| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 29,920 | Sold Some | -7,610 | -20.27 % | $592,715 | $592,715 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of James River Coal Co |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 2,512 | Sold Some | -2,925 | -53.79 % | $52,777 | $49,763 | $-3,014 | -5.71 % | $3,510 | | | | | | News Article | History of Amvescap Plc Ownership Of James River Coal Co |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 22,383 | Sold Some | -33,347 | -59.83 % | $470,267 | $443,407 | $-26,860 | -5.71 % | $40,016 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of James River Coal Co |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Van Eck Associates Corp | Institution | | Sold All | -78,406 | -100 % | | | | -5.71 % | $94,087 | | | | | | News Article | History of Van Eck Associates Corp Ownership Of James River Coal Co |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 200 | Sold Some | -525 | -72.41 % | $4,202 | $3,962 | $-240 | -5.71 % | $630 | | | | | | News Article | History of Wells Fargo And Co Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 22,853 | Added More | 500 | 2.23 % | $473,057 | $452,718 | $-20,339 | -4.29 % | $-445 | | | | | | News Article | History of American International Group Inc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Hill Capital Management Llc | No Data | | Sold All | -31,458 | -100 % | | | | -4.29 % | $27,998 | | | | | | News Article | History of Bay Hill Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 7,200 | New Holding | 7,200 | 100 % | $149,040 | $142,632 | $-6,408 | -4.29 % | $-6,408 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | | Sold All | -73,060 | -100 % | | | | -4.29 % | $65,023 | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | 852,000 | Sold Some | -29,000 | -3.29 % | $17,636,400 | $16,878,120 | $-758,280 | -4.29 % | $25,810 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 100,513 | Added More | 22,850 | 29.42 % | $2,080,619 | $1,991,163 | $-89,457 | -4.29 % | $-20,337 | | | | | | News Article | History of Citadel L P Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cr Intrinsic Investors Llc | Institution | 125,000 | New Holding | 125,000 | 100 % | $2,587,500 | $2,476,250 | $-111,250 | -4.29 % | $-111,250 | | | | | | News Article | History of Cr Intrinsic Investors Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 2,388,865 | Added More | 1,942,015 | 434.60 % | $49,449,506 | $47,323,416 | $-2,126,090 | -4.29 % | $-1,728,393 | | | | | | News Article | History of Fmr Corp Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 12,140 | New Holding | 12,140 | 100 % | $251,298 | $240,493 | $-10,805 | -4.29 % | $-10,805 | | | | | | News Article | History of Ing Groep Nv Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 132,002 | Sold Some | -203,101 | -60.60 % | $2,732,441 | $2,614,960 | $-117,482 | -4.29 % | $180,760 | | | | | | News Article | History of Millennium Management Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 35,180 | Sold Some | -322,278 | -90.15 % | $728,226 | $696,916 | $-31,310 | -4.29 % | $286,827 | | | | | | News Article | History of Morgan Stanley Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -2,325 | -100 % | | | | -4.29 % | $2,069 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 361,128 | Added More | 44,081 | 13.90 % | $7,475,350 | $7,153,946 | $-321,404 | -4.29 % | $-39,232 | | | | | | News Article | History of Northern Trust Corp Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 26,800 | Sold Some | -96,940 | -78.34 % | $554,760 | $530,908 | $-23,852 | -4.29 % | $86,277 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Raptor Capital Management Lp | No Data | | Sold All | -43,026 | -100 % | | | | -4.29 % | $38,293 | | | | | | News Article | History of Raptor Capital Management Lp Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 21,880 | Added More | 9,098 | 71.17 % | $452,916 | $433,443 | $-19,473 | -4.29 % | $-8,097 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 104,279 | New Holding | 104,279 | 100 % | $2,158,575 | $2,065,767 | $-92,808 | -4.29 % | $-92,808 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Steelhead Partners Llc | Institution | 4,790,876 | Sold Some | -118,732 | -2.41 % | $99,171,133 | $94,907,254 | $-4,263,880 | -4.29 % | $105,671 | | | | | | News Article | History of Steelhead Partners Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | | Sold All | -130,000 | -100 % | | | | -4.29 % | $115,700 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 16,867 | Sold Some | -180,332 | -91.44 % | $349,147 | $334,135 | $-15,012 | -4.29 % | $160,495 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of James River Coal Co |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 2,021 | No Change | 0 | 0 % | $41,835 | $40,036 | $-1,799 | -4.29 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of James River Coal Co |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -19,968 | -100 % | | | | -0.15 % | $599 | | | | | | News Article | History of Peak6 Investments L P Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 400 | Sold Some | -41,370 | -99.04 % | $7,936 | $7,924 | $-12 | -0.15 % | $1,241 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 41,576 | Sold Some | -10,014 | -19.41 % | $824,868 | $823,621 | $-1,247 | -0.15 % | $300 | | | | | | News Article | History of Axa Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 34,310 | Added More | 1,020 | 3.06 % | $680,710 | $679,681 | $-1,029 | -0.15 % | $-31 | | | | | | News Article | History of Barclays Plc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 31,390 | No Change | 0 | 0 % | $622,778 | $621,836 | $-942 | -0.15 % | $0 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 10,884 | New Holding | 10,884 | 100 % | $215,939 | $215,612 | $-327 | -0.15 % | $-327 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cavalry Asset Management Lp | Institution | | Sold All | -159,000 | -100 % | | | | -0.15 % | $4,770 | | | | | | News Article | History of Cavalry Asset Management Lp Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | | Sold All | -5,600 | -100 % | | | | -0.15 % | $168 | | | | | | News Article | History of Credit Agricole S A Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fortaleza Asset Management Inc | Institution | 41,996 | No Change | 0 | 0 % | $833,201 | $831,941 | $-1,260 | -0.15 % | $0 | | | | | | News Article | History of Fortaleza Asset Management Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 657 | Sold Some | -20,443 | -96.88 % | $13,035 | $13,015 | $-20 | -0.15 % | $613 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gendell Jeffrey L | Institution | 1,104,300 | Added More | 580,000 | 110.62 % | $21,909,312 | $21,876,183 | $-33,129 | -0.15 % | $-17,400 | | | | | | News Article | History of Gendell Jeffrey L Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 67,833 | Sold Some | -882 | -1.28 % | $1,345,807 | $1,343,772 | $-2,035 | -0.15 % | $26 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 274,272 | Added More | 125,266 | 84.06 % | $5,441,556 | $5,433,328 | $-8,228 | -0.15 % | $-3,758 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 134,900 | Sold Some | -7,500 | -5.26 % | $2,676,416 | $2,672,369 | $-4,047 | -0.15 % | $225 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -40,100 | -100 % | | | | -0.15 % | $1,203 | | | | | | News Article | History of Jefferies Group Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 29,352 | Sold Some | -3,362 | -10.27 % | $582,344 | $581,463 | $-881 | -0.15 % | $101 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 11,450 | New Holding | 11,450 | 100 % | $227,168 | $226,825 | $-344 | -0.15 % | $-344 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 149 | Added More | 120 | 413.79 % | $2,956 | $2,952 | $-4 | -0.15 % | $-4 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | | Sold All | -26,600 | -100 % | | | | -0.15 % | $798 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Next Century Growth Investors Llc | Institution | 1,852,575 | Sold Some | -783,594 | -29.72 % | $36,755,088 | $36,699,511 | $-55,577 | -0.15 % | $23,508 | | | | | | News Article | History of Next Century Growth Investors Llc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 1,172 | Sold Some | -6,368 | -84.45 % | $23,252 | $23,217 | $-35 | -0.15 % | $191 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 7,377 | Added More | 6,677 | 953.85 % | $146,360 | $146,138 | $-221 | -0.15 % | $-200 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 11,375 | New Holding | 11,375 | 100 % | $225,680 | $225,339 | $-341 | -0.15 % | $-341 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | True Bearing Asset Management Lp | Institution | 20,000 | No Change | 0 | 0 % | $396,800 | $396,200 | $-600 | -0.15 % | $0 | | | | | | News Article | History of True Bearing Asset Management Lp Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | | Sold All | -35,050 | -100 % | | | | -0.15 % | $1,052 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,317,845 | Added More | 38,380 | 2.99 % | $26,146,045 | $26,106,509 | $-39,535 | -0.15 % | $-1,151 | | | | | | News Article | History of Vanguard Group Inc Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wagonhound Investments Lp | Institution | 16,202 | Sold Some | -3,721 | -18.67 % | $321,448 | $320,962 | $-486 | -0.15 % | $112 | | | | | | News Article | History of Wagonhound Investments