| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -519,782 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Mf Global Ltd |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -42,406 | -100 % | | | | -1.89 % | $5,513 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Mf Global Ltd |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | 3,278,893 | Added More | 36,601 | 1.12 % | $22,460,417 | $22,034,161 | $-426,256 | -1.89 % | $-4,758 | | | | | | News Article | History of Timber Hill Llc Ownership Of Mf Global Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 131,213 | Sold Some | -547,752 | -80.67 % | $906,682 | $881,751 | $-24,930 | -2.74 % | $104,073 | | | | | | News Article | History of Amvescap Plc Ownership Of Mf Global Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 289,258 | Added More | 28,718 | 11.02 % | $1,998,773 | $1,943,814 | $-54,959 | -2.74 % | $-5,456 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Mf Global Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 3,251,291 | Added More | 1,838,267 | 130.09 % | $22,466,421 | $21,848,676 | $-617,745 | -2.74 % | $-349,271 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 5,500 | No Change | 0 | 0 % | $38,280 | $36,960 | $-1,320 | -3.44 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 597,413 | Added More | 542,213 | 982.26 % | $4,157,994 | $4,014,615 | $-143,379 | -3.44 % | $-130,131 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | | Sold All | -17,650 | -100 % | | | | -3.44 % | $4,236 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cadian Capital Management Llc | Institution | 6,366,096 | Added More | 953,296 | 17.61 % | $44,308,028 | $42,780,165 | $-1,527,863 | -3.44 % | $-228,791 | | | | | | News Article | History of Cadian Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | 25,000 | No Change | 0 | 0 % | $174,000 | $168,000 | $-6,000 | -3.44 % | $0 | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 2,399 | Sold Some | -35,221 | -93.62 % | $16,697 | $16,121 | $-576 | -3.44 % | $8,453 | | | | | | News Article | History of Citadel L P Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 262,700 | Sold Some | -3,675 | -1.37 % | $1,828,392 | $1,765,344 | $-63,048 | -3.44 % | $882 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fine Capital Partners L P | Institution | 2,601,000 | Sold Some | -143,500 | -5.22 % | $18,102,960 | $17,478,720 | $-624,240 | -3.44 % | $34,440 | | | | | | News Article | History of Fine Capital Partners L P Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 13,616,147 | Added More | 2,624,835 | 23.88 % | $94,768,383 | $91,500,508 | $-3,267,875 | -3.44 % | $-629,960 | | | | | | News Article | History of Fmr Corp Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Fuller And Thaler Asset Management Inc | Institution | 600 | New Holding | 600 | 100 % | $4,176 | $4,032 | $-144 | -3.44 % | $-144 | | | | | | News Article | History of Fuller And Thaler Asset Management Inc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Grt Capital Partners Llc | Institution | | Sold All | -10,000 | -100 % | | | | -3.44 % | $2,400 | | | | | | News Article | History of Grt Capital Partners Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Jana Partners Llc | Institution | | Sold All | -1,195,832 | -100 % | | | | -3.44 % | $287,000 | | | | | | News Article | History of Jana Partners Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Karsch Capital Management Lp | Institution | | Sold All | -964,942 | -100 % | | | | -3.44 % | $231,586 | | | | | | News Article | History of Karsch Capital Management Lp Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -213,253 | -100 % | | | | -3.44 % | $51,181 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | | Sold All | -37,484 | -100 % | | | | -3.44 % | $8,996 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 300,000 | No Change | 0 | 0 % | $2,088,000 | $2,016,000 | $-72,000 | -3.44 % | $0 | | | | | | News Article | History of Millennium Management Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 2,634,896 | Added More | 432,980 | 19.66 % | $18,338,876 | $17,706,501 | $-632,375 | -3.44 % | $-103,915 | | | | | | News Article | History of Morgan Stanley Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | New Mountain Vantage Advisers L L C | Institution | 2,778,376 | Sold Some | -287,937 | -9.39 % | $19,337,497 | $18,670,687 | $-666,810 | -3.44 % | $69,105 | | | | | | News Article | History of New Mountain Vantage Advisers L L C Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -125,226 | -100 % | | | | -3.44 % | $30,054 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,133,084 | Added More | 371,527 | 48.78 % | $7,886,265 | $7,614,324 | $-271,940 | -3.44 % | $-89,166 | | | | | | News Article | History of Northern Trust Corp Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Nyl Trust Co | Institution | | Sold All | -66,715 | -100 % | | | | -3.44 % | $16,012 | | | | | | News Article | History of Nyl Trust Co Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 4,952,809 | Added More | 4,185,954 | 545.85 % | $34,471,551 | $33,282,876 | $-1,188,674 | -3.44 % | $-1,004,629 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 12,400 | New Holding | 12,400 | 100 % | $86,304 | $83,328 | $-2,976 | -3.44 % | $-2,976 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Samlyn Capital Llc | Institution | 3,822,284 | Added More | 2,997,561 | 363.46 % | $26,603,097 | $25,685,748 | $-917,348 | -3.44 % | $-719,415 | | | | | | News Article | History of Samlyn Capital Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 238,043 | Added More | 221,458 | 1335.29 % | $1,656,779 | $1,599,649 | $-57,130 | -3.44 % | $-53,150 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | | Sold All | -17,200 | -100 % | | | | -3.44 % | $4,128 | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 69,219 | New Holding | 69,219 | 100 % | $481,764 | $465,152 | $-16,613 | -3.44 % | $-16,613 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 180 | Added More | 99 | 122.22 % | $1,253 | $1,210 | $-43 | -3.44 % | $-24 | | | | | | News Article | History of Us Bancorp De Ownership Of Mf Global Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 4,678,753 | Added More | 88,657 | 1.93 % | $32,564,121 | $31,441,220 | $-1,122,901 | -3.44 % | $-21,278 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -142,040 | -100 % | | | | -3.03 % | $29,828 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisors Capital Management Llc | Institution | 25,075 | Sold Some | -1,500 | -5.64 % | $173,770 | $168,504 | $-5,266 | -3.03 % | $315 | | | | | | News Article | History of Advisors Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 25,100 | No Change | 0 | 0 % | $173,943 | $168,672 | $-5,271 | -3.03 % | $0 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 95,299 | Added More | 94,899 | 23724.75 % | $660,422 | $640,409 | $-20,013 | -3.03 % | $-19,929 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 999,256 | Added More | 780,336 | 356.44 % | $6,924,844 | $6,715,000 | $-209,844 | -3.03 % | $-163,871 | | | | | | News Article | History of Axa Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 6,472 | Sold Some | -11,701 | -64.38 % | $44,851 | $43,492 | $-1,359 | -3.03 % | $2,457 | | | | | | News Article | History of Barclays Plc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 35,816 | New Holding | 35,816 | 100 % | $248,205 | $240,684 | $-7,521 | -3.03 % | $-7,521 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 1,034,800 | Added More | 133,500 | 14.81 % | $7,171,164 | $6,953,856 | $-217,308 | -3.03 % | $-28,035 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 51,417 | New Holding | 51,417 | 100 % | $356,320 | $345,522 | $-10,798 | -3.03 % | $-10,798 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Continental Advisors Llc | Institution | 359,400 | Sold Some | -50,000 | -12.21 % | $2,490,642 | $2,415,168 | $-75,474 | -3.03 % | $10,500 | | | | | | News Article | History of Continental Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 16,606 | Sold Some | -97,488 | -85.44 % | $115,080 | $111,592 | $-3,487 | -3.03 % | $20,472 | | | | | | News Article | History of Credit Agricole S A Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 83,700 | Added More | 12,700 | 17.88 % | $580,041 | $562,464 | $-17,577 | -3.03 % | $-2,667 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ferox Capital Management Lp | Institution | 5,875 | No Change | 0 | 0 % | $40,714 | $39,480 | $-1,234 | -3.03 % | $0 | | | | | | News Article | History of Ferox Capital Management Lp Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Financial Stocks Inc | Institution | 359,838 | Sold Some | -10,162 | -2.74 % | $2,493,677 | $2,418,111 | $-75,566 | -3.03 % | $2,134 | | | | | | News Article | History of Financial Stocks Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 16,800 | No Change | 0 | 0 % | $116,424 | $112,896 | $-3,528 | -3.03 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 214 | New Holding | 214 | 100 % | $1,483 | $1,438 | $-45 | -3.03 % | $-45 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geduld E E | Institution | 35,000 | Sold Some | -5,000 | -12.50 % | $242,550 | $235,200 | $-7,350 | -3.03 % | $1,050 | | | | | | News Article | History of Geduld E E Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 222,285 | No Change | 0 | 0 % | $1,540,435 | $1,493,755 | $-46,680 | -3.03 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 4,029,963 | Sold Some | -1,642,382 | -28.95 % | $27,927,644 | $27,081,351 | $-846,292 | -3.03 % | $344,900 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hightower Advisors Llc | No Data | 10,169 | New Holding | 10,169 | 100 % | $70,471 | $68,336 | $-2,135 | -3.03 % | $-2,135 | | | | | | News Article | History of Hightower Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -30,000 | -100 % | | | | -3.03 % | $6,300 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Capital Management Inc | Institution | 100,000 | No Change | 0 | 0 % | $693,000 | $672,000 | $-21,000 | -3.03 % | $0 | | | | | | News Article | History of Legg Mason Capital Management Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 278,450 | New Holding | 278,450 | 100 % | $1,929,659 | $1,871,184 | $-58,475 | -3.03 % | $-58,475 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Masters Capital Management Llc | Institution | | Sold All | -500,000 | -100 % | | | | -3.03 % | $105,000 | | | | | | News Article | History of Masters Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 578,800 | Added More | 244,051 | 72.90 % | $4,011,084 | $3,889,536 | $-121,548 | -3.03 % | $-51,251 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Noble Partners L P | Institution | | Sold All | -20,000 | -100 % | | | | -3.03 % | $4,200 | | | | | | News Article | History of Noble Partners L P Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | | Sold All | -13,400 | -100 % | | | | -3.03 % | $2,814 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pergamon Offshore Advisors L P | Institution | | Sold All | -18,533 | -100 % | | | | -3.03 % | $3,892 | | | | | | News Article | History of Pergamon Offshore Advisors L P Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -304 | -100 % | | | | -3.03 % | $64 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 16,410 | Added More | 15,410 | 1541.00 % | $113,721 | $110,275 | $-3,446 | -3.03 % | $-3,236 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 659,600 | Sold Some | -830,600 | -55.73 % | $4,571,028 | $4,432,512 | $-138,516 | -3.03 % | $174,426 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 66,417 | Sold Some | -6,127 | -8.44 % | $460,270 | $446,322 | $-13,948 | -3.03 % | $1,287 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 58,500 | No Change | 0 | 0 % | $405,405 | $393,120 | $-12,285 | -3.03 % | $0 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 33,943 | New Holding | 33,943 | 100 % | $235,225 | $228,097 | $-7,128 | -3.03 % | $-7,128 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | U S Global Investors Inc | Institution | | Sold All | -20,000 | -100 % | | | | -3.03 % | $4,200 | | | | | | News Article | History of U S Global Investors Inc Ownership Of Mf Global Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 3,424,539 | Added More | 52,646 | 1.56 % | $23,732,055 | $23,012,902 | $-719,153 | -3.03 % | $-11,056 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 436,900 | Added More | 117,400 | 36.74 % | $3,049,562 | $2,935,968 | $-113,594 | -3.72 % | $-30,524 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 12,810 | Sold Some | -1,010 | -7.30 % | $89,414 | $86,083 | $-3,331 | -3.72 % | $263 | | | | | | News Article | History of Bank Of America Corp Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 5,447,294 | Added More | 173,953 | 3.29 % | $38,022,112 | $36,605,816 | $-1,416,296 | -3.72 % | $-45,228 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 173,910 | Added More | 61,200 | 54.29 % | $1,213,892 | $1,168,675 | $-45,217 | -3.72 % | $-15,912 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 29,207 | Sold Some | -124 | -0.42 % | $203,865 | $196,271 | $-7,594 | -3.72 % | $32 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Columbia Wanger Asset Management Lp | Institution | 8,259,000 | Sold Some | -194,600 | -2.30 % | $57,647,820 | $55,500,480 | $-2,147,340 | -3.72 % | $50,596 | | | | | | News Article | History of Columbia Wanger Asset Management Lp Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Engemann Asset Management | Institution | 126,022 | Sold Some | -20,000 | -13.69 % | $879,634 | $846,868 | $-32,766 | -3.72 % | $5,200 | | | | | | News Article | History of Engemann Asset Management Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | | Sold All | -18,644 | -100 % | | | | -3.72 % | $4,847 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | | Sold All | -11,524 | -100 % | | | | -3.72 % | $2,996 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hgk Asset Management Inc | Institution | 10,000 | No Change | 0 | 0 % | $69,800 | $67,200 | $-2,600 | -3.72 % | $0 | | | | | | News Article | History of Hgk Asset Management Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 37,250 | Added More | 6,050 | 19.39 % | $260,005 | $250,320 | $-9,685 | -3.72 % | $-1,573 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | | Sold All | -14,500 | -100 % | | | | -3.72 % | $3,770 | | | | | | News Article | History of Kbc Group Nv Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 54,486 | Added More | 10,690 | 24.40 % | $380,312 | $366,146 | $-14,166 | -3.72 % | $-2,779 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 87,759 | Added More | 8,872 | 11.24 % | $612,558 | $589,740 | $-22,817 | -3.72 % | $-2,307 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 2,216 | Sold Some | -65 | -2.84 % | $15,468 | $14,892 | $-576 | -3.72 % | $17 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 3,400 | Added More | 230 | 7.25 % | $23,732 | $22,848 | $-884 | -3.72 % | $-60 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 4,320 | Added More | 1,720 | 66.15 % | $30,154 | $29,030 | $-1,123 | -3.72 % | $-447 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Cees Trustee Ltd | Institution | | Sold All | -4,630 | -100 % | | | | -3.72 % | $1,204 | | | | | | News Article | History of Rbc Cees Trustee Ltd Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 26,400 | New Holding | 26,400 | 100 % | $184,272 | $177,408 | $-6,864 | -3.72 % | $-6,864 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -63,544 | -100 % | | | | -3.72 % | $16,521 | | | | | | News Article | History of Russell Frank Co Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ssi Investment Management Inc | Institution | 16,185 | New Holding | 16,185 | 100 % | $112,971 | $108,763 | $-4,208 | -3.72 % | $-4,208 | | | | | | News Article | History of Ssi Investment Management Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 243,241 | Sold Some | -71,910 | -22.81 % | $1,697,822 | $1,634,580 | $-63,243 | -3.72 % | $18,697 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 63,447 | Added More | 25,606 | 67.66 % | $442,860 | $426,364 | $-16,496 | -3.72 % | $-6,658 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -15,077 | -100 % | | | | -3.72 % | $3,920 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | 2,260,185 | New Holding | 2,260,185 | 100 % | $15,776,091 | $15,188,443 | $-587,648 | -3.72 % | $-587,648 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 10,000 | New Holding | 10,000 | 100 % | $69,800 | $67,200 | $-2,600 | -3.72 % | $-2,600 | | | | | | News Article | History of United Services Automobile Association Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 15,747 | Added More | 47 | 0.29 % | $109,914 | $105,820 | $-4,094 | -3.72 % | $-12 | | | | | | News Article | History of Veritable L P Ownership Of Mf Global Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 13,198 | No Change | 0 | 0 % | $92,122 | $88,691 | $-3,431 | -3.72 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 7,075,118 | Sold Some | -97,170 | -1.35 % | $49,384,324 | $47,544,793 | $-1,839,531 | -3.72 % | $25,264 | | | | | | News Article | History of Citigroup Inc Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clovis Capital Management Lp | Institution | 3,500,000 | Sold Some | -700,940 | -16.68 % | $24,430,000 | $23,520,000 | $-910,000 | -3.72 % | $182,244 | | | | | | News Article | History of Clovis Capital Management Lp Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 20,649 | Added More | 8,641 | 71.96 % | $144,130 | $138,761 | $-5,369 | -3.72 % | $-2,247 | | | | | | News Article | History of Comerica Bank Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | | Sold All | -18,436 | -100 % | | | | -3.72 % | $4,793 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 1,739,626 | Added More | 1,662,468 | 2154.62 % | $12,142,589 | $11,690,287 | $-452,303 | -3.72 % | $-432,242 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Philadelphia Financial Management Of San Francisco Llc | Institution | 1,811,869 | New Holding | 1,811,869 | 100 % | $12,646,846 | $12,175,760 | $-471,086 | -3.72 % | $-471,086 | | | | | | News Article | History of Philadelphia Financial Management Of San Francisco Llc Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 11,000 | Added More | 2,000 | 22.22 % | $76,780 | $73,920 | $-2,860 | -3.72 % | $-520 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 10,375 | Sold Some | -60,191 | -85.29 % | $72,418 | $69,720 | $-2,698 | -3.72 % | $15,650 | | | | | | News Article | History of Ubs Ag Ownership Of Mf Global Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Vaughan Nelson Scarborough And Mccullough Lp | Institution | 445,775 | New Holding | 445,775 | 100 % | $3,111,510 | $2,995,608 | $-115,902 | -3.72 % | $-115,902 | | | | | | News Article | History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Mf Global Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 162,100 | Sold Some | -116,400 | -41.79 % | $1,184,951 | $1,089,312 | $-95,639 | -8.07 % | $68,676 | | | | | | News Article | History of Numeric Investors Llc Ownership Of Mf Global Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Pitcairn Group L P | Institution | 28,400 | New Holding | 28,400 | 100 % | $207,604 | $190,848 | $-16,756 | -8.07 % | $-16,756 | | | | | | News Article | History of Pitcairn Group L P Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 123,400 | Added More | 91,300 | 284.42 % | $874,906 | $829,248 | $-45,658 | -5.21 % | $-33,781 | | | | | | News Article | History of Blair William And Co Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Copper Rock Capital Partners Llc | Institution | 3,128,562 | Sold Some | -700,693 | -18.29 % | $22,181,505 | $21,023,937 | $-1,157,568 | -5.21 % | $259,256 | | | | | | News Article | History of Copper Rock Capital Partners Llc Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | | Sold All | -15,800 | -100 % | | | | -5.21 % | $5,846 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 88,549 | No Change | 0 | 0 % | $627,812 | $595,049 | $-32,763 | -5.21 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -576 | -100 % | | | | -5.21 % | $213 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Provident Investment Counsel | Institution | 375,050 | New Holding | 375,050 | 100 % | $2,659,105 | $2,520,336 | $-138,769 | -5.21 % | $-138,769 | | | | | | News Article | History of Provident Investment Counsel Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 215,800 | Added More | 56,600 | 35.55 % | $1,530,022 | $1,450,176 | $-79,846 | -5.21 % | $-20,942 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 297,269 | Added More | 44,037 | 17.38 % | $2,107,637 | $1,997,648 | $-109,990 | -5.21 % | $-16,294 | | | | | | News Article | History of Tcw Group Inc Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 478,775 | Added More | 392,595 | 455.55 % | $3,394,515 | $3,217,368 | $-177,147 | -5.21 % | $-145,260 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Mf Global Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 1,282,075 | Added More | 650,044 | 102.85 % | $9,089,912 | $8,615,544 | $-474,368 | -5.21 % | $-240,516 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 22,800 | Added More | 12,700 | 125.74 % | $150,936 | $153,216 | $2,280 | 1.51 % | $1,270 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 38,700 | Added More | 12,700 | 48.84 % | $256,194 | $260,064 | $3,870 | 1.51 % | $1,270 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 173,086 | Added More | 15,304 | 9.69 % | $1,145,829 | $1,163,138 | $17,309 | 1.51 % | $1,530 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 116,653 | Sold Some | -67,384 | -36.61 % | $772,243 | $783,908 | $11,665 | 1.51 % | $-6,738 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Seneca Capital Management Llc | Institution | 22,730 | Added More | 1,430 | 6.71 % | $150,473 | $152,746 | $2,273 | 1.51 % | $143 | | | | | | News Article | History of Seneca Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tahithromos Llc | Institution | 281,650 | Sold Some | -85,800 | -23.35 % | $1,864,523 | $1,892,688 | $28,165 | 1.51 % | $-8,580 | | | | | | News Article | History of Tahithromos Llc Ownership Of Mf Global Ltd |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust - Zacks Sector Rotation | Specialty & Misc | 28,128 | New Holding | 28,128 | 100 % | $186,207 | $189,020 | $2,813 | 1.51 % | $2,813 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Zacks Sector Rotation Ownership Of Mf Global Ltd |
| 2009-11-04 | 2009-09-30 | 13F-HR | Capital One National Association | Institution | | Sold All | -62,523 | -100 % | | | | 0.59 % | $-2,501 | | | | | | News Article | History of Capital One National Association Ownership Of Mf Global Ltd |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 41,800 | Added More | 100 | 0.23 % | $279,224 | $280,896 | $1,672 | 0.59 % | $4 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Mf Global Ltd |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 3,460 | New Holding | 3,460 | 100 % | $23,113 | $23,251 | $138 | 0.59 % | $138 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Mf Global Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 461,831 | New Holding | 461,831 | 100 % | $3,223,580 | $3,103,504 | $-120,076 | -3.72 % | $-120,076 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Mf Global Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 42,325 | New Holding | 42,325 | 100 % | $295,429 | $284,424 | $-11,005 | -3.72 % | $-11,005 | | | | | | News Article | History of M And T Bank Corp Ownership Of Mf Global Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | 124,760 | Added More | 20,910 | 20.13 % | $870,825 | $838,387 | $-32,438 | -3.72 % | $-5,437 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Mf Global Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 1,789,446 | Sold Some | -97,865 | -5.18 % | $12,490,333 | $12,025,077 | $-465,256 | -3.72 % | $25,445 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Mf Global Ltd |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | 84,504 | New Holding | 84,504 | 100 % | $589,838 | $567,867 | $-21,971 | -3.72 % | $-21,971 | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 78,404 | Added More | 58,404 | 292.02 % | $569,213 | $526,875 | $-42,338 | -7.43 % | $-31,538 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | | Sold All | -45,700 | -100 % | | | | -7.43 % | $24,678 | | | | | | News Article | History of Emerald Mutual Fund Advisers Trust Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | 3,074,351 | Sold Some | -821,850 | -21.09 % | $22,319,788 | $20,659,639 | $-1,660,150 | -7.43 % | $443,799 | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Financial Services Portfolio | Specialty & Misc | 863,776 | Added More | 362,100 | 72.17 % | $6,271,014 | $5,804,575 | $-466,439 | -7.43 % | $-195,534 | | | | | | News Article | History of Fidelity Select Portfolios - Financial Services Portfolio Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -2,914,351 | -100 % | | | | -7.43 % | $1,573,750 | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Mf Global Ltd |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | 84,504 | Added More | 11,844 | 16.30 % | $613,499 | $567,867 | $-45,632 | -7.43 % | $-6,396 | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Mf Global Ltd |
