| Agf Funds Inc |
Institution |
% |
2008-05-14 |
147,700 |
|
|
% |
No Change |
147,700 |
0 % |
- |
| American International Group Inc |
Institution |
-7.52 % |
2008-06-02 |
24,123 |
$170,550 |
$-26,535 |
-13.46 % |
New Holding |
24,123 |
100.00 % |
$-26,535 |
| Ameriprise Financial Inc |
Institution |
-9.85 % |
2008-05-06 |
550 |
$3,889 |
$297 |
8.26 % |
No Change |
550 |
0 % |
- |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
3,270 |
|
|
% |
No Change |
3,270 |
0 % |
- |
| Andreeff Equity Advisors Llc |
Institution |
-9.14 % |
2008-05-12 |
11,316,920 |
$80,010,624 |
$-4,526,768 |
-5.35 % |
Added More |
3,276,969 |
40.75 % |
$-1,310,788 |
| Arrow Financial Corp |
Institution |
% |
2008-05-14 |
1,000 |
|
|
% |
No Change |
1,000 |
0 % |
- |
| Baird Robert W And Co Inc |
Institution |
-7.75 % |
2008-05-02 |
261,400 |
$1,848,098 |
$182,980 |
10.98 % |
Sold Some |
-21,825 |
-7.70 % |
$-15,278 |
| Bank Of America Corp |
Institution |
-8.26 % |
2008-05-12 |
61,245 |
$433,002 |
$-24,498 |
-5.35 % |
Sold Some |
-29,299 |
-32.35 % |
$11,720 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-20,170 |
-100.00 % |
|
| Bank Of Nova Scotia |
Institution |
-8.22 % |
2008-05-15 |
181,500 |
$1,283,205 |
$30,855 |
2.46 % |
New Holding |
181,500 |
100.00 % |
$30,855 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-6.80 % |
2008-04-30 |
1,421,634 |
$10,050,952 |
$995,144 |
10.98 % |
Added More |
572,163 |
67.35 % |
$400,514 |
| Barclays Plc |
Institution |
% |
2008-05-14 |
138,760 |
|
|
% |
Sold Some |
-132,513 |
-48.84 % |
|
| Bear Stearns And Co Inc |
Institution |
-7.57 % |
2008-05-15 |
19,100 |
$135,037 |
$3,247 |
2.46 % |
Sold Some |
-43,600 |
-69.53 % |
$-7,412 |
| Bessemer Group Inc |
Institution |
-7.82 % |
2008-05-15 |
50,000 |
$353,500 |
$8,500 |
2.46 % |
No Change |
50,000 |
0 % |
- |
| Blackrock Advisors Llc |
Institution |
-6.89 % |
2008-04-23 |
223,200 |
$1,578,024 |
$17,856 |
1.14 % |
No Change |
223,200 |
0 % |
- |
| Blackrock Global Resources Portfolio (Blackrock Funds) |
Natural Resources |
-16.27 % |
2008-07-11 |
218,500 |
$1,544,795 |
$-179,170 |
-10.39 % |
No Compare |
- |
- % |
- |
| Blackrock Inc |
Institution |
-5.87 % |
2008-04-23 |
327,200 |
$2,313,304 |
$26,176 |
1.14 % |
Sold Some |
-21,200 |
-6.08 % |
$-1,696 |
| Bnp Paribas Arbitrage Sa |
Institution |
-10.23 % |
2008-05-13 |
38,000 |
$268,660 |
$-760 |
-0.28 % |
Sold Some |
-47,694 |
-55.65 % |
$954 |
| Bp Plc |
Institution |
-11.07 % |
2008-05-12 |
30,240 |
$213,797 |
$-12,096 |
-5.35 % |
No Compare |
- |
- % |
- |
| Canada Pension Plan Investment Board |
Institution |
0.88 % |
2008-07-10 |
5,307,806 |
$37,526,188 |
$-3,131,606 |
-7.70 % |
New Holding |
5,307,806 |
100.00 % |
$-3,131,606 |
| Capital Research Global Investors |
Institution |
-9.50 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-4,700,000 |
-100.00 % |
$-799,000 |
