| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 33,750 | No Change | 0 | 0 % | $67,500 | $67,163 | $-338 | -0.50 % | $0 | | | | | | News Article | History of Amvescap Plc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cnh Partners Llc | Institution | 38,803 | New Holding | 38,803 | 100 % | $77,606 | $77,218 | $-388 | -0.50 % | $-388 | | | | | | News Article | History of Cnh Partners Llc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 67,312 | No Change | 0 | 0 % | $134,624 | $133,951 | $-673 | -0.50 % | $0 | | | | | | News Article | History of Morgan Stanley Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 40,370 | Added More | 25,252 | 167.03 % | $80,740 | $80,336 | $-404 | -0.50 % | $-253 | | | | | | News Article | History of Northern Trust Corp Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 10,815 | Sold Some | -5,715 | -34.57 % | $21,630 | $21,522 | $-108 | -0.50 % | $57 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | 18,500 | Added More | 4,900 | 36.02 % | $37,000 | $36,815 | $-185 | -0.50 % | $-49 | | | | | | News Article | History of Spark Lp Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agf Funds Inc | Institution | 578,300 | No Change | 0 | 0 % | $1,179,732 | $1,150,817 | $-28,915 | -2.45 % | $0 | | | | | | News Article | History of Agf Funds Inc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 236,300 | Added More | 25,000 | 11.83 % | $482,052 | $470,237 | $-11,815 | -2.45 % | $-1,250 | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 219,000 | No Change | 0 | 0 % | $446,760 | $435,810 | $-10,950 | -2.45 % | $0 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 668,627 | Sold Some | -90,518 | -11.92 % | $1,363,999 | $1,330,568 | $-33,431 | -2.45 % | $4,526 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 168,700 | Added More | 16,100 | 10.55 % | $345,835 | $335,713 | $-10,122 | -2.92 % | $-966 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 10,000 | Added More | 2,000 | 25.00 % | $21,500 | $19,900 | $-1,600 | -7.44 % | $-320 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 6,700 | New Holding | 6,700 | 100 % | $14,405 | $13,333 | $-1,072 | -7.44 % | $-1,072 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Novabay Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Crown Capital Management | Institution | 209,270 | No Change | 0 | 0 % | $395,520 | $416,447 | $20,927 | 5.29 % | $0 | | | | | | News Article | History of Crown Capital Management Ownership Of Novabay Pharmaceuticals Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 33,750 | Sold Some | -33,750 | -50.00 % | $60,750 | $67,163 | $6,413 | 10.55 % | $-6,413 | | | | | | News Article | History of Amvescap Plc Ownership Of Novabay Pharmaceuticals Inc |
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss! There has been no adjustmentsfor splits! |
| Note: All amounts in USD, converted using Intrabank Exchange Rate on Date Reported/Today |
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