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Komatsu Ltd (KMTUY.OB)

Hypotheticals Contact Info Isins Cusips Symbols Summary Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2009-11-19 Country: United StatesIndustry: Machinery-Constr And Mining

Transactions: Currently showing holdings/transactions Filed between 2009-08-21 and 2009-11-19
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2009-11-20

Hypotheticals

Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 

Contact Information

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ISIN International Securities Identification Number

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CUSIP Committee on Uniform Securities Identification Procedures

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Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
kmtufkmtuf.pk kmtuf:us Pink Sheets Llc Nqb pinx other otcNew YorkUnited States WWW.PINKSHEETS.COM
kmtuykmtuy.ob kmtuy:us Otc Bulletin Board xotc otc bbWashingtonUnited States WWW.OTCBB.COM

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Owners Summary

Owners: 112Owners Buying: 55Buying Pct.: 49.10 %Owners Netrual: 14Neutral Pct.: 12.50 %Owners Selling: 39Selling Pct.: 34.82 %
Score: 3.04Brand New: 28Increase Existing: 27No Change: 14Sold Some: 12Dumped All: 27No Comparison: 4

Owners Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
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Filed As Of/On Form Name
Fundclass Shares Activity Shares Change
Shares Change Pct. Hypothetical Old Value Hypothetical New Value Hypothetical Value Change
Hypothetical Return Hypothetical Results Director Ten Pct
Other Officer Officer Title History
News Article
   

