| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -20,840 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Kbw Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -19,346 | -100 % | | | | -3.97 % | $20,700 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Kbw Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 412,614 | Added More | 8,891 | 2.20 % | $11,243,732 | $10,661,946 | $-581,786 | -5.17 % | $-12,536 | | | | | | News Article | History of Amvescap Plc Ownership Of Kbw Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 19,401 | Sold Some | -23,350 | -54.61 % | $528,677 | $501,322 | $-27,355 | -5.17 % | $32,924 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Kbw Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Integrity Asset Management Llc | Institution | 414,867 | Sold Some | -19,179 | -4.41 % | $11,305,126 | $10,720,163 | $-584,962 | -5.17 % | $27,042 | | | | | | News Article | History of Integrity Asset Management Llc Ownership Of Kbw Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 4,046 | Sold Some | -155 | -3.68 % | $110,254 | $104,549 | $-5,705 | -5.17 % | $219 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 28,211 | No Change | 0 | 0 % | $770,442 | $728,972 | $-41,470 | -5.38 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Driehaus Capital Management Llc | Institution | | Sold All | -74,022 | -100 % | | | | -5.38 % | $108,812 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -20,700 | -100 % | | | | -5.38 % | $30,429 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 13,430 | Sold Some | -2,557 | -15.99 % | $366,773 | $347,031 | $-19,742 | -5.38 % | $3,759 | | | | | | News Article | History of Ing Groep Nv Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -114,759 | -100 % | | | | -5.38 % | $168,696 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | 12,241 | New Holding | 12,241 | 100 % | $334,302 | $316,307 | $-17,994 | -5.38 % | $-17,994 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 53,474 | Added More | 36,262 | 210.67 % | $1,460,375 | $1,381,768 | $-78,607 | -5.38 % | $-53,305 | | | | | | News Article | History of Morgan Stanley Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -3,900 | -100 % | | | | -5.38 % | $5,733 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 393,715 | Added More | 70,775 | 21.91 % | $10,752,357 | $10,173,596 | $-578,761 | -5.38 % | $-104,039 | | | | | | News Article | History of Northern Trust Corp Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 900 | Sold Some | -38,840 | -97.73 % | $24,579 | $23,256 | $-1,323 | -5.38 % | $57,095 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Transamerica Investment Management Llc | Institution | 48,085 | No Change | 0 | 0 % | $1,313,201 | $1,242,516 | $-70,685 | -5.38 % | $0 | | | | | | News Article | History of Transamerica Investment Management Llc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 17,500 | New Holding | 17,500 | 100 % | $477,925 | $452,200 | $-25,725 | -5.38 % | $-25,725 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Kbw Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,613 | Added More | 358 | 28.52 % | $44,051 | $41,680 | $-2,371 | -5.38 % | $-526 | | | | | | News Article | History of Us Bancorp De Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 28,970 | Sold Some | -19,110 | -39.74 % | $770,602 | $748,585 | $-22,017 | -2.85 % | $14,524 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 818,367 | Sold Some | -231,001 | -22.01 % | $21,768,562 | $21,146,603 | $-621,959 | -2.85 % | $175,561 | | | | | | News Article | History of Axa Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 280 | Sold Some | -1,362 | -82.94 % | $7,448 | $7,235 | $-213 | -2.85 % | $1,035 | | | | | | News Article | History of Barclays Plc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barrett Associates Inc Ny | Institution | 1,000 | No Change | 0 | 0 % | $26,600 | $25,840 | $-760 | -2.85 % | $0 | | | | | | News Article | History of Barrett Associates Inc Ny Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 12,444 | New Holding | 12,444 | 100 % | $331,010 | $321,553 | $-9,457 | -2.85 % | $-9,457 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 25,000 | Added More | 5,000 | 25.00 % | $665,000 | $646,000 | $-19,000 | -2.85 % | $-3,800 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 