| Afton Capital Management Llc |
Institution |
0.00 % |
2008-08-14 |
90,000 |
|
|
% |
No Change |
90,000 |
0 % |
- |
| Aic Ltd |
Institution |
0.53 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-529,895 |
-100.00 % |
|
| Al Frank Asset Management Inc |
Institution |
2.58 % |
2008-08-07 |
42,839 |
|
|
% |
Sold Some |
-2,510 |
-5.53 % |
|
| Aletheia Research And Management Inc |
Institution |
0.65 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-20,000 |
-100.00 % |
|
| Alpine Woods Capital Investors Llc |
Institution |
0.14 % |
2008-08-11 |
109,800 |
|
|
% |
Sold Some |
-77,900 |
-41.50 % |
|
| American Assets Investment Management Llc |
Institution |
-0.94 % |
2008-08-11 |
62,000 |
|
|
% |
No Compare |
- |
- % |
- |
| American Independence Financial Services Llc |
Institution |
-0.81 % |
2008-08-08 |
1,903 |
|
|
% |
No Change |
1,903 |
0 % |
- |
| American International Group Inc |
Institution |
-0.58 % |
2008-08-14 |
91,393 |
|
|
% |
Sold Some |
-104,669 |
-53.38 % |
|
| Ameriprise Financial Inc |
Institution |
-0.37 % |
2008-08-12 |
3,200 |
|
|
% |
Sold Some |
-1,250 |
-28.08 % |
|
| Amvescap Plc |
Institution |
0.52 % |
2008-08-21 |
96,616 |
|
|
% |
Added More |
48,812 |
102.10 % |
|
| Aperio Group Llc |
Institution |
-1.22 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-15,853 |
-100.00 % |
|
| Aqr Capital Management Llc |
Institution |
-0.61 % |
2008-08-14 |
1,498,200 |
|
|
% |
Added More |
1,456,500 |
3492.80 % |
|
| Ark Asset Management Co Inc |
Institution |
1.41 % |
2008-08-05 |
None |
- |
- |
- % |
Sold All |
-2,157,366 |
-100.00 % |
|
| Assetmark Fundamental Index Large Company Value Fund (Assetmark Funds) |
Large-Cap Value |
-0.36 % |
2008-08-28 |
2,528 |
|
|
% |
No Compare |
- |
- % |
- |
| Assetmark Large Cap Value Fund (Assetmark Funds) |
Multi-Cap Value |
-0.13 % |
2008-08-28 |
48,200 |
|
|
% |
No Compare |
- |
- % |
- |
| Axa |
Institution |
-0.66 % |
2008-08-14 |
1,350 |
|
|
% |
Sold Some |
-24,397 |
-94.75 % |
|
| Axial Capital Management Llc |
Institution |
-0.86 % |
2008-08-14 |
1,077,374 |
|
|
% |
Added More |
217,374 |
25.27 % |
|
| Babson Capital Management Llc |
Institution |
-0.31 % |
2008-08-13 |
10,000 |
|
|
% |
Sold Some |
-4,410 |
-30.60 % |
|
| Balanced Fund (American Performance Funds) |
Flexible Portfolio |
-0.98 % |
2008-07-30 |
710 |
|
|
% |
No Compare |
- |
- % |
- |
| Balanced Portfolio (Variable Insurance Products Iii) |
Flexible Portfolio |
-0.84 % |
2008-08-28 |
18,041 |
|
|
% |
No Compare |
- |
- % |
- |
| Bank Of America Corp |
Institution |
-0.20 % |
2008-08-12 |
241,279 |
|
|
% |
Sold Some |
-104,502 |
-30.22 % |
|
| Bank Of New York Mellon Corp |
Institution |
-0.39 % |
2008-08-14 |
213,759 |
|
|
% |
Sold Some |
-372,702 |
-63.55 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
3.61 % |
2008-07-25 |
3,264,574 |
|
|
% |
Added More |
343,714 |
11.76 % |
|
| Barclays Plc |
Institution |
0.46 % |
2008-08-12 |
6,125,400 |
|
|
% |
No Change |
6,125,400 |
0 % |
- |
| Bear Stearns And Co Inc |
Institution |
-6.81 % |
2008-05-15 |
1,002,815 |
$120,338 |
$-1,895,320 |
-94.02 % |
Sold Some |
-78,360 |
-7.24 % |
$148,100 |
| Becker Capital Management Inc |
Institution |
1.46 % |
2008-08-07 |
11,189 |
|
|
% |
Sold Some |
-3,379 |
-23.19 % |
|
| Blackrock Group Ltd |
Institution |
1.57 % |
2008-08-04 |
21,300 |
|
|
% |
Added More |
4,000 |
23.12 % |
|
| Blackrock Investment Management Llc |
Institution |
2.79 % |
2008-08-04 |
235,136 |
|
|
% |
Added More |
29,754 |
14.48 % |
|
| Blue Ridge Capital Holdings Llc |
Institution |
1.51 % |
2008-08-14 |
464,000 |
|
|
% |
No Change |
464,000 |
0 % |
- |
| Bnp Paribas Arbitrage Sa |
Institution |
0.77 % |
2008-08-13 |
11,208 |
|
|
% |
Sold Some |
-62,439 |
-84.78 % |
|
