| Nuveen Multi-Strategy Income Growth Fund |
Institution |
-11.57 % |
2008-09-08 |
235,600 |
$164,920 |
$-80,104 |
-32.69 % |
No Compare |
- |
- % |
- |
| Nuveen Tradewinds Value Opportunities Fund (Nuveen Investment Trust) |
Multi-Cap Value |
-13.45 % |
2008-09-08 |
2,156,100 |
$1,509,270 |
$-733,074 |
-32.69 % |
No Compare |
- |
- % |
- |
| Citadel L P |
Institution |
-17.59 % |
2008-09-08 |
22,352 |
$15,646 |
$-7,600 |
-32.69 % |
Added More |
50 |
0.22 % |
$-17 |
| Nuveen Multi-Strategy Income Growth Fund 2 |
Institution |
-11.78 % |
2008-09-08 |
319,100 |
$223,370 |
$-108,494 |
-32.69 % |
No Compare |
- |
- % |
- |
| International Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-14.35 % |
2008-09-05 |
33,500 |
$23,450 |
$-13,400 |
-36.36 % |
No Compare |
- |
- % |
- |
| Natural Resources Portfolio (Prudential Series Fund) |
Specialty & Misc |
-25.48 % |
2008-09-05 |
2,788,400 |
$1,951,880 |
$-1,115,360 |
-36.36 % |
No Compare |
- |
- % |
- |
| Global Gold Fund (American Century Quantitative Equity Funds Inc) |
Gold Oriented |
0.56 % |
2008-09-04 |
3,507,400 |
$2,455,180 |
$-1,052,220 |
-30.00 % |
No Compare |
- |
- % |
- |
| Gold Shares Fund (Us Global Investors Funds) |
Gold Oriented |
-6.28 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-352,565 |
-100.00 % |
$105,770 |
| World Precious Minerals Fund (Us Global Investors Funds) |
Specialty & Misc |
23.57 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-1,983,435 |
-100.00 % |
$595,031 |
| Credit Suisse/ |
Institution |
-15.87 % |
2008-08-29 |
727,902 |
$509,531 |
$-444,020 |
-46.56 % |
Added More |
381,768 |
110.29 % |
$-232,878 |
| American Century Companies Inc |
Institution |
-16.66 % |
2008-08-27 |
3,507,400 |
$2,455,180 |
$-1,192,516 |
-32.69 % |
No Change |
0 |
0 % |
- |
| Van Eck Associates Corp |
Institution |
-30.54 % |
2008-08-18 |
None |
- |
- |
- % |
Sold All |
-8,058,786 |
-100.00 % |
$1,450,581 |
| Wexford Capital Llc |
Institution |
% |
2008-08-15 |
31,700 |
|
|
% |
No Compare |
- |
- % |
- |
| Chilton Investment Co Llc |
Institution |
% |
2008-08-15 |
2,005,780 |
|
|
% |
No Change |
0 |
0 % |
- |
| Galleon Management L P |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-100,000 |
-100.00 % |
|
| Morgan Stanley |
Institution |
% |
2008-08-15 |
240,118 |
|
|
% |
Sold Some |
-31,369 |
-11.55 % |
|
| Tradewinds Global Investors Llc |
Institution |
% |
2008-08-15 |
54,430,801 |
|
|
% |
Added More |
15,009,688 |
38.07 % |
|
| Ramius Capital Group Llc |
Institution |
% |
2008-08-15 |
21,000 |
|
|
% |
Sold Some |
-10,000 |
-32.25 % |
|
| Neuberger Berman Llc |
Institution |
% |
2008-08-15 |
10,742 |
|
|
% |
New Holding |
10,742 |
100.00 % |
|
| Scotia Cassels Investment Counsel Ltd |
Institution |
% |
2008-08-15 |
None |
- |
- |
- % |
Sold All |
-1,085,500 |
-100.00 % |
|
| Jane Street Holding Llc |
Institution |
% |
2008-08-15 |
77,654 |
|
|
% |
Added More |
27,000 |
53.30 % |
|
| Scotia Capital Inc |
Institution |
% |
2008-08-15 |
12,000 |
|
|
% |
Added More |
2,000 |
20.00 % |
|
| Covington Capital Management |
Institution |
% |
2008-08-15 |
17,500 |
|
|
% |
No Change |
0 |
0 % |
- |
| Hbk Investments L P |
Institution |
-15.24 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-270,000 |