| Chronim Investments Inc |
Institution |
0.96 % |
2008-07-22 |
550 |
$3,889 |
$-154 |
-3.80 % |
No Compare |
- |
- % |
- |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
1,551,345 |
|
|
% |
Added More |
11,039 |
0.71 % |
|
| Claymore Advisors Llc |
Institution |
-8.82 % |
2008-05-09 |
6,128 |
$43,325 |
$-1,961 |
-4.33 % |
Added More |
783 |
14.64 % |
$-251 |
| Clough Capital Partners L P |
Institution |
-11.84 % |
2008-05-15 |
91,400 |
$646,198 |
$15,538 |
2.46 % |
Sold Some |
-326,600 |
-78.13 % |
$-55,522 |
| Clough Global Allocation Fund |
Institution |
-13.41 % |
2008-06-09 |
57,900 |
$409,353 |
$-50,952 |
-11.06 % |
No Change |
57,900 |
0 % |
- |
| Clough Global Equity Fund |
Institution |
-12.77 % |
2008-06-09 |
83,900 |
$593,173 |
$-73,832 |
-11.06 % |
No Change |
83,900 |
0 % |
- |
| Clough Global Opportunities Fund |
Institution |
-11.22 % |
2008-06-09 |
180,100 |
$1,273,307 |
$-158,488 |
-11.06 % |
No Change |
180,100 |
0 % |
- |
| Conestoga Capital Advisors Llc |
Institution |
-0.21 % |
2008-04-24 |
14,264 |
$100,846 |
$2,568 |
2.61 % |
Added More |
2,900 |
25.51 % |
$522 |
| Corsair Capital Management Llc |
Institution |
-5.11 % |
2008-05-15 |
65,000 |
$459,550 |
$11,050 |
2.46 % |
New Holding |
65,000 |
100.00 % |
$11,050 |
| Cqs Cayman Lp |
Institution |
1.48 % |
2008-07-11 |
300,000 |
$2,121,000 |
$-246,000 |
-10.39 % |
No Compare |
- |
- % |
- |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
1,250 |
|
|
% |
No Change |
1,250 |
0 % |
- |
| Credit Suisse/ |
Institution |
-10.83 % |
2008-05-16 |
909,628 |
$6,431,070 |
$-45,481 |
-0.70 % |
Sold Some |
-1,695,963 |
-65.08 % |
$84,798 |
| Driehaus Capital Management Llc |
Institution |
-8.09 % |
2008-05-15 |
1,047,205 |
$7,403,739 |
$178,025 |
2.46 % |
New Holding |
1,047,205 |
100.00 % |
$178,025 |
| Dynamis Advisors Llc |
Institution |
-18.53 % |
2008-05-09 |
145,195 |
$1,026,529 |
$-46,462 |
-4.33 % |
Added More |
50,000 |
52.52 % |
$-16,000 |
| East Hill Management Company Llc |
Institution |
3.36 % |
2008-05-08 |
635,188 |
$4,490,779 |
$146,093 |
3.36 % |
Added More |
88 |
0.01 % |
$20 |
| Fisher Asset Management Llc |
Institution |
-0.02 % |
2008-07-22 |
None |
- |
- |
- % |
Sold All |
-10,006 |
-100.00 % |
$2,802 |
| Galleon Management L P |
Institution |
% |
2008-05-14 |
25,000 |
|
|
% |
New Holding |
25,000 |
100.00 % |
|
| Global Small Capitalization Fund (American Funds Insurance Series) |
Small-Cap Core |
-1.52 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-1,200,000 |
-100.00 % |
$1,404,000 |
| Goldman Sachs Group Inc |
Institution |
-9.01 % |
2008-05-13 |
558,787 |
$3,950,624 |
$-11,176 |
-0.28 % |
Added More |
8,787 |
1.59 % |
$-176 |
| Goodman And Company Investment Counsel Ltd |
Institution |
-4.43 % |
2008-05-08 |
247,300 |
$1,748,411 |
$56,879 |
3.36 % |
Sold Some |
-3,832,700 |
-93.93 % |
$-881,521 |
