution |
-4.35 % |
2008-08-14 |
1,230 |
$17,638 |
$-1,919 |
-9.81 % |
New Holding |
1,230 |
100.00 % |
$-1,919 |
| Lyz Capital Advisors Llc |
Institution |
-6.30 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-27,300 |
-100.00 % |
$42,588 |
| Merrill Lynch And Co Inc |
Institution |
-2.70 % |
2008-08-07 |
5,600 |
$80,304 |
$-4,816 |
-5.65 % |
Sold Some |
-3,000 |
-34.88 % |
$2,580 |
| Mid Cap Portfolio (Variable Insurance Products Iii) |
Mid-Cap Core |
-6.90 % |
2008-08-28 |
64 |
$918 |
$-74 |
-7.48 % |
No Compare |
- |
- % |
- |
| Millennium Management L.L.C. |
Institution |
-3.75 % |
2008-08-14 |
33,848 |
$485,380 |
$-52,803 |
-9.81 % |
Sold Some |
-15,321 |
-31.15 % |
$23,901 |
| Morgan Stanley |
Institution |
% |
2008-08-15 |
17,634 |
|
|
% |
Sold Some |
-23,115 |
-56.72 % |
|
| New York State Common Retirement Fund |
Institution |
% |
2008-08-15 |
7,000 |
|
|
% |
No Change |
7,000 |
0 % |
- |
| Numeric Investors Llc |
Institution |
-3.79 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-177,062 |
-100.00 % |
$258,511 |
| Oppenheimer And Co Inc |
Institution |
-4.51 % |
2008-08-13 |
14,834 |
$212,720 |
$-21,658 |
-9.24 % |
Sold Some |
-1,000 |
-6.31 % |
$1,460 |
| Oxford Asset Management |
Institution |
-0.02 % |
2008-08-04 |
45,032 |
$645,759 |
$-52,237 |
-7.48 % |
No Compare |
- |
- % |
- |
| Padco Advisors Ii Inc |
Institution |
-3.87 % |
2008-08-14 |
30 |
$430 |
$-47 |
-9.81 % |
New Holding |
30 |
100.00 % |
$-47 |
| Pequot Capital Management Inc |
Institution |
-6.06 % |
2008-08-14 |
198,160 |
$2,841,614 |
$-309,130 |
-9.81 % |
New Holding |
198,160 |
100.00 % |
$-309,130 |
| Public Employees Retirement System Of Ohio |
Institution |
-2.96 % |
2008-07-30 |
8,494 |
$121,804 |
$-4,162 |
-3.30 % |
New Holding |
8,494 |
100.00 % |
$-4,162 |
| Rafferty Asset Management Llc |
Institution |
-4.44 % |
2008-08-11 |
1,344 |
$19,273 |
$-2,164 |
-10.09 % |
Sold Some |
-14,107 |
-91.30 % |
$22,712 |
| Rbc Dain Rauscher Inc |
Institution |
-3.68 % |
2008-08-14 |
1,000 |
$14,340 |
$-1,560 |
-9.81 % |
Sold Some |
-4,535 |
-81.93 % |
$7,075 |
| Rbc Professional Trader Group Llc |
Institution |
-10.18 % |
2008-07-23 |
None |
- |
- |
- % |
Sold All |
-700 |
-100.00 % |
$539 |
| Renaissance Technologies Corp |
Institution |
-4.13 % |
2008-08-14 |
82,600 |
$1,184,484 |
$-128,856 |
-9.81 % |
Sold Some |
-17,900 |
-17.81 % |
$27,924 |
| Research Affiliates Llc |
Institution |
-4.50 % |
2008-08-11 |
20,026 |
$287,173 |
$-32,242 |
-10.09 % |
New Holding |
20,026 |
100.00 % |
$-32,242 |
| Roxbury Capital Management |
Institution |
-4.91 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-3,469 |
-100.00 % |
$5,412 |
| Royal Bank Of Canada |
Institution |
-2.16 % |
2008-08-14 |
2,740 |
$39,292 |
$-4,274 |
-9.81 % |
Added More |
2,281 |
496.94 % |