Lp Ownership Of James River Coal Co |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 11,074 | Sold Some | -8,652 | -43.86 % | $219,708 | $219,376 | $-332 | -0.15 % | $260 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 262,800 | Sold Some | -10,800 | -3.94 % | $5,211,324 | $5,206,068 | $-5,256 | -0.10 % | $216 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,351,972 | Added More | 103,819 | 8.31 % | $26,809,605 | $26,782,565 | $-27,039 | -0.10 % | $-2,076 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 500 | New Holding | 500 | 100 % | $9,915 | $9,905 | $-10 | -0.10 % | $-10 | | | | | | News Article | History of Credit Suisse Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | | Sold All | -8,954 | -100 % | | | | -0.10 % | $179 | | | | | | News Article | History of Davidson D A And Co Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 14,000 | Sold Some | -2,000 | -12.50 % | $277,620 | $277,340 | $-280 | -0.10 % | $40 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 12,140 | Added More | 2,340 | 23.87 % | $240,736 | $240,493 | $-243 | -0.10 % | $-47 | | | | | | News Article | History of Ing Investment Management Co Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Mutual Insurance Co | Institution | | Sold All | -13,200 | -100 % | | | | -0.10 % | $264 | | | | | | News Article | History of Liberty Mutual Insurance Co Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 1,744 | Sold Some | -2,961 | -62.93 % | $34,584 | $34,549 | $-35 | -0.10 % | $59 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 285,317 | Sold Some | -25,229 | -8.12 % | $5,657,836 | $5,652,130 | $-5,706 | -0.10 % | $505 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 50,669 | Sold Some | -28,501 | -35.99 % | $1,004,766 | $1,003,753 | $-1,013 | -0.10 % | $570 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 1,088 | Added More | 188 | 20.88 % | $21,575 | $21,553 | $-22 | -0.10 % | $-4 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,243 | Added More | 507 | 68.88 % | $24,649 | $24,624 | $-25 | -0.10 % | $-10 | | | | | | News Article | History of Padco Advisors Inc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | 100 | No Change | 0 | 0 % | $1,983 | $1,981 | $-2 | -0.10 % | $0 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 375,405 | Added More | 14,475 | 4.01 % | $7,444,281 | $7,436,773 | $-7,508 | -0.10 % | $-290 | | | | | | News Article | History of Russell Frank Co Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Strategic Investment Management | Institution | 10,545 | New Holding | 10,545 | 100 % | $209,107 | $208,896 | $-211 | -0.10 % | $-211 | | | | | | News Article | History of Strategic Investment Management Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 32,392 | Added More | 1,761 | 5.74 % | $642,333 | $641,686 | $-648 | -0.10 % | $-35 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | | Sold All | -76,000 | -100 % | | | | -0.10 % | $1,520 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | | Sold All | -22,800 | -100 % | | | | -0.10 % | $456 | | | | | | News Article | History of United Services Automobile Association Ownership Of James River Coal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 40,000 | Added More | 6,300 | 18.69 % | $793,200 | $792,400 | $-800 | -0.10 % | $-126 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Alphabet Management Llc | No Data | | Sold All | -13,147 | -100 % | | | | -8.62 % | $24,585 | | | | | | News Article | History of Alphabet Management Llc Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | | Sold All | -111,213 | -100 % | | | | -8.62 % | $207,968 | | | | | | News Article | History of American Century Companies Inc Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 59,223 | Sold Some | -46,623 | -44.04 % | $1,283,955 | $1,173,208 | $-110,747 | -8.62 % | $87,185 | | | | | | News Article | History of Citigroup Inc Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cook Michael W Asset Management | Institution | 2,197,852 | Sold Some | -200,040 | -8.34 % | $47,649,431 | $43,539,448 | $-4,109,983 | -8.62 % | $374,075 | | | | | | News Article | History of Cook Michael W Asset Management Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | | Sold All | -12,151 | -100 % | | | | -8.62 % | $22,722 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 12,546 | Sold Some | -127,471 | -91.03 % | $271,997 | $248,536 | $-23,461 | -8.62 % | $238,371 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 424,385 | Sold Some | -46,107 | -9.79 % | $9,200,667 | $8,407,067 | $-793,600 | -8.62 % | $86,220 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Red Granite Advisors Llc | Institution | 1,000 | Sold Some | -1,000 | -50.00 % | $21,680 | $19,810 | $-1,870 | -8.62 % | $1,870 | | | | | | News Article | History of Red Granite Advisors Llc Ownership Of James River Coal Co |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 44,295 | Sold Some | -135,838 | -75.40 % | $960,316 | $877,484 | $-82,832 | -8.62 % | $254,017 | | | | | | News Article | History of Ubs Ag Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 162,593 | New Holding | 162,593 | 100 % | $3,482,742 | $3,220,967 | $-261,775 | -7.51 % | $-261,775 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 25 | No Change | 0 | 0 % | $536 | $495 | $-40 | -7.51 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 25,360 | No Change | 0 | 0 % | $543,211 | $502,382 | $-40,830 | -7.51 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 200 | Sold Some | -526 | -72.45 % | $4,284 | $3,962 | $-322 | -7.51 % | $847 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 55,600 | No Change | 0 | 0 % | $1,190,952 | $1,101,436 | $-89,516 | -7.51 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 24,706 | Added More | 360 | 1.47 % | $529,203 | $489,426 | $-39,777 | -7.51 % | $-580 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of James River Coal Co |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 152,415 | Sold Some | -5,480 | -3.47 % | $3,264,729 | $3,019,341 | $-245,388 | -7.51 % | $8,823 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of James River Coal Co |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 339 | Added More | 71 | 26.49 % | $7,421 | $6,716 | $-705 | -9.50 % | $-148 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of James River Coal Co |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | | Sold All | -10,844 | -100 % | | | | -9.50 % | $22,556 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of James River Coal Co |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tahithromos Llc | Institution | 1,099,115 | Sold Some | -200,100 | -15.40 % | $24,059,627 | $21,773,468 | $-2,286,159 | -9.50 % | $416,208 | | | | | | News Article | History of Tahithromos Llc Ownership Of James River Coal Co |
| 2009-11-04 | 2009-09-30 | 13F-HR | Insight Capital Research And Management Inc | Institution | | Sold All | -713,434 | -100 % | | | | -2.55 % | $370,986 | | | | | | News Article | History of Insight Capital Research And Management Inc Ownership Of James River Coal Co |
| 2009-11-04 | 2009-09-30 | 13F-HR | Symphony Asset Management Llc | Institution | 120,996 | Sold Some | -293 | -0.24 % | $2,459,849 | $2,396,931 | $-62,918 | -2.55 % | $152 | | | | | | News Article | History of Symphony Asset Management Llc Ownership Of James River Coal Co |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | | Sold All | -25,102 | -100 % | | | | -2.55 % | $13,053 | | | | | | News Article | History of Tradeworx Inc Ownership Of James River Coal Co |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | | Sold All | -27,200 | -100 % | | | | -0.70 % | $3,808 | | | | | | News Article | History of Prudential Financial Inc Ownership Of James River Coal Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 1,847 | Sold Some | -191 | -9.37 % | $35,610 | $36,589 | $979 | 2.74 % | $-101 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of James River Coal Co |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -45,036 | -100 % | | | | 4.31 % | $-36,930 | | | | | | News Article | History of Oxford Asset Management Ownership Of James River Coal Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 272,633 | Added More | 9,400 | 3.57 % | $5,578,071 | $5,400,860 | $-177,211 | -3.17 % | $-6,110 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of James River Coal Co |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | | Sold All | -35,400 | -100 % | | | | -3.17 % | $23,010 | | | | | | News Article | History of Huntington National Bank Ownership Of James River Coal Co |
| 2009-10-27 | 2009-09-30 | 13F-HR | Forward Management Llc | Institution | 450 | No Change | 0 | 0 % | $9,518 | $8,915 | $-603 | -6.33 % | $0 | | | | | | News Article | History of Forward Management Llc Ownership Of James River Coal Co |
