| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Washington Trust Co | Institution | | Sold All | -266 | -100 % | | | | - % | | | | | | | News Article | History of Washington Trust Co Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-18 | 2008-09-30 | 13F-HR/A | Yale Capital Corp | Institution | | Sold All | -16,800 | -100 % | | | | - % | | | | | | | News Article | History of Yale Capital Corp Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Northcoast Asset Management Llc | No Data | 11,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Northcoast Asset Management Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | | Sold All | -1,191,058 | -100 % | | | | - % | | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Laffer Investments | Institution | 10,900 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Laffer Investments Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | 22,926 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Wilmington Trust Co Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | | Sold All | -450,924 | -100 % | | | | - % | | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gmt Capital Corp | Institution | 32,600 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Gmt Capital Corp Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Plante Moran Financial Advisors Ltd Partnership | Institution | | Sold All | -1,330 | -100 % | | | | - % | | | | | | | News Article | History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | | Sold All | -71,115 | -100 % | | | | - % | | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marco Investment Management Llc | Institution | 1 | New Holding | 1 | 100 % | | | | - % | | | | | | | News Article | History of Marco Investment Management Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | | Sold All | -11,024 | -100 % | | | | - % | | | | | | | News Article | History of Blair William And Co Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | | Sold All | -23,036 | -100 % | | | | - % | | | | | | | News Article | History of Metlife Securities Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | | Sold All | -100 | -100 % | | | | - % | | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Meyer Handelman Co | Institution | 60,960 | Sold Some | -13,859 | -18.52 % | | | | - % | | | | | | | News Article | History of Meyer Handelman Co Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P 500 Index Fund | S&P 500 Index | | Sold All | -4,486 | -100 % | | | | - % | | | | | | | News Article | History of California Investment Trust - S And P 500 Index Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | | Sold All | -15,100 | -100 % | | | | - % | | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-30 | 2008-08-31 | N-Q | Delaware Group Equity Funds Ii - Delaware Large Cap Value Fund | Large-Cap Value | 693,900 | New Holding | 693,900 | 100 % | | | | - % | | | | | | | News Article | History of Delaware Group Equity Funds Ii - Delaware Large Cap Value Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Greenwich Wealth Management Llc | Institution | 459,466 | Sold Some | -50,000 | -9.81 % | | | | - % | | | | | | | News Article | History of Greenwich Wealth Management Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | | Sold All | -11,304 | -100 % | | | | - % | | | | | | | News Article | History of Huntington National Bank Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Abner Herrman And Brock Inc | Institution | 10,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Abner Herrman And Brock Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 450,924 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haberer Registered Investment Advisor Inc | Institution | | Sold All | -132 | -100 % | | | | - % | | | | | | | News Article | History of Haberer Registered Investment Advisor Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | | Sold All | -80 | -100 % | | | | - % | | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -323 | -100 % | | | | - % | | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | West Oak Capital Llc | Institution | 1,200 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of West Oak Capital Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-08 | 2008-12-31 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -2,176,182 | -100 % | | | | - % | | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Lehman Brothers Holdings Inc |
| 2009-10-08 | 2008-09-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 2,176,182 | New Holding | 2,176,182 | 100 % | | | | - % | | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Lehman Brothers Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Delaware Pooled Trust Inc - The Real Estate Investment Trust Portfolio Ii | Real Estate | | Sold All | -900 | -100 % | | | | - % | | | | | | | News Article | History of Delaware Pooled Trust Inc - The Real Estate Investment Trust Portfolio Ii Ownership Of Lehman Brothers Holdings Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Advisors Inner Circle Fund - Lsv Conservative Core Equity Fund | Multi-Cap Value | | Sold All | -4,300 | -100 % | | | | - % | | | | | | | News Article | History of Advisors Inner Circle Fund - Lsv Conservative Core Equity Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 71,805 | Sold Some | -5,631 | -7.27 % | | | | - % | | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Lehman Brothers Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -11,500 | -100 % | | | | - % | | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund | Large-Cap Core | | Sold All | -6,500 | -100 % | | | | - % | | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Asset Allocation Fund | Flexible Portfolio | 581,598 | Added More | 140,806 | 31.94 % | | | | - % | | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Asset Allocation Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Capital Value Fund | Multi-Cap Value | | Sold All | -21,100 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Capital Value Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-28 | 2008-03-31 | 13F-HR/A | Cambiar Investors Llc | Institution | | Sold All | -2,340,785 | -100 % | | | | - % | | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-28 | 2007-12-31 | 13F-HR/A | Cambiar Investors Llc | Institution | 2,340,785 | New Holding | 2,340,785 | 100 % | | | | - % | | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 224,472 | Added More | 50,550 | 29.06 % | | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Series Fund Inc | Specialty & Misc | 250,000 | New Holding | 250,000 | 100 % | | | | - % | | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Series Fund Inc Ownership Of Lehman Brothers Holdings Inc |
| 2009-08-20 | 2009-06-30 | 13F-HR/A | Laffer Investments | Institution | 10,900 | Sold Some | -800 | -6.83 % | | | | - % | | | | | | | News Article | History of Laffer Investments Ownership Of Lehman Brothers Holdings Inc |
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