Holdings/Transactions

FiledAs-Of/OnFormFullnameFund ClassSharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypotheticals Return Hypotheticals Results Director Other Ten Pct Officer Officer Title News Article History
2009-11-192009-09-30 N-QWilliam Blair Funds - Growth FundEmerging Markets 533,200New Holding533,200100 %- % News Article History of William Blair Funds - Growth Fund Ownership Of Komatsu Ltd
2009-11-182009-09-30 N-QUmb Scout Funds - Stock FundLarge-Cap Core 710,702Added More35,0005.17 %- % News Article History of Umb Scout Funds - Stock Fund Ownership Of Komatsu Ltd
2009-11-172009-09-30 N-QLincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index FundNo Data 17,200New Holding17,200100 %- % News Article History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index Fund Ownership Of Komatsu Ltd
2009-11-102009-08-31 N-CSRSaratoga Advantage Trust - International Equity PortfolioGlobal Flex Port 1,000No Change00 %- % News Article History of Saratoga Advantage Trust - International Equity Portfolio Ownership Of Komatsu Ltd
2009-11-092009-08-31 N-CSRIshares Inc - Msci AustraliaSpecialty & Misc Sold All-2,372,500-100 %- % News Article History of Ishares Inc - Msci Australia Ownership Of Komatsu Ltd
2009-11-092009-08-31 N-CSRMorgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity FundInternational Large-Cap Core Sold All-53,400-100 %- % News Article History of Morgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity Fund Ownership Of Komatsu Ltd
2009-11-052009-08-31 N-CSRSJohn Hancock Funds Iii - International Allocation PortfolioGlobal Flex Port 129,200New Holding129,200100 %- % News Article History of John Hancock Funds Iii - International Allocation Portfolio Ownership Of Komatsu Ltd
2009-11-032009-08-31 N-CSRSWells Fargo Funds Trust - Money Market FundSpecialty & Misc 46,230New Holding46,230100 %- % News Article History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Komatsu Ltd
2009-11-022009-08-31 N-CSRSWells Fargo Master Trust - Diversified Stock PortfolioFlexible Portfolio 46,230No Change00 %- % News Article History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Komatsu Ltd
2009-10-302009-08-31 N-CSRSFidelity Commonwealth Trust Ii - Fidelity International Enhanced Index FundGlobal Flex Port Sold All-1,500-100 %- % News Article History of Fidelity Commonwealth Trust Ii - Fidelity International Enhanced Index Fund Ownership Of Komatsu Ltd
2009-10-292009-08-31 N-QCapital World Growth And Income Fund Inc - Capital World Growth And Income Fund IncMulti-Cap Growth 9,500,000New Holding9,500,000100 %- % News Article History of Capital World Growth And Income Fund Inc - Capital World Growth And Income Fund Inc Ownership Of Komatsu Ltd
2009-10-292009-08-31 N-QStrategic Funds Inc - International Stock FundGlobal Flex Port 306,500Added More61,50025.10 %- % News Article History of Strategic Funds Inc - International Stock Fund Ownership Of Komatsu Ltd
2009-10-292009-08-31 N-QValic Co I - International Equities FundInternational Multi-Cap Core 51,400New Holding51,400100 %- % News Article History of Valic Co I - International Equities Fund Ownership Of Komatsu Ltd
2009-10-292009-08-31 N-CSRVan Kampen Equity Trust Ii - Van Kampen International Growth FundMulti-Cap Growth 679,800Added More63,90010.37 %- % News Article History of Van Kampen Equity Trust Ii - Van Kampen International Growth Fund Ownership Of Komatsu Ltd
2009-10-282009-08-31 N-CSRSFidelity Concord Street Trust - Spartan International Index FundGlobal Flex Port 637,745Added More38,8006.47 %- % News Article History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Komatsu Ltd
2009-10-272009-08-31 N-QFederated International Series Inc - Federated International Equity FundInternational Multi-Cap Growth 117,200Sold Some-95,800-44.97 %- % News Article History of Federated International Series Inc - Federated International Equity Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QAllianz Funds Multi-Strategy Trust - Allianz Rcm International Opportunities FundNo Data 6,900No Change00 %- % News Article History of Allianz Funds Multi-Strategy Trust - Allianz Rcm International Opportunities Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QClaymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation EtfSpecialty & Misc 1,900New Holding1,900100 %- % News Article History of Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2010 Exchange-Traded FundMixed-Asset Target 2010 Funds Sold All-239-100 %- % News Article History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2020 Exchange-Traded FundMixed-Asset Target 2020 Funds Sold All-1,001-100 %- % News Article History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2030 Exchange-Traded FundMixed-Asset Target 2030 Funds Sold All-1,352-100 %- % News Article History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence 2040 Exchange-Traded FundMixed-Asset Target 2030+ Funds Sold All-1,464-100 %- % News Article History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Komatsu Ltd