| Brandywine Asset Management Llc |
Institution |
-0.43 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-4,655 |
-100.00 % |
|
| Bull Profund (Profunds) |
Large-Cap Core |
0.65 % |
2008-06-27 |
10,054 |
$1,206 |
$-6,636 |
-84.61 % |
No Compare |
- |
- % |
- |
| Caisse De Depot Et Placement Du Quebec |
Institution |
2.43 % |
2008-08-25 |
6,000,000 |
|
|
% |
Sold Some |
-3,000,000 |
-33.33 % |
|
| California Public Employees Retirement System |
Institution |
3.04 % |
2008-08-04 |
141,600 |
|
|
% |
Sold Some |
-6,930 |
-4.66 % |
|
| California State Teachers Retirement System |
Institution |
3.48 % |
2008-07-28 |
None |
- |
- |
- % |
Sold All |
-131,452 |
-100.00 % |
|
| Calvert Social Index Fund (Calvert Social Index Series Inc) |
Multi-Cap Core |
-1.10 % |
2008-08-28 |
843 |
|
|
% |
No Compare |
- |
- % |
- |
| Capital Fund Management S A |
Institution |
-0.06 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-64,615 |
-100.00 % |
|
| Capital Research Global Investors |
Institution |
-0.67 % |
2008-08-14 |
2,026,000 |
|
|
% |
Sold Some |
-50,000 |
-2.40 % |
|
| Castine Capital Management Llc |
Institution |
0.26 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-200,000 |
-100.00 % |
|
| Ccm Partners |
Institution |
1.91 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-11,027 |
-100.00 % |
|
| Chronim Investments Inc |
Institution |
-3.54 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-580 |
-100.00 % |
|
| Citigroup Inc |
Institution |
-0.29 % |
2008-08-14 |
1,979,414 |
|
|
% |
Added More |
537,694 |
37.29 % |
|
| Claymore Advisors Llc |
Institution |
1.67 % |
2008-08-07 |
32,933 |
|
|
% |
Added More |
13,815 |
72.26 % |
|
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-1.03 % |
2008-08-05 |
41 |
|
|
% |
No Change |
41 |
0 % |
- |
| Cna Financial Corp |
Institution |
7.36 % |
2008-08-08 |
27,800 |
|
|
% |
No Change |
27,800 |
0 % |
- |
| Columbus Hill Capital Management L P |
Institution |
3.26 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-700,000 |
-100.00 % |
|
| Comerica Bank |
Institution |
-0.22 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-53,920 |
-100.00 % |
|
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys |
Institution |
-0.07 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-48,366 |
-100.00 % |
|
| Credit Agricole S A |
Institution |
0.12 % |
2008-08-13 |
11,500 |
|
|
% |
New Holding |
11,500 |
100.00 % |
|
| Credit Suisse/ |
Institution |
0.00 % |
2008-08-29 |
4,982,124 |
|
|
% |
Added More |
2,741,504 |
122.35 % |
|
| Dimensional Fund Advisors Inc |
Institution |
2.51 % |
2008-08-01 |
2,200 |
|
|
% |
Sold Some |
-1,900 |
-46.34 % |
|
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-4.77 % |
2008-05-23 |
None |
- |
- |
- % |
Sold All |
-3,225 |
-100.00 % |
$6,063 |
| Dresdner Bank Ag |
Institution |
-0.86 % |
2008-08-14 |
850,777 |
|
|
% |
Sold Some |
-112,295 |
-11.66 % |
|
| Duma Capital Partners L P |
Institution |
-0.20 % |
2008-08-14 |
39,700 |
|
|
% |
No Change |
39,700 |
0 % |
- |
| Dynamic Capital Management Llc |
Institution |
1.19 % |
2008-08-13 |
301,685 |
|
|
% |
Added More |
275,685 |
1060.32 % |
|
| Ellington Management Group Llc |
Institution |
0.81 % |
2008-08-12 |
759,700 |
|
|
% |
New Holding |
759,700 |
100.00 % |
|
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
1.19 % |
2008-08-25 |
97,012 |
|
|
% |
No Compare |
- |
- % |
- |
| Federated Investors Inc |
Institution |
-0.35 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-888,857 |
-100.00 % |
|
| Ferris Baker Watts Incorporated |
Institution |
2.13 % |
2008-08-07 |
16,223 |
|
|
% |
Sold Some |
-4,900 |
-23.19 % |
|
| Fidelity Financials (Fidelity Central Investment Portfolios Llc) |
Specialty & Misc |
0.00 % |
2008-08-29 |
140,500 |
|
|
% |
