| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -406,408 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Headwaters Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 870,338 | Sold Some | -18,724 | -2.10 % | $4,308,173 | $4,351,690 | $43,517 | 1.01 % | $-936 | | | | | | News Article | History of Amvescap Plc Ownership Of Headwaters Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 136,456 | Added More | 45,504 | 50.03 % | $675,457 | $682,280 | $6,823 | 1.01 % | $2,275 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Headwaters Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 77,801 | Sold Some | -11,791 | -13.16 % | $385,115 | $389,005 | $3,890 | 1.01 % | $-590 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | 53,410 | Added More | 21,910 | 69.55 % | $256,368 | $267,050 | $10,682 | 4.16 % | $4,382 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 74,542 | Added More | 11,894 | 18.98 % | $357,802 | $372,710 | $14,908 | 4.16 % | $2,379 | | | | | | News Article | History of American International Group Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 45,430 | New Holding | 45,430 | 100 % | $218,064 | $227,150 | $9,086 | 4.16 % | $9,086 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ardsley Advisory Partners | Institution | 375,000 | New Holding | 375,000 | 100 % | $1,800,000 | $1,875,000 | $75,000 | 4.16 % | $75,000 | | | | | | News Article | History of Ardsley Advisory Partners Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 19,000 | Sold Some | -2,550 | -11.83 % | $91,200 | $95,000 | $3,800 | 4.16 % | $-510 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 41,759 | Added More | 39,956 | 2216.08 % | $200,443 | $208,795 | $8,352 | 4.16 % | $7,991 | | | | | | News Article | History of Citadel L P Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Enceladus Investment Management Llc | Institution | 86,040 | Added More | 12,400 | 16.83 % | $412,992 | $430,200 | $17,208 | 4.16 % | $2,480 | | | | | | News Article | History of Enceladus Investment Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 100 | No Change | 0 | 0 % | $480 | $500 | $20 | 4.16 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 59,800 | No Change | 0 | 0 % | $287,040 | $299,000 | $11,960 | 4.16 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 41,620 | Sold Some | -12,830 | -23.56 % | $199,776 | $208,100 | $8,324 | 4.16 % | $-2,566 | | | | | | News Article | History of Ing Groep Nv Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -16,572 | -100 % | | | | 4.16 % | $-3,314 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 176,741 | New Holding | 176,741 | 100 % | $848,357 | $883,705 | $35,348 | 4.16 % | $35,348 | | | | | | News Article | History of Millennium Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 1,020,812 | Added More | 534,378 | 109.85 % | $4,899,898 | $5,104,060 | $204,162 | 4.16 % | $106,876 | | | | | | News Article | History of Morgan Stanley Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 229,698 | New Holding | 229,698 | 100 % | $1,102,550 | $1,148,490 | $45,940 | 4.16 % | $45,940 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 582,986 | Added More | 88,460 | 17.88 % | $2,798,333 | $2,914,930 | $116,597 | 4.16 % | $17,692 | | | | | | News Article | History of Northern Trust Corp Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,200 | Sold Some | -736,998 | -99.83 % | $5,760 | $6,000 | $240 | 4.16 % | $-147,400 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Oz Management Llc | Institution | 584,479 | Added More | 543,505 | 1326.46 % | $2,805,499 | $2,922,395 | $116,896 | 4.16 % | $108,701 | | | | | | News Article | History of Oz Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 200 | No Change | 0 | 0 % | $960 | $1,000 | $40 | 4.16 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 134,417 | Added More | 35,266 | 35.56 % | $645,202 | $672,085 | $26,883 | 4.16 % | $7,053 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | 3,200,000 | Added More | 2,450,000 | 326.66 % | $15,360,000 | $16,000,000 | $640,000 | 4.16 % | $490,000 | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | 120,000 | New Holding | 120,000 | 100 % | $576,000 | $600,000 | $24,000 | 4.16 % | $24,000 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 11,400 | New Holding | 11,400 | 100 % | $54,720 | $57,000 | $2,280 | 4.16 % | $2,280 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 338,600 | Added More | 108,600 | 47.21 % | $1,625,280 | $1,693,000 | $67,720 | 4.16 % | $21,720 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 470 | Added More | 200 | 74.07 % | $2,256 | $2,350 | $94 | 4.16 % | $40 | | | | | | News Article | History of Us Bancorp De Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 700 | New Holding | 700 | 100 % | $3,360 | $3,500 | $140 | 4.16 % | $140 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 280,000 | New Holding | 280,000 | 100 % | $1,344,000 | $1,400,000 | $56,000 | 4.16 % | $56,000 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Headwaters Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | | Sold All | -240,619 | -100 % | | | | 4.16 % | $-48,124 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -36,929 | -100 % | | | | 8.45 % | $-14,402 