2009-10-262009-08-31 N-QTdax Funds Inc - Tdax Independence In-Target Exchange-Traded FundSpecialty & Misc Sold All-266-100 %- % News Article History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Komatsu Ltd
2009-10-072009-07-31 N-CSRAdvisors Inner Circle Fund Ii - Clear River FundNo Data 35,359No Change00 %- % News Article History of Advisors Inner Circle Fund Ii - Clear River Fund Ownership Of Komatsu Ltd
2009-10-072009-07-31 N-CSRAdvisors Inner Circle Fund Ii - Frost International Equity FundNo Data Sold All-119,279-100 %- % News Article History of Advisors Inner Circle Fund Ii - Frost International Equity Fund Ownership Of Komatsu Ltd
2009-10-072009-07-31 N-CSRSSunamerica Series Trust - International Diversified Equities PortfolioGlobal Flex Port Sold All-51,500-100 %- % News Article History of Sunamerica Series Trust - International Diversified Equities Portfolio Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QAim Equity Funds - Aim Charter FundLarge-Cap Core Sold All-1,255,600-100 %- % News Article History of Aim Equity Funds - Aim Charter Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - International Core Equity PortfolioInternational Small-Mid-Cap Value 64,600New Holding64,600100 %- % News Article History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - International Sustainability Core 1 PortfolioNo Data 5,000No Compare- % News Article History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QDfa Investment Dimensions Group Inc - Large Cap International PortfolioInternational Large-Cap Core 119,200New Holding119,200100 %- % News Article History of Dfa Investment Dimensions Group Inc - Large Cap International Portfolio Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QDws Advisor Funds - Dws International Equity FundGlobal Flex Port 7,200Sold Some-122,600-94.45 %- % News Article History of Dws Advisor Funds - Dws International Equity Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QDws Balanced Fund - Dws Balanced FundFlexible Portfolio 62,100Added More19,80046.80 %- % News Article History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QFidelity Advisor Series Viii - Japan FundJapanese Sold All-122,000-100 %- % News Article History of Fidelity Advisor Series Viii - Japan Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QHeritage Series Trust - International Equity FundGlobal Flex Port 12,200New Holding12,200100 %- % News Article History of Heritage Series Trust - International Equity Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QJnl Investors Series Trust - Jackson Perspective Index 5 FundSpecialty & Misc 1,000No Change00 %- % News Article History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QManagers Trust I - Managers Fremont Global FundGlobal Flex Port 12,200New Holding12,200100 %- % News Article History of Managers Trust I - Managers Fremont Global Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QMorgan Stanley International Fund - NoneSpecialty & Misc 24,900No Change00 %- % News Article History of Morgan Stanley International Fund - None Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QPrudential World Fund Inc - Dryden International Equity FundInternational Multi-Cap Growth 132,983New Holding132,983100 %- % News Article History of Prudential World Fund Inc - Dryden International Equity Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QRiversource International Series Inc - Riversource International Opportunity FundInternational Large-Cap Core 30,800New Holding30,800100 %- % News Article History of Riversource International Series Inc - Riversource International Opportunity Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QRussell Investment Co - Emerging Markets FundEmerging Markets 142,500Sold Some-1,700-1.17 %- % News Article History of Russell Investment Co - Emerging Markets Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QSeligman Global Fund Series Inc - International Growth FundInternational Multi-Cap Growth 27,100New Holding27,100100 %- % News Article History of Seligman Global Fund Series Inc - International Growth Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QTarget Portfolio Trust - International EquityGlobal Flex Port 127,842New Holding127,842100 %- % News Article History of Target Portfolio Trust - International Equity Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QVanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index FundNo Data 409,600Added More63,30018.27 %- % News Article History of Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QVanguard International Equity Index Funds - Vanguard Pacific Stock Index FundPacific Region 1,672,078Sold Some-623,390-27.15 %- % News Article History of Vanguard International Equity Index Funds - Vanguard Pacific Stock Index Fund Ownership Of Komatsu Ltd
