| First Trust Small Cap Core Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) |
Small-Cap Core |
6.25 % |
2008-10-09 |
None |
- |
- |
- % |
Sold All |
-940 |
-100.00 % |
$-846 |
| First Trust Multi Cap Value Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) |
Multi-Cap Value |
5.62 % |
2008-10-09 |
None |
- |
- |
- % |
Sold All |
-483 |
-100.00 % |
$-435 |
| Bull Profund (Profunds) |
Large-Cap Core |
-12.77 % |
2008-10-06 |
455 |
$2,025 |
$-469 |
-18.79 % |
No Compare |
- |
- % |
- |
| Riversource Small Company Index Fund (Riversource Market Advantage Series Inc) |
Small-Cap Core |
-17.97 % |
2008-10-03 |
None |
- |
- |
- % |
Sold All |
-16,177 |
-100.00 % |
$26,207 |
| Steward Small Cap Equity Fund (Capstone Series Fund Inc) |
Small-Cap Core |
-21.15 % |
2008-09-29 |
4,060 |
$18,067 |
$-5,156 |
-22.20 % |
No Compare |
- |
- % |
- |
| S And P Smallcap 600 Pure Value Etf (Rydex Etf Trust) |
Small-Cap Value |
-33.75 % |
2008-09-19 |
10,270 |
$45,702 |
$-27,934 |
-37.93 % |
No Compare |
- |
- % |
- |
| Munder Energy Fund (Munder Series Trust) |
Specialty & Misc |
-30.27 % |
2008-09-08 |
1,717 |
$7,641 |
$-5,666 |
-42.58 % |
No Compare |
- |
- % |
- |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-26.67 % |
2008-09-08 |
2,900 |
$12,905 |
$-9,570 |
-42.58 % |
No Compare |
- |
- % |
- |
| The Gabelli Asset Fund (Gabelli Asset Fund) |
Specialty & Misc |
-28.04 % |
2008-09-05 |
100,000 |
$445,000 |
$-324,000 |
-42.13 % |
No Change |
0 |
0 % |
- |
| Revenueshares Small Cap Fund (Revenueshares Etf Trust) |
Small-Cap Core |
-26.83 % |
2008-09-04 |
308 |
$1,371 |
$-770 |
-35.97 % |
No Compare |
- |
- % |
- |
| Ironwood Isabelle Small Company Stock Fund (Ironwood Series Trust) |
Small-Cap Core |
-36.54 % |
2008-09-04 |
106,610 |
$474,415 |
$-266,525 |
-35.97 % |
No Compare |
- |
- % |
- |
| Vanguard Institutional Total Stock Market Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
-29.92 % |
2008-09-03 |
11,512 |
$51,228 |
$-37,184 |
-42.05 % |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-29.80 % |
2008-09-03 |
6,300 |
$28,035 |
$-20,349 |
-42.05 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-30.57 % |
2008-08-29 |
88,353 |
$393,171 |
$-278,312 |
-41.44 % |
No Compare |
- |
- % |
- |
| Credit Suisse/ |
Institution |
-30.85 % |
2008-08-29 |
34,900 |
$155,305 |
$-109,935 |
-41.44 % |
New Holding |
34,900 |
100.00 % |
$-109,935 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-34.72 % |
2008-08-29 |
78,240 |
$348,168 |
$-246,456 |
-41.44 % |
No Compare |
- |
- % |
- |
| The Gabelli Small Cap Growth Fund (Gabelli Equity Series Funds Inc) |
Small-Cap Growth |
-30.86 % |
2008-08-29 |
145,000 |
$645,250 |
$-456,750 |
-41.44 % |
No Change |
0 |
0 % |
- |
| Tamarack Microcap Value Fund (Tamarack Funds Trust) |
Multi-Cap Value |
-28.92 % |
2008-08-29 |
60,000 |
$267,000 |
$-189,000 |
-41.44 % |
No Compare |
- |
- % |
- |
| Index Portfolio (Wells Fargo Master Trust) |
