| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -54,880 | -100 % | | | | -8.49 % | $4,939 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of National Coal Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -174,820 | -100 % | | | | -10.18 % | $19,230 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 419,778 | No Change | 0 | 0 % | $453,360 | $407,185 | $-46,176 | -10.18 % | $0 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 18,431 | Added More | 8,431 | 84.31 % | $19,905 | $17,878 | $-2,027 | -10.18 % | $-927 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 7,000 | No Change | 0 | 0 % | $7,560 | $6,790 | $-770 | -10.18 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 27,221 | Sold Some | -227,913 | -89.33 % | $29,399 | $26,404 | $-2,994 | -10.18 % | $25,070 | | | | | | News Article | History of Morgan Stanley Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 98,506 | Sold Some | -118,884 | -54.68 % | $106,386 | $95,551 | $-10,836 | -10.18 % | $13,077 | | | | | | News Article | History of Northern Trust Corp Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 101,417 | Sold Some | -135,938 | -57.27 % | $109,530 | $98,374 | $-11,156 | -10.18 % | $14,953 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Steelhead Partners Llc | Institution | 5,480,012 | Sold Some | -401,600 | -6.82 % | $5,918,413 | $5,315,612 | $-602,801 | -10.18 % | $44,176 | | | | | | News Article | History of Steelhead Partners Llc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | 279,100 | No Change | 0 | 0 % | $301,428 | $270,727 | $-30,701 | -10.18 % | $0 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -26,300 | -100 % | | | | -10.18 % | $2,893 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of National Coal Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 38,200 | No Change | 0 | 0 % | $41,256 | $37,054 | $-4,202 | -10.18 % | $0 | | | | | | News Article | History of Wexford Capital Llc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 181,550 | Added More | 18,550 | 11.38 % | $186,997 | $176,104 | $-10,893 | -5.82 % | $-1,113 | | | | | | News Article | History of Barclays Plc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | | Sold All | -11,700 | -100 % | | | | -5.82 % | $702 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 29,899 | No Change | 0 | 0 % | $30,796 | $29,002 | $-1,794 | -5.82 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | | Sold All | -72,545 | -100 % | | | | -5.82 % | $4,353 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -19,700 | -100 % | | | | -5.82 % | $1,182 | | | | | | News Article | History of Jefferies Group Inc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 25,019 | Added More | 9,496 | 61.17 % | $25,770 | $24,268 | $-1,501 | -5.82 % | $-570 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 281,500 | New Holding | 281,500 | 100 % | $289,945 | $273,055 | $-16,890 | -5.82 % | $-16,890 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 942,500 | No Change | 0 | 0 % | $970,775 | $914,225 | $-56,550 | -5.82 % | $0 | | | | | | News Article | History of Sarofim Fayez Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | 13,800 | New Holding | 13,800 | 100 % | $14,214 | $13,386 | $-828 | -5.82 % | $-828 | | | | | | News Article | History of Spark Lp Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 492,889 | Added More | 187,922 | 61.62 % | $507,676 | $478,102 | $-29,573 | -5.82 % | $-11,275 | | | | | | News Article | History of Vanguard Group Inc Ownership Of National Coal Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 49,600 | No Change | 0 | 0 % | $51,088 | $48,112 | $-2,976 | -5.82 % | $0 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of National Coal Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 54,011 | Added More | 1,510 | 2.87 % | $54,011 | $52,391 | $-1,620 | -3.00 % | $-45 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of National Coal Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Geologic Resource Partners Llc | Institution | 4,801,110 | No Change | 0 | 0 % | $4,801,110 | $4,657,077 | $-144,033 | -3.00 % | $0 | | | | | | News Article | History of Geologic Resource Partners Llc Ownership Of National Coal Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 12,000 | Sold Some | -3,000 | -20.00 % | $12,000 | $11,640 | $-360 | -3.00 % | $90 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of National Coal Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 47,105 | Sold Some | -96,644 | -67.23 % | $47,105 | $45,692 | $-1,413 | -3.00 % | $2,899 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of National Coal Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -36,636 | -100 % | | | | -8.49 % | $3,297 | | | | | | News Article | History of Citigroup Inc Ownership Of National Coal Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -12,275 | -100 % | | | | -8.49 % | $1,105 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of National Coal Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 3,500 | Sold Some | -51,245 | -93.60 % | $3,710 | $3,395 | $-315 | -8.49 % | $4,612 | | | | | | News Article | History of Ubs Ag Ownership Of National Coal Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -11,335 | -100 % | | | | -3.00 % | $340 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of National Coal Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Husic Capital Management | Institution | | Sold All | -502,276 | -100 % | | | | -3.00 % | $15,068 | | | | | | News Article | History of Husic Capital Management Ownership Of National Coal Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -178,856 | -100 % | | | | 3.19 % | $-5,366 | | | | | | News Article | History of Oxford Asset Management Ownership Of National Coal Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 326,451 | Sold Some | -7,200 | -2.15 % | $346,038 | $316,657 | $-29,381 | -8.49 % | $648 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of National Coal Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 2,700 | No Change | 0 | 0 % | $3,240 | $2,619 | $-621 | -19.16 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of National Coal Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 55,309 | No Change | 0 | 0 % | $65,818 | $53,650 | $-12,168 | -18.48 % | $0 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of National Coal Corp |
| 2009-10-08 | 2008-09-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -1,109 | -100 % | | | | -23.01 % | $322 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of National Coal Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 19,000 | No Change | 0 | 0 % | $24,130 | $18,430 | $-5,700 | -23.62 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of National Coal Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 52,501 | Sold Some | -1,026,369 | -95.13 % | $49,876 | $50,926 | $1,050 | 2.10 % | $-20,527 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of National Coal Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | | Sold All | -880 | -100 % | | | | 21.25 % | $-150 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of National Coal Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | | Sold All | -230 | -100 % | | | | 21.25 % | $-39 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of National Coal Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -18,100 | -100 % | | | | 22.78 % | $-3,258 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of National Coal Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -800 | -100 % | | | | 22.78 % | $-144 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of National Coal Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | | Sold All | -106,400 | -100 % | | | | 22.78 % | $-19,152 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of National Coal Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | | Sold All | -293 | -100 % | | | | 24.35 % | $-56 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -169,221 | -100 % | | | | 19.75 % | $-27,075 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -341,671 | -100 % | | | | 19.75 % | $-54,667 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -19,053 | -100 % | | | | 19.75 % | $-3,048 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -1,520 | -100 % | | | | 19.75 % | $-243 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -6,686 | -100 % | | | | 19.75 % | $-1,070 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -157 | -100 % | | | | 19.75 % | $-25 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of National Coal Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 52,501 | Added More | 18,947 | 56.46 % | $42,526 | $50,926 | $8,400 | 19.75 % | $3,032 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of National Coal Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | | Sold All | -8,878 | -100 % | | | | 19.75 % | $-1,420 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of National Coal Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -10,786 | -100 % | | | | 19.75 % | $-1,726 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of National Coal Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 150,364 | New Holding | 150,364 | 100 % | $121,795 | $145,853 | $24,058 | 19.75 % | $24,058 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of National Coal Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 154,603 | New Holding | 154,603 | 100 % | $125,228 | $149,965 | $24,736 | 19.75 % | $24,736 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of National Coal Corp |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 19,700 | New Holding | 19,700 | 100 % | $14,578 | $19,109 | $4,531 | 31.08 % | $4,531 | | | | | | News Article | History of Jefferies Group Inc Ownership Of National Coal Corp |
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