838 | Sold Some | -25,962 | -96.87 % | $22,291 | $21,654 | $-637 | -2.85 % | $19,731 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 73,041 | Added More | 4,524 | 6.60 % | $1,942,891 | $1,887,379 | $-55,511 | -2.85 % | $-3,438 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 442,762 | Sold Some | -52,033 | -10.51 % | $11,777,469 | $11,440,970 | $-336,499 | -2.85 % | $39,545 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 1,575,096 | Added More | 16,751 | 1.07 % | $41,897,554 | $40,700,481 | $-1,197,073 | -2.85 % | $-12,731 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 164,800 | Sold Some | -43,200 | -20.76 % | $4,383,680 | $4,258,432 | $-125,248 | -2.85 % | $32,832 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 36,150 | Sold Some | -100 | -0.27 % | $961,590 | $934,116 | $-27,474 | -2.85 % | $76 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 143,500 | Sold Some | -14,500 | -9.17 % | $3,817,100 | $3,708,040 | $-109,060 | -2.85 % | $11,020 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 765,400 | Added More | 300 | 0.03 % | $20,359,640 | $19,777,936 | $-581,704 | -2.85 % | $-228 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -128 | -100 % | | | | -2.85 % | $97 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 6,265 | New Holding | 6,265 | 100 % | $166,649 | $161,888 | $-4,761 | -2.85 % | $-4,761 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 8,004 | No Change | 0 | 0 % | $212,906 | $206,823 | $-6,083 | -2.85 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 18,521 | New Holding | 18,521 | 100 % | $492,659 | $478,583 | $-14,076 | -2.85 % | $-14,076 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Kbw Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,233,127 | Added More | 23,317 | 1.92 % | $32,801,178 | $31,864,002 | $-937,177 | -2.85 % | $-17,721 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 110,000 | New Holding | 110,000 | 100 % | $2,963,400 | $2,842,400 | $-121,000 | -4.08 % | $-121,000 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 1,331,957 | Sold Some | -5,081 | -0.38 % | $35,882,922 | $34,417,769 | $-1,465,153 | -4.08 % | $5,589 | | | | | | News Article | History of Bank Of America Corp Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,783,908 | Added More | 119,095 | 7.15 % | $48,058,482 | $46,096,183 | $-1,962,299 | -4.08 % | $-131,005 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 31,027 | New Holding | 31,027 | 100 % | $835,867 | $801,738 | $-34,130 | -4.08 % | $-34,130 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 13,430 | Sold Some | -1,380 | -9.31 % | $361,804 | $347,031 | $-14,773 | -4.08 % | $1,518 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Mutual Insurance Co | Institution | 6,300 | New Holding | 6,300 | 100 % | $169,722 | $162,792 | $-6,930 | -4.08 % | $-6,930 | | | | | | News Article | History of Liberty Mutual Insurance Co Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 1,159 | Sold Some | -5,231 | -81.86 % | $31,223 | $29,949 | $-1,275 | -4.08 % | $5,754 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 33,275 | Added More | 3,128 | 10.37 % | $896,429 | $859,826 | $-36,603 | -4.08 % | $-3,441 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 1,233 | Added More | 110 | 9.79 % | $33,217 | $31,861 | $-1,356 | -4.08 % | $-121 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,538 | Added More | 596 | 63.26 % | $41,434 | $39,742 | $-1,692 | -4.08 % | $-656 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 107,000 | New Holding | 107,000 | 100 % | $2,882,580 | $2,764,880 | $-117,700 | -4.08 % | $-117,700 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ridgecrest Investment Management Llc | Institution | 20,000 | New Holding | 20,000 | 100 % | $538,800 | $516,800 | $-22,000 | -4.08 % | $-22,000 | | | | | | News Article | History of Ridgecrest Investment Management Llc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 44,679 | Sold Some | -1,750 | -3.76 % | $1,203,652 | $1,154,505 | $-49,147 | -4.08 % | $1,925 | | | | | | News Article | History of Russell Frank Co Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 180,822 | No Change | 0 | 0 % | $4,871,345 | $4,672,440 | $-198,904 | -4.08 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 17,602 | Added More | 