| Gruber & Mcbaine Capital Management Llc |
Institution |
% |
2008-05-14 |
150,000 |
|
|
% |
New Holding |
150,000 |
100.00 % |
|
| Harris Financial Corp |
Institution |
2.13 % |
2008-07-09 |
664,082 |
$4,695,060 |
$-371,886 |
-7.33 % |
Added More |
22,463 |
3.50 % |
$-12,579 |
| Hsbc Holdings Plc |
Institution |
-9.76 % |
2008-05-15 |
69,845 |
$493,804 |
$11,874 |
2.46 % |
Added More |
20,300 |
40.97 % |
$3,451 |
| Huntington Money Market Fund (Huntington Funds) |
Specialty & Misc |
-7.33 % |
2008-05-28 |
None |
- |
- |
- % |
Sold All |
-25,500 |
-100.00 % |
$28,815 |
| International Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-6.70 % |
2008-05-30 |
27,128 |
$191,795 |
$-27,128 |
-12.39 % |
No Change |
27,128 |
0 % |
- |
| Ivy Global Natural Resources Fund (Ivy Funds) |
Natural Resources |
-10.08 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-1,205,300 |
-100.00 % |
$723,180 |
| J P Morgan Chase And Co |
Institution |
-7.85 % |
2008-05-09 |
2,059,100 |
$14,557,837 |
$-658,912 |
-4.33 % |
Added More |
13,000 |
0.63 % |
$-4,160 |
| Letko Brosseau And Associates Inc |
Institution |
% |
2008-05-14 |
45,428 |
|
|
% |
No Change |
45,428 |
0 % |
- |
| Loring Wolcott And Coolidge Fiduciary Advisors |
Institution |
-6.15 % |
2008-05-15 |
10,000 |
$70,700 |
$1,700 |
2.46 % |
No Change |
10,000 |
0 % |
- |
| Mackenzie Financial Corp |
Institution |
-8.29 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-1,251,300 |
-100.00 % |
$-212,721 |
| Manufactureres Life Insurance Co |
Institution |
-8.72 % |
2008-05-12 |
239,877 |
$1,695,930 |
$-95,951 |
-5.35 % |
Added More |
6,559 |
2.81 % |
$-2,624 |
| Mercury Asset Management International Ltd |
Institution |
-12.56 % |
2008-04-23 |
40,200 |
$284,214 |
$3,216 |
1.14 % |
New Holding |
40,200 |
100.00 % |
$3,216 |
| Merrill Lynch And Co Inc |
Institution |
-5.26 % |
2008-05-01 |
534,694 |
$3,780,287 |
$417,061 |
12.40 % |
Sold Some |
-31,146 |
-5.50 % |
$-24,294 |
| Morgan Stanley |
Institution |
-9.04 % |
2008-05-15 |
318,728 |
$2,253,407 |
$54,184 |
2.46 % |
Added More |
162,072 |
103.45 % |
$27,552 |
| Natcan Investment Management Inc |
Institution |
-6.81 % |
2008-04-17 |
328,716 |
$2,324,022 |
$-59,169 |
-2.48 % |
Sold Some |
-122,800 |
-27.19 % |
$22,104 |
| New York State Common Retirement Fund |
Institution |
-10.56 % |
2008-05-08 |
155,400 |
$1,098,678 |
$35,742 |
3.36 % |
Added More |
54,200 |
53.55 % |
$12,466 |
| Norges Bank |
Institution |
-7.97 % |
2008-05-09 |
484,332 |
$3,424,227 |
$-154,986 |
-4.33 % |
Added More |
126,584 |
35.38 % |
$-40,507 |
| North American Management Corp |
Institution |
-6.39 % |
2008-05-01 |
10,500 |
$74,235 |
$8,190 |
12.40 % |
Sold Some |
-4,300 |
-29.05 % |
$-3,354 |
| Ontario Teachers Pension Plan Board |
Institution |
-8.51 % |
2008-05-07 |
255,000 |
$1,802,850 |
$84,150 |
4.89 % |
Sold Some |
-165,400 |
-39.34 % |
$-54,582 |