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 39,369 | Sold Some | -78,931 | -66.72 % | $181,491 | $196,845 | $15,354 | 8.45 % | $-30,783 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 7,535 | Sold Some | -32,770 | -81.30 % | $34,736 | $37,675 | $2,939 | 8.45 % | $-12,780 | | | | | | News Article | History of Axa Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 122,837 | Added More | 14,013 | 12.87 % | $566,279 | $614,185 | $47,906 | 8.45 % | $5,465 | | | | | | News Article | History of Barclays Plc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 28,491 | Added More | 17,250 | 153.45 % | $131,344 | $142,455 | $11,111 | 8.45 % | $6,728 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | | Sold All | -6,700 | -100 % | | | | 8.45 % | $-2,613 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 204,333 | New Holding | 204,333 | 100 % | $941,975 | $1,021,665 | $79,690 | 8.45 % | $79,690 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 9,080 | New Holding | 9,080 | 100 % | $41,859 | $45,400 | $3,541 | 8.45 % | $3,541 | | | | | | News Article | History of Credit Agricole S A Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Earnest Partners Llc | Institution | 959,976 | Sold Some | -2,482,729 | -72.11 % | $4,425,489 | $4,799,880 | $374,391 | 8.45 % | $-968,264 | | | | | | News Article | History of Earnest Partners Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 204 | Sold Some | -54,288 | -99.62 % | $940 | $1,020 | $80 | 8.45 % | $-21,172 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 151,943 | No Change | 0 | 0 % | $700,457 | $759,715 | $59,258 | 8.45 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 392,626 | Sold Some | -120,869 | -23.53 % | $1,810,006 | $1,963,130 | $153,124 | 8.45 % | $-47,139 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 11,000 | New Holding | 11,000 | 100 % | $50,710 | $55,000 | $4,290 | 8.45 % | $4,290 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -14,171 | -100 % | | | | 8.45 % | $-5,527 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 819,698 | New Holding | 819,698 | 100 % | $3,778,808 | $4,098,490 | $319,682 | 8.45 % | $319,682 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 3,126 | Added More | 587 | 23.11 % | $14,411 | $15,630 | $1,219 | 8.45 % | $229 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 78,500 | Sold Some | -161,900 | -67.34 % | $361,885 | $392,500 | $30,615 | 8.45 % | $-63,141 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Orleans Capital Management Corp | Institution | 32,900 | Added More | 21,300 | 183.62 % | $151,669 | $164,500 | $12,831 | 8.45 % | $8,307 | | | | | | News Article | History of Orleans Capital Management Corp Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ota Financial Group L P | Institution | 20,900 | No Change | 0 | 0 % | $96,349 | $104,500 | $8,151 | 8.45 % | $0 | | | | | | News Article | History of Ota Financial Group L P Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 10,067 | New Holding | 10,067 | 100 % | $46,409 | $50,335 | $3,926 | 8.45 % | $3,926 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Perella Weinberg Partners Capital Management Lp | Institution | 1,260,011 | Added More | 809,046 | 179.40 % | $5,808,651 | $6,300,055 | $491,404 | 8.45 % | $315,528 | | | | | | News Article | History of Perella Weinberg Partners Capital Management Lp Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 21,100 | Added More | 9,400 | 80.34 % | $97,271 | $105,500 | $8,229 | 8.45 % | $3,666 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 46,500 | New Holding | 46,500 | 100 % | $214,365 | $232,500 | $18,135 | 8.45 % | $18,135 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -7 | -100 % | | | | 8.45 % | $-3 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 19,754 | Added More | 7,154 | 56.77 % | $91,066 | $98,770 | $7,704 | 8.45 % | $2,790 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 128,949 | No Change | 0 | 0 % | $594,455 | $644,745 | $50,290 | 8.45 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 26,243 | Added More | 3,270 | 14.23 % | $120,980 | $131,215 | $10,235 | 8.45 % | $1,275 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sound Energy Partners Inc | Institution | 332,000 | Added More | 25,000 | 8.14 % | $1,530,520 | $1,660,000 | $129,480 | 8.45 % | $9,750 | | | | | | News Article | History of Sound Energy Partners Inc Ownership Of Headwaters Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,735,515 | Sold Some | -125,961 | -6.76 % | $8,000,724 | $8,677,575 | $676,851 | 8.45 % | $-49,125 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 146,100 | New Holding | 146,100 | 100 % | $663,294 | $730,500 | $67,206 | 10.13 % | $67,206 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 194,951 | Added More | 27,510 | 16.42 % | $885,078 | $974,755 | $89,677 | 10.13 % | $12,655 | | | | | | News Article | History of Bank Of America Corp Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 4,117,354 | Added More | 6,225 | 0.15 % | $18,692,787 | $20,586,770 | $1,893,983 | 10.13 % | $2,864 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 4,117,354 | Sold Some | -98,836 | -2.34 % | $18,692,787 | $20,586,770 | $1,893,983 | 10.13 % | $-45,465 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 