| 2009-10-30 | 2009-09-30 | 13F-HR | Fiduciary Management Associates Llc | Institution | 878,000 | New Holding | 878,000 | 100 % | $6,251,360 | $5,900,160 | $-351,200 | -5.61 % | $-351,200 | | | | | | News Article | History of Fiduciary Management Associates Llc Ownership Of Mf Global Ltd |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 157,953 | Added More | 108,105 | 216.86 % | $1,124,625 | $1,061,444 | $-63,181 | -5.61 % | $-43,242 | | | | | | News Article | History of Oxford Asset Management Ownership Of Mf Global Ltd |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 37,955 | Sold Some | -2,175 | -5.41 % | $270,240 | $255,058 | $-15,182 | -5.61 % | $870 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 4,890,685 | Added More | 953,715 | 24.22 % | $36,386,696 | $32,865,403 | $-3,521,293 | -9.67 % | $-686,675 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Fund | Specialty & Misc | | Sold All | -5,012 | -100 % | | | | -9.67 % | $3,609 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Growth Fund | Multi-Cap Growth | | Sold All | -4,439 | -100 % | | | | -9.67 % | $3,196 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Growth Fund Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | | Sold All | -4,961 | -100 % | | | | -9.67 % | $3,572 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -2,100 | -100 % | | | | -9.67 % | $1,512 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Mf Global Ltd |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 78,355 | New Holding | 78,355 | 100 % | $582,961 | $526,546 | $-56,416 | -9.67 % | $-56,416 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Mf Global Ltd |
| 2009-10-26 | 2009-09-30 | 13F-HR | High Pointe Capital Management Llc | Institution | 88,650 | New Holding | 88,650 | 100 % | $691,470 | $595,728 | $-95,742 | -13.84 % | $-95,742 | | | | | | News Article | History of High Pointe Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 53 | No Change | 0 | 0 % | $413 | $356 | $-57 | -13.84 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Mf Global Ltd |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 1,026 | New Holding | 1,026 | 100 % | $8,003 | $6,895 | $-1,108 | -13.84 % | $-1,108 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Mf Global Ltd |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 400 | No Change | 0 | 0 % | $3,120 | $2,688 | $-432 | -13.84 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Mf Global Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -31,474 | -100 % | | | | -15.36 % | $38,398 | | | | | | News Article | History of Blackrock Inc Ownership Of Mf Global Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 282,484 | Added More | 58,674 | 26.21 % | $2,242,923 | $1,898,292 | $-344,630 | -15.36 % | $-71,582 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Mf Global Ltd |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 1,679,688 | Added More | 1,521,043 | 958.77 % | $13,336,723 | $11,287,503 | $-2,049,219 | -15.36 % | $-1,855,672 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Mf Global Ltd |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 451,117 | Sold Some | -470,023 | -51.02 % | $3,554,802 | $3,031,506 | $-523,296 | -14.72 % | $545,227 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Mf Global Ltd |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 114,929 | Added More | 32,840 | 40.00 % | $905,641 | $772,323 | $-133,318 | -14.72 % | $-38,094 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Mf Global Ltd |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 76,756 | Added More | 34,600 | 82.07 % | $594,091 | $515,800 | $-78,291 | -13.17 % | $-35,292 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Mf Global Ltd |
| 2009-10-19 | 2009-09-30 | 13F-HR | Manley Asset Management L P | Institution | 105,600 | Sold Some | -62,000 | -36.99 % | $785,664 | $709,632 | $-76,032 | -9.67 % | $44,640 | | | | | | News Article | History of Manley Asset Management L P Ownership Of Mf Global Ltd |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 270,559 | Added More | 78,557 | 40.91 % | $2,012,959 | $1,818,156 | $-194,802 | -9.67 % | $-56,561 | | | | | | News Article | History of Strs Ohio Ownership Of Mf Global Ltd |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 12,220 | Sold Some | -5,000 | -29.03 % | $91,894 | $82,118 | $-9,776 | -10.63 % | $4,000 | | | | | | News Article | History of Harris Financial Corp Ownership Of Mf Global Ltd |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 178,446 | Added More | 5,050 | 2.91 % | $1,377,603 | $1,199,157 | $-178,446 | -12.95 % | $-5,050 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Mf Global Ltd |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund | Financial Services | 335,212 | Added More | 152,106 | 83.06 % | $2,520,794 | $2,252,625 | $-268,170 | -10.63 % | $-121,685 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund Ownership Of Mf Global Ltd |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 1,908 | Added More | 945 | 98.13 % | $14,348 | $12,822 | $-1,526 | -10.63 % | $-756 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Mf Global Ltd |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Financials Ultrasector Profund | Financial Services | 369 | Sold Some | -282 | -43.31 % | $2,775 | $2,480 | $-295 | -10.63 % | $226 | | | | | | News Article | History of Profunds - Financials Ultrasector Profund Ownership Of Mf Global Ltd |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | 10,100 | New Holding | 10,100 | 100 % | $73,225 | $67,872 | $-5,353 | -7.31 % | $-5,353 | | | | | | News Article | History of Pacific Capital Funds - Small Cap Fund Ownership Of Mf Global Ltd |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 2,100 | New Holding | 2,100 | 100 % | $15,225 | $14,112 | $-1,113 | -7.31 % | $-1,113 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Mf Global Ltd |