2009-09-292009-07-31 N-QVanguard International Equity Index Funds - Vanguard Total World Stock Index FundNo Data 24,500Added More4,50022.50 %- % News Article History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QFederated Equity Funds - Federated Market Opportunity FundFlexible Portfolio Sold All-860,000-100 %- % News Article History of Federated Equity Funds - Federated Market Opportunity Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QIdex Mutual Fds - Transamerica Thornburg International ValueNo Data 331,000Added More185,200127.02 %- % News Article History of Idex Mutual Fds - Transamerica Thornburg International Value Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QJpmorgan Trust I - Jpmorgan Intrepid International FundGlobal Flex Port 108New Holding108100 %- % News Article History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QJpmorgan Trust Ii - Jpmorgan International Equity Index FundGlobal Flex Port 66New Holding66100 %- % News Article History of Jpmorgan Trust Ii - Jpmorgan International Equity Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QPowershares Exchange-Traded Fund Trust Ii - Powershares Ftse Rafi Japan PortfolioJapanese 3,500New Holding3,500100 %- % News Article History of Powershares Exchange-Traded Fund Trust Ii - Powershares Ftse Rafi Japan Portfolio Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QSchwab Capital Trust - Schwab Fundamental International Large Company Index FundLarge-Cap Core 11,900No Change00 %- % News Article History of Schwab Capital Trust - Schwab Fundamental International Large Company Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QSchwab Capital Trust - Schwab International Index FundGlobal Flex Port 140,609No Change00 %- % News Article History of Schwab Capital Trust - Schwab International Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QVanguard Star Funds - Vanguard Developed Markets Index FundInternational Multi-Cap Core 274,903No Compare- % News Article History of Vanguard Star Funds - Vanguard Developed Markets Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QVanguard Star Funds - Vanguard Institutional Developed Markets Index FundSpecialty & Misc 491,787No Compare- % News Article History of Vanguard Star Funds - Vanguard Institutional Developed Markets Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QVanguard Star Funds - Vanguard Total International Stock Index FundInternational Multi-Cap Core 1,795,600Added More133,3008.01 %- % News Article History of Vanguard Star Funds - Vanguard Total International Stock Index Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QVictory Portfolios - International FundNo Data 10,300Sold Some-13,800-57.26 %- % News Article History of Victory Portfolios - International Fund Ownership Of Komatsu Ltd
2009-09-282009-07-31 N-QVictory Portfolios - International Select FundNo Data 14,900Sold Some-25,300-62.93 %- % News Article History of Victory Portfolios - International Select Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAdvantage Funds Inc - Global Alpha FundGlobal Flex Port 2,400Sold Some-1,400-36.84 %- % News Article History of Advantage Funds Inc - Global Alpha Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAdvisors Inner Circle Fund - Cambiarnternational Equity FundSpecialty & Misc 42,000Sold Some-198,000-82.50 %- % News Article History of Advisors Inner Circle Fund - Cambiarnternational Equity Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAdvisors Inner Circle Fund - Cambiarnternational Equity FundSpecialty & Misc 42,000No Change00 %- % News Article History of Advisors Inner Circle Fund - Cambiarnternational Equity Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAdvisors Inner Circle Fund - Cambiarnternational Equity FundSpecialty & Misc 240,000No Change00 %- % News Article History of Advisors Inner Circle Fund - Cambiarnternational Equity Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAdvisors Inner Circle Fund - Cambiarnternational Equity FundSpecialty & Misc 240,000Added More198,000471.42 %- % News Article History of Advisors Inner Circle Fund - Cambiarnternational Equity Fund Ownership Of Komatsu Ltd
2009-09-252009-07-31 N-QAston Funds - Astonneptune International FundGlobal Flex Port 13,800Sold Some-19,400-58.43 %- % News Article History of Aston Funds - Astonneptune International Fund Ownership Of Komatsu Ltd
2009-09-242009-07-31 N-QDreyfus Index Funds Inc - Dreyfus International Stock Index FundInternational Multi-Cap Core 51,400Added More1,2002.39 %- % News Article History of Dreyfus Index Funds Inc - Dreyfus International Stock Index Fund Ownership Of Komatsu Ltd
2009-09-242009-07-31 N-QNationwide Mutual Funds - Nationwide International Index FundGlobal Flex Port Sold All-149,400-100 %- % News Article History of Nationwide Mutual Funds - Nationwide International Index Fund Ownership Of Komatsu Ltd
2009-09-232009-07-31 N-QIng Mutual Funds - Ing Foreign FundInternational Multi-Cap Core 26,305Added More7,80042.15 %- % News Article History of Ing Mutual Funds - Ing Foreign Fund Ownership Of Komatsu Ltd
2009-09-102009-07-31 N-QSparx Funds Trust - Sparx Japan FundJapanese 76,900No Change00 %- % News Article History of Sparx Funds Trust - Sparx Japan Fund Ownership Of Komatsu Ltd
2009-09-082009-06-30 N-CSRSAllianz Variable Insurance Products Trust - Azl International Index FundNo Data 7,300No Compare- % News Article History of Allianz Variable Insurance Products Trust - Azl International Index Fund Ownership Of Komatsu Ltd