No Compare |
- |
- % |
- |
| Fifth Third Securities |
Institution |
-0.69 % |
2008-08-14 |
164 |
|
|
% |
New Holding |
164 |
100.00 % |
|
| Financial Architects Inc |
Institution |
1.03 % |
2008-07-22 |
None |
- |
- |
- % |
Sold All |
-620 |
-100.00 % |
|
| Financial Services Portfolio (Variable Insurance Products Fund Iv) |
Specialty & Misc |
5.65 % |
2008-08-25 |
4,600 |
|
|
% |
No Compare |
- |
- % |
- |
| Financial Services Portfolio (Fidelity Select Portfolios) |
Specialty & Misc |
-1.22 % |
2008-07-30 |
51,400 |
|
|
% |
No Compare |
- |
- % |
- |
| First Horizon National Corp |
Institution |
3.52 % |
2008-07-21 |
200 |
|
|
% |
No Change |
200 |
0 % |
- |
| First Quadrant L P |
Institution |
-0.78 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-400 |
-100.00 % |
|
| First Trust Advisors Lp |
Institution |
-0.68 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-11,614 |
-100.00 % |
|
| First Trust Energy Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) |
Specialty & Misc |
-14.94 % |
2008-06-27 |
4,196 |
$504 |
$-2,769 |
-84.61 % |
Added More |
2,112 |
101.34 % |
$-1,394 |
| First Trust Mid Cap Core Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) |
Mid-Cap Core |
0.07 % |
2008-06-27 |
None |
- |
- |
- % |
Sold All |
-6,311 |
-100.00 % |
$4,165 |
| First Trust Multi Cap Value Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) |
Multi-Cap Value |
3.35 % |
2008-06-27 |
None |
- |
- |
- % |
Sold All |
-3,188 |
-100.00 % |
$2,104 |
| Fixed Income Securities Inc. |
Institution |
0.59 % |
2008-08-14 |
28,140 |
|
|
% |
Sold Some |
-288 |
-1.01 % |
|
| Fmr Corp |
Institution |
-0.40 % |
2008-08-14 |
674,100 |
|
|
% |
Sold Some |
-551,600 |
-45.00 % |
|
| Fox Point Capital Management Llc |
Institution |
-0.36 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-500,000 |
-100.00 % |
|
| Gabriel Capital Corp |
Institution |
0.09 % |
2008-08-14 |
30,000 |
|
|
% |
New Holding |
30,000 |
100.00 % |
|
| Galleon Management L P |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-20,500 |
-100.00 % |
|
| Gartmore Mutual Fund Capital Trust |
Institution |
-0.66 % |
2008-08-14 |
152,859 |
|
|
% |
No Compare |
- |
- % |
- |
| Gateway Investment Advisers Lp |
Institution |
1.70 % |
2008-07-29 |
None |
- |
- |
- % |
Sold All |
-156,276 |
-100.00 % |
|
| Genworth Financial Inc |
Institution |
-0.42 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-39 |
-100.00 % |
|
| Geode Capital Management Llc |
Institution |
-0.50 % |
2008-08-14 |
122,451 |
|
|
% |
Added More |
397 |
0.32 % |
|
| Glenmede Trust Co Na |
Institution |
0.80 % |
2008-08-19 |
6,400 |
|
|
% |
Sold Some |
-305 |
-4.54 % |
|
| Global Small Capitalization Fund (American Funds Insurance Series) |
Small-Cap Core |
-21.88 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$82,500 |
| Gmt Capital Corp |
Institution |
% |
2008-08-15 |
64,300 |
|
|
% |
No Change |
64,300 |
0 % |
- |
| Goldman Sachs Group Inc |
Institution |
-0.45 % |
2008-08-14 |
3,708,034 |
|
|
% |
Sold Some |
-246,082 |
-6.22 % |
|
| Gsa Capital Partners Llp |
Institution |
-1.31 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-73,581 |
-100.00 % |
|
| Harris Financial Corp |
Institution |
-0.26 % |
2008-07-09 |
33,680 |
$4,042 |
$-8,757 |
-68.42 % |
Sold Some |
-62,286 |
-64.90 % |
$16,194 |
| Hartford Investment Management Co |
Institution |
-0.52 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-13,590 |
-100.00 % |
|
| Hbk Investments L P |
Institution |
0.56 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-104,000 |
-100.00 % |
|
| Highbridge Capital Management Llc |
Institution |
0.37 % |
2008-08-13 |
274,395 |
|
|
% |
No Change |
274,395 |
0 % |
- |
| Hite Capital Management Llc |
Institution |
-0.91 % |
2008-08-28 |
2,700 |