Specialty & Misc |
-27.69 % |
2008-08-28 |
7,768 |
$34,568 |
$-22,838 |
-39.78 % |
No Compare |
- |
- % |
- |
| Index 600 Stock Portfolio (Northwestern Mutual Series Fund Inc) |
Specialty & Misc |
-29.95 % |
2008-08-28 |
495 |
$2,203 |
$-1,455 |
-39.78 % |
No Compare |
- |
- % |
- |
| Laudus Rosenberg International Discovery Fund (Laudus Trust) |
Global Flex Port |
-36.53 % |
2008-08-27 |
9,583 |
$42,644 |
$-28,078 |
-39.70 % |
No Compare |
- |
- % |
- |
| T Rowe Price Small Cap Value Fund Inc (T Rowe Price Small Cap Value Fund Inc) |
Small-Cap Value |
-28.28 % |
2008-08-26 |
615,100 |
$2,737,195 |
$-1,777,639 |
-39.37 % |
No Compare |
- |
- % |
- |
| Amvescap Plc |
Institution |
-30.92 % |
2008-08-21 |
10,134 |
$45,096 |
$-35,368 |
-43.95 % |
Added More |
5,700 |
128.55 % |
$-19,893 |
| New York State Common Retirement Fund |
Institution |
% |
2008-08-15 |
16,300 |
|
|
% |
No Change |
0 |
0 % |
- |
| Morgan Stanley |
Institution |
% |
2008-08-15 |
63,377 |
|
|
% |
Added More |
34,220 |
117.36 % |
|
| Citigroup Inc |
Institution |
-33.03 % |
2008-08-14 |
83,209 |
$370,280 |
$-272,093 |
-42.35 % |
Added More |
18,434 |
28.45 % |
$-60,279 |
| Millennium Management L.L.C. |
Institution |
-31.52 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-22,117 |
-100.00 % |
$72,323 |
| Schwab Charles Investment Management Inc |
Institution |
-29.78 % |
2008-08-14 |
4,000 |
$17,800 |
$-13,080 |
-42.35 % |
No Change |
0 |
0 % |
- |
| Goldman Sachs Group Inc |
Institution |
-33.42 % |
2008-08-14 |
32,776 |
$145,853 |
$-107,178 |
-42.35 % |
Sold Some |
-3,939 |
-10.72 % |
$12,881 |
| Padco Advisors Inc |
Institution |
-36.15 % |
2008-08-14 |
1,541 |
$6,857 |
$-5,039 |
-42.35 % |
Sold Some |
-23,809 |
-93.92 % |
$77,855 |
| Us Bancorp De |
Institution |
-27.30 % |
2008-08-14 |
7,390 |
$32,886 |
$-24,165 |
-42.35 % |
Sold Some |
-298 |
-3.87 % |
$974 |
| Tcw Group Inc |
Institution |
-33.79 % |
2008-08-14 |
248,454 |
$1,105,620 |
$-812,445 |
-42.35 % |
Sold Some |
-961,095 |
-79.45 % |
$3,142,781 |
| Pnc Financial Services Group Inc |
Institution |
-27.76 % |
2008-08-14 |
80 |
$356 |
$-262 |
-42.35 % |
No Change |
0 |
0 % |
- |
| Vtl Associates Llc |
Institution |
-30.69 % |
2008-08-14 |
747 |
$3,324 |
$-2,443 |
-42.35 % |
Sold Some |
-1,252 |
-62.63 % |
$4,094 |
| Mason Street Advisors Llc |
Institution |
-32.35 % |
2008-08-14 |
515 |
$2,292 |
$-1,684 |
-42.35 % |
Added More |
20 |
4.04 % |
$-65 |
| Brandywine Asset Management Llc |
Institution |
-31.46 % |
2008-08-14 |
77,330 |
$344,119 |
$-252,869 |
-42.35 % |
Sold Some |
-570 |
-0.73 % |
$1,864 |
| Padco Advisors Ii Inc |
Institution |
-31.85 % |
2008-08-14 |
15,111 |
$67,244 |
$-49,413 |
-42.35 % |
Added More |
9,851 |
187.28 % |
$-32,213 |
| Reich And Tang Asset Management Lp |
Institution |
-36.10 % |
2008-08-14 |
78,000 |
$347,100 |
$-255,060 |
-42.35 % |
Added More |
31,000 |
65.95 % |
$-101,370 |