12,638 | 254.59 % | $474,198 | $454,836 | $-19,362 | -4.08 % | $-13,902 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 20,504 | New Holding | 20,504 | 100 % | $552,378 | $529,823 | $-22,554 | -4.08 % | $-22,554 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 9,700 | Sold Some | -600 | -5.82 % | $261,318 | $250,648 | $-10,670 | -4.08 % | $660 | | | | | | News Article | History of United Services Automobile Association Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 114,258 | Added More | 16,841 | 17.28 % | $3,096,392 | $2,952,427 | $-143,965 | -4.64 % | $-21,220 | | | | | | News Article | History of American Century Companies Inc Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 11,263 | Added More | 1,102 | 10.84 % | $305,227 | $291,036 | $-14,191 | -4.64 % | $-1,389 | | | | | | News Article | History of Citigroup Inc Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 14,744 | New Holding | 14,744 | 100 % | $399,562 | $380,985 | $-18,577 | -4.64 % | $-18,577 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 480,722 | Added More | 45,521 | 10.45 % | $13,027,566 | $12,421,856 | $-605,710 | -4.64 % | $-57,356 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 762,658 | Sold Some | -25,000 | -3.17 % | $20,668,032 | $19,707,083 | $-960,949 | -4.64 % | $31,500 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Kbw Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 7,261 | Added More | 6,656 | 1100.16 % | $196,773 | $187,624 | $-9,149 | -4.64 % | $-8,387 | | | | | | News Article | History of Ubs Ag Ownership Of Kbw Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lee Munder Capital Group Llc | No Data | 98,646 | No Compare | | | $2,760,115 | $2,549,013 | $-211,102 | -7.64 % | | | | | | | News Article | History of Lee Munder Capital Group Llc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 15,268 | New Holding | 15,268 | 100 % | $431,168 | $394,525 | $-36,643 | -8.49 % | $-36,643 | | | | | | News Article | History of Deere And Co Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 31,558 | No Change | 0 | 0 % | $891,198 | $815,459 | $-75,739 | -8.49 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 94 | Sold Some | -2,256 | -96.00 % | $2,655 | $2,429 | $-226 | -8.49 % | $5,414 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Rigel Capital Llc | Institution | 9,250 | New Holding | 9,250 | 100 % | $261,220 | $239,020 | $-22,200 | -8.49 % | $-22,200 | | | | | | News Article | History of Rigel Capital Llc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 57,400 | No Change | 0 | 0 % | $1,620,976 | $1,483,216 | $-137,760 | -8.49 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 30,398 | No Change | 0 | 0 % | $858,440 | $785,484 | $-72,955 | -8.49 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 208,047 | Sold Some | -4,230 | -1.99 % | $5,875,247 | $5,375,934 | $-499,313 | -8.49 % | $10,152 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 176,200 | New Holding | 176,200 | 100 % | $4,975,888 | $4,553,008 | $-422,880 | -8.49 % | $-422,880 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Kbw Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Robeco Wpg Small Cap Value Fund | Small-Cap Value | 5,900 | New Holding | 5,900 | 100 % | $166,616 | $152,456 | $-14,160 | -8.49 % | $-14,160 | | | | | | News Article | History of Rbb Fund Inc - Robeco Wpg Small Cap Value Fund Ownership Of Kbw Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 8,813 | Added More | 1,120 | 14.55 % | $256,282 | $227,728 | $-28,554 | -11.14 % | $-3,629 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Kbw Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 41,901 | Sold Some | -17,097 | -28.97 % | $1,218,481 | $1,082,722 | $-135,759 | -11.14 % | $55,394 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Kbw Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | | Sold All | -200,000 | -100 % | | | | -4.75 % | $258,000 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Kbw Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 1,440 | New Holding | 1,440 | 100 % | $40,234 | $37,210 | $-3,024 | -7.51 % | $-3,024 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Kbw Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 171,715 | Added More | 19,102 | 12.51 % | $4,806,303 | $4,437,116 | $-369,187 | -7.68 % | $-41,069 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of Kbw Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | 119,227 | Added More | 3,266 | 2.81 % | $3,337,164 | $3,080,826 | $-256,338 | -7.68 % | $-7,022 | | | | | | News Article | History of Emerald Mutual Fund Advisers Trust Ownership Of Kbw Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 60,880 | Added More | 10,610 | 21.10 % | $1,704,640 | $1,573,139 | $-131,501 | -7.71 % | $-22,918 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Kbw Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Lord Abbett Research Fund Inc - Americas Value Fund | Multi-Cap Value | 914,100 | Added More | 57,000 | 6.65 % | $25,594,800 | $23,620,344 | $-1,974,456 | -7.71 % | $-123,120 | | | | | | News Article | History of Lord Abbett Research Fund Inc - Americas Value Fund Ownership Of Kbw Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 11,626 | Sold Some | -639 | -5.20 % | $325,528 | $300,416 | $-25,112 | -7.71 % | $1,380 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Kbw Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 268,798 | Added More | 17,486 | 6.95 % | $8,077,380 | $6,945,740 | $-1,131,640 | -14.00 % | $-73,616 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Kbw Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 4,535 | Sold Some | -10,200 | -69.22 % | $136,277 | $117,184 | $-19,092 | -14.00 % | $42,942 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Kbw Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -1,265 | -100 % | | | | -14.00 % | $5,326 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Kbw Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Fund | Small-Cap Core | 74,462 | New Holding | 74,462 | 100 % | $2,237,583 | $1,924,098 | $-313,485 | -14.00 % | $-313,485 | | | | | | News Article | History of Valic Co I - Small Cap Fund Ownership Of Kbw Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 28,211 | New Holding | 28,211 | 100 % | $847,741 | $728,972 | $-118,768 | -14.00 % | $-118,768 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Kbw Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Hoover Investment Management Co Llc | Institution | 201,600 | Sold Some | -6,500 | -3.12 % | $6,043,968 | $5,209,344 | $-834,624 | -13.80 % | $26,910 | | | | | | News Article | History of Hoover Investment Management Co Llc Ownership Of Kbw Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Solaris Asset Management Llc | Institution | 7,100 | New Holding | 7,100 | 100 % | $212,858 | $183,464 | $-29,394 | -13.80 % | $-29,394 | | | | | | News Article | History of Solaris Asset Management Llc Ownership Of Kbw Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sterling Johnston Capital Management Lp | Institution | | Sold All | -221,750 | -100 % | | | | -16.29 % | $1,115,403 | | | | | | News Article | History of Sterling Johnston Capital Management Lp Ownership Of Kbw Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 16 | No Change | 0 | 0 % | $495 | $413 | $-82 | -16.48 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Kbw Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 311 | Added More | 91 | 41.36 % | $9,622 | $8,036 | $-1,586 | -16.48 % | $-464 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Kbw Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 48,080 | New Holding | 48,080 | 100 % | $1,487,595 | $1,242,387 | $-245,208 | -16.48 % | $-245,208 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Kbw Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 316,218 | Sold Some | -164,077 | -34.16 % | $10,156,922 | $8,171,073 | $-1,985,849 | -19.55 % | $1,030,404 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Kbw Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 337,390 | Added More | 1,400 | 0.41 % | $10,836,967 | $8,718,158 | $-2,118,809 | -19.55 % | $-8,792 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Kbw Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 285,770 | Sold Some | -1,647 | -0.57 % | $9,178,932 | $7,384,297 | $-1,794,636 | -19.55 % | $10,343 | | | | | | News Article | History of Blackrock Inc Ownership Of Kbw Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 90,218 | Added More | 18,827 | 26.37 % | $2,897,802 | $2,331,233 | $-566,569 | -19.55 % | $-118,234 