| 2009-09-30 | 2009-07-31 | N-CSR | Wells Fargo Funds Trust - Growth Fund | Multi-Cap Growth | 575,400 | New Holding | 575,400 | 100 % | $4,183,158 | $3,866,688 | $-316,470 | -7.56 % | $-316,470 | | | | | | News Article | History of Wells Fargo Funds Trust - Growth Fund Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Alpine Series Trust - Alpine Dynamic Financial Services Fund | Specialty & Misc | 25,100 | No Change | 0 | 0 % | $188,752 | $168,672 | $-20,080 | -10.63 % | $0 | | | | | | News Article | History of Alpine Series Trust - Alpine Dynamic Financial Services Fund Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 129,297 | Added More | 122,497 | 1801.42 % | $972,313 | $868,876 | $-103,438 | -10.63 % | $-97,998 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 49,496 | New Holding | 49,496 | 100 % | $372,210 | $332,613 | $-39,597 | -10.63 % | $-39,597 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 2,600 | No Change | 0 | 0 % | $19,552 | $17,472 | $-2,080 | -10.63 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 7,100 | New Holding | 7,100 | 100 % | $53,392 | $47,712 | $-5,680 | -10.63 % | $-5,680 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 1,709,266 | New Holding | 1,709,266 | 100 % | $12,853,680 | $11,486,268 | $-1,367,413 | -10.63 % | $-1,367,413 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 8,600 | New Holding | 8,600 | 100 % | $64,672 | $57,792 | $-6,880 | -10.63 % | $-6,880 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds - Mainstay Balanced Fund | Mixed-Asset Target Allocation Growth | 12,263 | New Holding | 12,263 | 100 % | $92,218 | $82,407 | $-9,810 | -10.63 % | $-9,810 | | | | | | News Article | History of Eclipse Funds - Mainstay Balanced Fund Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay 13030 Core Fund | No Data | 44,237 | New Holding | 44,237 | 100 % | $332,662 | $297,273 | $-35,390 | -10.63 % | $-35,390 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay 13030 Core Fund Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Core Index Fund | Small-Cap Core | 38,588 | Added More | 1,374 | 3.69 % | $290,182 | $259,311 | $-30,870 | -10.63 % | $-1,099 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Core Index Fund Ownership Of Mf Global Ltd |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 1,019 | New Holding | 1,019 | 100 % | $7,663 | $6,848 | $-815 | -10.63 % | $-815 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Growth Fund | Large-Cap Core | | Sold All | -18,200 | -100 % | | | | -10.99 % | $15,106 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Growth Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Value Fund | Multi-Cap Value | | Sold All | -4,400 | -100 % | | | | -10.99 % | $3,652 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Value Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | 49,885 | Added More | 41,805 | 517.38 % | $376,632 | $335,227 | $-41,405 | -10.99 % | $-34,698 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | 101,194 | Added More | 86,294 | 579.15 % | $764,015 | $680,024 | $-83,991 | -10.99 % | $-71,624 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 3,600 | New Holding | 3,600 | 100 % | $27,180 | $24,192 | $-2,988 | -10.99 % | $-2,988 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Aerospace And Defense Portfolio | Specialty & Misc | 106,799 | New Holding | 106,799 | 100 % | $806,332 | $717,689 | $-88,643 | -10.99 % | $-88,643 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Aerospace And Defense Portfolio Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Financial Services Fund | Specialty & Misc | 1,900 | New Holding | 1,900 | 100 % | $14,345 | $12,768 | $-1,577 | -10.99 % | $-1,577 | | | | | | News Article | History of Schwab Capital Trust - Schwab Financial Services Fund Ownership Of Mf Global Ltd |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 19,200 | Added More | 12,100 | 170.42 % | $144,960 | $129,024 | $-15,936 | -10.99 % | $-10,043 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Mf Global Ltd |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares | No Data | | Sold All | -78,517 | -100 % | | | | -7.43 % | $42,399 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of Mf Global Ltd |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Small Cap Growth Fund | Small-Cap Growth | | Sold All | -100,000 | -100 % | | | | -7.43 % | $54,000 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Small Cap Growth Fund Ownership Of Mf Global Ltd |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 14,500 | Sold Some | -1,400 | -8.80 % | $105,270 | $97,440 | $-7,830 | -7.43 % | $756 | | | | | | News Article | History of Kbc Group Nv Ownership Of Mf Global Ltd |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 114,094 | Sold Some | -117,221 | -50.67 % | $848,859 | $766,712 | $-82,148 | -9.67 % | $84,399 | | | | | | News Article | History of Credit Agricole S A Ownership Of Mf Global Ltd |
| 2009-09-22 | 2009-07-31 | N-Q | Dreyfuslaurel Funds Inc - Small Cap Value Fund | Small-Cap Core | 15,650 | New Holding | 15,650 | 100 % | $122,070 | $105,168 | $-16,902 | -13.84 % | $-16,902 | | | | | | News Article | History of Dreyfuslaurel Funds Inc - Small Cap Value Fund Ownership Of Mf Global Ltd |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 2,070 | New Holding | 2,070 | 100 % | $14,966 | $13,910 | $-1,056 | -7.05 % | $-1,056 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Mf Global Ltd |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 71,000 | New Holding | 71,000 | 100 % | $513,330 | $477,120 | $-36,210 | -7.05 % | $-36,210 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Mf Global Ltd |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 34,197 | New Holding | 34,197 | 100 % | $246,560 | $229,804 | $-16,757 | -6.79 % | $-16,757 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Mf Global Ltd |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 50,000 | No Change | 0 | 0 % | $360,500 | $336,000 | $-24,500 | -6.79 % | $0 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Mf Global Ltd |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 5,273,341 | Added More | 1,398,992 | 36.10 % | $37,598,921 | $35,436,852 | $-2,162,070 | -5.75 % | $-573,587 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Mf Global Ltd |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Veritable L P | Institution | 15,700 | New Holding | 15,700 | 100 % | $112,883 | $105,504 | $-7,379 | -6.53 % | $-7,379 | | | | | | News Article | History of Veritable L P Ownership Of Mf Global Ltd |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - Active Stock Portfolio | Specialty & Misc | 758 | Sold Some | -6,997 | -90.22 % | $5,450 | $5,094 | $-356 | -6.53 % | $3,289 | | | | | | News Article | History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Mf Global Ltd |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 2,600 | New Holding | 2,600 | 100 % | $18,694 | $17,472 | $-1,222 | -6.53 % | $-1,222 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Mf Global Ltd |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,240 | New Holding | 1,240 | 100 % | $8,916 | $8,333 | $-583 | -6.53 % | $-583 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 48,200 | Added More | 36,400 | 308.47 % | $339,328 | $323,904 | $-15,424 | -4.54 % | $-11,648 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 83,500 | Added More | 61,400 | 277.82 % | $587,840 | $561,120 | $-26,720 | -4.54 % | $-19,648 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 64,800 | New Holding | 64,800 | 100 % | $456,192 | $435,456 | $-20,736 | -4.54 % | $-20,736 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 17,700 | Sold Some | -42,579 | -70.63 % | $124,608 | $118,944 | $-5,664 | -4.54 % | $13,625 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 146,320 | Added More | 123,220 | 533.41 % | $1,030,093 | $983,270 | $-46,822 | -4.54 % | $-39,430 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | | Sold All | -7,549 | -100 % | | | | -4.54 % | $2,416 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | 15,000 | New Holding | 15,000 | 100 % | $105,600 | $100,800 | $-4,800 | -4.54 % | $-4,800 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 963 | New Holding | 963 | 100 % | $6,780 | $6,471 | $-308 | -4.54 % | $-308 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Financials | Specialty & Misc | 4,428 | New Holding | 4,428 | 100 % | $31,173 | $29,756 | $-1,417 | -4.54 % | $-1,417 | | | | | | News Article | History of Profunds - Profund Vp Financials Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Goldman Sachs Mid Cap Value Fund | No Data | | Sold All | -20,548 | -100 % | | | | -4.54 % | $6,575 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Goldman Sachs Mid Cap Value Fund Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -6,000 | -100 % | | | | -4.54 % | $1,920 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Mf Global Ltd |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 92,707 | Added More | 100 | 0.10 % | $652,657 | $622,991 | $-29,666 | -4.54 % | $-32 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 9 | No Change | 0 | 0 % | $62 | $60 | $-1 | -2.18 % | $0 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Mid Cap Core Portfolio | Mid-Cap Core | | Sold All | -11,506 | -100 % | | | | -2.18 % | $1,726 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Mid Cap Core Portfolio Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 20,902 | Added More | 17,602 | 533.39 % | $143,597 | $140,461 | $-3,135 | -2.18 % | $-2,640 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSR | New Covenant Funds - New Covenant Growth Fund | No Data | | Sold All | -3,700 | -100 % | | | | -2.18 % | $555 | | | | | | News Article | History of New Covenant Funds - New Covenant Growth Fund Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 473 | No Compare | | | $3,250 | $3,179 | $-71 | -2.18 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 1,259 | No Compare | | | $8,649 | $8,460 | $-189 | -2.18 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 51,300 | New Holding | 51,300 | 100 % | $352,431 | $344,736 | $-7,695 | -2.18 % | $-7,695 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 18,824 | Added More | 2,517 | 15.43 % | $129,321 | $126,497 | $-2,824 | -2.18 % | $-378 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Mf Global Ltd |
| 2009-09-03 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - International Fund | Global Flex Port | | Sold All | -400 | -100 % | | | | -2.18 % | $60 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Mf Global Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 678,965 | Sold Some | -396,845 | -36.88 % | $4,589,803 | $4,562,645 | $-27,159 | -0.59 % | $15,874 | | | | | | News Article | History of Amvescap Plc Ownership Of Mf Global Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 266,375 | New Holding | 266,375 | 100 % | $1,800,695 | $1,790,040 | $-10,655 | -0.59 % | $-10,655 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Mf Global Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 10,991,312 | Sold Some | -583,463 | -5.04 % | $74,301,269 | $73,861,617 | $-439,652 | -0.59 % | $23,339 | | | | | | News Article | History of Fmr Corp Ownership Of Mf Global Ltd |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 5,600 | Added More | 4,700 | 522.22 % | $37,856 | $37,632 | $-224 | -0.59 % | $-188 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Mf Global Ltd |
| 2009-09-01 | 2008-12-31 | N-CSRS | Wells Fargo Variable Trust - Vt Small Cap Growth Fund | Small-Cap Growth | 90,900 | New Holding | 90,900 | 100 % | $614,484 | $610,848 | $-3,636 | -0.59 % | $-3,636 | | | | | | News Article | History of Wells Fargo Variable Trust - Vt Small Cap Growth Fund Ownership Of Mf Global Ltd |
| 2009-08-31 | 2009-06-30 | N-Q/A | Assetmark Funds - Assetmark Large Cap Growth Fund | Large-Cap Growth | 87,026 | New Holding | 87,026 | 100 % | $622,236 | $584,815 | $-37,421 | -6.01 % | $-37,421 | | | | | | News Article | History of Assetmark Funds - Assetmark Large Cap Growth Fund Ownership Of Mf Global Ltd |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Financials | Specialty & Misc | 743,874 | Sold Some | -176,500 | -19.17 % | $5,318,699 | $4,998,833 | $-319,866 | -6.01 % | $75,895 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Financials Ownership Of Mf Global Ltd |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund | Large-Cap Core | | Sold All | -29,600 | -100 % | | | | -6.01 % | $12,728 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund Ownership Of Mf Global Ltd |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 1,354 | Sold Some | -116 | -7.89 % | $9,681 | $9,099 | $-582 | -6.01 % | $50 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-CSRS | Capital Growth Portfolioma - Capital Growth Portfolio | Large-Cap Growth | | Sold All | -159,000 | -100 % | | | | -7.94 % | $92,220 | | | | | | News Article | History of Capital Growth Portfolioma - Capital Growth Portfolio Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Evergreen