|
|
% |
No Compare |
- |
- % |
- |
| Home Finance Portfolio (Fidelity Select Portfolios) |
Financial Services |
-0.89 % |
2008-07-30 |
462,900 |
|
|
% |
No Compare |
- |
- % |
- |
| Hovde Capital Advisors Llc |
Institution |
1.91 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-244,659 |
-100.00 % |
|
| Howe Barnes Capital Management Inc. |
Institution |
-0.15 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-13,766 |
-100.00 % |
|
| Hsbc Holdings Plc |
Institution |
-1.02 % |
2008-08-14 |
33,733 |
|
|
% |
New Holding |
33,733 |
100.00 % |
|
| Index 400 Stock Portfolio (Northwestern Mutual Series Fund Inc) |
- |
-0.83 % |
2008-08-28 |
37,100 |
|
|
% |
No Compare |
- |
- % |
- |
| Ing Investment Management Co |
Institution |
-0.25 % |
2008-08-14 |
37,000 |
|
|
% |
New Holding |
37,000 |
100.00 % |
|
| Insurance Co Of The West |
Institution |
-3.33 % |
2008-08-11 |
100,000 |
|
|
% |
No Change |
100,000 |
0 % |
- |
| J P Morgan Chase And Co |
Institution |
-0.09 % |
2008-08-12 |
1,011,231 |
|
|
% |
Added More |
942,594 |
1373.30 % |
|
| Jane Street Holding Llc |
Institution |
% |
2008-08-15 |
30,488 |
|
|
% |
New Holding |
30,488 |
100.00 % |
|
| Jnlmcm Financial Sector Fund (Jnl Variable Fund Llc) |
Specialty & Misc |
-12.36 % |
2008-05-30 |
2 |
$0 |
$-4 |
-93.65 % |
No Change |
2 |
0 % |
- |
| Knott David M |
Institution |
2.15 % |
2008-08-13 |
292,400 |
|
|
% |
Added More |
20,300 |
7.46 % |
|
| Labranche And Co Inc |
Institution |
-0.31 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-11,426 |
-100.00 % |
|
| Large Cap Growth Fund (Sei Institutional Managed Trust) |
Large-Cap Growth |
0.00 % |
2008-08-29 |
19,500 |
|
|
% |
New Holding |
19,500 |
100.00 % |
|
| Large Cap Trust (John Hancock Trust) |
Large-Cap Core |
-8.85 % |
2008-05-30 |
None |
- |
- |
- % |
Sold All |
-195,400 |
-100.00 % |
$345,858 |
| Large Cap Value Fund (Sei Institutional Managed Trust) |
Large-Cap Value |
0.00 % |
2008-08-29 |
102,900 |
|
|
% |
No Change |
102,900 |
0 % |
- |
| Lazard Asset Management Llc |
Institution |
2.47 % |
2008-08-04 |
None |
- |
- |
- % |
Sold All |
-963 |
-100.00 % |
|
| Lehman Brothers Holdings Inc |
Institution |
0.41 % |
2008-08-13 |
98,663 |
|
|
% |
New Holding |
98,663 |
100.00 % |
|
| Lmm Llc /Md/ |
Institution |
-1.57 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-3,725,200 |
-100.00 % |
|
| Loews Corp |
Institution |
2.72 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-13,200 |
-100.00 % |
|
| Lsv Asset Management |
Institution |
% |
2008-08-15 |
984,170 |
|
|
% |
Sold Some |
-124,299 |
-11.21 % |
|
| M And T Bank Corp |
Institution |
1.85 % |
2008-07-29 |
200 |
|
|
% |
No Change |
200 |
0 % |
- |
| Madison Street Partners Llc |
Institution |
-0.21 % |
2008-08-14 |
50,000 |
|
|
% |
New Holding |
50,000 |
100.00 % |
|
| Manning And Napier Advisors Inc |
Institution |
-0.02 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-486,030 |
-100.00 % |
|
| Mason Street Advisors Llc |
Institution |
-1.12 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-37,100 |
-100.00 % |
|
| Mathematica Capital Management Llc |
Institution |
-1.96 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-37,315 |
-100.00 % |
|
| Merrill Lynch And Co Inc |
Institution |
1.00 % |
2008-08-07 |
3,436,110 |
|
|
% |
Sold Some |
-85,972 |
-2.44 % |
|
| Metropolitan Life Insurance Co |
Institution |
-1.22 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-68,889 |
-100.00 % |
|
| Mfc Global Investment Management Usa Ltd |
Institution |
0.71 % |
2008-07-30 |
3,649 |
|
|
% |
Sold Some |
-78,952 |
-95.58 % |
|
| Mid Cap Index Trust (John Hancock Trust) |
Mid-Cap Core |
-7.20 % |
2008-05-30 |
56,584 |
$6,790 |
$-100,154 |
-93.65 % |
Sold Some |
-8,480 |
-13.03 % |
$15,010 |