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Kbw Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,413,472 | Added More | 191,375 | 15.65 % | $45,641,011 | $36,524,116 | $-9,116,894 | -19.97 % | $-1,234,369 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Kbw Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 40,598 | Added More | 11,924 | 41.58 % | $1,310,909 | $1,049,052 | $-261,857 | -19.97 % | $-76,910 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Kbw Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 9,400 | No Change | 0 | 0 % | $307,850 | $242,896 | $-64,954 | -21.09 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Kbw Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Weisel Thomas Partners Asset Management Llc | Institution | 7,294 | Added More | 68 | 0.94 % | $238,879 | $188,477 | $-50,402 | -21.09 % | $-470 | | | | | | News Article | History of Weisel Thomas Partners Asset Management Llc Ownership Of Kbw Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Awad Asset Management Inc | Institution | | Sold All | -80,832 | -100 % | | | | -23.02 % | $624,831 | | | | | | News Article | History of Awad Asset Management Inc Ownership Of Kbw Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 106,600 | Sold Some | -3,500 | -3.17 % | $3,578,562 | $2,754,544 | $-824,018 | -23.02 % | $27,055 | | | | | | News Article | History of Strs Ohio Ownership Of Kbw Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 35,200 | No Change | 0 | 0 % | $1,173,568 | $909,568 | $-264,000 | -22.49 % | $0 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Kbw Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 43,009 | No Change | 0 | 0 % | $1,460,156 | $1,111,353 | $-348,803 | -23.88 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Kbw Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | Lord Abbett Developing Growth Fund Inc New - Lord Abbett Developing Growth Fund Inc New | Small-Cap Growth | 208,610 | Sold Some | -114,200 | -35.37 % | $7,011,382 | $5,390,482 | $-1,620,900 | -23.11 % | $887,334 | | | | | | News Article | History of Lord Abbett Developing Growth Fund Inc New - Lord Abbett Developing Growth Fund Inc New Ownership Of Kbw Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 59,773 | Sold Some | -3,555 | -5.61 % | $1,989,843 | $1,544,534 | $-445,309 | -22.37 % | $26,485 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Kbw Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 1,060 | Added More | 525 | 98.13 % | $34,630 | $27,390 | $-7,240 | -20.90 % | $-3,586 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Kbw Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Financials Ultrasector Profund | Financial Services | 123 | New Holding | 123 | 100 % | $4,018 | $3,178 | $-840 | -20.90 % | $-840 | | | | | | News Article | History of Profunds - Financials Ultrasector Profund Ownership Of Kbw Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 117,300 | Sold Some | -57,900 | -33.04 % | $3,628,089 | $3,031,032 | $-597,057 | -16.45 % | $294,711 | | | | | | News Article | History of Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio Ownership Of Kbw Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 1,265 | New Holding | 1,265 | 100 % | $39,126 | $32,688 | $-6,439 | -16.45 % | $-6,439 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Fund | Small-Cap Growth | 25,348 | New Holding | 25,348 | 100 % | $817,220 | $654,992 | $-162,227 | -19.85 % | $-162,227 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Fund Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Ii | Small-Cap Growth | 85,419 | New Holding | 85,419 | 100 % | $2,753,909 | $2,207,227 | $-546,682 | -19.85 % | $-546,682 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Ii Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 58,354 | Added More | 33,750 | 137.17 % | $1,881,333 | $1,507,867 | $-373,466 | -19.85 % | $-216,000 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 11,248 | New Holding | 11,248 | 100 % | $362,636 | $290,648 | $-71,987 | -19.85 % | $-71,987 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 600 | New Holding | 600 | 100 % | $19,344 | $15,504 | $-3,840 | -19.85 % | $-3,840 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 17,600 | New Holding | 17,600 | 100 % | $567,424 | $454,784 | $-112,640 | -19.85 % | $-112,640 | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eagle