| Fidelity Balanced Fund (Fidelity Puritan Trust) |
Flexible Portfolio |
% |
2008-12-30 |
130,000 |
|
|
% |
No Compare |
- |
- % |
- |
| California Public Employees Retirement System |
Institution |
4.13 % |
2008-12-12 |
7,800 |
$322,062 |
$70,122 |
27.83 % |
No Change |
0 |
0 % |
- |
| Micro Cap Growth Fund (Touchstone Strategic Trust) |
Multi-Cap Growth |
4.29 % |
2008-12-09 |
1,700 |
$70,193 |
$9,843 |
16.30 % |
New Holding |
1,700 |
100.00 % |
$9,843 |
| Tamarack Microcap Value Fund (Tamarack Funds Trust) |
Multi-Cap Value |
3.91 % |
2008-12-08 |
4,900 |
$202,321 |
$28,371 |
16.30 % |
No Compare |
- |
- % |
- |
| Laudus Rosenberg International Discovery Fund (Laudus Trust) |
Global Flex Port |
15.67 % |
2008-12-04 |
3,843 |
$158,677 |
$22,443 |
16.47 % |
No Compare |
- |
- % |
- |
| Laudus Rosenberg International Small Capitalization Fund (Laudus Trust) |
Small-Cap Core |
20.86 % |
2008-12-04 |
7,077 |
$292,209 |
$41,330 |
16.47 % |
No Compare |
- |
- % |
- |
| Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-2.19 % |
2008-12-01 |
261 |
$10,777 |
$1,576 |
17.13 % |
New Holding |
261 |
100.00 % |
$1,576 |
| Azl Columbia Technology Fund (Allianz Variable Insurance Products Trust) |
Science & Tech |
6.18 % |
2008-12-01 |
2,734 |
$112,887 |
$16,513 |
17.13 % |
New Holding |
2,734 |
100.00 % |
$16,513 |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
1.95 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-27,084 |
-100.00 % |
$-163,587 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
4.27 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-20,903 |
-100.00 % |
$-126,254 |
| Gabelli Dividend Income Trust |
Institution |
14.56 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-22,000 |
-100.00 % |
$-132,880 |
| Gabelli Global Utility Income Trust |
Institution |
3.06 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-6,500 |
-100.00 % |
$-39,260 |
| Gabelli Utility Trust |
Institution |
15.84 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-61,000 |
-100.00 % |
$-368,440 |
| The Gabelli Utilities Fund (Gabelli Utilities Fund) |
Utility |
14.10 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-55,500 |
-100.00 % |
$-335,220 |
| Eqalliancebernstein Value Portfolio (Eq Advisors Trust) |
Multi-Cap Value |
8.89 % |
2008-11-26 |
14,000 |
$578,060 |
$104,860 |
22.15 % |
Added More |
11,000 |
366.66 % |
$82,390 |
| Columbia Asset Allocation Fund Variable Series (Columbia Funds Variable Insurance Trust) |
Specialty & Misc |
10.12 % |
2008-11-26 |
318 |
$13,130 |
$2,382 |
22.15 % |
No Compare |
- |
- % |
- |
| Columbia International Fund Variable Series (Columbia Funds Variable Insurance Trust) |
Global Flex Port |
7.97 % |
2008-11-26 |
41,910 |
$1,730,464 |
$313,906 |
22.15 % |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
7.10 % |
2008-11-26 |
2,100 |
$86,709 |
$15,729 |
22.15 % |
No Compare |
- |
- % |
- |
| Multimanager Small Cap Value Portfolio (Axa Premier Vip Trust) |
Small-Cap Value |
9.70 % |
2008-11-26 |
2,600 |
$107,354 |
$19,474 |
22.15 % |
No Change |
0 |
0 % |
- |
| Nt Small Company (American Century Quantitative Equity Funds Inc) |
Small-Cap Core |
27.23 % |
2008-11-21 |
198 |
$8,175 |
$1,038 |
14.53 % |
New Holding |
198 |
100.00 % |
$1,038 |
| Small Company Fund (American Century Quantitative Equity Funds Inc) |
Small-Cap Core |
27.20 % |
2008-11-21 |
6,541 |
$270,078 |
$34,275 |
14.53 % |
New Holding |
6,541 |
100.00 % |
$34,275 |
| Gamco Investors Inc Et Al |
Institution |
8.31 % |
2008-11-14 |
206,300 |
$8,518,127 |
$676,664 |
8.62 % |
Added More |
39,900 |
23.97 % |
$130,872 |
| Renaissance Technologies Corp |
Institution |
8.36 % |
2008-11-14 |
88,300 |
$3,645,907 |
$289,624 |
8.62 % |
Added More |
5,500 |
6.64 % |
$18,040 |
| Fmr Corp |
Institution |