16,038 | Sold Some | -25,115 | -61.02 % | $72,813 | $80,190 | $7,377 | 10.13 % | $-11,553 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 11,236 | New Holding | 11,236 | 100 % | $51,011 | $56,180 | $5,169 | 10.13 % | $5,169 | | | | | | News Article | History of Credit Suisse Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 40,000 | New Holding | 40,000 | 100 % | $181,600 | $200,000 | $18,400 | 10.13 % | $18,400 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 32,720 | Sold Some | -21,730 | -39.90 % | $148,549 | $163,600 | $15,051 | 10.13 % | $-9,996 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 21,416 | Sold Some | -1,329 | -5.84 % | $97,229 | $107,080 | $9,851 | 10.13 % | $-611 | | | | | | News Article | History of Kbc Group Nv Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marxe Austin W And Greenhouse David M | Institution | 230,718 | New Holding | 230,718 | 100 % | $1,047,460 | $1,153,590 | $106,130 | 10.13 % | $106,130 | | | | | | News Article | History of Marxe Austin W And Greenhouse David M Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 2,521,096 | Added More | 2,483,914 | 6680.42 % | $11,445,776 | $12,605,480 | $1,159,704 | 10.13 % | $1,142,600 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 42,670 | Added More | 6,680 | 18.56 % | $193,722 | $213,350 | $19,628 | 10.13 % | $3,073 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 100 | New Holding | 100 | 100 % | $454 | $500 | $46 | 10.13 % | $46 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 18,984 | Added More | 4,610 | 32.07 % | $86,187 | $94,920 | $8,733 | 10.13 % | $2,121 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 9,504 | Sold Some | -838 | -8.10 % | $43,148 | $47,520 | $4,372 | 10.13 % | $-385 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 182,459 | Added More | 30,122 | 19.77 % | $828,364 | $912,295 | $83,931 | 10.13 % | $13,856 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 18 | No Change | 0 | 0 % | $82 | $90 | $8 | 10.13 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rock Point Advisors Llc | Institution | 257,470 | Sold Some | -1,550 | -0.59 % | $1,168,914 | $1,287,350 | $118,436 | 10.13 % | $-713 | | | | | | News Article | History of Rock Point Advisors Llc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 13,933 | No Change | 0 | 0 % | $63,256 | $69,665 | $6,409 | 10.13 % | $0 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -86,073 | -100 % | | | | 10.13 % | $-39,594 | | | | | | News Article | History of Russell Frank Co Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 16,115 | Sold Some | -364 | -2.20 % | $73,162 | $80,575 | $7,413 | 10.13 % | $-167 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 102,597 | Added More | 24,240 | 30.93 % | $465,790 | $512,985 | $47,195 | 10.13 % | $11,150 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -49,396 | -100 % | | | | 10.13 % | $-22,722 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 55,800 | No Change | 0 | 0 % | $253,332 | $279,000 | $25,668 | 10.13 % | $0 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Headwaters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 50,000 | No Change | 0 | 0 % | $227,000 | $250,000 | $23,000 | 10.13 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 7,444 | Sold Some | -65,623 | -89.81 % | $34,242 | $37,220 | $2,978 | 8.69 % | $-26,249 | | | | | | News Article | History of Citigroup Inc Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 58,934 | Added More | 12,138 | 25.93 % | $271,096 | $294,670 | $23,574 | 8.69 % | $4,855 | | | | | | News Article | History of Comerica Bank Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | | Sold All | -70,331 | -100 % | | | | 8.69 % | $-28,132 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 317,853 | Added More | 36,234 | 12.86 % | $1,462,124 | $1,589,265 | $127,141 | 8.69 % | $14,494 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 2,800 | Sold Some | -2,115 | -43.03 % | $12,880 | $14,000 | $1,120 | 8.69 % | $-846 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Headwaters Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 41,229 | Sold Some | -34,535 | -45.58 % | $189,653 | $206,145 | $16,492 | 8.69 % | $-13,814 | | | | | | News Article | History of Ubs Ag Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 2,223 | No Change | 0 | 0 % | $10,470 | $11,115 | $645 | 6.15 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 31,387 | No Change | 0 | 0 % | $147,833 | $156,935 | $9,102 | 6.15 % | $0 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Gruber And Mcbaine Capital Management Llc | Institution | 100,000 | New Holding | 100,000 | 100 % | $471,000 | $500,000 | $29,000 | 6.15 % | $29,000 | | | | | | News Article | History of Gruber And Mcbaine Capital Management Llc Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 322,850 | Added More | 103,200 | 46.98 % | $1,520,624 | $1,614,250 | $93,627 | 6.15 % | $29,928 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 14,500 | No Change | 0 | 0 % | $68,295 | $72,500 | $4,205 | 6.15 % | $0 | | | | | | News Article | History of Numeric Investors Llc Ownership Of Headwaters Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -5 | -100 % | | | | 6.15 % | $-1 