Series Trust - Eagle Small Cap Core Value Fund | No Data | 1,730 | New Holding | 1,730 | 100 % | $55,775 | $44,703 | $-11,072 | -19.85 % | $-11,072 | | | | | | News Article | History of Eagle Series Trust - Eagle Small Cap Core Value Fund Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Core Index Fund | Small-Cap Core | 11,949 | Sold Some | -859 | -6.70 % | $385,236 | $308,762 | $-76,474 | -19.85 % | $5,498 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Core Index Fund Ownership Of Kbw Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 389 | Added More | 176 | 82.62 % | $12,541 | $10,052 | $-2,490 | -19.85 % | $-1,126 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Advisors Series Trust - Castlerock Fund | Specialty & Misc | | Sold All | -800 | -100 % | | | | -20.00 % | $5,168 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Financial Fund | Financial Services | 15,000 | New Holding | 15,000 | 100 % | $484,500 | $387,600 | $-96,900 | -20.00 % | $-96,900 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Financial Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Hancock John Equity Trust - Small Cap Fund | Small-Cap Core | 22,300 | Sold Some | -19,500 | -46.65 % | $720,290 | $576,232 | $-144,058 | -20.00 % | $125,970 | | | | | | News Article | History of Hancock John Equity Trust - Small Cap Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -580 | -100 % | | | | -20.00 % | $3,747 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -1,100 | -100 % | | | | -20.00 % | $7,106 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 200 | New Holding | 200 | 100 % | $6,460 | $5,168 | $-1,292 | -20.00 % | $-1,292 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Kbw Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 4,000 | New Holding | 4,000 | 100 % | $129,200 | $103,360 | $-25,840 | -20.00 % | $-25,840 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Kbw Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Small Cap Growth Fund | Small-Cap Growth | | Sold All | -41,600 | -100 % | | | | -17.25 % | $224,224 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Small Cap Growth Fund Ownership Of Kbw Inc |
| 2009-09-25 | 2009-03-31 | N-Q/A | Hirtle Callaghan Trust - The Small Capitalization Equity Portfolio | Small-Cap Core | 58,100 | Added More | 45,050 | 345.21 % | $1,814,463 | $1,501,304 | $-313,159 | -17.25 % | $-242,820 | | | | | | News Article | History of Hirtle Callaghan Trust - The Small Capitalization Equity Portfolio Ownership Of Kbw Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -1,200 | -100 % | | | | -18.20 % | $6,900 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Kbw Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 750 | New Holding | 750 | 100 % | $24,810 | $19,380 | $-5,430 | -21.88 % | $-5,430 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Kbw Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,664,813 | Added More | 464,157 | 38.65 % | $50,210,760 | $43,018,768 | $-7,191,992 | -14.32 % | $-2,005,158 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Kbw Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Calvert Variable Series Inc - Ameritas Small Company Equity Portfolio | Small-Cap Core | 4,900 | Added More | 1,000 | 25.64 % | $144,060 | $126,616 | $-17,444 | -12.10 % | $-3,560 | | | | | | News Article | History of Calvert Variable Series Inc - Ameritas Small Company Equity Portfolio Ownership Of Kbw Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 942 | Added More | 96 | 11.34 % | $27,695 | $24,341 | $-3,354 | -12.10 % | $-342 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Kbw Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 433 | Added More | 225 | 108.17 % | $12,730 | $11,189 | $-1,541 | -12.10 % | $-801 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Kbw Inc |