| State Of Wisconsin Investment Board |
Institution |
-28.32 % |
2008-08-14 |
1,030,282 |
$4,584,755 |
$-3,369,022 |
-42.35 % |
Sold Some |
-22,354 |
-2.12 % |
$73,098 |
| Renaissance Technologies Corp |
Institution |
-32.05 % |
2008-08-14 |
281,400 |
$1,252,230 |
$-920,178 |
-42.35 % |
Added More |
39,000 |
16.08 % |
$-127,530 |
| Axa |
Institution |
-33.20 % |
2008-08-14 |
95,150 |
$423,418 |
$-311,141 |
-42.35 % |
Added More |
10,405 |
12.27 % |
$-34,024 |
| Price T Rowe Associates Inc |
Institution |
-32.78 % |
2008-08-14 |
451,249 |
$2,008,058 |
$-1,475,584 |
-42.35 % |
Sold Some |
-183,851 |
-28.94 % |
$601,193 |
| Bank Of New York Mellon Corp |
Institution |
-30.33 % |
2008-08-14 |
119,751 |
$532,892 |
$-391,586 |
-42.35 % |
Added More |
33,855 |
39.41 % |
$-110,706 |
| Shaw D E And Co Inc |
Institution |
-34.16 % |
2008-08-14 |
104,700 |
$465,915 |
$-342,369 |
-42.35 % |
Added More |
34,200 |
48.51 % |
$-111,834 |
| Wellington Management Co Llp |
Institution |
-33.78 % |
2008-08-14 |
1,297,700 |
$5,774,765 |
$-4,243,479 |
-42.35 % |
Added More |
225,200 |
20.99 % |
$-736,404 |
| Gamco Investors Inc Et Al |
Institution |
-30.26 % |
2008-08-13 |
361,600 |
$1,609,120 |
$-1,207,744 |
-42.87 % |
Sold Some |
-53,600 |
-12.90 % |
$179,024 |
| Wells Fargo And Co |
Institution |
-32.25 % |
2008-08-13 |
652,714 |
$2,904,577 |
$-2,180,065 |
-42.87 % |
Sold Some |
-62,206 |
-8.70 % |
$207,768 |
| Spark Lp |
Institution |
-33.28 % |
2008-08-13 |
13,800 |
$61,410 |
$-46,092 |
-42.87 % |
New Holding |
13,800 |
100.00 % |
$-46,092 |
| Northern Trust Corp |
Institution |
-29.76 % |
2008-08-13 |
47,066 |
$209,444 |
$-157,200 |
-42.87 % |
Sold Some |
-690 |
-1.44 % |
$2,305 |
| Hartford Investment Management Co |
Institution |
-31.55 % |
2008-08-13 |
2,740 |
$12,193 |
$-9,152 |
-42.87 % |
No Change |
0 |
0 % |
- |
| Bank Of America Corp |
Institution |
-29.93 % |
2008-08-12 |
44,458 |
$197,838 |
$-143,155 |
-41.98 % |
Added More |
768 |
1.75 % |
$-2,473 |
| Ameriprise Financial Inc |
Institution |
-32.52 % |
2008-08-12 |
15,887 |
$70,697 |
$-51,156 |
-41.98 % |
Sold Some |
-1,100 |
-6.47 % |
$3,542 |
| Northern Trust Co Of Connecticut |
Institution |
-32.29 % |
2008-08-12 |
55,220 |
$245,729 |
$-177,808 |
-41.98 % |
Sold Some |
-6,050 |
-9.87 % |
$19,481 |
| Zacks Investment Management |
Institution |
-30.00 % |
2008-08-12 |
None |
- |
- |
- % |
Sold All |
-6,254 |
-100.00 % |
$20,138 |
| Barclays Plc |
Institution |
-34.18 % |
2008-08-12 |
51,100 |
$227,395 |
$-164,542 |
-41.98 % |
Added More |
26,700 |
109.42 % |
$-85,974 |
| Royce And Associates Llc |
Institution |
-31.49 % |
2008-08-11 |
888,600 |
$3,954,270 |
$-2,959,038 |
-42.80 % |
Sold Some |
-4,800 |
-0.53 % |
$15,984 |
| Research Affiliates Llc |
Institution |
-29.03 % |
2008-08-11 |
31,377 |
$139,628 |
$-104,485 |
-42.80 % |
New Holding |
31,377 |
100.00 % |
$-104,485 |
| Menta Capital Llc |
Institution |
-32.02 % |
2008-08-11 |