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 25,739 | Sold Some | -3,822 | -12.92 % | $118,399 | $128,695 | $10,296 | 8.69 % | $-1,529 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 67,000 | Added More | 27,900 | 71.35 % | $308,200 | $335,000 | $26,800 | 8.69 % | $11,160 | | | | | | News Article | History of Blair William And Co Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 8,021 | Added More | 1,570 | 24.33 % | $36,897 | $40,105 | $3,208 | 8.69 % | $628 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Menta Capital Llc | Institution | 12,300 | New Holding | 12,300 | 100 % | $56,580 | $61,500 | $4,920 | 8.69 % | $4,920 | | | | | | News Article | History of Menta Capital Llc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 39,915 | No Change | 0 | 0 % | $183,609 | $199,575 | $15,966 | 8.69 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 440 | Sold Some | -594 | -57.44 % | $2,024 | $2,200 | $176 | 8.69 % | $-238 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 124,827 | Added More | 2,147 | 1.75 % | $574,204 | $624,135 | $49,931 | 8.69 % | $859 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 42,665 | Added More | 3,820 | 9.83 % | $196,259 | $213,325 | $17,066 | 8.69 % | $1,528 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 311,754 | Added More | 42,500 | 15.78 % | $1,434,068 | $1,558,770 | $124,702 | 8.69 % | $17,000 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Valic Co Ii - Small Cap Value Fund | Small-Cap Value | | Sold All | -28,500 | -100 % | | | | 8.69 % | $-11,400 | | | | | | News Article | History of Valic Co Ii - Small Cap Value Fund Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-06-30 | 13F-HR | Condor Capital Management | Institution | | Sold All | -15,700 | -100 % | | | | 8.69 % | $-6,280 | | | | | | News Article | History of Condor Capital Management Ownership Of Headwaters Inc |
| 2009-11-06 | 2009-03-31 | 13F-HR | Condor Capital Management | Institution | 15,700 | New Holding | 15,700 | 100 % | $72,220 | $78,500 | $6,280 | 8.69 % | $6,280 | | | | | | News Article | History of Condor Capital Management Ownership Of Headwaters Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 30,900 | Added More | 5,953 | 23.86 % | $151,101 | $154,500 | $3,399 | 2.24 % | $655 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Headwaters Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 26,402 | Sold Some | -2,827 | -9.67 % | $129,106 | $132,010 | $2,904 | 2.24 % | $-311 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Headwaters Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 21,044 | Added More | 5,321 | 33.84 % | $102,905 | $105,220 | $2,315 | 2.24 % | $585 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Headwaters Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 19,659 | Sold Some | -2,786 | -12.41 % | $96,133 | $98,295 | $2,162 | 2.24 % | $-306 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Headwaters Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 30,700 | New Holding | 30,700 | 100 % | $150,123 | $153,500 | $3,377 | 2.24 % | $3,377 | | | | | | News Article | History of Value Line Inc Ownership Of Headwaters Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 26,483 | Added More | 3,502 | 15.23 % | $117,849 | $132,415 | $14,566 | 12.35 % | $1,926 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Headwaters Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -200 | -100 % | | | | 12.35 % | $-110 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Headwaters Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | | Sold All | -1,400 | -100 % | | | | 12.35 % | $-770 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Headwaters Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -262 | -100 % | | | | 14.67 % | $-168 | | | | | | News Article | History of Private Trust Co Na Ownership Of Headwaters Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 356,523 | Added More | 39,743 | 12.54 % | $1,554,440 | $1,782,615 | $228,175 | 14.67 % | $25,436 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Headwaters Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 637,150 | New Holding | 637,150 | 100 % | $2,777,974 | $3,185,750 | $407,776 | 14.67 % | $407,776 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Headwaters Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 2,223 | No Change | 0 | 0 % | $9,692 | $11,115 | $1,423 | 14.67 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Headwaters Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 566,530 | New Holding | 566,530 | 100 % | $2,407,753 | $2,832,650 | $424,898 | 17.64 % | $424,898 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of Headwaters Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | 226,339 | New Holding | 226,339 | 100 % | $961,941 | $1,131,695 | $169,754 | 17.64 % | $169,754 | | | | | | News Article | History of Emerald Mutual Fund Advisers Trust Ownership Of Headwaters Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Environmental Portfolio | Specialty & Misc | 59,800 | No Change | 0 | 0 % | $254,150 | $299,000 | $44,850 | 17.64 % | $0 | | | | | | News Article | History of Fidelity Select Portfolios - Environmental Portfolio Ownership Of Headwaters Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Connable