| Engemann Asset Management |
Institution |
0.33 % |
2008-11-20 |
54,583 |
$338,960 |
$0 |
0.00 % |
New Holding |
54,583 |
100.00 % |
$0 |
| Goldman Sachs Group Inc |
Institution |
-13.12 % |
2008-11-19 |
20,182 |
$125,330 |
$-7,871 |
-5.90 % |
New Holding |
20,182 |
100.00 % |
$-7,871 |
| Shaw D E And Co Inc |
Institution |
-16.06 % |
2008-11-14 |
20,987 |
$130,329 |
$-16,580 |
-11.28 % |
Sold Some |
-3,063 |
-12.73 % |
$2,420 |
| Baupost Group Llc |
Institution |
-13.74 % |
2008-11-14 |
1,721,066 |
$10,687,820 |
$-1,359,642 |
-11.28 % |
Added More |
439,297 |
34.27 % |
$-347,045 |
| Aston Asset Management Llc |
Institution |
-12.55 % |
2008-11-14 |
343,240 |
$2,131,520 |
$-271,160 |
-11.28 % |
Added More |
56,520 |
19.71 % |
$-44,651 |
| Rbc Dominion Securities Inc |
Institution |
-17.19 % |
2008-11-14 |
1,000 |
$6,210 |
$-790 |
-11.28 % |
New Holding |
1,000 |
100.00 % |
$-790 |
| Wells Fargo And Co |
Institution |
-14.35 % |
2008-11-14 |
2,762 |
$17,152 |
$-2,182 |
-11.28 % |
Added More |
55 |
2.03 % |
$-43 |
| Morgan Stanley |
Institution |
-15.02 % |
2008-11-14 |
12,658 |
$78,606 |
$-10,000 |
-11.28 % |
Sold Some |
-50,979 |
-80.10 % |
$40,273 |
| Axa |
Institution |
-14.62 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-178 |
-100.00 % |
$141 |
| Qvt Financial Lp |
Institution |
-10.58 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-27,735 |
-100.00 % |
$21,911 |
| Citigroup Inc |
Institution |
-14.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-12,143 |
-100.00 % |
$9,593 |
| Sarbit Asset Management Inc |
Institution |
-18.68 % |
2008-11-14 |
458,350 |
$2,846,354 |
$-362,097 |
-11.28 % |
New Holding |
458,350 |
100.00 % |
$-362,097 |
| Citadel L P |
Institution |
-14.79 % |
2008-11-14 |
25,804 |
$160,243 |
$-20,385 |
-11.28 % |
New Holding |
25,804 |
100.00 % |
$-20,385 |
| Renaissance Technologies Corp |
Institution |
-13.73 % |
2008-11-14 |
344,600 |
$2,139,966 |
$-272,234 |
-11.28 % |
Added More |
28,700 |
9.08 % |
$-22,673 |
| Two Sigma Investments Llc |
Institution |
-14.16 % |
2008-11-14 |
13,512 |
$83,910 |
$-10,674 |
-11.28 % |
Sold Some |
-17,088 |
-55.84 % |
$13,500 |
| Spark Lp |
Institution |
-14.13 % |
2008-11-13 |
46,500 |
$288,765 |
$-39,060 |
-11.91 % |
Added More |
5,000 |
12.04 % |
$-4,200 |
| Amvescap Plc |
Institution |
-12.85 % |
2008-11-13 |
153 |
$950 |
$-129 |
-11.91 % |
Sold Some |
-154 |
-50.16 % |
$129 |
| Ubs Ag |
Institution |
-14.66 % |
2008-11-13 |
8,216 |
$51,021 |
$-6,901 |
-11.91 % |
Sold Some |
-69,675 |
-89.45 % |
$58,527 |
| Credit Suisse |
Institution |
-12.66 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-11,839 |
-100.00 % |
$9,945 |
| Roxbury Capital Management |
Institution |
-14.25 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-3,197 |
-100.00 % |
$2,685 |
| Merrill Lynch And Co Inc |
Institution |
-9.60 % |
2008-11-13 |
3,551 |
$22,052 |
$-2,983 |
-11.91 % |
New Holding |
3,551 |
100.00 % |
$-2,983 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-12.29 % |
2008-11-12 |
53,801 |
$334,104 |
$-45,193 |
-11.91 % |
Added More |
12,074 |
28.93 % |
$-10,142 |
| Ameriprise Financial Inc |
Institution |
-19.26 % |
2008-11-10 |
205,474 |
$1,275,994 |
$-254,788 |
-16.64 % |
Added More |
7,700 |
3.89 % |
$-9,548 |
| Bernard L Madoff Investment Securities Llc |
Institution |
-12.84 % |
2008-11-10 |
24,600 |
$152,766 |
$-30,504 |
-16.64 % |
New Holding |
24,600 |
100.00 % |
$-30,504 |
| Claymore Advisors Llc |
Institution |
-40.15 % |
2008-11-10 |
47,664 |
$295,993 |
$-59,103 |
-16.64 % |
New Holding |
47,664 |
100.00 % |
$-59,103 |
| Wisdomtree Total Dividend Fund (Wisdomtree Trust) |
Specialty & Misc |
-17.15 % |
2008-11-06 |
6,022 |
$37,397 |
$-6,865 |
-15.51 % |
No Compare |
- |
- % |
- |
| River Road Asset Management Llc |
Institution |
-20.44 % |
2008-11-05 |
1,329,455 |
$8,255,916 |
$-1,528,873 |
-15.62 % |
New Holding |
1,329,455 |
100.00 % |
$-1,528,873 |
| Franklin Resources Inc |
Institution |
-24.39 % |
2008-11-04 |
568,863 |
$3,532,639 |
$-847,606 |
-19.35 % |
Sold Some |
-789,583 |
-58.12 % |
$1,176,479 |
| Rice Hall James And Associates Llc |
Institution |
-27.06 % |
2008-11-04 |
18,350 |
$113,954 |
$-27,342 |
-19.35 % |
New Holding |
18,350 |
100.00 % |
$-27,342 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-22.44 % |
2008-10-30 |
998 |
$6,198 |
$-1,098 |
-15.04 % |
No Compare |
- |
- % |
- |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-41.00 % |
2008-09-29 |
153 |
$950 |
$-676 |
-41.58 % |
No Compare |
- |
- % |
- |
| Astontamro Small Cap Fund (Aston Funds) |
Small-Cap Core |
-41.13 % |
2008-09-26 |
237,230 |
$1,473,198 |
$-1,124,470 |
-43.28 % |
Added More |
25,520 |
12.05 % |
$-120,965 |
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-38.24 % |
2008-09-25 |
5,206 |
$32,329 |
$-25,301 |
-43.90 % |
No Compare |
- |
- % |
- |
| Value Trust (John Hancock Trust) |
Multi-Cap Value |
-43.21 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-26,117 |
-100.00 % |
$147,822 |