2009-09-082009-06-30 N-CSRSSma Relationship Trust - Series ASpecialty & Misc Sold All-2,700-100 %- % News Article History of Sma Relationship Trust - Series A Ownership Of Komatsu Ltd
2009-09-082009-06-30 N-CSRSSummit Mutual Funds Inc - Eafe International Index PortfolioGlobal Flex Port 8,302Added More1,13615.85 %- % News Article History of Summit Mutual Funds Inc - Eafe International Index Portfolio Ownership Of Komatsu Ltd
2009-09-082009-06-30 N-CSRSUniversal Institutional Funds Inc - International Growth Equity PortfolioMulti-Cap Growth 149,900Added More7,4005.19 %- % News Article History of Universal Institutional Funds Inc - International Growth Equity Portfolio Ownership Of Komatsu Ltd
2009-09-082009-06-30 N-CSRSUniversal Institutional Funds Inc - International Magnum PortfolioGlobal Flex Port 34,800No Change00 %- % News Article History of Universal Institutional Funds Inc - International Magnum Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSAdvanced Series Trust - Ast International Value PortfolioMulti-Cap Value Sold All-217,413-100 %- % News Article History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqinternational Growth PortfolioMulti-Cap Growth 17,600New Holding17,600100 %- % News Article History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSEq Advisors Trust - Eqtcw Equity PortfolioSpecialty & Misc 80,300New Holding80,300100 %- % News Article History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRJpmorgan Trust I - Jpmorgan Intrepid International FundGlobal Flex Port Sold All-113-100 %- % News Article History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSMorgan Stanley Institutional Fund Inc - Active International Allocation PortfolioGlobal Flex Port 90,600Sold Some-3,400-3.61 %- % News Article History of Morgan Stanley Institutional Fund Inc - Active International Allocation Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSMorgan Stanley Institutional Fund Inc - International Equity PortfolioGlobal Flex Port 620,200Added More14,9002.46 %- % News Article History of Morgan Stanley Institutional Fund Inc - International Equity Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-30 N-CSRSMorgan Stanley Institutional Fund Inc - International Growth Equity PortfolioMulti-Cap Growth 38,400Added More4,30012.60 %- % News Article History of Morgan Stanley Institutional Fund Inc - International Growth Equity Portfolio Ownership Of Komatsu Ltd
2009-09-042009-06-10 N-CSRSJpmorgan Insurance Trust - Jpmorgan Insurance Trust International Equity PortfolioGlobal Flex Port 30,800Added More29,1001711.76 %- % News Article History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust International Equity Portfolio Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRSGcg Trust - Ing Van Kampen Global Tactical Asset Allocation PortfolioNo Data 1,000No Change00 %- % News Article History of Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRSHuntington Funds - Huntington Money Market FundSpecialty & Misc 11,400New Holding11,400100 %- % News Article History of Huntington Funds - Huntington Money Market Fund Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRSIng Investors Trust - Ing International PortfolioGlobal Flex Port 135,228New Holding135,228100 %- % News Article History of Ing Investors Trust - Ing International Portfolio Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRSIng Variable Portfolios Inc - Ing International Index PortfolioNo Data 61,000Added More30,00096.77 %- % News Article History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRSOhio National Fund Inc - International PortfolioInternational Multi-Cap Core Sold All-200,600-100 %- % News Article History of Ohio National Fund Inc - International Portfolio Ownership Of Komatsu Ltd
2009-09-032009-06-30 N-CSRUmb Scout Funds - Stock FundLarge-Cap Core 675,702Added More46,0007.30 %- % News Article History of Umb Scout Funds - Stock Fund Ownership Of Komatsu Ltd
2009-09-022009-06-30 N-CSRSDriehaus Mutual Funds - Driehaus Global Growth FundNo Data 13,700Added More2,10018.10 %- % News Article History of Driehaus Mutual Funds - Driehaus Global Growth Fund Ownership Of Komatsu Ltd
2009-09-022009-06-30 N-CSRSDriehaus Mutual Funds - Driehaus International Discovery FundInternational Small-Mid-Cap Growth 185,000Sold Some-28,400-13.30 %- % News Article History of Driehaus Mutual Funds - Driehaus International Discovery Fund Ownership Of Komatsu Ltd
2009-09-012009-06-30 N-CSRAlliancebernstein Global Research Growth Fund Inc - Alliancebernstein Global Research Growth Fund IncGlobal Large-Cap Growth Sold All-20,300-100 %- % News Article History of Alliancebernstein Global Research Growth Fund Inc - Alliancebernstein Global Research Growth Fund Inc Ownership Of Komatsu Ltd
2009-09-012009-06-30 N-CSRAlliancebernstein International Growth Fund Inc - Alliancebernstein International Growth Fund IncInternational Multi-Cap Growth Sold All-1,010,200-100 %- % News Article History of Alliancebernstein International Growth Fund Inc - Alliancebernstein International Growth Fund Inc Ownership Of Komatsu Ltd