| 2009-09-08 | 2009-06-30 | 13F-HR/A | Somerset Capital Advisers Llc | Institution | | Sold All | -71,225 | -100 % | | | | -12.10 % | $253,561 | | | | | | News Article | History of Somerset Capital Advisers Llc Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 9,000 | Sold Some | -24,420 | -73.07 % | $258,480 | $232,560 | $-25,920 | -10.02 % | $70,330 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 22,600 | Sold Some | -7,100 | -23.90 % | $649,072 | $583,984 | $-65,088 | -10.02 % | $20,448 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 468,982 | Added More | 196,591 | 72.17 % | $13,469,163 | $12,118,495 | $-1,350,668 | -10.02 % | $-566,182 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 6,210 | New Holding | 6,210 | 100 % | $178,351 | $160,466 | $-17,885 | -10.02 % | $-17,885 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 70,680 | Added More | 37,480 | 112.89 % | $2,029,930 | $1,826,371 | $-203,558 | -10.02 % | $-107,942 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Forward Funds - Forward Legato Fund | Small-Cap Core | | Sold All | -68,400 | -100 % | | | | -10.02 % | $196,992 | | | | | | News Article | History of Forward Funds - Forward Legato Fund Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 535 | Sold Some | -1,157 | -68.38 % | $15,365 | $13,824 | $-1,541 | -10.02 % | $3,332 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Financials | Specialty & Misc | 1,476 | New Holding | 1,476 | 100 % | $42,391 | $38,140 | $-4,251 | -10.02 % | $-4,251 | | | | | | News Article | History of Profunds - Profund Vp Financials Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 1,920 | Sold Some | -380 | -16.52 % | $55,142 | $49,613 | $-5,530 | -10.02 % | $1,094 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Kbw Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 29,116 | New Holding | 29,116 | 100 % | $836,212 | $752,357 | $-83,854 | -10.02 % | $-83,854 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 2 | New Holding | 2 | 100 % | $56 | $52 | $-5 | -8.33 % | $-5 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Developing Growth Portfolio | Multi-Cap Growth | | Sold All | -23,400 | -100 % | | | | -8.33 % | $54,990 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Developing Growth Portfolio Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 1,650 | Added More | 310 | 23.13 % | $46,514 | $42,636 | $-3,878 | -8.33 % | $-729 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 278 | No Compare | | | $7,837 | $7,184 | $-653 | -8.33 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 343 | No Compare | | | $9,669 | $8,863 | $-806 | -8.33 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Kbw Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 6,721 | Sold Some | -277 | -3.95 % | $189,465 | $173,671 | $-15,794 | -8.33 % | $651 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Kbw Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Advisors Series Trust - Castlerock Fund | Specialty & Misc | 800 | New Holding | 800 | 100 % | $22,448 | $20,672 | $-1,776 | -7.91 % | $-1,776 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Kbw Inc |
| 2009-09-02 | 2009-06-30 | N-CSR/A | Hirtle Callaghan Trust - The Small Capitalization Equity Portfolio | Small-Cap Core | 43,800 | Sold Some | -14,300 | -24.61 % | $1,229,028 | $1,131,792 | $-97,236 | -7.91 % | $31,746 | | | | | | News Article | History of Hirtle Callaghan Trust - The Small Capitalization Equity Portfolio Ownership Of Kbw Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -4,000 | -100 % | | | | -7.91 % | $8,880 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Kbw Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 403,723 | Sold Some | -703,795 | -63.54 % | $11,389,026 | $10,432,202 | $-956,824 | -8.40 % | $1,667,994 | | | | | | News Article | History of Amvescap Plc Ownership Of Kbw Inc |
| 2009-09-01 | 2009-06-30 | N-CSR | Crm Mutual Fund Trust - Crm Small Cap Value Fund | Small-Cap Value | | Sold All | -139,700 | -100 % | | | | -8.40 % | $331,089 | | | | | | News Article | History of Crm Mutual Fund Trust - Crm Small Cap Value Fund Ownership Of Kbw Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 1,881 | Added More | 95 | 5.31 % | $53,063 | $48,605 | $-4,458 | -8.40 % | $-225 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Kbw Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Assetmark Funds - Assetmark Large Cap Value Fund | Multi-Cap Value | 5,380 | New Holding | 5,380 | 100 % | $153,976 | $139,019 | $-14,956 | -9.71 % | $-14,956 | | | | | | News Article | History of Assetmark Funds - Assetmark Large Cap Value Fund Ownership Of Kbw Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 422 | Added More | 122 | 40.66 % | $12,078 | $10,904 | $-1,173 | -9.71 % | $-339 