| Mid Cap Portfolio (Variable Insurance Products Iii) |
Mid-Cap Core |
-0.96 % |
2008-08-28 |
100 |
|
|
% |
No Compare |
- |
- % |
- |
| Mid Cap Value Portfolio (Seasons Series Trust) |
Mid-Cap Value |
0.00 % |
2008-08-29 |
3,084 |
|
|
% |
Sold Some |
-12 |
-0.38 % |
|
| Millennium Management L.L.C. |
Institution |
-1.11 % |
2008-08-14 |
271,420 |
|
|
% |
Added More |
137,043 |
101.98 % |
|
| Miura Global Management Llc |
Institution |
4.14 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-1,585,000 |
-100.00 % |
|
| Mml Asset Allocation Fund (Mml Series Investment Fund) |
Specialty & Misc |
-9.44 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-35,100 |
-100.00 % |
$57,915 |
| Mml Emerging Growth Fund (Mml Series Investment Fund) |
Emerging Markets |
-9.49 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-56,200 |
-100.00 % |
$92,730 |
| Morgan Stanley |
Institution |
% |
2008-08-15 |
3,590,250 |
|
|
% |
Added More |
1,317 |
0.03 % |
|
| Munder Energy Fund (Munder Series Trust) |
Specialty & Misc |
-11.01 % |
2008-05-28 |
4,188 |
$503 |
$-6,826 |
-93.14 % |
New Holding |
4,188 |
100.00 % |
$-6,826 |
| Nationwide Mutual Funds |
Institution |
0.68 % |
2008-07-01 |
152,859 |
$18,343 |
$-81,015 |
-81.53 % |
No Compare |
- |
- % |
- |
| Neuberger Berman Llc |
Institution |
% |
2008-08-15 |
47,000 |
|
|
% |
Added More |
30,400 |
183.13 % |
|
| New York Life Investment Management Llc |
Institution |
-0.19 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-5,882 |
-100.00 % |
|
| New York State Common Retirement Fund |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-239,320 |
-100.00 % |
|
| Nmf Asset Management Llc |
Institution |
0.67 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-900 |
-100.00 % |
|
| Norges Bank |
Institution |
0.07 % |
2008-08-13 |
254,759 |
|
|
% |
No Change |
254,759 |
0 % |
- |
| Northern Trust Co Of Connecticut |
Institution |
-0.51 % |
2008-08-12 |
22,000 |
|
|
% |
Sold Some |
-30,112 |
-57.78 % |
|
| Northern Trust Corp |
Institution |
-0.14 % |
2008-08-13 |
990,574 |
|
|
% |
Added More |
442,028 |
80.58 % |
|
| Nuveen Diversified Dividend Income Fund |
Institution |
-10.23 % |
2008-05-30 |
141,000 |
$16,920 |
$-249,570 |
-93.65 % |
No Change |
141,000 |
0 % |
- |
| Nuveen Equity Premium Opportunity Fund |
Institution |
-8.07 % |
2008-05-30 |
156,136 |
$18,736 |
$-276,361 |
-93.65 % |
No Compare |
- |
- % |
- |
| Nuveen Nwq Global Value Fund (Nuveen Investment Trust) |
Multi-Cap Value |
-10.73 % |
2008-05-30 |
1,900,000 |
$228,000 |
$-3,363,000 |
-93.65 % |
Added More |
205,000 |
12.09 % |
$-362,850 |
| Nuveen Tax Advantaged Total Return Strategy Fund |
Institution |
-9.32 % |
2008-05-30 |
411,000 |
$49,320 |
$-727,470 |
-93.65 % |
No Change |
411,000 |
0 % |
- |
| Nwq Investment Management Co Llc |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-6,245,203 |
-100.00 % |
|
| Old Lane Lp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-84,697 |
-100.00 % |
|
| Ontario Teachers Pension Plan Board |
Institution |
-0.46 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-598,700 |
-100.00 % |
|
| Oppenheimer Funds Inc |
Institution |
0.26 % |
2008-08-18 |
800 |
|
|
% |
Added More |
200 |
33.33 % |
|
| Oz Management Llc |
Institution |
0.89 % |
2008-08-14 |
103 |
|
|
% |
Sold Some |
-722 |
-87.51 % |
|
| Padco Advisors Ii Inc |
Institution |
-0.30 % |
2008-08-14 |
449 |
|
|
% |
Sold Some |
-64,899 |
-99.31 % |
|
| Padco Advisors Inc |
Institution |
-1.21 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-42,671 |
-100.00 % |
|
| Parametric Portfolio Associates |
Institution |
2.90 % |
2008-08-04 |
None |
- |
- |
- % |
Sold All |
-306,050 |
-100.00 % |
|
| Peapack Gladstone Financial Corp |
Institution |
3.74 % |
2008-07-10 |