6.72 % |
2008-11-14 |
130,000 |
$5,367,700 |
$426,400 |
8.62 % |
New Holding |
130,000 |
100.00 % |
$426,400 |
| Rbc Dain Rauscher Inc |
Institution |
4.79 % |
2008-11-14 |
3,332 |
$137,578 |
$10,929 |
8.62 % |
New Holding |
3,332 |
100.00 % |
$10,929 |
| Bank Of America Corp |
Institution |
4.80 % |
2008-11-14 |
72,003 |
$2,973,004 |
$236,170 |
8.62 % |
Added More |
5,476 |
8.23 % |
$17,961 |
| Morgan Stanley |
Institution |
5.69 % |
2008-11-14 |
11,984 |
$494,819 |
$39,308 |
8.62 % |
Sold Some |
-1,395 |
-10.42 % |
$-4,576 |
| Axa |
Institution |
6.36 % |
2008-11-14 |
48,490 |
$2,002,152 |
$159,047 |
8.62 % |
Sold Some |
-26,524 |
-35.35 % |
$-86,999 |
| American Century Companies Inc |
Institution |
7.18 % |
2008-11-13 |
10,310 |
$425,700 |
$49,385 |
13.12 % |
New Holding |
10,310 |
100.00 % |
$49,385 |
| Northern Trust Corp |
Institution |
7.22 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-6,186 |
-100.00 % |
$-29,631 |
| Crow Point Partners Llc |
Institution |
7.29 % |
2008-11-13 |
22,000 |
$908,380 |
$105,380 |
13.12 % |
No Change |
0 |
0 % |
- |
| Ubs Ag |
Institution |
10.88 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-221 |
-100.00 % |
$-1,059 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
7.75 % |
2008-11-12 |
2,076 |
$85,718 |
$9,944 |
13.12 % |
No Change |
0 |
0 % |
- |
| Lsv Asset Management |
Institution |
9.97 % |
2008-11-12 |
25,400 |
$1,048,766 |
$121,666 |
13.12 % |
No Change |
0 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
0.17 % |
2008-11-10 |
600 |
$24,774 |
$2,814 |
12.81 % |
Added More |
424 |
240.90 % |
$1,989 |
| Citizens Bank Wealth Management Na |
Institution |
-1.54 % |
2008-11-07 |
200 |
$8,258 |
$288 |
3.61 % |
No Change |
0 |
0 % |
- |
| Oshaughnessy Asset Management Llc |
Institution |
-1.48 % |
2008-11-07 |
None |
- |
- |
- % |
Sold All |
-103 |
-100.00 % |
$-148 |
| Voyageur Asset Management Inc |
Institution |
-3.72 % |
2008-11-07 |
4,900 |
$202,321 |
$7,056 |
3.61 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
0.77 % |
2008-11-06 |
55,111 |
$2,275,533 |
$291,537 |
14.69 % |
Added More |
52,770 |
2254.16 % |
$279,153 |
| Clarivest Asset Management Llc |
Institution |
-3.17 % |
2008-11-05 |
4,000 |
$165,160 |
$26,160 |
18.82 % |
New Holding |
4,000 |
100.00 % |
$26,160 |
| Evergreen Utilities And High Income Fund (Evergreen Utilities And High Income Fund) |
Utility |
-2.38 % |
2008-11-04 |
1,135 |
$46,864 |
$8,683 |
22.74 % |
No Change |
0 |
0 % |
- |
| M And T Bank Corp |
Institution |
-6.71 % |
2008-11-03 |
400 |
$16,516 |
$3,316 |
25.12 % |
No Change |
0 |
0 % |
- |
| Russell Frank Co |
Institution |
-5.66 % |
2008-11-03 |
600 |
$24,774 |
$4,974 |
25.12 % |
New Holding |
600 |
100.00 % |
$4,974 |
| Bank Of New York Mellon Corp |
Institution |
-5.79 % |
2008-10-31 |
8,942 |
$369,215 |
$74,129 |
25.12 % |
No Change |
0 |
0 % |
- |
| Rmb Capital Management Llc |
Institution |
-5.56 % |
2008-10-30 |
133,805 |
$5,524,808 |
$1,827,776 |
49.43 % |
Added More |
83,668 |
166.87 % |
$1,142,905 |
| Dimensional Fund Advisors Inc |
Institution |
-4.19 % |
2008-10-30 |
142,211 |
$5,871,892 |
$1,942,602 |
49.43 % |
Added More |
39,934 |
39.04 % |
$545,498 |
| International Value Series (Dfa Investment Trust Co) |
Multi-Cap Value |
-4.24 % |
2008-10-30 |
35,643 |
$1,471,699 |
$486,883 |
49.43 % |
No Compare |
- |
- % |
- |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-3.48 % |
2008-10-30 |
1,872 |
$77,295 |
$25,572 |
49.43 % |
Added More |
502 |
36.64 % |
$6,857 |
| Unionbancal Corp |
Institution |
-2.50 % |
2008-10-29 |
5,500 |
$227,095 |
$75,130 |
49.43 % |
Sold Some |
-300 |
-5.17 % |
$-4,098 |
| Public Employees Retirement Association Of Colorado |
Institution |
% |
2008-10-14 |
5,700 |
|
|
% |
New Holding |
5,700 |
100.00 % |
|