| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 22,530 | New Holding | 22,530 | 100 % | $110,397 | $109,271 | $-1,127 | -1.02 % | $-1,127 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 159,978 | Sold Some | -9,128 | -5.39 % | $783,892 | $775,893 | $-7,999 | -1.02 % | $456 | | | | | | News Article | History of Amvescap Plc Ownership Of Kohlberg Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -19,973 | -100 % | | | | -1.02 % | $999 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Kohlberg Capital Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 918,770 | Added More | 42,680 | 4.87 % | $4,501,973 | $4,456,035 | $-45,939 | -1.02 % | $-2,134 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 80,120 | Added More | 20,094 | 33.47 % | $398,196 | $388,582 | $-9,614 | -2.41 % | $-2,411 | | | | | | News Article | History of American International Group Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 111,900 | Added More | 79,400 | 244.30 % | $556,143 | $542,715 | $-13,428 | -2.41 % | $-9,528 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 20,377 | New Holding | 20,377 | 100 % | $101,274 | $98,828 | $-2,445 | -2.41 % | $-2,445 | | | | | | News Article | History of Ing Groep Nv Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Modern Capital Management Llc | No Data | 40,000 | Added More | 20,000 | 100.00 % | $198,800 | $194,000 | $-4,800 | -2.41 % | $-2,400 | | | | | | News Article | History of Modern Capital Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 31,706 | Added More | 7,962 | 33.53 % | $157,579 | $153,774 | $-3,805 | -2.41 % | $-955 | | | | | | News Article | History of Morgan Stanley Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 173,497 | Added More | 16,485 | 10.49 % | $862,280 | $841,460 | $-20,820 | -2.41 % | $-1,978 | | | | | | News Article | History of Northern Trust Corp Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 10,760 | Sold Some | -5,184 | -32.51 % | $53,477 | $52,186 | $-1,291 | -2.41 % | $622 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,000 | No Change | 0 | 0 % | $4,970 | $4,850 | $-120 | -2.41 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Kohlberg Capital Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | | Sold All | -18,400 | -100 % | | | | -2.41 % | $2,208 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 1,500 | No Change | 0 | 0 % | $7,320 | $7,275 | $-45 | -0.61 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 8,392 | Added More | 7,292 | 662.90 % | $40,953 | $40,701 | $-252 | -0.61 % | $-219 | | | | | | News Article | History of Axa Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 590 | Sold Some | -4,023 | -87.21 % | $2,879 | $2,862 | $-18 | -0.61 % | $121 | | | | | | News Article | History of Barclays Plc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 79 | Sold Some | -13,021 | -99.39 % | $386 | $383 | $-2 | -0.61 % | $391 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 71,987 | Sold Some | -139,071 | -65.89 % | $351,297 | $349,137 | $-2,160 | -0.61 % | $4,172 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -16,800 | -100 % | | | | -0.61 % | $504 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 162,050 | Added More | 4,000 | 2.53 % | $790,804 | $785,943 | $-4,862 | -0.61 % | $-120 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 1,597,336 | Added More | 16,700 | 1.05 % | $7,795,000 | $7,747,080 | $-47,920 | -0.61 % | $-501 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 7,558 | Added More | 4,558 | 151.93 % | $36,883 | $36,656 | $-227 | -0.61 % | $-137 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -11,200 | -100 % | | | | -0.61 % | $336 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 29,744 | No Change | 0 | 0 % | $145,151 | $144,258 | $-892 | -0.61 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 436,308 | Sold Some | -700 | -0.16 % | $2,129,183 | $2,116,094 | $-13,089 | -0.61 % | $21 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 15,143 | Sold Some | -1,530 | -9.17 % | $74,201 | $73,444 | $-757 | -1.02 % | $77 | | | | | | News Article | History of Bank Of America Corp Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 725,591 | Added More | 55,639 | 8.30 % | $3,555,396 | $3,519,116 | $-36,280 | -1.02 % | $-2,782 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delphi Management Inc | Institution | | Sold All | -114,801 | -100 % | | | | -1.02 % | $5,740 | | | | | | News Article | History of Delphi Management Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 1,318,504 | Added More | 25,499 | 1.97 % | $6,460,670 | $6,394,744 | $-65,925 | -1.02 % | $-1,275 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 11,360 | Added More | 2,260 | 24.83 % | $55,664 | $55,096 | $-568 | -1.02 % | $-113 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 27,704 | Added More | 3,875 | 16.26 % | $135,750 | $134,364 | $-1,385 | -1.02 % | $-194 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 17,879 | Added More | 370 | 2.11 % | $87,607 | $86,713 | $-894 | -1.02 % | $-19 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 638 | Added More | 50 | 8.50 % | $3,126 | $3,094 | $-32 | -1.02 % | $-3 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 814 | Added More | 324 | 66.12 % | $3,989 | $3,948 | $-41 | -1.02 % | $-16 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -284,154 | -100 % | | | | -1.02 % | $14,208 | | | | | | News Article | History of Russell Frank Co Ownership Of Kohlberg Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -1,852 | -100 % | | | | -1.02 % | $93 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Kohlberg Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 49,564 | Sold Some | -4,327 | -8.02 % | $247,820 | $240,385 | $-7,435 | -3.00 % | $649 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Kohlberg Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pinnacle Global Group Inc | Institution | 35,336 | Added More | 9,036 | 34.35 % | $176,680 | $171,380 | $-5,300 | -3.00 % | $-1,355 | | | | | | News Article | History of Pinnacle Global Group Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 7,562 | Added More | 1,562 | 26.03 % | $37,810 | $36,676 | $-1,134 | -3.00 % | $-234 | | | | | | News Article | History of Ubs Ag Ownership Of Kohlberg Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 18,319 | No Change | 0 | 0 % | $101,121 | $88,847 | $-12,274 | -12.13 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Kohlberg Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 40,400 | No Change | 0 | 0 % | $223,008 | $195,940 | $-27,068 | -12.13 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 45,924 | No Change | 0 | 0 % | $253,500 | $222,731 | $-30,769 | -12.13 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Kohlberg Capital Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 107,485 | No Change | 0 | 0 % | $593,317 | $521,302 | $-72,015 | -12.13 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 11,200 | No Change | 0 | 0 % | $58,016 | $54,320 | $-3,696 | -6.37 % | $0 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 40,300 | No Change | 0 | 0 % | $212,784 | $195,455 | $-17,329 | -8.14 % | $0 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Kohlberg Capital Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 965,500 | Added More | 21,750 | 2.30 % | $5,126,805 | $4,682,675 | $-444,130 | -8.66 % | $-10,005 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Kohlberg Capital Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Arlington Partners Llc | Institution | | Sold All | -20,000 | -100 % | | | | -3.57 % | $3,600 | | | | | | News Article | History of Arlington Partners Llc Ownership Of Kohlberg Capital Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,500 | No Change | 0 | 0 % | $8,175 | $7,275 | $-900 | -11.00 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Kohlberg Capital Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -500 | -100 % | | | | -9.17 % | $245 | | | | | | News Article | History of Blackrock Inc Ownership Of Kohlberg Capital Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 26,074 | Sold Some | -1,998 | -7.11 % | $139,235 | $126,459 | $-12,776 | -9.17 % | $979 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 36,397 | Sold Some | -8,002 | -18.02 % | $191,812 | $176,525 | $-15,287 | -7.96 % | $3,361 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Kohlberg Capital Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 32,074 | Added More | 9,305 | 40.86 % | $169,030 | $155,559 | $-13,471 | -7.96 % | $-3,908 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Kohlberg Capital Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Confluence Investment Management Llc | Institution | 552,458 | Sold Some | -55,060 | -9.06 % | $3,132,437 | $2,679,421 | $-453,016 | -14.46 % | $45,149 | | | | | | News Article | History of Confluence Investment Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 23,197 | Added More | 890 | 3.98 % | $132,455 | $112,505 | $-19,949 | -15.06 % | $-765 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Kohlberg Capital Corp |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | 89,693 | Added More | 68,493 | 323.08 % | $512,147 | $435,011 | $-77,136 | -15.06 % | $-58,904 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Kohlberg Capital Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 35,481 | Sold Some | -1,972 | -5.26 % | $204,725 | $172,083 | $-32,643 | -15.94 % | $1,814 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Kohlberg Capital Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 669,952 | Added More | 49,691 | 8.01 % | $3,148,774 | $3,249,267 | $100,493 | 3.19 % | $7,454 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Kohlberg Capital Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 169,106 | Sold Some | -112,136 | -39.87 % | $754,213 | $820,164 | $65,951 | 8.74 % | $-43,733 | | | | | | News Article | History of Amvescap Plc Ownership Of Kohlberg Capital Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 876,090 | Added More | 45,126 | 5.43 % | $4,319,124 | $4,249,037 | $-70,087 | -1.62 % | $-3,610 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Kohlberg Capital Corp |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 16,800 | New Holding | 16,800 | 100 % | $82,656 | $81,480 | $-1,176 | -1.42 % | $-1,176 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Kohlberg Capital Corp |
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