1,700 |
$204 |
$-323 |
-61.29 % |
No Change |
1,700 |
0 % |
- |
| Pequot Capital Management Inc |
Institution |
-0.21 % |
2008-08-14 |
636,390 |
|
|
% |
Sold Some |
-637,350 |
-50.03 % |
|
| Pergamon Offshore Advisors L P |
Institution |
-1.64 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-101,941 |
-100.00 % |
|
| Pnc Financial Services Group Inc |
Institution |
-0.36 % |
2008-08-14 |
20,200 |
|
|
% |
Added More |
20,070 |
15438.46 % |
|
| Point View Financial Services Inc. |
Institution |
7.83 % |
2008-07-15 |
8,818 |
|
|
% |
No Change |
8,818 |
0 % |
- |
| Price T Rowe Associates Inc |
Institution |
-1.29 % |
2008-08-14 |
21,160 |
|
|
% |
Added More |
5,600 |
35.98 % |
|
| Primecap Management Co |
Institution |
-0.94 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-1,002,300 |
-100.00 % |
|
| Principal Financial Group Inc |
Institution |
1.97 % |
2008-08-01 |
None |
- |
- |
- % |
Sold All |
-72,958 |
-100.00 % |
|
| Profund Advisors Llc |
Institution |
0.71 % |
2008-08-01 |
None |
- |
- |
- % |
Sold All |
-18,803 |
-100.00 % |
|
| Profund Vp Banks (Profunds) |
Specialty & Misc |
10.22 % |
2008-06-27 |
1,304 |
$156 |
$-861 |
-84.61 % |
No Compare |
- |
- % |
- |
| Proshare Advisors Llc |
Institution |
1.08 % |
2008-08-01 |
76,218 |
|
|
% |
Added More |
47,275 |
163.33 % |
|
| Prudential Financial Inc |
Institution |
-0.57 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-43,132 |
-100.00 % |
|
| Public Employees Retirement Association Of Colorado |
Institution |
2.16 % |
2008-07-29 |
105,800 |
|
|
% |
No Change |
105,800 |
0 % |
- |
| Public Employees Retirement System Of Ohio |
Institution |
0.41 % |
2008-07-30 |
136,805 |
|
|
% |
Added More |
32,826 |
31.56 % |
|
| Pzena Investment Management Llc |
Institution |
-1.30 % |
2008-08-08 |
590,040 |
|
|
% |
Sold Some |
-136,644 |
-18.80 % |
|
| Quantlab Capital Management Ltd |
Institution |
0.24 % |
2008-08-14 |
193 |
|
|
% |
Sold Some |
-4,072 |
-95.47 % |
|
| Quantum Capital Management |
Institution |
-0.95 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-4,653 |
-100.00 % |
|
| Rbc Capital Markets Arbitrage S A |
Institution |
-0.01 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-8,555 |
-100.00 % |
|
| Rbc Dain Rauscher Inc |
Institution |
0.20 % |
2008-08-14 |
240 |
|
|
% |
Sold Some |
-669 |
-73.59 % |
|
| Rbc Dominion Securities Inc |
Institution |
1.02 % |
2008-08-14 |
400 |
|
|
% |
No Change |
400 |
0 % |
- |
| Rbc Professional Trader Group Llc |
Institution |
-4.33 % |
2008-07-23 |
31,000 |
|
|
% |
New Holding |
31,000 |
100.00 % |
|
| Rbo & Co Llc |
Institution |
% |
2008-08-08 |
720,518 |
|
|
% |
No Compare |
- |
- % |
- |
| Research Affiliates Llc |
Institution |
-2.21 % |
2008-08-11 |
88,795 |
|
|
% |
New Holding |
88,795 |
100.00 % |
|
| Revenueshares Mid Cap Fund (Revenueshares Etf Trust) |
Mid-Cap Core |
-7.39 % |
2008-05-30 |
1,580 |
$190 |
$-2,797 |
-93.65 % |
No Compare |
- |
- % |
- |
| Rmr Advisors Inc |
Institution |
-1.31 % |
2008-08-12 |
5,500 |
|
|
% |
No Change |
5,500 |
0 % |
- |
| Rmr Fire Fund |
Institution |
-0.27 % |
2008-08-28 |
5,500 |
|
|
% |
No Compare |
- |
- % |
- |
| Robeco Investment Management Inc. |
Institution |
0.52 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-290,625 |
-100.00 % |
|
| Roxbury Capital Management |
Institution |
-0.92 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-805 |
-100.00 % |
|
| Royal Bank Of Canada |
Institution |
1.24 % |
2008-08-14 |
3,010 |
|
|
% |
No Change |
3,010 |
0 % |
- |
| Royal Bank Of Scotland Group Plc |
Institution |
-0.10 % |
2008-08-14 |
86,471 |
|
|
% |
Added More |
4,566 |
5.57 % |
|
| Russell Frank Co |
Institution |
-0.17 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-246,795 |
-100.00 % |
|