Office Inc | Institution | | Sold All | -16,100 | -100 % | | | | 21.35 % | $-14,168 | | | | | | News Article | History of Connable Office Inc Ownership Of Headwaters Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 92,926 | New Holding | 92,926 | 100 % | $382,855 | $464,630 | $81,775 | 21.35 % | $81,775 | | | | | | News Article | History of Oxford Asset Management Ownership Of Headwaters Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 81,350 | Added More | 12,654 | 18.42 % | $335,162 | $406,750 | $71,588 | 21.35 % | $11,136 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Headwaters Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Managers Amg Funds - Essex Growth Fund | Multi-Cap Growth | 185,489 | Added More | 10,964 | 6.28 % | $764,215 | $927,445 | $163,230 | 21.35 % | $9,648 | | | | | | News Article | History of Managers Amg Funds - Essex Growth Fund Ownership Of Headwaters Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,341,426 | Added More | 75,800 | 2.32 % | $13,800,089 | $16,707,130 | $2,907,041 | 21.06 % | $65,946 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Headwaters Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -1,500 | -100 % | | | | 21.06 % | $-1,305 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Headwaters Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 189 | New Holding | 189 | 100 % | $781 | $945 | $164 | 21.06 % | $164 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Headwaters Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 41,006 | New Holding | 41,006 | 100 % | $169,355 | $205,030 | $35,675 | 21.06 % | $35,675 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Headwaters Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 500 | No Change | 0 | 0 % | $2,080 | $2,500 | $420 | 20.19 % | $0 | | | | | | News Article | History of Guaranty Trust Co Of Missouri Ownership Of Headwaters Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 861,500 | Added More | 64,972 | 8.15 % | $3,790,600 | $4,307,500 | $516,900 | 13.63 % | $38,983 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Headwaters Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 118,300 | Added More | 43,258 | 57.64 % | $541,814 | $591,500 | $49,686 | 9.17 % | $18,168 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Headwaters Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | 2,400 | No Change | 0 | 0 % | $11,424 | $12,000 | $576 | 5.04 % | $0 | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Headwaters Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 19,102 | Sold Some | -8,000 | -29.51 % | $90,926 | $95,510 | $4,584 | 5.04 % | $-1,920 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Headwaters Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 13,400 | No Change | 0 | 0 % | $66,330 | $67,000 | $670 | 1.01 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Headwaters Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -13,444 | -100 % | | | | 1.01 % | $-672 | | | | | | News Article | History of Blackrock Inc Ownership Of Headwaters Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 110,523 | Added More | 19,443 | 21.34 % | $547,089 | $552,615 | $5,526 | 1.01 % | $972 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Headwaters Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | | Sold All | -11,900 | -100 % | | | | 1.01 % | $-595 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of Headwaters Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 618,658 | Added More | 130,291 | 26.67 % | $3,148,969 | $3,093,290 | $-55,679 | -1.76 % | $-11,726 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Headwaters Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 55,369 | Added More | 14,366 | 35.03 % | $281,828 | $276,845 | $-4,983 | -1.76 % | $-1,293 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Headwaters Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 37,500 | No Change | 0 | 0 % | $191,250 | $187,500 | $-3,750 | -1.96 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Headwaters Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 22,600 | Sold Some | -32,100 | -58.68 % | $115,260 | $113,000 | $-2,260 | -1.96 % | $3,210 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Headwaters Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | | Sold All | -15,500 | -100 % | | | | -1.57 % | $1,240 | | | | | | News Article | History of Strs Ohio Ownership Of Headwaters Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 22,550 | Sold Some | -10 | -0.04 % | $116,358 | $112,750 | $-3,608 | -3.10 % | $2 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Headwaters Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 51,645 | No Change | 0 | 0 % | $233,435 | $258,225 | $24,790 | 10.61 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Headwaters Inc |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -1,065 | -100 % | | | | 10.61 % | $-511 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Headwaters Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR/A | Livingston Group Asset Management Co | Institution | 10,925 | Sold Some | -800 | -6.82 % | $47,087 | $54,625 | $7,538 | 16.00 % | $-552 | | | | | | News Article | History of Livingston Group