15,500 |
$68,975 |
$-51,615 |
-42.80 % |
Added More |
3,000 |
24.00 % |
$-9,990 |
| Ubs Ag |
Institution |
-32.52 % |
2008-08-11 |
358 |
$1,593 |
$-1,192 |
-42.80 % |
Sold Some |
-24,393 |
-98.55 % |
$81,229 |
| Texas Permanent School Fund |
Institution |
-30.73 % |
2008-08-11 |
16,964 |
$75,490 |
$-56,490 |
-42.80 % |
Sold Some |
-1,026 |
-5.70 % |
$3,417 |
| Gendell Jeffrey L |
Institution |
-44.38 % |
2008-08-08 |
1,358,654 |
$6,046,010 |
$-5,067,779 |
-45.59 % |
No Change |
0 |
0 % |
- |
| Prudential Financial Inc |
Institution |
-29.99 % |
2008-08-08 |
22,800 |
$101,460 |
$-85,044 |
-45.59 % |
Added More |
599 |
2.69 % |
$-2,234 |
| Delaware Management Business Trust |
Institution |
-31.03 % |
2008-08-08 |
78,000 |
$347,100 |
$-290,940 |
-45.59 % |
Added More |
31,000 |
65.95 % |
$-115,630 |
| Ccm Partners |
Institution |
-29.84 % |
2008-08-07 |
683 |
$3,039 |
$-2,288 |
-42.94 % |
No Change |
0 |
0 % |
- |
| Merrill Lynch And Co Inc |
Institution |
-30.74 % |
2008-08-07 |
1,872 |
$8,330 |
$-6,271 |
-42.94 % |
Added More |
1,682 |
885.26 % |
$-5,635 |
| Towle And Co |
Institution |
-34.06 % |
2008-08-06 |
None |
- |
- |
- % |
Sold All |
-34,400 |
-100.00 % |
$115,928 |
| Voyageur Asset Management Inc |
Institution |
-28.14 % |
2008-08-06 |
60,000 |
$267,000 |
$-202,200 |
-43.09 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-31.07 % |
2008-08-06 |
3,398 |
$15,121 |
$-11,451 |
-43.09 % |
Sold Some |
-200,943 |
-98.33 % |
$677,178 |
| Citizens Bank Wealth Management Na |
Institution |
-24.56 % |
2008-08-04 |
4,925 |
$21,916 |
$-14,775 |
-40.26 % |
Added More |
135 |
2.81 % |
$-405 |
| Blackrock Investment Management Llc |
Institution |
-28.29 % |
2008-08-04 |
1,200 |
$5,340 |
$-3,600 |
-40.26 % |
Sold Some |
-500 |
-29.41 % |
$1,500 |
| California Public Employees Retirement System |
Institution |
-28.13 % |
2008-08-04 |
46,250 |
$205,813 |
$-138,750 |
-40.26 % |
No Change |
0 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
-28.62 % |
2008-08-01 |
1,201,437 |
$5,346,395 |
$-3,544,239 |
-39.86 % |
Sold Some |
-11,236 |
-0.92 % |
$33,146 |
| Principal Financial Group Inc |
Institution |
-27.75 % |
2008-08-01 |
36,318 |
$161,615 |
$-107,138 |
-39.86 % |
Added More |
1,389 |
3.97 % |
$-4,098 |
| S And P Smallcap Index Fund (California Investment Trust) |
Small-Cap Core |
-26.36 % |
2008-07-29 |
683 |
$3,039 |
$-2,192 |
-41.90 % |
No Compare |
- |
- % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-27.66 % |
2008-07-25 |
476,268 |
|
|
% |
Added More |
32,023 |
7.20 % |
|
| Strs Ohio |
Institution |
-28.23 % |
2008-07-24 |
0 |
$0 |
|
% |
New Holding |
0 |
100.00 % |
$0 |
| Oshaughnessy Asset Management Llc |
Institution |
-34.48 % |
2008-07-24 |
335 |
$1,491 |
$-1,079 |
-41.98 % |
Sold Some |
-19 |
-5.36 % |
$61 |
| Bear Stearns And Co Inc |
Institution |
-33.44 % |
2008-05-15 |
4,645 |
$20,670 |
$-15,932 |
-43.52 % |
Sold Some |
-4,101 |
-46.89 % |
$14,066 |