2009-09-012009-06-30 N-CSRSPax World Balanced Fund - Pax World International FundGlobal Flex Port 3,900Added More80025.80 %- % News Article History of Pax World Balanced Fund - Pax World International Fund Ownership Of Komatsu Ltd
2009-09-012009-06-30 N-CSRSPax World Balanced Fund - Pax World Womens Equity FundNo Data 14,100New Holding14,100100 %- % News Article History of Pax World Balanced Fund - Pax World Womens Equity Fund Ownership Of Komatsu Ltd
2009-08-312009-06-30 N-CSRSMatthews International Funds - Matthews Japan FundJapanese Sold All-212,900-100 %- % News Article History of Matthews International Funds - Matthews Japan Fund Ownership Of Komatsu Ltd
2009-08-312009-06-30 N-QStreettracks Index Shares Funds - Spdr Japan EtfJapanese 38,159Added More1,4003.80 %- % News Article History of Streettracks Index Shares Funds - Spdr Japan Etf Ownership Of Komatsu Ltd
2009-08-312009-06-30 N-QWisdomtree Trust - Wisdomtree Diefa FundSpecialty & Misc Sold All-37,800-100 %- % News Article History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Komatsu Ltd
2009-08-312009-06-30 N-QWisdomtree Trust - Wisdomtree International Industrial Sector FundGlobal Flex Port 10,000Added More2,50033.33 %- % News Article History of Wisdomtree Trust - Wisdomtree International Industrial Sector Fund Ownership Of Komatsu Ltd
2009-08-312009-06-30 N-QWisdomtree Trust - Wisdomtree International Largecap Dividend FundLarge-Cap Core Sold All-7,700-100 %- % News Article History of Wisdomtree Trust - Wisdomtree International Largecap Dividend Fund Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-CSRSDws Variable Series Ii - Dws Balanced VipFlexible Portfolio 14,900Added More14,5003625.00 %- % News Article History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-CSRSDws Variable Series Ii - Dws International Select Equity VipGlobal Flex Port 5,900New Holding5,900100 %- % News Article History of Dws Variable Series Ii - Dws International Select Equity Vip Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-QEuropacific Growth Fund - Europacific Growth FundInternational Multi-Cap Growth 7,500,000No Change00 %- % News Article History of Europacific Growth Fund - Europacific Growth Fund Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-QPutnam Investment Funds - Putnam International New Opportunities FundInternational Multi-Cap Growth Sold All-112,400-100 %- % News Article History of Putnam Investment Funds - Putnam International New Opportunities Fund Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-QRiversource Strategic Allocation Series Inc - Riversource Strategic Allocation FundFlexible Portfolio 9,800New Holding9,800100 %- % News Article History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Komatsu Ltd
2009-08-282009-06-30 N-QSeasons Series Trust - International Equity PortfolioInternational Multi-Cap Core 59,800New Holding59,800100 %- % News Article History of Seasons Series Trust - International Equity Portfolio Ownership Of Komatsu Ltd
2009-08-282008-06-30 N-QVanguard Horizon Funds - Vanguard Global Equity FundGlobal Flex Port Sold All-658,900-100 %- % News Article History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Komatsu Ltd
2009-08-272009-06-30 N-QDws Advisor Funds - Dws Lifecycle Long Range FundMixed-Asset Target Allocation Moderate 22,900Added More22,3003716.66 %- % News Article History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Komatsu Ltd
2009-08-272009-06-30 N-QJapan Fund Inc - The Japan Fund IncJapanese 68,300Sold Some-6,700-8.93 %- % News Article History of Japan Fund Inc - The Japan Fund Inc Ownership Of Komatsu Ltd
2009-08-272009-06-30 N-QThornburg Investment Trust - Thornburg International Value FundMulti-Cap Value 17,330,955Added More10,925,300170.55 %- % News Article History of Thornburg Investment Trust - Thornburg International Value Fund Ownership Of Komatsu Ltd
2009-08-272009-06-30 N-QWells Fargo Funds Trust - Asia Pacific FundPacific Region Sold All-149,900-100 %- % News Article History of Wells Fargo Funds Trust - Asia Pacific Fund Ownership Of Komatsu Ltd
2009-08-272009-06-30 N-QWells Fargo Master Trust - International Index PortfolioGlobal Flex Port 7,000New Holding7,000100 %- % News Article History of Wells Fargo Master Trust - International Index Portfolio Ownership Of Komatsu Ltd
2009-08-242009-06-30 N-CSRSGenworth Variable Insurance Trust - Genworth Thornburg International Value FundNo Data 39,700Added More24,000152.86 %- % News Article History of Genworth Variable Insurance Trust - Genworth Thornburg International Value Fund Ownership Of Komatsu Ltd
2009-08-212009-06-30 N-CSRSDws Variable Series I - Dws International VipGlobal Flex Port 343,000New Holding343,000100 %- % News Article History of Dws Variable Series I - Dws International Vip Ownership Of Komatsu Ltd
2009-08-212009-06-30 N-CSRSWright Managed Equity Trust - Wright International Blue Chip Equities FundGlobal Flex Port Sold All-19,400-100 %- % News Article History of Wright Managed Equity Trust - Wright International Blue Chip Equities Fund Ownership Of Komatsu Ltd
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