| S And P Midcap Index Fund (California Investment Trust) |
Mid-Cap Core |
2.10 % |
2008-07-29 |
11,027 |
|
|
% |
No Compare |
- |
- % |
- |
| Samlyn Capital Llc |
Institution |
0.87 % |
2008-08-14 |
150,000 |
|
|
% |
Sold Some |
-100,000 |
-40.00 % |
|
| Schroder Investment Management Group |
Institution |
0.06 % |
2008-08-14 |
280,600 |
|
|
% |
Sold Some |
-16,300 |
-5.49 % |
|
| Schwab Charles Investment Management Inc |
Institution |
-0.51 % |
2008-08-14 |
32,440 |
|
|
% |
Sold Some |
-21,795 |
-40.18 % |
|
| Second Curve Capital Llc |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-1,150,790 |
-100.00 % |
|
| Security National Trust Co |
Institution |
0.35 % |
2008-08-05 |
1,200 |
|
|
% |
Added More |
600 |
100.00 % |
|
| Senbanc Fund (Rbb Fund Inc) |
Financial Services |
2.66 % |
2008-07-30 |
5,880 |
|
|
% |
New Holding |
5,880 |
100.00 % |
|
| Sg Americas Securities Llc |
Institution |
1.35 % |
2008-08-07 |
72,132 |
|
|
% |
Sold Some |
-46,303 |
-39.09 % |
|
| Shaw D E And Co Inc |
Institution |
-0.19 % |
2008-08-14 |
1,841,683 |
|
|
% |
Added More |
1,541,261 |
513.03 % |
|
| Siit Large Cap Fund (Sei Institutional Investments Trust) |
Large-Cap Core |
-0.64 % |
2008-08-08 |
7,199 |
|
|
% |
No Change |
7,199 |
0 % |
- |
| Sirios Capital Management L P |
Institution |
3.23 % |
2008-08-26 |
548,120 |
|
|
% |
New Holding |
548,120 |
100.00 % |
|
| Small Cap Value Fund (Highmark Funds Ma) |
Small-Cap Value |
8.16 % |
2008-06-30 |
43,800 |
$5,256 |
$-21,900 |
-80.64 % |
No Change |
43,800 |
0 % |
- |
| State Board Of Administration Of Florida Retirement System |
Institution |
0.26 % |
2008-07-30 |
76,937 |
|
|
% |
Sold Some |
-92,700 |
-54.64 % |
|
| State Treasurer State Of Michigan |
Institution |
0.06 % |
2008-08-18 |
67,850 |
|
|
% |
Sold Some |
-200 |
-0.29 % |
|
| Steadfast Advisors Llc |
Institution |
-0.51 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-16,562 |
-100.00 % |
|
| Steadfast Capital Management Llc |
Institution |
-0.33 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-103,938 |
-100.00 % |
|
| Strs Ohio |
Institution |
2.49 % |
2008-07-24 |
76,019 |
|
|
% |
New Holding |
76,019 |
100.00 % |
|
| Summit Investment Partners Inc |
Institution |
-0.80 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-12,255 |
-100.00 % |
|
| Teachers Advisors Inc |
Institution |
-0.74 % |
2008-08-14 |
141,596 |
|
|
% |
Added More |
103,355 |
270.27 % |
|
| Tewksbury Capital Management Ltd |
Institution |
0.41 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-728 |
-100.00 % |
|
| Texas Permanent School Fund |
Institution |
-1.28 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-115,825 |
-100.00 % |
|
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
-4.82 % |
2008-05-30 |
73,100 |
$8,772 |
$-129,387 |
-93.65 % |
New Holding |
73,100 |
100.00 % |
$-129,387 |
| Thrivent Financial For Lutherans |
Institution |
0.32 % |
2008-08-05 |
None |
- |
- |
- % |
Sold All |
-14,500 |
-100.00 % |
|
| Tiaa Cref Investment Management Llc |
Institution |
-0.61 % |
2008-08-14 |
986,702 |
|
|
% |
Added More |
607,873 |
160.46 % |
|
| Tiger Global Management Llc |
Institution |
0.16 % |
2008-08-14 |
1,700,400 |
|
|
% |
No Change |
1,700,400 |
0 % |
- |
| Toronto Dominion Bank |
Institution |
0.07 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-90,400 |
-100.00 % |
|
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-8.86 % |
2008-05-30 |
2,087 |
$250 |
$-3,694 |
-93.65 % |
No Change |
2,087 |
0 % |
- |
| Touchstone Investment Managers Llc |
Institution |
% |
2008-08-15 |
351,545 |
|
|
% |
No Change |
351,545 |
0 % |
- |
| Two Sigma Investments Llc |
Institution |
-0.71 % |
2008-08-14 |
292,065 |
|
|
% |
Added More |
268,057 |
1116.53 % |
|
| Ubs Ag |
Institution |