Asset Management Co Ownership Of Headwaters Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 112,366 | Added More | 9,650 | 9.39 % | $434,856 | $561,830 | $126,974 | 29.19 % | $10,905 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Headwaters Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 7,328 | Sold Some | -11,925 | -61.93 % | $27,627 | $36,640 | $9,013 | 32.62 % | $-14,668 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Headwaters Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | 17,347 | Sold Some | -7,600 | -30.46 % | $56,551 | $86,735 | $30,184 | 53.37 % | $-13,224 | | | | | | News Article | History of Pacific Capital Funds - Small Cap Fund Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 76,402 | New Holding | 76,402 | 100 % | $303,316 | $382,010 | $78,694 | 25.94 % | $78,694 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 44,200 | New Holding | 44,200 | 100 % | $175,474 | $221,000 | $45,526 | 25.94 % | $45,526 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 500 | New Holding | 500 | 100 % | $1,985 | $2,500 | $515 | 25.94 % | $515 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 14,800 | New Holding | 14,800 | 100 % | $58,756 | $74,000 | $15,244 | 25.94 % | $15,244 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 1,389,210 | New Holding | 1,389,210 | 100 % | $5,515,164 | $6,946,050 | $1,430,886 | 25.94 % | $1,430,886 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 84,996 | New Holding | 84,996 | 100 % | $337,434 | $424,980 | $87,546 | 25.94 % | $87,546 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 389 | No Change | 0 | 0 % | $1,544 | $1,945 | $401 | 25.94 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Headwaters Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Putnam Investment Funds - Putnam Capital Opportunities Fund | Small-Cap Core | 204,664 | New Holding | 204,664 | 100 % | $812,516 | $1,023,320 | $210,804 | 25.94 % | $210,804 | | | | | | News Article | History of Putnam Investment Funds - Putnam Capital Opportunities Fund Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | 25,000 | New Holding | 25,000 | 100 % | $101,000 | $125,000 | $24,000 | 23.76 % | $24,000 | | | | | | News Article | History of Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Small Cap Value Fund | Small-Cap Core | 576,061 | Sold Some | -102,100 | -15.05 % | $2,327,286 | $2,880,305 | $553,019 | 23.76 % | $-98,016 | | | | | | News Article | History of Harbor Funds - Harbor Small Cap Value Fund Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -12,320 | -100 % | | | | 23.76 % | $-11,827 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -22,200 | -100 % | | | | 23.76 % | $-21,312 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 5,800 | No Change | 0 | 0 % | $23,432 | $29,000 | $5,568 | 23.76 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 4,387,950 | New Holding | 4,387,950 | 100 % | $17,727,318 | $21,939,750 | $4,212,432 | 23.76 % | $4,212,432 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Headwaters Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 115,180 | New Holding | 115,180 | 100 % | $465,327 | $575,900 | $110,573 | 23.76 % | $110,573 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Headwaters Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | | Sold All | -39,149 | -100 % | | | | 25.31 % | $-39,540 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Headwaters Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 22,745 | Added More | 4,351 | 23.65 % | $90,753 | $113,725 | $22,972 | 25.31 % | $4,395 | | | | | | News Article | History of Kbc Group Nv Ownership Of Headwaters Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -4,700 | -100 % | | | | 24.68 % | $-4,653 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Headwaters Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 910 | New Holding | 910 | 100 % | $3,585 | $4,550 | $965 | 26.90 % | $965 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Headwaters Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf | Small-Cap Growth | 5,883 | New Holding | 5,883 | 100 % | $23,179 | $29,415 | $6,236 | 26.90 % | $6,236 | | | | | | News Article | History of Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf Ownership Of Headwaters Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | 900 | New Holding | 900 | 100 % | $3,978 | $4,500 | $522 | 13.12 % | $522 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of Headwaters Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio | Small-Cap Value | 6,000 | New Holding | 6,000 | 100 % | $26,520 | $30,000 | $3,480 | 13.12 % | $3,480 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio Ownership Of Headwaters Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 4,216,190 | Added More | 274,091 | 6.95 % | $18,340,427 | $21,080,950 | $2,740,524 | 14.94 % | $178,159 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Headwaters Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 4,111,129 | Added More | 169,030 | 4.28 % | $17,883,411 | $20,555,645 | $2,672,234 | 14.94 % | $109,870 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Headwaters Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 18,941 | Added More | 3,491 | 22.59 % | $84,098 | $94,705 | $10,607 | 12.61 % | $1,955 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Headwaters Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Technology Fund | Science & Tech | 1 | New Holding | 1 | 100 % | $4 | $5 | $1 | 12.61 % | $1 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Technology Fund Ownership Of Headwaters Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 5,385 | Added More | 3,024 | 128.08 % | $23,909 | $26,925 | $3,016 | 12.61 % | $1,693 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Headwaters Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 10,342 | Added More | 1,456 | 16.38 % | $45,918 | $51,710 | $5,792 | 12.61 % | $815 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Headwaters Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 10,174 | Added More | 9,847 | 3011.31 % | $45,173 | $50,870 | $5,697 | 12.61 % | $5,514 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -6,600 | -100 % | | | | 17.92 % | $-5,016 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 43,300 | No Change | 0 | 0 % | $183,592 | $216,500 | $32,908 | 17.92 % | $0 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 36,500 | Sold Some | -36,900 | -50.27 % | $154,760 | $182,500 | $27,740 | 17.92 % | $-28,044 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 7,270 | New Holding | 7,270 | 100 % | $30,825 | $36,350 | $5,525 | 17.92 % | $5,525 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 2,600 | Sold Some | -136,400 | -98.12 % | $11,024 | $13,000 | $1,976 | 17.92 % | $-103,664 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -24,400 | -100 % | | | | 17.92 % | $-18,544 | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Japan Fund | Japanese | | Sold All | -1 | -100 % | | | | 17.92 % | $-1 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Prime Money Market Fund | Specialty & Misc | 39 | New Holding | 39 | 100 % | $165 | $195 | $30 | 17.92 % | $30 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | 24 | No Change | 0 | 0 % | $102 | $120 | $18 | 17.92 % | $0 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 24 | No Change | 0 | 0 % | $102 | $120 | $18 | 17.92 % | $0 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund | Small-Cap Value | 38 | Sold Some | -1 | -2.56 % | $161 | $190 | $29 | 17.92 % | $-1 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Emerging Growth Fund | Small-Cap Growth | 31,931 | Sold Some | -949 | -2.88 % | $135,387 | $159,655 | $24,268 | 17.92 % | $-721 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Emerging Growth Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | 13,500 | No Change | 0 | 0 % | $57,240 | $67,500 | $10,260 | 17.92 % | $0 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Company Value Fund | Small-Cap Core | 50,135 | Added More | 8,000 | 18.98 % | $212,572 | $250,675 | $38,103 | 17.92 % | $6,080 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Company Value Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 19,253 | Added More | 16,658 | 641.92 % | $81,633 | $96,265 | $14,632 | 17.92 % | $12,660 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 19,260 | Sold Some | -4,540 | -19.07 % | $81,662 | $96,300 | $14,638 | 17.92 % | $-3,450 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 29,854 | New Holding | 29,854 | 100 % | $126,581 | $149,270 | $22,689 | 17.92 % | $22,689 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Headwaters Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | 3,450 | New Holding | 3,450 | 100 % | $14,628 | $17,250 | $2,622 | 17.92 % | $2,622 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Emerging Growth Fund | Emerging Markets | 7,271 | No Change | 0 | 0 % | $29,302 | $36,355 | $7,053 | 24.06 % | $0 | | | | | | News Article | History of Mml Series Investment Fund - Mml Emerging Growth Fund Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Cap Index Fund | Small-Cap Core | 4,499 | Added More | 100 | 2.27 % | $18,131 | $22,495 | $4,364 | 24.06 % | $97 | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Cap Index Fund Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 17,590 | Added More | 2,930 | 19.98 % | $70,888 | $87,950 | $17,062 | 24.06 % | $2,842 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | New Covenant Funds - New Covenant Growth Fund | No Data | | Sold All | -5,400 | -100 % | | | | 24.06 % | $-5,238 | | | | | | News Article | History of New Covenant Funds - New Covenant Growth Fund Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 817 | No Compare | | | $3,293 | $4,085 | $792 | 24.06 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Headwaters Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 7,433 | Added More | 6,161 | 484.35 % | $29,955 | $37,165 | $7,210 | 24.06 % | $5,976 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Headwaters Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -33,320 | -100 % | | | | 32.62 % | $-40,984 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Headwaters Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | 31,500 | New Holding | 31,500 | 100 % | $114,975 | $157,500 | $42,525 | 36.98 % | $42,525 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Headwaters Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 889,062 | Sold Some | -498,132 | -35.90 % | $3,245,076 | $4,445,310 | $1,200,234 | 36.98 % | $-672,478 | | | | | | News Article | History of Amvescap Plc Ownership Of Headwaters Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 59,800 | No Change | 0 | 0 % | $218,270 | $299,000 | $80,730 | 36.98 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Headwaters Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 2,769 | No Change | 0 | 0 % | $10,107 | $13,845 | $3,738 | 36.98 % | $0 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Headwaters Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Growth Fund | Large-Cap Growth | | Sold All | -41,300 | -100 % | | | | 30.20 % | $-47,908 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Growth Fund Ownership Of Headwaters Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 474 | No Change | 0 | 0 % | $1,820 | $2,370 | $550 | 30.20 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Headwaters Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund | Small-Cap Core | 2,329 | Added More | 861 | 58.65 % | $8,943 | $11,645 | $2,702 | 30.20 % | $999 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Fund - Calvert New Vision Small Cap Fund | Small-Cap Core | | Sold All | -87,100 | -100 % | | | | 23.76 % | $-83,616 | | | | | | News Article | History of Calvert Fund - Calvert New Vision Small Cap Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -40,568 | -100 % | | | | 23.76 % | $-38,945 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 509,433 | Sold Some | -13,505 | -2.58 % | $2,058,109 | $2,547,165 | $489,056 | 23.76 % | $-12,965 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 337,115 | Added More | 45,672 | 15.67 % | $1,361,945 | $1,685,575 | $323,630 | 23.76 % | $43,845 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -403 | -100 % | | | | 23.76 % | $-387 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 12,609 | Added More | 720 | 6.05 % | $50,940 | $63,045 | $12,105 | 23.76 % | $691 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 2,531 | Added More | 72 | 2.92 % | $10,225 | $12,655 | $2,430 | 23.76 % | $69 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 63,743 | New Holding | 63,743 | 100 % | $257,522 | $318,715 | $61,193 | 23.76 % | $61,193 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategy Series Inc - Riversource Small Cap Growth Fund | Small-Cap Growth | 20,053 | New Holding | 20,053 | 100 % | $81,014 | $100,265 | $19,251 | 23.76 % | $19,251 | | | | | | News Article | History of Riversource Strategy Series Inc - Riversource Small Cap Growth Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 5,981 | New Holding | 5,981 | 100 % | $24,163 | $29,905 | $5,742 | 23.76 % | $5,742 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 2,567 | New Holding | 2,567 | 100 % | $10,371 | $12,835 | $2,464 | 23.76 % | $2,464 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Headwaters Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 89,592 | Sold Some | -1,345,553 | -93.75 % | $361,952 | $447,960 | $86,008 | 23.76 % | $-1,291,731 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Headwaters Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Equity Fund | Specialty & Misc | | Sold All | -797,122 | -100 % | | | | 23.76 % | $-765,237 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Equity Fund Ownership Of Headwaters Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | | Sold All | -2,500 | -100 % | | | | 23.76 % | $-2,400 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Microcap Value Fund | Multi-Cap Value | 50,000 | No Change | 0 | 0 % | $202,000 | $250,000 | $48,000 | 23.76 % | $0 | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Microcap Value Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 27,904 | Added More | 2,670 | 10.58 % | $112,732 | $139,520 | $26,788 | 23.76 % | $2,563 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -2,217 | -100 % | | | | 23.76 % | $-2,128 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -329,846 | -100 % | | | | 23.76 % | $-316,652 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 254,072 | Added More | 4,824 | 1.93 % | $1,026,451 | $1,270,360 | $243,909 | 23.76 % | $4,631 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 414,633 | New Holding | 414,633 | 100 % | $1,675,117 | $2,073,165 | $398,048 | 23.76 % | $398,048 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 336,172 | New Holding | 336,172 | 100 % | $1,358,135 | $1,680,860 | $322,725 | 23.76 % | $322,725 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Headwaters Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 17,200 | No Change | 0 | 0 % | $69,488 | $86,000 | $16,512 | 23.76 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Headwaters Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Index 600 Portfolio | No Data | 22,981 | Added More | 140 | 0.61 % | $85,949 | $114,905 | $28,956 | 33.68 % | $176 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Index 600 Portfolio Ownership Of Headwaters Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 95,100 | New Holding | 95,100 | 100 % | $339,507 | $475,500 | $135,993 | 40.05 % | $135,993 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Headwaters Inc |
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