Equity Trust De - Evergreen Growth Fund | Multi-Cap Growth | | Sold All | -4,557 | -100 % | | | | -7.94 % | $2,643 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Growth Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Growth Index Fund | Multi-Cap Growth | | Sold All | -87,525 | -100 % | | | | -7.94 % | $50,765 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Growth Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | | Sold All | -46,752 | -100 % | | | | -7.94 % | $27,116 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | | Sold All | -84,060 | -100 % | | | | -7.94 % | $48,755 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 202,454 | New Holding | 202,454 | 100 % | $1,477,914 | $1,360,491 | $-117,423 | -7.94 % | $-117,423 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 1,166,971 | New Holding | 1,166,971 | 100 % | $8,518,888 | $7,842,045 | $-676,843 | -7.94 % | $-676,843 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 553,684 | New Holding | 553,684 | 100 % | $4,041,893 | $3,720,756 | $-321,137 | -7.94 % | $-321,137 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 1,812 | Sold Some | -1,367 | -43.00 % | $13,228 | $12,177 | $-1,051 | -7.94 % | $793 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 26,593 | Added More | 1,560 | 6.23 % | $194,129 | $178,705 | $-15,424 | -7.94 % | $-905 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 4,371 | Added More | 1,069 | 32.37 % | $31,908 | $29,373 | $-2,535 | -7.94 % | $-620 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Growth Index Fund | Mid-Cap Growth | | Sold All | -65,590 | -100 % | | | | -7.94 % | $38,042 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Growth Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | | Sold All | -161,877 | -100 % | | | | -7.94 % | $93,889 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | | Sold All | -90,063 | -100 % | | | | -7.94 % | $52,237 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Growth Fund | No Data | 143,500 | New Holding | 143,500 | 100 % | $1,047,550 | $964,320 | $-83,230 | -7.94 % | $-83,230 | | | | | | News Article | History of Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Growth Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Vista Fund | Specialty & Misc | | Sold All | -53,476 | -100 % | | | | -7.94 % | $31,016 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Vista Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-Q | Sti Classic Funds - Small Cap Growth Stock Fund | Small-Cap Growth | 187,770 | New Holding | 187,770 | 100 % | $1,370,721 | $1,261,814 | $-108,907 | -7.94 % | $-108,907 | | | | | | News Article | History of Sti Classic Funds - Small Cap Growth Stock Fund Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Fund Iv - Financial Services Portfolio | Specialty & Misc | 51,543 | No Change | 0 | 0 % | $376,264 | $346,369 | $-29,895 | -7.94 % | $0 | | | | | | News Article | History of Variable Insurance Products Fund Iv - Financial Services Portfolio Ownership Of Mf Global Ltd |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 1,413,024 | Added More | 1,382,832 | 4580.12 % | $10,315,075 | $9,495,521 | $-819,554 | -7.94 % | $-802,043 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Mf Global Ltd |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Capital Opportunity Fund | Specialty & Misc | 93,000 | Added More | 24,000 | 34.78 % | $678,900 | $624,960 | $-53,940 | -7.94 % | $-13,920 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Capital Opportunity Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Investment Trust - Dws Small Cap Core Fund | Small-Cap Core | 12,200 | New Holding | 12,200 | 100 % | $88,694 | $81,984 | $-6,710 | -7.56 % | $-6,710 | | | | | | News Article | History of Dws Investment Trust - Dws Small Cap Core Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Financial Fund | Financial Services | | Sold All | -286,500 | -100 % | | | | -7.56 % | $157,575 | | | | | | News Article | History of Icon Funds - Icon Financial Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund | Small-Cap Core | 84,974 | New Holding | 84,974 | 100 % | $617,761 | $571,025 | $-46,736 | -7.56 % | $-46,736 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 65,428 | Added More | 44,127 | 207.15 % | $475,662 | $439,676 | $-35,985 | -7.56 % | $-24,270 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -7,015 | -100 % | | | | -7.56 % | $3,858 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -1,938,103 | -100 % | | | | -7.56 % | $1,065,957 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 976,606 | Sold Some | -190,100 | -16.29 % | $7,099,926 | $6,562,792 | $-537,133 | -7.56 % | $104,555 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 807,183 | New Holding | 807,183 | 100 % | $5,868,220 | $5,424,270 | $-443,951 | -7.56 % | $-443,951 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 49,455 | New Holding | 49,455 | 100 % | $359,538 | $332,338 | $-27,200 | -7.56 % | $-27,200 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Mf Global Ltd |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 38,655 | New Holding | 38,655 | 100 % | $281,022 | $259,762 | $-21,260 | -7.56 % | $-21,260 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Mf Global Ltd |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 30,000 | Added More | 5,000 | 20.00 % | $210,000 | $201,600 | $-8,400 | -4.00 % | $-1,400 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Mf Global Ltd |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio | No Data | 41,700 | New Holding | 41,700 | 100 % | $291,900 | $280,224 | $-11,676 | -4.00 % | $-11,676 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio Ownership Of Mf Global Ltd |
| 2009-08-25 | 2009-06-30 | N-Q | Nicholas Applegate Institutional Funds - International Growth Fund | Multi-Cap Growth | 10,500 | New Holding | 10,500 | 100 % | $73,500 | $70,560 | $-2,940 | -4.00 % | $-2,940 | | | | | | News Article | History of Nicholas Applegate Institutional Funds - International Growth Fund Ownership Of Mf Global Ltd |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 118,313 | New Holding | 118,313 | 100 % | $802,162 | $795,063 | $-7,099 | -0.88 % | $-7,099 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Mf Global Ltd |
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