-0.62 % |
2008-08-11 |
1,982,685 |
|
|
% |
Sold Some |
-464,629 |
-18.98 % |
|
| Ultra Financials Proshares (Proshares Trust) |
Specialty & Misc |
-1.50 % |
2008-08-08 |
14,387 |
|
|
% |
No Compare |
- |
- % |
- |
| Ultra Midcap400 Proshares (Proshares Trust) |
Mid-Cap Core |
0.71 % |
2008-08-08 |
4,507 |
|
|
% |
No Compare |
- |
- % |
- |
| Ultra Russell Midcap Value Proshares (Proshares Trust) |
Mid-Cap Value |
0.84 % |
2008-08-08 |
155 |
|
|
% |
No Compare |
- |
- % |
- |
| Ultra Russell1000 Value Proshares (Proshares Trust) |
Multi-Cap Value |
-0.14 % |
2008-08-08 |
88 |
|
|
% |
No Compare |
- |
- % |
- |
| Unionbancal Corp |
Institution |
0.62 % |
2008-07-22 |
None |
- |
- |
- % |
Sold All |
-43,800 |
-100.00 % |
|
| Us Bancorp De |
Institution |
-0.34 % |
2008-08-14 |
87,732 |
|
|
% |
Added More |
66,790 |
318.92 % |
|
| Valinor Management Llc |
Institution |
1.49 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-626,891 |
-100.00 % |
|
| Value Trust (John Hancock Trust) |
Multi-Cap Value |
-12.09 % |
2008-05-30 |
None |
- |
- |
- % |
Sold All |
-65,600 |
-100.00 % |
$116,112 |
| Vanguard 500 Index Fund (Vanguard Index Funds) |
S&P 500 Index |
0.00 % |
2008-08-29 |
1,177,635 |
|
|
% |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-7.83 % |
2008-05-30 |
29,671 |
$3,561 |
$-52,518 |
-93.65 % |
No Change |
29,671 |
0 % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.00 % |
2008-08-29 |
389,104 |
|
|
% |
New Holding |
389,104 |
100.00 % |
|
| Vanguard Group Inc |
Institution |
0.98 % |
2008-08-06 |
4,696 |
|
|
% |
Sold Some |
-2,200,906 |
-99.78 % |
|
| Vanguard Institutional Total Stock Market Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
-8.03 % |
2008-05-30 |
46,848 |
$5,622 |
$-82,921 |
-93.65 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-08-29 |
394,388 |
|
|
% |
Sold Some |
-75,186 |
-16.01 % |
|
| Vanguard Value Index Fund (Vanguard Index Funds) |
Large-Cap Value |
0.00 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-426,016 |
-100.00 % |
|
| Veracity Small Cap Value Fund (Veracity Funds) |
Small-Cap Value |
5.35 % |
2008-07-30 |
None |
- |
- |
- % |
Sold All |
-128,826 |
-100.00 % |
|
| Verizon Communications Inc |
Institution |
-0.24 % |
2008-08-13 |
23,247 |
|
|
% |
Sold Some |
-4,164 |
-15.19 % |
|
| Virginia Retirement Systems Et Al |
Institution |
-0.28 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-18,428 |
-100.00 % |
|
| Vtl Associates Llc |
Institution |
-0.44 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-24,003 |
-100.00 % |
|
| Wedbush Morgan Securities Inc |
Institution |
7.27 % |
2008-07-14 |
174,316 |
$20,918 |
$0 |
0.00 % |
Added More |
134,300 |
335.61 % |
$0 |
| Wedge Capital Management L L P |
Institution |
3.04 % |
2008-08-04 |
None |
- |
- |
- % |
Sold All |
-12,600 |
-100.00 % |
|
| Wells Fargo And Co |
Institution |
-0.32 % |
2008-08-13 |
66,010 |
|
|
% |
Sold Some |
-2,487 |
-3.63 % |
|
| West Oak Capital Llc |
Institution |
-3.41 % |
2008-08-11 |
None |
- |
- |
- % |
Sold All |
-500 |
-100.00 % |
|
| Wilmington Trust Co |
Institution |
-1.04 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-11,000 |
-100.00 % |
|
| Wolverine Asset Management Llc |
Institution |
0.51 % |
2008-08-13 |
189,852 |
|
|
% |
Added More |
111,983 |
143.80 % |
|
| World Asset Management Inc |
Institution |
-0.44 % |
2008-08-14 |
10,631 |
|
|
% |
No Change |
10,631 |
0 % |
- |
| Ws Management Llp |
Institution |
1.97 % |
2008-08-13 |
125,300 |
|
|
% |
No Change |
125,300 |
0 % |
- |
| Zebra Capital Management Llc |
Institution |
7.32 % |
2008-07-15 |
None |
- |
- |
- % |
Sold All |
-2,180 |
-100.00 % |
|
| Zweig Dimenna Partners L P |
Institution |
1.59 % |
2008-08-08 |
843,200 |
|
|
% |
New Holding |
843,200 |
100.00 % |
|