$-3,558 |
| Royal Bank Of Scotland Group Plc |
Institution |
-3.45 % |
2008-08-14 |
36,430 |
$522,406 |
$-56,831 |
-9.81 % |
Sold Some |
-50,000 |
-57.85 % |
$78,000 |
| Russell Frank Co |
Institution |
-3.89 % |
2008-08-13 |
10,800 |
$154,872 |
$-15,768 |
-9.24 % |
Added More |
3,400 |
45.94 % |
$-4,964 |
| Sabrient Stealth (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
0.60 % |
2008-08-05 |
3,313 |
$47,508 |
$-2,949 |
-5.84 % |
New Holding |
3,313 |
100.00 % |
$-2,949 |
| Sena Weller Rohs Williams Inc |
Institution |
-1.28 % |
2008-07-10 |
12,195 |
$174,876 |
$11,341 |
6.93 % |
New Holding |
12,195 |
100.00 % |
$11,341 |
| Shaw D E And Co Inc |
Institution |
-4.17 % |
2008-08-14 |
43,923 |
$629,856 |
$-68,520 |
-9.81 % |
Sold Some |
-8,412 |
-16.07 % |
$13,123 |
| Straus Capital Management Llc |
Institution |
-4.52 % |
2008-08-14 |
15,000 |
$215,100 |
$-23,400 |
-9.81 % |
Sold Some |
-25,500 |
-62.96 % |
$39,780 |
| Strs Ohio |
Institution |
-1.02 % |
2008-07-24 |
0 |
$0 |
|
% |
New Holding |
0 |
100.00 % |
$0 |
| Teachers Advisors Inc |
Institution |
-4.00 % |
2008-08-14 |
2,734 |
$39,206 |
$-4,265 |
-9.81 % |
New Holding |
2,734 |
100.00 % |
$-4,265 |
| Technical Financial Services Llc |
Institution |
-4.08 % |
2008-08-13 |
19,335 |
$277,264 |
$-28,229 |
-9.24 % |
Sold Some |
-29,565 |
-60.46 % |
$43,165 |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
-2.70 % |
2008-09-02 |
19,335 |
$277,264 |
$-26,102 |
-8.60 % |
Sold Some |
-18,183 |
-48.46 % |
$24,547 |
| Tfs Small Cap Fund (Tfs Capital Investment Trust) |
Small-Cap Core |
-2.85 % |
2008-09-02 |
None |
- |
- |
- % |
Sold All |
-1,900 |
-100.00 % |
$2,565 |
| Tiaa Cref Investment Management Llc |
Institution |
-4.17 % |
2008-08-14 |
38,251 |
$548,519 |
$-59,672 |
-9.81 % |
New Holding |
38,251 |
100.00 % |
$-59,672 |
| Turner Investment Partners Inc |
Institution |
-6.39 % |
2008-08-13 |
54,049 |
$775,063 |
$-78,912 |
-9.24 % |
Sold Some |
-9,541 |
-15.00 % |
$13,930 |
| Ubs Ag |
Institution |
-4.94 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-18,284 |
-100.00 % |
$29,437 |
| Us Bancorp De |
Institution |
-3.27 % |
2008-08-14 |
510 |
$7,313 |
$-796 |
-9.81 % |
New Holding |
510 |
100.00 % |
$-796 |
| Value Line Inc |
Institution |
-5.85 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-11,000 |
-100.00 % |
$17,710 |
| Weaver C Barksdale And Associates Inc |
Institution |
-12.54 % |
2008-07-08 |
300 |
$4,302 |
$174 |
4.21 % |
No Change |
300 |
0 % |
- |
| Wedbush Morgan Securities Inc |
Institution |
4.08 % |
2008-07-14 |
101,319 |
$1,452,914 |
$110,438 |
8.22 % |
Sold Some |
-5,325 |
-4.99 % |
$-5,804 |
| Zebra Capital Management Llc |
Institution |
3.62 % |
2008-07-15 |
15,109 |
$216,663 |
$15,713 |
7.81 % |
New Holding |
15,109 |
100.00 % |
$15,713 |