| 2009-10-26 | 2009-09-30 | 13F-HR | Howe And Rusling Inc | Institution | 26,485 | Sold Some | -7,275 | -21.54 % | $541,883 | $524,668 | $-17,215 | -3.17 % | $4,729 | | | | | | News Article | History of Howe And Rusling Inc Ownership Of James River Coal Co |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 41,770 | New Holding | 41,770 | 100 % | $854,614 | $827,464 | $-27,151 | -3.17 % | $-27,151 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of James River Coal Co |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 828,200 | Added More | 651,300 | 368.17 % | $18,477,142 | $16,406,642 | $-2,070,500 | -11.20 % | $-1,628,250 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of James River Coal Co |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 303,440 | Added More | 50,900 | 20.15 % | $6,769,746 | $6,011,146 | $-758,600 | -11.20 % | $-127,250 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of James River Coal Co |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 414,600 | Added More | 130,967 | 46.17 % | $9,249,726 | $8,213,226 | $-1,036,500 | -11.20 % | $-327,418 | | | | | | News Article | History of Blackrock Inc Ownership Of James River Coal Co |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 82,889 | Added More | 18,708 | 29.14 % | $1,849,254 | $1,642,031 | $-207,223 | -11.20 % | $-46,770 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of James River Coal Co |
| 2009-10-22 | 2009-09-30 | 13F-HR | Temujin Fund Management Llc | Institution | | Sold All | -11,200 | -100 % | | | | -11.20 % | $28,000 | | | | | | News Article | History of Temujin Fund Management Llc Ownership Of James River Coal Co |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 129,556 | Sold Some | -14,469 | -10.04 % | $2,843,754 | $2,566,504 | $-277,250 | -9.74 % | $30,964 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of James River Coal Co |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 52,298 | Added More | 15,268 | 41.23 % | $1,147,941 | $1,036,023 | $-111,918 | -9.74 % | $-32,674 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of James River Coal Co |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 33,800 | No Change | 0 | 0 % | $743,600 | $669,578 | $-74,022 | -9.95 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of James River Coal Co |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | | Sold All | -5,100 | -100 % | | | | -9.95 % | $11,169 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of James River Coal Co |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 83,084 | Sold Some | -27,415 | -24.81 % | $1,827,848 | $1,645,894 | $-181,954 | -9.95 % | $60,039 | | | | | | News Article | History of Strs Ohio Ownership Of James River Coal Co |
| 2009-10-16 | 2009-09-30 | 13F-HR | Independence Trust Co | Institution | 14,760 | Sold Some | -1,660 | -10.10 % | $317,340 | $292,396 | $-24,944 | -7.86 % | $2,805 | | | | | | News Article | History of Independence Trust Co Ownership Of James River Coal Co |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 20,000 | New Holding | 20,000 | 100 % | $432,800 | $396,200 | $-36,600 | -8.45 % | $-36,600 | | | | | | News Article | History of Harris Financial Corp Ownership Of James River Coal Co |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 35,693 | Sold Some | -704 | -1.93 % | $772,397 | $707,078 | $-65,318 | -8.45 % | $1,288 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of James River Coal Co |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 36,710 | Sold Some | -600 | -1.60 % | $787,797 | $727,225 | $-60,572 | -7.68 % | $990 | | | | | | News Article | History of Rhumbline Advisers Ownership Of James River Coal Co |
| 2009-10-08 | 2008-09-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -1,467 | -100 % | | | | -7.68 % | $2,421 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of James River Coal Co |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 5,600 | New Holding | 5,600 | 100 % | $110,096 | $110,936 | $840 | 0.76 % | $840 | | | | | | News Article | History of Credit Agricole S A Ownership Of James River Coal Co |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,248,153 | Added More | 82,364 | 7.06 % | $21,830,196 | $24,725,911 | $2,895,715 | 13.26 % | $191,084 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of James River Coal Co |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 5,437 | Sold Some | -18,963 | -77.71 % | $88,406 | $107,707 | $19,301 | 21.83 % | $-67,319 | | | | | | News Article | History of Amvescap Plc Ownership Of James River Coal Co |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 446,850 | Sold Some | -2,148,300 | -82.78 % | $7,265,781 | $8,852,099 | $1,586,318 | 21.83 % | $-7,626,465 | | | | | | News Article | History of Fmr Corp Ownership Of James River Coal Co |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 725 | Added More | 525 | 262.50 % | $12,231 | $14,362 | $2,132 | 17.42 % | $1,544 | | | | | | News Article | History of Wells Fargo And Co Ownership Of James River Coal Co |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 40,100 | New Holding | 40,100 | 100 % | $682,101 | $794,381 | $112,280 | 16.46 % | $112,280 | | | | | | News Article | History of Jefferies Group Inc Ownership Of James River Coal Co |
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