-100.00 % |
$59,400 |
| Wellington Management Co Llp |
Institution |
-18.31 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-4,136,044 |
-100.00 % |
$909,930 |
| Padco Advisors Ii Inc |
Institution |
-16.68 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-471,090 |
-100.00 % |
$103,640 |
| Hsbc Holdings Plc |
Institution |
-17.41 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-14,000 |
-100.00 % |
$3,080 |
| Batterymarch Financial Management Inc |
Institution |
-19.12 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-380,400 |
-100.00 % |
$83,688 |
| Ewt Llc |
Institution |
-20.75 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-10,800 |
-100.00 % |
$2,376 |
| Tal Global Asset Management Inc |
Institution |
-18.43 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-172,311 |
-100.00 % |
$37,908 |
| Millennium Management L.L.C. |
Institution |
-17.53 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-29,388 |
-100.00 % |
$6,465 |
| Public Sector Pension Investment Board |
Institution |
-21.98 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-2,042,406 |
-100.00 % |
$449,329 |
| Padco Advisors Inc |
Institution |
-22.80 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-950,287 |
-100.00 % |
$209,063 |
| Tenor Capital Management Co L P |
Institution |
-14.82 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-30,000 |
-100.00 % |
$6,600 |
| Shaw D E And Co Inc |
Institution |
-20.30 % |
2008-08-14 |
1,810,700 |
$1,267,490 |
$-398,354 |
-23.91 % |
Sold Some |
-68,700 |
-3.65 % |
$15,114 |
| Strategic Investment Management |
Institution |
-19.58 % |
2008-08-14 |
61,499 |
$43,049 |
$-13,530 |
-23.91 % |
Added More |
4,800 |
8.46 % |
$-1,056 |
| Sc Bvi Partners |
Institution |
-12.03 % |
2008-08-14 |
239,750 |
$167,825 |
$-52,745 |
-23.91 % |
New Holding |
239,750 |
100.00 % |
$-52,745 |
| Sc Fundamental Llc |
Institution |
-16.83 % |
2008-08-14 |
197,750 |
$138,425 |
$-43,505 |
-23.91 % |
New Holding |
197,750 |
100.00 % |
$-43,505 |
| Us Bancorp De |
Institution |
-12.59 % |
2008-08-14 |
5,000 |
$3,500 |
$-1,100 |
-23.91 % |
New Holding |
5,000 |
100.00 % |
$-1,100 |
| U S Global Investors Inc |
Institution |
-27.81 % |
2008-08-14 |
2,159,000 |
$1,511,300 |
$-474,980 |
-23.91 % |
Sold Some |
-220,000 |
-9.24 % |
$48,400 |
| World Asset Management Inc |
Institution |
-16.09 % |
2008-08-14 |
39,506 |
$27,654 |
$-8,691 |
-23.91 % |
Sold Some |
-1,777 |
-4.30 % |
$391 |
| Quantlab Capital Management Ltd |
Institution |
-20.05 % |
2008-08-14 |
100 |
$70 |
$-22 |
-23.91 % |
New Holding |
100 |
100.00 % |
$-22 |
| Peak6 Investments L P |
Institution |
-23.99 % |
2008-08-14 |
13,350 |
$9,345 |
$-2,937 |
-23.91 % |
Sold Some |
-3,000 |
-18.34 % |
$660 |
| Canada Pension Plan Investment Board |
Institution |
-17.45 % |
2008-08-14 |
695,100 |
$486,570 |
$-152,922 |
-23.91 % |
Sold Some |
-695,100 |
-50.00 % |
$152,922 |
| Rbc Dominion Securities Inc |
Institution |
-17.18 % |
2008-08-14 |
324 |
$227 |
$-71 |
-23.91 % |
Sold Some |
-482 |
-59.80 % |
$106 |
| Pnc Financial Services Group Inc |
Institution |
-12.70 % |
2008-08-14 |
1,000 |
$700 |
$-220 |
-23.91 % |
No Change |
0 |
0 % |
- |
| Axa |
Institution |
-17.97 % |