| Oppenheimer And Co Inc |
Institution |
-8.68 % |
2008-05-13 |
158,200 |
$1,118,474 |
$-3,164 |
-0.28 % |
Sold Some |
-1,500 |
-0.93 % |
$30 |
| Oppenheimer Gold And Special Minerals Fund (Oppenheimer Gold And Special Minerals Fund) |
Gold Oriented |
-12.88 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-1,630,000 |
-100.00 % |
$1,907,100 |
| Pendragon Capital Llp |
Institution |
-12.45 % |
2008-05-07 |
None |
- |
- |
- % |
Sold All |
-12,900 |
-100.00 % |
$-4,257 |
| Pnc Financial Services Group Inc |
Institution |
-7.34 % |
2008-05-12 |
2,775 |
$19,619 |
$-1,110 |
-5.35 % |
No Change |
2,775 |
0 % |
- |
| Public Sector Pension Investment Board |
Institution |
% |
2008-05-14 |
1,162,200 |
|
|
% |
Added More |
67,500 |
6.16 % |
|
| Puplava Financial Services |
Institution |
-10.46 % |
2008-04-21 |
22,656 |
$160,178 |
$-6,344 |
-3.80 % |
Added More |
8,640 |
61.64 % |
$-2,419 |
| Rbc Dain Rauscher Inc |
Institution |
% |
2008-05-14 |
151,200 |
|
|
% |
New Holding |
151,200 |
100.00 % |
|
| Rbc Dominion Securities Inc |
Institution |
% |
2008-05-14 |
209,518 |
|
|
% |
Added More |
14,264 |
7.30 % |
|
| Rbc Private Counsel Usa Inc |
Institution |
% |
2008-05-14 |
7,708 |
|
|
% |
Added More |
800 |
11.58 % |
|
| Reilly Financial Advisors Llc |
Institution |
0.00 % |
2008-07-23 |
190 |
$1,343 |
$0 |
0.00 % |
No Change |
190 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
-7.07 % |
2008-05-15 |
180,500 |
$1,276,135 |
$30,685 |
2.46 % |
Added More |
5,300 |
3.02 % |
$901 |
| Royce And Associates Llc |
Institution |
-1.89 % |
2008-05-08 |
5,174,500 |
$36,583,715 |
$1,190,135 |
3.36 % |
Added More |
524,300 |
11.27 % |
$120,589 |
| Samlyn Capital Llc |
Institution |
-8.01 % |
2008-05-15 |
563,000 |
$3,980,410 |
$95,710 |
2.46 % |
New Holding |
563,000 |
100.00 % |
$95,710 |
| Scott And Stringfellow Financial Inc |
Institution |
1.08 % |
2008-07-18 |
65,700 |
$464,499 |
$-21,681 |
-4.45 % |
No Compare |
- |
- % |
- |
| Sentinel Asset Management Inc |
Institution |
-7.11 % |
2008-05-15 |
466,700 |
$3,299,569 |
$79,339 |
2.46 % |
Added More |
98,000 |
26.57 % |
$16,660 |
| Small Company Fund (John Hancock Funds Ii) |
Small-Cap Core |
-7.71 % |
2008-05-30 |
28,216 |
$199,487 |
$-28,216 |
-12.39 % |
No Compare |
- |
- % |
- |
| Smallcap World Fund Inc (Smallcap World Fund Inc) |
Small-Cap Core |
-11.54 % |
2008-06-06 |
3,500,000 |
$24,745,000 |
$-2,100,000 |
-7.82 % |
No Compare |
- |
- % |
- |
| Spark Lp |
Institution |
-4.26 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-64,100 |
-100.00 % |
$1,282 |
| Spdr International Small Cap Etf (Streettracks Index Shares Funds) |
Small-Cap Core |
-1.43 % |
2008-06-03 |
None |
- |
- |
- % |
Sold All |
-31,586 |
-100.00 % |
$26,848 |
| Steinberg Asset Management Llc |
Institution |
-8.21 % |
2008-05-15 |
10,945,928 |
$77,387,711 |
$1,860,808 |
2.46 % |
Added More |