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Kbw Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Westwood Funds - Westwood Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -1,300 | -100 % | | | | -9.71 % | $3,614 | | | | | | News Article | History of Westwood Funds - Westwood Balanced Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 4,600 | New Holding | 4,600 | 100 % | $132,848 | $118,864 | $-13,984 | -10.52 % | $-13,984 | | | | | | News Article | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 114,687 | Added More | 105,960 | 1214.16 % | $3,312,161 | $2,963,512 | $-348,648 | -10.52 % | $-322,118 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 420,260 | Added More | 80,104 | 23.54 % | $12,137,109 | $10,859,518 | $-1,277,590 | -10.52 % | $-243,516 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 152,006 | Sold Some | -59,519 | -28.13 % | $4,389,933 | $3,927,835 | $-462,098 | -10.52 % | $180,938 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 1,010 | Added More | 950 | 1583.33 % | $29,169 | $26,098 | $-3,070 | -10.52 % | $-2,888 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 9,651 | Added More | 1,886 | 24.28 % | $278,721 | $249,382 | $-29,339 | -10.52 % | $-5,733 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 1,248 | Sold Some | -424 | -25.35 % | $36,042 | $32,248 | $-3,794 | -10.52 % | $1,289 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds I - Loomis Sayles Bond Fund | Specialty & Misc | | Sold All | -33,264 | -100 % | | | | -10.52 % | $101,123 | | | | | | News Article | History of Loomis Sayles Funds I - Loomis Sayles Bond Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund | Small-Cap Growth | 37,688 | Added More | 4,424 | 13.29 % | $1,088,429 | $973,858 | $-114,572 | -10.52 % | $-13,449 | | | | | | News Article | History of Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund Ownership Of Kbw Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 4,201 | Added More | 3,682 | 709.44 % | $121,325 | $108,554 | $-12,771 | -10.52 % | $-11,193 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 6,900 | New Holding | 6,900 | 100 % | $196,581 | $178,296 | $-18,285 | -9.30 % | $-18,285 | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds - Ivy Small Cap Value Fund | Small-Cap Value | 83 | Added More | 3 | 3.75 % | $2,365 | $2,145 | $-220 | -9.30 % | $-8 | | | | | | News Article | History of Ivy Funds - Ivy Small Cap Value Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 23,552 | Added More | 7,172 | 43.78 % | $670,996 | $608,584 | $-62,413 | -9.30 % | $-19,006 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -551 | -100 % | | | | -9.30 % | $1,460 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -332,792 | -100 % | | | | -9.30 % | $881,899 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 184,189 | New Holding | 184,189 | 100 % | $5,247,545 | $4,759,444 | $-488,101 | -9.30 % | $-488,101 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 157,658 | New Holding | 157,658 | 100 % | $4,491,676 | $4,073,883 | $-417,794 | -9.30 % | $-417,794 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 292,431 | New Holding | 292,431 | 100 % | $8,331,359 | $7,556,417 | $-774,942 | -9.30 % | $-774,942 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 87,457 | New Holding | 87,457 | 100 % | $2,491,650 | $2,259,889 | $-231,761 | -9.30 % | $-231,761 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 14,836 | Added More | 5,705 | 62.47 % | $422,678 | $383,362 | $-39,315 | -9.30 % | $-15,118 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Kbw Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 9,131 | No Change | 0 | 0 % | $260,142 | $235,945 | $-24,197 | -9.30 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Kbw Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Legg Mason Partners Equity Trust - Legg Mason Partners Financial Services Fund | Specialty & Misc | | Sold All | -1,000 | -100 % | | | | -9.11 % | $2,590 | | | | | | News Article | History of Legg Mason Partners Equity Trust - Legg Mason Partners Financial Services Fund Ownership Of Kbw Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 9,400 | New Holding | 9,400 | 100 % | $258,970 | $242,896 | $-16,074 | -6.20 % | $-16,074 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Kbw Inc |
RSS feed for KBW