2008-08-14 |
3,162 |
$2,213 |
$-696 |
-23.91 % |
New Holding |
3,162 |
100.00 % |
$-696 |
| Td Asset Management Inc |
Institution |
-17.87 % |
2008-08-14 |
1,422,605 |
$995,824 |
$-312,973 |
-23.91 % |
Sold Some |
-970,803 |
-40.56 % |
$213,577 |
| Td Asset Management Usa Inc |
Institution |
-9.30 % |
2008-08-14 |
28,500 |
$19,950 |
$-6,270 |
-23.91 % |
Sold Some |
-1,000 |
-3.38 % |
$220 |
| Jennison Associates Llc |
Institution |
-20.16 % |
2008-08-14 |
5,999,300 |
$4,199,510 |
$-1,319,846 |
-23.91 % |
No Change |
0 |
0 % |
- |
| Vicis Capital Llc |
Institution |
-18.80 % |
2008-08-14 |
540,000 |
$378,000 |
$-118,800 |
-23.91 % |
Sold Some |
-60,000 |
-10.00 % |
$13,200 |
| Citigroup Inc |
Institution |
-17.49 % |
2008-08-14 |
155,571 |
$108,900 |
$-34,226 |
-23.91 % |
Added More |
74,800 |
92.60 % |
$-16,456 |
| Rbc Private Counsel Inc |
Institution |
-18.54 % |
2008-08-14 |
28,000 |
$19,600 |
$-6,160 |
-23.91 % |
Sold Some |
-15,000 |
-34.88 % |
$3,300 |
| Goldman Sachs Group Inc |
Institution |
-18.65 % |
2008-08-14 |
39,457 |
$27,620 |
$-8,681 |
-23.91 % |
Sold Some |
-162,531 |
-80.46 % |
$35,757 |
| Greywolf Capital Management Lp |
Institution |
-25.39 % |
2008-08-14 |
11,409,700 |
$7,986,790 |
$-2,510,134 |
-23.91 % |
Added More |
1,282,100 |
12.65 % |
$-282,062 |
| Comerica Bank |
Institution |
-14.51 % |
2008-08-13 |
79,375 |
$55,563 |
$-7,144 |
-11.39 % |
Added More |
24,060 |
43.49 % |
$-2,165 |
| Norges Bank |
Institution |
-17.62 % |
2008-08-13 |
376,477 |
$263,534 |
$-33,883 |
-11.39 % |
No Change |
0 |
0 % |
- |
| Symphony Asset Management Llc |
Institution |
-24.96 % |
2008-08-13 |
3,024 |
$2,117 |
$-272 |
-11.39 % |
Added More |
1,207 |
66.42 % |
$-109 |
| First New York Securities Llc |
Institution |
-13.15 % |
2008-08-13 |
15,000 |
$10,500 |
$-1,350 |
-11.39 % |
New Holding |
15,000 |
100.00 % |
$-1,350 |
| Steelhead Partners Llc |
Institution |
-35.77 % |
2008-08-13 |
13,509,892 |
$9,456,924 |
$-1,215,890 |
-11.39 % |
Added More |
9,136,492 |
208.91 % |
$-822,284 |
| Credit Agricole S A |
Institution |
-16.58 % |
2008-08-13 |
37,600 |
$26,320 |
$-3,384 |
-11.39 % |
No Change |
0 |
0 % |
- |
| Bnp Paribas Arbitrage Sa |
Institution |
-15.64 % |
2008-08-13 |
None |
- |
- |
- % |
Sold All |
-14,322 |
-100.00 % |
$1,289 |
| Wells Fargo And Co |
Institution |
-18.28 % |
2008-08-13 |
2,000 |
$1,400 |
$-180 |
-11.39 % |
No Change |
0 |
0 % |
- |
| Davidson D A And Co |
Institution |
-15.48 % |
2008-08-13 |
295 |
$207 |
$-27 |
-11.39 % |
New Holding |
295 |
100.00 % |
$-27 |
| Lehman Brothers Holdings Inc |
Institution |
-16.87 % |
2008-08-13 |
32,927 |
$23,049 |
$-2,963 |
-11.39 % |
New Holding |
32,927 |
100.00 % |
$-2,963 |
| Russell Frank Co |
Institution |
-17.21 % |
2008-08-13 |
20,400 |
$14,280 |
$-1,836 |
-11.39 % |
No Change |
0 |
0 % |
- |
| J P Morgan Chase And Co |
Institution |
-15.57 % |
2008-08-12 |
614,766 |
$430,336 |
$-30,738 |
-6.66 % |
Added More |
232,000 |
60.61 % |
$-11,600 |
| Toronto Dominion Bank |
Institution |
-23.33 % |
2008-08-12 |
10,400 |
$7,280 |
$-520 |
-6.66 % |
Sold Some |
-16,627 |
-61.51 % |
$831 |
| Bank Of America Corp |
Institution |
-14.93 % |
2008-08-12 |
10,000 |
$7,000 |
$-500 |
-6.66 % |
Sold Some |
-1,019 |