3,965,766 |
56.81 % |
$674,180 |
| Stephens Investment Management Llc |
Institution |
-5.08 % |
2008-05-13 |
190,000 |
$1,343,300 |
$-3,800 |
-0.28 % |
New Holding |
190,000 |
100.00 % |
$-3,800 |
| Sterling Johnston Capital Management Lp |
Institution |
-6.62 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-88,600 |
-100.00 % |
$35,440 |
| Swank Energy Income Advisors Lp |
Institution |
-14.14 % |
2008-05-16 |
963,400 |
$6,811,238 |
$-48,170 |
-0.70 % |
New Holding |
963,400 |
100.00 % |
$-48,170 |
| Tal Global Asset Management Inc |
Institution |
-8.88 % |
2008-05-15 |
110,693 |
$782,600 |
$18,818 |
2.46 % |
Sold Some |
-5,947 |
-5.09 % |
$-1,011 |
| Td Asset Management Inc |
Institution |
-8.92 % |
2008-05-06 |
1,620,800 |
$11,459,056 |
$875,232 |
8.26 % |
Sold Some |
-18,300 |
-1.11 % |
$-9,882 |
| Td Asset Management Usa Inc |
Institution |
-7.57 % |
2008-05-06 |
35,840 |
$253,389 |
$19,354 |
8.26 % |
Added More |
4,900 |
15.83 % |
$2,646 |
| The Canadian Small Company Series (Dfa Investment Trust Co) |
Small-Cap Core |
-3.57 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-239,400 |
-100.00 % |
$-146,034 |
| Toronto Dominion Bank |
Institution |
-7.87 % |
2008-05-12 |
105,023 |
$742,513 |
$-42,009 |
-5.35 % |
Added More |
38,000 |
56.69 % |
$-15,200 |
| U S Global Investors Inc |
Institution |
% |
2008-05-14 |
32,544 |
|
|
% |
New Holding |
32,544 |
100.00 % |
|
| Ubs Ag |
Institution |
-9.09 % |
2008-05-13 |
3,428,470 |
$24,239,283 |
$-68,569 |
-0.28 % |
Sold Some |
-216,272 |
-5.93 % |
$4,325 |
| Ubs Global Asset Management Americas Inc |
Institution |
-8.13 % |
2008-05-15 |
705,854 |
$4,990,388 |
$119,995 |
2.46 % |
No Change |
705,854 |
0 % |
- |
| Us Bancorp De |
Institution |
-7.08 % |
2008-05-15 |
2,440 |
$17,251 |
$415 |
2.46 % |
No Change |
2,440 |
0 % |
- |
| Van Eck Associates Corp |
Institution |
-10.28 % |
2008-05-13 |
728,845 |
$5,152,934 |
$-14,577 |
-0.28 % |
Added More |
176,071 |
31.85 % |
$-3,521 |
| Wellington Management Co Llp |
Institution |
-7.83 % |
2008-05-15 |
1,872,200 |
$13,236,454 |
$318,274 |
2.46 % |
Sold Some |
-30,500 |
-1.60 % |
$-5,185 |
| Wells Fargo And Co |
Institution |
-8.04 % |
2008-05-15 |
29 |
$205 |
$5 |
2.46 % |
No Change |
29 |
0 % |
- |
| Westcliff Capital Management Llc/Ca |
Institution |
% |
2008-05-14 |
1,474,950 |
|
|
% |
Added More |
793,770 |
116.52 % |
|
| Wilkinson Ogrady And Co Inc |
Institution |
% |
2008-05-14 |
233,200 |
|
|
% |
New Holding |
233,200 |
100.00 % |
|
| Williams Jones And Associates Inc |
Institution |
-1.63 % |
2008-04-14 |
14,400 |
$101,808 |
$-720 |
-0.70 % |
No Change |
14,400 |
0 % |
- |
| Wood George F |
Institution |
% |
2008-07-17 |
94,752 |
|
|
% |
No Change |
94,752 |
0 % |
- |
| Zacks Investment Management |
Institution |
-7.83 % |
2008-05-16 |
7,813 |
$55,238 |
$-391 |
-0.70 % |
New Holding |
7,813 |
100.00 % |
$-391 |