| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 15,112 | Added More | 4,755 | 45.91 % | $151,120 | | | - % | | | | | | | News Article | History of Axa Ownership Of Hawthorn Bancshares Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | | Sold All | -1,040 | -100 % | | | | - % | | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Hawthorn Bancshares Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gendell Jeffrey L | Institution | 237,151 | Sold Some | -4,249 | -1.76 % | $2,371,510 | | | - % | | | | | | | News Article | History of Gendell Jeffrey L Ownership Of Hawthorn Bancshares Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Heartland Advisors Inc | Institution | 120,889 | Sold Some | -1 | 0.00 % | $1,208,890 | | | - % | | | | | | | News Article | History of Heartland Advisors Inc Ownership Of Hawthorn Bancshares Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sandler Oneill Asset Management Llc | Institution | 78,400 | Sold Some | -4,800 | -5.76 % | $784,000 | | | - % | | | | | | | News Article | History of Sandler Oneill Asset Management Llc Ownership Of Hawthorn Bancshares Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 61,686 | Added More | 2,413 | 4.07 % | $616,860 | | | - % | | | | | | | News Article | History of Vanguard Group Inc Ownership Of Hawthorn Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,037 | No Change | 0 | 0 % | $10,370 | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Hawthorn Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -2,010 | -100 % | | | | - % | | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Hawthorn Bancshares Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 46,176 | No Change | 0 | 0 % | $444,213 | | | - % | | | | | | | News Article | History of Royce And Associates Llc Ownership Of Hawthorn Bancshares Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 653 | Added More | 70 | 12.00 % | $6,282 | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of Hawthorn Bancshares Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 780 | No Change | 0 | 0 % | $7,410 | | | - % | | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Hawthorn Bancshares Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 42,220 | Sold Some | -3 | 0.00 % | $414,178 | | | - % | | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Hawthorn Bancshares Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 260 | No Change | 0 | 0 % | $2,597 | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Hawthorn Bancshares Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 7,488 | No Change | 0 | 0 % | $71,885 | | | - % | | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Hawthorn Bancshares Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 2,795 | Added More | 106 | 3.94 % | $27,251 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Hawthorn Bancshares Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 1,042 | Added More | 40 | 3.99 % | $10,160 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Hawthorn Bancshares Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 18,591 | Added More | 715 | 3.99 % | $181,262 | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Hawthorn Bancshares Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,037 | Added More | 39 | 3.90 % | $10,370 | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Hawthorn Bancshares Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | | Sold All | -700 | -100 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Hawthorn Bancshares Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 30,227 | Added More | 2,619 | 9.48 % | $305,293 | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Hawthorn Bancshares Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 27,527 | Added More | 1,458 | 5.59 % | $278,023 | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Hawthorn Bancshares Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 1,519 | Added More | 58 | 3.96 % | $15,342 | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Hawthorn Bancshares Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 1,461 | No Change | 0 | 0 % | $14,756 | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Hawthorn Bancshares Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Discovery Fund | Global Flex Port | | Sold All | -5,070 | -100 % | | | | - % | | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Discovery Fund Ownership Of Hawthorn Bancshares Inc |
| 2009-08-20 | 2009-06-30 | N-CSRS | Heartland Group Inc - Heartland Value Fund | Small-Cap Core | | Sold All | -116,240 | -100 % | | | | - % | | | | | | | News Article | History of Heartland Group Inc - Heartland Value Fund Ownership Of Hawthorn Bancshares Inc |
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