-9.24 % |
$51 |
| Ing Investments Llc |
Institution |
-17.12 % |
2008-08-12 |
1,437,200 |
$1,006,040 |
$-71,860 |
-6.66 % |
No Change |
0 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
-17.16 % |
2008-08-12 |
1,636 |
$1,145 |
$-82 |
-6.66 % |
No Change |
0 |
0 % |
- |
| Ubs Ag |
Institution |
-18.51 % |
2008-08-11 |
51,691 |
$36,184 |
$-1,034 |
-2.77 % |
Sold Some |
-87,455 |
-62.85 % |
$1,749 |
| Rex Capital Advisors Llc |
Institution |
-11.99 % |
2008-08-08 |
14,065 |
$9,846 |
$-703 |
-6.66 % |
New Holding |
14,065 |
100.00 % |
$-703 |
| Shikiar Asset Management Inc |
Institution |
-23.28 % |
2008-08-08 |
35,000 |
$24,500 |
$-1,750 |
-6.66 % |
No Change |
0 |
0 % |
- |
| Genworth Financial Inc |
Institution |
-15.40 % |
2008-08-08 |
None |
- |
- |
- % |
Sold All |
-3,229 |
-100.00 % |
$161 |
| Claymore Advisors Llc |
Institution |
-23.34 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-10,769 |
-100.00 % |
$215 |
| Managed Account Advisors Llc |
Institution |
-15.83 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-32,877 |
-100.00 % |
$658 |
| Merrill Lynch And Co Inc |
Institution |
-17.00 % |
2008-08-07 |
145,708 |
$101,996 |
$-2,914 |
-2.77 % |
Added More |
124,543 |
588.43 % |
$-2,491 |
| Ferris Baker Watts Incorporated |
Institution |
-10.25 % |
2008-08-07 |
None |
- |
- |
- % |
Sold All |
-5,350 |
-100.00 % |
$107 |
| Polaris Equity Management Inc |
Institution |
-3.02 % |
2008-08-05 |
11,700 |
$8,190 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Blackrock Group Ltd |
Institution |
-21.35 % |
2008-08-04 |
28,800 |
$20,160 |
$-1,440 |
-6.66 % |
No Change |
0 |
0 % |
- |
| Iwamoto Kong & Co. Inc. |
Institution |
-8.72 % |
2008-08-04 |
1,590 |
$1,113 |
$-80 |
-6.66 % |
New Holding |
1,590 |
100.00 % |
$-80 |
| Insight 2811 Inc |
Institution |
-15.60 % |
2008-07-30 |
869 |
$608 |
$-17 |
-2.77 % |
No Change |
0 |
0 % |
- |
| Manufactureres Life Insurance Co |
Institution |
-20.47 % |
2008-07-30 |
12,941 |
$9,059 |
$-259 |
-2.77 % |
Sold Some |
-408,597 |
-96.93 % |
$8,172 |
| Royal Trust Co |
Institution |
-18.99 % |
2008-07-29 |
None |
- |
- |
- % |
Sold All |
-124 |
-100.00 % |
$-2 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-12.35 % |
2008-07-25 |
386,948 |
|
|
% |
Sold Some |
-3,790,000 |
-90.73 % |
|
| Shell Asset Management Co |
Institution |
-16.11 % |
2008-07-24 |
217,000 |
$151,900 |
$-6,510 |
-4.10 % |
No Change |
0 |
0 % |
- |
| Obermeyer Asset Management Co |
Institution |
% |
2008-07-17 |
10,000 |
|
|
% |
New Holding |
10,000 |
100.00 % |
|
| Bridgewater Associates Inc |
Institution |
% |
2008-07-17 |
None |
- |
- |
- % |
Sold All |
-1,561,111 |
-100.00 % |
|
| Zebra Capital Management Llc |
Institution |
-12.83 % |
2008-07-15 |
None |
- |
- |
- % |
Sold All |
-5,260 |
-100.00 % |
$947 |
| Oaktree Asset Management Llc |
Institution |
-15.37 % |
2008-07-15 |
38,000 |
$26,600 |
$-6,840 |
-20.45 % |
Sold Some |
-2,000 |
-5.00 % |
$360 |
| Harris Financial Corp |
Institution |
-18.38 % |
2008-07-09 |
148,291 |
$103,804 |
$-19,278 |
-15.66 % |
Sold Some |
-72,500 |
-32.83 % |
$9,425 |
| Bear Stearns And Co Inc |
Institution |
-19.88 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-26,000 |
-100.00 % |
$7,800 |